Download as pdf or txt
Download as pdf or txt
You are on page 1of 13

Urban Forestry & Urban Greening 63 (2021) 127213

Contents lists available at ScienceDirect

Urban Forestry & Urban Greening


journal homepage: www.elsevier.com/locate/ufug

Quantification of thermal stress abatement by trees, its dependence on


morphology and wind: A case study at Patna, Bihar, India
Venkatesh Raman a, *, Manoj Kumar a, Anjali Sharma a, Dominik Froehlich d,
Andreas Matzarakis b, c
a
Department of Architecture, National Institute of Technology Patna, Ashok Rajpath, Patna, Bihar, 800005, India
b
Meteorological Institute, Albert-Ludwigs-University of Freiburg, 79085 Freiburg, Germany
c
Research Centre, Human Bio-meteorology, Deutscher Wetterdienst, 79104, Freiburg, Germany
d
Private Researcher, Freiburg, Germany

A R T I C L E I N F O A B S T R A C T

Handling Editor: Wendy Chen This study attempts to quantify thermal-stress abatement by tress, using the example of Bihar Museum at Patna,
Bihar, India, where around 200 trees, though known as great solar heat attenuators, were felled to accommodate
Keywords: the newly-built museum. The study, with a focus on sensitivity analysis, compares two tree scenarios, at two
Mean radiant temperature (TMRT) input wind-speeds and seeks to identify the individual/synergetic effects of physical attributes of tree-
Physiological equivalent temperature (PET)
morphology, background wind, etc., on cooling by trees, through simulations, using freely available model
SkyHelios Pro
SkyHelios Pro. SkyHelios allows for the spatial/temporal analysis of the thermal changes at a point of time and
Thermal stress
Urban morphology space. The ‘area-mean’ rise in mean radiant temperature (TMRT) is found 1.9 ◦ C and in physiological equivalent
temperature (PET) 1.1 ◦ C, by 28 % trees-removal (area-wise), at noon at 0.5 m/s input wind-speed. TMRT
reduction by trees is found directly related to their canopy-size/cluster-density, and inversely to background
wind-speed. PET reduction is directly related to the canopy-size/ cluster-density at lower wind-speeds and
inversely at higher. The study is limited to daytime (noon) hours. Based on the detailed outputs from SkyHelios
simulations, recommendations for passive cooling of urban outdoors in terms of tree size, layout-density, built-up
morphology, and background wind-speed are formulated.

1. Introduction 2009), especially in tropical/ sub-tropical urban areas (Asaeda and Ca,
2000). Trees, by shortwave radiation (SWR) attenuation through
Deterioration in the urban outdoor thermal environment, especially shading, can reduce mean radiant temperature (TMRT) (Potchter et al.,
in tropical/ sub- tropical areas (Vailshery et al., 2013) is adversely 2010), one of the key determinants of thermal sensation (Lee and Mayer,
affecting human life, putting additional stress on the urban ecosystem 2013; Matzarakis et al., 2010; C. L. Tan et al., 2013), and can moderate
and energy use. It can be tackled by measures like modifications of the air and ground surface temperature (GST) in the shaded areas
building- morphology (Amirtham et al., 2015), materials, and inclusion (Armson et al., 2012; Lee et al., 2016) thus reducing heat storage and
of urban green (Eniolu Morakinyo and Lam, 2016). Local thermal convection (Matzarakis et al., 2010). However, apart from the positive
bio-climate depends largely upon urban green (L. Shashua-Bar et al., effects, trees also cast some negative effects on human thermal comfort
2011), and ground coverage, shading (Asaeda and Ca, 2000; Dimoudi in tropical/ sub-tropical areas (Brown and Gillespie, 1995; Park et al.,
and Nikolopoulou, 2003; Lin et al., 2010; Matzarakis and Rutz, 2010) 2012) by the emission of longwave radiations (LWR) (C. L. Tan et al.,
and the presence of vegetable masses are crucial effectors of the sur­ 2013; Zheng et al., 2018) and by airflow impedance in street canyons
rounding microclimate (Masmoudi and Mazouz, 2004). However, trees and open courts, regardless of its type (El-Bardisy et al., 2016; Park et al.,
are more effective climate moderators than the other green elements 2012). But the overall effect of trees remains highly positive as the
(El-Bardisy et al., 2016; Lee et al., 2016). Shading by trees, considering negative effects are overweighed by the solar attenuation through
human psychological/ aesthetic aspects, “has an elevated significance” shading (Zheng et al., 2018). Thus trees are gaining importance in urban
in mitigating solar heat outdoors (Lee and Mayer, 2013; H. Mayer et al., planning, for improved human thermal comfort in urban areas by

* Corresponding author.
E-mail address: jrdarchitects@gmail.com (V. Raman).

https://doi.org/10.1016/j.ufug.2021.127213
Received 25 November 2020; Received in revised form 9 April 2021; Accepted 3 June 2021
Available online 5 June 2021
1618-8667/© 2021 Elsevier GmbH. All rights reserved.
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Fig. 1. (a) Stages of this study (b) Topographic elevation map of Patna showing elvations as per the color index basemap source: topographic-map.com.

passive mitigation of thermal stress intensity (Potchter et al., 2010). buildings in course of the development of modern cities, especially in the
The positive and negative effects of trees, depending on their arbo­ developing countries (F. Kong et al., 2016). Recently, at Patna, the
real and physical characteristics (Berry et al., 2013; El-Bardisy et al., capital city of Bihar, India, around 200 trees have been felled to
2016), need to be understood for designing landscapes with the best accommodate the newly built ‘Bihar Museum’ building. The
cooling effects. Whereas ample studies relate to the arboreal properties de-vegetation is apprehended to have substantially increased the ther­
(e.g. leaf area density/index, leaf-shape/size/ reflectance, transpiration, mal stress in the area. This needs a quantitative assessment to provide
leaf surface temperature, root distribution, etc.) and layout patterns the decision-makers, knowledge to help improve thermal comfort in
(Abdi et al., 2020; Atwa et al., 2020; Li et al., 2018; Zheng et al., 2018), urban outdoors by greening.
limited information is available on the physical/ geometrical properties Moreover, a substantial reason for a lack of studies relating to the
of trees affecting human thermal comfort (L. Kong et al., 2017), espe­ quantification of street trees impact on outdoor thermal comfort, in
cially in sub- tropical areas (Zheng et al., 2018). Further, the thermal terms of “thermo-physiologically significant indices” (Helmut Mayer
effect of trees in the streets located in hot-humid environments is re­ and Matzarakis, 2006), specifically in India (Indraganti, 2010; Jain and
ported to depend relatively more on their canopy coverage and planting Pathak, 2019), is the difficulties in determining the atmospheric pro­
density than “on other species characteristics” (Limor Shashua-Bar et al., cesses and the required parameters (Matzarakis et al., 2010) at the street
2009); and the same needs to be explored further. level of built-up urban areas which represent one of the most complex
On the other hand, in an era of global warming when the trees (for challenges in urban environments (Hwang et al., 2011). The application
their heat abatement and other environment-friendly properties) need of microclimatic models, for analyzing urban environments, can prove
to be preserved and spread further, are being continuously replaced by to be more promising (Hwang et al., 2011) by providing a more

2
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Fig. 2. Aerial (Google Earth imagery) and street views of the Bihar Museum (BM) site: (a) The site along with the vicinity, its location in Patna Urban Agglomeration
(PUA) and a map of India showing Patna, (b) ‘2010 scenario’ with all the existing trees, buildings in the vicinity (c) 2019 scenario with remaining trees, buildings in
the vicinity and constructed BM building, and, CL1- CL4 - street views of the site corresponding to the camera locations/ directions shown (by arrowheads) in
figure (c).

comprehensive assessment of the processes and parameters in the most individual and synergetic effects of more effective physical attributes of
economical way possible, as against the piecemeal analysis usually trees (e.g., canopy-coverage, planting-density, tree-size, entwined
facilitated by empirical methods, which may lead to incorrect conclu­ buildings, etc.), and background wind-speed on the cooling potential of
sions (Limor Shashua-Bar et al., 2009). In this context, SkyHelios Pro, a trees. However, thermal changes in the area, due to construction of the
very fast model, can be a crucial tool in analyzing the different micro­ museum building, and dependence of cooling potential of trees, on their
climatic, diurnal, and morphological variations with a high resolution, arboreal properties/ species, are excluded from the scope of this study.
within a very short time, and with most of the output parameters that This is done by a methodology, also adopted in the past by Limor Sha­
affect human thermal comfort. shua-Bar et al. (2009), i.e. by comparing the model simulation outputs of
The present study aims to quantify the net thermal changes (only) two tree scenarios– one, containing all the trees (before felling), and the
due to the removal of trees in the area, using freely available model other, containing a lesser number of trees (after felling, but excluding
SkyHelios, in terms of the most critical variable mean radiant temper­ the museum building from the scenario), considering (hypothetically)
ature (TMRT) (Kántor and Unger, 2011), and physiological equivalent the existence of both at the same given time/ date, at same selected
temperature (PET) (Höppe, 1999). The study is comparative, more parcel of the site. Of the two tree-scenarios compared, ‘all-the-trees’
focussed on sensitivity analysis, attempts to simultaneously identify the scenario existed in the remote past (around 2010) whereas

3
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Fig. 3. SkyHelios generated models showing all the four simulated sub-scenarios, i.e. AOI-1 and 2 (refer Section 2.4) each in (a) “2010 scenario” (all-trees) and (b)
“2019-clip scenario” (Hypothetical, excluding BM Building), and a panoramic view looking north of ‘As Existing’ scenario’ i.e. (c) “2019-bm scenario”.

‘lesser-trees-without-museum-building’ is a hypothetical scenario, thus, G Interpretation of results; conclusions and recommendations for pas­
both are ‘inaccessible’ for empirical measurements. Model simulations, sive cooling of outdoors.
particularly useful for such situations, provided to “overcome the
operable limitations of field measurements” and get a “holistic spatial” A flow-chart (Fig. 1a) briefly elucidates the processes followed in the
scenario (Sun et al., 2017) of the interest domains, like in many past study.
studies (Eniolu Morakinyo and Lam, 2016; Fröhlich and Matzarakis, The topography of Patna: Patna (25◦ 34’-25◦ 39’ N, 85◦ 02’-85◦ 14’ E,
2013; Perini and Magliocco, 2014). Thus, the study also shows possi­ 57 m AMSL) is situated on the southern bank of river Ganges, and close
bilities against temporal and situational limitations of physical access to to the confluence of two major rivers with the Ganges, i.e. Gandak on the
the interest domains. The possible model run errors are supposed to be north, and Sone on the west including a relatively thinner Punpun on the
neutralised due to the comparative nature of the study. south (Fig. 1b). The Ganges, abutting the city on the north and east,
Thus, the main objective of this study is to quantify the thermal brings forth a relatively cooled summer breeze from N/ N-E. Patna has
changes taking place at the Bihar Museum site due to the removal of saucer shape topography (Thakur and Tripathi, 2021) consisting of a
trees, spatially, at the site in the horizontal direction at a given point of fertile flat expanse of (alluvial) land, void of hills and forests. According
time/ date, in terms of, i) Cumulative mean changes, and, ii) Spatial to Köppen climate classification (Cwa), Patna has a Humid Subtropical
distribution of changes caused by different landscape formations at the climate. It has dry summers (RH 30–40 %) with temperatures soaring up
site, thus identifying the individual and synergetic effects of the various to 44 ◦ C (April to June) and humid monsoons (RH 75–85 %, July to
drivers of thermal changes, e.g. physical properties of trees, October). Insolation may go up to more than 900 W/m2 during peak
morphology, and the background wind speed, etc., on the cooling po­ summers. The wind is westerly/ south-westerly, 0–4 m/s (mostly calm)
tential of trees. from November to February, and mostly easterly, 2–6 m/s (occasionally
up to 12 m/s) during summers/ monsoon, (India Meteorological
2. Methodology Department, 2019). The city falls in the risk zone of floods and cyclones
(Tripathi and Singh, 2021). The city observed the highest temperature
The whole study mainly consists of the following stages: during the last decade on Saturday, 15th of June 2019 (45.8 ◦ C) and was
designated the hottest place in India, on Sunday, the 16th of June 2019
A Study-site selection/ inspection (P. Tripathi, 2019).
B Literature review: on the thermal behavior of trees, its investigation
methods, etc.
C Data collection and processing, consisting of i) Morphological data 2.1. The morphology – two variants for the study
collection, ii) Vectorization of morphological data, iii) Meteorolog­
ical data collection, and iv) Simulation input date/ time selection The study site: Patna Urban Agglomeration has a population base of
D Simulations design, comprising of a total of eight simulations more than 2 million (Chandramauli, 2011). The site of Bihar Museum is
incorporating four morphological sub-variants at two input wind located in the heart of the city at a nodal Bailey Road–Boring Road
speeds each junction and is circumscribed on the three sides by major roads (Fig. 2a).
E Simulations run in SkyHelios Pro The site had been plush with greenery till 2011 (Fig. 2b), however, 200
F Comparison of outputs and rasterization of compared results using trees of different sizes have been felled to accommodate the museum
ArcMap software, and, building (Fig. 2c). Thus, the morphologies concerning this study con­
sisted mainly of two ‘tree-scenarios’ – one containing all the trees (past)
and the other containing lesser trees (present) including the

4
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

museum building but for our comparisons, we have considered the Table 1
present scenario with lesser number of trees only, excluding the museum Synoptic data from Ogimet for noon on the 15th of June`2019 at Patna.
building from the scenario, to identify the net cooling provided by the Meteorological data on 15th of June 2019 at noon.
(felled) trees, as detailed below:
Time Ta v wd RH G cc

1 The past scenario (or “2010 scenario” - as named herein) refers to the Noon. 45.4 4.0 0.5* 360◦ 15.5 915.0 00

situation before the start of construction of the Bihar Museum (BM) 0.5* m/s arbitrary wind speed presumed for additional simulation, Ta – Air
building containing all the trees, some smaller structures within the temperature (◦ C), v – wind speed (m/s), wd - Wind direction (360◦ -north), RH-
site, and the neighboring buildings. The imagery is extracted from Relative Humidity (%), G - Global Radiation (W/m2), cc – Cloud cover (Octas).
Google historical imagery dated 15.06.2010 (Fig. 2b).
2 The present scenario is explained by considering two morphological background meteorological data, as prevailing on that time/ date
sub-variants – (Table 1).
This method is advocated/ adopted by Shashua-Bar et al. (2009);
A. “2019-bm scenario” (as named herein) refers to the present existing Fröhlich and Matzarakis (2013), etc., to achieve more ‘comprehensive’
situation containing the BM building, the remaining lesser number of and ‘correct’ results as against the empirical methods. The use of the
trees (after felling) at the site, and the surrounding buildings as existing same background weather data and same site-boundary for the two
today. This is the ‘real present’ scenario (Figs. 2c, 3 c). compared tree scenarios, to achieve valid comparison results (in terms of
B. “2019-clip scenario” (as named herein) is “2010 scenario” devoid of mean thermal changes manifested by changes in trees- scenarios), is
the (removed) trees (compare Fig. 3a-b), a hypothetical scenario adop­ necessitated by the fact that the cooling potential of trees substantially
ted in simulations to identify the net thermal effect of only the removal depends on the background weather conditions, as reported in many
of the trees. past studies, e.g., (de Abreu-Harbich et al., 2015; Dimoudi and Nikolo­
Simulations have been run for, and the results compared between the poulou, 2003; Perini and Magliocco, 2014; L Shashua-Bar and Hoffman,
scenarios 1) “2010 scenario” (Figs. 3a) and 2 B) “2019-clip scenario” 2000), whereas, comparisons involving tree-scenarios at different loca­
(Fig. 3b). However, scenario 2A containing museum building has been tions, usually facilitated by empirical methods, are suspected to be
shown here (Fig. 3c), only for an understanding of the real present, as “misleading” (Limor Shashua-Bar et al., 2009) due to possible changes in
existing today. surrounding morphological features that also affect the cooling potential
of trees.
2.2. Applied model Background wind speed (i.e. wind speed at 10 m AGL) corresponding
to this date is 4.0 m/s however simulations were conducted for an
Simulations for the spatial analysis were conducted in Sky Helios Pro additional arbitrary wind-speed 0.5 m/s also, to compare the effect of
(Fröhlich and Matzarakis, 2018) and results were analyzed in ArcMap background wind-speed on cooling provided by trees, in the given
10.4.1. The Sky Helios Pro model, an extended version of SkyHelios morphological formations. Vector inputs consisting of polygon shape­
(Matzarakis and Matuschek, 2010), is a diagnostic micro-scale model for files for buildings [Attributes: height (old buildings within site 2.5–3.0
the calculation of sky view factor (SVF), sunshine duration, global ra­ m, neighboring buildings up to 27 m), transparency (0.1), albedo (0.3),
diation, wind speed, wind direction, mean radiant temperature (TMRT - emissivity (0.8)], and point shapefiles for trees [Attributes: tree height
considering reflections), as well as the three thermal indices, perceived (5.0–26.0 m), trunk length (3.0–4.5 m), trunk diameter (0.2− 0.9 m),
temperature (PT), universal thermal climate index (UTCI), and physio­ crown radius (3.0–14.0 m), transparency (0.9), albedo (0.2), emissivity
logical equivalent temperature (PET) spatially and temporally resolved (0.98) and tree type (leafy)] were applied for the simulations. Building
with low computation time in complex environments (Fröhlich, 2016; data of Bihar Museum was received from the Building Construction
Fröhlich and Matzarakis, 2018). The spatial input data for Sky Helios Department Govt. of Bihar while that for the surrounding buildings and
can consist of many different file formats supported by the Geospatial existing trees were collected through site measurements, visual survey,
Data Abstraction Library (GDAL) and their combination. All function­ Google imagery, etc. The ground, in the two simulated scenarios, is
alities that involve wind information, do require vector files only, e.g. considered uniform with the same properties, i.e., LW emission coeffi­
polygon shapefiles and point shapefiles for buildings and trees (Fröhlich cient of 0.94 and SW albedo of 0.2. Any morphological element other
and Matzarakis, 2018). than trees, non-identical in the two compared scenarios (e.g. pavements,
museum building, etc., affecting the changes in the thermal environ­
2.3. Input data selection ment) have been excluded from the simulations to enable assessment of
the net mean thermal changes only due to the removal of trees. Google
A 3 -hourly synoptic dataset derived from Ogimet (Ogimet entrance, Earth imagery was used to create shapefiles of adjacent buildings and
2019) was used in this analysis. Additionally, global radiation and trees. Shapefiles for “2010 scenario” were derived from Google histori­
cloudiness data for Patna were obtained from the India Meteorological cal imagery dated 15.06.2010. All spatial input files were projected in
Department (IMD) Pune (India Meteorological Department, 2019). All metric projection system WGS 84, UTM zone 45 N (SRID no 32,645).
data correspond to the meteorological station at Patna, located around 3 Spatial simulations have been conducted with 1m × 1m grids with a
km west of the BM site. 12 P.M. (noon), 15th of June 2019 was the camera height of 1.1 m for all.
hottest time/ day of the decade on record (P. Tripathi, 2019), whereas
PET reduction by trees has been reported to be maximum between 2.4. Areas of interest (AOI‘s)
12:00− 13:00 h in a study in subtropical China (Zheng et al., 2018).
Hence, all the simulations correspond to noon, 15th of June 2019. Bihar Museum site consists of approximately 350m × 125m. Two
The study aims to quantify the mean cooling that would have been areas of interest (or, AOI’s) were judiciously selected from the site
provided by the removed trees, at noon, 15th of June 2019, if they were (Fig. 4) with different tree-building configurations, to optimize the
(not felled, but) present, at that time/ date, at their original place. simulation time with a moderate resolution, and to enable comparison/
Simulation outputs of two tree-scenarios have been compared (one, with identification of the role of tree/ canopy-size, layout density, and of the
‘all trees’, and the other with a lesser number of trees: Refer section 2.1), entwined buildings, on cooling potential of trees. Each AOI, incidentally
by considering an existence (hypothetical) of the two, in the same different in size, contained important nodal locations with high human
selected boundaries of the site (defined by AOI’s, section 2.4), at the frequentation in the area. One, named as AOI-1 measuring 160m ×
same time (noon, 15th of June 2019), and incorporating the same 160m (thus 25,600 grids each 1m × 1m) contained the entrance to the

5
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Fig. 4. Location of areas of interest AOI-1 and AOI-2 at the Bihar Museum site, showing the buildings in the vicinity including BCD, Bailey Road and, the existing and
removed trees.

Bihar Museum, and the other, named as AOI-2, measuring 146m × 92m 2.5.2. Physiological equivalent temperature (PET)
(thus 13,432 grids each 1m × 1m), contained the entrance to Building PET enables people to compare the integral effects of complex
Construction Department (BCD), Government of Bihar. The area (crown- thermal conditions outside with their experience indoors (Höppe, 1999;
top view) of felled trees at AOI-1 is 7165.0 m2 (i.e. 28 % of the area of H. Mayer and Höppe, 1987). It takes into account all the four environ­
AOI-1), whereas, at AOI-2, it is 2685.0 m2 (i.e. 20 % of the area of AOI- mental parameters influencing thermal comfort, e.g. air temperature,
2). Total 8 simulations have been run incorporating the two AOI’s, each wind speed, humidity, and mean radiant temperature. PET has been the
at the two tree scenarios, “2010 scenario” and “2019-clip scenario”, and profusely used index for outdoor thermal assessments (Cohen et al.,
each at input wind–speed 4.0 m/s and 0.5 m/s, to identify the effect of 2012; Lin et al., 2010) and has been adopted by the German guidelines
changes in morphology and background wind-speed. for urban and regional planners (VDI, 1998). Hence this index was
adopted for this study.

2.5. Quantities analyzed


3. Results
Among the various parameters affecting thermal comfort outdoors (i.
Simulation results consisted of many thermal sensation parameters.
e. PET), wind and TMRT are influenced the most by urban morphology
The changes in the two most important of these i.e. TMRT and PET are
(Taleghani et al., 2015), whereas, air temperature (Ta), reported “hav­
discussed here in detail. Spatial distributions of TMRT and PET for the
ing a distinctly lower significance” in hot sunny daytime studies with
two scenarios have been compared by deducting the grid-wise values of
higher insolation conditions, is least sensitive to morphology (Ali-Tou­
the “2010 scenario” from the corresponding grid values of the “2019-clip
dert et al., 2005; Lee and Mayer, 2013). Humidity, due to advective
scenario”. Henceforth, the prefix ‘Δ’ before a parameter (e.g. ΔTMRT,
mixing, is also morphologically ‘inert’, hence our study, being limited to
ΔPET, ΔTs, etc.) will always represent the changes in the parameter
daytime only and focussing on thermal implications of morphology,
corresponding to “2019-clip scenario minus 2010 scenario”.
examines TMRT and PET.

2.5.1. Mean radiant temperature (TMRT) 3.1. Cumulative changes in TMRT and PET – the effect of wind speed and
Mean radiant temperature is the key factor affecting human thermal morphology
sensation and comfort under sunny conditions and an essential param­
eter in the assessment of the PET index which is used in this study. TMRT Absolute mean TMRT’s and PET’s in the 2010 scenario were found in
can’t be measured directly. It can be calculated from several measured the range of 67.9–72.2 ◦ C and 57.8–62.0 ◦ C respectively, at the two
parameters (Kántor and Unger, 2011), or it can be calculated by AOI’s, at different input wind speeds, whereas the same in 2019clip
small-scale modeling (Matzarakis et al., 2007, [Matzarakis et al., 2010] scenario were found higher due to the felling of trees, i.e., ranging from
2010). Depending on the radiation fluxes it can be determined by 69.1 to 74.1 ◦ C and 58.3–63.0 ◦ C. Thus, the felling of trees has been
various methods, equations, but all of them bear uncertainties (Chen found to cause an overall rise in the mean TMRT in the range of 0.9–1.9 ◦ C
et al., 2014). The most convenient way, thus, is through numerical and PET of 0.3–1.1 ◦ C in the two AOI’s at different wind speeds. Cu­
modeling (Fröhlich, 2016). mulative area-wise means of ΔTMRT and ΔPET in AOI-1 and AOI-2, at

6
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Table 2
Comparison of the effects of changes in morphology and wind speed on cumulative ΔTMRT and ΔPET – as per SkyHelios Pro output; values in parentheses below ΔTMRT
and ΔPET values show the absolute mean temperatures corresponding to (2019-clip scenario – 2010 scenario).
Comparison of the effects of changes in morphology and wind speed on cumulative ΔTMRT and ΔPET

AOI-1 AOI-2 Effect of change in morphology


Comparison (Area of removed trees / area of AOI-1 = 0. 28) (Area of removed trees / area of AOI-2 = 0. 20)
Criteria
Input wind speed, v (m/s) Effect of change in Input wind speed, v (m/s) Effect of change in At v = 0.5 m/ At v = 4.0 m/
0.5 4.0 ‘v’ 0.5 4.0 ‘v’ s s
Parameters of change
(A) (B) (A/B) (C) (D) (C/D) (A/C) (B/D)

Cumulative 1.9 1.2 1.7 0.9


1.58 1.88 1.12 1.33
mean (74.1–72.2) (69.1–67.9) (73.9–72.2) (70.2–69.3)
Max. 18.0 16.1 18.3 17.6
ΔTMRT (◦ C)
Min. − 7.7 − 9.0 − 5.4 − 7.0
Range
25.7 24.2 1.06 23.6 24.6 0.96 1.09 0.98
(max–min)
Cumulative 1.1 0.5 1.0 0.3
2.20 3.33 1.10 1.66
mean (62.9–61.8) (58.3–57.8) (63.0–62.0) (59.6–59.3)
Max. 11.6 11.9 12.9 11.8
ΔPET (◦ C)
Min. − 8.1 − 9.6 − 3.9 − 7.8
Range
19.7 21.5 0.92 16.8 19.7 0.85 1.17 1.09
(max–min)
Cumulative
ΔTs (◦ C) 5.7 4.4 1.30 3.6 2.0 1.80 1.58 2.20
mean
ΔLW (W/ Cumulative
− 38.2 − 38.2 No change − 20.9 − 20.9 No change 1.83 1.83
m2) mean

different wind speeds (v), have been compared in Table 2. The values in tree shades are more effective in thermal-stress reduction, despite higher
parentheses below each ΔTMRT and ΔPET value in Table 2, provide the thermal stresses, at lower wind speeds. This is because of relatively
absolute mean values corresponding to (2019clip scenario – 2010 higher changes in mean surface temperatures (ΔTs Table 2) at lower
scenario). wind speeds due to reduced advection cooling of unshaded surfaces
(Akbari, 2002). Notably, a change in the input ‘v’ has a greater effect on
3.1.1. Effect of wind speed on cumulative changes the mean ΔTMRT and ΔPET in AOI-2 than in AOI-1 (Compare cols. A/B,
From Table 2, it is evident that the overall area-wise mean ΔTMRT’s at C/D Table 2). This is because ΔTMRT and ΔPET are directly related to
‘v’ = 0.5 m/s are higher than those at 4.0 m/s, in a ratio of 1.58 in AOI-1, ΔTs and conform to the ratio of (wind dependent) changes in mean ΔTs
and 1.88 in AOI-2 (Columns ‘A/B’ and ‘C/D’). The corresponding (Cols. A/B, C/D Table 2) while LWR and SWR are unaffected by changes
ΔPET’s have ratios of 2.20 in AOI-1, and 3.33 in AOI-2. This shows that in wind speed.

Fig. 5. SkyHelios output showing a) Changes in TMRT (◦ C) and b) Changes in PET (◦ C) 2019-clip scenario’ minus ‘2010 scenario at AOI-1; points of reference with
numbers relate to text descriptions.

7
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

3.2.1. Positive changes


The TMRT was found to be lower, ranging 6.9–16.1 ◦ C, in the 2010
scenario directly under the erstwhile trees where there was low access to
direct solar radiation. The TMRT changes varied depending on various
factors as below –
a) Effect of buildings
At AOI-1 - The highest ΔTMRT occurs at point 67 (16.1 ◦ C) followed
by points 2, 51–55, 59, and 61–63 (10.4–15.7 ◦ C) (Fig. 5a), all under
erstwhile trees and very close to buildings. The ΔPET distribution is
analogous to the pattern of ΔTMRT distribution in the area. The highest
ΔPET thus occurs again at point 67 (11.9 ◦ C) followed by points 54,
61–63 (9.5–11.6 ◦ C), etc. (Fig. 5b).
This shows that areas located on or closer to hard surfaces (Arnfield
et al., 1999) can be best benefitted by tree-shading in terms of cooling.
This is because of higher ΔSWR and ΔLWR due to reflections from, and
increased surface temperatures of the east- facing walls. No tree-shaded
building existed in AOI-2 hence this aspect was examined in AOI-1 only.
b) Effect of tree-size on its cooling potential
ΔTMRT at the tree-shaded ground areas (without buildings) ranges
Fig. 6. SkyHelios output showing ΔTMRT at AOI-2. from 8.1 (point 42) to 11.3 ◦ C (point 71) at AOI-1 and from 7.0 (central
zone of N-E cluster) to 17.6 ◦ C (point 13) at AOI-2. The higher ΔTMRT
range at AOI-2, containing the highest ΔTMRT of all (17.6 ◦ C, at point
3.1.2. Effect of morphology/ layout density, tree-size on cumulative
13), is found under the largest/densest tree cluster in the northern part
changes
(Fig. 6). The higher range of ΔTMRT’s at AOI-1 (excluding those near
The mean ΔTMRT’s at the two AOI’s are generally expected to be
shaded buildings), occurs at points 71–74 (9.3–11.3 ◦ C), again under the
proportionate to the removed trees’ area
largest tree-crown (Fig. 5a). Overall results in the two AOI’s indicate a
(El-Bardisy et al., 2016) in the respective AOI’s. The ratio of
higher cooling potential of larger trees/clusters. This is because of
percentage-wise areas of removed trees
higher ΔLWR (negative) and ΔTs’ under larger trees. This explains the
(say ‘ART’) at the two AOI’s is 1.4 (= 28/20, Refer para 2.4), i.e.
cumulative mean finding in in-equation (3) (Section 3.1.2).
ART-AOI-1 / ART-AOI-2 = 1.4… (1) c) Zonal TMRT/PET variations under a tree and their dependence on
the tree size and clustering
Whereas,

ΔTMRT-AOI-1 / ΔTMRT-AOI-2 = 1.12 (‘A/C’ Table 2) (2) • Effect of the zone under a tree

Comparing (1) and (2) above, we get, Points in the central areas of a tree shade are found to have usually
0.3–2 ◦ C lower ΔTMRT’s in comparison to the points on the peripheries of
ΔTMRT-AOI-1 / ΔTMRT-AOI-2 < ART-AOI-1 / ART-AOI-2,
the same tree (Figs. 5, 6). This can be seen at –
or, ΔTMRT-AOI-1 / ART-AOI-1 < ΔTMRT-AOI-2 / ART-AOI-2. . (3) AOI-1: Points 6− 7-8 (9.2− 8.2–9.2 ◦ C), 21− 22-23 (9.2− 8.6–10.2 ◦ C),
41− 42-43 (8.4− 8.1–9.2 ◦ C) and at points 71–73-74 (11.3− 9.3–11.0 ◦ C)
In-equation (3) shows that the mean ΔTMRT per unit area of removed (Fig. 5a), put up in the order ‘peripheral-central-peripheral’ (Corre­
trees (ART) is greater at AOI-2 than at AOI-1. This shows a better sponding ΔTMRT values in the parentheses), and, at- AOI-2: Points 1− 2-3
thermal-stress reduction potential of the removed trees at AOI-2 than of (9.5–8.0–9.5 ◦ C), 15− 16-17 (10. 5–8.3–9.5 ◦ C) and 26− 27-28
those at AOI-1. This is because of differences in tree sizes, layout den­ (11.0− 9.9–12.2 ◦ C) - same order as above. Similar relationships can be
sities, etc. at the two AOI’s. A sparser layout of smaller (removed) trees seen between more such points (Fig. 6). Analogous to ΔTMRT, ΔPET
at AOI-1 consisting of many sunlit open spaces of various sizes in be­ values also, under a tree, are lower at central areas than at the peripheral
tween, as against the closely dense layout of those in AOI-2, becomes a ones, as can be seen at the above-mentioned points (Fig. 5b). This shows
better reservoir of LWR, causing relatively higher mean TMRT’s at AOI-1 that the peripheral areas of trees are cooler than the central ones. A
in the past scenario (or, lower mean ΔTMRT). Further, the ratio of means higher concentration of LW radiations in the central areas with lower
ΔTMRT AOI-1 / ΔTMRT AOI-2 increases to 1.33 at v = 4 m/s, as a result of a SVF than at the peripheries is created by an ‘umbrella effect’ by the tree
higher ratio of ΔTs AOI-1 / ΔTs AOI-2 at this wind speed (Cols. ‘A/C’, ‘B/D’ crown resulting in its lower dissipation above into the cooler sky (Lai
Table 2). This is caused by a relatively greater drop in overall wind speed et al., 2017). However, the degree of these changes depends on the
in AOI-1 at v = 4 m/s. crown radius, trunk length, and the layout conditions of the trees, as
discussed below.
3.2. Spatial distribution of changes in TMRT and PET – the effect of
changes in morphology • Effect of crown radius and trunk length

The changes have been explained by selecting representative points At AOI-1, notably, the differential between the ΔTMRT‘s of central
at different morphological formations e.g. shading (by trees of different and peripheral zones is highest at points 71–73 (11.3 ◦ C-9.3 ◦ C = 2.0 ◦ C)
sizes), open areas, surrounding surfaces, etc. (Figs. 5, 6). For space associated with the highest changes in ΔSVF lying under one of the
constraints, the data shown correspond to the simulations with input v = largest trees in AOI-1 whereas it is lowest at points 14–15 (10.1 ◦ C - 9.8
4 m/s only. The morphology dependent ΔTMRT and ΔPET values show ◦
C = 0.3 ◦ C) (lowest changes in ΔSVF), under one of the smallest trees. In
two types of changes, as per SkyHelios results – a middle-sized tree, this difference is around 1.2 ◦ C (Fig. 5a). It shows
that the central-peripheral ΔTMRT‘s differential is directly related to the
• Positive changes (at areas shaded by the erstwhile trees), and, crown radius of the tree. Further, at AOI-1 at points 6–7, under a tree
• Negative changes (at areas exposed to solar radiations in both sce­ with input crown radius of 11 m, the ΔTMRT/ ΔPET differences (i.e. 1.0/
narios, past, and present) 0.3 ◦ C) are less than half of that at points 71–73 (i.e. 2.0/ 0.9 ◦ C), under

8
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

another tree (crown radius- 12 m). An increase of 1 m (ᴝ10 %) crown reducing ΔLWR at the points, as they get farther from trees. Another
radius seems to increase ΔTMRT/ ΔPET by twice (ᴝ100 %), however, this implication of this ‘proximity-to-tree’ effect is that ΔTMRT’s are found to
is primarily because of a shorter input trunk length (3.5 m) of the latter be lower in relatively smaller open areas, surrounded by trees. Points 35,
tree (crown radius 12 m) than the former (4.5 m), showing that the 30, and 39 in AOI-1, lying in gradually diminishing sizes of open areas
differences are inversely but more prominently related to the trunk are found showing gradually lowering ΔTMRT’s (-2.3> -2.5> -5.4 ◦ C
length of the tree. This is again, because of the difference in LWR respectively) (Fig. 5a). This section of the results shows that unshaded
dispersion to the cooler sky at two zones caused by different SVF’s (Lai open areas, surrounded by trees, can be thermally more stressful in
et al., 2017), a function of crown radius and trunk length comparison to those in a treeless condition and the stress is inversely
simultaneously. related to the size of the open spaces.

• Effect of the layout - isolated versus clustered trees 4. Discussion

Further to para’s above, the peripheral points under a tree are ex­ This study quantitatively examined the cumulative and spatial (dis­
pected to have generally uniform ΔTMRT’s (with sun overhead: Refer tribution of) changes in thermal stresses contributed by the removed
para 2.3) as it happens at AOI-1 at points 6–8 (9.2 ◦ C-9.2 ◦ C) and 14–16 trees at Patna, India in terms of PET and TMRT using microclimatic model
(10.1 ◦ C – 10.2 ◦ C) (Fig. 5a). But some tree shades have notable differ­ SkyHelios Pro. We have estimated the cooling effect of trees by the
ences between the ΔTMRT’s at their peripheral points e.g. at points arithmetic difference between each grid’s simulation outputs with and
47− 45 (11.0 ◦ C-9.1 ◦ C), 23− 21 (10.2 ◦ C-9.2 ◦ C) and 43− 41 (9.2 ◦ C-8.4 without trees, as comparing the tree-shaded areas with the nearby un­

C), etc. (Fig. 5a). ΔPET’s also differ analogously at these point-pairs shaded areas can bring forth misleading results (Limor Shashua-Bar
(Fig. 5b). This is because points 45, 21, and 41 (with lower ΔTMRT’s), et al., 2009) due to changes in the adjoining surfaces, morphology, etc.
‘overcast’ by neighboring trees in the 2010 scenario have lower SVF’s Individual and synergetic roles of sizes of trees/ layout densities, area of
with lesser dissipation of LWR at these points (Lai et al., 2017) resulting the plantations (El-Bardisy et al., 2016), morphology, and input wind
in higher TMRT‘s (lower ΔTMRT‘s). Points 6–8 and 14–16 cited above in speeds (i.e. background wind speed, at 10 m height) on changes in TMRT/
relatively isolated conditions having no external ‘blockades’ are having PET have been examined, as discussed below.
uniform LWR dissipations thus almost uniform peripheral ΔTMRT’s. This We have found tree-shades as great heat sinks alleviating the summer
shows that isolated trees in comparison to ‘loosely’ clustered trees, with day-time heat stress through solar attenuation (Lee and Mayer, 2013; H.
open spaces in between, are more effective in reducing the thermal Mayer et al., 2009; L. Shashua-Bar et al., 2011; Zheng et al., 2018), as L
stresses. Shashua-Bar and Hoffman (2000) also found trees responsible for about
80 % of the total cooling.
3.2.2. Negative changes – open to sky areas
The ΔTMRT in the open areas with direct solar access was found to be 4.1. Overall area-mean changes in TMRT and PET
maximum 0 ◦ C (on the north of Bailey Road) to minimum -9.0 ◦ C (point
58) in AOI-1 (Fig. 5a). At AOI-2, the ΔTMRT varied from a maximum of 4.1.1. Effect of wind speed
0.0 to a minimum of -7.0 ◦ C. The most cooled area in 2019-clip scenario Overall mean TMRT and PET reduction in the area by trees is higher at
due to the removal of trees is the N–W zone of AOI-2 (Fig. 6). Cooling at lower input wind speeds, when thermal stresses become comparatively
other points extends till down S/S-E of the area, however, ΔTMRT is higher due to reduced advection cooling of surfaces (Arnfield et al.,
negligibly small from points 31–36 (-0.5 to -0.05 ◦ C). ΔPET follows the 1999). The changes in mean TMRT’s/ PET’s at 0.5 m/s were found
pattern of ΔTMRT. The changes varied depending on various factors as 1.6–3.3 times higher than those at 4.0 m/s. The occurrence of higher
below: TMRT’s at lower wind speeds has been established in a study in Indonesia
a) Effect of buildings/ windshields (Sangkertadi and Reny, 2016) and India (Amirtham et al., 2015),
At AOI-1, the lowest ΔTMRT (-9 ◦ C) was found at unshaded point 58 whereas, a more prominent cooling effect of trees at higher thermal
(Fig. 5a) lying close north of a building and south of a large tree cluster. stress conditions has been also reported by other previous studies, e.g.,
At AOI-2, the lowest ΔTMRT (-7.0 ◦ C) was found at point 18 lying close (de Abreu-Harbich et al., 2015; Perini and Magliocco, 2014; Sha­
north of the BCD building. This is because the removal of trees resulted shua-Bar and Hoffman, 2000). Cooling by vegetation is found decreased,
in a reduction of LWR (Zheng et al., 2018) and reflected SWR at higher wind speeds, also by (Dimoudi and Nikolopoulou, 2003). A
(contributed from the trees) at the points. Also, a better advection comparative study in Israel and Germany has established that “hotter
cooling of the surfaces took place due to increased wind at the points, the area’s microclimate, stronger is the trees’ mitigating effect”
especially due to the removal of trees on the windward side (El-Bardisy (Potchter et al., 2010). Thus our findings corroborate the previous
et al., 2016), i.e. on the north of the points (simulation wind input north) findings.
(e.g. at point 58: ΔLW = -56.1 W/m2, ΔSW = -56.8 W/m2, ΔTs = -7.6 ◦ C,
Δv =0.6 m/s). Other unshaded points located in the vicinity of 4.1.2. The combined effect of wind speed, canopy size, and layout density
(removed) trees (e.g. points 1, 10–12, and 65–66 at AOI-1) also show (denser vs. sparser clusters/ isolated trees)
lower (negative) ΔTMRT’s in comparison to the ground areas distant Mean TMRT reduction per unit area of (removed) trees, especially at
from trees, for similar reasons. ΔPET follows the pattern of ΔTMRT. This lower input wind speed (i.e. at v = 0.5 m/s), is found to be greater by
shows that unshaded areas wind-shielded by buildings etc. and/or sur­ wider-canopy/ denser tree clusters (at AOI-2). Previous studies have also
rounded by trees, especially from the upwind side can be thermally most confirmed a greater cooling potential of higher and wider canopied trees
stressful and removal of surrounding trees relieves the stresses. (Potchter et al., 2006) and that “clusters of trees can increase the cooling
b) Effect of the proximity of the point to the trees and size of open effect of one tree” (de Abreu-Harbich et al., 2015). Mean PET reduction
areas per unit area of (removed) trees is also found greater by wider-canopy/
In a specific open area, the unshaded points lying closer to a tree denser tree clusters, but only at lower wind speed. Contrarily, at higher
show lower ΔTMRT’s (and ΔPET’s) in comparison to the distant ones for input wind speed (i.e. at v = 4.0 m/s), mean PET reduction was found
reasons cited above (para a.), e.g. ΔTMRT’s in AOI-1, at tree-abutting greater (despite a lesser mean TMRT reduction), by isolated trees/ sparser
points 29 and 31 (-2.8 and -4.5 ◦ C) are lower than at distant point 30 clusters (at AOI-1).
(-2.5 ◦ C) and again at points 33 and 37 (-3.8 and -2.8 ◦ C), are lower than Previous studies have found greater PET reduction by individual
at point 35 (-2.3 ◦ C). ΔTMRT’s gradually reduce from point 24 towards trees than that by clusters (de Abreu-Harbich et al., 2015), whereas Li
27, and from 48 towards 50, and further north, due to gradually et al. (2018) have shown, a greater PET reduction by sparser tree clusters

9
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

than that by the denser ones, both without referring to the related having higher SVF, dissipate more LWR (Lai et al., 2017; Z. Tan et al.,
background wind speed. Our findings agree with these findings but only 2015), thus are cooler than the clustered ones.
at higher background wind speeds (ᴝ 4.0 m/s). The PET reduction b) Unshaded areas near trees - As a consequence of LWR dispersion
performance by the two cluster types is reversed at lower/ no wind (ᴝ from the tree crowns at the human level in horizontal directions (Zheng
0.5 m/s) conditions. Thus, the PET reduction potential of trees ‘oscil­ et al., 2018), the unshaded areas lying closer to a tree (lower SVF) (Lai
lates’ as a function of wind speed and canopy-size/ layout-density, as it et al., 2017; Oke et al., 1989) have higher TMRT’s/ PET than the distant
is directly related to the canopy-size/ cluster-density at lower wind ones or those in a treeless condition. TMRT/ PET at unshaded areas near
speeds and inversely at higher. trees is directly related to the number of surrounding trees and inversely
to the distance from the trees. The worst thermal conditions may arise if
4.2. Spatial distribution of changes the area is surrounded on all the sides by trees, and further is wind
shielded by solid objects like buildings, etc., from the upwind side.
4.2.1. Maxima and minima of changes Vegetated areas, during daytime hours, have been found warmer than
Spatially, maximum TMRT reductions were found occurring, again at the surrounding built-up areas in some previous empirical studies also,
lower wind speed input, at the largest/densest tree cluster-shaded area e.g. (Grimmond et al., 1996; Potchter et al., 2006).
in AOI-2, and also at tree-shaded skin areas of buildings (Arnfield et al., c) Different zones under a tree - Further, unlike most of the past
1999; Berry et al., 2013) (at AOI-1). The maximum TMRT reductions in studies treating the shaded area under a particular tree as an isothermal
our case (18.0/18.3 ◦ C, at v = 0.5 m/s and 16.0/17.6 ◦ C at 4.0 m/s, at zone, we examined individual tree-shaded areas for the grid-wise vari­
AOI-1/AOI-2) are higher than the maximum TMRT reduction of 14.8 ◦ C ations in the TMRT and PET and found that these are lower at the pe­
found in Guangzhou, China by (Zheng et al., 2018), but lower than 32.8 ripheral zones (higher SVF) as compared to the central ones (lower SVF)

C, found by (Lee and Mayer, 2013) in Freiburg (albeit the background of the same tree-shade. This is due to differences in LWR accumulation at
wind speed, affecting TMRT reductions, is not referred). The prime reason the two zones (e.g. TMRT up to 2.0 ◦ C and PET 0.8 ◦ C affected by a dif­
for the difference may be the higher ambient air temperature in our case ference of 28.3 W/m2 in LWR). Further, the differences (between central
(45.4 ◦ C) (Potchter et al., 2010) than that in Guangzhou, China (ᴝ35.0 and peripheral zones’ LWR) are directly related to the (horizontal)

C), and the other background/ morphological conditions in Freiburg. crown radius and inversely but more prominently to the trunk length of
We found PET reductions ranging between 12.9 to -9.6 ◦ C with means the tree. However, since our simulation results are for noon (sun over­
ranging from 0.3–1.1 ◦ C at different wind speeds in different morphol­ head), this interrelationship may change in forenoon and afternoon
ogies. Air temperature has been the focus of most past studies of vege­ hours (lower sun altitudes) when the peripheries under a tree get access
tation effect on urban microclimate (de Abreu- Harbich et al., 2015) and to solar rays.
little is reported on PET reduction by trees in sub-tropical areas (Zheng
et al., 2018). Some of those reported are, from a park in Beijing, China, 5. Conclusions and recommendations
ranging 15.6 to -8.4 ◦ C and spatial means of 0.8–4.1 ◦ C (Sun et al.,
2017), a maximum of up to 17.5 ◦ C in Campinas, Brazil (de Tree shades have been found great heat sinks and the removal of
Abreu-Harbich et al., 2015) and another maximum of 15.7 ◦ C in Frei­ trees has added to the thermal stress at the Bihar Museum area with a
burg (Lee and Mayer, 2013). Potchter et al. (2010), in a comparative rise in mean PET of 0.3–1.1 ◦ C and mean TMRT of 0.9–1.9 ◦ C depending
study have found PET reduction of 13 ◦ C at temperate Freiburg and 20 on different background wind speeds and morphologies. Tree shades are

C at hotter Beer-Sheva by comparing tree-shades with other unshaded found more effective in thermal-stress reduction with larger crowns/
areas (with possible morphological variations). The corresponding closely compact clusters (overlapping crowns), and, at lower back­
background wind speeds could not be found for the studies cited above. ground wind speeds. PET reduction, again is better achieved by larger/
Given a high dependence of the trees’ PET reduction potentiality on the denser tree clusters but only at lower wind speeds. At higher wind
wind speed, and other meteorological and morphological conditions, a speeds, isolated trees/ sparser clusters are found providing better PET
comparison may not be appropriate without a detailed examination of reduction. Thus PET reduction by trees fluctuates as a function of cluster
these factors. density and the background wind speed. Quantification of different
layout densities involving various tree geometries/ sizes, at various
4.2.2. Effect of LWR, crown radius, trunk length, and layout (Isolated tree background wind speeds at different microclimatic zones giving
vs. Loosely clustered) maximum PET reduction, could make an interesting future study.
Transpiration cooling mostly occurs at the topmost layers of the trees However, isolated trees are found providing better cooling than the
(Oke et al., 1989) and central parts of the crowns are substantial res­ loosely clustered ones, containing open spaces in between. The open
ervoirs of LWR as they intercept both advected sensible heat and LWR spaces surrounded by trees become ‘ponds’ of accumulated LW radia­
emitted from the surroundings (Kjelgren and Montague, 1998; Oke, tions, the density of accumulations increases with decreasing size of the
2002). LWR in most cases (75 %) in tree-shaded areas have been found open spaces. Generally, any unshaded location in the vicinity of a tree is
higher than that in the surrounding unshaded areas, by up to 55 W/m2 found to be hotter than that in a treeless condition, and the same, if lying
by (Zheng et al., 2018). The LWR is blocked by the tree-crown from in wind shielded conditions can be thermally most stressed. Areas
dissipation into the cooler sky above (Lindberg and Grimmond, 2011) closest to hard surfaces are the best beneficiaries of tree shading in terms
since the dissipation directly depends on SVF conditions (Lai et al., of cooling. To sum up, larger trees/ denser clusters are an unquestion­
2017; Oke et al., 1989). We have found an LWR difference of 28− 30 able option for areas with low/ no wind conditions whereas areas with
W/m2 corresponding to an SVF difference of 0.25 (e.g. points 71–73, higher wind conditions require meticulous planning of trees in terms of
45–47) which is close to that found by Lai et al. (2017) (i.e. LWR change layout, tree-size/ geometry, prevalent wind speed, and direction,
of 10 W/m2 per SVF change of 0.1). Following findings from our in­ entwined morphology, buildings, etc. Computer model simulations (e.g.
vestigations corroborate these previous findings: SkyHelios) can be used for analyzing the different parameters, and for
a) Isolated trees vs. loosely clustered trees - Isolated trees show shading analysis, etc. Further studies are required, incorporating more
greater TMRT and PET reduction than the loosely clustered trees (usually varieties of tree sizes/ geometry, layout density, patterns corresponding
with entwined open spaces ≤ crown horizontal diameters) due to vari­ to various morphological formations in different microclimates/ wind
ations in LWR under the two. Loosely clustered trees intercept more speeds to identify the relationship among these, to find out the ‘coolest
LWR than the isolated trees, from the irradiated surrounding ground proportions’. A study of the diurnal/ annual cycles of TMRT and PET
which is hotter due to relatively reduced wind (El-Bardisy et al., 2016), reduction performance by trees incorporating the above variables would
than the ground surrounding isolated trees, added that isolated trees be highly solicited, which we could not take up in this study due to space

10
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

Fig. 7. Recommendations for the tree-layouts giving best cooling performance.

limitations. 5 For plantations in a new urban settlement, a meticulous design in


Recommendations for the architects, urban planners, and policy­ terms of the physical and arboreal properties of the trees, proper
makers for judicious landscape design (Also refer to Fig. 7): spacing, alignment, corresponding to the geographical location,
background microclimatic conditions, e.g. wind, humidity, radia­
1 The wind parallel sides of buildings, streets parallel to the most tions, etc. will yield better cooling.
prevalent wind (with higher permeability of wind) should be planted
with isolated/ sparser cluster trees, more on the west of buildings for Funding
N–S winds and on the equator side for E–W winds.
2 The downwind side of buildings (in windy areas) or high-density This research did not receive any specific grant from funding
urban blocks (with lower winds) can have better comfort condi­ agencies in the public, commercial, or not-for-profit sectors.
tions with denser trees layout where the longest possible trunk and a
wide shallow crown will enforce maximum solar protection, mini­ Declaration of Competing Interest
mum long wave accumulations, and also a better humidity disper­
sion at the human level during sultry monsoons in the area. The authors report no declarations of interest
3 Avoid sparser tree clusters, allowing solar access in between, espe­
cially with shorter trunks on the close upwind side of the buildings as Acknowledgment
this will augment thermal stress by wind retardation, and increased
long-wave radiation accumulation near the building. Sparser tree The authors are thankful to Mr. Padmanabh, Patna, India, for his
clusters should be avoided in low wind zones, e.g. streets normal to valuable assistance during work, in ArcMap data extraction/ tabulation
the prevalent wind, smaller parks surrounded by tall buildings, etc. and proofreading, etc.
4 Building walls (especially on the lower wind side) exposed to sum­
mer sun, paved courtyards, pathways, etc. shall be the best benefi­
ciaries of shading, preferably by higher-trunk, wider-crown trees.

11
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

References the summer. Appl. Energy 183, 1428–1440. https://doi.org/10.1016/j.


apenergy.2016.09.070.
Kong, L., Lau, K.K.L., Yuan, C., Chen, Y., Xu, Y., Ren, C., Ng, E., 2017. Regulation of
Abdi, B., Hami, A., Zarehaghi, D., 2020. Impact of small- scale tree planting patterns on
outdoor thermal comfort by trees in Hong Kong. Sustain. Cities Soc. 31, 12–25.
outdoor cooling and thermal comfort. Sustain. Cities Soc. 56, 1–12. https://doi.org/
https://doi.org/10.1016/j.scs.2017.01.018.
10.1016/j.scs.2020.102085.
Lai, A., Maing, M., Ng, E., 2017. Observational studies of mean radiant temperature
Akbari, H., 2002. Shade Trees Reduce Building Energy Use and CO 2 Emissions From
across different outdoor spaces under shaded conditions in densely built
Power Plants. Retrieved from. www.elsevier.com/locate/envpol.
environment. Build. Environ. https://doi.org/10.1016/j.buildenv.2016.12.034.
Ali-Toudert, F., Djenane, M., Bensalem, R., Mayer, H., 2005. Outdoor thermal comfort in
Lee, H., Mayer, H., 2013. Urban human- biometeorology supports urban planning to
the old desert city of Beni-Isguen, Algeria. Clim. Res. 28 (3), 243–256. https://doi.
handle the challenge by increasing severe heat. Plea 2013 (September).
org/10.3354/cr028243.
Lee, H., Mayer, H., Chen, L., 2016. Contribution of trees and grasslands to the mitigation
Amirtham, L.R., Horrison, E., Rajkumar, S., 2015. Impact of urban morphology on
of human heat stress in a residential district of Freiburg, Southwest Germany.
microclimatic conditions and outdoor thermal comfort-a study in mixed residential
Landsc. Urban Plan. 148, 37–50. https://doi.org/10.1016/j.
neighbourhood of Chennai, India. ICUC9-9th International Conference on Urban
landurbplan.2015.12.004.
Climate Jointly With 12th Symposium on the Urban Environment Impact.
Li, Z., Zhan, Q., Lan, Y., Zhang, L., Zhan, Q., 2018. Effects of the tree distribution and
Armson, D., Stringer, P., Ennos, A.R., 2012. The effect of tree shade and grass on surface
species on outdoor environment conditions in a hot summer and cold winter zone: a
and globe temperatures in an urban area. Urban For. Urban Green. 11 (3), 245–255.
case study in Wuhan residential quarters. Build. Environ. 130, 27–39. https://doi.
https://doi.org/10.1016/j.ufug.2012.05.002.
org/10.1016/j.buildenv.2017.12.014.
Arnfield, A., Herbert, J., Johnson, G., 1999. Urban canyon heat source and sink strength
Lin, T., Matzarakis, A., Hwang, R., Huang, Y., 2010. Effect of pavements albedo on long-
variations: a simulation-based sensitivity study. Biometeorology, Sydney: Congress
term outdoor thermal comfort. Proceedings of the 7Th Conference on
of 1999.
Biometeorology 497–503. Retrieved from. https://www.researchgate.net/profi
Asaeda, T., Ca, V.T., 2000. Characteristics of permeable pavement during hot summer
le/Andreas_Matzarakis/publication/259475542_Proceedings_of_the_7 th_Conferen
weather and impact on the thermal environm’t. Build. Environ. 35 (4), 363–375.
ce_on_Biometeorology_Albert-Ludwigs-University_of_Freiburg_Germany_12- 14_Apri
https://doi.org/10.1016/S0360-1323(99)00020-7.
l_2010/links/0deec533fc3df68709000000/Proceedings-of-the-7th-Conferen.
Atwa, S., Ibrahim, M.G., Murata, R., 2020. Evaluation of plantation design methodology
Lindberg, F., Grimmond, C.S.B., 2011. The influence of vegetation and building
to improve the human thermal comfort in hot-arid climatic responsive open spaces.
morphology on shadow patterns and mean radiant temperatures in urban areas:
Sustain. Cities Soc. 59 (May), 102198. https://doi.org/10.1016/j.scs.2020.102198.
model development and evaluation. Theor. Appl. Climatol. 105 (3), 311–323.
Berry, R., Livesley, S.J., Aye, L., 2013. Tree canopy shade impacts on solar irradiance
https://doi.org/10.1007/s00704-010- 0382-8.
received by building walls and their surface temperature. Build. Environ. 69,
Masmoudi, S., Mazouz, S., 2004. Relation of geometry, vegetation and thermal comfort
91–100. https://doi.org/10.1016/j.buildenv.2013.07.009.
around buildings in urban settings, the case of hot arid regions. Energy Build. 36 (7),
Brown, R.D., Gillespie, T.J., 1995. Microclimatic Landscape Design: Creating Thermal
710–719. https://doi.org/10.1016/j.enbuild.2004.01.043.
Comfort and Energy Efficiency, 1. Wiley, New York [Etc.], p. 1995.
Matzarakis, A., Matuschek, O., 2010. Estimation of sky view factor in complex
Chandramauli, C., 2011. Census of India 2011. Retrieved May 30, 2020, from Office of
environment as a tool for applied climatological studies. In: Proceedings of the 7th
the Registrar General & Census Commissioner, India website: https://censusindia.
Conference on Biometeorology. Albert-Ludwigs-University of Freiburg, Germany,
gov.in/2011-prov- results/paper2/data_files/india.
pp. 534–539, 12-14 April 2010 Freiburg.
Chen, Y.C., Lin, T.P., Matzarakis, A., 2014. Comparison of mean radiant temperature
Matzarakis, A., Rutz, F., 2010. 13.2 Application of the RayMan Model in Urban
from field experiment and modelling: a case study in Freiburg, Germany. Theor.
Environments (2010 - 19Ag19BLT9Urban_9urban). Retrieved March 27, 2020, from.
Appl. Climatol. 118 (3), 535–551. https://doi.org/10.1007/s00704-013-1081-z.
https://ams.confex.com/ams/19Ag19BLT9Urban/techprogram/paper_169963.htm.
Cohen, P., Potchter, O., Matzarakis, A., 2012. Daily and seasonal climatic conditions of
Matzarakis, A., Rutz, F., Mayer, H., 2007. Modelling radiation fluxes in simple and
green urban open spaces in the Mediterranean climate and their impact on human
complex environments: basics of the RayMan model. Int. J. Biometeorol. 54 (2),
comfort. Build. Environ. 51, 285–295. https://doi.org/10.1016/j.
131–139. https://doi.org/10.1007/s00484-009-0261-0.
buildenv.2011.11.020.
Matzarakis, A., Rutz, F., Mayer, H., 2010. Modelling radiation fluxes in simple and
de Abreu-Harbich, L.V., Labaki, L.C., Matzarakis, A., 2015. Effect of tree planting design
complex environments: Basics of the RayMan model. Int. J. Biometeorol. 54 (2),
and tree species on human thermal comfort in the tropics. Landsc. Urban Plan. 138,
131–139. https://doi.org/10.1007/s00484-009-0261-0.
99–109. https://doi.org/10.1016/j.landurbplan.2015.02.008.
Mayer, H., Höppe, P., 1987. Thermal comfort of man in different urban environments.
Dimoudi, A., Nikolopoulou, M., 2003. Vegetation in the urban environment:
Theor. Appl. Climatol. 38 (1), 43–49. https://doi.org/10.1007/BF00866252.
microclimatic analysis and benefits. Energy Build. 35, 69–76.
Mayer, Helmut, Matzarakis, A., 2006. Impact of street trees on the thermal comfort of
El-Bardisy, W.M., Fahmy, M., El-Gohary, G.F., 2016. Climatic Sensitive Landscape
people in summer: a case study in Freiburg (Germany). Merchavim 6, 285–300.
Design: Towards a Better Microclimate through Plantation in Public Schools, Cairo,
Mayer, H., Holst, J., Imbery, F., 2009. Human thermal comfort within urban structures in
Egypt. Procedia - Soc. Behav. Sci. 216 (October 2015), 206–216. https://doi.org/
a central european city. Urban Clim. 2007–2010. July.
10.1016/j.sbspro.2015.12.029.
Ogimet entrance, 2019. Ogimet Entrance. Retrieved December 25, 2019, from. http
Eniolu Morakinyo, T., Lam, Y.F., 2016. Simulation study on the impact of tree-
s://www.ogimet.com/.
configuration, planting pattern and wind condition on street-canyon’s micro-climate
Oke, T., 2002. Boundary Layer Climates.
and thermal comfort. Build. Environ. 103, 262–275. https://doi.org/10.1016/j.
Oke, T.R., Crowther, J.M., McNaughton, K.G., Monteith, J.L., Gardiner, B., 1989. The
buildenv.2016.04.025.
micrometeorology of the urban forest [and discussion]. Philos. Trans. Biol. Sci. 324
Fröhlich, D., 2016. Development of a Microscale Model for the Thermal Environment in
(1223), 335–349. https://doi.org/10.1098/rstb.1989.0051.
Complex Areas. Albert- Ludwigs-University Freiburg.
Park, M., Hagishima, A., Tanimoto, J., Narita, K.I., 2012. Effect of urban vegetation on
Fröhlich, D., Matzarakis, A., 2013. Modeling of changes in thermal bioclimate: Examples
outdoor thermal environment: field measurement at a scale model site. Build.
based on urban spaces in Freiburg, Germany. Theor. Appl. Climatol. 111 (3–4),
Environ. 56, 38–46. https://doi.org/10.1016/j.buildenv.2012.02.015.
547–558. https://doi.org/10.1007/s00704-012-0678-y.
Perini, K., Magliocco, A., 2014. Effects of vegetation, urban density, building height, and
Fröhlich, D., Matzarakis, A., 2018. Spatial Estimation of Thermal Indices in Urban Areas
atmospheric conditions on local temperatures and thermal comfort. Urban For.
— Basics of the SkyHelios Model, pp. 1–14. https://doi.org/10.3390/
Urban Green. https://doi.org/10.1016/j.ufug.2014.03.003.
atmos9060209.
Potchter, O., Cohen, P., Bitan, A., 2006. Climatic behaviour of various urban parks
Grimmond, C.S.B., Souch, C., Hubble, M.D., 1996. Influence of tree cover on summertime
during hot and humid summer in the mediterranean city of Tel Aviv, Israel. Int. J.
surface energy balance fluxes, San Gabriel Valley, Los Angeles C. Clim. Res. 6 (1–2),
Climatol. 2029 (May), 1695–1711. https://doi.org/10.1002/joc.1330.
45–57. https://doi.org/10.1007/BF00242527.
Potchter, O., Holst, J., Shashua-bar, L., Cohen, S., Yaakov, Y., Tanny, J., et al., 2010.
Höppe, P., 1999. The physiological equivalent temperature - a universal index for the
Comparative study of trees impact on human thermal comfort in urban streets under
biometeorological assessment of the thermal environment. Int. J. Biometeorol. 43
hot-arid and temperate climates. In: 7th Conference on Biometeorology Albert-
(2), 71–75. https://doi.org/10.1007/s004840050118.
Ludwigs-University of Freiburg. Germany 12-14 April 2010.
Hwang, R.L., Lin, T.P., Matzarakis, A., 2011. Seasonal effects of urban street shading on
Sangkertadi, S., Reny, S., 2016. Pair influence of wind speed and mean radiant
long-term outdoor thermal comfort. Build. Environ. 46 (4), 863–870. https://doi.
temperature on outdoor thermal comfort of humid tropical environment. J. Urban
org/10.1016/j.buildenv.2010.10.017.
Environ. Eng. 10 (2), 177–185. https://doi.org/10.4090/juee.2016.v10n2.177185.
India Meteorological Department, 2019. India Meteorological Department. Retrieved
Shashua-Bar, L., Hoffman, M.E., 2000. Vegetation as a climatic component in the design
December 28, 2019, from http://www.imd.gov.in/Welcome To IMD/Welcome.php.
of an urban street an empirical model for predicting the cooling effect of urban green
Indraganti, M., 2010. Thermal Adaption and Impediments: Findings From a Field Study
areas with trees. Energy Build. 31. Retrieved from. www.elsevier.
in Hyderabad, India. Adapting to Change: New Thinking on Comfort Cumberland
comrlocaterenbuild.
Lodge, Windsor, UK (April), 9–11. HYDERABAD.
Shashua-Bar, Limor, Potchter, O., Bitan, A., Yaakov, Y., 2009. Microclimate modelling of
Jain, M., Pathak, K.K., 2019. Effect of Urban Morphology on Subtropical Humid
street tree species effects within the varied urban morphology in the Mediterranean
Microclimate: the Case of Bhopal, India, 3, pp. 2376–2382. https://doi.org/
city of Tel Aviv, Israel. Int. J. Climatol. 57 (March), 44–57. https://doi.org/10.1002/
10.35940/ijrte.C4661.098319.
joc.
Kántor, N., Unger, J., 2011. The most problematic variable in the course of human-
Shashua-Bar, L., Pearlmutter, D., Erell, E., 2011. The influence of trees and grass on
biometeorological comfort assessment - the mean radiant temperature. Cent. Eur. J.
outdoor thermal comfort in a hot-arid environment. Int. J. Climatol. 31 (10),
Geosci. https://doi.org/10.2478/s13533-011-0010-x.
1498–1506. https://doi.org/10.1002/joc.2177.
Kjelgren, R., Montague, T., 1998. Urban tree transpiration over turf and asphalt surfaces.
Sun, S., Xu, X., Lao, Z., Liu, W., Li, Z., Higueras García, E., et al., 2017. Evaluating the
Atmos. Environ. 32 (I), 35–41.
impact of urban green space and landscape design parameters on thermal comfort in
Kong, F., Sun, C., Liu, F., Yin, H., Jiang, F., Pu, Y., 2016. Energy-saving potential of
fragmented green spaces due to their temperature regulating ecosystem services in

12
V. Raman et al. Urban Forestry & Urban Greening 63 (2021) 127213

hot summer by numerical simulation. Build. Environ. 123 (July), 277–288. https:// Tripathi, P., 2019. Patna Hottest Place in Country | Patna News - Times of India.
doi.org/10.1016/j.buildenv.2017.07.010. Retrieved from. Times of India. https://timesofindia.indiatimes.com/c
Taleghani, M., Kleerekoper, L., Tenpierik, M., Van Den Dobbelsteen, A., 2015. Outdoor ity/patna/patna-hottest-place-in- country/articleshow/69816899.cms.
thermal comfort within five different urban forms in the Netherlands. Build. Environ. Tripathi, P.K., Singh, S., 2021. Flood Fear, After 38 Years. Retrieved April 7, 2021, from.
83, 65–78. https://doi.org/10.1016/j.buildenv.2014.03.014. https://web.archive.org/web/20151211013718if_/http://www.telegraphindia.com
Tan, C.L., Wong, N.H., Jusuf, S.K., 2013. Outdoor mean radiant temperature estimation /1130829/jsp/bihar/sto ry_17285754.jsp#.Vmoo2uj7RjF.
in the tropical urban environment. Build. Environ. 64, 118–129. https://doi.org/ Vailshery, L.S., Jaganmohan, M., Nagendra, H., 2013. Effect of street trees on
10.1016/j.buildenv.2013.03.012. microclimate and air pollution in a tropical city. Urban For. Urban Green. 12 (3),
Tan, Z., Lau, K.K.L., Ng, E., 2015. Urban tree design approaches for mitigating daytime 408–415. https://doi.org/10.1016/j.ufug.2013.03.002.
urban heat island effects in a high-density urban environment. Energy Build. 114, VDI, 1998. 3787, Part I : Environmental Meteorology, Methods for the Human
265–274. https://doi.org/10.1016/j.enbuild.2015.06.031. Biometeorological Evaluation of Climate and Air Quality for the Urban and Regional
Thakur, S., Tripathi, P.K., 2021. What If Chennai Happened in Patna. Retrieved April 7, Planning at Part I: Climate. Beuth, Berlin, p. 3787.
2021, from. https://web.archive.org/web/20161009181815if_/http://www. Zheng, S., Guldmann, J.M., Liu, Z., Zhao, L., 2018. Influence of trees on the outdoor
telegraphindia.com/1151228/jsp/frontpag e/story_60759.jsp#.V_qJ7ej7RjF. thermal environment in subtropical areas: An experimental study in Guangzhou,
China. Sustain. Cities Soc. 42 (March), 482–497. https://doi.org/10.1016/j.
scs.2018.07.025.

13

You might also like