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Electronics 12 02899
Electronics 12 02899
Electronics 12 02899
Article
A Formal Approach to the Extraction of Permittivity and
Permeability of Isotropic and Anisotropic Media Using the
TM11 Mode in Rectangular Waveguides
Waldemar Susek * , Andrzej Dukata and Patrycja Pomarańska
Electronic Department, Military University of Technology, 2 Kaliski St., 49, 00-908 Warsaw, Poland;
andrzej.dukata@wat.edu.pl (A.D.); patrycja.pomaranska@wat.edu.pl (P.P.)
* Correspondence: waldemar.susek@wat.edu.pl
Abstract: Based on our previous work on the propagation of electromagnetic waves in a layered
medium placed in a rectangular waveguide, we present the theory of using the TE10 and TM11 modes
to determine the complex parameters of isotropic and anisotropic media. The Nicolson–Ross–Weir
method was used. The cases of isotropic, uniaxial, and biaxial materials were considered. It has been
shown that the TM11 mode can be used to extract parameters of non-magnetic uniaxial anisotropy
media by a single measurement, without changing the sample position. This is not possible with the
previously used TE10 mode. It is also possible to use the TM11 mode to quickly determine whether a
material is isotropic or not. Experimental results are presented for some isotropic materials.
In the general case, the properties of the medium may depend on the direction; then,
such a medium is called anisotropic, and the permittivity tensor has nine components. One
can find eigenvalues and eigenvectors of the coordinate system in which this tensor can be
represented by a diagonal matrix. Normalized eigenvectors are unit vectors defining the
directions of the main axes of the crystallographic system. For three different eigenvalues,
such a medium is called biaxial. When two eigenvalues of the tensor are equal, such a
medium is called uniaxial. Similar considerations can be carried out for the permittivity
tensor µik (see our previous work [24]). If µik = δik , then we say that the medium is non-
magnetic and, in general, we are dealing only with electrical isotropy or anisotropy.
Many of the MMs realized so far are assumed to be biaxially or uniaxially anisotropic.
Some conventional materials, i.e., double-positive MM, are also anisotropic.
Based on [24] on the propagation of electromagnetic waves in a layered medium
placed in a rectangular waveguide, the theory of using TE10 and TM11 modes to determine
the complex parameters of anisotropic and isotropic media is presented. The Nicolson–
Ross–Weir method was used. The main aim of the work is to present the method. The cases
of isotropic, uniaxial, and biaxial materials were considered.
The second section of the paper presents the above-mentioned theoretical basis of
material parameter extraction in terms of the possibility of using the TM11 mode. To
facilitate the use of the formulas for specialists who are closer to the network description,
rather than the field description (see e.g., our work [24]), a graph of the signal flow for TE
and TM waves, and an anisotropic structure placed in a rectangular waveguide were used.
A similar approach was used by Nicolson and Ross [1] for TEM waves in a coaxial line.
Although the results for the anisotropic medium, when the main axes of the crystallographic
system are oriented parallel to the edges of the waveguide, are identical to those of [1] for
the isotropic medium, the physical basis is fundamentally different.
The third section contains a diagram of the proposed measuring system and its prac-
tical implementation. The advantage of this configuration is the constant position of the
sample in the waveguide. At the end of the chapter, the S-parameter measurements for
selected frequencies and the resulting calculations are presented. These results, for isotropic
media with known electromagnetic parameters, confirm the theoretical assumptions pre-
sented in the second section.
The fourth section presents the advantages of the method used, compared to traditional
methods using the TE10 (or TEM) mode.
2. Extraction Procedure
2.1. Description of the Configurations
Consider the anisotropic slab of thickness d placed inside a rectangular waveguide
with the cross-sectional dimensions a and b. The principal axes of the crystallographic
system and the Cartesian system are oriented parallel to the waveguide edges (Figure 1),
and the matrices of relative permeability ε and relative permittivity µ tensors of the medium
are diagonal:
εx 0 0 µx 0 0
[ε] = 0 ε y 0 [µ] = 0 µ y 0 (1)
0 0 εz 0 0 µz
Due to the possibility of using TM modes (in particular, the TM11 mode) for the
extraction of material parameters, it is convenient to distinguish two configurations: that
which TM waves can propagate (A), and that for which this does not occur (B).
The first case occurs when the medium is isotropic (εx = εy = εz = εr , µx = µy = µz = µr )
or uniaxially anisotropic with a special configuration of MUT (εx = εy 6= εz , µx = µy 6= µz ),
so-called transversely isotropic. In this case, TM and TE waves can propagate. For an
isotropic sample, two material parameters (εr , µr ) can be obtained, by using either the TE10
or TM11 modes. For the transversely isotropic configuration of MUT, it is possible to extract
all four material parameters (εx = εy , εz , µx = µy , µz ).
Electronics 2023, 12, 2899 3 of 15
Figure 2. Some examples of uniaxially anisotropic media: (a) a hexagonal crystal, (b) wood, (c) a
layered structure, (d) a honeycomb structure, (e) a woodpile structure.
First, we get Γ and P as a function of S11 and S21 . The Rosetta Stone of understanding
the problem is Figure 3, showing a network model of an air-filled rectangular waveguide
with a MUT placed. Based on this model, a graph of signal flow was plotted. Based on the
graph, the Mason’s rule formulas [25,26], used in the literature on the subject, are presented.
Electronics 2023, 12, 2899 4 of 15
and the propagation factor P (transmittance through the dielectric layer) as:
where kz = β − jα is the complex wavenumber, and β and α are the phase and attenua-
tions coefficient, respectively. Figure 4 shows a graph of the signal flow adequate to the
analyzed structure.
Figure 4. Signal-flow graphs of the air-filled waveguide with the dielectric layers.
Electronics 2023, 12, 2899 5 of 15
Based on this graph, the Mason rule [25,26] can be used to determine the transmittance
Tax-bx between the ax and bx nodes.
" #
j ( j)
∑ Ti 1 + ∑ (−1) ∑ Lk,i
i j k
T= ( j)
(4)
j
1 + ∑ (−1) ∑ Lk
j k
where
T—source-to-sink transmittance of the graph;
Ti —the ith forward-path transmittance between the initial and out nodes;
Lk (j) —the kth loop transmittance; j—of this kind, occurring in the graph;
Lk,i (j) —the kth loop transmittance not touching the ith path.
The transmittance between nodes a1 and b1 is the scattering matrix coefficient S11
(1 − P2 ) Γ
S11 = (6)
1 − Γ2 P2
In the same way, the formula for S21, which is the transmittance between nodes CS
and b2 , can be derived:
(1 + Γ1 )(1 + Γ2 ) Pk1 k2
S21 = TCS →b2 = (7)
1 − Γ22 P2
(1 − Γ2 ) P
S21 = (8)
1 − Γ2 P2
The scattering-matrix elements S11 and S21 are expressed by the electric field reflection
coefficient Γ and the propagation factor P, in the same form as for the isotropic medium.
The system of Equations (6) and (8) will remain unchanged if Γ is mutually replaced with
P, and S21 with S11 . Moreover, the sum and difference of S21 and S11 can be expressed in a
simple form:
P+Γ P−Γ
S21 + S11 = , S21 − S11 = . (9)
1 + ΓP 1 − ΓP
By eliminating P or Γ from the above equations, quadratic equations can be obtained:
where
2 − S2 + 1
S11 S2 − S11
2 +1
21
X1 = , X2 = 21 (11)
2S11 2S21
The solutions to the above equations are:
q q
Γ = X1 + X12 − 1, P = X2 + X22 − 1 (12)
or q q
Γ = X1 − X12 − 1, P = X2 − X22 − 1 (13)
Electronics 2023, 12, 2899 6 of 15
At this point, it is worth noting the ambiguity of the resulting pair of non-trivial
solutions (Γ, P). Firstly, a quadratic equation has two solutions. Secondly, in the domain of
complex numbers, the root in expressions (12) and (13) has two values.
This ambiguity is usually removed by adopting the solution for which |Γ| ≤ 1. It is
true for the passive medium. Once Γ is determined, P is found as (cf. e.g., refs.[3,8]):
The pairs (Γ, P) can be expressed in terms of the material parameters of the medium,
and have a different form depending on the considered waveguide mode. The method is
based on the use of two pairs of solutions, (ΓTE , PTE ) and (ΓTM , PTM ), determined in terms
S11 and S21 for TE and TM polarization, respectively. This enables their direct application
for the extraction of complex components of permittivity and permeability tensors.
For technical reasons, the frequency f TE(TM) used for the TE10 and TM11 modes may
be different. For instance, k0TE(TM) and λ0TE(TM) are wavenumbers and wavelengths in a
vacuum, respectively.
2π f TE 2π 2π f TM 2π
k0TE = = , k0TM = = (15)
c λ0TE c λ0TM
where c is the velocity of light in a vacuum. Let us introduce the relative sample thickness
dTE(TM) , and the transverse dimensions of the waveguide aTE(TM) and bTE(TM) :
d a b
dTE(TM) = , a = , b = (16)
λ0TE(TM) TE(TM) λ0TE(TM) TE(TM) λ0TE(TM)
Next, let us define the dimensionless relative wavenumbers Kz TE(TM) , and the relative
cut-off wavenumbers KTE(TM)
k zTE(TM)
KzTE(TM) = (17)
k0TE(TM)
k10 1
KTE = = (18)
k0TE 2aTE
s
1 2 1 2
k11 1
KTM = = + (19)
k0TM 2 aTM bTM
where k10 and k11 are the cut-off wavenumbers for the TE10 and TM11 modes, respectively.
The propagation factors PTE(TM) can be rewritten as
1 + ΓTE(TM)
zTE(TM) = . (22)
1 − ΓTE(TM)
Electronics 2023, 12, 2899 7 of 15
s
√ 1
KzTE = µx ε x 1− K2 (24)
ε x µz TE
q q
µx 1 2
εx 1− µ x ε z KTM
zTM = q . (25)
2
1 − KTM
s
√ 1
KzTM = µx ε x 1− K2 (26)
µ x ε z TM
We have obtained a system of four Equations (23)–(26), from which the complex
material parameters εx , εz , µx , and µz should be determined. Equations (23) and (24) can be
rewritten as: q
r
µx 1 − ε x1µz KTE
2
√ KzTE
= zTE q , µx ε x = q (27)
εx 1 − KTE 2 1 − ε x1µz KTE
2
µx √
r
z K
µx = µ x ε x = qTE zTE , (28)
εx 2
1 − KTE
√
µx ε x K
εx = q = qzTM (30)
µx 2
εx zTM 1 − KTM
Using (24) and (26) the remaining parameters, µz and εz can be expressed by µx and εx
2
µ x KTE
µz = 2
(31)
µ x ε x − KzTE
2
ε x KTM
εz = 2
(32)
µ x ε x − KzTM
Equation (32) shows that the TM11 mode is necessary to determine the parameter εz .
However, in the case of this mode and a non-magnetic medium (µx = µy = µz = 1), it is
enough to use (30) and (32) to uniquely determine εx and εz . This is not possible using the
TE10 mode.
Electronics 2023, 12, 2899 8 of 15
z K
µr = qTE zTE , (33)
2
1 − KTE
2
KzTE 2
+ KTE
εr = (34)
µr
or (30) and (32) for the TM11 mode
K
εr = qzTM (35)
2
zTM 1 − KTM
2
KzTM 2
+ KTM
µr = (36)
εr
None among (28), (30), (31), and (32) for uniaxial anisotropy, or (35) and (36) for
isotropy, has yet been reported in the scientific literature.
s
√ 1
KzTE = µx ε y 1− K2 (38)
ε y µz TE
√ KzTE
µx ε y = q (40)
1 2
1− ε y µz KTE
µx √ K
r
µx = µ x ε y = zTE q zTE (41)
εy 1 − K2 TE
2 2
ε y = KzTE + KTE (42)
Since the TM11 mode is disabled for biaxial anisotropy, this can be a simple test of its
existence or non-existence.
Electronics 2023, 12, 2899 9 of 15
Figure 6. A simulation structure containing a rectangular waveguide, together with a C-W adapter.
Electronics 2023, 12, 2899 10 of 15
Figure 7. Cross-section of the distribution of the electric field vector E in the rectangular waveguide.
Figure 8. Cross-section of the distribution of the magnetic field vector H in the rectangular waveguide.
The simulation results presented in Figures 7 and 8 confirm the excitation of the TM11
mode in the rectangular waveguide. The electric field E has the component along the
direction of wave propagation. On the other hand, the magnetic field H, at any point
in the waveguide space, is transverse to the direction of wave propagation. To ensure
the excitation of the TM11 mode with the longitudinal component of the electric field
vector, a radiator located in the middle of the front and rear walls of the waveguide was
used, as shown in Figures 6 and 9. Figure 10 shows the result of the simulation of the
waveguide-scattering matrix coefficients.
Figure 9. Dimensions (in mm) of the C-W adapter for the waveguide-supporting the TM11 mode.
Electronics 2023, 12, 2899 11 of 15
Figure 10. Simulation results of the scattering parameters S11 and S21 in an empty waveguide with
the TM11 mode.
A view of the waveguide structure is shown in Figure 12. This figure also shows the
result of the measurements of the parameters S11 and S21 of the waveguide structure with
Electronics 2023, 12, x FOR PEER REVIEW
the excited TM11 mode. The measurements S11 and S21 fully confirmed the simulation12 of 15
results of the TM11 mode C-W adapter.
(a) (b)
Figure12.
Figure 12.An An empty
emptywaveguide
waveguidesupporting
supportingthe
theTM
TMmode,
mode,(a)
(a)measured
measuredS-parameters
S-parametersdB[S
dB[S1111]] (red),
(red),
(b)dB[S
(b) dB[S21]
21]] (blue).
3.4.
3.4. Measurement
MeasurementResults
Results
Measurements
Measurements were made at
were made at two frequencies:fTEf TE
two frequencies: = 6=GHz
6 GHz
for for
TE10TE10 mode,
mode, and fand
TM =
f10.55
TM = 10.55 GHz for the TM
GHz for the TM11 mode. mode. In both cases, during the measurements, the tested
11 In both cases, during the measurements, the tested material
sample was in a rectangular waveguide, in which the type of C-W adapters was succes-
sively changed, depending on the analyzed mode. The measurements of the parameters
S11 and S21 of the waveguide structure with the sample placed in it were carried out using
a vector network analyzer (VNA). This is the most effective technique for measuring S-pa-
Electronics 2023, 12, 2899 12 of 15
material sample was in a rectangular waveguide, in which the type of C-W adapters
was successively changed, depending on the analyzed mode. The measurements of the
parameters S11 and S21 of the waveguide structure with the sample placed in it were
carried out using a vector network analyzer (VNA). This is the most effective technique for
measuring S-parameters. Using this instrument allowed us to measure S-parameters with
high accuracy in relation to previously calibrated measurement gates. Measurements were
made with a P9373B Streamline Vector Network Analyzer, 9 kHz to 14 GHz, 2-port. The
VNA calibration was performed using the N7553A Electronic Calibration Module (ECal),
DC-14 GHz, 2-port module that supports 3.5 mm 50 Ω connectors.
To reduce measurement errors, the procedure described in application note [27] was
used. This application note described the techniques of de-embedding S-parameter net-
works with a device under test. Using the error-correcting algorithms of the vector network
analyzer, the error coefficients can be modified, so that the process of de-embedding two
port networks can be performed directly on the analyser in real time. This allowed us to
use the de-embedding process, resulting in very accurate measurements.
Several isotropic and non-magnetic materials, whose electromagnetic parameters are
described in the scientific literature, were selected for the measurements. The follow-
ing materials were tested: PA-6 (Polyamide 6), FR4 (Epoxy Fiberglass Laminate), PVDF
(Polyvinylidene Fluoride), and PTFE (Polytetrafluoroethylene).
The properties of the materials confirmed in the literature are presented in Table 1.
Tables 2 and 3 shows the measurements of the S11 and S21 , and calculation results of
relative permittivity εr = ε0 − jε00 and relative permeability µr = µ0 − jµ00 for the TM11 and
TE10 modes, respectively.
Table 2. Measurements and calculation results for the TM11 mode (f TM = 10.55 GHz).
Measurements of the PA-6 sample for the TE10 and TM11 modes gave a consistent
result of relative permittivity ε0 = 3.23. Similar values of parameters of this material are
presented in [28]. For the remaining materials, there is an analogous agreement between
the measurement results obtained using the TE10 and TM11 modes. For the FR4 sample,
the obtained values were confirmed in [29,30], for the PVDF in [31,36], and for the PTFE
in [5,32–35].
Electronics 2023, 12, 2899 13 of 15
Table 3. Measurements and calculation results for the TE10 mode (f TE = 6 GHz).
4. Discussion
The comparison of measurements presented in Table 2 (the novel method) and Table 3
(the traditional method) confirms the validity of using the TM11 mode to extract the material
parameters µr and εr of the isotropic medium.
The proposed method of extracting material parameters using the TM11 mode has
several advantages over the traditional method using the TE10 mode.
• The first is due to the permittivity εr extraction resulting from (35). The traditional
method requires first the determination of permeability µr , from (33), and then εr , from
(34). The proposed method does not require the prior determination of permeability, so
it does not introduce an additional error. In broadband studies, a known disadvantage
of the NRW method is instability at frequencies corresponding to integer multiples of
one-half wavelength in the MUT. An effective and widely used method of eliminating
these instabilities is the iterative method, first described in [5]. This method applies
to non-magnetic materials, i.e., with µr = 1. Using the TM11 mode does not require
this assumption.
• When the medium is non-magnetic (which is a common case) and uniaxial, both
relative permittivity εx , and εz can be determined using the TM11 mode without
changing the position of the sample. This cannot be done with the TE11 mode, because
the latter does not has an electric field z-component.
• In turn, the use of the TM11 and TE10 modes allows us to determine all four parameters
of the uniaxial medium, without changing the position of the sample.
An experimental confirmation of the presented theoretical results for uniaxial anisotropic
materials will be the direction of further research.
The work fits into the broader context of verifying the properties of materials using various
methods of microwave measurements [37,38]. In a narrower context, it provides an alternative
to using TEM or the TE10 modes in transmission/reflection measurement techniques.
At this point, it is necessary to mention the work [39], where the method of extracting
the parameters of biaxial media in the rectangular waveguide, using the TM11 mode, is
presented. We questioned the theoretical basis of this work in comments [40] accepted for
publication. Quite simply, the TM11 mode is not propagated in the biaxial medium, as we
have stated in [24], and clearly indicated in this paper.
Author Contributions: Conceptualization, A.D. and W.S.; methodology, A.D.; validation, W.S., P.P.
and A.D.; formal analysis, W.S. and A.D.; investigation, P.P.; data curation, P.P.; writing—original
draft preparation, A.D.; writing—review and editing, W.S. and A.D.; visualization, A.D. and W.S.;
supervision, W.S. All authors have read and agreed to the published version of the manuscript.
Funding: This work was financed by Military University of Technology under Research Project
UGB 868.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
Electronics 2023, 12, 2899 14 of 15
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