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Religious Freedom and the Universal Declaration of
Human Rights
Edited by
Stefan-Ludwig Hoffmann, University of California, Berkeley
Samuel Moyn, Harvard University, Cambridge, MA
This series showcases new scholarship exploring the backgrounds of human rights
today. With an open-ended chronology and international perspective, the series
seeks works attentive to the surprises and contingencies in the historical origins
and legacies of human rights ideals and interventions. Books in the series will
focus not only on the intellectual antecedents and foundations of human rights,
but also on the incorporation of the concept by movements, nation-states, inter-
national governance, and transnational law.
LINDE LINDKVIST
Uppsala University, Sweden
University Printing House, Cambridge cb2 8bs, United Kingdom
One Liberty Plaza, 20th Floor, New York, ny 10006, USA
477 Williamstown Road, Port Melbourne, vic 3207, Australia
4843/24, 2nd Floor, Ansari Road, Daryaganj, Delhi – 110002, India
79 Anson Road, #06–04/06, Singapore 079906
www.cambridge.org
Information on this title: www.cambridge.org/9781107159419
doi: 10.1017/9781316671542
© Linde Lindkvist 2017
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2017
Printed in the United States of America by Sheridan Books, Inc.
A catalogue record for this publication is available from the British Library.
Library of Congress Cataloging-in-Publication Data
names: Lindkvist, Linde, 1985– author.
title: Religious freedom and the Universal Declaration of Human Rights /
Linde Lindkvist, Uppsala Universitet, Sweden.
description: 1 [edition]. | New York : Cambridge University Press, 2017. |
Series: Human rights in history | Based on author's thesis
(doctoral - Lunds Universitet, 2014) issued under title: Shrines and souls :
the reinvention of religious liberty and the genesis of the Universal
Declaration of Human Rights. | Includes bibliographical references and index.
identifiers: lccn 2017008346 | isbn 9781107159419 (Hardback : alk. paper)
subjects: lcsh: Freedom of religion (International law)–History–20th century. |
United Nations. General Assembly. Universal Declaration of Human Rights. Article 18.
classification: lcc k3258 .l559 2017 | ddc 341.4/832–dc23 LC record available at
https://lccn.loc.gov/2017008346
isbn 978-1-107-15941-9 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy
of URLs for external or third-party Internet websites referred to in this publication
and does not guarantee that any content on such websites is, or will remain,
accurate or appropriate.
“. . . what if I take my problem to the United Nations?”
PJ Harvey, “The Words That Maketh Murder,”
Let England Shake (2011).
Contents
Introduction 1
Situating the Study 8
Rights as Tools of Politics 12
A Note on Sources 16
Chapters 19
1 Freedom of Thought and Conscience 21
An Absolute and Sacred Right 24
Personalism and the Turn from Worship to Conscience 32
Charles Malik and the Freedom of the Human Person 43
Concluding Reflections: Embodied Vulnerability? 57
2 The Right to Change Religion or Belief 61
The Ecumenical Movement and Human Rights 67
O. Frederick Nolde and the Right to Hear the Gospel 78
Malik and the Right (and Duty) to Change Religion or Belief 86
Concluding Reflections: Human Rights versus Islamic Severity? 98
3 In Community with Others 105
Beyond the Rights of Individuals 106
Eleanor Roosevelt and the American Melting Pot 120
René Cassin and the Life of the Nation 128
Concluding Reflections: From Minority Rights to Human Rights? 136
Conclusion 139
Bibliography 149
Index 167
vii
Preface and Acknowledgments
Over the past two decades, religious freedom has evolved into a central
and highly charged theme in a range of political settings, from local
classrooms and beaches, to the conference rooms of international organ-
izations. This is partly because of the widely shared assumption that
religious freedom constitutes an inherent good, that its realization is a
key to individual emancipation and peaceful coexistence among different
communities. But this is also because the topic of religious freedom
actualizes issues (including the tensions between individual and collective
rights, the relation between state and organized religion, as well as the
limits of toleration) on which there is rarely any consensus to be found. So
while an ever-growing family of actors is mobilizing behind religious
freedom as a political term, there also seems to be growing disagreement
on what it actually means.
When I first ventured into this field in the late 2000s, I was immediately
struck by the fact that protagonists of what seemed to be incompatible
ideas of religious freedom tended to legitimize their positions in reference
to Article 18 of the Universal Declaration of Human Rights. This came
into sharp view in 2009, when Swiss voters decided to back a consti-
tutional amendment prohibiting the building of minarets. Those in favor
claimed that banning minarets would be perfectly reconcilable with the
way religious freedom was framed in the Universal Declaration and the
central follow on treaties on human rights, whereas those against held
that the ban would mark a clear-cut violation of the very same inter-
national instruments. So although the two camps disagreed in substance,
they nonetheless agreed that the essential features of the right to religious
freedom were captured in the 47 words of Article 18.
ix
x Preface and Acknowledgments
Given the way this article has influenced how religious freedom is
articulated in international human rights law, and given the way it has
been mobilized in recent initiatives for the promotion of religious freedom
(the most visible example being the International Religious Freedom Act
that the US Congress passed in 1998), I assumed that the making of
Article 18 had already been sufficiently covered by scholars. However,
I soon realized that I was wrong. Although much had been written on the
drafting of the Universal Declaration, and some preliminary efforts had
been made to shed light on the debates on religion and religious freedom,
no account had highlighted the peculiarities of this article in relation to
the broader international religious freedom discourse of the 1940s. I was
also surprised that few showed any real interest in making sense of the
arguments precipitating its finalization. The literature in this field was
either recognizably teleological (Article 18 embodies what religious free-
dom is and always has been) or agnostic (there is no way of knowing why
Article 18 looks the way it does). In its most narrow sense, this book aims
to challenge these two interpretations by relating some of the central
features of Article 18 (the emphasis on the freedom of conscience, the
inclusion of the right to change religion or belief, and the singular focus
on the rights of individuals) to the political writings of its drafters.
This may seem like a narrow, perhaps even myopic, project. However,
it is my strong belief that it has wider implications for how we view the
Universal Declaration at large. Far from representing a distillate of the
then-accepted meanings of human rights and religious freedom, the Dec-
laration endorsed patchworks of local interpretations of these and other
concepts. Returning to the drafting process and the debates surrounding it
can potentially remind us of the many uncertainties that characterized
these first efforts to codify international human rights. It allows us to
glimpse the range of different conceptions of human rights and religious
freedom in circulation during the 1940s and to realize that the final
outcome was a product of historically contingent and negotiated
decisions.
Yet although this book is intended as an act of deconstruction and
destabilization, it is also intended as a reminder that the work of defining
what concepts like human rights and religious freedom are and are for is
an ongoing one. It cannot simply be brought to an end through the
adoption of new international declarations or treaties. So although this
is first of all a contribution to the historiography of human rights and
religious freedom in the 1940s, it is also a call for renewed ideological
debate on what these concepts should mean in our and future times.
Preface and Acknowledgments xi
xiii
xiv Abbreviations
1
Franklin D. Roosevelt, “Annual Message to Congress on the State of the Union,” January
6, 1941.
2
Declaration by the United Nations, January 1, 1942. It is not clear what motivated the
inclusion of human rights in this statement. See, for instance, A. W. Brian Simpson,
Human Rights and the End of Empire: Britain and the Genesis of the European Conven-
tion (Oxford: Oxford University Press, 2001), 184. For more on the reference to religious
freedom, see Anna Su, Exporting Freedom: Religious Liberty and American Power
(Cambridge, MA: Harvard University Press, 2016), 71.
1
2 Introduction
faith, religion, or belief, provided that the said practise shall not
be incompatible with public order and good morals.”3 In 1944, the
American Law Institute adopted a similar Statement on Essential Rights,
which in its opening clause announced that the “Freedom of belief and of
worship is the right of every one.”4
For many of its leading proponents in this era, religious freedom was a
principle of immense symbolic value. There is evidence suggesting that
one of the reasons why Roosevelt decided to omit direct references to
democracy from his 1941 address was his deeply held conviction that
“democracy would exist wherever religious liberty could be found.”5 To
Roosevelt, religious freedom was thus much more than a basic individual
right. It was also a necessary component of any decent political system, a
standard by which the civilizational progress of any nation could be
determined. Convinced that sustainable peace could only be established
among democratic nations, he further regarded commitment to religious
freedom to be a cornerstone of any future international system. In an
American foreign policy context, religious freedom thereby functioned as
a rhetorical device for motivating a break with the path of isolationism.6
Toward the end of the decade, religious freedom also evolved into a
central tool for establishing the front lines of what is sometimes known as
the “spiritual” or “moral” Cold War.7 The clearest expression of this was
the massive outcry that followed the incarceration of the Hungarian
3
Cited in Louis B. Sohn, “How American International Lawyers Prepared for the San
Francisco Bill of Rights,” American Journal of International Law 89, no. 3 (1995): 546.
4
Cited in Sohn, “How American International Lawyers Prepared for the San Francisco Bill
of Rights,” 551. The UN Secretariat made extensive use of the statement when compiling
its first outline for a bill of human rights in 1947. See, e.g., UN Doc. E/CN.4/W.16 (1947).
For an account of its drafting, see Hanne Hagtvedt Vik, “Taming the States: The American
Law Institute and the Statement of Essential Human Rights,” Journal of Global History 7,
no. 3 (2012): 472. Vik notes how the drafting of the religious freedom article was
accompanied by a number of difficult questions, not least whether or not it should
explicitly recognize the right to carry out missionary work.
5
For fuller discussions of the place of religious liberty in FDR’s political rhetoric, see
Andrew Preston, Sword of the Spirit, Shield of Faith: Religion in American War and
Diplomacy (New York: Alfred A. Knopf, 2012), 325; Su, Exporting Freedom, chapter 3.
See also, Elizabeth Borgwardt, “FDR’s Four Freedoms as a Human Rights Instrument,”
OAH Magazine of History 22, no. 2 (2008): 9–11.
6
“Roosevelt’s toleration,” Preston writes, “was limited in a way that was typical for
American religion and politics. While he tolerated all faiths, he could not tolerate a lack
of faith. Without faith, there was no morality, and without morality no democracy.”
Preston, Sword of the Spirit, Shield of Faith, 321.
7
Jonathan P. Herzog, The Spiritual-Industrial Complex (New York: Oxford University
Press, 2011), 77.
Introduction 3
8
Glenn Mitoma, Human Rights and the Negotiation of American Power (Philadelphia:
University of Pennsylvania Press, 2013), 177.
9
Marco Duranti, “Conservatism, Christian Democracy and the European Human Rights
Project, 1945–50” (PhD diss., Yale University, 2009), 176.
10
UN Doc. A/RES/272 (III) (April 30, 1949). The decision to invoke the peace treaties
rather than the UN Charter or the Universal Declaration was likely informed by US
aspirations to discredit the human rights records of Soviet allies while making sure not to
invite criticism of its own record on racial inequality. Mitoma, Human Rights and the
Negotiation of American Power, 167.
11
John N. Hazard, “The Soviet Union and a World Bill of Rights,” Columbia Law Review
47 no. 7 (1947): 1112
4 Introduction
Since the Declaration was adopted, this statement has come to shape our
understanding of what it means to speak of religious freedom as a human
right. In 1950, the very same phrase was incorporated into binding
international law as it reappeared in Article 9(1) of the European Con-
vention of Human Rights. It has also inspired the religious freedom
clauses in other significant international human rights treaties, including
the International Covenant on Civil and Political Rights of 1966, the UN
Declaration on the Elimination of All Forms of Intolerance and of Dis-
crimination Based on Religion or Belief of 1981, and the UN Convention
on the Rights of the Child of 1989. Among many present-day advocates
of human rights, Article 18 is considered as a nearly timeless distillate of
religious freedom’s essential aspects. Recent initiatives in international
human rights forums to broaden the discussions on the topic, so as to
include questions concerning the intersection between religious and racial
12
The abstaining votes came from Belarus, Czechoslovakia, Poland, Saudi Arabia, Ukraine,
the Union of South Africa, USSR, and Yugoslavia. For a nuanced treatment of the
different reservations these delegations had with the final text, see Roger Normand
and Sarah Zaidi, Human Rights at the UN: The Political History of Universal Justice
(Bloomington: Indiana University Press, 2008), 192–4.
13
Malcolm D. Evans, Religious Liberty and International Law in Europe (Cambridge:
Cambridge University Press, 1997), 192.
14
UN Doc. A/RES/217 (III) (1948), Article 18.
Introduction 5
15
See, for instance, Heiner Bielefeldt, “Misperceptions of Freedom of Religion or Belief,”
Human Rights Quarterly 35, no. 1 (2013): 41–3. The literature on the UN debates on
defamation of religion is already massive, but has in general been more polemical than
clarifying. For now, see Jonas Otterbeck, “Blasfemi som problem för mänskliga rättigh-
eter,” in Mänskliga rättigheter och religion, ed. Dan-Erik Andersson and Johan Modée
(Malmö: Liber, 2011), 237–8. For a thorough discussion of the legal aspects, see
Malcolm D. Evans, “The Freedom of Religion or Belief and the Freedom of Expression,”
Religion and Human Rights 4, no. 2 (2009).
16
See, for instance, Mary Ann Glendon, A World Made New: Eleanor Roosevelt and the
Universal Declaration of Human Rights (New York: Random House, 2001), 56.
17
Bielefeldt, “Misperceptions of Freedom of Religion or Belief,” 34–5; Arcot Krishnas-
wami, Study of Discrimination in the Matter of Religious Rights and Practices (New
York: United Nations Publications, 1960), 1–4. For a critical discussion of the generation
approach, see Daniel J. Whelan, Indivisible Human Rights: A History (Philadelphia:
University of Pennsylvania Press, 2010). “The problem,” Whelan says, “is that it per-
manently categorizes rights, not only by fixing the categories in history but also by finding
within each generation incompatible philosophical sources of inspiration” (at 210).
18
Section 16 of the Virginia Declaration of Rights (1776) declares “That religion, or the
duty which we owe to our Creator, and the manner of discharging it, can be directed only
by reason and conviction, not by force or violence; and therefore all men are equally
entitled to the free exercise of religion, according to the dictates of conscience; and that it
6 Introduction
is the mutual duty of all to practise Christian forbearance, love, and charity toward
each other.”
19
The First Amendment to the US Constitution (1791) prescribes that “Congress shall make
no law respecting an establishment of religion, or prohibiting the free exercise thereof; or
abridging the freedom of speech, or of the press; or the right of the people peaceably to
assemble, and to petition the Government for a redress of grievances.”
20
In the 1789 Declaration of the Rights of Man and of the Citizen, the closest we get to a
statement on religious freedom is Article 10 which declares that “No one shall be
disquieted on account of his opinions, including his religious views, provided their
manifestation does not disturb the public order established by law.” Article 7 of the
Declaration of 1793 holds that “The right to express one’s thoughts and opinions by
means of the press or in any other manner, the right to assemble peaceably, the free
pursuit of religion, cannot be forbidden.”
21
See, e.g., the Treaty of Peace with Italy, February 10, 1947, Article 15. As one participant
in peace conference noted, there was no clarifying discussion “about the meaning of these
human rights and freedoms because there were no attempts to define their contents.”
Stephen D. Kertesz, “Human Rights in the Peace Treaties,” Law and Contemporary
Problems 14, no. 4 (1949): 636. For more on the language of religious freedom in the
peace treaties, see Su, Exporting Freedom, 75–6.
Introduction 7
22
The American Declaration of the Rights and Duties of Man. Adopted by the Ninth
International Conference of American States, Bogotá, Colombia, 1948. For the version
that was circulated in the UN Commission on Human Rights in the Summer of 1948, see
UN Doc. E/CN.4/122 (1948).
23
Martin Scheinin, “Article 18,” in The Universal Declaration of Human Rights:
A Common Standard of Achievement, ed. Gudmundur Alfredsson and Asbjørn Eide
(The Hague: Nijhoff, 1999), 379.
8 Introduction
24
For the most comprehensive study to this date, see Johannes Morsink, The Universal
Declaration of Human Rights: Origins, Drafting, and Intent (Philadelphia: University of
Pennsylvania Press, 1999). Morsink provides clarifying, but limited, discussion of reli-
gious liberty on pages 24–6, 259–63.
25
See, e.g., Evans, Religious Liberty and International Law in Europe, 183–193; Scheinin,
“Article 18,” 379–92.
26
Evans, Religious Liberty and International Law in Europe, 189.
27
Works that are either explicitly biographical or focus extensively on the personal contri-
butions include Glendon, A World Made New; Marc Agi, René Cassin: fantassin de
droits de l’homme (Paris: Plon, 1979); Jay Winter and Antoine Prost, René Cassin and
Human Rights: From the Great War to the Universal Declaration (New York: Cambridge
University Press, 2013). We still lack a comprehensive biography of Charles Malik. For
now, see Mitoma, Human Rights and the Negotiation of American Power, 104–133;
Tony E. Nasrallah, “Charles Malik und die Universalität der Menschenrechte,” in
Situating the Study 9
also studies on actors that made significant contributions from behind the
scenes, such as the representative of the Commission of the Churches on
International Affairs (CCIA), O. Frederick Nolde, who by all accounts
played a significant part in the drafting of Article 18.28 These works add
to the overall picture by identifying the central actors and by discerning
some of the concerns motivating their positions. Their main drawback is
their tendency to let the drafters’ biographies overshadow their concepts
and arguments. The biographical accounts generally tell us more of the
drafters’ individual journeys and the different activities they pursued in
promoting the internationalization of “religious freedom” and “human
rights” as blanket terms, than of how they understood the concepts they
incorporated in the Declaration text.
Lately, we have also seen the emergence of a third category of literature
that has advanced our understanding of the Universal Declaration and its
place in the wider human rights discourse after World War II. One of the
most radical claims of the so-called second generation of historians of
human rights is that the promulgation of this document did not give rise
to a wider human rights movement and did not push the language of
human rights to the forefront of political discourse.29 These scholars do
not deny that the Declaration influenced the drafters of the European
Convention of Human Rights of 1950, or that it triggered some political
debate in individual states.30 That being so, they suggests that it was
not until decades later, in the late 1970s, that dedicated human rights
Reclaiming American Virtue: The Human Rights Revolution of the 1970s (Cambridge,
MA: Harvard University Press, 2014), 23–5.
31
Apart from Keys’s recent study, see several of the contribution in Jan Eckel and Samuel
Moyn, eds., Moral für die Welt? Menschenrechtspolitik in den 1970er Jahren (Göttingen:
Vandenhoeck & Ruprecht, 2012). For a nuanced treatment, which also problematizes
Moyn’s strategy of contrasting the 1940s and the 1970s, see Jan Eckel, Die Ambivalenz
des Guten: Menschenrechte in der internationalen Politik (Göttingen: Vandenhoeck &
Ruprecht, 2015), 23. For a competing account, see Steven L. B. Jensen, The Making of
International Human Rights: The 1960s, Decolonization, and the Reconstruction of
Global Values (New York: Cambridge University Press, 2016).
32
See, e.g., Morsink, The Universal Declaration of Human Rights, 37; Willy Strzelewicz,
De mänskliga rättigheternas historia: från den amerikanska oavhängighetsförklaringen
till våra dagar (Stockholm: Ordfront, 2001), 256–63.
33
Lynn Hunt, Inventing Human Rights: A History (New York: W. W. Norton & Com-
pany, 2007), 28. The debate has mainly revolved around the relation between the
Universal Declaration and the Holocaust. For four recent contributions, see G. Daniel
Cohen, “The Holocaust and the Human Rights Revolution: A Reassessment,” in The
Human Rights Revolution: An International History, ed. Akira Iriye, Petra Goedde, and
William I. Hitchcock (New York: Oxford University Press, 2012); Marco Duranti, “The
Holocaust, the Legacy of 1789 and the Birth of International Human Rights Law:
Revisiting the Foundation Myth,” Journal of Genocide Research 14, no. 2 (2012);
Samuel Moyn, Human Rights and the Uses of History (London: Verso, 2014), 87–98;
Situating the Study 11
Nathan Kurz, “A Sphere of the Nations? The Rise and Fall of International Jewish
Human Rights Politics, 1945–1975,” (PhD diss., Yale University, 2015), 105–27.
34
Elizabeth Borgwardt, A New Deal for the World: America’s Vision for Human Rights
(Cambridge, MA: Belknap Press of Harvard University Press, 2005), 265. See also,
Whelan, Indivisible Human Rights, 213.
35
Mary Ann Glendon, “The Forgotten Crucible: The Latin American Influence on the
Universal Human Rights Idea,” Harvard Human Rights Journal 16 (2003): 32–4.
36
Jay Winter, Dreams of Peace and Freedom: Utopian Moments in the Twentieth Century
(New Haven, CT: Yale University Press, 2006), 119.
37
Samuel Moyn, Christian Human Rights (Philadelphia: University of Pennsylvania Press,
2015). Moyn advances an earlier historiography, which saw the Christian influences as
expressions of theology and ethics, rather than politics. See, for instance, Carl-Gustaf
Andrén, “De mänskliga rättigheternas religiösa och rättsliga bakgrund: Debatten inom
Förenta nationerna och Europarådet i slutet på 1940-talet,” Svensk teologisk kvartal-
skrift 51, no. 4 (1975); Wolfgang Vögele, “Christliche Elemente in der Begründung von
Menschenrechten und Menschenwürde im Kontext der Enstehung der Vereinten Natio-
nen,” in Ethik der Menschenrechte: Zum Streit um die Universalität einer Idee, ed. Hans-
Richard Reuter (Tübingen: Mohr Siebeck, 1999), 114–33.
38
Samuel Moyn, The Last Utopia: Human Rights in History (Cambridge, MA: Belknap
Press of Harvard University Press, 2010), 46; Mark Mazower, “The Strange Triumph of
Human Rights, 1933–1950,” Historical Journal 47, no. 2 (2004): 389; Mark Mazower,
No Enchanted Palace: The End of Empire and the Ideological Origins of the United
Nations (Princeton, NJ: Princeton University Press, 2009), chapter 3.
12 Introduction
39
For two notable exceptions, see Su, Exporting Freedom, chapter 3, Moyn, Christian
Human Rights, chapter 4.
Rights as Tools of Politics 13
40
Stefan-Ludwig Hoffmann, “Genealogies of Human Rights,” in Human Rights in the
Twentieth Century, ed. Stefan-Ludwig Hoffman (New York: Cambridge University Press,
2010), 25–6.
41
See, e.g., Eckel, Die Ambivalenz des Guten, 23–7.
42
Wendy Brown, “The Most We Can Hope For . . .: Human Rights and the Politics of
Fatalism.” South Atlantic Quarterly 103, no. 2–3 (2004): 452. See also Su, Exporting
Freedom, 9.
43
Samuel Moyn, “On the Nonglobalization of Ideas,” in Global Intellectual History, ed.
Samuel Moyn and Andrew Sartori (New York: Columbia University Press, 2013), 193.
44
Quentin Skinner, Visions of Politics: Vol 1, Regarding Method (Cambridge: Cambridge
University Press, 2002), 177.
45
Skinner, Visions of Politics: Vol 1, 86.
14 Introduction
religious freedom should strive to recover – not how these ideas have
marched through history like distinct units, or how their meanings have
changed from ancient times to the present – but how they have been put
to use in particular, context-bound interventions.46 What we should try
to unearth is essentially what people in the past have been trying to say
and do in the situations they found themselves in, and how specific
political concepts were engaged for these ends.47
This book is an attempt to bring this perspective to bear on the making
of the Universal Declaration’s statement on religious freedom. Put simply,
my purpose is to recapture the specific arguments that guided the making
of this statement, and how the concepts of human rights and religious
freedom functioned within those arguments. This approach is in part
motivated by the insight that the drafters of this text were addressing
different audiences at once. When discussing the framing of Article 18,
they were not only operating in a transnational space and occupied with
the codification of universal norms. They were also individual thinkers
and, not least, representatives of states, international institutions, or
nongovernmental groups. Many of the suggestions they made – often
on seemingly unimportant details – were closely linked to deeper political
and ideological debates in a range of local contexts. In processes of
codifying human rights, Sally Engle Merry once noted, “Important polit-
ical issues lurk under the bland discussions about terminology.”48 The
challenge of the historian is to recover, as far as possible, what these issues
actually were.49
At face value, the focus on the drafters and their deliberations may
seem overtly conventional, especially in a study on the origins of the
Universal Declaration. Yet, the approach suggested here is different from
46
This perspective is one of the crucial dividing lines between the history of political thought
and conceptual history. For followers of Reinhart Koselleck it has been essential to point
out that it is meaningful to think that “concepts can actually change,” not just the way
they are put to use. See, for instance, Jan-Werner Müller, “On Conceptual History,” in
Rethinking Modern European Intellectual History, ed. Darrin M. McMahon and Samuel
Moyn (New York: Oxford University Press, 2014), 75.
47
See also, Lorrin Thomas, “When We Talk about Human Rights,” Humanity: An Inter-
national Journal of Human Rights, Humanitarianism, and Development, 6, no. 2 (2015),
338.
48
Sally Engle Merry, Human Rights and Gender Violence: Translating International Law
into Local Justice (Chicago: Chicago University Press, 2006), 37.
49
For another account stressing the importance of local contexts for grasping international
human rights activism, see Lora Wildenthal, The Uses of Human Rights in West
Germany (Philadelphia: University of Pennsylvania Press, 2013), 4.
Rights as Tools of Politics 15
most other accounts in the field in at least two respects. First, it focuses
less on the drafters’ biographies than on what they actually said and
wrote, both within the confines of the UN conference rooms at Lake
Success, Geneva, and Paris, and in speeches and writings from the same
period. So whereas this book foregrounds the interventions by individuals
familiar to scholars of the Universal Declaration, including René Cassin,
Charles Malik, O. Frederick Nolde, and Eleanor Roosevelt, it is not a
book about their lives and accomplishments, but the ideas of human
rights and religious freedom they in their various and shifting capacities
brought into the discussions on Article 18 and the Declaration at large.50
Second, this book construes the drafters and their interventions as access
points to a set of broader contexts that mattered in the making of the text.
It uses their writings, and the specific concerns they articulated, to con-
struct a contextual map that allows us to make sense, not of the early
UN human rights project in general, but of specific aspects in the
Declaration text.
Apart from construing human rights and religious freedom as tools of
argument, this study is informed by a point, also advanced by Quentin
Skinner, of the need to highlight the connections between codification and
ideology. In a bold passage in one of the final essays of his collected
methodological writings, Skinner suggests that “all attempts to legislate
about the ‘correct’ use of normative terms must be regarded as equally
ideological in character. Whenever such terms are employed, their appli-
cation will always reflect a wish to impose a particular moral vision on the
workings of the social world.”51 This position is difficult to reconcile with
the kind of minimalism now common in liberal theories of human rights.
Human rights are rarely just bulwarks against different forms of political
violence and repression. The way they are construed also reflects broader
visions of what kind of social and political order that will emerge through
their practical realization.52 When studying efforts to codify human rights
we cannot simply narrow our focus to how these concepts were filled with
content, but must also appreciate the expectations that particular actors
and movements attached to them.
50
See also, Skinner, Visions of Politics: Vol 1, 117–8. For further clarification, see Petri
Koikkalainen and Sami Syrjämäki, “On Encountering the Past: Interview with Quentin
Skinner,” Redescriptions: Yearbook in Political Thought and Conceptual History 6
(2002).
51
Skinner, Visions of Politics: Vol 1, 182.
52
Brown, “The Most We Can Hope For . . .,” 461. Cf. Michael Ignatieff, Human Rights as
Politics and Idolatry (Princeton, NJ: Princeton University Press, 2001), 173.
16 Introduction
a note on sources
Any history of the making of the Universal Declaration will naturally take
the negotiations in the UN Commission on Human Rights as a point of
departure. The text emerged through a process that stretched from the
establishment of the Commission on Human Rights as a subsidiary body
to the Economic and Social Council (ECOSOC) in 1946 to the adoption
of the final text in December 1948. Apart from the Commission,54 the
central forum for the negotiations was the designated eight-member
Drafting Committee.55 Together, these groups hammered out a final draft
that ECOSOC transmitted to the General Assembly and its Third
Committee on August 26, 1948.56 Here, the negotiations on the final
texts took place at various points between late September and early
December 1948.57 The official UN records include drafts and amend-
ments, as well as comprehensive (but not verbatim) records of the meet-
ings in all of these bodies.58
53
Joe Hoover, “Towards a Politics for Human Rights: Ambiguous Humanity and Democ-
ratizing Rights,” Philosophy and Social Criticism 39, no. 9 (2013): 9–14.
54
The members of the Commission on Human Rights in 1947–48 were: Australia, Belgium,
Belarus, Chile, China, Egypt, France, India, Iran, Lebanon, Panama, Philippines, the
United Kingdom, the United States, the USSR, Uruguay, and Yugoslavia. The Commis-
sion convened three times in the course of the drafting. In January–February (UN Doc. E/
259) and December 1947 (UN Doc. E/600) and in May–June 1948 (UN Doc. E/800).
55
The Drafting Committee consisted of representatives from Australia, Chile, China, France,
Lebanon, the USSR, the United Kingdom, and the United States. They convened for rounds
of negotiations in June 1947 (UN Doc. E/CN.4/21) and May 1948 (E/CN.4/95).
56
UN Doc. E/1046 (1948).
57
Yearbook of the United Nations, 1948–1949 (New York: United Nations, 1950),
524–37.
58
Apart from Morsink’s study, there are a group of works that are useful for orienting
oneself in the different stages of the drafting process and official UN Records, including
A Note on Sources 17
The official records can, as Johannes Morsink and others have demon-
strated, serve as the basis of a rich and, in many ways, reliable account of
how the Declaration and its individual articles evolved.59 From these
sources, we may discern the central questions that arose, the alternatives
that were up for discussion, what positions the delegates held, and how
they justified their views before the committee members. But these records
are not always helpful if we seek to situate the negotiations in a wider
historical framework. When the drafters speak to us through these
records, they generally do so through brief statements declaring their
positions on specific proposals. We rarely find elaborate arguments or
open references to specific concerns. According to Morsink, this is not a
problem. To the contrary, he suggests that the fragmentary character of
the meeting records testifies to the drafters’ ability to transcend their
doctrinal conceptions of rights and specific political concerns in the search
for cross-cultural consensus. He explains that his decision not to context-
ualize “came very naturally” because “the drafters themselves were very
much focused on their task and almost never brought specific world
events to the drafting table.”60
To my mind, this feature of the debates is precisely why the official
records are an insufficient basis for any earnest attempt to read the
Universal Declaration in context. The official records can be useful as a
point of entry and as a source for reconstructing the central questions that
arose in the negotiations. But we cannot assume from the lack of refer-
ences to certain events, processes, and ideas in the official records, that
such factors were insignificant for how the drafters construed particular
human rights principles and promoted specific formulations in the text.
By doing so, we would assume that the Universal Declaration was pro-
duced from a place outside history, a place where politics, ideology, and
power were somehow put on pause.
My way out of the secluded space of the conference room is through
the many texts that framers of the Declaration wrote in connection to the
Glendon, A World Made New; Mitoma, Human Rights and the Negotiation of American
Power; Normand and Zaidi, Human Rights at the UN, chapters 5–6; Lauren, The
Evolution of International Human Rights, chapter 7. For the most comprehensive and
accessible collection of the official sources, see William A. Schabas, ed., The Universal
Declaration of Human Rights: The Travaux Préparatoires (New York: Cambridge
University Press, 2013).
59
For a valuable study of the later developments of UN human rights law, which draws on
Morsink’s methodology, see Whelan, Indivisible Human Rights.
60
Morsink, The Universal Declaration of Human Rights, xiii.
18 Introduction
appreciate the fact that many of the formulations, which we now treat as
unquestionable parts of the framework of international human rights,
were neither inevitable nor necessarily what everyone wanted all along.
chapters
The following chapters spotlight three of the most central decisions that
were made in the negotiations on Article 18. Chapter 1 focuses on the
distinction between inner and external religious freedom that structures
this statement. I claim that this was a subtle break, not only with the
framework of minority rights of the League of Nations, but also with the
formulation of religious freedom that President Roosevelt had advanced
in his wartime rhetoric, and which was echoed in the Paris Peace Treaties
of 1947. I show that even if several actors, including René Cassin of
France and Zhang Pengjun of China, supported a strong emphasis on
the concept of conscience, the most ardent proponent of this path was
Charles Malik. Through a close reading of his writings on human rights,
I reveal how Malik associated himself with a Christian personalist under-
standing of human rights. A common theme in his writings was that an
international statement on human rights that revolved around the free-
dom of thought and conscience, would make for a useful antidote against
all forms of materialism. Malik’s anticommunism is well known and
conspicuous in his writings, but in this chapter, I stress how he framed
the struggle for the “the right to be free inwardly” as a battle on many
fronts. In the concluding section, I suggest that if we zero in on the work
to foreground the concepts of thought and conscience, it becomes difficult
to insist on the interpretation that every part of the text was rooted in
moral repudiation of World War II atrocities.
Chapter 2 focuses on Article 18’s reference to right to change religion
or belief. As is well known, this was an aspect that caused great contro-
versy in the final stages of the negotiations. The contestations are com-
monly narrated as a part of a clash between a deep-rooted Western
tradition of human rights and religious freedom on the one hand, and
traditional Islamic teachings on apostasy on the other. In this chapter,
I challenge this interpretation on several points. Most critically, I show
that the right to change religion or belief had not received substantial
international recognition prior to the Universal Declaration, wherefore it
is difficult to establish that it constituted a conventional aspect of inter-
national religious freedom. This was also recognized by the actors who
led the campaign to make this right part of the Universal Declaration.
20 Introduction
Again, Malik was one of the main players. But in this regard, he joined
forces with O. Frederick Nolde, of the CCIA. From Nolde’s writings, we
learn that the churches’ efforts to find international recognition for this
right originated in the experiences of Christian missionaries in the Middle
East. But both Nolde and Malik realized that if they were to garner
sufficient support for this right, they would have to develop more general
arguments for why it should be part of the Universal Declaration. In the
concluding section, I show that the difficulties that Saudi Arabia and
others had with this right probably had more to do with concerns about
the social consequences of proselytism than primordial Islamic doctrines
on religious conversion.
Chapter 3 turns our attention to the second part of Article 18, which
asserts that everyone has a right to “manifest” religion or belief “either
alone or in community with others and in public or private” through
“teaching, practice, worship and observance.” As scholars before me have
successfully shown, this broad formulation was also a victory for Nolde
and the CCIA, who expressed unease with the tendency to collapse the
talk of religious freedom to the mere freedom of religious worship. My
contribution here is to show that even if Nolde and Malik were decisive in
the making of Article 18, this text was not all that they wanted. To them,
religious freedom was more than an individual right. Together with the
representatives of other nongovernmental groups, and with indirect
support from members of the Communist bloc, they advocated language
that would have expanded the Declaration text to also cover the rights
of religious groups and institutions. In the end, the American states
(spearheaded by the United States) and France effectively defeated all
such proposals. In this chapter, I turn to the arguments that Roosevelt
and Cassin, advanced in favor of a narrow focus on rights of individuals.
I show how their positions were motivated by domestic politics and by
ideological positions on what constituted the essence of the US and
French national projects. Albeit in somewhat different terms, they both
viewed the Declaration as a document that dovetailed with policies of
national assimilation.
In the Conclusion, I seek to bring the central threads of the study
together for a more general assessment of the different arguments and
concerns that guided the making of Article 18. I end with a few reflection
on the relevance of this account for current debates on the history and
politics of human rights and religious freedom.
1
1
Paul M. Taylor, Freedom of Religion: UN and European Human Rights Law and Practice
(Cambridge: Cambridge University Press, 2005), 19. The practical value of this distinction
has been questioned by legal scholars. See, for instance, Victoria Enkvist, Religionsfrihe-
tens rättsliga ramar (Uppsala: Iustus förlag, 2013), 108–10.
2
UN Doc. CCPR/C/21/Rev.1/Add.4 (1993). For an important critique of this way of
framing religious freedom in international law, which stresses how the concept of “public
order” can function to legitimize discrimination of religious minorities, see Saba Mah-
mood and Peter G. Danchin, “Immunity or Regulation? Antinomies of Religious Free-
dom,” South Atlantic Quarterly 113, no. 1 (2014): 130.
3
As is well known, this distinction premised the Court’s reasoning in a series of controver-
sial decisions upholding local restrictions on wearing the Islamic headscarf in public
21
22 Freedom of Thought and Conscience
8
See, e.g., The Treaty of Peace with Italy, February 10, 1947, Article 15. This language was
in keeping with earlier antecedents such as the Treaty of Berlin of 1878, which offered
protection of the right to “outward exercise of all forms of worship” in four successor
states (Romania, Serbia, Montenegro, and Bulgaria) of the Ottoman Empire. Fink,
Defending the Rights of Others: The Great Powers, the Jews, and International Minority
Protection, 1878–1938 (Cambridge: Cambridge University Press, 2004), 28–9; Evans,
Religious Liberty and International Law in Europe, 69–70.
9
Minorities Treaty Between the Principal Allied and Associated Powers and Poland, June
28, 1919, Article 2. For the drafting history, see Evans, Religious Liberty and Inter-
national Law in Europe, chapter 4. See also, Anna Su, “Woodrow Wilson and the
Origins of the International Law of Religious Freedom,” Journal of the History of
International Law 15 (2013): 264. In December 1947, The World Jewish Congress and
the Coordinating Board of Jewish Organizations also proposed that Wilson’s draft
should “provide the language” for the religious liberty clause in the UN declaration on
human rights. E/CN.4/51 (1947), 2.
10
See, e.g., The Covenant of the League of Nations (1919), Article 22; The Palestine
Mandate (1922), Article 15.
11
Taina Tuori, “From League of Nations Mandates to Decolonization: A Brief History of
Rights,” in Revisiting the Origins of Human Rights, ed. Miia Halme-Tuomisaari and
Pamela Slotte (Cambridge: Cambridge University Press, 2015), 282.
24 Freedom of Thought and Conscience
12
UN Doc. E/CN.4/AC.1/3 (1947), Article 14.
13
Cited in Glendon, A World Made New, 58. For a critical reading of the Secretariat
outline, see Simpson, Human Rights and the End of Empire, 410–4. Humphrey’s diaries
have revealed how he nonetheless espoused distinct views on what rights were apt for a
UN bill or not. He was also openly critical of Malik – the main advocate for segregating
the inner and external freedoms – for his dogged commitment to natural law. John
Humphrey, Human Rights and the United Nations: A Great Adventure (New York:
Transnational Publishers, 1984), 23.
An Absolute and Sacred Right 25
the procedures and division of labor for the work ahead. But these
technical discussions were occasionally interrupted by heated debates on
what fundamental ideas should guide the UN human rights project in the
making. The discussions were prompted by interventions of representa-
tives from the USSR and Yugoslavia suggesting that the UN should
accelerate the divorce between the concept of human rights and the
ideology of bourgeois individualism. They insisted that an adequate
international bill of human rights should echo the “consciousness of
solidarity” or “collective spirit” characterizing the present age. Here is
Vladislav Ribnikar of Yugoslavia:
Personal freedom could only be attained through perfect harmony between the
individual and the community. The social ideal lay in the interests of society and of
the individual being identical. We are at present in a transitional period. The
Commission should regard the social and political ideals of the middle classes as
those of another age, and not look on certain principles as eternal. [. . .] The
International Bill of Human Rights should be in conformity with aspirations of
the popular masses of the world.14
This statement met with approval among the communist states, but
was immediately contested by other members of the Commission. One
of them was Charles Malik of Lebanon, who said that the human
rights challenges currently facing the UN were previously unknown
to human history. In the mid-twentieth century, the rights of the
individual were no longer curtailed by “kings or dictators,” but faced
a “new form of tyranny; that exercised by the masses and by the
State.” To a certain degree, Malik thus agreed with Ribnikar on one
fundamental point: The Commission should not simply revive the
revolutionary ideals of the rights of man, which had been limited to a
project of liberating individuals from the abuses of centralized power.
But the path that he urged the Commission to pursue was still radically
different to one of aligning the human rights project with what Ribni-
kar called the “social ideal.”15
A few days later, Malik returned with a set of basic principles that he
encouraged the Commission to adopt as a basis for its future work. Above
all, he insisted that its outcome texts should construe the bearer of human
rights through the figures of “human person” rather than the “individ-
ual.” He explained that this choice of terminology was of great import
because it was an indication of what basic understanding of man the UN
14 15
UN Doc. E/CN.4/SR.8 (1947), 4. UN Doc. E/CN.4/SR.9 (1947), 2–3.
26 Freedom of Thought and Conscience
human rights project would ratify. By siding with the “human person,”
Malik explained, the Commission would also acknowledge that man was
not just a species-being, but a creature with a unique and God-given
capacity to acquire knowledge of “the truth” and to choose between
different ends of life.
1. The human person is more important than the racial, national, or other
group to which he may belong;
2. The human person’s most sacred and inviolable possessions are his mind
and his conscience, enabling him to perceive the truth, to choose freely, and
to exist;
3. Any social pressure on the part of the State, religion, or race, involving the
automatic consent of the human person is reprehensible;
4. The social group to which the individual belongs, may, like the human
person himself, be wrong or right: the person alone is the judge.16
16
UN Doc. E/CN.4/SR.14 (1947), 3–4; Humphrey, Human Rights and the United
Nations, 25.
17
See Excerpts from The Sign, March, 1947; The YMCA Bulletin on International Affairs,
February 1947, Papers of Charles Habib Malik, Box 81, Folder 5, Manuscript Division,
Library of Congress, Washington, DC.
18
Hazard, “The Soviet Union and a World Bill of Rights,” 1100.
19 20
UN Doc. E/CN.4/SR.14 (1947), 4. Cited in Glendon, A World Made New, 40.
An Absolute and Sacred Right 27
soon make their way into the first drafts of the Declaration text. The
French delegate, René Cassin, openly welcomed Malik’s contribution.
He claimed that “the Lebanese representative was absolutely right.
It was this right to the freedom of conscience which gave the human
person his worth and dignity.”21 As Cassin was later commissioned to
revise the Secretariat Outline, he designed a religious freedom clause
that drew a sharp line between the inner and external freedoms. In
line with Malik’s second point, Cassin also marked the freedom of
thought and conscience as “absolute and sacred,” thus awarding it a
special status, both within this specific article and the UN declaration
at large.
The individual freedom of conscience, belief and thought is an absolute and sacred
right. The practice of a private or public worship and the manifestations of
opposite convictions can be subject only to such limitations as are necessary to
protect public order, morals and the rights and freedoms of others.22
This draft, along with a much more elaborate text submitted by the
United Kingdom,23 constituted the basis for the Commission’s Drafting
Committee, which began its more detailed deliberations in June 1947.
The eight members of the Committee eventually agreed on a revised
version, which, in keeping with the UK draft and, largely due to Malik’s
persistence, also included the right to “hold or change religion or
beliefs” among those singled out as “absolute and sacred.” The second
tangible difference was a reference to the right to manifest beliefs in the
form of “religious observance.”24 In December 1947, the draft was
brought before the Commission, which – although making some minor
21
UN Doc. E/CN.4/SR.14 (1947), 7.
22
UN Doc. E/CN.4/AC.1/W.2/Rev.1 (1947), Article 20.
23
For a comparison between the outline and the UK draft: UN Doc. E/CN.4/AC.1/3/Add.3
(1947), 5. Many delegates felt that the UK version was far too lengthy. Cassin suggested
that “French written law relating to the subject of conscience and belief was very brief
and concise. Similar brevity might be the best method for the Bill of Rights and would
help to protect the United Nations from a flood of red tape.” UN Doc. E/CN.4/AC.1/SR.3
(1947), 2–4.
24
For the discussions in the Drafting Committee, see UN Doc. E/CN.4/AC.1/SR.8 (1947),
12–13 and UN Doc. E/CN.4/AC.1/SR.13 (1947), 19–20. The revised draft reads: “Indi-
vidual freedom of thought and conscience, to hold or change religion or beliefs, is an
absolute and sacred right. The practice of a private or public worship, religious obser-
vances, and manifestations of differing convictions, can be subject only to such limitations
as are necessary to protect public order, morals and the rights and freedoms of others.”
UN Doc. E/CN.4/21 (1947), 77.
28 Freedom of Thought and Conscience
It was not until the Commission prepared the final text for submission to
the General Assembly in mid-1948 that this statement was condensed
into what is now Article 18. At this final stage, the Commission made a
number of changes. The most conspicuous of these was to include the
word “religion,” which had not been part of the earlier drafts. Though
some delegates followed Cassin in arguing that religion was implied in
the broader concept of conscience, others were less willing to have a
statement that was ambivalent on this point. This argument was first
made by the Orthodox Jewish organization, Agudas Israel, which
reminded the delegates that the term religion had been enshrined in the
central eighteenth-century bills of the rights of man, and that not men-
tioning it in the UN Declaration could “lead to misunderstandings in
certain countries.” According to Nathan Kurz, the primary concern was
to ensure that the international human rights framework would safe-
guard the practice of kosher slaughtering.26 Yet it was not until the
United States – probably encouraged by O. Frederick Nolde and the
CCIA – finally got behind this proposal that “the freedom of religion”
became part of the draft article.27
The other significant – and for our concerns even more important –
decision was to drop the epithet “absolute and sacred” to the inner
freedoms. The rationale for this is not directly discernible in the official
records. What is clear, however, is that some delegates reacted to the
high-sounding language, as well as the religious connotations of the term
25
UN Doc. E/600 (1947), 19. It was kept largely intact through the Second Session of the
Drafting Committee (UN Doc. E/CN.4/95 (1948), 8). During the Second Session, the
Drafting Committee also considered, and defeated, a proposal by the Soviet Union, which
read: “Every person shall have the right to freedom of thought and freedom to practice
religious observance in accordance with the laws of the country and the dictates of public
morality.” UN Doc. E/CN.4/AC.1/SR.40 (1948), 4.
26
UN Doc. E/CN.4/SR.60 (1948), 5–6. See also, Kurz, “A Sphere of the Nations,” 124.
27
For the US proposal, see E/CN.4/AC.1/20, 7 (1948). For the debates: E/CN.4/AC.1/SR.40
(1948), 2–4. For the connection to Nolde and the CCIA, see Peiponen, “Ecumenical
Action in World Politics,” 244–9.
An Absolute and Sacred Right 29
28
See, for instance, UN Doc. E/CN.4/85 (1948), 31–32.
29
Andrén, “De mänskliga rättigheternas religiösa och rättsliga bakgrund,” 163–5. See also,
Humphrey, Human Rights and the United Nations, 67. According to O. Frederick Nolde,
it would have been unfortunate to mention God in the Declaration text because the
mission of preaching the Gospel belonged to the churches, not the United Nations.
Peiponen, “Ecumenical Action in World Politics,” 323.
30
It is worth noting that the informal drafting group that crafted the final version of Article
18 also recommended the UNCHR to replace the word “thought” in the articles on
freedom of expression and freedom of information (later merged into what is now Article
19) by “opinion.” It is difficult to discern the rationales for this in the stenographic
records. However, it may have been an attempt to underline the exceptional status of
religious freedom. The drafting group consisted of France, Lebanon, the United Kingdom,
and Uruguay. Its final proposal was presented by Malik. UN Docs. E/CN.4/113 (1948),
E/CN.4/SR.62 (1948), 12–13.
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tout dans la coulisse et se refusa à être rien officiellement.
Pour se rendre compte de l’influence réelle de M. Tisza, et pour
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députés qu’il faut se rendre un jour d’interpellations ou de
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Dès le vestibule, l’inévitable hussard-portier vous souhaite la
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apostrophes, et souvent aux invectives que lui adresse son
adversaire, répondant en hochant la tête à ceux des députés qui
viennent lui serrer la main pour faire leur cour. Mais dès que
l’orateur, souvent prolixe, a fini, le président du conseil se dresse de
toute la hauteur de sa taille ; il commence à parler, et aussitôt toutes
les rumeurs s’éteignent pour que ses paroles soient entendues sans
perdre une syllabe. Au début, c’est un susurrement à peine
perceptible ; pour l’écouter, les députés quittent leurs places et se
groupent autour du fauteuil ministériel ; au moindre bruit dans la
salle ou dans les tribunes, des chut énergiques se font entendre. On
dirait, non pas un homme politique parlant dans une assemblée,
mais un apôtre prêchant à ses disciples. Tout à coup ceux qui sont le
plus près de l’orateur font entendre de petits rires étouffés qui se
propagent de rang en rang. C’est le président du conseil qui vient
d’aborder la lutte par un bon mot, une allusion mordante pour son
adversaire. A partir de ce moment, c’est un feu roulant qui ne
s’arrête plus jusqu’à ce que la dialectique ministérielle ait désarmé,
terrassé et renversé l’opposant ; tout cela dans le plus grand calme,
avec une pointe de dédain ; c’est à peine si la voix, presque
imperceptible au début, s’est haussée quelque peu au point d’être
entendue dans toutes les parties de la salle. On ne compte plus
aujourd’hui les succès parlementaires de M. Tisza, remportés non
seulement parce qu’il est assuré de la supériorité numérique et de la
parfaite discipline de son parti, mais dus également à son génie
politique et à son habileté oratoire. Un instant, à propos de l’incident
du général Jansky, signalé plus haut, on put voir le président du
conseil chanceler sur sa base. Il avait encouru à la fois les colères
de l’opposition et la disgrâce de l’empereur ; pour les premiers, il
n’avait pas assez violemment attaqué l’armée ; son souverain lui en
voulait, disaient les seconds, de n’avoir pas assez énergiquement
défendu l’armée conspuée par l’opposition ; de cette crise, M. Tisza
sortit grandi et plus influent que jamais ; il obtint de François-Joseph
une lettre patente qui donnait pleinement satisfaction aux
susceptibilités de la nation hongroise et qui désarmait l’opposition.
M. Tisza est de ceux qui, après avoir vu avec regret et
appréhension l’Autriche intervenir militairement en Bosnie, désirent
que les sacrifices exigés par cette occupation ne restent pas stériles
et que la Hongrie particulièrement en retire quelques profits. Tel est
aussi l’avis des autres ministres, ses collaborateurs, et lorsque, à
l’occasion d’un fait quelconque, la question est mise sur le tapis, les
journaux de Pesth abondent tous dans le même sens. Tous désirent,
d’une façon plus ou moins directe, l’annexion des territoires
occupés, puisqu’il ne saurait être question de les rendre à la
Turquie. Comme dans tous les pays de libre discussion et de régime
parlementaire, la voix des journaux est très écoutée ; d’ailleurs, les
directeurs et rédacteurs en chef des principaux journaux sont
membres du parlement ; je citerai entre autres pour le Lloyd de
Pesth : MM. Max Falk, le rapporteur-né du budget des affaires
étrangères aux délégations ; Nernenyi, qui débuta à Paris comme
correspondant de journaux ; pour le Napelo, M. Jokai, à la fois
politique très actif et romancier d’une fécondité aussi prodigieuse
que son imagination. On l’appelle volontiers l’Alexandre Dumas de la
Hongrie ; enfin, pour le nouveau journal de Pesth, M. Francz Pulzki.
C’est ce dernier qui conduisit à Paris, il y a quelques années, une
délégation d’écrivains et d’artistes magyars désireux d’affirmer leur
sympathie pour la France. M. Pulzki a été une des figures les plus
originales de la période révolutionnaire de 1848 et 1849. Issu d’une
famille de gentilshommes originaires du midi de la France, mais
émigrés depuis la réformation, d’abord en Pologne, puis en Hongrie,
il était membre de la diète de Presbourg, lorsque la révolution éclata,
et en outre il venait de se marier avec la fille d’un riche financier de
Vienne, mariage dont il raconte l’amusante histoire dans ses
Souvenirs. Il s’était rendu à une soirée chez ce banquier, pour y être
présenté à un diplomate qui s’occupait d’ethnographie. Après avoir
conféré avec ce savant, il fit selon son habitude la cour à quelques-
unes des belles dames réunies chez le financier ; ce dernier avait
deux filles, l’une mariée à un comte ; la seconde, encore demoiselle,
vivait chez son père. Le mari de la première écrivit le lendemain de
cette soirée à un de ses parents : « Ce fou de Pulzki a parlé à tout le
monde, sauf à Hélène — c’était le nom de la jeune fille ; — celle-ci
n’a pas paru également faire attention à lui ; ils se conviennent très
bien. Je crois pouvoir t’annoncer leur mariage comme prochain. » En
effet, le mariage ne se fit pas longtemps attendre. Mme Pulzki était
une femme remarquable qui s’intéressait à tous les problèmes, à
toutes les luttes auxquelles son mari devait être mêlé plus tard en
exil. Lorsque les biens de la famille furent confisqués, elle contribua
par sa plume à subvenir à l’éducation de ses enfants, et mourut bien
malheureusement, lorsque l’amnistie de 1866 venait de rouvrir à son
mari les portes de la patrie. Pendant la tourmente, M. Pulzki remplit
différentes fonctions qui témoignèrent toutes de la confiance
extraordinaire que mettait en lui le chef du mouvement. Kossuth le
prit d’abord comme sous-secrétaire d’État au ministère des finances,
puis il l’envoya à Vienne pour représenter et défendre les intérêts de
la Hongrie à la cour, auprès des ministres et dans les journaux.
Pulzki déploya une ardeur fébrile et se montra animé d’une ardeur
révolutionnaire conforme aux traditions les plus authentiques de
l’époque de 92. Un jour, un ministre viennois se plaignit de ce que le
délégué de Kossuth fomentait des émeutes et organisait des
charivaris. M. Pulzki fut fort irrité parce qu’on le supposait capable de
s’occuper de semblables bagatelles. « Quand je m’en mêlerai,
s’écria-t-il, ça ne se bornera pas à quelques carreaux brisés et à du
tapage nocturne ; lorsque tout Vienne sera brûlé et saccagé, lorsque
vos cadavres se balanceront aux réverbères, vous pourrez dire :
Voilà une révolution ! Francz Pulzki fecit ! » Tout ce fracas n’a pas
empêché M. Pulzki d’être un excellent homme, et si l’effrayante
menace qu’il adressa au ministre reçut, quelque temps après, une
sanction partielle par le meurtre du comte Latour, pendu à un
réverbère sous les fenêtres de son ministère de la guerre, il est
permis de douter fortement que M. Pulzki y ait contribué. Pendant
les journées d’octobre 1848, Pulzki promit aux Viennois que l’armée
hongroise viendrait les rejoindre, à la condition qu’ils l’appelleraient
formellement à leur secours ; les chefs du mouvement hésitèrent ; ils
craignaient de trop se compromettre, malgré l’objection parfaitement
fondée que leur fit Pulzki, qu’au point où ils en étaient, ils étaient
sûrs d’être fusillés s’ils tombaient entre les mains de l’armée
impériale. Après la prise de Vienne, le gouvernement révolutionnaire
chargea Pulzki de se rendre à Londres pour y faire reconnaître
l’indépendance de la Hongrie. Le comte Teleki, qui se suicida plus
tard, était déjà à Paris, chargé d’une mission semblable. Le nouvel
ambassadeur en Angleterre, au contraire, était obligé de traverser
les lignes de l’armée impériale et une partie du territoire autrichien
pour se rendre à son poste. Ce voyage fut un véritable roman
d’aventures digne d’être raconté par la plume d’un Ponson du
Terrail. Après cent traverses et cent déguisements, le voyageur
arrive dans une ville de la Galicie ; il se rend dans un restaurant
fréquenté par des officiers. La première chose qui attire ses regards,
c’est un placard qui promet mille florins de récompense à quiconque
le livrera mort ou vif ; un signalement très détaillé accompagne cette
promesse ; aucun détail n’a été oublié. On fait remarquer, entre
autres signes distinctifs, que Pulzki est mis avec recherche, mais
d’une façon négligée, et qu’il a l’habitude de tenir sa main droite
dans la poche de derrière de sa redingote. Instinctivement le lecteur
de l’affiche retire sa main, comme si elle le brûlait ; il venait de la
mettre dans la poche tout à fait de la façon désignée dans l’affiche. Il
continue sa route par chemin de fer ; au moment de franchir la
dernière station, un homme de police lui demande son passeport ; il
se croit déjà pris, saute du wagon et s’enfuit au milieu de la neige.
Un curé de village lui donne un homme sûr pour franchir la frontière.
En prenant congé de son guide, Pulzki lui remet un porte-crayon en
or ; il lui donne l’adresse du château où réside sa femme : « Si vous
remettez, dit-il, cet objet à la châtelaine, elle vous donnera en
échange 50 ducats d’or. » Plus tard, en Angleterre et en Italie, Pulzki
ne cessa d’agiter en faveur de la liberté de la Hongrie ; il fut un des
agents les plus actifs et les plus dévoués de Kossuth, dans cette
partie de la carrière de l’ancien gouverneur, qui, banni, condamné à
mort dans son pays, n’ayant aucune situation officielle, concluait des
traités d’alliance avec Napoléon III, Victor-Emmanuel et les princes
régnants de la Serbie et de la Roumanie. En 1860, Kossuth et Pulzki
se brouillèrent. Ce dernier attendait le salut d’un soulèvement dont
Garibaldi devait donner le signal en débarquant sur le littoral de la
Dalmatie. Kossuth, au contraire, qui avait conclu un pacte régulier
avec Cavour, ne voulait rien faire en dehors de l’Italie officielle et
gouvernementale. C’est à l’occasion du voyage à Paris des artistes
et écrivains hongrois qui s’arrêtèrent à Turin, afin de porter leurs
hommages à l’ex-gouverneur, que les deux antagonistes se
réconcilièrent et redevinrent amis comme autrefois. Aujourd’hui, M.
Pulzki, amateur passionné, s’occupe peut-être plus de ses
collections que de politique. Cependant ce fut lui encore qui présida
le comité qui reçut M. de Lesseps et ses compagnons de voyage ;
c’est à lui que revient en bonne partie l’honneur de la brillante et
plantureuse réception faite à nos compatriotes.
Il serait injuste de ne pas citer parmi ceux qui ont secondé le
mieux M. Pulzki, et qui se sont acquis des titres à la reconnaissance
des touristes, l’intelligent directeur de l’Office télégraphique des
journaux, l’aimable M. Eggyesi. Un seul tout petit nuage s’est élevé
pendant cette excursion. Il y avait alors à Pesth la grande exposition
nationale hongroise, si remarquable à tant de points de vue ; un des
protecteurs de l’œuvre s’adressa au rédacteur d’un journal parisien
très répandu, le priant de consacrer un article à cette exposition. Le
rédacteur, qui faisait partie de la caravane et qui avait rendu compte
avec enthousiasme de la réception faite aux Français, déclara cette
fois que ce n’était pas de sa compétence et qu’il fallait s’adresser à
l’administration, qui certainement ferait des concessions de tarifs.
Cet incident n’eut aucune suite et ne jeta aucun froid ; il est même
oublié aujourd’hui.
On est fier à Pesth, et à bon droit, du développement qu’a pris,
au milieu de la résurrection nationale, l’art dramatique. Le Grand-
Opéra de Pesth est un des plus beaux édifices et une des
académies musicales les plus complètes qui existent en Europe. Elle
exige de grands sacrifices de la part de l’État et de l’aristocratie. On
s’y intéresse volontiers, et lorsqu’il fut question, il y a quelque temps,
de réduire la forte subvention qui permet à l’Opéra de tenir son rang,
le comte Andrassy, ancien premier ministre, s’opposa avec chaleur à
toutes réductions, déclarant que l’honneur de la ville de Pesth
exigeait impérieusement de laisser l’Opéra à la hauteur où il se
trouvait. Au Théâtre national, la troupe de comédie ne laisse rien à
désirer, et les meilleures pièces du répertoire des Français et du
Gymnase y trouvent des interprètes dignes de nos grands auteurs.
L’opérette et la comédie locale sont jouées avec beaucoup d’entrain,
un entrain souvent infernal. Au Théâtre populaire, enfin, il y a en été
une arène à ciel découvert située au bas de la ville, où j’ai vu
représenter un drame militaire dont le héros était le légendaire
général Bem, qui lutta en 1831 en Pologne, en 1848 à Vienne, d’où il
sortit dans un cercueil, et en 1849 en Transylvanie, pour se faire
Turc après la capitulation de Vilagos, et mourir pacha dans une ville
de l’Asie Mineure. La pièce était bien construite et rondement
menée ; elle ne le cédait en rien aux meilleurs drames de ce genre
qui firent les délices de l’ancien Cirque Olympique. L’acteur chargé
de remplir le rôle du général avait exactement copié le masque de
son modèle, il traînait la jambe et s’exprimait avec un fort accent
Polonais, comme Bem avait coutume de parler.
Adieu Pesth, ou plutôt, au revoir Pesth ! La préposée, très
séduisante, ma foi, la taille bien pincée dans sa vareuse, dont le col
est brodé et orné d’une roue ailée, vient de me remettre mon billet.
Le train bondit avec une vitesse furieuse à travers la Pousta. Rien de
remarquable à voir jusqu’à Szabadka, où il faut quitter l’express, qui
file sur Belgrade, et attendre le train omnibus, qui, à travers le
Danube, que l’on passe sur un gué à vapeur, nous conduira par
l’Esclavonie au bord de la Save.
CHAPITRE II
De Maglay à Sérajewo.
Maglay, où nous arrivons vers midi et demi, est une ville plus
grande que Doboy ; elle est également bâtie en amphithéâtre, et les
maisons s’élèvent au milieu d’un cadre de belle verdure. A droite,
sur une hauteur, se trouve le castel, la forteresse que les pachas
turcs ont édifiée à proximité et au-dessus de toutes les villes de
Bosnie, afin de dominer la position et de trouver un refuge contre les
fréquentes insurrections. Le castel de Maglay est assez délabré ;
mais en y installant une demi-batterie d’artillerie, on mitraillerait à
pleine volée les mosquées, les maisons, et par-dessus le marché les
bains turcs, que l’on reconnaît de loin à leurs coupoles de zinc. Nous
avons le temps d’examiner tout cela, car une demi-heure est
accordée aux voyageurs pour le dîner : cuisine autrichienne très
supportable et prix honnêtement modérés.
Au delà de Maglay, le caractère alpestre du paysage s’accentue ;
les montagnes se dressent plus hautes, les rochers sont plus
abrupts et les forêts sur les sommets plus épaisses. Elles le seraient
encore davantage si les Turcs ne les avaient éclaircies ou plutôt
ravagées, tantôt sous prétexte d’enlever aux brigands les repaires
où ils pouvaient dissimuler en toute sécurité leur butin et leur
aimable personne, tantôt pour se procurer du combustible ou des
matériaux de construction.
Seulement les coupes, au lieu d’être pratiquées raisonnablement
et en conformité des règlements forestiers, ont été toujours
effectuées à la diable, au hasard. C’étaient de véritables
dévastations ; on procédait, comme en Algérie, par des incendies qui
brûlaient cent beaux arbres pour un tronc à demi calciné que les
Turcs réussissaient à enlever ; ou bien, si l’on usait de la cognée,
l’arbre était coupé de façon à ne repousser jamais. On voit une
masse de ces troncs hachés et brisés. L’administration autrichienne,
qui possède un corps forestier de premier ordre, n’a pu assister les
bras croisés à ces actes de vandalisme. Des mesures sérieuses et
même sévères ont été prises pour les empêcher. Quand un incendie
éclate dans une forêt, défense absolue est faite de s’approcher de la
partie qui brûle ; cette défense subsiste lorsque le feu est éteint, et a
pour but d’empêcher l’enlèvement des troncs calcinés. On espère
que les indigènes, n’ayant plus le profit qu’ils trouvaient
habituellement aux incendies, s’abstiendront de mettre le feu aux
forêts.
Comme pour nous faire apprécier le paysage dans toute sa
grandeur et avec tout le prestige d’une mise en scène ad hoc, le ciel,
jusque-là d’un bleu inaltérable, se couvre de sombres nuages qui
enveloppent bientôt les sommets des montagnes ; l’atmosphère,
lourde et étouffante, fraîchit ; des éclairs sillonnent la nuée, des
coups de tonnerre réveillent les échos et l’orage éclate dans toute sa
fureur. A la pluie succèdent des grêlons de la grosseur d’un pois ; ils
mitraillent, sans pouvoir les entamer, les vitres du wagon. Quelques
bergers, quelques femmes, travaillant aux champs, cherchent un
refuge sous la feuillée. On les voit comme des points avec leurs
loques blanches, leurs turbans rouges ou leurs coiffes ruisselantes
d’eau.
A partir de Jaïce, la station d’où la poste conduit à Travnik, qui fut
jusqu’en 1850 la résidence des gouverneurs turcs, le temps
s’éclaircit et le paysage aussi se rassérène. La Lovca mêle ses eaux
d’un vert d’émeraude bleuâtre à la Bosna, et le chemin de fer court
ou plutôt serpente au milieu des champs de blé et de maïs. Nous
retrouvons aussi quelques-uns de ces clos de prunes qui font la