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NEW DIRECTIONS IN THE
ANTHROPOLOGY OF DREAMING
List of figures ix
List of contributors x
Acknowledgments xii
PART I
Introduction 1
PART II
New theoretical approaches to dreaming: implications
for culture and identity 51
PART III
Dream cultures: theoretical and ontological perspectives 135
Index 234
FIGURES
3.1 Apple Cup football game. November 23, 2018. Photo courtesy of
Washington State University Marketing & Communications.
Sarah Nathan, Photographer 58
7.1 Yakob village as it appeared in 1995. Photo courtesy of the author 138
7.2 Roger with a tree kangaroo. Outside his ethnographer’s house in
Yakob village, 1995. Photo courtesy of the author 140
7.3 Fugod demonstrating a formerly fashionable way in which men
wore a pig’s tusk through a pierced septum to appear fierce in
battle. Inside Roger’s ethnographer’s house in Yakob village, 1995.
Photo courtesy of the author 140
7.4 How Asabano people (and dogs) sleep.Yakob village, 2017. Photo
courtesy of the author 145
10.1 The current Dalai Lama beneath a thangka of 1000-armed
Chenrezig, of which he is considered the present reincarnation.
Photo courtesy of the author 211
10.2 Kyabje Sharpa Choeje Rinpoche in front of statues (rupas) of
Chenrezig (center) and Buddha (right). Photo courtesy of the author 212
CONTRIBUTORS
Editors
Additional contributors
Kelly Bulkeley (The Sleep and Dream Database) is director of an online data-
base devoted to sleep and dream research. A former president of the International
Association for the Study of Dreams and a senior editor of the journal Dreaming,
he was originally trained in the psychology of religion, and now combines that
approach with new developments in art, culture, and the digital humanities. He
is author and editor of numerous books, including Big Dreams: The Science of
Contributors xi
Dreaming and the Origins of Religion (Oxford University Press, 2016) and Lucrecia the
Dreamer: Prophecy, Cognitive Science, and the Spanish Inquisition (Stanford University
Press, 2018).
ACKNOWLEDGMENTS
Dream studies in the new millennium offer a fertile opportunity for exploration. As
dreamers the world over share their nighttime adventures through new technolo-
gies and media; as social, political, and cultural change accelerates across the globe;
and as the sciences advance new methods and raise new questions, anthropologists
are well-placed to take account of dreaming and its complex relations with the
social worlds in which dreamers live. All of the contributors to this volume embrace
the insight that dreams comment on the social surround and they do so from an
intimate angle that illuminates the ever-thorny problem of how to theorize the
bridge between individuals and their changing cultures. This volume emerged out
of exciting work and conversations begun at a panel at the meetings of the Society
for Psychological Anthropology in Santa Ana Pueblo in April, 2019—conversations
that continued at the joint meetings of the Canadian Anthropology Society and
the American Anthropological Association in Vancouver in November 2020.
At Routledge, we would like to thank Katherine Ong and the two anonymous
reviewers for their enthusiastic encouragement, and Stewart Beale for his editorial
assistance. We thank Matthew Newsom for producing the volume’s index. We are
grateful to Washington State University Marketing and Communications for the
photograph that appears in Chapter 3. Finally, we note that our names, as editors,
are listed alphabetically; we contributed equally to the volume’s production.
PART I
Introduction
1
DEFINING NEW DIRECTIONS IN THE
ANTHROPOLOGY OF DREAMING
Jeannette Mageo
A topic of perpetual concern to those who study actual dreams is the distinction
between dreams-as-dreamt and remembered/reported dreams. How do dreams
transform from a person’s internal experience to a narrative that then becomes a
subject of interpretation? Without situating the dream in the cultural context of its
telling and identifying the role of the interlocutor in shaping the dream narrative,
one runs the risk of not adequately making this distinction. Psychoanalysts dis-
cuss this distinction in terms of transference and countertransference. Transference
and countertransference refer to feelings that psychoanalysts believe move uncon-
sciously back-and-forth between analyst and analysand. Stretching back to early
childhood, these highly mobile feelings are stirred by psychoanalytic encounters
and re-experienced. Intimate dream narration can also have this effect. Dream
narrators may transfer feelings that took a particular direction and shape in relations
with childhood caretakers onto their interlocutor. But the interlocutor too is drawn
into this displacement and may feel resonant or conflicting emotions that involve
their own childhood dramas and conflicts (countertransference).
There is much of interest in the ideas of transference and countertransference.
For one thing, these ideas suggest that dreams are never insulated from interlocu-
tory exchange with the social world. Thus, transference may affect or even gen-
erate the dream-as-dreamt, which is then “addressed” in a Bakhtinian sense to the
dreamer’s interlocutor. Transference and countertransference predicate that the
dream is intersubjective all the way down. Under the spell of transference and
countertransference, however, both parties tend to see analysts as parent figures.This
illusion may persuade people that their interlocutor inevitably “knows” what the
dream is about and what the teller is experiencing. In contrast, the new ethic, which
our chapters explicitly demonstrate, surrenders authority and the parental position.
We subvert the old Freudian notion that the person who tells the dream is somehow
subordinate. Rather, we regard dreams as cultural artifacts that anthropologists and
informants unearth and explore together. Dreamer and interlocutor have access to
important but different sources of information about the significance of a dream.
Dreamers know about their own experience, personal history, and their culture.
Anthropologists, too, know about a dreamer’s culture, but also about cross-cultural
comparisons, and they know cultural theories on everything from power to cogni-
tive theories about schemas and models. Such sources, we believe, need to dovetail
in valid dream interpretation.
Our contributors employ analytic strategies pitched at a variety of levels and
present ethnographic research from broad ranging locales—from ultra-modern
metropoles to remote rural locales where indigenous ontologies confront ever-
encroaching global capitalism. While all chapters draw heavily on dreamers’ voices
in their accounts, some focus more on new theoretical approaches to dreams and
others on accounts of local dream beliefs and practices.When making such accounts
the ethnographer draws out the implications of dreaming in other cultures for new
theory building. In this sense, this book bridges emic and etic foci that map, if only
roughly, onto the West-versus-the-Rest categories. Mageo (Chapter 3), Newsom
(Chapter 4), Sheriff (Chapter 5), and Bulkeley (Chapter 6) offer etic theories of the
6 Jeannette Mageo
dream, while Groark (Chapter 8), Mittermaier (Chapter 9) and Knauft (Chapter 10)
unpack local dream theories. Lohmann, a liminal case (Chapter 7), theorizes the
collision of Western/Christian and traditional Papua New Guinea cultures.1
Connected to these divergent foci is a contrast between collective dream
cultures, as among Muslims, versus cultures in the West that credit the presence of
generally invisible and individualized dream experiences. In dream cultures, people
often see dreaming as offering correcting perspectives on waking life and as usefully
envisioning what is opaque to the waking mind. Then dreaming is visioning and
is central to religious experience—to interactions with God and other numinous
beings and essences, as in Knauft’s, Lohmann’s, Mittermaier’s, and Groark’s chapters.
In Western cultures dreaming tends to be peripheral to waking life and is a secular
province mainly of therapists, theorists, and experimentalists. Bulkeley’s comment
(Chapter 6) that “cultural forces can nurture dreaming or stifle it” is apropos here.
Also implicit in these divergent cultural orientations is a contrast in ways the
dream itself is constructed and understood. In the West, there is a lingering ethno-
centric reification of “dreaming” as distinct from and opposed to “waking,” which
Westerners have also challenged in sources from Plato’s myth of the cave to The
Matrix and Westworld. Sheriff (Chapter 5) shows that dreaming makes little to no
distinction between what is seen on television and what is experienced in “real” life.
In his discussion of lucidity among Tibetan Buddhists, Knauft (Chapter 10) reminds
us that dreaming is not necessarily a distinct and unified phenomenon in oppos-
ition to waking life, but is rather a series along a continuum of states. He asks what
is real and what is reification in Western assumptions about dreaming in light of
the Tibetan idea that dreaming is a space where one can move toward higher states
of consciousness, and how this Tibetan idea intersects with recent psychological
studies of dreaming as a form of consciousness (see also Laughlin 2011). Lohmann
(Chapter 7) points out that many dream beliefs and experiences posited by local
theories of dreaming, such as the idea that they are “sensations of hidden reality,”
are more common cross-culturally “than is the scientific model of dreams as purely
imaginary” (see also Groark, Chapter 8; Stephan 2003).
If certain contrasts among our chapters are evident, our various investigations all
point to a powerful new view of dreaming. Constitutive to this view are three pri-
mary directions that this introduction now reviews in more depth and in individual
essays, drawing out their implications for a twenty-first-century anthropology of
the dream. It also attempts to define what these overriding directions bring to
dream studies in anthropology and other disciplines.
These implicit visual commentaries reveal the undersides of culture—the side ripe
for revolution, from affective revolutions to political ones. Dreamers often express,
explore, and critique problematic dimensions of culture (unfairness, inequality,
contradictions, impossible expectations, unrealistic ideals, false beliefs, hypocrisy,
immorality parading as custom, etc.) that waking-life interactions may obfuscate,
silence, or rhetorically erase. Mageo (Chapter 3), for example, analyzes the dream
of an American Hispanic, Julio. Julio fights and tries unsuccessfully to outrun an
American race–sports–masculinity constellation and desperately seeks what a pro-
ductive relationship to the culture might be for him. Newsom (Chapter 4) recounts
the dreams of young Germans who struggle to confront the Nazism and racism of
their national past, which had gone socially underground to a degree until recently,
yet is still present. Sheriff (Chapter 5) focuses on the dreams of young female
college students in the Northeastern US—dreams that raise questions about the
profit-generating mediatization of violence and domination against women that
is so taken for granted in American culture. Lohmann (Chapter 7) documents the
dreams and dialogues of his Papua New Guinean informant, Fugod. Fugod had
recently converted to Christianity, escaping local fears of witchcraft and ghosts.
Groark (Chapter 8) show how Tzotzil Maya dreams disclose that people’s civil and
polite public behavior is often a mask behind which they compete and scheme
against one another.2
Investigating and theorizing about individuals, psychologists have long seen
dreaming as an integral part of learning and as performing “memory consolidation”
(see for example Bion 1992; Foulkes 1993; Hartman 1998; Hunt 1989; Palombo
1978; Stephen 2003; Stickgold et al. 2001; Stickgold and Walker 2004). Cultures
are our collective learning and memory systems (Mageo 2010, 2011; Lohmann
and Dahl 2013). Various chapters in this volume, too, show that dreaming does
similar work for us collectively as it does for people individually, helping people to
learn, remember, and change by integrating daily experience within larger cultural
structures that may falter in a particular life confrontation or historical moment—
particularly, perhaps, this new global historical moment. Dreamers in this volume
thrust us assertively into a global world of incredibly rapid change. Newsom’s
dreamers, for example, mull over the rightward, fascist lurch happening all over
Europe, the US, and swaths of South America. These German dreamers, however,
also adopt new identities as global citizens and build community across borders—a
radical political act.
Stephen (2003) discusses dreams as extra-semantic perceptions. What she means
by this term is that our senses and our linguistic minds speak different and incom-
patible languages, yet sense impressions that are not easily verbalized can often be
represented in images. Hence a level of perception subtler than our languages can
codify may appear in dreams. It seems likely that hunting and gathering peoples
with simple technologies needed such perceptions to survive—anticipating the
likely location of game, for example, through barely detectible signs. Indeed, still
today such peoples often see their dreaming as offering this kind of information
(see for example Willerslev 2004). Perhaps now, when the future of the species so
8 Jeannette Mageo
obviously hangs in precarious political and ecological balances, we may again need
the extra-semantic perceptions of dreams to navigate all that impends globally.
Dreams sometimes serve as psychological preambles and internal precursors
of global events. Mittermaier’s Egyptian Muslim informants (Chapter 9) dream
about God, which according to some religious authorities they are not supposed
to do! One might speculate that this subtle change was an internal preamble to
the Arab Spring and, going further, one might see the Arab Spring as an animating
precursor of the global Occupy movement. Lohmann’s dreamers (Chapter 7) get
sucked through their outward-pointing dreams into global Christianity—long a
key part of an intensified moment of Western imperialism that has gone hand-in-
glove with the aggressive resource extraction in Papua New Guinea and elsewhere.
Meanwhile, Groark’s Chamula Maya (Chapter 8) engage paradoxically with glo-
balism. They have a reputation for hostility to tourists who take photographs of
public ceremonies or in churches and they exert strong control over the access of
visitors to their community, yet shamans communicate with spirits/God via oneiric
smartphones—the very symbol and epitome of the virtual and global. Mageo’s
Julio and his dreams (Chapter 3) lean into the future, toward the cusp of what
later develops into a new era of American People of Color (POC) activism, today
greeted by backlash and Trumpism. Knauft (Chapter 10) documents authentic
Tibetan Buddhism in the American south. Here the internationalist, done-with-
Christianity experiments of the Beats and the Beatles go mainstream with Knauft
as an autoethnographer. Bulkeley’s dreamers (Chapter 6) are part of a global crisis
in migration and remind us of the same rightward lurch evident in Newsom’s
Germany (Chapter 4). Sheriff ’s dreamers (Chapter 5) ride the wave of new pros-
thetic technologies and media productions—Pandora’s global-box of Netflix and
the iPhone. While her dreamers appear as victims, the new figure of the female
detective/forensic scientist/cop/radio host also inspires their engagement with the
murder genre.
Cognitive anthropological theory about schemas and models plays a role in
accounting for change in a number of chapters. In her essay in this volume and
in a long series of publications,3 Mageo argues that in the metaphorical play of
dreams, people confront otherwise unconscious discontents with cultural models.
Discontents drive dreamers to work on collective problems of meaning and inspire
similar resistances and cultural innovations in others’ dreams. Lohmann (Chapter 7)
also argues that major changes in people’s understanding or worldview may dis-
rupt interdependent cultural schemas. Dreams, he argues, register and even gen-
erate an updating process through a “natural dialogue between waking and sleeping
thought.” For Lohmann, this dialogue is “natural” in the sense that dreams are
neurobiological processes and in this limited sense their origin is biological. Here,
I would add, “dialogue” is a trope drawn from social life and indeed, biological and
social signals often trigger one another. After all, it was a bell that made Pavlov’s
dog salivate.
Dreams can work on troubling schemas and models because images and motifs
that serve as visual metaphors for them travel into dreams via what Mageo (2001b,
Defining new directions 9
indigenous peoples with global symbols and processes. Similarly, Lohmann’s Papua
New Guineans (Chapter 7) interleave indigenous Pacific and Christian-mission
traditions. Sheriff ’s students (Chapter 4) ride the wave of shifting media ecologies
and wrangle with “ever-changing cultural landscapes of meaning.” All of Mageo’s
work on dreams, including Chapter 3, is about how people cope with changing and
contradictory culture.4 In spelling this out, New Directions demonstrates very vividly
why and how dreaming is profoundly cultural—how the dreaming mind is a cul-
tural organ—or as Lohmann (2019, Chapter 7) says, dreaming is culture.
Change is also transition and speaks to cultural processes that affect social and
individual transmutation. Here again we take inspiration from Winnicott’s (1971)
idea that dreams are a transitional space between the internal world of the sub-
ject and the “real” external world—between desire and what exists. Documenting
Tibetan Buddhist beliefs about the dream, Knauft (Chapter 10) tells us that
dreaming is one of many bardos, transitional states that are integral to the way
Tibetan Buddhists conceptualize existence. Bulkeley’s (Chapter 6) idea of dreaming
as play revolves around Winnicott’s object-relations approach to the imagination
as producing “transitional phenomena.” Dreaming is a transitional space of spe-
cial import for young people—a place to rehearse scenes from public culture, as
Sheriff ’s young northeastern dreamers do (Chapter 5). Mageo (Chapter 3) sees
dreams as a space where Julio tries to transit away from his personal past toward
some not yet imagined future, just as he tries to outrun the skeletal detectives.
Newsom’s young Germans would like to transit away from their monstrous his-
torical past. “Christina,” for example, analyzes a dream as representing a conflict
between a sense of self that is tied, on the one hand, to Germany’s Nazi past and her
upbringing in a small German town, and on the other to a newer sense of self that
she has begun to establish through her international travels. Arguably, Lohmann’s
Asabano Christian dreamers (Chapter 7) are trying to make a historical transition to
a contemporary global world and one of its dominant religious worldviews through
their dreams (for further examples see Mageo 2001a, 2002a, 2003a).
an ideal of integration such that one might arrive at a unitary self in the end.
For Freud (1964) consciousness itself is an integrative framework, working out
treaties between often warring territories of the self. For Jung (1967, 1968, 1970)
the various parts of the self represent its unrealized potentials, all of which can
be unearthed through a personal alchemy and transformed so as to ultimately
integrate. For many later researchers too, dreams came to stand for complex if
seemingly inchoate pictures of the unitary person and point toward its realization
through life-long transitions among an endless series of “self states” (Kohut 1971,
1977) or “selfscapes” (Hollan 2003).5
Today, however, people worldwide, cell phones to their ears, snapping “selfies”
in a multitude of contexts with diverse others, the unitary self wears ironic quota-
tion marks reminiscent of cuckold’s horns: the concept has been stealthily betrayed.
Selves appear as an endless series of identities—like those that people assume online
or construct through Facebook and other social media. In many non-Western cul-
tural worlds, too, people model personhood as identities: that is, as shifting and mul-
tiple faces worn in social life in light of which others see the person. New Directions
asks how the theorization of the dream must alter in face of the anthropological
recognition that the unitary self is a cultural construct far from universally shared.6
Dreams, we hold, are not only about the “self,” nor only iterative of unresolved
childhood conflicts that stand in the way of self-unification. Rather, they are likely
to reflect and advance people’s efforts to reconstitute shifting identities by recon-
ciling new experiences with images and narratives drawn from culture.
Identity is the cumulative result of affirming, “that is me” or “that is not me.”
It develops through acts of identification and dis-identification with elements of
internal experience and with persons, groups, and manifold kinds of representations
(from discourse to movies to art) in the cultural world (Mageo 1998, 17; Mageo
and Knauft 2002). Successive acts of identification/dis-identification occur from
the beginning of life and also occur in dreams. While questions of cultural/social
contexts and the complex relations they involve are central to identities and their
dream (re)constructions, people often conceive and dream identities in relation to a
contrasting “other.” Implicit in identities, then, are alterities: those dis-identifications
we make to craft personhood. Alterities in dreams represent actors and feeling at
odds with the dreamer’s conscious sense of self but also provide insight into nega-
tive and resistive forms of agency in a culture—forms that are more complex than
conscious intent and are what in prior work Mageo (2003b, 2003c, 2011) calls
counter-identities.We, therefore, ask who is other-ed in dreams and what role these
alterities play in the cultural reality the dream depicts. What emerges from dreams
for our contributors is a vision of dreaming as a site for contesting, altering, con-
solidating, escaping from, or questioning identity.
Mageo (2017b, 2019a, 2019c) argues that cultural models have correlative
ideals that people realize or fail to realize as social identities (see also LeVine and
Norman 2001). When people fail it is often because they are ambivalent about
these ideals: the person wants but is unwilling to make those identifications from
which a clear sense of identity derives. Such ambivalence, Mageo further argues,
12 Jeannette Mageo
that while the shape of the Other has changed over the decades since WWII in
Germany, shifting from Jews to immigrants and refugees, tendencies to dis-identify
with whoever is perceived as other and to blame national identity problems on
them remain the same. For Newsom national identity is inevitably personal.Young
dreamers often respond to their temporal and cultural closeness to their disquieting
past by displacing historical guilt and projecting negative cultural identity images
associated with it on their elders who may have been Nazis. In the global age,
Newsom shows, the past too can become an image of alterity. At the center of his
chapter are questions of how dreamers cope with a stigmatized national/historical
identity.
For Groark’s Tzotzil-Mayan dreamers, jockeying for status is at the center of
their local identity concerns and their dreaming. During the day people are cordial
and polite but dreams are a dangerous mirror world where antagonistic others con-
spire against the dreamer. For Groark understanding dream experience is critical
to understanding dynamic tensions between public identities and secret feelings.
Groark, therefore, calls dreams socioscopic: they provide access to normally occluded
realms of human emotion, motive, and action. For the Tzotzil Maya, dreams are an
alternative but legitimate realm of interaction and interpersonal engagement and
people’s dream identities are real and important.Thus Groark shows that among the
Tzotzil Maya, dream experiences can support religious identity formation (see also
Lohmann 2000, 2003). He recounts the case of a curer, Xun, whose divine investi-
ture begins in dreams.
Mittermaier’s portrait of Egyptian Muslim dreams as occasional divine visitations
addressed to the dreamer also makes religious identity immediate and experiential.
In her chapter God and Muhammad are alterities who are profoundly important
to dreamers’ sense of who they are. Anthropologists of religion often remain at a
bloodless conceptual-level failing to capture this experiential dimension of religion.
Scrutinizing dreams allows Mittermaier to recognize religious identity is achieved
through highly subjective experience, at its core ineffable and numinous, like dreams
themselves. Few anthropologists of major religions take dreams as a component of
religious identity (Paul on the road to Damascus notwithstanding), although dreams
often play a leading role in such identifications in less Western places like among
Groark’s Tzotzil Maya and Lohmann’s Pacific Islanders.
The play that Bulkeley (Chapter 6) believes animates all dreaming is arguably
directed to the negotiation of identity. His chapter zooms in on contemporary
artists who are also immigrants often in flight from political oppression and phys-
ical threat. Their dreams revolve around attempts to manage complex identities
that derive from these histories along with current life difficulties—like an invalid
grandmother who wants to live at home rather than in a care facility. Together,
Bulkeley and Alisa Minyukova evolved the Dream Mapping Project, dream-sharing
workshops for these immigrant artists in which they carry on the identity work that
begins in dreams. In a “Dream Character Café” artists use props and costumes to
stage dreams, to assume the identity of dream characters and objects, and to interact
with other people’s dream characters. This work resembles Fritz Perls’s therapeutic
14 Jeannette Mageo
work, Mageo’s (2001a, 2011) Dream Play method of working with dreamers, and
Edgar’s (2004) imagework. The Dream Mapping Project allows these artists to
create alternative identities and to be freer than they can be in normal life where
they are often cast as outsiders and must deal with their host countries’ defensive
feelings about national borders.
For Knauft’s Buddhist dreamers, identity construction amounts to dis-
identification with the ego. For them, the ego is a spurious self and in a sense an
alterity from which they distance themselves in order to identify with actively
imagined transcendent deities. Recalling and rehearsing these dreams during daily
meditation intensifies identification with the deity essences one has visualized there.
Saṃbhogakāya enlightenment, is a state of full identification with one’s higher nature
as a resonant divine force and with a subtler meta-conscious level of reality that
recognizes the full interdependence of all beings—an identification that dreams can
facilitate.
The Continuity Hypothesis holds that the intensity of waking concerns predicts
the frequency of similar dream events (see Bulkeley, 2018; Domhoff and Schneider,
2018; Foulkes, 1985; Schredl and Hofmann, 2003).7 Dreams, Mageo argues (2019c),
are continuous with waking life by virtue of visual metaphors that in dreams
represent those cultural schemas and models that determine daily concerns and
their intensities. In Julio’s dream (Chapter 3), for example, an American cultural
model of race appears through the cultural metaphor of skin color. This model
has shaped American concerns since before the Civil War. Newsom (Chapter 4)
also disputes that dream continuities are only based in personal concerns, showing
that such concerns may come from social and political history. Sheriff (Chapter 5)
sees dreams as continuous with media environments and the political realities
they reflect, not just with the personal dimension of experience. Indeed, all of
the chapters in this volume argue that dreams are continuous with and extensions
inward of cultural realities.
In Threat Simulation Theory, nightmares evolved to rehearse those threats to
survival that plagued humans in early species history and to practice avoiding these
threats in waking life (Revonsuo 2000, 2006). Social Simulation Theory extends
this theory by postulating that dreams select waking material that allows dreamers
to practice social skills and to rehearse bonds important for species survival
(Revonsuo, Tuominem, and Valli 2016). Offering a potentially unifying theory of
dream mentation, Mageo (2017b, 2018, 2019c) agrees that dreams rehearse threats
and social relations, but she proposes REM-type dreams (image-rich story-like
dreams) do so to think mimetically about all these things. She defines mimesis
as making likenesses with variations, where the iteration of a remembered image
specifies a subject of dream thought, and where variations on this image are com-
mentary on that subject.
In cases of actual bodily threats or of remembering severe trauma, nightmares
do appear to simulate threats to physical being that people seek to avoid in waking
life. Even these threats, however, are wildly different from those of the ancestral
environment—for example, the threats posed by oppressive political circumstances.
In Bulkeley’s chapter, Alisa’s nightmare replays the physical fear she experienced
in a childhood when she lived amidst highly threatening political conditions,
symbolized in her dream by the KGB. In less fraught and frightful circumstances,
however, Mageo (2017a) argues dreams are more likely to rehearse identity threats
symbolized by bodily threats. In Mageo’s Chapter 3, Julio is attacked by white sports
fans and then killed by skeletal detectives resembling Holmes and Watson; the threat
that these assaults symbolize are to his identity as a young Hispanic male trying to
make his way in a racist society. Dream rehearsals of social relationships, Mageo
(2019a) further argues, repeat and change memory images to think about the cul-
tural and personal past and present.
In Sheriff ’s chapter, too, threats to life and limb do not replay immediate phys-
ical threats to young northeastern women even while they dramatize the vulner-
ability of being female in a world where aggression against women is both real and
16 Jeannette Mageo
dreams to social and personal problems. As play often seems near constant among
the young, I suggest that dreams are play’s enduring afterimage in adulthood.
One could further ask: if dreams are play, how is play a form of mentation? On
regarding monkeys at a zoo, Bateson (1972, 179) notes their play resembles fighting
but actually signifies “not fighting”: although they nip one another, they do not
bite. One signifies play, then, by a likeness (nips mime bites) plus a contradiction.
The contradiction arises through subtracting an element from the original: there
is no actual bite. “Play,” in Mageo’s view (2008, 2019a), is also signified by add-
itional contradicting marks. When dogs play “fighting” for example, they often
wag their tails, an additional sign that ordinarily conveys happiness and affection.
Contradicting marks may signify play, but they add up to ambiguity: an image
appears to be itself and not itself. Ambiguity is a signature quality of the dream, one
that exploits the doubling inherent in play by crafting images that have a “not quite”
quality that replicates remembered images with variations. Inherently unstable, such
images precipitate mental play about the copied object.
Lohmann’s (Chapter 7; 2003, 206) interest in dream mentation is in “the rela-
tive balance between sensory and imaginary inputs to awareness” and the “range
of consciousness” that people traverse in waking, sleeping, and various forms of
trance throughout their lives. One could say his informant, Fugod, rehearses and in
this sense mimes in dreams the schemas of traditional culture and mission culture
in ways that help these schemas dovetail and dialogue with one another within his
mind. These rehearsals, then, do cultural work, in this case reconciling seemingly
incompatible models and schemas.9 For Lohmann dream rehearsals also demon-
strate a process that experimental psychologists call “memory consolidation,” in
which recent experiences are replayed and compared with earlier ones.This repeti-
tion allows the interspersing of older and newer images, which Lohmann sees as an
autonomic culture-updating process (Chapter 7; Lohmann and Dahl 2013).
Rather than offering a theory of the dream per se, Groark (Chapter 8) documents
Tzotzil-Maya ethno-theories of persons and the dreams. As what Groark calls “an
attention-constituted, co-present realm of experience,” for Tzotzil Maya, dreams are
ontophanic disclosures: dreams disclose an essential reality shrouded by everyday social
identities just as they do in much Western clinical theory. As such, dreams offer
access to social knowledge and self-understanding. As for Mageo (Chapter 3, 2010)
and Lohmann (Chapter 7), for Groark dreams effect cultural internalization in the
sense that “culturally constituted realities come alive for individuals, providing vis-
ceral and immediate experiences of otherwise abstract cultural norms, beliefs, and
beings.” One can see this ability of the dream—to constitute otherwise abstract cul-
tural models as an immediate and highly compelling virtual reality—in many of the
chapters in this volume. Julio’s dream (Mageo Chapter 3) stages and hence offers an
opportunity to think through American racism, Newsom’s young German dreamers
(Chapter 4) live the Nazism of the past as a family drama, Sheriff ’s murderinos live
male chauvinism in the most vivid terms possible, Lohmann’s Fugod lives in his
two cultural–historical worlds combined in one dream reality, and Mittermaier’s
dreamers gain visceral and immediate experience of an Egyptian model of God.
18 Jeannette Mageo
Dreams demonstrate that culture is the axis on which our evolutionary adap-
tation as a species turns. Probably adaptable brains, malleable cultures, and dreams
all co-evolved (Muthukrishna et al. 2018). As social realities keep changing in deep
and recent human history, dreaming has been a space in which to consider, craft,
and practice novelty of all sorts. But in dreams as in waking life, people shape their
own personal and collective evolution: they respond inventively to inevitable problems
with their social enterprise, actively forging the fate of societies and of the species
as this endeavor plays out in individual lives and dreaming imaginations. Human
dreaming is a natural outcome of the plasticity and flexibility of culture. Along with
Revonsuo et al. (2016), then, this chapter calls for an evolutionary understanding of
dreaming, but beyond that for the resituating of theory building in this area within
four-field anthropology, where it belongs. New Directions points to missing links or
at least to ways of bridging qualitative and quantitative approaches to dreaming that
can help social scientists illumine dynamic interplays among neurobiology, cogni-
tion, sociality, and culture.
Acknowledgments
I thank Robin Sheriff for the many ideas, insights, phrasings, and references she
contributed to this chapter and Stanley Smith for his useful editorial comments.
Notes
1 On the collision of Western and Pacific cultures in dreams see also Mageo 2001a, 2002a,
2003b, 2004.
2 On dreams and history see also Stewart 2004, 2017 considered in Chapter 2.
3 On people grappling with their problems with cultural schemas and models in dreams see
further Mageo 2001a; 2002a; 2003b, 2003c, 2004, 2006, 2010, 2011, 2012, 2013a, 2013b,
2015, 2016, 2017b, 2018, 2019a, 2019b, 2019c.
4 On how people cope with changing and contradictory culture in dreams see further the
publications mentioned in Note 3.
5 For summaries of this literature see also Hollan 2003; Mageo 2003c.
6 See for example Dumont 1966; Fogelson 1982; Harris 1989; Kondo 1990; Levy 1983;
Mageo 1998, 2002b; Markus and Kitayama 1991; Mauss 1985; Shweder and Bourne
1984.
7 Bell and Hall (1971) originally presented this theory.Theorists’ views on the nature of this
continuity differ (see for example, Domhoff 2017; Erdelyi 2017; Schredl 2017).
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2
THE ANTHROPOLOGY OF DREAMING
IN HISTORICAL PERSPECTIVE
Robin E. Sheriff
Psychoanalytic approaches
The marriage of a Freudian model with ethnography produced a more culturally
focused psychoanalysis. A number of anthropologists, therefore, began to interpret
native interpretive systems rather than dreams themselves. Donald Tuzin considered
threatening dreams of ghosts and their interpretation among from the Ilahita Arapesh
of New Guinea.The Arapesh understood their dreams as speaking to social conflicts
in their immediate surroundings;Tuzin maintained that their dreams stemmed from
“the underlying dream thoughts of early childhood” (1975, 565). As clever as it is
heavy-handed, Tuzin’s analysis identified Arapesh interpretive strategies as “part of
the armamentarium of resistances” they mounted to “maintain repression” (1975,
28 Robin E. Sheriff
Quantitative approaches
During this period, quantitative approaches emerged more or less simultaneously
in psychology and anthropology. Some studies used or modified the Hall/Van de
Castle system of content analysis, which codes a variety of dream elements to quan-
titatively compare dreamers and populations (Hall and Van de Castle 1966). Several
anthropologists pursued quantitative analyses to study how Africans processed
rapid cultural change. Robert LeVine (1966), examined the dreams of Nigerian
schoolboys, finding variations in “achievement motivation,” which he linked to
the historical trajectories of several ethnic groups. One of the more interesting
discussions was Johnson’s (1978) analysis of dream content reported by students at
Dreaming in historical perspective 29
Structural approaches
Adam Kuper (1979, 1983, 1986) pioneered the use of structuralism in the ana-
lysis of dreams. Focusing on dreams from diverse sources, Kuper showed how the
binary oppositions and transformations evident in myths are evident in dreams
as well. Dreams begin with an initial problem, produce a series of transform-
ations, and achieve mediation (1983, 174). Kuper’s work is a point of departure for
Philippe Descola (1989), who asserts that Jivaroan Achuar (Ecuadorian Amazon)
dream interpretation follows a “grammar” that bears a “paradoxical affinity” with
the procedures of structuralism. “It is not the metaphorical expression of dreamt
objects that hold a divinatory value,” Descola writes,“but the metaphorical construc-
tion of their relations” (1989, 448, emphases in original). Descola’s larger body of
work is cited as foundational to the current ontological turn—his encounter with
Amazonian dream theory no doubt played a pivotal role in generating debates that
are now at the discipline’s center.
30 Robin E. Sheriff
Kuper and Descola’s argument for a structural research program in dream studies
has found few adherents, although it continues to generate interest as is evident in
the journal Hau’s recent translation of Lucien Seabag’s (2017[1964]) analysis of the
dreams of a young Aché woman (Paraguay). Seabag applies a blend of Lacanian and
structuralist models to the dreams of a woman abused by her husband, abandoned
by her father, and subject to the devastations wrought by her culture’s collision
with capitalism. Although the paper’s theoretical pyrotechnics leave some knots
unresolved, it demonstrates the utility of dream studies in anthropological theory-
building. “Dream analysis, pursued steadily in certain privileged circumstances,”
Seabag writes, “reveals whole sections of the cultural edifice which remain hidden
to normal observation and interrogation” (2017[1964], 522).
Ethnopsychological approaches
Indigenous dream theory was the focus of a surge of dream-related research in
the final two decades of the twentieth century. This period saw the publication of
two edited volumes, Barbara Tedlock’s Dreaming: Anthropological and Psychological
Interpretations (1992[1987]) and M. C. Jędrej and Rosalind Shaw’s Dreaming, Religion
and Society in Africa (1992). (Two other volumes—von Grunebaum and Callois
1966; and Shulman and Stroumsa 1999—also contain anthropological chapters).
The volumes’ chapters include a diversity of theoretical frames, but all emphasize
local understandings of dreaming and dream sharing. The signal contribution of
both is their validation of dreaming as a prism though which to elucidate otherwise
occluded dimensions of culture. Ellen Basso, for example, examines dream-related
discourse among the Kalapalo (Brazil), showing how such an analysis clarifies
otherwise obscured ontological implications (1987/1992, 87).
Jędrej and Shaw’s (1992) volume is notable in the number of chapters that con-
sider dreaming in the context of changing religious systems.These chapters enlarge
on what were already salient discussions of dreaming, spiritual power, and charis-
matic leadership in colonial and post-colonial settings, initiated by Burridge (1960),
Fabian (1966), Lanternari (1975), and Stephen (1982). As before, Jędrej and Shaw’s
contributors show how dreams confer political authority and revelatory power.
Situated in specific historical moments, these accounts illustrate the ways in which
local populations and charismatic leaders have used dreaming as an avenue for vari-
ously resisting, absorbing and creatively reworking religious imaginaries in politic-
ally charged worlds (cf. Lohmann and Mittermaier, this volume).
Scintillating monographs focusing on indigenous dream theories describe
regions where local populations have maintained a degree of separation from, or
resistance against, settler colonialism. In 1975, for example, Robert Bruce published
a two-volume study of the interpretive frameworks of the Lacandon Maya, while
Robert Laughlin (1976) published the (unanalyzed) dreams of Tzotzil informants
from Zinacantán. Also focusing on Mexico, Timothy Knab (1995) produced a
lightly fictionalized account of his shamanic apprenticeship among Nahuatl-
speakers, emphasizing the use of dreaming in curing (see also 2004). Laura Graham
Dreaming in historical perspective 31
those produced in earlier periods and testify to the robustness and growing com-
plexity of the topic (e.g., Bulkeley 2008; Heijnen and Edgar 2010; Laughlin 2011;
Lohmann 2003, 2007, 2013; Mageo 2003; Stewart 2004).
Also demonstrating expansion of the field are special journal issues and two
edited volumes. Mageo’s (2003) volume brings theorizations and case studies
together. Highlighting the relation between dreaming and culturally mediated
concepts of the self, it offers fruitful proposals for conceptualizing subjectivities as
dynamic psychocultural products. Lohmann’s 2003 volume investigates dreaming
in the Western Pacific, illuminating continuities and discontinuities across diverse
regions. In a special journal issue published in Dreaming in 2004, Charles Stewart
draws together eight papers, six of which are ethnographic or auto-ethnographic
case studies (covering Africa, Asia, the Pacific and the Americas) and two of which
offer theoretical proposals. A special issue of History and Anthropology, edited by
Adriënne Heijnen and Iain Edgar (2010), concerns dreaming within Muslim com-
munities, as well as Europe and New Guinea. Both special issues emphasize the
assertion that dreams emerge from and are produced as social, cultural, and his-
torical products. In 2009, Culture, Medicine and Psychiatry published several papers
on cross- cultural perspectives on the nightmares of trauma victims. Involving
anthropologists and transcultural psychiatrists, the papers make generous use of the
anthropological literature.
Since the turn of the millennium, anthropological research on dreaming clusters
roughly into three major approaches: those that take as central the relations among
dreaming, self, and culture; those that interrogate the relationships among dreaming,
religion, authority, and social change; and those that explicate local dream theories
and their interdigitation with ontologies and public practices. I consider each of
these in turn.