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Link Budget and Background Noise For Satellite Quantum Key Distribution
Link Budget and Background Noise For Satellite Quantum Key Distribution
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Received 12 January 2010; received in revised form 2 November 2010; accepted 3 November 2010
Available online 18 November 2010
Abstract
Optical quantum communication exploiting satellites is the most promising field to enable global quantum communication.
Bonato et al. (2009) discussed the feasibility of quantum key distribution (QKD), for vertical space to Earth and Earth to space links
at different time conditions and transmitter and receiver specifications, outlining a set of needed technical requirements.
In a real scenario a satellite is seen at any time at a different position from an Earth station: we analyze the link attenuation and the
signal to noise ratio (SNR) for its visibility time. In particular, we study the atmosphere effects on the beam propagation for different
altitudes and zenith angles, modelling the dynamic quantum link for an orbiting satellite.
Our results show the feasibility of QKD from low-Earth orbit satellites to Earth during night time; QKD uplinks are much more
difficult to achieve, and their implementation is feasible reducing the field of view of the receiving telescope. Feasibility of QKD with
satellite at higher altitude is a technological challenge due to the narrow portion of sky that an Earth station can effectively use for
communication.
Ó 2010 COSPAR. Published by Elsevier Ltd. All rights reserved.
Keywords: Satellite quantum communication; Optical communications; Quantum key distribution; Satellite quantum link model
The model as is can be extended to other satellites. here wST is the short-term beam width, while b is the
Each class of satellites has been examined for the follow- instantaneous beam displacement from the unperturbed
ing aspects: Galileo satellites because are a new interesting position.
constellation which can be exploited for new applications, For a collimated beam, the long-term beam width is:
GPS because are the counterparts of Galileo, LEO satel- 2
L2 4L
lites because are at the lower altitude and can allow high w2LT ¼ w20 1 þ 2 þ 2 ; ð3Þ
Z0 kr0
SNR; GEO because they are at a fixed position in the
sky, and so they ideally have no time limits for where Z0 is the Rayleigh parameter of the beam, L is the
communications. propagation distance and r0 is the Fried parameter (for
the uplink), given by (Tyson, 1997):
2. Signal and noise " Z L 5=3 #3=5
2 2 Lz
r0 ¼ 0:423 secð#zn Þk C n ðzÞ dz ; ð4Þ
As for any communication system, to analyze and h0 L
model a system, we first need to know the attenuation of
the link and the noise introduced in the system. Moreover, where #zn is the zenith angle and h0 is the altitude of the
in quantum communication information is coded at the Earth station.
level of single photons (Sergienko, 2006), so the signal can- Considering the geometry formed by an orbiting satellite
not be increased: therefore a sufficient signal to noise ratio and an Earth station, for a circular or a near circular orbit
(SNR) can be achieved only reducing the link attenuation we can estimate the effective link distance as:
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
and the background noise.
2RT cos #zn þ ð2RE cos #zn Þ2 þ 4ððRSAT þ RE Þ2 R2E Þ
L¼ ;
2.1. Signal attenuation 2
ð5Þ
As discussed by Bonato et al. (2009), the main factor where RE and RSAT are respectively the mean Earth radius
limiting the performance of free-space optical communica- and the satellite’s altitude
tion is atmospheric turbulence. The refractive index inho- The refractive index structure constant C 2n is (from
mogeneities induced by turbulence increase the beam Andrews et al. (1995)):
spreading to an extent significantly larger than what caused
by diffraction. Depending on their size, the turbulence C 2n ðhÞ ¼ 0:00594ðv=27Þ2 ðh 105 Þ10 eh=1000
eddies can cause two main effects (Dios et al., 2004): beam þ 2:7 1016 eh=1500 þ Aeh=100 ; ð6Þ
wandering, if their dimension is large compared with the
14
beam size; beam broadening on the contrary. On short where A = 1.7 10 and v = 21 m/s.
timescale, the beam is broadened and deflected in different Following the same model, the short-term width can be
directions; integrating over time-scales larger than beam- estimated as:
wandering, the global effect is a broadening of the beam. ( " 1=3 #)2
2
In a real scenario, from an Earth station a satellite is L 4:2L r0
w2ST ¼ w20 1 þ 2 þ 2 1 0:26 ; ð7Þ
seen rising, orbiting and setting at different positions in Z0 kr 0 w0
the sky, related to its orbit. At each time the satellite posi-
A dominant beam displacement in Eq. (2) can be ideally
tion can be defined, in the Earth station reference system,
completely compensated via an accurate pointing system,
by zenith and azimuth angles and by link distance.
leading to a long-term width that reduces to short-term
The thickness of the atmospheric layers crossed by the
width. On the other hands, turbulence compensation is effec-
beam depends on the zenith angle and, as we will show
tive only if b is higher than wST. As shown by Toyoshima
in the following, influences the beam propagation and the
et al. (2005), for a real space link, the beam displacement is
link budget.
related to the residual tracking error and the coalignment
error due to turbulence, hence a fine pointing and tracking
2.1.1. Uplink
system converges in wLT ffi wST. In our simulation and
A Gaussian beam of waist w0 and intensity I0, has an
analysis we deal with a worst-case scenario, where the beam
average long-term spot that tends to a Gaussian spatial dis-
displacement is uncompensated.
tribution of intensity (Andrews et al., 1995; Bonato et al.,
The power P at receiver can be estimated as:
2009; Toyoda, 2005):
Z R
2 =w2 2 2
hIðr; LÞi ¼ I 0 e2r LT ; ð1Þ P ¼ 2pI 0 qe2ðq =wLT Þ dq; ð8Þ
0
where r is the radial distance from the center axis of the
where R is the entrance aperture radius; it follows the link-
beam, L is the propagation distance to the receiver, wLT
efficiency g as:
is the long-term beam width defined as:
2 2
The factor g0 can be set to 0.1 at the zenith to take into ac- Earth albedo (Bonato et al., 2009). Coupling the related
count the detection efficiency, the pointing losses and the model’s equation and doing the math, we obtain the num-
atmospheric attenuation (Aspelmeyer et al., 2003). More ber of background photons collected by the receiver system
in general g0 can be related to the zenit angle by the follow- as a function of bandwidth units and time units Dm [nm], Dt
ing equation (Hemmati, 2008) that is an accurate approxi- [s]:
mation up to 70°:
N DAY ¼ aE R2@S ðIFOVÞ2 H Sun ; ð12Þ
4:34sð0Þ secðhzen Þ
g0 ¼ LP LTX LRX 10ð
10 Þ; ð10Þ
where aE is the Earth albedo; R@S is the radius of the tele-
where LP, LTX, LRX are the pointing losses, the transmitter scope in space; IFOV is the telescope field of view; HSun is
losses and the receiver losses that from Aspelmeyer et al. the solar spectral irradiance (photons s1 nm1 m2).
(2003) can be set respectively at 0.2, 0.8 and 0.8. s is the
depth of path at the zenith; that can be evaluated by the 2.2.2. Uplink (night-time operation)
atmospheric transmittance (ffi0.8 at 800 nm): In the same way, we can analyse the background noise
T ¼ es ; ð11Þ for a night-time operation uplink. At this time the domi-
nant noise sources are Earth black-body emission, diffused
moonlight and scattered light from human activities.
2.1.2. Downlink The noise related by moonlight can be evaluated by:
The beam travels through the atmosphere only in the 2
last path of the channel. Its size is then large enough to ðIFOVÞ
N NIGHT ¼ aE aM R2M R2@S H Sun ; ð13Þ
make the beam wandering effect negligible compared to d 2EM
the beam spreading due to the short-term effect. The turbu-
where aM is the Moon albedo; RM is the Moon radius; dEM
lent eddies appear to be much smaller than beam diameter.
is the Earth–Moon distance.
Moreover, compared with the uplink, the beam spreading
The noise component due to Earth black body radiation
appears to be less strong.
can be negligible for a real QKD system: the numerical esti-
This consideration implies a reduced attenuation for the
mation shown that it is three order of magnitude less that
downlink with respect to the uplink.
of moonlight (Bonato et al., 2009).
For QKD experiments, in which the working sites are
2.2. Background noise astronomical observatories located in suitable positions,
the human light is not a problem.
2.2.1. Uplink (day-time operation)
In a day-time operation uplink communication scenario,
2.2.3. Downlink noise
the main source of background noise is the Sun: more in
In a downlink scenario: a receiver telescope based on an
particular, it is the light diffused by the Earth and collected
Earth station, points at a satellite in the sky.
by the telescope (see Fig. 1).
Following Bonato et al. (2009) and Miao et al. (2005),
A simple model of this process can be obtained assum-
the noise power received by the telescope is:
ing a Lambertian diffusion and taking into account the
P b ¼ H b Xfov pR2@E Dm; ð14Þ
where Hbk is the brightness of the sky background
[W m2 sr1 lm1]; Xfov is the field of view of the telescope
in [sr]; R@E is the receiving telescope radius at the Earth sta-
tion; Dm is the optical bandwidth [lm].
2.3. SNR
Fig. 6. Attenuation g as function of the zenith angle for different satellites Fig. 7. SNR as function of the zenith angle for different satellites in
in uplink. Simulation at k ¼ 800 nm, Earth telescope radius rT = 75 cm, uplink. Simulation at k ¼ 800 nm, Earth telescope radius rT = 75 cm,
space telescope radius R = 10 cm. space telescope radius R = 10 cm. Dm = 1 nm, Dt = 1 ns. IFOV = 0.006°.
A. Tomaello et al. / Advances in Space Research 47 (2011) 802–810 807
Fig. 10. hb2i as function of the zenith angle for different satellites in
downlink. Simulation at k ¼ 800 nm, Earth telescope radius rT = 75 cm,
space telescope radius R = 10 cm.
Fig. 8. Model of the “good SNR cone” seen from the Earth station. 2.2 dB. In both cases the results, de facto prove the unfea-
sibility of quantum communication with the simulated
3.3. Downlink attenuation and SNR setup, but gives good wishes related to further technologi-
cal improvements.
By exploiting the results obtained above for the atmo-
sphere model we can study the case of a downlink in which
the transmitter is on space, Figs. 9 and 10 show the effects
on beam propagation at different zenith angle for different
satellite. The downlink scenario is more promising than in
the uplink: the beam displacement is negligible because the
beam is only broadened. For a LEO satellite the trend
reported in Fig. 10 shows that the effect due to altitude
variations is dominant if compared to the increased layer
thickness at higher zenith angle.
In Figs. 11 and 12 are reported respectively the simula-
tion results for attenuation and SNR: the SNR appears to
be almost constant at 36 dB for satellite orbiting at the
lower limit of LEO.
The “good SNR cone”, for a downlink covers a greater
portion of sky compared to uplink, allowing a longer time- Fig. 11. Attenuation g as function of the zenith angle for different
slot for quantum communication (Fig. 12). For Galileo sat- satellites in downlink. Simulation at k ¼ 800 nm, Earth telescope radius
ellites, the SNR is closed to 0.7 dB at zenith; the situation is rT = 75 cm, space telescope radius R = 10 cm.
most promising for GPS satellites: the SNR is around
Fig. 9. Long term beam width wLT as function of the zenith angle for Fig. 12. SNR as function of the zenith angle for different satellites in
different satellites in downlink. Simulation at k ¼ 800 nm, Earth telescope downlink. Simulation at k ¼ 800 nm, Earth telescope radius rT = 75 cm,
radius rT = 75 cm, space telescope radius R = 10 cm. space telescope radius R = 10 cm. Dm = 1 nm, Dt = 1 ns. IFOV=0.016°.
808 A. Tomaello et al. / Advances in Space Research 47 (2011) 802–810
The actual feasibility of QKD is related to the link dis- 1 el lel
Dffi ; ð19Þ
tance. In the range of LEO orbits, a good SNR can be 1 egl
achieved without stretching the telescope field-of-view to where g is the link attenuation and l the mean photon
the technological limit. Small improvements on IFOV number.
can shift the link distance feasibility limit toward higher We remind that for a coherent state:
orbits, allowing quantum communication even with GPS P1
X1
Y n P n ðlÞen
and Galileo satellites. Ql ¼ Y n P n ðlÞ; El ¼ n¼0 ; ð20Þ
n¼0
Ql
Clearly a decoy states protocol appears to be an essen- allowing few tens of dB for the SNR in downlink and
tial choice to reach long distance QKD, that is limited to uplink.
few hundred kilometers with classical protocol. In a high Technological improvements in pointing and tracking of
losses link, the capability to determine the portion of satellite and so in the telescope field of view can extend the
tagged bit through a channel analysis allows the use of results to higher orbits: Galileo and GPS satellites are the
pulses with a mean photon number higher than a classical next candidate.
QKD protocol; in fact, in the latter case the value must be In a real implementation the non idealities are not neg-
kept low to reduce the probability of multi-photon pulses ligible, and they also play an important role in the choice of
and hence of pulses that are PNS attachable. For real the protocol: due to high losses of the channel, an accurate
QKD implementation, some different protocols that maxi- estimation of the link attenuation and tagged bits is neces-
mize the key generation rate have been proposed: one of sary to avoid an excessive and conservative reduction in the
the most recent is the B92 with strong reference pulse key generation rate due to a pessimistic evaluation of the
(SRP) by Tamaki (2008). The protocol uses the two weak channel.
coherent states of the B92 together with a strong reference
pulse to be robust against channel losses. Acknowledgments
Satellite based links are identified mainly by two proper-
ties, high losses and short duration, that give a short The authors are glad to acknowledge many fruitful dis-
expected key length. The Gottesman–Lo–Lutkenhaus–Pre- cussions with Prof. C. Barbieri, Prof. G. Cariolaro, Prof. S.
skill (GLLP) key generation rate formulas, used in this sec- Ortolani, Dr. F. Tamburini, Dr. I. Capraro and Dr. T.
tion, are valid on the infinite key assumption. Scarani and Occhipinti. This work has been carried out within the Stra-
Renner (2008) showed that, for a BB84 protocol with one- tegic-Research-Project QUINTET of the Department of
way post-processing, at least 105 signals need to be Information Engineering, University of Padova and the
exchanged and processed to obtain a nonzero key genera- Strategic-Research-Project QUANTUMFUTURE of the
tion rate and so an unconditional secure key. From a University of Padova.
ground station, a LEO satellite is visible for a few minutes
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