Sustainable Cities and Society: Venkatesh Raman, Manoj Kumar, Anjali Sharma, Andreas Matzarakis

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Sustainable Cities and Society 73 (2021) 103085

Contents lists available at ScienceDirect

Sustainable Cities and Society


journal homepage: www.elsevier.com/locate/scs

A quantitative assessment of the dependence of outdoor thermal-stresses on


tree-building morphology and wind: A case-study in sub-tropical
Patna, India
Venkatesh Raman a, *, Manoj Kumar a, Anjali Sharma a, Andreas Matzarakis b, c
a
Department of Architecture, National Institute of Technology Patna, Ashok Rajpath, Patna, Bihar 800005, India
b
Institute of Earth and Environmental Sciences, University of Freiburg, 79085, Freiburg, Germany
c
Research Centre Human Bio-meteorology, Deutscher Wetterdienst, Stefan-Meiere-Str. 4, 79104, Freiburg, Germany

A R T I C L E I N F O A B S T R A C T

Keywords: This study quantifies the changes in thermal-stresses due to changes in tree-building-morphology and
SkyHelios Pro background-wind, at a site in sub-tropical Patna, India, where new residential buildings are under-construction,
Tree-building morphology after demolishing the old, including felling of around 180 trees. Six morphological-variants are compared
Thermal stress
through simulations, using the diagnostic model SkyHelios Pro, to identify the individual/synergetic thermal-
Mean radiant temperature (TMRT)
Physiological equivalent temperature (PET)
effects of different morphological-attributes/ background-wind. SkyHelios allows for a fast spatial/temporal
analysis of the thermal changes at a point of time/space, giving maximum output parameters. The highest
spatial-mean-rise in mean radiant temperature/ physiological equivalent temperature of 3.4/2.9 ◦ C occurs at
noon, at background-wind 4.0 m/s, due to trees-removal-area of 30 % and built-up area addition of 79 %,
simultaneously. Individual changes manifested by trees and buildings are quantitatively conservative/additive.
Buildings contribute heat, related positively to horizontal built-up density, negatively to wind-permeability, and
regardless of building-height/volume. Spatial-mean cooling by trees is higher at lower-winds, related positively
to plantation-density though not necessarily linearly, depends on tree-building overlaps, ground-conditions, and
wind-permeability. Wind-sheltered zones, oblique-narrow canyons, and building-skins are dominant heat-
contributors and best beneficiaries of tree-shading at all background-winds. The study is limited to day-hours,
excludes thermal-effects of tree-species and building-materials. Recommendations for passively-cooled out­
doors, a core-issue concerning thermally-sustainable cities, are proposed.

1. Introduction Matzarakis, & Hwang, 2010), defined by built-up geo­


metry/density/orientation/aspect ratio (H/W ratio), etc., and the
Global climate change and its local impact in terms of adverse effects meteorological conditions, e.g., air temperature, wind, insolation, etc.
on human health, life, urban eco-system, and energy use are increasingly Vegetation in various forms is a vital effector of the surrounding
becoming a hot concern, especially in urban areas. The present-day microclimate of a place (Dimoudi & Nikolopoulou, 2003; Matzarakis,
urban areas by virtue of high built-up densities, scale, and materials Rutz, & Mayer, 2010), however, trees are reported to have better
with high thermal-mass content (Arnfield, Herbert, & Johnson, 1999; effectiveness in climate moderation than the other vegetation elements
Oke, 2002) and several other manmade factors, including de-vegetation (El-Bardisy, Fahmy, & El-Gohary, 2016; Lee et al., 2016). Trees have an
of urban areas, have brought forth higher urban temperatures. Local “elevated significance” (also ‘aesthetically’) in solar-heat mitigation
thermal bio-climate largely depends on the design of a place (Herrmann outdoors through evapotranspiration (Eniolu Morakinyo, Kong, Ka-Lun
& Matzarakis, 2010), consisting of urban green (de Abreu-Harbich, Lau, Yuan, & Ng, 2017), and shading, the most effective way of pro­
Labaki, & Matzarakis, 2015; Lee, Mayer, & Chen, 2016; Shashua-Bar, tecting urban areas from solar heat gains (Lee & Mayer, 2013). However,
Pearlmutter, & Erell, 2011), surface materials, built-up morphology trees can also alter the thermal-stress conditions by reducing
(Fröhlich & Matzarakis, 2013; Hwang, Lin, & Matzarakis, 2011; Lin, wind-speed, changing wind-directions (Brown & Gillespie, 1995; Chen

* Corresponding author.
E-mail addresses: jrdarchitects@gmail.com (V. Raman), andreas.matzarakis@dwd.de (A. Matzarakis).

https://doi.org/10.1016/j.scs.2021.103085
Received 18 January 2021; Received in revised form 31 May 2021; Accepted 8 June 2021
Available online 15 June 2021
2210-6707/© 2021 Elsevier Ltd. All rights reserved.
V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

& Ng, 2012; He, Ding, & Prasad, 2020b; Park, Hagishima, Tanimoto, & subsequently on the outdoor (air conditioner) cooling units (Hadavi &
Narita, 2012; Perini, Chokhachian, & Auer, 2018), and by emission of Pasdarshahri, 2021), etc. He et al. (2020a, 2020b), He, Ding, & Prasad
longwave radiations (LWR) in tropical/ sub-tropical areas (Tan, Wong, (2020c) have reported ‘precinct ventilation performance (PVP)’ in
& Jusuf, 2013; Zheng, Guldmann, Liu, & Zhao, 2018; Raman, Kumar, low/mid/high-rise grid-iron precincts being independent of
Sharma, Froehlich, & Matzarakis. 2021). Denser clusters of trees can street-orientation, in contrast to the findings of street scale study by
attenuate wind quite substantially (Kong et al., 2017), thus, a treeless Ali-Toudert and Mayer (2006), who emphasize street orientation as a
area, however lacking trees’ solar attenuation benefits, can have better major determinant of cooling through ventilation. On the other hand,
wind, lower LWR, hence at times, overall reduced heat conditions several past studies have explored the impact of trees on the microcli­
(Grimmond, Souch, & Hubble, 1996; Potchter, Cohen, & Bitan, 2006). mate, in terms of tree-species e.g., (de Abreu-Harbich et al., 2015; Eniolu
However, in the case of sparsely laid (especially larger) trees, the Morakinyo et al., 2017; Shashua-Bar et al., 2009), tree planting pattern/
wind-speed may slightly increase below the tree-canopy (at the human location and orientation (Atwa, Ibrahim, & Murata, 2020; Eniolu Mor­
level) due to the fraction of wind-currents deflected downwards by akinyo & Lam, 2016; Wang & Akbari, 2016), etc.
tree-crowns (Fröhlich & Matzarakis, 2018). The overall integrative ef­ While heat abatement by trees is reported to depend mainly on the
fect of trees in thermal-stress moderation is highly positive, yet, the canopy-coverage and planting-density, etc. (Dimoudi & Nikolopoulou,
‘trade-off’ between positive-negative properties of trees needs meticu­ 2003; El-Bardisy et al., 2016) though “little on other species charac­
lous attention while designing a morphology (He et al., 2020b; Kong teristics” (Shashua-Bar et al., 2009), it is also found to be strongly related
et al., 2017). to the built-form geometry (Kong et al., 2017; Shashua-Bar et al., 2009;
Built-up morphology, reported to be a more significant effector of Tan et al., 2015) and the background meteorological conditions
microclimate in tropics than the vegetation (Emmanuel & Johansson, (Amirtham et al., 2015; de Abreu-Harbich et al., 2015; Dimoudi &
2007), adds to the heat-stress of the area by shortwave radiation (SWR) Nikolopoulou, 2003; Eniolu Morakinyo & Lam, 2016; Potchter et al.,
absorption followed by long-wave radiation (LWR) emissions. Aspect 2010; Sangkertadi & Reny, 2016; Shashua-Bar & Hoffman, 2000). On
ratio and solar orientation are reported to be better indicators of the other hand, the heat-mitigating properties of wind also depend on
(vegetation effect on) mean radiant temperature (TMRT) (Shashua-Bar, the absolute values of TMRT and Ta (Ali Toudert, 2005). Lower Ta can
Potchter, Bitan, & Yaakov, 2009; Tan, Lau, & Ng, 2015), while surfa­ better ease the thermal stresses within the urban canopy level, and
ce/volume ratios and form factors, of air temperature (Ta) and relative neutralize urban-rural thermal differences by advection. Outdoor ther­
humidity (RH) (Sharmin, Steemers, & Matzarakis, 2015). The concen­ mal sensation (OTS) thus, is a function of the dynamic interactions be­
tration of buildings alters the wind interface by blocking ventilation/ tween various elements of tree-building morphology and the
turbulent transports, and wind-sheltering, etc., in the urban canopy background meteorological variables; depending highly on the trees’
layer, based on their height, density, and orientation (Cheng, Ng, Chan, and buildings’ relative layout among each, entwinement with the other,
& Givoni, 2011; Ali-Toudert & Mayer, 2007a; Jiang, Han, Shi, & Song, and relative to wind/ solar radiation (Hong & Lin, 2015; Yang et al.,
2019; Oke, 2002). Conversely, buildings/ streets based on their geom­ 2018). While many previous studies have added significant ‘strands’ to
etry/ orientation can also help mitigate the heat-stress of the area by the knowledge of OTS, it is not possible to comprehensively explain the
increasing (wind) convective heat transfers through corner-flow, phenomena by accounting for only one parameter (Saun, Aghamo­
wind-channelling (Fröhlich & Matzarakis, 2018; He, Ding, & Prasad, hammadi, Ramakreshnan, & Meriam, 2019). Analyzing these elements/
2020a; Shashua-Bar & Hoffman, 2000; Wai, Yuan, Lai, & Yu, 2020), and variables jointly, thus, is pertinent to comprehensively explain OTS.
by solar attenuation through shading (Hien, Kardinal jusuf, Samsudin, Besides, many of the past studies are based on Ta (as the main in­
Eliza, & Ignatius, 2011; Hwang et al., 2011; Matzarakis & Wetterdienst, dicator), advocated being “inappropriate as the main indicator” for
2011). thermal comfort studies in hot-sunny-outdoors due to its ‘morpholog­
However, trees, despite their heat-abatement and other ical-inertness’ (Ali-Toudert & Mayer, 2007a; Ali-Toudert, Djenane,
environment-friendly properties, are being replaced by buildings in Bensalem, & Mayer, 2005; Lee & Mayer, 2013). Thus, OTS can be better
course of urban development, particularly in developing countries improved by controlling TMRT and wind, the morphologically more
(Kong et al., 2016). Recently, around 450 trees have been felled at Patna sensitive variables, having higher fluctuation indices (0.2 and 0.5)
(India) to accommodate the new, more densely residential quarters for compared to Ta (≤0.05) (Lai, Maing, & Ng, 2017; Taleghani et al.,
the Members of Legislative Assembly (MLA’s), Government of Bihar. 2015). Albeit multiple morphological aspects have been analysed by
The construction work commenced in 2015 by demolishing a hundred some studies at city scale (some in terms of Ta, the ‘inappropriate
years old existing quarters including the felling of the trees and is still in parameter’) e.g. Amirtham et al. (2015), Perini and Magliocco (2014),
progress. The whole transformation consisting of the new quarters in etc., however, at the (more controllable) site scale, the issue of the
long chunks of continuous blocks and relatively higher built-up density, thermal influence of trees, built-up morphology, and wind, etc., have
laid in random orientations (both N-S and E-W), compared to the old been mostly dealt with separately (including those in terms of Ta), or, at
isolated quarters with a lot more open spaces and trees in between, can best jointly at the limited domain of the urban street/ canyon, the
substantially alter the thermal environment of the place, and requires a “recent area of major concern” (Jiang et al., 2019). Quantitative studies
quantitative assessment to provide knowledge to the decision-makers, to at a site scale, exploring the synergetic influence of tree-building
help improve thermal comfort outdoors passively by climate responsive morphology and the background-weather variables, especially based
design/ greening. on thermo-physiologically significant (Mayer & Matzarakis, 2006) and
Several past studies concerning thermal effects of built-up morphologically sensitive parameters (e.g. wind and TMRT) (Taleghani
morphology have focussed mainly on the contribution of street-design, et al., 2015), incorporating larger domains (beyond the street), and
considering aspect ratio, solar orientation, etc., e.g., (Ali-Toudert & considering the urban-planning attributes related to effective use of the
Mayer, 2007a; 2006; Amirtham, Horrison, & Rajkumar, 2015; Yang, urban land e.g., built-up area/ density, building-layout patterns,
Wong, & Li, 2016). Others have explored different morphological as­ plantation-area/ density of trees, etc., are severely lacking.
pects affecting the thermal phenomena manifesting in urban outdoors, e. The present study primarily aims to quantify and compare the
g., the effect of building forms (Taleghani, Kleerekoper, Tenpierik, & (spatial) mean thermal changes effected by various (tree-building)
Van Den Dobbelsteen, 2015), the effect of changing building configu­ morphological changes, in terms of the most critical mean radiant
ration and density on Ta (Hien et al., 2011), ventilation potential of temperature (TMRT) (Lee & Mayer, 2013; Matzarakis et al., 2010; Tan
residential street-orientations with different building forms (Peng, Gao, et al., 2013), and physiological equivalent temperature (PET) (Höppe,
Buccolieri, Shen, & Ding, 2021), thermal and aerodynamic effects of 1999), using a diagnostic model SkyHelios Pro (Fröhlich & Matzarakis,
heterogeneous high rise urban buildings on microclimate and 2018). The study is comparative, focussing more on sensitivity analysis,

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

attempts to identify the more influential attributes (of background ‘scenarios’ (tree-building combinations) are compared based on a
weather, tree-building morphology, etc.), and their individual/ syner­ methodology well adopted in the past, e.g. by Shashua-Bar et al. (2009).
getic roles as drivers of the microclimate of the place. The six ‘scenarios’ basically consist of combinations of two
Thus, the prime objective of this study is to quantify/compare the building-morphology types: the demolished- ‘Past’ (existing before
(spatially) mean thermal changes along with the spatial distribution of 2015), and the redesigned- ‘Present’ (under construction); each
changes taking place in the horizontal direction, at a given point of entwined with three tree-morphology types: ‘All trees’ (before felling),
time/ date at the human level, at the MLA quarters’ site due to the ‘Lesser trees (after felling)’, and, ‘No tree’ (hypothetical). Thus, the
removal of trees and changes in the building-morphology. Thus, we ‘scenarios’, either existing in ‘past’/ ‘future’ (under construction), or
attempt to identify the various thermal synergies between the different non-existent (hypothetical) are temporally/ physically ‘inaccessible’ for
aspects of tree-building morphology, e.g., built-up area/density, empirical data collection. Model simulations, especially useful for such
plantation-area/density, building height/volume, building layout- ‘inaccessible’ situations, provided to “overcome the operable limitations
pattern/orientations, and the background wind-speed. The study is of field measurements” (Sun et al., 2017), yet providing a holistic spatial
limited to a point of time/date during day-hours, excludes the effects of scenario of the compared domains, like in many previous studies (Eniolu
individual/arboreal properties of trees, and building materials, on the Morakinyo et al., 2017; Ali-Toudert & Mayer, 2007a; Fröhlich & Mat­
thermal environment. zarakis, 2013; Perini & Magliocco, 2014). SkyHelios Pro is a very fast
diagnostic model, with a very high resolution, giving most of the output
2. Methodology parameters affecting the thermal environment. It has been used in this
study to get a more comprehensive assessment of the atmospheric pro­
The study area: Patna (25◦ 34′ –25◦ 39′ N, 85◦ 02′ –85◦ 14′ E, 57 m cesses/ parameters (Hwang et al., 2011), as against the misleading
AMSL), is located on the southern bank of river Ganges. The MLA “piece-meal analysis” by empirical methods (Shashua-Bar et al., 2009).
quarters’ site, selected for this study, is located in the heart of the city at
the junction of Serpentine Road (on the south) and Beer Chand Patel
Road (on the east) (Fig. 1). It is a part of a larger renewal scheme, started 2.1. Areas of interest (AOI‘s)
in 2015 and presently in progress, involving the construction of new
MLA quarters after demolishing the old, including felling of around 180 The selected site consists of approximately 325m × 350m area. Two
trees (total ~ 450), by the Government of Bihar. square parcels or ‘Areas of Interest’ (AOI-1 and AOI-2, as named herein),
Patna Urban Agglomeration (PUA) has a population base of more each measuring 149m × 149m (Fig. 2), consisting of contrasting
than two million (Chandramauli, 2011). Patna, a composite climate city, building-orientations, different tree/ built-up densities, etc., were judi­
has dry summers, April to June (RH 30–40 %), having temperatures up ciously selected from the site to optimize the simulation time with a
to 44 ◦ C, with insolation up to 900 W/m2, and humid monsoons during moderate resolution and to enable comparisons among various
July to October (RH 75–80 %). November to February are mostly calm morphological aspects affecting the thermal conditions in the area, and
having westerly/ south-westerly winds 0− 4 m/s, whereas summer/ the cooling potential of trees.
monsoon winds are mostly easterly/ north-easterly 2− 6 m/s (occa­
sionally up to 12 m/s) (“India Meteorological Department,” 2019). The
prevailing annual wind-directions are shown in Fig. 1b (“Indian Climate 2.2. The compared morphological variants – the six ‘scenarios’
- Climate of Patna, ” n.d.).
This study is based on model simulations using a freely available The entire study involves six morphological ‘scenarios’, two ‘real’,
model SkyHelios Pro (Fröhlich & Matzarakis, 2018). Six morphological and four ‘hypothetical’, as below:
The Real scenarios, consisting of:

Fig. 1. (a) Study area - MLA Quarters site and the vicinity, its location in Patna Urban Agglomeration (PUA) (Google Earth imagery) and a map of India showing
location of Patna. (b) Wind-rose diagram for Patna (source: www.indianclimate.com).

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

The hypothetical (non-existing) scenarios, consisting of:

c) Past Buildings and Remaining Trees (after felling) (or “Sc.2010BRT”,


as named herein) (Fig. 4c)
d) Present Buildings and All the Trees (or “Sc.2020BAT”, as named
herein) (Fig. 4d)
e) Past Buildings only (or “Sc.2010B”, as named herein) (Fig. 4e)
f) Present Buildings only (or “Sc.2020B”, as named herein) (Fig. 4f)

Thus, a total of 24 simulations were run in SkyHelios incorporating


the above six scenarios, each consisting of two sub-scenarios (Table 1b,
Fig. 4) or the two AOI’s (Section 2.1), at two input-wind-speeds ‘v’
(Table 2). Following comparisons are made, by deducting the grid-wise
outputs of more-tree/ past-building-scenarios from the corresponding
those of lesser-trees/ present-building-scenarios, separately in each AOI
(Indicated by Sub-scenarios, Table 1b, Fig. 4), and at each input-v
(Table 2), to assess the thermal repercussions of:

• Changes in tree-building together: Scenario (b) minus (a),


[“Sc.2020BRT” - “Sc.2010BAT”], (or SS 1b- SS 1a and SS 2b- SS 2a)
• Changes in buildings only: Scenario (f) minus (e), [“Sc.2020B” -
“Sc.2010B”], (or SS 1f- SS 1e and SS 2f- SS 2e), and,
• Changes in trees only, entwined with past buildings: Scenario (c)
minus (a) [“Sc.2010BRT” - “Sc.2010BAT”] (or SS 1c- SS 1a and SS 2c-
SS 2a), and, with present buildings: Scenario (b) minus (d), or
[“Sc.2020BRT”- “Sc.2020BAT”] (or SS 1b- SS 1d and SS 2b- SS 2d)
Fig. 2. Location of the Areas of Interest, AOI-1/ AOI-2 at the site, showing the
demolished (past) and the new (present) buildings, existing/ felled trees, and Net thermal repercussions of the removal of trees have been studied
the abutting roads.
in both past and present building-scenarios to assess the effect of tree-
building articulations in different morphologies (Table 1).
a) Past Buildings and All the Trees (or, “Sc.2010BAT”, as named herein),
consists of old isolated quarters, around 5 m apart along N-S and
13− 15 m along E-W, and all the trees (before felling) (Figs. 3a, 4 a). 2.3. Applied model
b) Present Buildings and Remaining Trees (or “Sc.2020BRT”, as named
herein), consists of long continuous blocks of quarters (under-con­ Sky Helios Pro (Fröhlich & Matzarakis, 2018) is an extended version
struction), oriented N-S or E-W (each block containing around 4.5 m of SkyHelios (Matzarakis & Matuschek, 2010). It is a very fast diagnostic
wide central canyon), and a lesser number of trees (after felling) micro-scale model for the calculation of several microclimatic parame­
(Figs. 3b, 4 b). ters, e.g. mean radiant temperature (considering reflections), shortwave
and longwave radiations, sky view factor, sun-duration, wind speed/
direction, and the thermal indices, physiological equivalent temperature

Fig. 3. Google views of the MLA Quarters site (a) Past scenario (Imagery dated 15.06.2010) - old quarters with all the existing trees (b) Present scenario (Imagery
dated 23.04.2020) – new buildings under construction, and the remaining trees.

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

Fig. 4. (a)–(f) SkyHelios generated models of Real/ Hypothetical scenarios; the compared sub-scenario pairs (SS, Refer para 2.2, Tables 1, 3) are linked by arrows as
per Legend; alpha-numeric characters on arrows show corresponding column numbers in Table 3 (results of the comparisons).

Table 1
Morphological Data and Simulated Sub-scenarios.
1a. Morphological data
AOI-1 (22201.0 m2) AOI-2 (22201 m2)
a
Sl. No Ground-coverage Area Built-up/ tree Density Ground-coverage Area Built-up/ tree Densitya

Present 6726.34 0.30 7501.27 0.34


1. Built-up area (m2) Past 5917.99 0.27 4191.26 0.19
ΔABUILD 808.35 0.03 3310.00 0.15
Total 7987 0.36 6843 0.31
2. Trees area (m2) Remained 226 0.01 180 0.01
ΔATREE 7761 0.35 6663 0.30
3. Tree-building Overlaps (% of ΔATREE at respective AOI’s)
3a “Sc.2010BAT” (Real) 3260 42 % 1332 20 %
3b “Sc.2020BAT” (Hypothetical) 3725 48 % 4064 61 %

1b. Simulated Sub-scenarios (Named as SS (AOI No) (Scenario Sl. No)) (Refer Fig. 4 with this Table)

AOI-1 AOI-2

Sl. Morphological Scenarios Simulated Sub-scenarios Compared Sub-scenarios Simulated Sub-scenarios Compared Sub-scenarios
No (Base) (deducted) (Base (deducted)

a) “Sc.2010BAT” SS 1a SS 2a
Real
b) “Sc.2020BRT” SS 1b SS 1a*, SS 1d** SS 2b SS 2a*, SS 2d**
c) “Sc.2010BRT” SS 1c SS 1a** SS 2c SS 2a**
d) “Sc.2020BAT” SS 1d – SS 2d –
Hypothetical
e) “Sc.2010B” SS 1e – SS 2e –
f) “Sc.2020B” SS 1f SS 1e*** SS 2f SS 2e***

Total number of Simulated Sub-scenarios = 6 (AOI-1) + 6 (AOI-2) = 12.


Total number of Simulations run = 12 (Simulated Sub-cenarios) × 2 (Input wind-speeds, 4.0 and 0.5 m/s) = 24.
Comparisons exploring: *- Simultaneous changes in Trees + Buildings; **- changes in Trees only; ***- changes in Buildings only.
a
Built-up/ tree density is expressed as the ratio: Ground-coverage Area of Buildings, trees ÷ Area of respective AOI.

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

(PET), perceived temperature (PT), and universal thermal climate index results (than by empirical methods); also, as the cooling by trees is
(UTCI), providing spatially and temporally resolved parameters with substantially affected by background-weather (de Abreu-Harbich et al.,
low computation time in simple and complex environments (Fröhlich, 2015; Dimoudi & Nikolopoulou, 2003; Perini & Magliocco, 2014; Sha­
2016; Fröhlich & Matzarakis, 2018). The input data can be of different shua-Bar & Hoffman, 2000), and entwined morphology (Shashua-Bar
file formats supported by the Geospatial Data Abstraction Library et al., 2009; Raman et al., 2021).
(GDAL) and their combination, however, functionalities involving wind Vector inputs for simulations consisted of polygon shape files for
essentially require vector files e.g. polygon/ point shapefiles (for buildings, and point shapefiles for trees with attributes as per Table 2.
buildings/ trees) (Fröhlich & Matzarakis, 2018). The radiation calcula­ Morphological elements other than trees and buildings (e.g. pavements
tions are performed on a vector basis using the morphological etc.) have been excluded from the simulated scenarios, in pursuance of
vector-files considering the surroundings in terms of pixels in a fish-eye the objectives of the study, to identify the net effects of changes in trees
image while wind modeling is performed by considering up to four and buildings only. Thus, the ground is considered uniform in the sim­
stream modifications, e.g. upwind stagnation zone, downwind ulations with LWR emissivity and SWR albedo as per Table 2. Building
velocity-deficit zone, recirculation zone, and street canyon vortex zone. data of redesigned quarters was procured from the Building Construc­
tion Department (BCD), Government of Bihar. Shapefiles of trees and
2.4. Input data adjacent buildings were created using Google Earth imagery dated
23.04.2020. Shapefiles for the past scenario were derived from Google
This study used a three-hourly synoptic dataset derived from Ogimet historical imagery dated 15.06.2010 and inputs from BCD. All spatial
(“Ogimet entrance,” 2019). Moreover, cloudiness and the global radia­ input files were projected in metric projection system WGS 84, UTM
tion data for Patna were procured from the India Meteorological zone 45 N (SRID no 32645). All simulations are run with a grid resolu­
Department (IMD), Pune (“India Meteorological Department,” 2019). tion of 1m × 1m (149 × 149 = 22,201 grids) and a camera height of
All weather-data (Table 2), correspond to the meteorological station 1.1 m.
Patna, around 3 km west of the site. 12 P. M. (noon), 9th of June 2019
was the hottest time/ day on record during the last four years (Tripathi, 2.5. Quantities analyzed
2019), whereas, 12:00–13:00 P. M. is the time reported by Zheng et al.
(2018) showing maximum PET reduction by trees, in sub-tropical China. This study, limited to daytime only, focussing on thermal implica­
Hence, all simulations correspond to 12 P. M. (noon), 9th of June 2019. tions of morphology, analyses PET in relation to the morphologically
The actual background wind-speed (i.e. wind-speed at 10 m above two most sensitive variables, wind, and TMRT (Taleghani et al., 2015).
ground level, henceforth also referred to as ‘input-v’) at this time/date
was 4.0 m/s, however, additional simulations at an arbitrary wind-speed 2.5.1. Mean radiant temperature (TMRT)
of 0.5 m/s were conducted to compare the effects of wind-speed on TRMT is the sum of all short and longwave radiation fluxes (direct and
trees’-cooling, and the thermal environment of different tree-building reflected), the human body is exposed to, thus a key factor affecting
morphologies. human thermal sensation under sunny conditions (Ali Toudert, 2005;
The study aims to compare the thermal environments that would Mayer & Höppe, 1987). The procedure for determining TMRT experi­
prevail at noon, 9th of June 2019 at the six morphological scenarios mentally is very complex, time-intensive, and expensive. It can be
(each at the two AOI’s, at two input-v), if they existed at their corre­ calculated from several measured parameters, by small-scale modeling
sponding original places at this time/date. This is done by comparing at (Matzarakis, Rutz, & Mayer, 2007, 2010), or by various methods,
a time, the simulation outputs of two tree-scenarios (e.g. more-trees/ equations, but all of them bear uncertainties (Chen, Lin, & Matzarakis,
less-trees), two building-scenarios, or two tree-building scenarios, by 2014). Numerical modeling is the most convenient way (Fröhlich,
considering a hypothetical existence of all the six scenarios at noon, 9th 2016).
of June 2019, at their corresponding original places, and with the same
background weather data corresponding to this time/ date (Table 2). 2.5.2. Physiological equivalent temperature (PET)
This method is advocated/adopted by Fröhlich and Matzarakis (2013), PET is defined as the air temperature in a typical indoor (where
Shashua-Bar et al. (2009) etc., for more ‘correct and comprehensive’ Ta = TMRT, VP =12 hPa, v =0.1 m/s), in which the heat budget of the
human body is balanced to the same core and skin temperature as under
the complex outdoor conditions to be measured. (Höppe, 1999; Mayer &
Table 2
Höppe, 1987). It accounts for all the four environmental parameters
Simulation Input data.
influencing thermal sensation e.g. air temperature, wind-speed, hu­
Meteorological data, at Vector (shape-files) attributes data
midity, and mean radiant temperature. A profusely used outdoor ther­
noon, 9th of June 2019, at
Patna
Trees Buildings Ground mal index, e.g. (Ali-Toudert et al., 2005; Eniolu Morakinyo et al., 2017;
Fröhlich & Matzarakis, 2013; Lee et al., 2016; Mayer & Matzarakis,
Time 12:00 Height (m) 11.0− 25.0 4.3− 12.0 –
PM *
2006; Taleghani et al., 2015), also adopted by the German guidelines for
Air temp. (◦ C) 42.4 Emissivity 0.8 0.9 0.9 urban and regional planners (VDI, 1998), it was used for this study.
Wind speed 4.0, Albedo 0.2 0.3 0.2
(m/s) 0.5** 3. Results
Wind direction Transparency 0.9 0.1
(360◦ -north, 90◦ –
clockwise)
Tree type Leafy The simulation outputs consisted of many variables, however, ther­
Relative mal changes have been discussed mainly in terms of the spatial-mean
Trunk
Humidity 26.6
diameter (m)
0.4− 0.9 – – changes in TMRT and PET only. Thermal repercussions of morpholog­
(%) ical changes have been studied on three fronts, i.e.: i) Changes in
Radiation
Global (W/ 953.0
Trunk length
3.0− 4.0 – –
buildings only, ii) changes in trees only, and iii) Changes in tree-building
(m) together. The spatial distribution of (point-to-point) changes in TMRT/
m2 )
Cloud cover Crown radius PET is discussed briefly using ‘points-of-reference’, typically represent­
0 5.0− 13.0 – –
(Oktas) (m) ing the locations with extremes of positive changes e.g. (erstwhile) tree-
*
Height of past buildings- 7.5 m, present building-blocks consist of quarters shaded buildings, narrow canyons, wind-sheltered pockets on wind-
each with staggering heights 4.3− 12.0 m. ward/ lee-ward sides of buildings, irradiated building-skins, etc. (Ali-­
**
- Arbitrary wind-speed, adopted for additional simulation. Toudert & Mayer, 2007a; Cheng et al., 2011; Oke, 2002), and negative

6
V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

changes e.g. (removed) tree-surrounded unshaded areas, locations speeds, in both the AOI’s (Fig. 5a–f) (but substantially more in wind-
vacated by old buildings, etc. Henceforth, prefix ‘Δ’ before a parameter oblique AOI-2). However, ΔTMRT’s at input v = 0.5 m/s (Fig. 5b/e) at
(e.g. ΔTMRT, ΔPET, ΔTs, etc.) will represent the parameter changes be­ the new buildings (e.g. points 8(0.0 ◦ C), 18(0.3 ◦ C) AOI-2) and (windy)
tween the compared scenarios. ground (e.g. points 4(0.2 ◦ C), 21(0.1 ◦ C) AOI-2) are almost equal.
ΔTMRT’s are negative, at input-v = 4.0 m/s, at the ground areas vacated
3.1. The net effect of changes in building morphology only (hypothetical by the old buildings/ their wind-shaded surrounds (e.g. pts.2/3/17, etc.
treeless case) Fig. 5a/c/d/f). Grids vacated by past buildings now occupied by the
present have mostly negligible ΔTMRT’s at all input-v (e.g. points 8
Hypothetical scenarios “Sc.-2020B”-“Sc.-2010B” (Refer para 2.2, (-0.02 ◦ C) and 20 (-0.05 ◦ C) Fig. 5c), despite height differences in the
Fig. 4) were compared to assess the changes in thermal-stresses, only two buildings. ΔPET follows the pattern of ΔTMRT. (Compare Fig. 5a/
due to changes in (treeless) building morphology. Absolute spatial-mean c–d/f). This shows that buildings are heated more than the windy
01 TMRT and PET-ranges are found higher in the present scenarios ground at higher winds while the two are found heating almost equally
(68.2–72.5 ◦ C and 57.0–61.5 ◦ C respectively) than in the past at lower winds. The wind-sheltered unshaded building-skin areas (up­
nkatesh Raman(67.7–72.3 C and 56.3–61.0 C respectively).
◦ ◦ wind/downwind side), narrow canyons (normal to wind), etc. are
relatively hotter at all background winds. Thus, it is inferred that at
02 3.1.1. Spatial distribution of changes higher background winds, buildings contribute more to the spatial-mean
Spatially, ΔTMRT/ ΔPET at input-v = 4 m/s are higher at new build­ TMRT/PET than the (windy) ground, in direct relation to their built-up
nkatesh Ramanings (points 1/5/10/12/14/18 Fig. 5a/c/d/f) than the unshaded windy density (compare Fig. 5a/c), but regardless of their heights (hence vol­
03 ground areas in both the AOI’s, in the range of 4–9.6 ◦ C/ 5− 12 ◦ C, e.g. umes), while at lower/no wind, the built-up density may become less
ΔTMRT/ ΔPET at AOI-2 are: 7.6/ 9.6 ◦ C at point 10, 4.8/ 7.4 ◦ C at point effective in morphologies with hard-dry/un-turfed ground.
nkatesh Raman12; but only 0.4/0.1 ◦ C at point 4 and 0.5/0.2 ◦ C at 21 (Fig. 5c/f). Wind-
sheltered ground areas (abutting the buildings, points 6/7/11/19) and 3.1.2. Synergetic effect of wind-orientation and the built-up density
the new-building-canyons (points 9/16) are hotter at both the wind- Contrary to the inference above, showing a direct relationship of the

Fig. 5. ΔTMRT/ ΔPET (◦ C) distribution due to changes in buildings only (Hypothetical) at AOI-1/AOI-2 at input wind-speeds 0.5/4.0 m/s; Temperature changes (◦ C)
are represented by different colors as per the color-indices with each spatial diagram; Points of reference relate to text descriptions, ‘SS’- refers to Simulated Sub-
scenarios (Refer Fig. 4).

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

Table 3
Effects of changes in morphology and input wind-speed on thermal parameters.
AOI-1
Comparison Criteria ⇓
(Removed trees-area 7761 m2, Δ Built-up area: 808.35 m2)

Sc.2020BRT – Sc.2010BAT Sc.2020B – Sc.2010B Sc.2020BRT-Sc.2020BAT Sc.2010BRT-Sc.2010BAT


Compared scenarios >>>
(SS 1b – SS 1a) (SS 1f – SS 1e) (SS 1b – SS 1d) (SS 1c – SS 1a)

Morphological Changes in >>> Trees + buildings Only buildings Only trees Only trees

Input wind-speed ‘v’ (m/s) >>> 0.5 4.0 0.5 4.0 0.5 4.0 0.5
Parameters of change ⇓ (A1) (B1) (A1/B1) (C1) (D1) (D1/ C1) (E1) (F1) (E1)/ (F1) (G1)
Absolute mean
TMRT (◦ C) 73.3–70.3 69.7–67.5 72.1–72.3 68.2–68.4 73.3–70.3 69.7–67.3 73.5–70.3
(compared scenarios)
-0.2
Cumulative mean 3.0 2.2 1.36 -0.2 (-0.19) 1.19 3.0 2.4 1.25 3.2
(-0.16)
ΔTMRT
Max. 20.6 22.1 4.9 10.1 19.6 19.5 20.2
Min. − 22.7 − 23.8 − 4.0 − 9.4 − 20.9 − 15.1 − 22.6
Absolute mean
PET (◦ C) 61.8–60.0 58.1–56.8 60.9–61.0 57.0–57.0 61.8–59.9 58.1–56.8 62.0–60.0
(compared scenarios)
Cumulative mean 1.8 1.3 1.38 -0.1 0.0 – 1.9 1.3 1.46 2.0
ΔPET Max. 15.9 17.7 5.6 11.5 14.5 14.5 14.7
Min. − 15.6 − 15.8 − 5.3 − 10.9 − 12.8 − 12.5 − 16.0
ΔTs Cum’ mean 6.2 4.5 1.37 -0.3 -0.4 1.33 6.5 5.1 1.27 6.6
ΔLWR Cum’ mean − 29.2 − 29.0 0.0 0.1 − 28.9 − 28.8 − 29.3
ΔSVF Cum’ mean 0.4 0.0 0.3 0.4
ΔSWR Cum’ mean 232.7 − 4.7 232.7 238.5
Δv Cum’mean 0.01 0.05 0.01 0.1 0.00 − 0.04 0.00

SS – Simulated Sub-scenario(s) (Refer Fig. 4); ‘Δ’ shows– Cumulative Mean changes (in): TMRT- Mean radiant temperature (◦ C), PET- Physiological equivalent
temperature (◦ C), LWR/ SWR- Longwave/ Shortwave radiations (W/m2), SVF- Sky view factor, ΔTs- Surface temperature (◦ C).

mean ΔTMRT/ ΔPET to the changes in the built-up density, these were 3.1.3. Synergetic effect of background wind-speed, built-up density, and
found slightly negative at AOI-1 (Cols. C1-D1 Table 3), despite a (slight) wind-permeability
built-up density-increase of 0.03 in ‘SS 1f’ (Table 1a). Hence, this Mean ΔTMRT’s are greater at input-v = 4.0 m/s while their ratio at
inference was further examined in two differently oriented building- the two input wind-speeds is much greater at AOI-2 (6.33, Col. D2/C2
layouts (at the two AOI’s) to identify the role of wind-wise orientation Table 3) than at AOI-1 (1.0, Col. D1/C1 Table 3), i.e. AOI-2 is far more
on ΔTMRT/ ΔPET. Built-up area increase in SS 1f, AOI-1 (Say, ΔAAOI-1) is sensitive than AOI-1, to the changes in background-wind (due to a
808.35 m2, and at SS 2f, AOI-2 (Say, ΔAAOI-2), it is 3310.0 m2 (Table 1a), substantially greater permeability-differential between present-past
thus, buildings). This shows that the positive and negative effects (refer to
3.1.2) of built-up density and wind-permeability on the mean TMRT of an
ΔAAOI-1/ ΔAAOI-2 = 808.35/ 3310.00 = 0.24 (1) area get intensified at higher background wind-speeds.
whereas, at input v = 4.0 m/s,
(2) ΔTMRT AOI-1 / ΔTMRT AOI-2 = -0.2/1.90 = -0.1 (Cols. D1/ D2 3.2. Net thermal effects of the removal of trees
Table 3)
Comparing (1) and (2), we get, ‘All-trees’ and ‘(remaining) lesser-trees’ scenarios were compared at
ΔTMRT AOI-1 / ΔTMRT AOI-2 < ΔAAOI-1 / ΔAAOI-2 Or, present buildings (Sc.2020BRT-Sc.2020BAT) and the past (Sc.2010BRT-
(3) Sc.2010BAT) (Refer para 2.2, Fig. 4) to assess the net effect of trees-
ΔTMRT AOI-1 / ΔAAOI-1 < ΔTMRT AOI-2 / ΔAAOI-2
removal. The absolute mean TMRT’s are found between 67.3–71.6 ◦ C
In-equation (3) shows that ΔTMRT per unit additional built up area is (all-trees) and between 69.7–74.2 ◦ C (lesser-trees). The mean PET’s are
greater at AOI-2 than at AOI-1, at input-v = 4 m/s, and, (can be shown) between 56.8–61.2 ◦ C (all-trees) and 57.4–62.8 ◦ C (lesser-trees). The
also at v = 0.5 m/s (but with a lesser ratio). ΔPET changes in the pattern highest mean ΔTMRT /ΔPET (3.2/ 2.0 ◦ C), is found at AOI-1 (at input-
of ΔTMRT at the two AOI’s, at two wind-speeds. v = 0.5 m/s), and the lowest (1.6/ 0.6 ◦ C), at AOI-2 (at input-v = 4.0 m/
Long building blocks in AOI-1 in the scenario “Sc.-2020B”, laid E-W s).
(i.e. along the input-wind, east) with wider unobstructed ‘wind corridors
(compared to the isolated/staggered blocks in “Sc.-2010B”) allow 3.2.1. Spatial distribution of ΔTMRT/ΔPET
slightly enhanced wind-flow, more advection-cooled surfaces (ΔTs, Spatially, higher ranges of ΔTMRT/ΔPET (up to 21.0/16.8 ◦ C) occur
Cols.C1-D1 Table 3), resulting in negligibly negative mean ΔTMRT. In at the (removed) tree-shades (e.g. points 5/6/11/14/16/19/21
AOI-2, contrarily, the N-S -oriented building blocks substantially retard Fig. 6a–f), with greater prominence at the tree-shades in wind-shaded
the (eastern) wind in the area at human level, effecting substantially zones (e.g. point 6 Fig. 6a–d), building-skin areas (e.g. points 11/19)
higher (positive) mean ΔTs/ ΔTMRT, despite a mean SWR drop of and present-building narrow canyons at AOI-2 (orthogonal to the wind,
12.3 W/m2 (and almost constant SVF and LWR). This shows that mean points 9/16 Fig. 6b/e) at the two input-v, while at the buildings (e.g.
TMRT in an area will rise more prominently with its built-up density, at points 5/14 Fig. 6a/b), at input-v = 4.0 m/s only. Lower ranges of
morphologies with lower wind-permeability. Contrarily, the negative ΔTMRT/ΔPET (up to − 22.6/− 17.0 ◦ C) occur at the unshaded buildings/
‘wind-permeability-effect’ can supersede the positive ‘built-up-density- ground surrounded by (removed) trees, getting cooler due to increased
effect’, at all background winds (Dimoudi & Nikolopoulou, 2003). wind and SVF, and reduction in LWR/ reflected SWR by the removal of
trees (e.g. at Point 4 (unshaded) Fig. 6d: ΔPET − 0.9 ◦ C, ΔTMRT − 2.0 ◦ C,
ΔTs − 1.0 ◦ C, ΔLWR − 19.7 W/m2, ΔSWR − 9.34 W/m2, ΔSVF 0.24, Δv

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

AOI-1 AOI-2

(Removed trees-area 7761 m2, Δ (Removed trees-area 6663 m2, Δ Built-up area: 3310.00 m2)
Built-up area: 808.35 m2)

Sc.2010BRT-Sc.2010BAT Sc.2020BRT-Sc.2010BAT Sc.2020B – Sc.2010B Sc.2020BRT-Sc.2020BAT Sc.2010BRT-Sc.2010BAT

(SS 1c – SS 1a) (SS 2b – SS 2a) (SS 2f – SS 2e) (SS 2b – SS 2d) (SS 2c – SS 2a)

Only trees Trees + buildings Only buildings Only trees Only trees

4.0 0.5 4.0 0.5 4.0 0.5 4.0 0.5 4.0


(H1) (G1)/ (H1) (A2) (B2) (A2/ B2) (C2) (D2) (D2/ C2) (E2) (F2) (E2)/ (F2) (G2) (H2) (G2)/ (H2)
70.0–67.7 74.2–71.3 71.5–68.1 72.5–72.2 69.6–67.7 74.2–71.6 71.5–69.4 73.9–71.3 69.7–68.1
2.6 2.6
2.3 1.39 2.9 3.4 0.85 0.3 1.9 6.33 2.1 1.24 1.6 1.63
(2.56) (2.63)
20.2 19.8 21.5 5.3 9.6 19.6 21.0 19.5 20.0
− 22.5 − 22.5 − 21.9 − 3.8 − 10.4 − 21.1 − 17.8 − 20.5 − 22.0
58.0–56.8 62.8–60.4 59.7–56.8 61.5–60.7 58.4–56.3 62.8–61.2 59.7–58.5 61.9–60.4 57.4–56.8
2.5

1.2 1.67 2.4 2.9 0.83 0.8 2.1 2.63 1.6 1.2 1.33 1.5 0.6

16.0 15.5 17.0 6.2 11.1 14.4 16.8 14.6 16.2


− 16.7 − 14.7 − 15.5 − 5.6 − 11.7 − 13.6 − 10.6 − 14.4 − 17.0
4.7 1.4 6.1 7.4 0.82 0.6 3.7 6.17 5.8 4.8 1.21 5.6 3.6 1.55
− 29.2 − 26.7 − 26.7 0.4 0.5 − 26.3 − 26.3 − 27.0 − 27.0
0.4 0.3 0.0 0.3 0.3
238.5 196.6 − 12.3 200.0 208.6
− 0.01 − 0.09 − 0.74 − 0.09 − 0.70 0.00 − 0.03 0.00 − 0.06

0.2 m/s). Notably, some points with ΔPET positive are associated with effective, in morphologies with a greater percentage of hard/dry
most of the changes positive, yet a negative Δv, despite the removal of ground, at lower background wind-speed, when isolated from buildings,
trees (Fröhlich & Matzarakis, 2018), e.g. point 15, shaded by a large tree and, in morphologies with soft/ turfed ground, and/or at higher back­
(ΔPET 3.7 ◦ C, ΔTMRT 9.38 ◦ C, ΔTs 11.2 ◦ C, ΔSWR 753.2 W/m2, Δv ground wind-speed, when overlapping with buildings. Notably, at
− 0.5 m/s). Cooling by tree-shades is, thus, maximum at wind-sheltered morphologies with a relatively higher latent-heat capacity ground, e.g.
ground areas at all input-v, at buildings at higher input-v only, but turfed/ high-moisture ground, etc., the mean thermal-stress reduction
negative at unshaded areas surrounded by trees. shall be more by overlapping trees than by isolated trees even at lower
background winds, and still more at higher background winds.
3.2.2. Synergetic effect of tree-building articulations, background wind, and
wind permeability on trees-cooling 3.2.3. Synergetic effect of plantation-density, built-up morphology, and
Mean ΔTMRT/ΔPET due to trees-removal at the present buildings, wind on trees’ cooling potential
compared to the past, are slightly greater at input-v = 4.0 m/s, but lesser The net rise in the mean TMRT in an area due to the removal of trees is
at v = 0.5 m/s (Cols. F1 > H1, F2 > H2, E1 < G1, E2 ≥ G2 Table 3), i.e. generally expected to be proportional to the (crown-top view) area of
removed trees, if existed, would have provided relatively greater mean the removed trees (say ΔA) (El-Bardisy et al., 2016). Thus, the ratios of
cooling at the present buildings (particularly at AOI-2), than at the past, mean ΔTMRT’s in different scenarios at AOI-1 to the corresponding those
at noon, 9th of June 2019, at v = 4.0 m/s, and contrarily at v = 0.5 m/s. at AOI-2 should be equal to the ratio ΔAAOI-1/ ΔAAOI-2 (i.e. 7761/
Obviously, the thermal behaviour of the (removed) trees ‘oscillates’ 6663 = 1.16, Refer Table 1a). The ratios ΔTMRT-AOI-1 / ΔTMRT-AOI-2 are as
as a function of morphology and wind. This is due to different tree- below:
building articulations in the present and past scenarios. The ground
(Refer input data, Table 2) undergoes substantial temperature-rise due • At the present scenario Sc.2020BRT-Sc.2020BAT :
to insolation, equally in the past and present scenarios. At higher
background wind-speed (linearly related to wind at the human level), At input wind speed v = 0.5 m/s, 3.0/2.56 = 1.17, and, at v = 4.0 m/
the windy unshaded ground is better advection-cooled, thus, the s, 2.4/2.1 = 1.14 (Col. E1/ E2 and F1/ F2 Table 3), i.e. in the present
buildings remain the main source of heat (in both past and present scenario, (removed) trees are slightly less efficient in TMRT mitigation in
scenarios). The removal of a greater percentage of ‘overlapping’ trees AOI-1 (than in AOI-2) at input-v = 4.0 m/s (1.14 < 1.16), but slightly
manifests relatively greater mean ΔTs/ΔTMRT/ΔPET in the present more efficient at v = 0.5 m/s (1.17 > 1.16).
scenario (Refer Table 1a, Figs. 2, 4a/d) (despite relatively lower mean
ΔSWR Table 3), more prominently in AOI-2 (ΔCols.F2-H2> ΔCols.F1- • At the past scenario Sc.2010BRT-Sc.2010BAT :
H1 Table 3) due to greater overlap-differences (between present/past
scenarios). Removal of a greater percentage of isolated-trees in the past At input wind speed v = 0.5 m/s, 3.2/2.6 = 1.23, and, at v = 4.0 m/s
scenario causes relatively greater mean ΔSWR (AOI-1 238.5 > 232.7, 2.3/1.6 =1.44 (Cols. G1/ G2 and H1/ H2 Table 3), i.e. (removed) trees
AOI-2 208.6 > 200.0 W/m2; Table 3) due to the increased solar-access to in the past scenario, AOI-1, are substantially better TMRT mitigators
ground, resulting in greater mean ΔTs/ΔTMRT/ΔPET at background (than those in AOI-2) (Fig. 4a/c), at all input wind-speeds.
wind-speed 0.5 m/s in the past scenario. However, this effect is super­ Obviously, the TMRT mitigation potential of the (same) tree-
seded in AOI-2 (at input-v = 0.5 m/s) by a relatively greater drop in the morphology (in an AOI) varies depending on the entwined building-
overall wind in the (low permeability) present scenario, resulting in morphology and background wind. This is because of the differences
slightly higher ΔTs and ΔPET (Col.E2 > G2) while ΔTMRT’s remain in the quantum and type of (buildings and differently advection-cooled
equal. Thus trees, in spatial-mean thermal-stress abatement, are more ground) surfaces shaded by the trees in the two AOI’s. As discussed

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

Fig. 6. ΔTMRT/ ΔPET (◦ C) distribution due to removal of trees only, at AOI-1/ AOI-2 at input-v = 0.5/4.0 m/s in present/ past building scenarios; higher changes
(shown in red/orange) occur at removed tree-shades (Refer color-indices with each diagram); points of reference relate to text descriptions, ‘SS’- refers to Simulated
Sub-scenarios (Refer Fig. 4).

above (para 3.2.2), the mean ΔTMRT at v = 0.5 m/s, due to the removal 3.2.4. Effect of background wind-speed on cooling by trees
of trees, mostly depends on the tree-building isolation percentages The net mean ΔTMRT’s and ΔPET’s, due to the removal of the trees
(affecting ΔSWR), whereas, at v = 4.0 m/s, ΔTMRT is directly related to only, are higher at input-v = 0.5 m/s, than at 4.0 m/s, at both the AOI’s
the ‘overlap percentage’ and inversely to the wind-permeability. In the in both the past and present scenarios (Cols. E1 > F1, G1 > H1, E2 > F2,
present scenario above, a greater tree-building isolation-percentage at G2 > H2 Table 3). Removal of trees, at lower wind-speeds, causes higher
AOI-1 (52 %), than at AOI-2 (39 %) explains the slightly greater ratio mean ΔTs (Table 3) hence, higher mean ΔTMRT’s due to reduced
(1.17 > 1.16) at v = 0.5 m/s, The ratio is slightly lesser at v = 4.0 m/s advection cooling of unshaded surfaces.
(1.14 < 1.16) due to lesser overlap-percentage at AOI-1 (48 % <61 %) Further, the ratios ΔTMRT v=0.5 / ΔTMRT v=4.0, in different scenarios/
(Including a relatively greater wind-drop in AOI-2). In the past scenario AOI’s, are as below, in decreasing order: 1.63 (col. G2/H2) >1.39 (col.
at v = 4.0 m/s, again, a much higher percentage of overlapping trees at G1/H1) >1.25 (col. E1/F1) >1.24 (col. E2/F2): (Table 3) The different
AOI-1 (42 %) than at AOI-2 (20 %) explains a much higher ratio (1.44) of scenarios/AOI’s relating to the above ratios are put up below in the same
ΔTMRT’s, however, at v = 0.5 m/s, the higher ratio (1.23 > 1.16) is not corresponding order as above, showing built-up % / tree-building
explained by the tree-building overlap percentage. This is due to rela­ overlap% (in the parentheses): Past/AOI-2 (19/ 20 %) <Past/AOI-1
tively higher density buildings at AOI-1, causing relatively hotter (27/ 42 %) <Present/AOI-1 (30/ 48 %) <Present/AOI-2 (34/ 61 %)
ground/ ΔTs and higher LWR emissions at lower wind in the past sce­ The above order shows increasing built-up%, increasing tree-
nario (Fig. 6c/f). This shows that a greater plantation-density in an building overlap% (in parentheses), and decreasing wind-
urban block does not ensure greater heat-stress mitigation in the same permeability. Obviously, the effect of changes in the background wind
proportions. Morphological formations in terms of built-up density, tree- speed is most prominent in the Past/AOI-2 (1.63) having minimum
building overlaps, ground conditions, wind-permeability, and back­ built-up density (19 %) and minimum tree-building overlap-percentage
ground wind influence the cooling effects of plantation-density. (20 %). A similar relation holds good for ΔPET and ΔTs also (Table 3).
Minimum built-up density generally induces maximum wind-

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

permeability, whereas, minimum tree-building overlap means 3.3.2. Effect of the layout pattern of buildings, and the characteristic
maximum tree-shaded ground-area which is better advection-cooled at thermal behavior of trees and buildings
higher background-winds in unshaded conditions. Thus, the mean Net mean ΔTMRT’s/ΔPET’s due to changes in buildings at AOI-1
temperature difference between shaded (by trees) and unshaded (tree­ (Cols. C1/D1 Table 3), compared to those in AOI-2 (Cols. C2/D2) are
less) conditions is minimized at higher background wind, contrarily minimal and almost equal at the two input-v, despite substantial dif­
higher, at the lower wind. This shows a greater temperature reduction ferences in the layout-patterns of past and present buildings in AOI-1
by tree-shades at lower background wind while the ratio of temperature (Fig. 4). Moreover, the ΔTMRT’s/ ΔPET’s due to trees removal at pre­
reductions at the lower wind to that at higher is found directly related to sent and past building scenarios differ minimally (± 0.2 ◦ C) at a given
the wind-permeability and inversely to the associated built-up density AOI and given input-v (Cols. E1~G1, E2~G2, F1~H1 Table 3), despite
and the tree-building overlap-percentage in the morphology. substantial differences in the past and present building layout-patterns
(Fig. 4) (Except at AOI-2, v = 4.0 m/s, Cols. F2 > H2).
Further, mean ΔTMRT’s at AOI-1 due to individual and simultaneous
3.3. The combined effect of changes in buildings and removal of trees on
changes in buildings and trees (Table 3), at a given input-v, differ
the thermal conditions of the area
minimally (up to ±0.2 ◦ C) as shown below (ΔTMRT’s in parentheses, ◦ C):
At v = 0.5 m/s; Col. A1 (3.0) ᴝ Cols. [C1 (− 0.2) + E1 (3.0), G1 (3.2)];
The absolute mean TMRT’s (before/ after morphological changes) are
and at v = 4.0 m/s; Col. B1 (2.2) ᴝ Col. [D1 (− 0.2) + F1 (2.4), H1 (2.3)].
found between 67.5–71.3/ 69.7–74.2 ◦ C and PET’s between 56.8–60.4/
This shows that the mean thermal changes manifested independently by
58.1–62.8 ◦ C. The highest and lowest mean ΔTMRT/ ΔPET are found at
changes in buildings and trees are conservative/ additive quantitatively
AOI-2 and AOI-1 respectively (Cols. B2, B1 Table 3) at input-v = 4.0 m/
and may depend little on the building layout patterns, if other aspects, e.
s. The differences between means (maxima-minima) are far greater at
g. built-up density, plantation-density, tree-building articulations,
v = 4.0 m/s (1.2 ◦ C Col. B2 - B1 Table 3) than that at v = 0.5 m/s (0.1 ◦ C
ground conditions, wind-permeability, and the background weather-
Col. A1- A2 Table 3). This shows a higher dependence of TMRT/ PET on
conditions, etc., remain same.
morphology at higher background wind-speeds.

4. Discussion
3.3.1. Spatial distribution and mean of changes
The spatial distribution of ΔTMRT’s/ΔPET’s, due to the simultaneous
This study investigated the thermal changes, in terms of TMRT and
changes in tree-building, follows the pattern of those due to individual
PET, due to changes in building morphology and removal of trees at a
changes in trees and buildings, as discussed in para’s 3.1.1/ 3.2.1. The
residential site undergoing redevelopment in Patna, India, hence, we
higher range of ΔTMRT’s/ΔPET’s are found at input-v = 4.0 m/s at the
examined the individual/ synergetic roles of different aspects of tree-
tree-shades lying at buildings (points 5/14), wind-shaded ground (point
building morphology and the background wind on the thermal envi­
6), building-skins (points 11/19), etc. (Fig. 7), and the lowest, again at
ronment of a locality, using SkyHelios Pro simulations (at input wind-
input-v = 4.0 m/s at ground areas vacated by the past buildings/ their
speeds 4.0 and 0.5 m/s). Subsequently, strategies for passively-cooled
wind-shaded surrounds (points 2/3/17 Fig. 7).
urban outdoors are proposed at the ‘more controllable’ site level,
The highest (of all) mean ΔTMRT /ΔPET (3.4/ 2.9 ◦ C, Col. B2 Table 3)
which can collectively contribute to achieving larger-scale thermally
occurs due to tree-building (simultaneous) changes at AOI-2 at input-
sustainable cities (in light of the rising urban temperatures), through
v = 4.0 m/s, associated with the lowest mean Δv = − 0.74 m/s (hence,
proper design of the tree-building morphology.
highest mean ΔTs = 7.4 ◦ C, despite relatively lower ΔSWR 196.6 W/
m2). This, obviously driven more by wind-drop than by radiation-
increase shows a greater influence of building (permeability) than of 4.1. Net thermal changes due to changes in buildings
trees (on the wind) affecting thermal stresses (Emmanuel & Johansson,
2007) as the wind-drop (− 0.74 m/s) is contributed the most by changes 4.1.1. Spatial distribution of net ΔTMRT/ΔPET due to changes in buildings
in buildings (Δv = − 0.7 m/s Col. D2 Table 3). Buildings are found contributing more to the mean TMRT/PET of the

Fig. 7. ΔTMRT/ ΔPET distribution due to removal of trees and changes in buildings at different AOI’s/ input-v, points of reference relate to text descriptions, ‘SS’-
refers to Simulation Scenarios (Refer Fig. 4).

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

Table 4
Recommendations for spatial-mean thermal stress abatement: major heat sources and strategies.
Micro-climate type Morphological Details (Ambient ground Major heat Dominant Strategies (For best mean cooling by trees,
conditions, built-up density, wind- source cause morphology-wise)
permeability)

Low density, soft/ Overlapping trees *** (Most effective mean


Buildings Ts
moist ground Permeability less cooling)
Low (ᴝ 0.5 m/s)
Low density, hard/dry effective Isolated trees (on equator-side of buildings)
Ground SWR
ground (Moderate mean cooling)
Overlapping trees *** (Most effective mean
Low density, high permeability, soft ground Ts
High (ᴝ 4.0 m/ cooling)
Buildings
s) Low density, high permeability, hard/dry
Background wind- Ts Overlapping trees (Moderate mean cooling)
ground
speeds
High density, low permeability, all types of Overlapping trees max. numbers *** (Most
Buildings Ts
ground effective mean cooling)
Wind-sheltered
Variable All density, all permeability, hard/ dry ground – Trees, induce ventilation
pockets
(0–4.0 m/s)
Wind-oblique narrow canyons Ts Orient larger skin parallel to the wind
Buildings
Wind-oblique building skins Ts Overlapping/ clinging trees
Unshaded areas surrounded by trees Trees LWR Avoid tree-encircled open areas/ buildings

Ts – surface temperature, SWR – Shortwave Radiation, LWR – Longwave Radiation, *** shows higher mean cooling efficacy of trees in the given situation.

area (Arnfield et al., 1999) at the human level, proportional to the trees. Our ΔTMRT maxima are lower than 24 ◦ C, found by Park et al.
built-up density as also confirmed by Perini and Magliocco (2014), (2012), and 32.8 ◦ C, found by Lee and Mayer (2013) in Freiburg (albeit
(Hien et al., 2011), etc., however, as per our results, this holds good only the BgW is not referred to), but higher than 14.8 ◦ C, found by Zheng
at higher background-winds (BgW, 4.0 m/s), as buildings and (bare-­ et al. (2018) in Guangzhou, China, possibly due to the higher ambient
dry/un-turfed) ground are found having nearly equal TMRT’s at lower air temperature (Shashua-Bar & Hoffman, 2000) in our case (42.4 ◦ C)
BgW (0.5 m/s), irrespective of built-up density. This may happen at all than in Guangzhou (ᴝ35.0 ◦ C) and other background/ morphological
bare-dry/un-turfed grounds at around noon in the lower latitude conditions in Freiburg (Potchter et al., 2010).
sub-tropical/ tropical regions with high altitude summer sun (minimal Mean Δ PET found by us (the arithmetic averages of grid-wise pos­
shadow-cast). We found wind-sheltered pockets, upwind/ downwind itive/ negative changes) due to trees-removal, are all positive and
vicinity of buildings, narrow ‘angled’ canyons and building-skins mainly affected by ΔSWR. Positive changes due to trees-removal are
(Lindberg & Grimmond, 2011), etc., among the potential heat contrib­ generally brought forth at (removed) tree-shades by an increase in SWR,
utors in the area at all BgW, thus proper ventilation of outdoor spaces TMRT, and Ts. The negative changes, occurring at unshaded areas are
through proper wind-orientation and density controls (Hien et al., combined outcomes of a decrease in LWR, reflected SWR (from tree-
2011), as also verified and suggested by Ali Toudert (2005) and Ali-­ crowns), and Ts (better advection-cooled due to increased wind, after
Toudert and Mayer (2007a), is found a crucial heat mitigation strategy trees-removal). Trees are reported to reduce wind-speed and change
for the sub-tropics. wind-directions (El-Bardisy et al., 2016; Perini et al., 2018), at the same
time accumulate LWR higher (up to 55 W/m2) than the surroundings
4.1.2. Synergetic effect of built-up density, wind-permeability, building (Zheng et al., 2018; Raman et al., 2021), due to lower SVF conditions
height, and background wind-speed below the tree-crowns (Lai et al., 2017; Oke, Crowther, McNaughton,
The spatial-mean rise in TMRT/PET is found inversely related to the Monteith, & Gardiner, 1989) which get removed/ dissipated above into
wind-permeability (Ali-Toudert & Mayer, 2006), however, slight the cooler sky (Lindberg & Grimmond, 2011) by the trees-removal.
changes in the building heights (hence volumes) showed no effect on Negative ΔTMRT/ΔPET, thus occur at unshaded areas surrounded by
TMRT, as also reported by Sharmin et al. (2015). Further to the previous (removed) trees. Some previous empirical studies have also found
findings, we found the positive effects of built-up density on TMRT get­ vegetated areas warmer than the surrounding built-up areas during
ting pronounced at lower (negatively related) wind-permeability, and day-hours, e.g. (Grimmond et al., 1996; Potchter et al., 2006).
vice-versa, whereas, both the positive (density effect) and negative However, we also found wind-speed slightly decreasing under some
(permeability) effects (on TMRT) get further intensified at higher BgW, e. removed (larger) trees (e.g. at point 15, Fig. 6d, below a large tree), since
g., a change in built-up density of 0.15 (at AOI-2) causes a mean wind, in the case of sparsely-laid trees, can be slightly increased below
ΔTMRT/ΔPET rise from 0.3/0.8 ◦ C (at BgW 0.5 m/s), to 1.9/2.1 ◦ C (at larger trees at the human level by the fraction of wind-currents deflected
BgW 4.0 m/s). Negative permeability-effect was found superseding downwards by larger tree-crowns, as also confirmed by Fröhlich and
positive density-effect in concurrence with the findings of Dimoudi and Matzarakis (2018).
Nikolopoulou (2003), reporting stronger effects of wind depending on
built-up geometry. A quantitative analysis in terms of TMRT/PET 4.2.2. Effect of plantation area, tree-building articulations, surrounding
exploring the relationship between more built-up densities, background ground, and BgW/ permeability
wind-speeds, and wind-wise building orientations in different micro­ Mean thermal-stress mitigation by trees in an area is found directly
climates could make an interesting future study. related to the plantation area/ density (El-Bardisy et al., 2016; Lee &
Mayer, 2013), however, as per our results, the relation is found not
4.2. Net thermal changes due to the removal of trees strictly linear, as cooling by trees is affected by other morphological
properties, e.g. tree-building overlaps, wind-permeability, and BgW, etc.
4.2.1. Spatial distribution and mean of ΔTMRT/ΔPET due to the removal of Further, Yang et al. (2018) have found the trees “clinging to the build­
trees ings” providing better thermal mitigations, however, as per our results,
Higher ranges of ΔTMRT/ΔPET (up to 21.0 ◦ C/16.8 ◦ C) are found at spatial-mean thermal-stress mitigation by trees is maximum when iso­
wind-sheltered zones of (erstwhile) tree-shades at all BgW, and at lated from buildings, at lower BgW/ low wind-permeability, and
buildings, at higher BgW (4.0 m/s). Negative ΔTMRT/ΔPET (up to ambient hard/dry/un-turfed ground. Contrarily, it is maximum when
− 22.6 ◦ C/− 17.0 ◦ C), occur at unshaded areas surrounded by (removed) overlapping with the buildings, only at higher BgW, higher

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

wind-permeability, and/or in ambient moist/high latent-heat-capacity building roof), are the chief recipients of solar radiation forming major
ground. Previous studies have also reported better cooling by ‘gateways’ of solar heat entry into urban areas, especially in higher solar
wind-parallel tree-layouts (Abdi, Hami, & Zarehaghi, 2020; Ng, 2009; altitude conditions. Meticulous care is needed in choosing between
Tan et al., 2015). Still, very little literature is found on the tree-building shading and ventilation as a more effective (yet economical) heat miti­
overlapping effects on spatial-mean cooling by trees, especially under gating strategy. While the thermal stresses at pedestrian level, mostly
different ground/wind conditions. Further studies are required to due to the LWR from the heated (hard/ dry) ground (Ali-Toudert &
identify the best proportions of tree-building overlaps providing the best Mayer, 2007a), can be moderated a lot by advection in windy zones, the
average cooling at different background wind-speeds, in different same needs to be checked through (tree) shading in stale conditions, at
microclimates/ground conditions and tree-building morphologies. priority. On the other hand, the heat flux in (wind stagnant) higher
Net mean cooling provided by trees is found higher, at BgW 0.5 m/s concentration of (low rise) buildings can only be checked through
than at 4.0 m/s, in ratios of 1.24–1.63 (at different tree-building sce­ shading by trees (Oke et al., 1989). However, strategies involving
narios), i.e. when thermal stresses are higher due to reduced advection modifications in built-up morphology can be more effective (particu­
cooling of unshaded surfaces (Arnfield et al., 1999). The ratio of mean larly in tropical/ subtropical zones), and trees (involving urban ground
thermal-stress reductions by trees, at the lower wind to that at higher, is water implications and sometimes even heat augmentation - by
found related directly to the wind-permeability while it is related improper layouts), need to be laid meticulously based on their suitability
inversely to the associated built-up density and tree-building over­ with the morphology and background meteorological conditions.
lap-percentage, at the extremes of which, the mean cooling effect by Wind and radiation, as more prominent determinants of outdoor
trees shall turn relatively ‘inert’ to the fluctuations in BgW. The above thermal environment, have been analysed in several previous studies
findings corroborate the finding of Kong et al. (2017) that trees provide (Ali-Toudert & Mayer, 2006; Hong & Lin, 2015; Sharmin et al., 2015),
higher reductions in PET at higher built-up densities (i.e. lower however, literature quantitatively investigating the thermal influences
wind-permeability), which according to our results should also be ‘inert’ of tree-building composite morphology (and their articulation patterns)
to the changes in BgW. Higher TMRT’s at lower BgW have been reported at larger site-domains, especially relative to background wind, is very
by Raman et al. (2021) and Amirtham et al. (2015) in India, and rare. In this context, our findings, and hence, the urban design strategies
Sangkertadi and Reny (2016) in Indonesia. Stronger heat mitigation by proposed below, pertaining to the passive cooling of urban outdoors by
trees in hotter background conditions is reported by Shashua-Bar and controlling wind and radiation, shall apply to all the hot arid climate
Hoffman (2000), in a comparative study in Germany-Israel by Potchter zones like in our study, especially at lower latitudes (with higher midday
et al. (2010), and in (hotter) summer than in winter in sub-tropical solar altitudes).
Brazil by de Abreu-Harbich et al. (2015). The cooling effect of trees
was found reduced at increased wind-speed, also by Dimoudi and 5. Conclusions and urban design recommendations
Nikolopoulou (2003) and Eniolu Morakinyo and Lam (2016).
Cumulative mean TMRT/PET in an area depends strongly on the tree-
4.3. The combined effect of simultaneous changes in trees and buildings, building morphology, yet more strongly at higher background winds
and layout patterns of the buildings (BgW) while the thermal changes manifested due to individual changes
in trees and buildings are quantitatively conservative and additive.
Mean thermal changes manifested independently by changes in Buildings are great heat contributors, greater at higher BgW, related
buildings and trees are found quantitatively conservative/ additive. The positively to the horizontal built-up density and negatively to the wind-
highest mean ΔTMRT/ΔPET were found manifested mainly by wind-drop permeability (though inert to the height/ built-volume). The Positive
due to tree-building-simultaneous changes and affected more by the (density) effect can supersede the negative (permeability) effect and
buildings (orientation) than by the trees. This is concurrent with the vice-versa, whereas both the effects are ‘visible’ more at higher BgW.
observation by Emmanuel and Johansson (2007), of a dominant role of Trees are great heat-sinks, perform better at lower BgW. The ratio of
buildings than of vegetation (in the tropics). However, the mean thermal mean cooling by trees in a tree-building morphology at lower BgW to
changes manifested in other scenarios, individually by trees are mostly that at higher is directly related to the wind-permeability and inversely
higher than those by the buildings, due to the substantially greater areas to the built-up density and tree-building overlaps. Overall mean cooling
of vegetation than the buildings, changing in our case, as also the by trees is related positively to the plantation-density (though not
orientation of the new buildings in AOI-1, getting wind parallel, effected necessarily linearly), but depends little on the layout pattern of the
little changes in ventilation. entwined buildings, provided other parameters e.g. built-up density,
We found the mean changes in TMRT/PET of an area depending on tree-building-overlaps, ground-conditions, wind-permeability, BgW,
the changes in several morphological aspects, more prominently at etc. are constant. Wind-sheltered zones, narrow canyons oblique to
higher background wind-speeds, however, least on layout-designs, if BgW, and building skins are dominant heat-contributors, and tree-
remaining others (e.g. built-up density, plantation-density, tree-building shading is most effective at all BgW at these zones in cumulative mean
articulations, ground-conditions, wind-permeability, and the back­ heat mitigation in the area (while at buildings, at higher BgW only).
ground weather-conditions, etc.) are kept constant. The mean highest Urban design recommendations: for passive thermal-stress reduction
TMRT/PET of 74.2/ 62.8 ◦ C found by us are close to that found by Ali outdoors, based on our findings on the thermal behavior of trees and
Toudert (2005) in Algeria (i.e. 74.0/ 55 ◦ C). Yang, Wong, and Lin (2015) buildings at different morphological variants, are as below (Also
found PET differences of up to 15 ◦ C between deep and shallow canyons, Table 4):
whereas, Lindberg and Grimmond (2011) found relatively higher TMRT
close to building walls and in sunlit areas under tree-canopies. TMRT is • For new developments: Vertically-rising buildings should be
reported to be directly decreased by shading (Tan et al., 2013), sub­ preferred to the horizontally spreading, especially in windy climates.
stantially affected by vegetation, and “very sensitive to geometrical Long-continuous chunks of buildings/canyons oblique/orthogonal to
properties” of morphology, by Ali-Toudert and Mayer (2006, 2007b). the prevalent winds shall contribute more to the average thermal-
Trees cooling effect was found “strongly related to the built-form ge­ stress in the area. Wind-shields of any kind, e.g. taller buildings,
ometry” by Shashua-Bar et al. (2009). trees, etc., on the upwind side of a canyon, court, or built-up block,
Radiation and wind, mostly contending each other as contributors should be avoided. Trees are great heat-sinks, should be planted
and mitigators of urban heat, have been identified as the two vital ele­ maximum, especially in low-wind, high built-up density zones.
ments affecting the urban thermal environment in synergy with the • For existing morphologies: Low-density/ high permeability blocks in
morphology. Hard horizontal surfaces (e.g. hard/dry ground and windy zones shall be better benefitted by trees at lower BgW only,

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V. Raman et al. Sustainable Cities and Society 73 (2021) 103085

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Annotations

A quantitative assessment of the dependence of outdoor


thermal-stresses on tree-building morphology and wind: A
case-study in sub-tropical Patna, India
Raman, Venkatesh; Kumar, Manoj; Sharma, Anjali; Matzarakis, Andreas

01 Venkatesh Raman Page 7


29/8/2021 20:39

02 Venkatesh Raman Page 7


29/8/2021 20:38

03 Venkatesh Raman Page 7


29/8/2021 20:40

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