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Research Ethics in Human
Geography
This book explores common ethical issues faced by human geographers in their
research. It offers practical guidance for research planning and design that incor-
porates geographic disciplinary knowledge to conceptualise research ethics.
The volume brings together international insights from researchers in
geography and related fields to provide a comprehensive overview of rel-
evant ethical frameworks and challenges in human geography research.
It includes in-depth reflections on a range of ethical dilemmas that arise
in certain contextual conditions and spatial constructions that face those
researching and teaching on spatial dimensions of social life. With a focus
on the increased need for specialist ethics training as part of postgraduate
education in the Humanities and Social Sciences and the necessity for fos-
tering sensitivity in cross-cultural comparative research, the book seeks to
enable people to engage in ethical decision-making and moral reasoning
while conducting research. Chapters examine the implications of geographi-
cal research for conceptualising ethics and discuss specific case studies from
which more general conclusions, linked to conceptual debates, are drawn.
As a research-based reference guide for tackling ethically sensitive pro-
jects and international differences in legal and institutional standards and
requirements, the book is useful for postgraduate and undergraduate stu-
dents as well as academics teaching at senior levels.
Sebastian Henn holds the Chair in Economic Geography at Friedrich Schiller Uni-
versity in Jena. His research interests focus on knowledge transfers over geograph-
ical distance, urban economies as well as on migration and regional development.
This series provides a forum for innovative, vibrant, and critical debate
within Human Geography. Titles will reflect the wealth of research which
is taking place in this diverse and ever-expanding field. Contributions will
be drawn from the main sub-disciplines and from innovative areas of work
which have no particular sub-disciplinary allegiances.
British Migration
Globalisation, Transnational Identities and Multiculturalism
Edited by Pauline Leonard and Katie Walsh
Object-Oriented Cartography
Maps as Things
Tania Rossetto
Locating Value
Theory, Application and Critique
Edited by Samantha Saville and Gareth Hoskins
Spatialized Islamophobia
Kawtar Najib
Edited by
Sebastian Henn, Judith Miggelbrink and
Kathrin Hörschelmann
First published 2022
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
and by Routledge
605 Third Avenue, New York, NY 10158
Routledge is an imprint of the Taylor & Francis Group, an informa
business
© 2022 selection and editorial matter, Sebastian Henn, Judith
Miggelbrink and Kathrin Hörschelmann; individual chapters, the
contributors
The right of Sebastian Henn, Judith Miggelbrink and Kathrin
Hörschelmann to be identified as the authors of the editorial material,
and of the authors for their individual chapters, has been asserted in
accordance with sections 77 and 78 of the Copyright, Designs and
Patents Act 1988.
All rights reserved. No part of this book may be reprinted or
reproduced or utilised in any form or by any electronic, mechanical,
or other means, now known or hereafter invented, including
photocopying and recording, or in any information storage or retrieval
system, without permission in writing from the publishers.
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or registered trademarks, and are used only for identification and
explanation without intent to infringe.
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A catalogue record for this book is available from the British Library
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A catalog record has been requested for this book
List of figuresvii
List of tablesviii
List of boxesix
List of contributorsx
PART I
Ethics in human geographical research 21
PART II
Research ethics in the wider academic context 151
Index 240
Figures
Introduction
Human geographers deploy a broad variety of conceptual and methodo-
logical approaches and use different methods to understand the interrela-
tionships between people, place and space. As there is no uniform agenda
or shared conceptual position, research in human geography has to tackle
a number of ethical challenges that result from the various ways in which
research affects individuals and social groups, their physical, mental and
economic well-being, their reputation and social positions as well as their
image in a wider societal context. Human geographers are, of course, not
the only ones facing such challenges. Rather, doing research in an ethi-
cally acceptable way has become a significant concern for empirical disci-
plines in general and for those involved in related research activities. This
includes researchers aware of their practices’ effects on the contexts and
subjects of their research, legislative bodies identifying, defining and sanc-
tioning illegal practices, communities counteracting exploitive, colonialist,
racist, ethnocentric, androcentric and other non-sensitive research prac-
tices they experienced in the past, and third-party funders influencing and
controlling the way their money is spent.
In this introductory chapter, we provide an overview of key ethical issues
that we consider particularly relevant for research in human geography
today. We start with the assumption that human geographers are increas-
ingly confronted with ethical issues, particularly the principle of not caus-
ing harm and the necessity to obtain informed consent. Proceeding from
an overview of debates on ethical challenges in human geography research
that are embedded in broader and transdisciplinary strands of reasoning,
this introduction pays special attention to five major topics: questions of
power and social relationships in research processes; ethical challenges
arising from a wider neoliberal research context in which many of us find
themselves positioned; ethical requirements of handling research data;
institutional requirements regarding the implementation of research eth-
ics; and strengthening ethical reasoning through scientific education.
Without claiming to treat the subject conclusively, we ask to what extent it
DOI: 10.4324/9780429507366-1
2 J. Miggelbrink, K. Hörschelmann and S. Henn
is necessary to consider research ethics through the particular lens of our
discipline. We conclude that translations and adjustments from other fields
of knowledge are necessary in order to tackle the specificities of research in
human geography.
1 For an overview on ethical issues emerging during publication process see Benos et al.
(2005). Though they take their material from physiology, many of their arguments apply
to a wider range of sciences.
2 There are of course a lot more ethical challenges luring in the publication process con-
sidering the whole process of submitting; allocating to peers and then peer reviewing;
communicating between authors, editors and reviewers; and, finally, deciding whether the
manuscript will be published or rejected. As geographical journal does not operate audit
processes the depend on the reputation and a sense of responsibility of peers who, in turn,
have to master the process based on, inter alia, their ethical positions and decisions.
Reflecting research ethics in human geography 13
of informed consent. Second, the contextual background may be missed in
the secondary appropriation of data. This may lead to misinterpretations
that run counter the trust that participants placed in researchers to develop
understandings from a position of deeper insight and contextual sensitivity.
In other words, any reinterpretation lacks knowledge of the original field
research context. Any reuse of the research data could thus prove inade-
quate in terms of interpretation and the representation of participants’
accounts. The more data is generated based on trusting interpersonal rela-
tionships, the more ethical issues consequently arise in terms of storage and
sharing (also see Hörschelmann, this volume).
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Part I
Ethics in human
geographical research
2 Caring about research ethics and
integrity in human geography
Iain Hay and Mark Israel
Introduction
Take a moment to imagine a world of human geographic inquiry in which
researchers care little for ethics and integrity in their work. Just what would
that be like? Would members of the public give us access to details of their
lives and beliefs? How much harm might we do to research participants
through a disregard for their well-being? Could we trust one another’s work?
Would we have faith in the veracity and accuracy of previous studies? Could
we work confidently with colleagues? Would we even want to work with
them? Could the public believe anything we reported to them? Would the
government or other agencies see any value in endorsing and supporting our
work? For many of us, the answer to each of these questions would be ‘no’.
Over the past 20 years, there has been a rise in the volume of work on research
ethics in the social sciences generally (Catungal and Dowloing 2021; Dingwall
et al. 2017; Eriksen 2017; Hay 2013, 2016; Israel 2015; Proctor 1998; Smith 1997;
Valentine 2005). However, very little of that published material deals in any
detail with the question ‘why care about research ethics in our particular disci-
pline?’ The answer appears to be taken as a given: it is a matter so obvious that no
explanation is called for. Problematically for geographers, egregious, and high-
profile examples of bad practice in other fields, such as biomedical research or
psychology, for instance, have motivated widespread concern, and the develop-
ment of codes of conduct that are now applied to human geography and other
social sciences (for a discussion see Israel and Hay 2006 or Israel 2015).
In general, human geography has taken the rationale for its concern about
research ethics from these other fields and paid less attention to the disci-
pline’s own foundations of interest. Indeed, at a disciplinary level, because
there may be a view that major ethical calamities can’t happen to us, we
find ourselves swept along quietly on a rising tide of moral regulation, gen-
erated by challenges from other fields. While human geography has for the
most part been spared high profile research horrors and humiliations, that
relatively unruffled history may also have contributed to an arguable lack
of conscious, authentic engagement with research ethics, taking them for
granted, and aiming only to satisfy the procedural expectations of ethics
DOI: 10.4324/9780429507366-2
24 Iain Hay and Mark Israel
review committees, rather than embedding careful and thoughtful ethical
conduct throughout everyday practice (Hay 1998). If we are to avoid the
prospect of ungrounded and hollow ethical conduct and evade contributing
to the dystopian research landscape signalled above, we need to care about
research ethics, have a sound appreciation of why we care, make decisions
based on ethical analysis, and then share our reasoning with our colleagues
inside and outside our discipline.
In this chapter, we want to look at just one part of this agenda and explore
some of the motivations for human geographers (like many other social sci-
entists) to engage with ethics. Why should we care about ethics? We argue
that, among other reasons, human geographers need to engage with ethics
in order to minimise harm, increase the sum of good and pursue justice,
cope with new and challenging methodological and social problems, and to
assure public trust and promote broader moral and social values.
Box 2.1
1Except where cited, these examples have been redacted and are based on real cases pro-
vided to the first author on the assurance of anonymity.
26 Iain Hay and Mark Israel
may befall researchers. And so, she sagely advocates ‘an ethical framework
attentive to researcher mental health’ (Eriksen 2017, p. 275):
The rise in litigation between human subjects and the research establish-
ment suggests that there is a growing loss of trust between investigators
and human subjects. This must be reversed, and to do so it is essential
that investigators establish relationships based on trust and respect with
their research subjects and maintain the highest ethical standards.
(Yale University 2018)
Caring about research ethics and integrity 31
Ethical research reflects the respect we have for the people who agree to par-
ticipate in our work. It also helps build and sustain support for our schol-
arship. Because we have no inalienable right to conduct research involving
other people, species, or places our continuing freedom and scope to work
is the product of individual and social goodwill and depends on behav-
iours that are respectful, beneficent and just. Where prior trust has been
violated – with, for example, Pacific Island communities (Walsh 1992),
Indigenous peoples (Howitt and Stevens 2016; Lavallée and Leslie 2016) or
‘vulnerable’ groups (von Benzon and van Blerk 2017) – we may have to work
hard and long to regain public support.
Greater care with respect to research ethics may help assure a climate of
trust in which we can undertake socially useful labours. If geographers act
in ways that demonstrate respect for others, beneficence, trust, justice and
fidelity, people may rely on us to recognise their needs and sensitivities and
consequently be more willing to contribute openly and fully to the work we
undertake.
The merit of our scholarly work depends on it being undertaken ethically
and disseminated honestly. Yet, in much of our work, there is no one present
on an everyday basis to oversee whether we are doing the ‘right’ thing or not.
A consequence of geographers’ highly valued research autonomy is that for
the most part we are left to – and must – control our own conduct. This
takes heightened significance as pressures on academic integrity increase on
the back of growing dependence of universities and researchers on sponsor-
ship and linking government grants, institutional pressures to climb inter-
national rankings, as well as to promotions and salary increments linked to
research ‘performance’ (Fong and Wilhite 2017; Necker 2014). The need for
self-regulation is not to deny the legitimate need for parallel forms of ethics
governance (see Sheehan et al. 2018) but, in order to support and promote
the integrity of our research, we must care about ethics genuinely and act in
ways that accord with that care – even when no-one is watching.
Ensuring the ethical conduct of collaborators is important to us both
as individual scholars and collectively. Because so much of our research
depends on and builds on other’s findings and advances, if those contribu-
tions are fabricated or dishonest or obtained through questionable means, it
is we who bear many of the costs (e.g. through research built on foundations
that are incorrect or untrue). So, as individuals drawing from colleagues’
work, it is in our self-interest – as well as the interests of the discipline and
community as a whole – to care deeply about research ethics in our own
practice as well as in the practices of our colleagues. It bears remembering
that ‘While often incredible in hindsight, the feats of all of the perpetrators
of [known] scientific misconduct have happened under the (watchful) eyes of
their subordinates, peers and superiors’ (Malički et al. 2017, p. 1).
The number of papers that have been retracted by journals on grounds
of misconduct – often on the basis of plagiarism, fabrication and falsifi-
cation – has risen considerably over the last two decades (Fanelli 2014).
32 Iain Hay and Mark Israel
There are few examples involving geographers, but there are some. In 2010,
Global Ecology and Biogeography retracted a paper on mid-Holocene for-
est decline in China, according to Retraction Watch as a result of ques-
tions about authorship (Oransky 2010). A 2015 article on ‘Early hominin
biogeography in Island Southeast Asia’, was retracted by Evolutionary
Anthropology, following complaints that the authors had referred to per-
sonal correspondence without the permission of the corresponding party
(Marcus 2017). Most seriously, in 2014, two Springer journals found that
the peer review process relating to two articles on environmental change
and environmental management in China by authors from the School of
Geography at Beijing Normal University had been compromised by the
first author acting as a favourable peer reviewer of the articles (Oransky
2014). In 2013, Antipode retracted an article on sexuality and geography
where there had been ‘unattributed prior publication of a substantially
similar version’ in a magazine in Dutch. In fairness to the author, there
might be reasons for publishing similar material in different contexts and
languages and this is something that we ourselves have contemplated; how-
ever, the fault appears to be that in this case this practice was not acknowl-
edged. This final case is not as clear cut as the others and provides a good
example of why research ethics and integrity require the development of
an ethical or ‘moral imagination’ (Hay 1998) rather than the creation and
application of rules.