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Continuum Mechanics for
Engineers
APPLIED AND COMPUTATIONAL MECHANICS
A Series of Textbooks and Reference Books
Founding Editor
J.N. Reddy
Karan S. Surana
G. Thomas Mase
Ronald E. Smelser
Jenn Stroud Rossmann
Fourth edition published 2020
by CRC Press
6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742
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Authors xi
Nomenclature xiii
1 Continuum Theory 1
1.1 Chapter Learning Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Continuum Mechanics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.3 Starting Over . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.4 Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2 Essential Mathematics 5
2.1 Chapter Learning Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.2 Scalars, Vectors and Cartesian Tensors . . . . . . . . . . . . . . . . . . . . . 6
2.3 Tensor Algebra in Symbolic Notation - Summation Convention . . . . . . 8
2.3.1 Kronecker Delta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.3.2 Permutation Symbol . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.3.3 ε - δ Identity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.3.4 Tensor/Vector Algebra . . . . . . . . . . . . . . . . . . . . . . . . . . 12
2.4 Indicial Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
2.5 Matrices and Determinants . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
2.6 Transformations of Cartesian Tensors . . . . . . . . . . . . . . . . . . . . . 26
2.7 Principal Values and Principal Directions of Symmetric Second-Order
Tensors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
2.8 Tensor Fields, Tensor Calculus . . . . . . . . . . . . . . . . . . . . . . . . . 38
2.9 Integral Theorems of Gauss and Stokes . . . . . . . . . . . . . . . . . . . . 43
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
3 Stress Principles 57
3.1 Chapter Learning Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
3.2 Body and Surface Forces, Mass Density . . . . . . . . . . . . . . . . . . . . 58
3.3 Cauchy Stress Principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
3.4 The Stress Tensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
3.5 Force and Moment Equilibrium; Stress Tensor Symmetry . . . . . . . . . . 66
3.6 Stress Transformation Laws . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
3.7 Principal Stresses; Principal Stress Directions . . . . . . . . . . . . . . . . . 71
3.8 Maximum and Minimum Stress Values . . . . . . . . . . . . . . . . . . . . 77
3.9 Mohr’s Circles For Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
3.10 Plane Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
3.11 Deviator and Spherical Stress States . . . . . . . . . . . . . . . . . . . . . . 87
3.12 Octahedral Shear Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
v
vi Contents
10 Plasticity 361
10.1 Chapter Learning Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
10.2 One-Dimensional Deformation . . . . . . . . . . . . . . . . . . . . . . . . . 362
10.3 Modeling Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
10.4 Yield Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 369
10.4.1 Tresca-Coulomb Yield Criterion . . . . . . . . . . . . . . . . . . . . 372
10.4.2 von Mises Yield Criterion . . . . . . . . . . . . . . . . . . . . . . . . 374
10.4.3 Kinematic Hardening Yield Criterion . . . . . . . . . . . . . . . . . 376
10.5 Plastic Flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 376
10.5.1 Tresca-Coulomb Yield Criterion . . . . . . . . . . . . . . . . . . . . 379
10.5.2 von Mises Yield Criterion . . . . . . . . . . . . . . . . . . . . . . . . 379
10.5.3 Kinematic Hardening Yield Criterion . . . . . . . . . . . . . . . . . 380
10.6 Plastic Modulus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
10.6.1 Isotropic Hardening . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
10.6.2 Kinematic Hardening . . . . . . . . . . . . . . . . . . . . . . . . . . 383
10.7 Elasto-Plastic Constitutive Equations . . . . . . . . . . . . . . . . . . . . . . 386
10.7.1 Prandtl-Reuss (J2 ) Elasto-Plastic Equations . . . . . . . . . . . . . . 388
10.7.2 Levy-Mises Flow Equations . . . . . . . . . . . . . . . . . . . . . . . 388
10.7.3 Perfectly Plastic Constitutive Behavior . . . . . . . . . . . . . . . . . 390
10.8 Deformation Theory of Plasticity . . . . . . . . . . . . . . . . . . . . . . . . 390
10.9 Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391
viii Contents
Index 427
Preface to the Fourth Edition
First, our thanks to all the users of the previous editions. We are grateful to the faculty
members who have taught from the text, the students who have learned from it, and
those who have found the book a valuable resource for independent study. We hope
that you will find that our updates, emendations, and additions to the text make it a
more valuable introduction to continuum mechanics. The changes made in this edition,
though substantial, did not change the basic concept of the book. We seek to provide
engineering students with a complete, concise introduction to continuum mechanics that
is not intimidating. We have prioritized the accessibility of the text, and emphasized the
relevance of continuum mechanics concepts and mathematics in engineering applications.
Additional discussions and examples particularly highlight applications in the fields of
materials science and bioengineering.
This text has grown from our course notes and problems used to teach the topic to
senior undergraduate or first year graduate students. New in the fourth edition is a list
of the learning outcomes associated with each chapter. To the previous editions’ coverage
of linear elasticity, nonlinear elasticity, and viscoelasticity, we have added discussions
of plasticity and applications of all types of material behavior. We have enhanced and
expanded our explanations of theory where appropriate, and we have added several new
worked examples and end-of-chapter problems to the fourth edition.
One of the things that students find challenging in continuum mechanics and sub-
sequent topics is notation. In the third edition, we had made some changes in nota-
tion making the book more consistent with modern continuum mechanics literature; the
fourth edition maintains the notation of the third, and has been revised to ensure the
book is also self-consistent. Our goal of accessibility informs the text’s organization as
well as content. The extension, torsion, pure bending and flexure subsections provide a
robust foundation for posing and solving basic elasticity problems. We have also added
examples of the application of continuum mechanics to biological materials in light of
their importance.
The student who masters the material here should have the mechanics foundation nec-
essary to be a skilled, thoughtful user of modern computational tools that incorporate
nonlinear kinematics and a range of constitutive relationships. We include some descrip-
tions and examples of writing software to solve complex problems. As has been true
since the first edition, this text is designed as an introduction, providing necessary back-
ground in continuum theory that will prepare early graduate or advanced undergraduate
students for further study. We include References that will build on these fundamen-
tals: advanced texts, mathematically detailed discussions, and applications of continuum
mechanics.
We express our deep gratitude to Rebecca Brannon, of the University of Utah, whose
close reading of the third edition helped guide our efforts in developing the fourth. We
also appreciate the contributions of Ever Barbero of West Virginia University and Luciano
Demasi of San Diego State University. We thank Jonathan Plant and CRC Press, and
Toby Rossmann. Previous editions of this text were strengthened by the contributions of
Ryan Miller, Nicholai Volkoff-Shoemaker, Peter Brennen, Roger Sharpe, John Wildharbor,
ix
x Preface to the Fourth Edition
Kevin Ng, and Jason Luther; Morteza M. Mehrabadi of Tulane University and Charles
Davis of Kettering University; and Sheri Burton. This project originated in the teaching
of George E. Mase, and we remain grateful for his inspiration and insight. Our greatest
thanks go to our families for their patience and support.
G. Thomas Mase
San Luis Obispo, California, USA
Ronald E. Smelser
Charlotte, North Carolina, USA
Ronald E. Smelser, Ph.D., P.E. is Professor and Senior Associate Dean for Academic
Affairs in The William States Lee College of Engineering at the University of North Car-
olina at Charlotte. Dr. Smelser received his B.S.M.E. from the University of Cincinnati
in 1971, a S.M.M.E. from MIT in 1972, and his Ph.D. in mechanical engineering from
Carnegie Mellon University in 1978. His industrial experience includes work at the United
States Steel Research Laboratory, the Alcoa Technical Center, and Concurrent Technolo-
gies Corporation. Dr. Smelser served as a full-time or adjunct faculty member at the
University of Pittsburgh, Carnegie Mellon University, and the University of Idaho, and
was a visiting research scientist at Colorado State University. Dr. Smelser is a member of
the American Academy of Mechanics, the American Society for Engineering Education,
Pi Tau Sigma, Sigma Xi, and Tau Beta Pi. He is also a member and Fellow of the Ameri-
can Society of Mechanical Engineers. Dr. Smelser’s research interests are in the areas of
process modeling including rolling, casting, drawing and extrusion of single and multi-
phase materials, the micromechanics of material behavior and the inclusion of material
structure into process models, and the failure of materials.
xi
xii Authors
^i
e Unit vectors along coordinate axes
^IA Unit vectors along coordinate axes in refer-
ence configuration
I Identity matrix
xiii
xiv Nomenclature
ρ Density
^ or ni
n Unit normal in current configuration
^ or NA
N Unit normal in reference configuration
n)
(^
t(^n) or ti Traction vector
IB , IIB , IIIB , or
Invariants of left deformation tensor
I1 , I2 , I3
W Strain energy per unit volume or strain
energy density
eN
^
^ direction
Normal strain in the N
ω or ωj Rotation vector
ΛN
^ = dx/dX
^
Stretch ratio or stretch in the direction of N
J = det F Jacobian
θ Temperature or angle
ζ Free enthalpy
χ Enthalpy
G or µ Shear modulus
K Bulk modulus
ν Poisson’s ratio
λ, µ Lamé constants
λ∗ , µ ∗ Viscosity coefficients
1
2 Continuum Mechanics for Engineers
themes into which the topics of continuum mechanics are divided. In the first, emphasis
is on the derivation of fundamental equations which are valid for all continuous media.
These equations are based upon universal laws of physics such as the conservation of
mass, the principles of energy and momentum, etc. In the second, the focus of attention
is on the development of the constitutive equations characterizing the behavior of specific
idealized materials; the perfectly elastic solid and the viscous fluid being the best known
examples. These equations provide the focal points around which studies in elasticity,
plasticity, viscoelasticity and fluid mechanics proceed.
Mathematically, the fundamental equations of continuum mechanics mentioned above
may be developed in two separate but essentially equivalent formulations. One, the
integral, or global form, derives from a consideration of the basic principles being applied
to a finite volume of the material. The other, a differential, or field approach, leads to
equations resulting from the basic principles being applied to a very small (infinitesimal)
element of volume. In practice, it is often useful and convenient to deduce the field
equations from their global counterparts.
As a result of the continuum assumption, field quantities such as density and velocity
which reflect the mechanical or kinematic properties of continuum bodies are expressed
mathematically as continuous functions, or at least piecewise continuous functions, of
the space and time variables. Moreover, such functions are sufficiently smooth that their
derivatives will be continuous as well.
Inasmuch as this is an introductory textbook, we shall make two further assumptions
on the materials we discuss in addition to the principal one of continuity. First, we require
the materials to be homogeneous, that is to have identical properties at all locations. And
secondly, that the materials be isotropic with respect to certain mechanical properties,
meaning that those properties are the same in all directions at a given point. Later,
we will relax this isotropy restriction to discuss briefly anisotropic materials which have
important meaning in the study of composite materials.
a description for conservation of linear and angular momentum. Taking the time rate of
change of these quantities is really no different from what was done in an undergraduate
course in dynamics. Just as in dynamics courses, a description of the energy equation will
be examined. Rather than study only rigid bodies as done in undergraduate statics and
dynamics, deformation is allowed. This requires defining stress and strain that were first
introduced in a mechanics of solids class. Stress and strain are tensors which are an order
more complex than vectors. When looking at strain and the resulting stress one needs to
have a material model. At the undergraduate level students have studied linear elastic,
fluid and gas behavior. But the topics generally are taught in separate courses, and often
the common, underlying theory is not noticed. Also, the methods used to determine
the relationship between stress and strain, and the full spectrum of possible constitutive
relationships, are not considered.
So continuum mechanics is not a new topic. Rather it is a chance to start over and put all
that was studied previously under a single umbrella. A course in continuum mechanics
is a chance to synthesize what was learned during an undergraduate education into a
coherent structure, revealing the connections among seemingly distinct fields of study.
One of the challenges of doing this is developing a common notation, but no new physics
is presented. Continuum mechanics is just the process of confirming the foundation for
all that was done in undergraduate studies.
1.4 Notation
Building a theoretical foundation for the study of continuum mechanics creates notational
difficulties. This is especially true for the student just learning continuum mechanics. In
the pages that follow there are many different symbols used for all the quantities of inter-
est. There are more symbols than a student experiences as an undergraduate because
a general, nonlinear theory is being contructed. For instance, consider stress. There
are different measures of stress that are indistinguishable in the linear theory: Cauchy,
first Piola-Kirchhoff, and second Piola-Kirchhoff. In addition, von Mises and octahedral
stresses are defined to help analyze yield and failure theory. Finally, it is often advanta-
geous to subdivide stress into deviatoric and spherical parts because of the different role
the two have in deformed bodies.
With all these quantities it is hard to come up with unique symbols for each of them.
Often, one symbol is very similar to another symbol, and the context is necessary to fully
understand the meaning. This is one of the things that makes continuum mechanics
difficult for the beginner.
Finally, as students continue beyond this course, they encounter the disheartening real-
ity that not everybody uses the same notation. Often notational marks will have to be
made in margins when reading the literature. The reason there is not a single notation
comes from the fact that people were not flying in airplanes to technical conferences when
this material was being developed. For example, the governing laws set down by Newton
in the 1687 Principia could not be expressed in integral form by Euler in 1776 without the
intervening development of calculus – accomplished independently, and using distinct
notation, by both Newton and Leibniz. And the concept of stress, central to continuum
mechanics, was developed over a century by several thinkers working in various contexts,
from hydraulics to structural beams to the military applications that concerned Cauchy.
4 Continuum Mechanics for Engineers
Even within a single author’s works spanning a decade the notation can change. For
example, Table 1.1 1 shows some historical notation for stress.
TABLE 1.1
Historical notation for stress.
Naghdi, Eringen, Clebsch, Truesdell t11 t22 t33 t12 t23 t31
Cauchy (early work) ABCDEF
Cauchy (later work), St. Venant, Maxwell pxx pyy pzz pxy pyz pzx
F. Neumann, Kirchhoff, Love Xx Yy Zz Xy Yz Zx
Green and Zerna, Russian and German writers τ11 τ22 τ33 τ12 τ23 τ31
Karman, Timoshenko σx σy σz τxy τyz τzx
Some English and American writers σ11 σ22 σ33 σ12 σ23 σ31
σxx σyy σzz σxy σyz σzx
1 Adapted from Nonlinear Theory of Continuous Media, A. Cemal Eringen, McGraw-Hill Inc., (1962)
2
Essential Mathematics
• Apply the del operator, appreciate its mathematical and physical significance, and
use it in the integral theorems of Gauss and Stokes
Learning a discipline’s language is the first step a student takes toward becoming com-
petent in that discipline. The language of continuum mechanics is the algebra and calcu-
lus of tensors. Here, tensor is the generic name for those mathematical entities which are
used to represent the important physical quantities of continuum mechanics. A tensor is
a linear transformation that assigns any vector v to another vector T · v such that
T · (v + w) = T v + T w , (2.1a)
and
T · (αv) = αT · v (2.1b)
for all v and w. Furthermore, the sum of two tensors and the scalar multiple of a tensor
is defined by
(T + S) · v = T · v + S · v , (2.1c)
and
(αT ) · v = α (T · v) . (2.1d)
Because of these properties, tensors constitute a vector space.
Tensors have a most useful property in the way that they transform from one basis
(reference frame) to another. Having defined the tensor with respect to one reference
frame, it is possible to write the tensor quantity (components) in any reference frame.
For example, we can define stress in principal and non-principal components. Both are
representations of the same stress tensor even though the individual components may
be different. As long as the relationship between the reference frames is known, the
components with respect to one frame may be found from the other.
5
6 Continuum Mechanics for Engineers
Only that category of tensors known as Cartesian tensors is used in this text, and defini-
tions of these will be given in the pages that follow. General tensor notation is presented
in Appendix A for completeness, but it is not necessary for the main text. The tensor
equations used to develop the fundamental theory of continuum mechanics may be writ-
ten in either of two distinct notations; the symbolic notation, or the indicial notation. We shall
make use of both notations, employing whichever is more convenient for the derivation
or analysis at hand but taking care to establish the inter-relationships between the two.
We have made an effort to emphasize indicial notation in most of the text; an introductory
course must teach indicial notation to the student who may have little prior exposure to
the topic.
a
a+b b
-b
a a+(-b)
FIGURE 2.1
Addition (a) and subtraction of vectors a and b independent of coordinate system.
(b) v – velocity
(c) a – acceleration
(d) e
^1 – base vector in x1 direction
X
3
^1 + v2 e
v = v1 e ^2 + v3 e
^3 = ^i .
vi e (2.2)
i=1
This vector and its coordinate components are pictured in Fig. 2.2(b). For the symbolic
description, vectors will usually be given by lower-case Latin letters in bold-faced print,
with the vector magnitude denoted by the same letter. Thus v is the magnitude of v.
A notational device called the summation convention will greatly simplify the writing of
the equations of continuum mechanics. Stated briefly, we agree that whenever a subscript
appears exactly twice in a given term, that subscript will take on the values 1, 2, 3 suc-
cessively, and the resulting terms summed. For example, using this scheme, we may now
write Eq 2.2 in the simple form
^i ,
v = vi e (2.3)
Essential Mathematics 9
x3 x3
v3
^3
e v
x2
O
^2
e v2
O
^1
e v1 x2
x1
x1
(a) Unit vectors in the coordinate directions x1 , (b) Rectangular Cartesian components of the
x2 and x3 . vector v.
FIGURE 2.2
Base vectors and components of a Cartesian vector.
P
and delete the summation symbol . For Cartesian tensors, only subscripts are required
on the components; for general non-orthogonal bases both subscripts and superscripts are
used (see the discussion in Appendix A). The summed subscripts are called dummy indices
since it is immaterial which particular letter is used. Thus vi e
^i is equivalent to vj e
^j , or to
^k , when the summation convention is used. A word of caution, however; no subscript
vk e
may appear more than twice in a singe term. But as we shall soon see, more than one
pair of dummy indices may appear in a given expression that is the summation of terms
(see Example 2.2). Note also that the summation convention may involve subscripts from
both the unit vectors and the scalar coefficients.
Example 2.1
(a) ui vi wj e
^j (b) tij vj e
^j (c) tii vj e
^j
Solution
(a) Summing first on i, and then on j
^j = (u1 v1 + u2 v2 + u3 v3 )(w1 e
ui vi wj e ^1 + w2 e
^2 + w3 e
^3 )
^i
tij vj e ^1 + t2j vj e
= t1j vj e ^2 + t3j vj e
^3
= (t11 v1 + t12 v2 + t13 v3 ) e^1 + (t21 v1 + t22 v2 + t23 v3 ) e
^2
+ (t31 v1 + t32 v2 + t33 v3 ) e ^3
10 Continuum Mechanics for Engineers
Note the similarity between (a) and (c). Also note the same results would be
obtained by summing first on j then on i.
With the above background in place it is now possible, using symbolic notation, to
present many useful definitions from vector/tensor algebra. There are two symbols
needed prior to writing out all of the vector and tensor algebra. These two symbols are the
Kronecker delta and the permutation symbol. Additionally, there are several useful rela-
tionships between the Kronecker delta and permutation symbol that are used throughout
continuum mechanics. The following three subsections introduce the Kronecker delta,
the permutation symbol, and their relationships. Following that, vector/tensor algebra is
presented.
The Kronecker delta is similar to the identity matrix, so the reader should quickly
embrace this new but familiar entity. On the other hand, the permutation symbol is a
little more abstract than the Kronecker delta since it cannot be represented by a matrix.
In subsequent chapters the Kronecker delta and the permutation symbol play integral
roles in describing how forces are carried by continuum bodies and how the position of
a particle is described.
^i · e
e ^j = δij (i, j = 1, 2, 3) . (2.4)
Also, note that by the summation convention
^j = δi1 e
δij e ^1 + δi2 e
^2 + δi3 e
^3 .
But for a given value of i in this equation, only one of the Kronecker deltas on the right-
hand side is nonzero, and it has the value one. Therefore,
Essential Mathematics 11
^j = e
δij e ^i ,
and the Kronecker delta in δij e^j causes the summed subscript j of e ^j to be replaced by
i reducing the expression to simply ei . This is often called the ”delta substitution” rule
^
for the Kronecker delta. In fact, the Kronecker delta is sometimes called the ”substitution
operator” because for any vector v,
vi δij = vj .
1 if numerical values of ijk appear as in the sequence 123123123
εijk = −1 if numerical values of ijk appear as in the sequence 321321321
0 if numerical values of ijk appear in any other sequence
(2.5)
we may express the cross products of the base vectors (i=1,2,3) by the use of Eq 2.5 as
^i × e
e ^j = εijk e
^k (i, j, k = 1, 2, 3) . (2.6)
Also, note from its definition that the interchange of any two subscripts in εijk causes a
sign change so that for example,
2.3.3 ε - δ Identity
The product of permutation symbols εmiq εjkq may be expressed in terms of Kronecker
deltas by the ε - δ identity
as may be proven by direct expansion (see Problem 2.17). This is a most important for-
mula used throughout this text and is well worth memorizing. Also, by the sign-change
property of εijk ,
εmiq εjkq = εmiq εqjk = εqmi εqjk = εqmi εjkq .
^i = (ui + vi ) e
wi e ^i , (2.8)
where the components simply add together.
Vector multiplication can take one of several forms. The specific form depends on the
type of entity multiplying the vector. For now, two forms of vector multiplication can be
defined in symbolic form. Multiplication of a vector by a scalar is written as
^i ,
λv = λvi e (2.9)
and the dot (scalar) product between of two vectors is
u · v = v · u = uv cos θ (2.10)
where θ is the angle between the two vectors when drawn from a common origin.
From the definition of δij and its substitution property the dot product u · v may be
written as
u · v = ui e
^i · vj e ^i · e
^j = ui vj e ^j = ui vj δij = ui vi . (2.11)
Note that scalar components pass through the dot product since it is a vector operator.
The vector cross (vector) product of two vectors is defined by
u × v = −v × u = (uv sin θ) e
^
where θ, is the angle between the two vectors when drawn from a common origin, and
where e^ is a unit vector perpendicular to their plane such that a right-handed rotation
about e
^ through the angle θ carries u into v .
The vector cross product may be written in terms of the permutation symbol (Eq 2.5) as
follows:
u × v = ui e
^i × vj e ei × e
^j = ui vj (^ ^j ) = εijk ui vj e
^k . (2.12)
Again, notice how the scalar components pass through the vector cross product operator.
There are a couple of useful ways three vectors can be multiplied. The triple scalar
product (box product) is
u · (v × w) = (u × v) · w = [u, v, w] ,
or
[u, v, w] ^i · (vj e
= ui e ^j × wk e
^k ) = ui e^i · εjkq vj wk e
^q , (2.13)
= εjkq ui vj wk δiq = εijk ui vj wk
where in the final step we have used both the substitution property of δiq and the sign-
change property of εijk . The triple cross product is similar to the triple scalar product
u × (v × w) ^i × (vj e
= ui e ^j × wk e ^i × (εjkq vj wk e
^k ) = ui e ^q ) (2.14)
^m = εmiq εjkq ui vj wk e
= εiqm εjkq ui vj wk e ^m
u × (v × w) ^m
= (δmj δik − δmk δij ) ui vj wk e (2.15)
= (ui vm wi − ui vi wm ) e^m = ui wi vm e
^m − ui vi wm e
^m .
Essential Mathematics 13
u × (v × w) = (u · w) v − (u · v) w
known as Lagrange’s identity.
In addition to the common vector products above, two vectors can be multiplied together
to yield a tensor. The tensor product of two vectors creates a dyad
^i vj e
uv = ui e ^j = ui vj e
^i e
^j (2.16)
^i e
u i vj e ^j = u1 vj e
^1 e
^j + u2 vj e
^2 e
^j + u3 vj e
^3 e
^j ,
^i e
ui vj e ^j = u 1 v1 e^1 e
^1 + u1 v2 e ^1 e
^2 + u1 v3 e ^1 e
^3
^ ^ ^ ^ ^ ^
+ u 2 v 1 e2 e1 + u 2 v 2 e2 e2 + u 2 v 3 e2 e3 (2.17)
+ u 3 v1 e^3 e
^1 + u3 v2 e ^3 e
^2 + u3 v3 e ^3 e
^3 .
This nine-term sum is called the nonion form of the dyad, uv. A sum of dyads such as
u1 v1 + u2 v2 + · · · + uN vN (2.18)
is called a dyadic.
A common, alternative notation frequently used for the dyad product is
a ⊗ b = ai e
^i ⊗ bj e ^i ⊗ e
^j = ai bj e ^j (2.19)
and when this notation is used, the term tensor product is preferred over dyad, despite
their equivalence. The tensor product of vectors a and b is defined by how a ⊗ b maps
all vectors u:
(a ⊗ b) u = a (b · u) . (2.20)
If one takes vectors a, b and u to be vectors from a Euclidian 3-space, the expanded form
for the tensor product may be written as
a1
(a ⊗ b) u = a (b · u) = a2 (b1 u1 + b2 u2 + b3 u3 )
a3
a1 b1 u1 + a1 b2 u2 + a1 b3 u3
= a2 b1 u1 + a2 b2 u2 + a2 b3 u3
a3 b1 u1 + a3 b2 u2 + a3 b3 u3
(2.21)
a1 b1 a1 b2 a1 b3 u1
= a2 b1 a2 b2 a2 b3 u2
a3 b1 a3 b2 a3 b3 u3
a1 h i u1
= a2 b1 b2 b3 u2 .
a3 u3
14 Continuum Mechanics for Engineers
The last line of Eq 2.21 shows the matrix representaion of the tensor product which is
sometimes called the outer product. Contrast this matrix outer product form to the inner
product given by
h i b1
a · b = a1 a2 a3 b2 = a1 b1 + a2 b2 + a3 b3 .
b3
The equivalence of the tensor product and the dyad product for two vectors is demon-
strated by the second line of Eq 2.21. Both notations will be used in the book.
A dyad can be multiplied by a vector giving a vector-dyad product:
1. u · (vw) = ui e
^i · (vj e
^j wk e
^k ) = ui vi wk e
^k (2.22)
2. (uv) · w = (ui e ^j ) · wk e
^i vj e ^k = ui vj wj e
^i (2.23)
3. u × (vw) = (ui e
^i × vj e
^j ) wk e
^k = εijq ui vj wk e
^q e
^k (2.24)
4. (uv) × w = ui e ^j × wk e
^i (vj e ^k ) = εjkq ui vj wk e
^i e
^q (2.25)
(Note that in products 3 and 4 the order of the base vectors e
^i is important.)
Dyads can be multiplied by each other to yield another dyad
(uv) · (ws) = ui e ^j · wk e
^i (vj e ^k ) sq e
^q = ui vj wj sq e
^i e
^q . (2.26)
Vectors can be multiplied by a tensor to give a vector. The reduction in the order of the
tensor is why the “dot” is used in symbolic notation.
1. v · T = vi e
^i · tjk e
^j e
^k = vi tjk δij e
^k = vi tik e
^k (2.27)
2. T · v = tij e ^j · vk e
^i e ^k = tij e
^i δjk vk = tij vj e
^i (2.28)
(Note that these products are sometimes written, less precisely, as vT and T v.)
Finally, two tensors can be multiplied resulting in a tensor
T · S = tij e ^j · spq e
^i e ^p e
^q = tij spq δjp e
^i e
^q = tij sjq e
^i e
^q . (2.29)
Example 2.2
Solution
^i , the given vector v is expressed by the equation
In terms of the base vectors e
^i · nj e
v = (ai e ^j ) nk e ^i × (aj e
^k + ni e ^j × nk e
^k ) .
We note here that indices i, j, and k appear four times in this line; however, the
summation convention has not been violated. Terms that are separated by a plus
Essential Mathematics 15
or a minus sign are considered different terms each having summation convention
rules applicable within them. Vectors joined by a dot or cross product are not
distinct terms, and the summation convention must be adhered to in that case.
Carrying out the indicated multiplications, we see that
Since a must equal v, this example demonstrates that the vector v may be
resolved into a component (v · n ^) n
^ in the direction of n ^ , and a component
^ × (v × n
n ^ ) perpendicular to n
^ . This result is the projection theorem for vectors.
Example 2.3
Using Eq 2.7 show that (a) εmkq εjkq = 2δmj and that (b) εjkq εjkq = 6. (Recall
that δkk = 3 and δmk δkj = δmj .)
Solution
(a) Write out Eq 2.7a with index i replaced by k and use the Kronecker substi-
tution property to get
(b) Start with the first equation in Part (a) and replace the index m with j,
giving
Example 2.4
Solution
w=u+v or ^i = (ui + vi ) e
wi e ^i
2. Multiplication:
u · v = v · u = uv cos θ = ui vi
u × v = −v × u = (uv sin θ) e ^k
^ = εijk ui vj e
[u, v, w] ^i · (vj e
= ui e ^j × wk e
^k ) = ui e^i · εjkq vj wk e
^q
= εjkq ui vj wk δiq = εijk ui vj wk
u × (v × w) ^i × (vj e
= ui e ^j × wk e ^i × (εjkq vj wk e
^k ) = ui e ^q )
^m = εmiq εjkq ui vj wk e
= εiqm εjkq ui vj wk e ^m
^i vj e
uv = ui e ^j = ui vj e
^i e ^i ⊗ vj e
^j = ui e ^i ⊗ e
^j = ui vj e ^j
Essential Mathematics 17
1. u · (vw) = ui e
^i · (vj e
^j wk e
^k ) = ui vi wk e
^k
2. (uv) · w = (ui e ^j ) · wk e
^i vj e ^k = ui vj wj e
^i
3. u × (vw) = (ui e
^i × vj e
^j ) wk e
^k = εijq ui vj wk e
^q e
^k
4. (uv) × w = ui e ^j × wk e
^i (vj e ^k ) = εjkq ui vj wk e
^i e
^q
1. v · T = vi e
^i · tjk e
^j e
^k = vi tjk δij e
^k = vi tik e
^k
2. T · v = tij e ^j · vk e
^i e ^k = tij e
^i δjk vk = tij vj e
^i
TABLE 2.1
Indicial form for a variety of tensor quantities
λ = scalar (zeroth-order tensor) λ
vi = vector (first-order tensor) v, or equivalently, its 3 components
ui vj = dyad (second-order tensor) uv, or its 9 components
tij = dyadic (second-order tensor) T , or its 9 components
Qijk = triadic (third-order tensor) Q, or its 27 components
Cijkm = tetradic (forth-order tensor) C, or its 81 components
1. “free” indices, which are represented by letters that occur only once in a given term,
2. “summed,” or “dummy” indices which are represented by letters that appear only
twice in a given term.
Furthermore, every term in a valid equation must have the same letter subscripts for the
free indices. No letter subscript may appear more than twice in any given term.
Mathematical operations among tensors are readily carried out using the indicial nota-
tion. Thus addition (and subtraction) among tensors of equal rank follows according to
the typical equations; ui +vi −wi = si for vectors, and tij −vij +sij = qij for second-order
tensors. Multiplication of two tensors to produce an outer tensor product is accomplished
by simply setting down the tensor symbols side by side with no dummy indices appear-
ing in the expression. As a typical example, the outer product of the vector vi and tensor
tjk is the third-order tensor vi tjk . Contraction is the process of setting equal to one another
any two indices of a tensor term. The result of contracting an outer tensor product by one
or more contractions involving indices from separate tensors is still a tensor. We note that
the rank of a given tensor is reduced by two for each contraction. Some outer products,
when contracted, form well-known products as listed in Table 2.2.
TABLE 2.2
Forms for tensor products.
Outer Products: Contraction(s): Contracted Results:
ui vj i=j ui vi (vector dot product)
εijk uq vm j = q, k = m εijk uj vk (vector cross product)
εijk uq vm wn i = q, j = m, k = n εijk ui vj wk (box product)
Aij Brs i = r, j = s Aij Bij (tensor inner product)
Aij Brs j=r Aij Bjs (tensor multiplication)
A tensor is symmetric in any two indices if interchange of those indices leaves the tensor
value unchanged. For example, if sij = sji and cijm = cjim , both of these tensors are said
to be symmetric in the indices i and j. A tensor is anti-symmetric (or skew-symmetric) in
Essential Mathematics 19
any two indices if interchange of those indices causes a sign change in the value of the
tensor. Thus if aij = −aji , it is anti-symmetric in i and j. Also, recall that by definition,
εijk = −εjik = εjki , etc., and hence the permutation symbol is anti-symmetric in all
indices.
Example 2.5
Show that the inner product sij aij of a symmetric tensor sij = sji , and an
anti-symmetric tensor aij = −aji is zero.
Solution
By definition of symmetric tensor sij and skew-symmetric tensor aij , we have
One of the most important advantages of the indicial notation is the compactness it
provides in expressing equations in three dimensions. A brief listing of typical equations
of continuum mechanics is presented below to illustrate this feature.
Example 2.6
Solution
By summing first on j and then on k and then omitting the zero terms, we find
that
Therefore,
v1 = ε123 w23 + ε132 w32 = w23 − w32 ,
v2 = ε213 w13 + ε231 w31 = w31 − w13 ,
v3 = ε312 w12 + ε321 w21 = w12 − w21 .
Note that if the tensor wjk were symmetric, the vector vi would be a null (zero)
vector.
20 Continuum Mechanics for Engineers
1
ωi = − εijk wjk . (2.30)
2
It is a straightforward exercise in indicial manipulation to find the inverse of Eq 2.30. We
can write wjk in terms of ωi as follows:
where Eq 2.7a and the skew–symmetric property of wij were used. Note that W · u =
ω × u for any vector u. In this case, ω is called the axial vector of the tensor W.
Example 2.7
Show that the square matrix A can be expressed as the sum of a symmetric
and a skew-symmetric matrix by the decomposition
A + AT A − AT
A= + .
2 2
Solution
Let the decomposition be written as A = B + C where B = 1
A + AT and
2
C = 12 A − AT . Then writing B and C in element form,
Multiplication of the matrix A by the scalar λ results in the matrix λA, or [λAij ] =
λ [Aij ]. The product of two matrices A and B, denoted by AB, is defined only if the
matrices are conformable, that is, if the prefactor matrix A has the same number of columns
as the postfactor matrix B has rows. Thus the product of an M × Q matrix multiplied by
a Q × N matrix is an M × N matrix. The product matrix C = AB has elements given by
in which k is, of course, a summed index. Therefore each element Cij of the product
matrix is an inner product of the ith row of the prefactor matrix with the jth column of
the postfactor matrix. In general, matrix multiplication is not commutative, AB 6= BA,
but the associative and distributive laws of multiplication do hold for matrices. The
22 Continuum Mechanics for Engineers
product of a matrix with itself is the square of the matrix, and is written AA = A2 .
Likewise the cube of the matrix is AAA = A3 , and in general, matrix products obey the
exponent rule
Am An = An Am = Am+n (2.35)
where m and n are positive integers, or zero. Also, we note that
n
(An )T = AT , (2.36)
and if BB = A then
√ 1
B= A = A2 (2.37)
but the square root is not unique.
Example 2.8
Hence (AB)T = BT AT . Note that exchanging the order ATki BTjk = BTjk ATki
is not necessary when using indicial notation. It is done for clarity. In direct
or matrix notation the order of the terms is critical.
(c) Let IB = C, then in element form
The determinant of the matrix A is a scalar designated by either det A, or by |Aij |, and
for a 3 × 3 matrix A,
A minor of det A is another determinant |Mij | formed by deleting the ith row and jth
column of |Aij |. The cofactor of the element Aij (sometimes referred to as the signed minor)
is defined by
(c)
Aij = (−1)i+j |Mij | (2.39)
where superscript (c) denotes cofactor of matrix A.
Evaluation of a determinant may be carried out by a standard method called expansion
by cofactors. In this method, any row (or column) of the determinant is chosen, and each
element in that row (or column) is multiplied by its cofactor. The sum of these products
gives the value of the determinant. For example, expansion of the determinant of Eq 2.38
by the first row becomes
det A = A11 (A22 A33 − A23 A32 ) − A12 (A21 A33 − A23 A31 ) (2.41)
+A13 (A21 A32 − A22 A31 ) .
det A = εijk Ai1 Aj2 Ak3 = εijk A1i A2j A3k . (2.42)
Furthermore, following an arbitrary number of column interchanges with the accompa-
nying sign change of the determinant for each, it can be shown from the first form of
Eq 2.42 that (see Prob 2.16):
or
[Au, Av, Aw]
det A = . (2.44)
[u, v, w]
Example 2.9
Solution
Let C = AB, then Cij = Aik Bkj and from Eq 2.42
Example 2.10
Solution
Since
A∗
A−1 = (2.47)
det A
which is actually a working formula by which an inverse matrix may be calculated. This
formula shows that the inverse matrix exists only if det A 6= 0, i.e., only if the matrix A is
non-singular. For example, a 3 × 3 skew-symmetric matrix has no inverse.
Example 2.11
Solution
(a) By pre-multiplying the matrix product AB by B−1 A−1 , we have
(using Eq 2.45),
An orthogonal matrix, call it Q, is a square matrix for which Q−1 = QT . From this
definition we note that a symmetric orthogonal matrix is its own inverse since in this case
R−1 = RT = R . (2.48)
Also, if A and B are orthogonal matrices.
det A = ±1 . (2.50)
As mentioned near the beginning of this section, a vector may be represented by a row
or column matrix, a second-order tensor by a square 3 × 3 matrix. For computational
purposes, it is frequently advantageous to transcribe vector/tensor equations into their
matrix form. As a very simple example, the vector-tensor product, u = T · v (symbolic
notation) or ui = Tij vj (indicial notation) appears in matrix form as
u1 T11 T12 T13 v1
[ui1 ] = [Tij ] [vj1 ] or u2 = T21 T22 T23 v2 . (2.51)
Note that in Eq 2.52 the subscripts are exchanged since the transpose of the matrix is
being written.
^10 = a11 e
e ^1 + a12 e
^2 + a13 e
^3 = a1j e
^j , (2.53a)
^20 = a21 e
e ^1 + a22 e
^2 + a23 e
^3 = a2j e
^j , (2.53b)
e 0
^3 = a31 e^1 + a32 e
^2 + a33 e
^3 = a3j e
^j , (2.53c)
Essential Mathematics 27
x3 x2
x1
FIGURE 2.3
Rectangular coordinate system Ox10 x20 x30 relative to Ox1 x2 x3 . Direction cosines shown for
coordinate x10 relative to unprimed coordinates. Similar direction cosines are defined for
x20 and x30 coordinates.
TABLE 2.3
Transformation table between Ox1 x2 x3 and
Ox10 x20 x30
^1 ,
e x1 ^2 ,
e x2 ^3 ,
e x3
^10 ,
e x10 a11 a12 a13
^20 ,
e x20 a21 a22 a23
^30 ,
e x30 a31 a32 a33
By defining the matrix A whose elements are the direction cosines aij , Eq 2.54 can be
written in matrix form as
e^10 a11 a12 a13 ^1
e
0
or (2.55)
0
ei1
[^ ej1 ]
] = [aij ] [^ e^ =
2 a21 a22 ^2
a23 e
where the elements of the column matrices are unit vectors. The matrix A is called the
transformation matrix because, as we shall see, of its role in transforming the components
of a vector (or tensor) referred to one set of axes into the components of the same vector
(or tensor) in a rotated set.
Because of the perpendicularity of the primed axes, e ^j0 = δij . But also, in view of
^i0 · e
Eq 2.54,
^i0 · e
e ^j0 = aiq e
^q · ajm e
^m = aiq ajm δqm = aiq ajq = δij
28 Continuum Mechanics for Engineers
from which we extract the orthogonality condition on the direction cosines (given here in
both indicial and matrix form),
^j0 ,
^i = aji e
e (2.57)
which in matrix form is
h i h i a11 a12 a13
^1j [aij ] or a23 . (2.58)
0
e1i ] = e
[^ ^1
e ^2
e ^3
e = ^10
e ^20
e ^30
e a21 a22
which is the inner product of the jth column with the kth column of A.
Consider next an arbitrary vector v having components vi in the unprimed system, and
vi0 in the primed system. Then using Eq 2.57,
v = vj0 e
^j0 = vi e ^j0
^i = vi aji e
from which, by matching coefficients on e^j0 , we have (in both the indicial and matrix
forms),
vj0 = aji vi or v 0 = Av = vAT (2.61)
which is the transformation law expressing the primed components of an arbitrary vector in
terms of its unprimed components. Although the elements of the transformation matrix
are written as aij we must emphasize that they are not the components of a second-
order Cartesian tensor as it might appear. Multiplication of Eq 2.61 by ajk and using the
orthogonality condition Eq 2.60 we obtain the inverse law
But a dyad is, after all, one form of a second-order tensor, and so by an obvious adaptation
of Eq 2.63 we obtain the transformation law for a second-order tensor, T as
0
tij = aqi amj tqm or T = AT T 0 A (2.64)
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