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Infosys Science Foundation Series in Mathematical Sciences
Debargha Banerjee
Kiran S. Kedlaya
Ehud de Shalit
Chitrabhanu Chaudhuri Editors
Perfectoid
Spaces
Infosys Science Foundation Series
Series Editors
Gopal Prasad, University of Michigan, Ann Arbor, USA
Irene Fonseca, Carnegie Mellon University, Pittsburgh, PA, USA
Editorial Board
Chandrashekhar Khare, University of California, Los Angeles, USA
Mahan Mj, Tata Institute of Fundamental Research, Mumbai, India
Manindra Agrawal, Indian Institute of Technology Kanpur, Kanpur, India
Ritabrata Munshi, Tata Institute of Fundamental Research, Mumbai, India
S. R. S. Varadhan, New York University, New York, USA
Weinan E, Princeton University, Princeton, USA
The Infosys Science Foundation Series in Mathematical Sciences, a Scopus-
indexed book series, is a sub-series of the Infosys Science Foundation Series. This
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Perfectoid Spaces
Editors
Debargha Banerjee Kiran S. Kedlaya
Department of Mathematics Department of Mathematics
Indian Institute of Science Education University of California San Diego
and Research La Jolla, CA, USA
Pune, Maharashtra, India
Chitrabhanu Chaudhuri
Ehud de Shalit Department of Mathematics
Institute of Mathematics National Institute of Science Education
Hebrew University Jatni, Odisha, India
Jerusalem, Israel
Mathematics Subject Classification: 11F72, 14G40, 11F37, 11F03, 11G50, 11F70, 11F80
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature
Singapore Pte Ltd. 2022
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
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Singapore
Preface
This book contains selected chapters and the introduction as well as several applica-
tions of perfectoid spaces, as invented by Peter Scholze in his Fields medal winning
work. These papers are presented at the conference on “Perfectoid Spaces” held at
the International Centre for Theoretical Sciences, Bengaluru, India, from 9 to 20
September 2019.
p-adic methods play a key role in the study of arithmetic properties of modular
forms. This theme takes its origins in Ramanujan congruences between the Fourier
coefficients of the unique eigenform of weight 12 and the Eisenstein series of the
same weight modulo the numerator of the Bernoulli number B12. After the work
of Deligne on Ramanujan’s conjecture, it became clear that congruences between
modular forms reflect deep properties of corresponding p-adic representations. The
general framework for the study of congruences between modular forms is provided
by the theory of p-adic modular forms developed in fundamental papers of Serre,
Katz, Hida, and Coleman (1970’s–1990’s).
p-adic Hodge theory was developed in pioneering papers of Fontaine in 1980s as
a theory classifying p-adic representations arising from algebraic varieties over local
fields. It culminated with the proofs of Fontaine’s de Rham, crystalline and semistable
conjectures (Faltings, Fontaine–Messing, Kato, Tsuji, Niziol, ...). In order to classify
all p-adic representations of Galois groups of local fields, Fontaine (1990) initiated
the theory of (ϕ, G)-modules. This gave an alternative approach to classical construc-
tions of the p-adic Hodge theory (Cherbonnier, Colmez, Berger). The theory of (ϕ,
G)-modules plays a fundamental role in Colmez’s construction of the p-adic local
Langlands correspondence for GL2. On the other hand, in their famous paper on
L-functions and Tamagawa numbers, Bloch and Kato (1990) discovered a conjec-
tural relation between p-adic Hodge theory and special values of L-functions. Later
Kato discovered that p-adic Hodge theory is a bridge relating Beilinson–Kato Euler
systems to special values of L-functions of modular forms and used it in his work on
Iwasawa–Greenberg main conjecture. One expects that Kato’s result is a particular
case of a very general phenomenon.
The above work of Scholze represents the main conceptual progress in p-adic
Hodge theory after Fontaine and Faltings. Roughly speaking, it can be seen as a
v
vi Preface
vii
About the Editors
ix
On ψ-Lattices in Modular
(ϕ, )-Modules
Elmar Grosse-Klönne
Introduction
Let F/Q p be a finite field extension. It was a fundamental insight of Fontaine [1]
that ( p-adically continuous) representations of the absolute Galois group Gal(F/F)
of F on finite free modules over Q p or Z p or F p —for short: p-adic Galois
representations—can equivalently be described by linear algebra objects which he
called étale (ϕ, )-modules. These are modules over certain Laurent series rings, in
one variable, endowed with commuting semilinear actions by a Frobenius operator ϕ
and the group = O× 1
F . Approaching Galois representations through their associated
étale (ϕ, )-modules has proven to be an extremely powerful method in numerous
contexts. We mention here only the important role which it plays in Colmez’ work
[2] on the p-adic local Langlands program. Also, the theory of (ϕ, )-modules has
been vastly generalized since into numerous directions. Among these generalizations
is the work by Zábrádi [3] who showed that (for F = Q p ), the representations of the
d-fold self product Gal(F/F) × · · · × Gal(F/F) are in category equivalence with
étale (ϕ, )-modules over certain Laurent series rings in d variables (multivariable
étale (ϕ, )-modules).
In this note we restrict attention to p-modular coefficients only, i.e., our Galois
representations (which however remain entirely in the background) and étale (ϕ, )-
modules are (in particular) F p -vector spaces. In this context, an étale (ϕ, )-module is
a finite dimensional k((t))-vector space D, for a finite extension k of the residue field
of F, endowed with said actions by ϕ and . A critical ingredient in the aforemen-
tioned work of Colmez was the detection and study of finite k[[t]]-lattices spanning
D, stable under and a certain operator ψ left inverse to ϕ, on which ψ in fact acts
E. Grosse-Klönne (B)
Humboldt University, Berlin 12489, Germany
e-mail: gkloenne@math.hu-berlin.de
1 In fact, was taken to be a slightly different group in [1], but there is no substantial difference to
the point of view taken here.
© The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd. 2022 1
D. Banerjee et al. (eds.), Perfectoid Spaces, Infosys Science Foundation Series
in Mathematical Sciences https://doi.org/10.1007/978-981-16-7121-0_1
2 E. Grosse-Klönne
Notations: Let F/Q p be a finite field extension. Denote by q the number of elements
of the residue field Fq of F. Let π be a uniformizer in the ring of integers O F of F.
Let k be a finite extension field of Fq . Put = O×F.
There is a unique (up to isomorphism) Lubin-Tate group for F with respect
to π . Fixing a coordinate t we write (t) for the corresponding Lubin-Tate for-
mal power series describing multiplication by π . Equivalently, to any power series
(t) ∈ O F [[t]] with (t) ≡ π t modulo t 2 O F [[t]] and (t) ≡ t q modulo π O F [[t]]
is associated a Lubin-Tate formal group law, with (t) representing multiplication
by π , and the resulting formal group (with multiplication by O F ) is independent (up
to isomorphism) on the specific (t). For γ ∈ let [γ ] (t) ∈ O F [[t]] denote the
power series describing the action of γ in the Lubin-Tate group. Let D be a finite
set, and for each d ∈ D let td be a free variable. Put
k[[t• ]] = k[[td ]]d∈D , k((t• )) = k[[t• ]][t D−1 ] with t D = td .
d∈D
is bijective. An étale (ϕ• , • )-module over k((t• )) is a k((t• ))[ϕ• , • ]-module whose
underlying ϕ• -module is étale. In the case |D| = 1 we drop the indices (.)d resp. (.)•
and simply talk about étale (ϕ, )-modules over k((t)).
is an exact and faithful functor from the category of étale (ϕ• , • )-modules over
k((t• )) to the category of étale (ϕ, )-modules over k((t)).2
Theorem 1.2 (a) (Fontaine [1], Kisin-Ren [6], Schneider [7]) There is an equiv-
alence between the category of étale (ϕ, )-modules over k((t)) and the cate-
gory of continuous representations of Gal(F/F) on finite dimensional k-vector
spaces.
(b) (Zábrádi [3]) Assume F = Q p . There is an equivalence between the category of
étale (ϕ• , • )-modules over k((t• )) and the category of continuous representa-
tions of Gal(Q p /Q p ) × · · · × Gal(Q p /Q p ) (with |D| many factors indexed by
D) on finite dimensional k-vector spaces.
2 We will not make use of the second statement of Lemma 1.1 in the following.
4 E. Grosse-Klönne
(c) Statements (a) and (b) merge into a common generalization (Pupazan [8]): For
any F, there is an equivalence between the category of étale (ϕ• , • )-modules
over k((t• )) and the category of continuous representations of Gal(F/F) ×
· · · × Gal(F/F) on finite dimensional k-vector spaces.
Definition A ψ-operator on k[[t• ]] is a system ψ• = (ψd )d∈D of additive maps
ψd : k[[t• ]] −→ k[[t• ]]
for d ∈ D such that ψd1 (γd2 (td1 )) = γd2 (ψd1 (td1 )) for all γ ∈ and d1 , d2 ∈ D, such
that ψd1 (td2 ) = td2 for d1 = d2 and such that the following holds true: If we view the
ϕd as acting on k[[t• ]], then ψd1 ◦ ϕd2 = ϕd2 ◦ ψd1 for d1 = d2 , but
where the first arrow is the inverse of the structure isomorphism id ⊗ ϕd , and where
the second arrow is given by a ⊗ x → ψd (a)x.
Lemma 1.4 For all x ∈ D, γ ∈ , a ∈ k((t• )) and d ∈ D we have
ψd (aϕd (x)) = ψd (a)x, ψd (ϕd (a)x) = aψd (x), γd (ψd (x)) = ψd (γd (x)).
ψd1 (ψd2 (x)) = ψd2 (ψd1 (x)), ψd1 (ϕd2 (x)) = ϕd2 (ψd1 (x)).
Proof The formula ψd (aϕd (x)) = ψd (a)x is immediate from the construction. To
see the formula ψd (ϕd (a)x) = aψd (x), write x = i ai ϕd (ei ) with ei ∈ D and ai ∈
k((t• )) (this is possible as D is étale). We then compute
ψd (ϕd (a)x) = ψd (ϕd (a)ai ϕd (ei )) = ψd (ϕd (a)ai )ei
i i
=a ψd (ai )ei = a ψd (ai ϕd (ei )) = aψd (x).
i i
To see the formula γd (ψd (x)) = ψd (γd (x)) observe that, since the actions of γd and
ϕd on k[[t• ]] commute, and since • acts semilinear on D, the additive map
a ⊗ b → γd (a) ⊗ γd (b)
(a · )(δ) = (aδ),
(γ · )(δ) = (γ −1 δ)
5 In [5] we had not included this torsion condition into the definition of admissibility; however, for
staying consistent with established terminology we should have done so. (Yet, the omission of this
condition in the paper [5] does not invalidate its results.)
6 E. Grosse-Klönne
Lemma 1.6 Let and D = ∗ ⊗k[[t• ]] k((t• )) be as in Proposition 1.5 and suppose
that each td acts surjectively on .
(a) The natural map ∗ → D = ∗
⊗k[[t• ]] k((t• )) is injective. Each ψd respects
∗
and acts on it by the rule
[ : → k] → [ → k, x → (ϕd (x))].
∗
(b) If each ϕd acts injectively on then each ψd acts surjectively on .
Proof This follows immediately from the construction (given in [5] Proposition 5)
referred to in Proposition 1.5.
where the second inclusion uses the assumption. Taking the product over all d this
implies
ψ D (ϕ iD (t D−1 )E) ⊂ ϕ i−1 −1 i−1 −1
D (t D )ψ D (E) ⊂ ϕ D (t D )E. (2)
−q
From ϕd (td−1 ) = td we get
for n ≥ n(x).
ϕ D (E 0 ) ⊂ t D E 0 ⊂ E 0 ⊂ E 1 ⊂ k[[t• ]]ϕ D (E 1 ).
r
r
E0 = t Dn k[[t• ]]ei , E1 = t D−n k[[t• ]]ei
i=1 i=1
work as desired.
(b) Choose a ∈ k[[t• ]] with ψ D (a) = 1. For x ∈ E 0 we have ψ Dn (x) = ψ Dn+1
(aϕ D (x)) ∈ ψ Dn+1 (E 0 ) since ϕ D (E 0 ) ⊂ t D (E 0 ) implies ϕ D (x) ∈ E 0 and hence
aϕ D (x) ∈ E 0 . This shows ψ Dn (E 0 ) ⊂ ψ Dn+1 (E 0 ). As E 0 ⊂ E 1 ⊂ k[[t• ]]ϕd (E 1 ),
an induction using Lemma 2.1 shows ψ Dn+1 (E 0 ) ⊂ E 1 .
Proposition 2.3 (a) There exists a unique lattice D in D with ψ D (D ) = D and
such that for each x ∈ D there is some n ∈ N with ψ Dn (x) ∈ D .
(b) For any lattice E in D we have ψ Dn (E) ⊂ D for all n >> 0.
(c) For any lattice E in D with ψ D (E) = E we have
t D D ⊂ E ⊂ D .
G m = ψ Dm t D−1 Fn 0 .
8 E. Grosse-Klönne
Proposition 2.4 (a) For any lattice E in D contained in D and stable under ψd
for d ∈ D we have ψd (E) = E.
(b) The intersection D of all lattices in D contained in D and stable under ψd for
all d ∈ D is itself a lattice, and it satisfies ψd (D ) = D for all d ∈ D.
Proof (a) Since D as well as E and ψd (E) are lattices in D , both D /E and
D /ψd (E) are finite dimensional k-vector spaces. ψd induces an isomorphism
D /E = D /ψd (E) (as ψd (E) ⊂ E), hence ψd (E) = E.
(b) For any lattice E in D contained in D and stable under ψd for all d ∈ D we
have t D D ⊂ E by what we saw in (a) together with proposition 2.3. This shows
t D D ⊂ D , hence D is indeed a lattice, and ψd (D ) = D follows by applying
(a) once more.
Lemma 2.5 Let be as in Lemma 1.6, with each ϕd acting injectively on . If [t• ]
generates as a k[[t• ]][ϕ• ]-module then ∗ = D .
where the second equality follows from the injectivity of the ϕd . We thus obtain
∗
⊂ E as the ψd respect E.
On ψ-Lattices in Modular (ϕ, )-Modules 9
are both exact on the left and on the right (see [9] Proposition II 4.6 and Proposition II
5.19 for the case |D| = 1). However, in general they need not be exact in the middle.
We are going to exemplify this below.
3 Examples
(a) By Proposition 2.6, if |D| = 1 then a rank one étale (ϕ, )-module contains
precisely two (ψ, )-stable lattices with surjective ψ-operator. If |D| > 1 we find
more.
Fix some cd ∈ k × and some m d ∈ Z/(q − 1)Z for each d ∈ D. Put
B= k.eC ,
C⊂D
the k-vector space with basis {eC }C⊂D indexed by the subsets C of D. Let k[[t• ]][• ]
act on B by requiring
0 : d∈C
td · eC = ,
eC∪{d} : d ∈ D−C
γdm d +1 eC : d∈C
γd · eC = .
γdm d eC : d ∈ D−C
(On the right-hand side of the defining formula for γd · eC we refer to multiplication
with the scalar in k × to which γ ∈ = O× F is mapped.)
Let D be a set of subsets of D such
that for any C ∈ D and d ∈ D − C we also
have C ∪ {d} ∈ D. It is clear that C∈D k.eC is a k-sub vector space of B stable
10 E. Grosse-Klönne
B
BD = .
C∈D k.eC
Define
k[[t• ]][ϕ• ] ⊗k[[t• ]] BD
D = D (c• , m • ) = q−1
td ϕd ⊗ e∅ − 1 ⊗ cd e∅ d∈D
where ? indicates the k((t• ))[ϕ• ]-sub module generated by all expressions within
the brackets (and e∅ actually means the class of e∅ ∈ B in BD ). One checks that
q−1
this submodule td ϕd ⊗ e∅ − 1 ⊗ cd e∅ d∈D is in fact also stable under the action
q−1
of • ; indeed, the td ϕd ⊗ e∅ − 1 ⊗ cd e∅ are eigenvectors under the action of • .
It follows that D becomes a k[[t• ]][ϕ• , • ]-module. It is finitely generated over
k[[t• ]][ϕ• ], admissible over k[[t• ]] and each ψd acts surjectively on ∗D = ( D )∗ .
Thus ∗D is a lattice inside
∗
D = D(c• , m • ) = D ⊗k[[t•]] k((t• )).
R = {te1 − e2 , te2 , t f,
t q−1 ϕ f − f, t q−1 ϕe1 − e1 − αt q−2 ϕ f }
0 −→ f k −→ e1 , e2 , f k −→ e1 , e2 k −→ 0.
(Here, in the expression γ 2+a f resp. γ i+a ei the γ refers to the scalar in Fq× to which
γ ∈ = O× F is projected.) Then
k[[t]][ϕ] ⊗k e1 , e2 , f k ∼
= k[[t]][ϕ, ] ⊗k[] e1 , e2 , f k
so that k[[t]][ϕ] ⊗k e1 , e2 , f k receives a k[[t]][ϕ, ]-action. One checks that all
elements in R are eigenvectors for the action of . (For the elements t q−1 ϕ f − f and
t q−1 ϕe1 − e1 − αt q−2 ϕ f this computation uses that [γ ](t) ≡ γ t modulo t q k[[t]], as
is implied by our assumption (t) = π t + t q , see Lemma 0.1 in [4].) It follows that
, as well as the above exact sequence are in fact k[[t]][ϕ, ]-equivariant.
In view of Proposition 1.5 we get an induced exact sequence (3) of étale (ϕ, )-
modules, with dimk((t)) (D1 ) = dimk((t)) (D2 ) = 1. If F = Q p then the Galois char-
acter attached (by Theorem 1.2) to D1 is obtained from the one attached to D2 by
multiplying with the cyclotomic character. We have = D . Neither the sequence
(4) nor the sequence (5) is exact.
(c) In contrast to what one might be tempted to think in view of Proposition 2.6,
the possible failure of exactness of the sequences (4) or (5) can not exclusively be
reduced to the non-uniqueness of (ψ, )-stable lattices with surjective ψ-operator
inside étale (ϕ, )-module of rank one.
Let e1 , e2 , ẽ, f 1 , f 2 k denote the k-vector space with basis {e1 , e2 , ẽ, f 1 , f 2 }. Let
0 ≤ s ≤ q − 1. In k[[t]][ϕ] ⊗k e1 , e2 , ẽ, f 1 , f 2 k consider the subset
and let denote the quotient of k[[t]][ϕ] ⊗k e1 , e2 , ẽ, f 1 , f 2 k by the k[[t]][ϕ]-
submodule generated by the elements in R. The exact sequence 0 → f 1 , f 2 k →
e1 , e2 , ẽ, f 1 , f 2 k → e1 , e2 , ẽk → 0 gives rise to an exact sequence
Then
and let denote the quotient of k[[t]][ϕ] ⊗k[[t]] e1 , e2 , f 1 , f 2 k by the k[[t]][ϕ]-
submodule generated by the elements in R. One first checks that there is a natural
exact sequence
γ · e2 = γ k e2 , γ · f 2 = γ k−s f 2 , γ · f 1 = f 1 , γ · e1 = e1
Acknowledgements I am very grateful for the invitation to the superb event dedicated to perfectoid
spaces at the ICTS Bangalore in 2019, and for the opportunity to contribute to its aftermath by means
of the present note. I thank the anonymous referee for his helpful remarks on the text.
References
1. J..M.. Fontaine, Repréesentations p-adiques des corps locaux, in The Grothendieck Festschrift
(P. Cartier et al., ed.), vol. II, Progress in Math, vol. 87, (Birkhäuser, Boston, 1990), pp. 249–309
2. P. Colmez, Représentations de GL2 (Q p ) et (ϕ, )-modules. Astérisque 330, 281–509 (2010)
3. G. Zábrádi, Multivariable (ϕ, )-modules and products of Galois groups. Math. Res. Lett. 25(2),
687–721 (2018)
4. E. Grosse-Klönne, Supersingular Hecke modules as Galois representations, Algebra and Number
Theory. Alg. Number Th. 14, 67–118 (2020)
5. E. Grosse-Klönne, A note on multivariable (ϕ, )-modules. Res. Number Theory 5, 6 (2019)
6. M. Kisin, W. Ren, Galois representations and Lubin-tate groups. Doc. Math. 14, 441–461 (2009)
7. P. Schneider, Galois representations and (ϕ, ) -modules, Cambridge Studies in Advanced
Mathematics (Cambridge University Press, Cambridge, 2017)
8. G. Pupazan, Multivariable (ϕ, )-modules and representations of products of Galois groups.
Ph.D-thesis, Humboldt University, Berlin (2021)
9. P. Colmez, (ϕ, )-modules et représentations du mirabolique de GL2 (Q p ). Astérisque 330,
61–153 (2010)
The Relative (de-)Perfectoidification
Functor and Motivic p-Adic
Cohomologies
Alberto Vezzani
1 Introduction
The author is partially supported by the Agence Nationale de la Recherche (ANR), projects ANR-
14-CE25-0002 and ANR-18-CE40-0017
A. Vezzani (B)
Dipartimento di Matematica F. Enriques, Università degli Studi di Milano, Via Cesare Saldini 50,
20133 Milan, Italy
LAGA, Université Sorbonne Paris Nord, 99 Avenue Jean-Baptiste Clément, 93430 Villetaneuse,
France
e-mail: alberto.vezzani@unimi.it
© The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd. 2022 15
D. Banerjee et al. (eds.), Perfectoid Spaces, Infosys Science Foundation Series
in Mathematical Sciences https://doi.org/10.1007/978-981-16-7121-0_2
16 A. Vezzani
RigDAét (S) ∼
= RigDAét (S ) (♠)
RigDAét (S) ∼
= RigDAét (S ). (♦)
In this paper, we give a full proof of (♣) in the case of a perfectoid base S in
characteristic p, generalizing the statement of [6] that only deals with the case of a
perfectoid field S = Spa(K , K ◦ ).
Moreover, we make a survey on how the language of motives can be used to define
and prove some fundamental properties of de Rham-like p-adic cohomologies on
adic spaces and algebraic variety in characteristic p (that is, Große-Klönne’s over-
convergent de Rham cohomology, and Berthelot’s rigid cohomology). We then recall
how to merge such constructions with the (un-)tilting and (de-)perfection procedures
of (♣)-(♠)-(♦) and obtain new de Rham like cohomology theories for perfectoid
varieties and rigid spaces in positive characteristic. Finally, we cite further cohomol-
ogy theories that have been introduced using rigid motives by other authors (such as
Ayoub and Le Bras) and a Betti-like cohomology in the spirit of Berkovich. We insist
on the fact that, in all these procedures, the role of homotopies is crucial, and that
consequently, motivic categories provide a natural framework where such definitions
and proofs can be made.
Once and for all, we fix a cardinal κ and we consider only adic spaces that have
a κ-small covering by affinoid subspaces. The categories of motives that we will
introduce are easily seen not to depend on κ, but this choice allows one to prove
that they are compactly generated, under suitable hypotheses (see [7, Proposition
2.4.20]).
The Relative (de-)Perfectoidification Functor ... 17
and for any X we will let S (X ) be the image of X under h. We use the same notation
for perfectoid spaces and PerfDAeff ét (S).
(3) We introduce RigDAét (S) and PerfDAét (S) as the targets of the universal left
adjoint DG-functors
18 A. Vezzani
H
RigSm /S C
h RH
RigDA[eff]
ét (S)
Remark 2.5 For the categories of algebraic motives DAét (S) the realizations func-
tors induced by Betti, de Rham and -adic cohomologies have been widely studied
in different articles: see [9–11].
Rather than making a full recollection of all the formal properties of motives and
their variants, for which there are already staple references such as [9, 10, 12, 13],
we focus on two peculiar properties of the categories of rigid motives which are
proved in [7].
The first property is the so-called (effective) semi-separatedness.
RigDA(eff) ∼ (eff)
ét (S) = RigDAét (S )
Remark 2.7 As noted in [7], the effective part of the statement is not known for the
ét (S).
usual algebraic motives DAeff
Proof The motive (X ) is the image of X (X ) = under the functor p which is
ét (S) → RigDAét (X ) induced by the pullback
the left adjoint to the functor RigDAeff eff
Theorem 2.9 ([7, Theorem 2.8.14]) Let {Si } be a cofiltered system of stably uniform
adic spaces over a non-archimedean field K with qcqs transition maps and let S be
a uniform adic space such that S ∼ lim Si in the sense of Huber [14, (2.4.1)]. Then
← −
the base change functors induce an equivalence of categories
RigDA(eff) ∼ RigDA(eff)
ét (S) = lim
−→ ét (Si )
Remark 2.10 The analogous statement for algebraic motives also holds: in case S is
the limit of a diagram of schemes {Si } with affine transition maps, then DA(eff) ∼
ét (S) =
(eff)
lim DAét (Si ). However, the proof of the analytic version is much more involved,
−→
and uses homotopies in a crucial way: this is related to the fact that (in case all
spaces S, Si are affinoid) the ring lim O(Si ) does not coincide with O(S), but it is
−
→
only dense in it. In particular, the “continuity” statement for étale sheaves (on the
big sites), before performing the B1 -localization, is false.
20 A. Vezzani
3 De-Perfectoidification
The first half of the statement follows from the “separatedness” and the “continu-
ity” properties of RigDAét .
Proposition 3.2 Let S be a rigid space over a non-archimedean field K of charac-
teristic p. Then the base change along S Perf → S defines an equivalence:
ϕ ϕ
Proof The space S Perf is a weak projective limit of the diagram · · · → S → S → S
with ϕ being the Frobenius. We note that by Theorem 2.6 the motivic functor ϕ ∗ is
an equivalence, and the claim then follows from Theorem 2.9.
We now move to the second part of the statement. From now on, we will therefore
assume that S = S Perf is a perfectoid space of characteristic p > 0. The second half
is a refinement of [6, Theorem 6.9] in two different directions: on the one hand
we get rid of the Frobét-localization (or, equivalently, of correspondences see [15])
proving an effective claim that holds for RigDAeff ét ; on the other hand, we promote
the equivalence from the case of a base field of height one Spa(K , K ◦ ) to a general
(perfectoid) base S.
It is worth noting that, because of the computation of stalks for RigDA(eff) ét (−)
(eff)
(which can be generalized easily to PerfDAét (−)) the missing crucial case is the
one of a base S = Spa(C, C + ) which is a complete algebraically closed valued field,
with a valuation of height n ∈ N≥2 . As this case is not essentially easier than the one
of a general base S we do not restrict to this case in what follows.
The Relative (de-)Perfectoidification Functor ... 21
In order to extend the result of [6], we follow the blueprint given by the proof
of loc. cit., and we simplify it at the same time. We try to highlight here the main
differences with respect to the original approach. We first introduce some notation.
Proposition 3.4 Let F be in Psh(RigSm /S, ). The natural map F → LB1 Lϕ F is
ét (S, ).
an equivalence in RigDAeff
Proof It is well known that the maps F → LB1 F are B1 -equivalences, see [16]. By
construction, the complex Lϕ F is local with respect to the relative Frobenius maps
−1
S (X ( p ) ) → S (X ) (we will refer to this property as “being Frob-local”) and
doesn’t alter those which are already Frob-local. We deduce that the map F → Lϕ F
is a Frob-local equivalence, that is an equivalence with respect to the localization
over relative Frobenius maps. In particular, the map of the statement is a (B1 , Frob)-
local equivalence hence a (B1 , Frob, ét)-local equivalence, but the latter are simply
(B1 , ét)-local equivalences as shown in Corollary 2.8.
Proposition 3.5 Locally with respect to the analytic topology, any space X ∈
RigSm /S [resp. PerfSm /S] is given by Spa(R, R + ) with (R, R + ) given by [the
completed perfection of] the following adic pair
O(U )x, y /(P1 , . . . , Pm ), O(U )x, y /(P1 , . . . , Pm )+ ( )
Proof Any étale space over the perfectoid relative poly-disc BnS ∼ limϕ BnS is locally
← −
defined over BnS so the claim on RigSm /S, which follows from [14, Proposition
1.7.1(iii)] immediately implies the claim on PerfSm /S.
Proof We let Rn+ be the image in R + := O+ (X Perf ) of the injective map
+ ( p−n ) + Perf
O (X ) → O (X ) (we recall that X is reduced as it is smooth over the
22 A. Vezzani
+
S+which is perfectoid) and we remark that R is the π -adic completion
reduced space
+
of R∞ := Rn . The morphism f is determined by some mapping xi → si ∈ R +
. By means of [6, Corollary A.2] we may find a unique array of
and y j → t j ∈ R +
power series F1 , . . . , Fm ∈ R [[σ − s]] such that P(σ, F(σ )) = 0, F(s) = t. More-
over, they are in R [[π (σ − s)]] for a sufficiently big N 0. For any s̃ ∈ R∞
+ −N +
which is sufficiently close to s we may then define a homotopy H as the map deter-
mined by
(x, y) → (s + (s − s̃) · τ, F((s − s̃) · τ ))
is a quasi-isomorphism.
Proof By direct inspection, we may rewrite the two complexes above as follows:
, X ) → N (X Perf ×
−n
lim N ((X × B• )( p )
B• , X )
−→
n
with N denoting the normalized complex associated to the cubical complex of abelian
groups. The claim then follows from (the proof of) Proposition 3.6 by arguing as in
[6, Proposition 4.2].
Proof of Theorem 3.1 The effective part of the theorem easily implies the stable ver-
sion, so we stick to it for simplicity. By means of Proposition 3.5 and the equivalence
fo the étale site of X Perf and of X we see that Perf ∗ sends a class of compact genera-
tors to a class of compact generators, and that Perf ∗ commutes with ét-sheafification,
preserving then the ét-local equivalences. The multiplication μ on B1 defines a mor-
phism
μ
Perf ∗ (Perf ∗ S ( = Perf ∗ Perf ∗ S (
B1X ) ⊗ S (B1S )) ∼ B1X ) ⊗ S (
B1S ) → S (
B1X ) ⊗
B1S → S (
B1X )
which induces a homotopy between the identity and the zero-map on Perf ∗ ((
B1X )),
showing that Perf ∗ sends B -local equivalences to B -local equivalences.
1 1
The Relative (de-)Perfectoidification Functor ... 23
When trying to generalize the second half of Theorem 3.1 to the case of a per-
fectoid S in characteristic 0, one is immediately stopped by the lack of a canonical
map RigDAét (S) → PerfDAét (S) which is as “geometric” as the one given by the
perfection in positive characteristic. As in [6] we now give an alternative route to
constructing such a map, in a compatible way with the characteristic p case.
Definition 3.8 We let s PerfSm /S be the full subcategory of Rig /S whose objects
are spaces X that are locally étale over B SN × S
B SM for some M, N ∈ N. This category
obviously contains Sm /S (by taking M = 0) and PerfSm /S (by taking N = 0). We
1
ét (S) be the category of B -invariant étale (hyper)sheaves on s PerfSm /S
let sPerfDAeff
with values in -modules. The continuous inclusions α : Sm /S → s PerfSm /S and
β : PerfSm /S → s PerfSm /S induce adjoint pairs
α ∗ : RigDAeff
ét (S) sPerfDAét (S) :α∗
eff
and
β ∗ : PerfDAeff
ét (S) sPerfDAét (S) :β∗ .
eff
We remark that the functor above is the same as the one of Theorem 3.1 in case
char S = p. Indeed, under this hypothesis, we may consider the relative perfection
functor also at the level of semi-perfectoid spaces s PerfSm /S → PerfSm /S, X →
X Perf . It induces an adjoint pair
Perf ∗ : RigDAeff
ét (S) sPerfDAét (S) :Perf ∗
eff
and we note that the functor Perf ∗ is nothing more than the composition Perf ∗ α ∗ .
Our claim then follows from the following:
Proposition 3.9 Suppose that S has characteristic p. The functor β ∗ is a left adjoint
to Perf ∗ . In particular, β∗ α ∗ ∼
= Perf ∗ .
Theorem 3.10 ([5]) Let S be a perfectoid space over some field. The functor β∗ α ∗
defines an equivalence RigDA(eff) ∼ (eff)
ét (S) = PerfDAét (S).
By putting together Theorem 3.1 and the previous result, we obtain the following:
Remark 4.1 Though we won’t comment on them in the present article, also -adic
realizations for analytic motives have been defined in [19] and [7, Sect. 2.10].
This way, we have changed the base field: from k (of positive characteristic) to
K = Frac W (k) which has characteristic 0, but with a major drawback: we now have
to consider rigid analytic varieties rather than algebraic varieties. Without further
structure, a (non-proper) smooth rigid analytic variety doesn’t give rise to a well-
behaved de Rham-like cohomology theory. One needs to do a choice of a “thickening”
(what we will call an overconvergent structure following [27]) X † := (X X ) of X
into a strictly larger (i.e., containing the absolute compactification over K ) smooth
rigid analytic variety X and consider the subcomplex X † /K of X/K of those
differential forms that extend to a strict neighborhood of X inside X . Once again,
such local choices are sufficiently canonical, “up to homotopy” (see [22]). It is
therefore possible “somehow canonically” to associate locally to the smooth variety
X a smooth overconvergent variety X † and a de Rham-like complex X † /K which is
used to define a cohomology theory for X , and a posteriori for X̄ by combining the
two procedures above. It is a non-trivial task to prove that these cohomology theories
are well-defined and functorial, and enjoy the expected properties of a de Rham-like
cohomology theory (for example, being finite dimensional on qcqs varieties): see
[23, 28–30] etc.
We now give an alternative way to describe the above phenomena. Since the
eventual aim is to define a Weil cohomology theory for varieties over k [resp. analytic
varieties over K ] it is quite natural to consider the motivic categories associated to
these objects. As expected, they form a convenient setting where to state and study
lifts and thickenings “up to homotopy”. We collect the principal motivic facts in the
following statement.
DAét (k) ∼
= FDAét (O K ) → RigDAét (K ) ∼
†
= RigDAét (K )
one on DAét (K ) (via analytification) coincides with the usual algebraic de Rham
∗
cohomology HdR .
(7) In case K is perfectoid, for any fixed embedding k → K we can define, in light
of (♠) a functor
Proof Points (1) and (6) are shown in [17, Proposition 5.12], point (2) is [17, Theorem
4.23] and point (4) is [1, Corollaire 1.4.29]. Point (7) is the content of [18]. The
functors of points (3) and (5) are left adjoint functors, hence colimit-preserving. As
they preserve direct products, they induce monoidal functors on motives. Moreover,
they send affine smooth varieties to affinoid smooth varieties. Motives of such spaces
are a class of compact generators (by [1, Proposition 1.2.34]) so the functors are also
compact-preserving. The fact that compact motives in DAét (k) and DAét (K ) are
dualizable follows from [31] and the same is true for RigDAét (K ) by [1, Théorème
2.5.35]. Points (8) and (9) then follows from the classic description of compact
objects (perfect complexes) in D(K ).
Remark 4.3 The content of Theorem 4.2(4) is the most precise way to state the
following: it is possible to associate canonically a smooth rigid analytic motive over
The Relative (de-)Perfectoidification Functor ... 27
K to any variety X̄ over k. Similarly, the content of Theorem 4.2(2) can be rephrased
by saying that it is possible to associate canonically an overconvergent rigid analytic
motive over to any rigid analytic variety X over K .
Remark 4.4 Let X be an algebraic variety over O K . The special fiber of its π -adic
completion is just the special fiber Xk of X . In light of Theorem 4.2(4) we conclude
that cohomologically speaking, the act of π -adically completing X gives the same
information as the act of taking its special fiber. More precisely: the following triangle
commutes.
∗
(−)
FDAét (O K )
DAét (O K ) ∼ (−)∗k
ι∗
DAét (k)
Remark 4.5 Following [32, Sects. 0.2–0.3] there are two possible ways to “anali-
tify” a smooth algebraic variety X over O K : on the one hand one can consider the
formal scheme given by its π -adic completion X and then the generic fiber Xη of it;
on the other hand one can first take the generic fiber X K (an algebraic variety over
K ) and then its analytification X Kan . It is well-known (see [32, Proposition 0.3.5])
that the first rigid analytic space is canonically embedded as an open subvariety of
the second, and that they coincide whenever X is smooth and proper (they differ in
general: for example whenever X is lives on the generic fiber Spec K of Spec O K ,
the first space is empty). It is easy to see that such functors preserve étale covers and
homotopies, therefore defining the following (non-commutative) square of monoidal
colimit-preserving maps:
DAét (O K ) DAét (K )
α
∼ Rd R
DAét (k) FDAét (O K ) RigDAét (K ) D(K )op
varieties) using the 6 functor formalism: the (homological) motive (X ) attached
to such a variety X is given by f ! f ! with f : X → Spa K being the structural
morphism. This formalism is fully developed in [8, 33] (in the algebraic case) and
in [7] (in the analytic case).
Remark 5.2 In [5] also a relative version of the (overconvergent) de Rham coho-
mology for rigid analytic spaces is introduced. It is also shown that it enjoys many
properties which are common to the archimedean/algebraic analogue, such as the
fact that Hd∗R (X/S) is a vector bundle on the base whenever X → S is smooth and
proper.
are “pasted together” into a vector bundle over the Fargues-Fontaine curve of K by
means of the following
Theorem 5.3 ([5]) Let K be a perfectoid field of characteristic p > 0. We let X K be
the analytic space given by the adic Fargues-Fontaine curve associated to it. There
is a monoidal realization functor
where Rν∗ B is the pull-back to the étale topos of X h of the pro-étale sheaf B
defined on affinoid perfectoid spaces over X h as Spa(P, P + ) → O(Y(P,P + ) ) and
Lηt is the décalage functor with respect to a generator t of ker(θ : W (P + ) →
P + ). It gives rise to a well-defined functor
RF F : RigDA(eff)
ét (C) → QCoh(XC )
op
30 A. Vezzani
) : Rig∗
Rig∗ : DAét (K ) RigDAét ( K
The fact that ξ and Rig∗ are monoidal induces formally a decomposition of the
functors above:
ξ
DAét (k) DAét (k, χ 1) )
RigDAét ( K (A)
χ
Rig∗
DAét (K ) DAét (K , Rig∗ 1) )
RigDAét ( K (B)
Rig∗
where the category DAét (k, χ ) [resp. DAét (K , Rig∗ 1)] in the middle denotes the
category of modules over the motive χ 1 [resp. Rig∗ 1]. This object inherits a natural
algebra structure deduced from the monoidality of ξ [resp. Rig∗ ]. The adjunction
on the left is simply given by the free module structure/forgetful pair, while the
adjunction on the right is built out of the natural χ 1-module structure [resp. Rig∗ 1-
module structure] which can be given to the objects of the form χ M [resp. Rig∗ M].
The main theorem of [39] is then the following.
Theorem 5.8 ([39]) Let K be a subfield of C equipped with a rank-1 valuation
.
with residue field k of characteristic p > 0 and completion K
(1) The functor Rig∗ of (B) gives an equivalence of monoidal ∞-categories
The Relative (de-)Perfectoidification Functor ... 31
Rd R : DAét (K ) → D(K )
) ∼
Rd R : RigDAét ( K = DAét (K , Rig∗ 1) → D(K , A K )
where the category on the right denotes the category of modules over the object
A K := Rd R Rig∗ 1 equipped with its natural DG-algebra structure.
(3) The complex A K is in D≥0 (K ). In particular A K := H0 (A K ) has a K -algebra
structure, there exists a map of DG-algebras A K → A K and one can define a
realization for DAét (k) as follows:
ξ Rd R
) ∼
Rnew : DAét (k) → RigDAét ( K = DAét (K , Rig∗ 1) −→ D(K , A K ) → D(A K ).
(4) The algebra A K can be explicitly computed in terms of generators and relations.
(5) There are ring maps A K → K and A K → Q for any = p (depending on
∼
a choice of isomorphism Q = C) such that the realizations obtained by base
change
Rnew Rnew
)
DAét (k) −→ D(A K ) → D( K DAét (k) −→ D(A K ) → D(Q )
are equivalent to the rigid realization, and the -adic realization, respectively.
Remark 5.9 One of the main results of [39] is actually the explicit computation of
the algebra A K that we only vaguely mentioned in the theorem above. It turns out that
the description of the ring A K is the non-archimedean analogue of the construction of
the ring of complex periods considered in [40]. In spite of this explicit presentation,
a full understanding of the algebraic properties of A K (eg. being an integral domain)
seem to be out of reach, and any progress in this direction would be of much interest
as explained in [39].
Remark 5.11 In [7] a more general statement is shown: one can extend the equiv-
alence above even in the case of a higher rank valuation, defined by some valuation
+ ⊂ K
subring K , obtaining an equivalence
+ /π ), χ 1) ∼
DAét (Spec( K , K
= RigDAét (Spa( K + ))
The aim of this section is to define another motivic cohomology theory for rigid
analytic varieties and perfectoid spaces. Contrarily to the de Rham version considered
above, this won’t be a Weil cohomology and can’t be expected to compare to -
adic cohomologies. Nonetheless, Berkovich showed ([41]) that it contains some
interesting information, and the motivic language can be used to extend his results.
The main theorems of this section are taken from [42].
We recall that the Berkovich topological space |X |Berk underlying a rigid analytic
variety X is the maximal Hausdorff quotient of the (locally spectral) topological
space |X | It coincides with the topological space defined by the partially proper
topology on X , or equivalently, to the topological space introduced by Berkovich.
Theorem 6.1 ([42]) Let K be a complete non-archimedean valued field, and let
be a prime which is invertible in the residue field k. Let also C be a fixed complete
algebraic closure of K .
(1) Put = Q. There is an -adic realization functor
R : RigDA(eff)
ét (K ) → Shproét (K , Q )
ι∗ : Shét (K , ) → RigDAeff
ét (K )
induced by the inclusion of the small étale site into the big one, has a left adjoint
R B : RigDAeff
ét (K ) → Shét (K , )
ι∗
ét (K , Q)
Shct RigDAeff,ct
ét (K , Q)
−⊗Q Q =R R
ét (K , Q )
Shct proet (K , Q )
Shct
F∗ F∗
ι∗
ét (k, Q )
Shct proet (k, Q )
Shct
is commutative and left adjointable, in the sense that there are left adjoint func-
tors R B to the functors ι∗ and the canonical natural transformation R B F ∗ R ⇒
F ∗ R R B is invertible.
Proof Only the last point does not appear as stated in [42], but it is easily seen to be
equivalent to [42, Corollary 5.5].
Remark 6.2 In [42] we showed that the theorem above can be used to have a concrete
generalization of a result of Berkovich [41] for which whenever K is a local field,
the Betti cohomology of the underlying Berkovich space with Q -coefficients of a
variety X coincides with the smooth part of the Galois -adic representation given
by the associated étale cohomology.
As we focus in this paper on the role of motivic tilting and de-perfectoidification,
we point out that the Berkovich realization given above can be equivalently defined
for perfectoid motives, in a compatible way with the equivalences of Theorem 3.1.
Proposition 6.3 ([42]) Let K be a perfectoid field and C be a complete algebraic
closure of it.
(1) The functor X → [Sing(|X C |Berk )], where [Sing(T )] is the singular complex
of a topological space T with coefficients in , induces a colimit-preserving
monoidal functor
R B : PerfDAeff
ét (K ) → Shét (K , ).
ét (K )
RigDAeff
RB
∼
RB
ét (K )
PerfDAeff Shet´ (K , )
∼ ∼
RB
ét (K )
RigDAeff Shet´ (K , )
34 A. Vezzani
Proof In light of [42, Sect. 4] only the formula for the perfectoid version of R B
needs to be justified. As the tilting equivalence gives rise to homeomorphisms on
the Berkovich spaces attached to perfectoid spaces, we may assume char C = p.
By the equivalence Perf ∗ : RigDAeff ∼
ét (C) = PerfDAét (C) the formula then follows
eff
from the analogous formula for rigid analytic varieties and the homeomorphism
|X Perf | ∼
= |X |.
Acknowledgements We thank the organizers and the scientific committee of the conference
“p-adic Automorphic Forms and Perfectoid Spaces” held in ICTS, Bangalore in 2019 for their
kind invitation.
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‘Where’s Pete?’ he asked Spike, after they had finished their
drink.
‘I dunno. He must have pulled out early this mornin’. Didn’t say
anythin’ about goin’. Fact of the matter is, he didn’t wait for breakfast.
When Briggs got breakfast ready, we found that the old man was
gone. His horse and saddle were missin’; so we decided he left
early. We thought we’d find him here in town. Did you just come from
the Lane place, Lem?’
‘Yeah,’ nodded the sheriff.
‘Didn’t see anythin’ of Pete Morgan?’
‘Nope. Did he intend goin’ over there?’
‘You heard about Pete and old man Lane havin’ a fight yesterday,
didn’t yuh, Lem?’
Lem hadn’t. He listened to the details according to Dave Morgan,
who had seen it all.
‘But that wouldn’t send Peter Morgan over to Lane’s place early
this mornin’, would it?’ queried Lem. ‘Seems to me that he’d keep
away. I understand that Lane has homesteaded that ranch.’
‘Well, he drew a deadline on the 6X6,’ laughed Dave. ‘If Joe Cave
hadn’t acted real quick, Lane would have shot Pete.’
‘I suppose,’ said Spike thoughtfully, ‘it wouldn’t do me and Bert a
damn bit of good to deny that we hit this young Morgan, would it,
Lem?’
‘I dunno,’ smiled the sheriff. ‘It might, if you’d tell me why you and
Bert were fightin’ each other out there.’
‘That was a mistake,’ said Bert quickly. ‘It was dark, and we didn’t
recognize each other, Lem.’
But further than that neither of them was willing to commit
himself.
‘Found any trace of Long Lane?’ asked Dave Morgan.
‘Not any,’ said the sheriff.
‘Lookin’ for any?’ asked Spike sarcastically.
‘That’s my business, Spike. And I don’t need any bushwhackin’
help from the 6X6. You fellers better keep away from Lane’s place.
Accordin’ to law he owns that ranch, and he’s given yuh plenty of
warnin’.’
Spike subsided. He knew Lem Sheeley to be a two-fisted fighter
and a fast man with a gun; so there would be little satisfaction gained
in starting trouble with him.
‘You evidently don’t consider Long Lane a murderer, do yuh,
Lem?’ asked Dave Morgan.
‘Why should I? Ben Leach followed him, didn’t he? He didn’t have
any idea of kissin’ Lane when they met, did he? No, I don’t consider
it murder, Dave.’
‘But Lane took his gun and horse. Yuh might at least arrest him
for stealin’ the horse,’ said Spike.
‘Do you know he took the horse?’
‘Well, the horse is gone, ain’t it?’
‘Does that prove Lane took it?’
‘Oh, hell!’ snorted Spike. ‘You talk in circles and ask questions all
the time. C’mon, Bert.’
Bert was willing to leave, and a few minutes later Dave Morgan
and Cal Dickenson left the saloon.
In the meantime Nan Lane had put a fresh bandage on Rex
Morgan’s head, and he sprawled back in a rocker, watching her
working around the room.
‘Where is your father?’ he asked suddenly.
Nan shook her head. ‘Out in the hills somewhere.’
‘With your brother?’
‘I can’t answer that question.’
‘Have you a sweetheart?’
Nan turned quickly. He was not joking. His eyes were deadly
serious.
‘Of all things!’ she exclaimed. ‘You’re feverish again.’
‘Nothing of the kind. Please answer the question.’
‘Nothing of the kind,’ she mimicked him. ‘Why did you ask such a
foolish question?’
‘Most girls do have sweethearts, do they not?’
‘I really don’t know—possibly.’
She laughed and listened intently. From down at the stable came
the cackle of a hen, announcing to the world that she had produced
an egg. Following this came the hoarse crow of a rooster. Nan
laughed and turned to Rex.