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Adaptive Detection With Training Data in Partially Homogeneous
Adaptive Detection With Training Data in Partially Homogeneous
Signal Processing
journal homepage: www.elsevier.com/locate/sigpro
Short communication
A R T I C L E I N F O A B S T R A C T
Keywords: The issue of adaptive detection is considered for the colocated multi-input multi-output (MIMO) radar in this
Multi-input multi-output radar paper. Meanwhile, the background is partially homogeneous environments (PHE), where the power mismatch is
Partially homogeneous environments present between the training data and test data. The training data in PHE are utilized to derive effective detectors
Gradient test
on the basis of generalized likelihood ratio test, Rao, Wald, Gradient, and Durbin tests. Since the Durbin test-
Durbin test
based detector coincides with the Rao test-based detector, the two-step design approach for the Durbin test is
used for deriving the new detector. The outcomes of simulation experiments illustrate that the proposed detectors
achieve superior effectiveness to existing approaches. Furthermore, the results also show that when the signal
mismatch exists, the Wald and Durbin tests maintain robust characteristics. Meanwhile, the Rao test ensures
selective property.
* Corresponding authors.
E-mail addresses: huangcan575@163.com (C. Huang), ylwangkjld@163.com (Y.-L. Wang), liuvjian@163.com (W. Liu), junliu@ustc.edu.cn (J. Liu), dql822@163.
com (Q. Du).
https://doi.org/10.1016/j.sigpro.2023.109353
Received 23 August 2023; Received in revised form 21 November 2023; Accepted 4 December 2023
Available online 7 December 2023
0165-1684/© 2023 Elsevier B.V. All rights reserved.
C. Huang et al. Signal Processing 217 (2024) 109353
environments caused by power variations of different fluctuating terrain is provided in Section 2. Details of the detector design are supplied in
types and strong clutter outliers, a clustering-CFAR detector is proposed Section 3. The experimental findings are presented in Section 4. The
in [22]. Furthermore, the heterogeneous scenarios caused by interfer conclusion is drawn in Section 5.
ence power variations between consecutive samples are investigated in
[23], and the maximum likelihood approach is proposed to achieve 2. Problem formulation
effective detection. In [24] a GLRT-like detector is derived for coherent
target detection in heterogeneous environments. Furthermore, resorting It is hypothesized that the uniform linear array (ULA) transmitter
to the Rao and Wald tests, the detectors based on the hoc design pro and receiver with M and N elements, respectively, are the components of
cedure in [25] are adopted in heterogeneous clutter scenarios for the colocated MIMO radar system. Meanwhile, the waveforms contain K
moving target detection. Another type of nonhomogeneity is partially sampling points. For the binary hypothesis testing, under hypothesis H0 ,
homogeneous environments (PHE), in which the covariance matrices of the N × K -dimensional test data matrix X only contains the noise matrix
the test and training data are identical but the power levels are different N = [n1 , n2 , ⋯, nK ], where nk , k = 1, 2, …, K, is the noise modeled as a
[26]. Meanwhile, the PHE assumptions precisely reflect the surround zero-mean complex circular Gaussian vector with an unknown covari
ings for ground radar. It can also be employed in the detection issue with ance matrix Tt . To estimate Tt , we assume that there exist training data
interference from electronic countermeasures [27–29]. The problems in zl , l = 1, 2, …, L, containing the noise el which has the identical
PHE have received much consideration lately and numerous detectors structure to nk but with a covariance matrix T. In HE, Tt = T. In
have been developed. For instance, in [30] several detectors resorting to contrast, in PHE there exists the power mismatch [26], denoted as σ2 , i.
different design criteria are derived for detecting double subspace tar
e., Tt = σ2 T. Z = [z1 , z2 , ⋯, zL ] and E = [e1 , e2 , ⋯, eL ] are the N × L
gets in PHE. Moreover, an adaptive coherent estimator is developed in
-dimensional training data and noise matrices, respectively. Under hy
[31,32] to reduce the requirement for the training sample in PHE.
pothesis H1 , the target signal is denoted as [6,7]
Apart from the design criteria mentioned above, another two com
mon design criteria are Gradient and Durbin tests which have been G = αs ar aHt S, (1)
applied in adaptive detection in recent years. For instance, to address the
problem of clutter with symmetrical ordered power spectral density, where αs is the unknown amplitude, ar and at are the known receiving
Gradient and Durbin test-based detectors are developed in [33]. More and transmitting steering vectors, respectively, and S is the known
over, the Gradient and Durbin test-based detectors are provided in [34] waveform matrix. The dimensions of ar , at and S are N × 1, M × 1 and
to deal with the problem of structural nonhomogeneity, and these two M × K, respectively. Hence, the detection issue is stated as
detectors are shown to be robust to signal mismatch. On the basis of the ⎧
⎪
Gradient test, two detectors are derived in [35] for distributed targets ⎪
⎪
⎪
⎪
{
X = N,
⎪
under the Gaussian noise background. Due to the excessive number of ⎪
⎪
⎨
H 0 :
Z = E.
unknowns, it is essential to note that the optimal detectors do not exist { (2)
for the MIMO radar detection. Hence, we utilize the GLRT, Rao, Wald, ⎪
⎪
⎪ X = αs ar aHt S + N,
⎪
⎪ H 1 :
Gradient and Durbin tests to derive detectors with training data in PHE. ⎪
⎪
⎪ Z = E.
⎩
The experimental outcomes indicate that the proposed approaches
attain superior performance to the methods without training data.
It is worth pointing out that the model for the detection problem in 3. Derivations of detectors
this paper is a special case of [30] from the viewpoint of mathematics.
However, the detection model in this paper provides a specific appli 3.1. GLRT-based detector
cation scenario based on the colocated MIMO radar platform. Further
more, there are some significant differences between this paper and that The joint probabilities of density function (PDFs) of X and Z under
in [30]. First, apart from the GLRT, Rao and Wald tests, new detectors hypotheses H1 and H0 are
based on the Gradient and Durbin tests are derived, which ensure rela { }
tively superior robust characteristics when the signal mismatch exists. ( ) 1 [( )H ( )]
exp − tr T− 1 W − 2 tr X − αs ar aHt S T− 1 X − αs ar aHt S
Second, the derivation procedures of the detectors in this paper are f1 (X, Z) =
σ
different from those in [30]. Third, in the aspects of performance πN(L+K) σ 2NK |T|L+K
assessment, we analyze the detection performance under different (3)
power mismatch parameters and the effectiveness in the cases of inter
fering targets and clutter edges [36–38], which have not been investi and
gated in [30]. These evaluations provide more comprehensive {
( ) 1 ( )
}
improvements for the issues of colocated MIMO radar adaptive detec exp − tr T− 1 W − 2 tr XH T− 1 X
(4)
σ
tion. The innovations of the paper are two aspects. Firstly, five detectors f0 (X, Z) = ,
π N(L+K) σ2NK |T|L+K
are proposed to deal with the issue of MIMO radar adaptive detection in
PHE when training data are available, and the proposed approaches
respectively, where W = ZZH is the sample covariance matrix. Nulling
achieve better performance than other competitors. Secondly, the
the differential of the natural logarithm of (3) with respect to (w.r.t.) T
directivity characteristics of the proposed approaches to signal
yields the maximum likelihood estimation (MLE) of T as
mismatch are analyzed. It is found that the Wald test-based and Durbin [ ]
test-based detectors possess robust characteristics, while the Rao ̂1 = 1 1( )( )H
T W + 2 X − αs ar aHt S X − αs ar aHt S . (5)
test-based detector ensures selective characteristics. L+K σ
The remaining part is arranged as follows. The problem formulation
Taking (5) into (3) yields
1( )H ( )− (L+K)
̂ 1 ) = λσ −
f1 (X, Z; T 2NK
|W|− (L+K)
|IK + X − αs ar aHt S W− 1 X − αs ar aHt S | , (6)
σ 2
2
C. Huang et al. Signal Processing 217 (2024) 109353
T
aHr W− 1 XSH at where Θ = [ΘTr , ΘTs ] is the parameter vector, Θr = αs , Θs =
α
̂s = . (7)
aHt SSH at aHr W− 1 ar [σ2 , vecT (T)]T , Θ
̂ 0 is the MLE of Θ under H0 and F(Θ) is the Fisher in
Taking (7) into (6) yields formation matrix (FIM) for complex-valued signals, shown as [39]
̂ 1, ̂
f1 (X, Z; T α s ) = λσ− 2NK |W|− (L+K)
( )H ( )− (L+K)
1 aH W− 1 XSH at aH W− 1 XSH at
⋅|IK + 2 X − H r H H − 1 ar aHt S W− 1 X − H r H H − 1 ar aHt S |
σ at SS at ar W ar at SS at ar W ar
(∼ )H ( ∼ ) (8)
1 ̃ SH a ̃ SH a |− (L+K)
= λσ − 2NK |W|− (L+K) |IK + 2 X − P̃ar XP X − P̃ar XP
σ t t
1 (∼H ⊥ ̃ ̃H ̃ ⊥ |
)− (L+K)
= λσ − 2NK
|W|− (L+K)
⋅|IK + X P̃a X + P ⊥
S H X P XP H
a ̃ S a .
σ2 r t ar t
SH a aH S ∼ 1/2 1/2
where P⊥
SH at
= IK − PSH at , PSH at = aH SSt Ht at , ar = W− ar , X
̃ = W− X, P̃⊥ [ ]
t r
a
H ∼H ∼
∂lnf1 (X, Z) ∂lnf1 (X, Z)
= IN − P̃ar and P̃ar = ̃
ar ̃
ar /(ar ar ). F(Θ) = E
∂Θ∗
⋅
∂ΘT
2
The MLE of σ under H1 , denoted as ̂ σ 21 , is the sole solution to [26] [ ] (15)
FΘr ,Θr (Θ) FΘr ,Θs (Θ)
= .
∑
r1
ξk1 NK FΘs ,Θr (Θ) FΘs ,Θs (Θ)
= , (9)
ξ + σ 2 L +K
It can be derived from (3) that
k1 =1 1k
∼H ∼ ∼H ∼ ∂lnf1 (X, Z) 1 H ( )H
where r1 = rank(X P⊥
∼ X + P H X P∼ XP H ), and ξk is the k1 -th non-
⊥ ⊥
1
= 2 at S X − αs ar aHt S T− 1 ar , (16)
a S at ar S at
r ∂αs σ
∼H ∼ ∼H ∼
zero eigenvalue of X P∼⊥ X + P⊥
SH at
X P∼ar XP⊥
SH at
.
a r ∂lnf1 (X, Z) 1 H − 1 ( )
Nulling the derivative of (4) w.r.t. T yields the MLE of T with fixed σ 2 = 2 ar T X − αs ar aHt S SH at . (17)
∂α∗s σ
as
( ) Setting αs = 0 in (16) and (17), we have
1 1
̂0 =
T W + 2 XXH . (10) [
∂lnf1 (X, Z) ∂lnf1 (X, Z)
]
K+L σ FΘr ,Θr (Θ) = E ⋅
∗
∂αs ∂αs
Plugging (10) into (4) yields
1 [ ]
= 4 aHr T− 1 E XSH at aHt SXH T− 1 ar (18)
1 ∼H ∼
̂ 0 ) = λσ −
f0 (X, Z; T 2NK
|W|− (L+K)
|IK + X X |− (L+K)
. (11) σ
σ 2
1
= aHt SSH at ⋅aHr T− 1 ar ,
The MLE of σ under H0 , denoted as σ
2
̂ 20 , is the sole solution to [26] σ2
r0
∑ λk0 NK where E[XSH at aH H 2 H H
t SX ] = σ at SS at ⋅T is utilized. From [20], we know
= , (12) that FΘr ,Θs (Θ) is a null matrix. Thus, it can be derived that
λ + σ2 L + K
k0 =1 k0
( )− 1
[ −1 ] [ ]− 1 1 H H
where r0 is the smaller value between N and K, λk0 is the k0 -th eigenvalue F (Θ) Θr ,Θr = FΘr ,Θr (Θ) = a
2 t
SS at ⋅aH − 1
r T ar . (19)
σ
∼H ∼
of X X.
Plugging (16), (17) and (19) into (14), and setting αs = 0 yields the
Performing the (L +K) th root of the ratio between (8) and (11),
Rao test with fixed T and σ2 as
along with ̂ σ 21 and ̂σ 20 , yields the GLRT with training data in PHE (GLRT-
( )− 1
TD-PHE) as 1 1 1
tRaoT,σ2 = 2 aHt SXH T− 1 ar ⋅ 2 aHt SSH at ⋅aHr T− 1 ar ⋅ 2 aHr T− 1 XSH at
⃒ ⃒ σ σ σ
(20)
NK ⃒
( 2 )K+L 1 ∼H ∼⃒
̂σ 0 ⃒⃒IK + 2 X X⃒⃒ 2
σ0
̂ |aHr T− 1 XSH at |
tGLRT− TD− PHE = ⃒ ( )⃒. (13) = 2 H H H − 1
.
NK ⃒
( 2 )K+L 1 ∼H ⊥ ∼ ∼H ∼ ⃒ σ at SS at ⋅ar T ar
σ1 ⃒ ⊥ ⊥ ⃒
̂ ⃒IK + ̂ 2 X P∼ar X + PSH at X P∼a r XPSH at ⃒
σ1
σ 20 into (20) yields the Rao test with training data in
Taking (10) and ̂
PHE (Rao-TD-PHE) as
3.2. Rao test-based detector
3
C. Huang et al. Signal Processing 217 (2024) 109353
( )− 1 2
1 { ̂ − 1 XSH at }
|aHr W + 2 XXH XSH at | 1 H H ̂− 1 aH T
σ0
̂ tGradient− a SX T 0 ar ⋅ r 1
= Re
(21)
TD− PHE 2 t
tRao− TD− PHE = ( )− 1 . σ0
̂ ̂ − 1 ar
aHt SSH at aHr T
1 1
2 H H
σ 0 at SS at ⋅ar W + 2 XXH
̂ H
ar ⎧ ( )− 1 ⎫
σ0
̂ ⎪
⎪ H 1 1
̂ XSH at ⎪
−
⎪ (30)
⎪ H
⎨at SX W + ̂ 2
XXH ar ⋅aHr T 1 ⎪
⎬
σ0
= Re − 1
.
⎪
⎪ σ 20 aHt SSH at ⋅aHr T
̂ ̂ ar ⎪
⎪
3.3. Wald test-based detector ⎪
⎩ 1 ⎪
⎭
Plugging (23) and (24) into (22) yields the Wald test with fixed T and Plugging (18), (19) and (32) into (31) yields the Durbin test-based
σ 2 as detector with fixed σ2 as
[ ( )( )H ]
̂1 = 1 1 aH W− 1 XSH at aH W− 1 XSH at
T W + 2 X − H r H H − 1 ar aHt S X − H r H H − 1 ar aHt S
L+K σ1
̂ at SS at ar W ar at SS at ar W ar
{ [ ( − 1) ( )]}
1 1 H
ar ar W W− 1 ar aHr
= W + 2 XP⊥ H X
S at
H
+ I N − XP H X
S at
H
I N − (26)
L+K σ1
̂ aHr W− 1 ar aHr W− 1 ar
[ ( ) ]
1 1 1 ∼ ∼H ∼ ∼H 1
= W2 IN + 2 XP⊥ SH at X + P̃
⊥
XPSH at X P̃⊥ W2 .
L+K σ1
̂ ar ar
The Gradient test is denoted as [40] which coincides with the Rao-TD-PHE.
{ } Another method is the two-step approach [26]. Precisely, the de
∂lnf1 (X, Z; Θ) tector is derived by claiming that the covariance matrix is known.
tGradient = Re | ( ̂ r1 − Θr0 ) ,
Θ (28)
∂ΘTr Θ=Θ̂0
Subsequently, it is replaced with a proper estimation.
Nulling the derivative of (4) w.r.t. σ 2 yields the MLE of σ2 under H0
It can be derived from (16) that with fixed T as
∂lnf1 (X, Z; Θ) 1 ( )/
̂ − 1 ar .
|Θ=Θ̂0 = 2 aHt SXH T 0 (29) σ 2T = tr XH T− 1 X NK.
̂ (35)
∂ΘTr σ0
̂
Inserting (35) into (33), eliminating the constant and substituting T
σ 20 into (28) yields the Gradient
Plugging (10), (24), (26), (29) and ̂ by W yields the two-step Durbin test with training data in PHE (2S-
test-based detector in PHE (Gradient-TD-PHE) as Durbin-TD-PHE) as
4
C. Huang et al. Signal Processing 217 (2024) 109353
|aH W− 1 XSH at |
2
Durbin-TD-PHE ensures the CFAR characteristics with respect to σ2 .
t2S− = ( H − 1r ) H H (36)
σ 21 and ̂
σ 20 can be expressed as ̂
σ 21 = σ 2 λ′k0 and ̂
σ 20 = σ2 ξ′k1 ,
.
Durbin− TD− PHE
tr X W X ⋅at SS at ⋅aHr W− 1 ar Furthermore, ̂
respectively, where λ′k0 and ξ′k1 are the eigenvalues of the terms
⌢H ⌢ − 1 ⌢ ⌢H ⌢ ⌢H ⌢
3.6. CFAR property X0 W X0 and X 0 P⊥
⌢ X0 + P H X P⌢ X0 P H , respectively. If ς0 and ς1
a
⊥
S at 0 a r0
⊥
S at
r0
5
C. Huang et al. Signal Processing 217 (2024) 109353
Fig. 4. PD against SNR in the presence of interfering targets. Fig. 5. PFA against distance of the clutter edge position from the CUT for N =
24 and the nominal value of PFA = 10− 3 .
4. Performance evaluation
Moreover, we let N = 12, M = 8, K = 2N, and σ2 = 2. 106 and 107 trials
Monte Carlo experiments are utilized to verify the effectiveness of are utilized to determine the PD and detection threshold, respectively.
proposed approaches. For comparison, the detectors without training The signal-to-noise ratio (SNR) in PHE is defined as
data in [6,7] are also present. The detection statistics of detectors in [6,
1
7] are expressed as SNR = ⋅|αs |2 ⋅aHr T− 1 ar ⋅aHt SSH at . (43)
σ2
|XXH | Besides, the signal mismatch is considered, where the actual steering
tGLRT = ( )
(40)
⃒ ⃒ H
vector is distinct from the presumed one [42]. A quantity to measure the
H
⃒ ⊥ ⃒ aHt SX P⊥ ar XS at
⃒XPSH at XH ⃒ 1 +
aHt SSH at amount of signal mismatch, denoted as cos2 ϕ, is
2
( )− 1 |aHr T− 1 ar,0 |
|aH XXH XSH at |
2
cos2 ϕ = , (44)
(41)
H − 1 H − 1
tRao = ( r H )− 1 , ar T ar ⋅ar,0 T ar,0
aHr XX ar ⋅aHt SSH at
where ar,0 is the actual received signal steering vector. The lower degree
( )− 1
cos2 ϕ is, the more serious signal mismatch becomes.
2
|aHr
XP⊥ SH a t X
H
XSH at |
tWald = ( )− 1 , (42) The PDs as functions of the SNRs in PHE are displayed in Fig. 1. It is
aHr XP⊥
SH at X
H
ar ⋅aHt SSH at shown that the proposed detectors with training data provide higher PDs
than those without training data in [6,7]. Furthermore, the GLRT-based
− 1/2 detector nearly achieves identical performance to the Gradient
where X = (XP⊥ XH ) H H
ar = IN − Par , Par = ar ar /(ar ar ) and ar =
X, P⊥
SH at test-based detector, which provides slightly superior effectiveness to
H − 1/2
(XP⊥
SH at
X ) ar . The probability of false alarm (PFA) is set to be 10− 5 . other competitors. Similar trends are present in Fig. 1(b) that with the
increase of training data, the performance of detectors with training data
6
C. Huang et al. Signal Processing 217 (2024) 109353
5. Conclusion
7
C. Huang et al. Signal Processing 217 (2024) 109353
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