Professional Documents
Culture Documents
The Subject S of Phenomenology Rereading Husserl 4Th Edition Iulian Apostolescu Online Ebook Texxtbook Full Chapter PDF
The Subject S of Phenomenology Rereading Husserl 4Th Edition Iulian Apostolescu Online Ebook Texxtbook Full Chapter PDF
https://ebookmeta.com/product/husserl-s-phenomenology-from-pure-
logic-to-embodiment-james-richard-mensch/
https://ebookmeta.com/product/husserl-on-ethics-and-
intersubjectivity-from-static-and-genetic-phenomenology-janet-
donohoe/
https://ebookmeta.com/product/phenomenology-to-the-letter-
husserl-and-literature-1st-edition-philippe-p-haensler-kristina-
mendicino-rochelle-tobias-editor/
https://ebookmeta.com/product/mcgraw-hill-education-sat-subject-
test-chemistry-4th-ed-4th-edition-thomas-a-evangelist/
McGraw Hill Education SAT Subject Test Biology E M 4th
Ed 4th Edition Stephanie Zinn
https://ebookmeta.com/product/mcgraw-hill-education-sat-subject-
test-biology-e-m-4th-ed-4th-edition-stephanie-zinn/
https://ebookmeta.com/product/defending-husserl-uwe-meixner/
https://ebookmeta.com/product/yorick-s-world-science-and-the-
knowing-subject-peter-caws/
https://ebookmeta.com/product/mcgraw-hill-education-sat-subject-
test-math-level-1-4th-ed-4th-edition-john-j-diehl/
https://ebookmeta.com/product/philosophical-skepticism-as-the-
subject-of-art-maria-bussmann-s-drawings-1st-edition-david-
carrier/
Contributions to Phenomenology 108
The Subject(s) of
Phenomenology
Rereading Husserl
Contributions to Phenomenology
Volume 108
Series Editors
Nicolas de Warren, Department of Philosophy, Pennsylvania State University,
State College, PA, USA
Ted Toadvine, Department of Philosophy, Pennsylvania State University,
State College, PA, USA
Editorial Board
Lilian Alweiss, Trinity College Dublin, Dublin, Ireland
Elizabeth Behnke, Ferndale, WA, USA
Rudolf Bernet, Husserl Archive, KU Leuven, Belgium
David Carr, Emory University, Atlanta, GA, USA
Chan-Fai Cheung, Chinese University Hong Kong, Sha Tin, Hong Kong
James Dodd, New School University, New York, USA
Lester Embree, Florida Atlantic University, Florida, USA
Alfredo Ferrarin, Università di Pisa, Pisa, Italy
Burt Hopkins, University of Lille, Lille, France
José Huertas-Jourda, Wilfrid Laurier University, Waterloo, Canada
Kwok-Ying Lau, Chinese University Hong Kong, Sha Tin, Hong Kong
Nam-In Lee, Seoul National University, Seoul, Korea (Republic of)
Dieter Lohmar, University of Cologne, Cologne, Germany
William R. McKenna, Miami University, Ohio, USA
Algis Mickunas, Ohio University, Ohio, USA
J.N. Mohanty, Temple University, Philadelphia, USA
Dermot Moran, University College Dublin, Dublin, Ireland
Junichi Murata, University of Tokyo, Tokyo, Japan
Thomas Nenon, The University of Memphis, Memphis, USA
Thomas M. Seebohm, Johannes Gutenberg-Universität, Mainz, Germany
Gail Soffer, Roma Tre University, Rome, Italy
Anthony Steinbock, Southern Illinois University, Carbondale, USA
Shigeru Taguchi, Hokkaido University, Sapporo, Japan
Dan Zahavi, University of Copenhagen, Copenhagen, Denmark
Richard M. Zaner, Vanderbilt University, Nashville, USA
Scope
The purpose of the series is to serve as a vehicle for the pursuit of phenomenological
research across a broad spectrum, including cross-over developments with other
fields of inquiry such as the social sciences and cognitive science. Since its
establishment in 1987, Contributions to Phenomenology has published over 100
titles on diverse themes of phenomenological philosophy. In addition to welcoming
monographs and collections of papers in established areas of scholarship, the series
encourages original work in phenomenology. The breadth and depth of the Series
reflects the rich and varied significance of phenomenological thinking for seminal
questions of human inquiry as well as the increasingly international reach of
phenomenological research.
All books to be published in this Series will be fully peer-reviewed before final
acceptance.
The series is published in cooperation with The Center for Advanced Research in
Phenomenology.
The Subject(s)
of Phenomenology
Rereading Husserl
Editor
Iulian Apostolescu
Faculty of Philosophy
University of Bucharest
Bucharest, Romania
This Springer imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgments
First and foremost, my thanks go to Philippe P. Haensler and Vedran Grahovac for
their support and inspiring discussions at earlier stages of this project. I especially
appreciate the unusual patience of all the contributors to this volume, which has
been 3 years in the making. I am also grateful to Nicolas de Warren and the two
anonymous referees for their suggestions for revisions and constructive feedback.
This collection would not have the form it does if it were not for their input. I would
like here to extend my due thanks to Rodney K.B. Parker for generously lending his
time in helping with editing the introduction. Finally, I would like to thank Anita
van der Linden-Rachmat and Cristina dos Santos at Springer for their invaluable
editorial assistance.
Bucharest, Romania 2019 Iulian Apostolescu
v
Introduction
2018 marked the 80th anniversary of the death of Edmund Gustav Albrecht Husserl.
While phenomenology “is now safely ensconced in the cultural firmament,”1 its
basic philosophical assumptions and invariant methodological commitments remain
thought-provoking, if not deeply enigmatic.2 For, as elegant as Husserl’s often cited
claim that we must return to the “things themselves” (Wir wollen auf die “Sachen
selbst” zurückgehen),3 may be, it is anything but simple. Both “orthodox” Husserlians
and phenomenology’s harshest critics will readily agree that the main subject matter
of Husserl’s philosophy is the subject or the pure field of transcendental subjectivity.
However, it is far from clear what precisely this implies. Considering the vast range
of themes covered in Husserl’s writings, as well as the immense complexity
underlying the development of his thought—from its Brentanian beginnings4 to its
1
Sokolowski, R. 2010. “Husserl on First Philosophy”. In: Mattens F., Jacobs H., Ierna C. (Eds.),
Philosophy, Phenomenology, Sciences. Phaenomenologica (Published Under the Auspices of the
Husserl-Archives), vol 200. Springer, Dordrecht, 3–23.
2
For a discussion of “the inner ambiguities of the phenomenological method” see Mertens, Karl.
2018. “Phenomenological Methodology”. In: Zahavi, D. (Ed.), The Oxford Handbook of the
History of Phenomenology, Oxford University Press, 469–491. See also, Luft S., Overgaard, S.
(Eds). 2012. The Routledge Companion to Phenomenology, Routledge, 1–14. For a thorough treat-
ment of the phenomenological methodology, see especially the essays by Ludwig Landgrebe, Jan
Patočka, and Dieter Lohmar included in Drummond, John J., Höffe, O. (Eds). 2019. Husserl:
German Perspectives, Fordham University Press.
3
Husserl, E. 2001. Logical Investigations, Part I of Volume II, “Investigations into Phenomenology
and the Theory of Knowledge”, Trans. J. Findlay. London and New York: Routledge, § 2, 168. See
also Husserl, E. 1987. “Philosophie als strenge Wissenchaft”. In: Sepp, H.R., Nenon, Thomas
(Eds.), Aufsätze und Vorträge (1911–1921), Husserliana: Edmund Husserl – Gesammelte Werke,
Volume XXV, Springer, 21: “Weg mit den hohlen Wortanalysen. Die Sachen selbst müssen wir
befragen. Zurück zur Erfahrung, zur Anschauung, die unseren Worten allein Sinn und vernünftiges
Recht geben kann. Ganz trefflich!”
4
See Husserl, E. 2018. “Reminiscences of Franz Brentano”. In: Antonelli, M., Boccaccini, F.
(Eds.), Franz Brentano: Critical Assessments of Leading Philosophers. Volume I: Sources and
Legacy, Routledge, 356–364. Originally published in Kraus, O. (Ed.). 1919. Franz Brentano. Zur
Kenntnis seines Lebens und seiner Lehre, Munich: Beck, 151–167; Rollinger, R. D. 1999. Husserl’s
Position in the School of Brentano. Dordrecht: Springer; Moran, D. 2000. “Husserl’s Critique of
vii
viii Introduction
transcendental reinterpretation5 and, last but not least, to its own “crypto-
deconstruction” in the revisions of his early manuscripts and in his later work—one
cannot but acknowledge the fact that “the” subject of phenomenology marks an
irreducible plurality of possible subjects. Thus, phenomenology’s imperative to turn
to the “things themselves,” today, indicates a task of re-approaching phenomenolo-
gy’s own linguistic framework and methodological strategy before anything else: to
return to the “texts themselves,” to re-engage with Husserl as a writer, with his
disciples and successors as readers.
Bringing together established researchers and emerging scholars alike to discuss
new readings of (readings of) Husserl and to reignite the much needed discussion of
what phenomenology actually is and can possibly be about, The Subject(s) of
Phenomenology: Rereading Husserl sets out to critically re-evaluate (and chal-
lenge) the predominant interpretations of Husserl’s philosophy, and to adapt phe-
nomenology to the specific philosophical challenges and context of the twenty-first
century.
The chapters in this volume are arranged into three parts:
Brentano in the Logical Investigations”, In: Manuscrito, XXIII (2), 163–206; Moran, D. 2017.
“Husserl and Brentano”, In: Kriegel, U. (Ed.), The Routledge Handbook of Franz Brentano and the
Brentano School, Routledge, 293–304; Fisette, D. 2018. “Phenomenology and Descriptive
Psychology: Brentano, Stumpf, Husserl”, In: Zahavi, D. (Ed.), The Oxford Handbook of the
History of Phenomenology, Oxford University Press, 88–104; Fréchette, G. 2019. “The Origins of
Phenomenology in Austro-German Philosophy”, In: Shand, J. A. (Ed.), Blackwell Companion to
19th-Century Philosophy, London, Wiley-Blackwell, 418–453.
5
Mohanty, Jitendra Nath. 1997. Phenomenology: Between Essentialism and Transcendental
Philosophy, Evanston: Northwestern University Press; Luft, Sebastian. 2011. Subjectivity and
Lifeworld in Transcendental Phenomenology, Evanston: Northwestern University Press; Staiti,
Andrea. 2014. Husserl’s Transcendental Phenomenology: Nature, Spirit, and Life, Cambridge:
Cambridge University Press; Zahavi, Dan. 2017. Husserl’s Legacy: Phenomenology, Metaphysics,
and Transcendental Philosophy, Oxford: Oxford University Press; Livingstone, Paul M. 2018.
“Edmund Husserl: From Intentionality to Transcendental Phenomenology”. In: Lapointe S. (Ed.),
Philosophy of Mind in the Nineteenth Century: The History of the Philosophy of Mind, Volume 5,
Routledge, 232–248; Apostolescu, I., Serban, C. (Eds.). 2020. Husserl, Kant and Transcendental
Phenomenology, De Gruyter.
Introduction ix
The primary aim of Victor Gelan’s contribution is to show that Husserl’s idea of
rigorous science offers a fundamental contribution to the understanding, clarifica-
tion, and development of the idea of science in general, especially to the structuring
of the scientific character of the social and human sciences. Marco Cavallaro argues
that there are at least two essential traits that commonly define being an “I”: per-
sonal or self-identity and self-consciousness. He argues that they bear quite an odd
relation to each other, insofar as self-consciousness seemingly jeopardizes self-
identity. Cavallaro’s chapter elucidates this issue by situating it in the history of
transcendental philosophy beginning with Immanuel Kant. Re-evaluating and
applying the resources of Husserlian phenomenology, Saulius Geniusas aims at
shedding new light on the essential structures of productive imagination (produktive
Einbildungskraft). According to Geniusas’ working hypothesis, productive imagi-
nation is a relative term whose meaning derives from its opposition to reproductive
imagination. Rodney K.B. Parker focuses on the relationship between Husserl and
Theodor Celms, especially Celms’ criticisms of Husserl’s transcendental-
phenomenological idealism. Celms argues that, despite his account of intersubjec-
tivity, Husserl cannot escape the threat of solipsism. The relation of genetic
phenomenology and the project of phenomenological reduction is the primary con-
cern of Matt Bower’s chapter. Despite Husserl’s occasional loose references to
“the” reduction, performing the reduction implies numerous interrelated techniques.
x Introduction
Bower delves into these intricacies with the aim of determining the place of genetic
phenomenology within the whole of the phenomenological method. Putting Husserl
into dialogue with Maurice Merleau-Ponty, Randall Johnson’s chapter turns to phe-
nomenology’s notion of “passivity.” According to Johnson, the inherent (self-)frag-
mentation of passivity forces philosophy to pay tribute to the problematic “space
between” noema and noesis and to reflect on the highly ambiguous status of a
“genetic” phenomenology trying to think its own origins.
xiii
xiv Contents
Jean-Daniel Thumser
1 Introduction
Contrariwise to the common and scientific language, which are both based on a
certain positive understanding of things, phenomenology’s aim is to describe the
essence of the experiencing life by practicing the phenomenological reduction
(ἐποχή or bracketing). This reduction tends to put into parenthesis the thetic under-
standing of life by focusing on how phenonality appears consciously. The phenom-
enological reduction permits to redirect our view on the subject’s constituent and
transcendental life – the antechamber of the subjective life from which the entire
world acquires a meaning. Therefore, the domain of phenomenology concerns
essences and idealities. Things are considered as phenomena, namely noematic
I would like to thank two persons who helped me improve this paper in English: Chih-I Chang and
Appoline Hontaas-Romanens.
The first Logical Investigation brings us to clarify the suitable terms used to express
any kind of thoughts, and permits us to apprehend “true objects of logical research”
within a “clarity that excludes all misundertanding” (Husserl 2001a, 165). It is there-
fore necessary to begin with a formal review in order to reach what pure logic is, or
what specifically belongs to a phenomenology which concerns the expressions cov-
ering the intimate experiences (innere Erlebnisse). We may then underline that
Husserl began an analysis of expressions and significations in the context of a gno-
siological research that would not be reduced to a simple formal logic but that which
already is a phenomenological pure logic. Consequently this analysis can’t be
reduced to “grammatical discussions, empirically conceived and related to some
historically given language” (Husserl 2001a, 166). Husserl indeed positioned him-
self as a phenomenologist who aimed to describe the essence of experiences by
employing a method that does not include the empirical experiences. He thus tried to
distinguish the terms that are used in order to depict a thought, but also thoughts
themselves by considering them only as phenomena while the mundane experiences
are reduced. It is then the intentional act that matters, not the object itself, but the
content of experience: “it is absolutely crucial to our interpretation of Husserl that
the claim that noemata and Sinne are meanings be understood only in conjunction
with the claim that they are contents, not objects, of acts” (Woodruff Smith and
McIntyre 1982, 155). This method offers the possibility to distinguish what concerns
the signification and the manifestation of things whenever it comes to lived experi-
ences. The same can be said when it comes to distinguishing what is meant, in other
words what falls sometimes in a direct relation with the object (Gegenstand) – the
filling acts –, and sometimes the signitive acts which may however lack an object,
even if this act confers a signification. It is in that sense that the imperative return to
the things themselves can be understood: it means a return to the pure subjective
sphere that always provides a sense to what is encountered. Then the question about
the relations linking terms in a linguistic structure has no importance for phenome-
nology, it leads us to a descriptive analysis of essential relationships which gives rise
to a “meaning-fulfilment” (Husserl 2001b, 184). Moreover, we can emphasize with
Alexander Schnell that what matters in any kind of expression concerns
the expression in specie that does not depend neither on the situation in which it is expressed
nor on the person who pronounces it. We must therefore clearly distinguish between the
ideal signification on the one hand, and the real acts, that are constitutive for the significa-
tion, on the other hand – the correlation that Husserl will name in the Ideen I the ‘noetico-
noematic correlation’ (Schnell 2007, 87).
Husserl discerns about the intersubjective link a crucial issue about the expression:
communication. Indeed, an expression is always based on an intention to signify
something to someone through words: “the articulate sound-complex, the written
sign etc., first becomes a spoken word of communicative bit of speech, when a
speaker produces it with the intention of ‘expressing himself about something’”
(Husserl 2001a, 189). We may also underline the fact that “expressing oneself” (sich
äussern) means “to externalize oneself” and refers likewise to the verb “äussern”
which means “articulate”. In that perspective the meaning of an expression of one-
self leads to an articulation of a thought, an articulation of the subjectivity which
intends to externalize itself. This dimension of the expression reflects the immeasur-
able need to express oneself on her/his experiences (Erlebnisse) and at the same
time the need to share knowledge in order to confront it to the authority of others
and make it valid – it is also the same need while the subject soliloquizes (Husserl
2001a, §8). Sich äussern here has the same value than existing (exsistere), that
means appearing, showing ourselves, as originally understood in Latin. In this case,
it means to share one subjective experience with another, as well as manifesting this
subjective experience within words. That is the way a communicating community
recognizes itself, because subjects share their ideas and their experiences, thanks to
sounds, gestures, and writings. The “tools” that are used are neither unarticulated
sounds, nor random behaviors and haptic movements, but expressions of a subjec-
tivity which externalizes itself. Furthermore, this communication between thinking
subjects is not limited to the recognition of others as reasonable beings, but includes
a communication of experiences that cannot be expressed with words. Thus, if
words may limit our understanding of other people’s experiences, they contribute in
their descriptive use to discover other people’s experiences. This new comprehen-
sive dimension illustrates how we share our emotions, our pain, etc. As Husserl
wrote, this linguistic dimension is referred to another kind of perception that is not
a perception like a taking-for-real (Warhnehmung). It participates to the presentifi-
cation (Vergegenwärtigung) that presents us other people’s experiences obliquely
and permits us to transpose those experiences to our own, but not identically:
Common speech credits us with percepts event of other’s people’s inner experiences; we
‘see’ their anger, their pain etc. Such talk is quite correct, as long as, e.g., we allow outward
bodily things likewise to count as perceived, and as long as, in general, the notion of percep-
tion is not restricted to the adequate, the strictly intuitive percept. […] The hearer perceives
the speaker as manifesting certain inner experiences, and to that extent he also perceives
these experiences themselves: he does not, however, himself experience them, he has not an
‘inner’ but an ‘outer’ percept of them. Here we have the big difference between the real
An Analytic Phenomenology: Husserl’s Path to the Things Themselves 7
grasp of what is in adequate intuition, and the putative grasp of what is on a basis of inad-
equate, though intuitive, presentation” (Husserl 2001a, 190).
In fact, the indexicals “I”, “here” and “now” are commonly used to describe a per-
ceived situation, but the “I” may suggest more than that. For instance, “The indexical
“I”, not the philosophical anomaly, “the I” or “the eidos I” […], refers to the unique
individual who is self-present immediately in her unique essence and who may be
present for the listener “in the flesh”, (“registered”, as Sokolowski puts it), and not in
an empty intention” (Hart 2009, 67). In that sense, saying “I” suggests more than a
simple indexical, it is essential as it refers itself to a reasonable being. But Husserl
introduces another point in the Logical Investigations: the “I” is nothing that is uni-
versal or objective. The “I”, “here” or “now” are “essentially occasional” (Husserl
2001a, 218) terms, which are used to describe a punctual and unique situation:
Every expression, in fact, that includes a personal pronoun lacks an objective sense. The
word ‘I’ names a different person from case to case, and does so by way an ever altering
meaning. What its meaning is at the moment, can be gleaned only from the living utterance
and from the intuitive circumstances which surround it. […] It is the universal semantic
function of the word ‘I’ to designate whoever is speaking, but the notion through which we
express this function is not the notion immediately constitutive of its meaning (Husserl
2001a, 218–219).
8 J.-D. Thumser
Thus the signification of the expressed “I” finds its meaning only in the subjective
part of the subject. “I” means “I am here, present, thinking, speaking to someone on
something” and can only be distinguished from the things it speaks about by the use
of the “I”. Furthermore, if every human being is able to express his or her very own
subjectivity by the use of the “I”, even if it is under an implicit form, this “I” always
means another subjectivity and another concept of the “I”: “Each man has his own
I-presentation (and his individual notion of I) and this is why the word’s meaning
differs from person to person. But since each person, in the quest of himself, says ‘I’,
the word has the character of a universally operative indication of this fact” (Husserl
2001a, 219). But if Husserl brings here attention to the communication between dif-
ferent empirical egos, it is not necessary for him that each ego clearly understands
the notion of the “I”. That could indeed be the case for many individuals. The “I”
does not express the person entirely. We may also call it with Stéphane Chauvier a
certain “descriptive ingenuity of the I-thinking”, because “behind the ‘I’, likewise
behind the ‘here’ or the ‘now’, there is no description of anything and that is the
reason why the ‘I think’ […] does not include any knowledge of the thing which
thinks” (Chauvier 2009, 118). For instance, a brain damaged person is also capable
to say “I” without any need to know what it is to be an I: it is the same case for people
who suffer from Alzheimer or anosognosia. And Husserl does not say the contrary,
at least in the Logical Investigations, when he affirms briefly that “the word ‘I’ has
not itself directly the power to arouse the specific I-presentation ; this becomes fixed
in the actual piece of talk.[…] In its case, rather, an indicative function mediates,
crying as it were, to the hearer ‘Your vis-à-vis intends himself’” (Husserl 2001a,
219). As we see here, Husserl describes the “I” as a particular indexical, that has an
indicative function not similar to the other indexicals like “here” or “now” for the “I”
indicates a living reasonable being. Nevertheless Husserl does not give any further
explanation about the specific role of the “I”. He remains evasive on this issue, by not
mentioning anything that could be possibly linked to his later transcendental phe-
nomenology. We will consequently take into account the new horizons opened by
Husserl when he introduced the ego as the foundation of all apodictic knowledge.
certain novelty by saying that “Thinking is carried out from the very outset as lin-
guistic. What resides in our practical horizon as something to be shaped is the still
indeterminate idea of a formation that is already a linguistic one” (Husserl 2001c,
12). Indeed Husserl indicates that the expression of lived experiences is already
linguistic inasmuch as thoughts are always linguistic. This means that the antepred-
icative part of our life determines in a certain pre-linguistic way the expression and
the predication of our experiences within the use of words. As specified by Natalie
Depraz, “The primordial language of phenomenology is the language of the percep-
tion, of the perceived sense, in other words, Husserlian, it is a language which is
originated from the antepredicative” (Depraz 1999, 91). Then, contrariwise to what
we may think about the originarity of our experiences, the ego is always confronted
to a linguistic world which arises from the antepredicative experiences. Nevertheless,
Merleau-Ponty demonstrated this a bit further with the assimilation and the use of
words that may not be without interest. In fact, he highlights that the ego may be
surprised about the inner process of the language:
The speaking power that the child assimilates by learning the language is not the sum of the
morphological, syntactic and lexical significations: this knowledge is neither necessary nor
sufficient to acquire a language […]. Words and phrases that are necessary to lead to the
expression of my significant intention does only recommend to me, when I talk, by what
Humboldt called the innere Sprachform (and which is called by the moderns Wortbegriff)
[…]. There is a “linguistic” meaning of the language which accomplishes the mediation
between my intention still silent and the words, so that my words surprise me and teach me
my thought. Organized signs have their immanent sense which falls outside the ‘I think’,
and belongs to the ‘I can’ (Merleau-Ponty 1960, 110–111).
Thus, the idea that there is a certain “descriptive ingenuity” about the use of indexi-
cals may totally be true, for the ego is not completely involved in the inner linguistic
process, but is occasionally surprised by the words it uses. On that point, we may
emphasize the fact that more recent researches have come to the same conclusion:
the inner linguistic process takes place in the act of perceiving, and thinking cannot
be distinguished from the language for there is no thinking without words. But the
role of the ego in the determination of words is not primordial insofar as thinking is
already linguistic. In this case, Merleau-Ponty is right when he affirms that “orga-
nized signs have their immanent sense which […] belongs to the ‘I can’”, because
the inner linguistic process does not include, at least for the antepredicative part of
our understanding, any participation of an ego. As Jean Petitot also stated: “the non-
conceptual pre-structuration of the semiotic of the natural world is in a large part
perceptual” (Petitot 2004, 138).
underlying activity that is necessary to unify the diversity of the lived experiences.
“This synthesis, that the activity of conscience always finds as already done, can
also only be passive in relation to the activity [conscience as an activity of judging
logically], and in so far as it is strictly pre-logic, […] it is antepredicative” (Escoubas
and Richir 1989, 11). The passive synthesis is thus distinguished from the active one
for this latter deals with logical and empirical judgments, and more generally deals
with the field of the perception (Wahrnehmung). The active synthesis is a judicative
act, contrariwise to the passive synthesis which is the basis for the active one for it
is a principle of association from which “the Ego always has an environment of
‘objects’” (Husserl 1960, 79). In other words the passive synthesis is the activity
which permits the transcendental subject to constantly be in a world of objectivities
(Gegenständlichkeiten). Its process is to be a relation between different kinds of liv-
ing experiences and objects, between what is pre-given and what will later permit
the subject/object relation. Moreover, if the antepredicative life finds its ground on
the experience of the world in which we take part and in which the mundane ego is
not yet able to access its very own self-consciousness, the world must be understood
as a horizon that needs to be constantly constituted, and carries in itself an overture
of sense. It is the gap between the world and the subject that gives rise to any attribu-
tion of sense. This is how the passive dimension of experience matters that much,
because it takes place in the “environment” (Umgebung) necessary for knowledge
to that extent that it precedes any thetic act:
The environment (Umgebung) is copresent as a domain of what is pregiven, of a passive
pregiveness, i.e., of what is always already there without any attention of a grasping regard,
without any awakening of interest. All cognitive activity, all turning-toward a particular
object in order to grasp it, presupposes this domain of passive pregiveness. The object
affects from within its field; it is an object, an existent among others, already pregiven in a
passive doxa, in a field which itself represents a unity of passive doxa (Husserl 1973, 30).
This implies that the passive synthesis is the origin of all knowledge. It is the activ-
ity of the phenomenal conscience which permits the ego to actualize its field of view
concerning the objects (Objekte) so that these objects become, thanks to the reduc-
tion, categorial objectities resulting from the aware activity of the ego. This activity
of conscience is essential in many forms, but particulary permits us here to under-
stand the propitious modalities of the expression of living experience. Indeed,
Husserl underlines another aspect of the passive synthesis regarding its linguistic
role, the fact that the comprehension of words as “sounds of the language” comes
from the passive synthesis, not the conscious and active one:
in ordinary reading, we by no means have, combined with that, an accompanying articula-
tion of actual thinking, of thinking produced from the Ego, member by member, in syn-
thetic activity. Rather, this course of thinking properly is only indicated (by the passively
flowing synthesis of the sensuous verbal sounds) as a course of thinking to be performed
(Husserl 1969, 56).
We can see here that the production of sense, whether it is about the expression or
the entire thinking, is essentially linked to the passive synthesis as something to be
done. Husserl indicates in this passage that language and the whole activity of
An Analytic Phenomenology: Husserl’s Path to the Things Themselves 11
thinking is based on the passive synthesis – this latter is the unique necessary activ-
ity to acquire a conscious association. The antepredicative may also be compre-
hended as a primary form of linguistic, a proto-language based on the prejudicative
living, the perceiving living. Afterwards, when this process of passive association is
done, words acquire another level of meaning. Indeed, Husserl underlines the fact
that once the formatting of the linguistic and predicative thought is consciously
done, words, which originally have only a social and positive meaning, now bear a
soul as they are expressed by a thinking subject: “in speaking we are continuously
performing an internal act of meaning, which fuses with the words and, as it were,
animates them. The effect of this animation is that the words and the entire locution,
as it were, embody in themselves a meaning, and bear it embodied in them as their
sense” (Husserl 1973, 22).
We could eventually say that the passive synthesis is necessary to comprehend a
unity within the variety of different living experiences. It is also necessary to express
experiences through words inasmuch as thinking is a result of an experience that is
antepredicative. The passive synthesis is then the junction between the transcenden-
tal life and the world because the world “in its primitive ontological structure, it is
the preconstituted substrate of all meaning” (Derrida 2003, 110). But it constantly
needs to be consciously actualized within the process of the passive synthesis and,
furthermore, the reduction. Nevertheless, the expression of reduced living experi-
ences is still unexplained and needs to be clearly analyzed for it certainly is the most
difficult task of the phenomenologist. Indeed, how can a reduced experience be
expressible in a mundane language that is at the same time rejected during the
reduction?
Within this last part of our article, we will try to answer this question: Under which
circumstances is it possible to express reduced experiences? If it is accepted that
every thought is developed through language, the phenomenological reduction
might hamper the expression of immanent experiences because it sets aside every-
thing that is related to the doxic terms of the mundane life to which the language
belongs. Moreover, as Husserl wrote first it in the fifth Logical Investigation, judg-
ments “elude complete conceptualization and expression, they are evident only in
their living intention, which cannot be adequately imparted in words” (Husserl
2001b, 88). It is then obvious that Husserl could not consider at this moment that the
inner experiences may be completely expressed within words, but the introduction
of the reduction has brought with it a major turnaround: the living experience can
12 J.-D. Thumser
Husserl could not assuredly accept a dualistic way to understand the expression of
the inner experience. For instance, there cannot be an inner and private language
that could be distinguished from a mundane language because the experience can-
not be divided into two: the first unspeakable and the other expressible. The reduc-
tion itself shows that there is a way to access the inner sphere of the subject and, as
we reach this sphere, the subject acquires the ability to make salient “the unnoticed
intrusions of empty verbal meanings” (Husserl 1983, 212). Therefore the phenom-
enological reduction permits to comprehend words in a non-mundane and scientific
way, because it gives prominence to the immanent originary life in which every-
thing is “seen” in a sheer way without any specific thetic acts. The intelligibility of
the inner experiences is thus egologically oriented. How could it be otherwise? As
Berthoz and Petit also stated: “the very notion of a ‘point of view’ refers to an ego:
‘an objective point of view’ is typically a contradictio in adjecto” (Berthoz and Petit
2006, 280). Moreover, as Husserl affirmed in an unpublished manuscript, the reduc-
tion allows the phenomenologist to give another content to his discourse, a transcen-
dental content for it is oriented by the ego:
In the return to the absolute subjective sphere, this one reveals itself as a field of experience
and of descriptive research. But jointly, it is given to us as a predicative truth which will be
An Analytic Phenomenology: Husserl’s Path to the Things Themselves 13
studied and expressed, a truth that might beside be, from a descriptive point of view, a truth
of fact or a truth of essence. Therefore we use here the language and its significations – but
the language will be egologically reduced and the words and the propositions will be
reduced to simple egological symbols which freely receive their meaningful content from
the ego, a content that, by means of the bracketting, will become a purely egological mean-
ing […]. As a transcendental ego, I shape symbols – transcendental symbols which exist in
my transcendental sphere and which are then intersubjectively ‘feelable’ in their intersub-
jective transcendental being, and which, as significations, symbolize transcendental states
of affairs. We need then, thanks to their signification, to set in general transcendental truths,
first by a descriptive way for my primordial sphere, secondly for my intersubjectivity that
is egologically oriented, for the world of experience in a transcendental apprehension in all
its strata. – It is on this that we potentially must ground in an indirect way a transcendental
knowledge: ‘a transcendental logic’. The logic of predicative truths, as transcendental
truths, the Logos of the transcendental. […] Of course, all of this is not contradicted by the
fact that the accomplished enunciation in words, in the German grammar already has a
meaning which refers itself to the German nation, and, consequently, that I immediately
contradict the transcendental epoch with my discourse, even in the discourse-that-I-have-
with-myself. Furthermore, it is sufficient here to return to the possibility to reduce by this
way my language, in order to repel any mundane meaning so that it could become a pure
expression of what I aim for, it means consequently that I do not put anything else in value
but the discourse originally conceived by myself (Husserl 1931, 19–20).
We see here that the use of language is totally different when we practice the phe-
nomenological reduction because the content of the expressions is transcendentally
oriented. Everything that we could say then expresses an intimate experience, an
egological experience. As Husserl’s disciple Eugen Fink also stated, the natural lan-
guage is not modified during or after the reduction, but receives another content that
is, this time, transcendentally modified. We do not speak about mundane, ephemeral
things, nor about Abschattungen, but about things themselves as they are perceived
within the inner transcendental sphere. “I always speak the natural language, but in
a transcendentally altered sense” (Fink 1995, 86). While the common language is
used to express things in a thetic way, to express them in their current actuality and
qualities, their hic et nunc, phenomenology has contrariwise in sight the originary
experience of the transcendental subject. And, even if there is nothing like a proper
phenomenological language, there is however a verification of the content of sen-
tences: “Phenomenological sentences can therefore only be understood if the situa-
tion of the giving of sense to the transcendental sentence is always repeated, that is,
if the predicatively explicating terms are always verified again by phenomenologiz-
ing intuition” (Fink 1995, 92). We are now able to understand that the transcenden-
tal Sprache is not a specific language with another structure, but a modification of
the sense of each sentence by the practice of the reduction. Thus the “language will
be egologically reduced”. And, at least but not at last, the use of inverted commas is
remarkable as well in Husserl’s corpus, because it underlines another understanding
of words and things. Indeed, in contrast to the scientific use of language, Husserl
uses the inverted commas to speak about things not as real components of nature,
but as correlates of conscious acts; it points out the redirection of the sight from the
thing simpliciter that is perceived and scientifically explainable to the thing idealiter
which is only reachable for the conscious subject:
14 J.-D. Thumser
‘In’ the reduced perception (in the phenomenologically pure mental process), we find, as
indefeasibly belonging to its essence, the perceived as perceived, to be expressed as ‘mate-
rial thing’, ‘plant’, ‘tree’, ‘blossoming’ ; and so forth. Obviously, the inverted commas are
significant in that they express that change in sign, the correspondingly radical significa-
tional modification of the words (Husserl 1983, 216).
Finally, we are now able to say that the phenomenological langage is grounded on
the passive synthesis because every thought is originally linguistic even if a lived
experience is not conscious at first. The passive synthesis is indeed an activity which
allows to organize thoughts and to actualize them within a underlying process which
can constantly become conscious. Furthermore, the phenomenologist discovers an
always new world as he practices the reduction – the transcendental life –, and real-
izes that she/he is the only constitutive part in the intersubjective constitution of
sense with other egos. “The transcendental life is given to me, that is also that I give
it to me. […] Living as a phenomenologist is also conquering in ourselves a self that
is more lively than the simple natural I” (Depraz 1991, 461). Nevertheless, as the
phenomenologist conquers another level of life, the expression of the inner living
experiences is still problematic for there is no proper transcendental language. The
only thing that changes is the content of sense that is given while the reduction is
practiced. Therefore, the linguistic way to express things themselves is modified
with the use of inverted commas, for example. But the important aspect of this lin-
guistic modification is not the use of this kind of tools, it is instead the egological
centration. Indeed, and as a conclusion to this paper, Husserl invites us to constantly
meditate about the transcendental and egological part of our lives where everything
makes sense. It is his goal to emphasize the fact that every discourse can be an ego-
logical discourse (Ichrede) insofar as the reduction is practiced. Suddenly as the
transcendental ego reflects on itself a “new understanding of life” can be revealed in
order to establish a “universal science” grounded on the transcendental
subjectivity:
We must now focus on the discourse of the I and each participant is the I, the I that is in
question. I, I say so as a beginner in philosophy, I want to start a new understanding of life,
a constant knowledge from an absolute legitimacy and that could in some way, I hope so,
neatly, become a universal science (Husserl 2002, 315).
An Analytic Phenomenology: Husserl’s Path to the Things Themselves 15
References
Berthoz, A., and J.-L. Petit. 2006. Phénoménologie et physiologie de l’action. Paris: Odile Jacob.
Chauvier, S. 2009. Ce que Je dit du sujet. Les Études Philosophiques 88: 117–135.
Depraz, N. 1991. La vie m’est-elle donnée ? Réflexions sur le statut de la vie dans la phénoménolo-
gie. Les Études Philosophiques 4: 459–473.
———. 1999. Écrire en phénoménologie. Paris: Encre Marine.
Derrida, J. 2003. The Problem of Genesis in Husserl’s Philosophy. Trans. Marian Hobson.
Chicago: The University of Chicago Press.
Escoubas, E., and M. Richir. 1989. Husserl. Grenoble: Jérôme Millon.
Fink, E. 1995. Sixth Cartesian Meditation: The Idea of a Transcendental Theory of Method. Trans.
Ronald Bruzina. Bloomington/Indianapolis: Indiana University Press.
Hart, J.G. 2009. Who One Is, Book 1: Meontology of the “I”. A Transcendental Phenomenology.
Dordrecht: Springer.
Heisenberg, W. 1942. Reality and Its Order. http://werner-heisenberg.unh.edu/t-OdW-english.
htm#seg13.
Husserl, E. 1931. Ms B I 5 V [Epoché, Reduktion, korrelative Weltbetrachtung und Phänomenologie],
Erster Gang der Besinnung, Reduktion korrelativer Welbetrachtung und nach der ontologischen
Seite Anfang ontologischer Eidetik. Reduktion. Voran ein Blatt über transzendentale Sprache
<?> als zunächst ständige Voraussetzung.
———. 1960. Cartesian Meditations. Trans. Dorion Cairns. Dordrecht: Springer.
———. 1969. Formal and Transcendental Logic. Trans. Dorion Cairns. The Hague: Martinus
Nijhoff.
———. 1973. Experience and Judgment. Trans. Churchill J.S., and Ameriks K. London:
Routledge.
———. 1983. Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy,
First Book. Trans. Kersten, F. The Hague: Martinus Nijhoff.
———. 2001a. Logical Investigations, Volume I. Trans. John Findlay. London: Routledge.
———. 2001b. Logical Investigations, Volume II. Trans. John Findlay. London: Routledge.
———. 2001c. Analyses Concerning Passive and Active Synthesis. Trans. Anthony J. Steinbock.
Dordrecht: Kluwer.
———. 2002. Einleitung in die Philosophie. Vorlesungen 1922/23. Dordrecht: Kluwer.
Merleau-Ponty, M. 1960. Signes. Paris: Gallimard.
Montavont, A. 1999. De la passivité dans la phénoménologie de Husserl. Paris: Presses
Universitaires de France.
Perry, J. 1993. The Problem of the Essential Indexical and Other Essays. New York/Oxford:
Oxford University Press.
Petitot, J. 2004. Morphologie et esthétique. Paris: Maisonneuve et Larose.
Reinach, A. 2012. Phénoménologie réaliste. (Ed. Dominique Pradelle). Paris: Vrin.
Schnell, A. 2007. Husserl et les fondements de la phénoménologie constructive. Grenoble: Jérôme
Millon.
Singer, T., B. Seymour, J. O’Doherty, H. Kaube, R.J. Dolan, and C.D. Frith. 2004. Empathy for
Pain Involves the Affective But Not Sensory Components of Pain. Science 303 (5661): 1157–
1162. https://doi.org/10.1126/science.1093535.
Woodruff Smith, D., and R. McIntyre. 1982. Husserl and Intentionality: A Study of Mind, Meaning
and Language. Dordrecht/Boston/Lancaster: Kluwer.
Parts, Wholes, and Phenomenological
Necessity
Adam Konopka
Abstract This chapter reconstructs the account of the organization of unified defi-
nite manifolds that Husserl developed in his early logic of parts and wholes. I argue
that Husserl’s conception of necessity gets fixed through the logic of fitness that is
operative in his account of unified definite manifolds that are organized by sym-
metrical part/whole relations. Husserl’s logical account of necessity finds its ulti-
mate justification in his theory of intentionality and is operative in his
phenomenological methodology generally. Through this conception of necessity of
the way in which manifolds are unified and organized, Husserl radicalized and
exploded the Kantian conception of the material a priori and distinguished among
several kinds of a priori, e.g., the correlational a priori, a priori bound to the empir-
ical, and pure material a priori. Husserl’s phenomenological account of the material
a priori further clarifies the important differences with Kant’s approach to the prob-
lem of necessity.
1 Introduction
The problem of necessity concerns the identification and clarification of the kinds
of invariant unities that can be known amidst the variant manifolds of a contingent
world. This problem can be initially highlighted through a reference to the
Copernican revolution and the historical shift from a geocentric understanding of
solar system variation to a heliocentric view. From a geocentric approach, the appar-
ent motion of heavenly bodies, e.g., sun, moon, and stars, are accounted for in terms
Portions of Adam Konopka’s chapter entitled “Parts, Wholes, and Phenomenological Necessity”
were published in Ecological Investigations: A Phenomenology of Habitats (New York: Routledge,
2020), 126–138.
A. Konopka (*)
Xavier University, Cincinnati, OH, USA
e-mail: konopkaa@xavier.edu
1
Jansen, Julia. 2015. Transcendental Philosophy and the Problem of Necessity in a Contingent
World. Metodo: International Studies in Phenomenology and Philosophy, 1, 48.
2
Husserl, Edmund. 1975. Husserliana XVIII Logische Untersuchungen. Erster Teil. Prolegomena
zur reinen Logik, ed. Elmar Holenstein. The Hague: Martinus Nijhoff, §63. Hereafter, Hua. XVII.
3
Ibid., §36.
Parts, Wholes, and Phenomenological Necessity 19
formal and mathematical sense and Husserl’s conception of the objective correlate
of theoretical investigation finds its analytic expression as a theory of manifolds. It
was Gottfried Wilhelm Leibniz who first envisioned the ideal of logic as a “discipline
of mathematical form and strictness” and the breadth of logic to include a mathemat-
ical theory of probabilities.”4 Leibniz’s notion of mathesis univeralis was the first
systematic attempt to unify the formal apophantics of Aristotle with the mathemati-
cal logic that historically developed after Franciscus Vieta. As Husserl states, “Our
relation to him [Leibniz] is relatively of the closest” regarding the understanding of
the relationship between logic and mathematics, a relation that finds its mature
expression in Formal and Transcendental Logic.5 In the Logical Investigations,
Husserl identifies Leibniz’s notion of a pure theory of manifolds with pure logic – a
discipline that investigates the necessary unities of synthesized manifolds.
Pure logic is a discipline that underlies the methodological and normative fea-
tures of logic in general and can serve as a formal theory of scientific reasoning. The
discipline of pure logic identifies and clarifies meaning-categories
(Bedeutungskategorien) and object-categories (Gegenstandskategorien) and the
lawful combination of the two. For example, pure logic identifies and clarifies the
laws governing combinations of meanings into propositions, arguments, and theo-
ries. The investigation into the meaning categories yield formal concepts that cor-
respond to the categories of formal ontology, e.g., concepts such as one, object,
quality, relation, number, plurality, whole, and part. These formal categories are
organized around the empty notion of “something” or “object as such” and are dis-
tinguished from the material concepts of object-categories. While the formal con-
cepts apply to any object whatsoever, material concepts such as color, brightness,
tone, intensity, plant, animal, and so on are organized around the highest regions
among various given objects. The investigation into these object categories yields a
study of unified definite manifolds.
Husserl’s Third Investigation is a study of the lawful relations among two formal
concepts of meaning categories – the essential necessity among parts and wholes.
He begins this investigation with the general distinction between simple and com-
plex objects. Simple objects have no parts, while complex objects do. Complex
objects, in other words, are wholes with parts. This distinction between wholes and
parts that arises in complex objects is primitive, which is to say, no other terminol-
ogy can provide a concept that is more basic nor can the relation between wholes
and part be clarified by a more primitive terminology as long as parts and wholes are
4
Hua. XVIII, §60.
5
Husserl, Edmund. 1974. Husserliana XVII Formale and transzendentale Logik. Versuch einer
Kritik der logischen Vernunft, ed. Paul Janssen. The Hague: Martinus Nijhoff, §23. Husserl did not
think that Leibniz’s notion of mathesis universalis provided an adequate account of how the unity
that brings together apophantic logic and mathematical logic in a single science is achieved.
20 A. Konopka
6
In Peter Simons’ pioneering attempt to formalize Husserl’s mereology, he criticizes Husserl’s
seemingly arbitrary privilege of complex objects over simple objects. This criticism also arises in
Simons’ comment on Husserl’s concept of a pregnant whole, “The pregnant whole for the founda-
tion relation in question offers [Husserl] the promise of being neither too large nor too small. But
this concept is itself defined in terms of the relation of individual foundation, as we shall see below,
so it cannot be invoked without circularity. I do not believe that Husserl saw the threat of circularity
here…” Simons, Peter. 1992. Philosophy and Logic in Central Europe from Bolzano to Tarski:
Selected Essays. Dordrecht: Kluwer Academic Publishers, 90. This criticism is correctly applied to
the Third Investigation where Husserl does not provide this justification. However, it is ultimately
Husserl’s analysis of intentionality in the Sixth Investigation and eventual development of the
phenomenological reduction that provide the justification for the individual foundation of complex
objects and Husserl’s concept of pregnant whole. Husserl methodologically establishes his theory
of intentionality between the first and second editions of the Logical Investigations through his
non-psychologistic investigation of the relationship between consciousness and presentational
contents (sense – Sinn). Husserl understands presentational contents to be necessarily intentional
and intentionality to be necessarily content directed. See Husserl, Edmund. 1984. Husserliana XIX
Logische Untersuchungen. Zweiter Teil. Untersuchungen zur Phänomenologie und Theorie der
Erkenntnis. ed. Ursula Panzer, The Hague: Martinus Nijhoff, Sixth Investigation, §48; Husserl,
Edmund. 1950. Husserliana III Ideen zu einer reinen Phänomenlogie und phänomenlogischen
Philosophie. Erstes Buch: Allgemeine Einführung in die reine Phänomenologie. ed. Walter Biemel.
The Hague: Martinus Nijhoff, §2 and 88.
7
Hua. XIX, Third Investigation, §24. For a pioneering study of Husserl’s part/whole logic, see
Sokolowski, Robert. 1968. The Logic of Parts and Wholes in Husserl’s Investigations. Philosophy
and Phenomenological Research, 28(4): 537–553. For an approach to the relationship between
Husserl’s part/whole logic and broader methodology, see John Drummond, John. 2008. Wholes,
Parts, and Phenomenological Methodology. In Edmund Husserl: Logische Untersuchungen, ed.
Verena Mayer, 105–122. Berlin: Akademie Verlag. Hereafter, Drummond 2008a. For a critique of
Sokolowski, see Lampert, Jay. 1989. Husserl’s Theory of Parts and Wholes: The Dynamic of
Individuating and Contextualizing Interpretation – Übergehen, Abheben, Ergänzungsbedurftigkeit.
Research in Phenomenology 19(1): 195–212. For an account that explores the relationship between
Husserl and Heidegger in light of part/whole logic, see Øverenget, Einar. 1996. The Presence of
Husserl’s Theory of Wholes and Parts in Heidegger’s Phenomenology. Research in Phenomenology,
26(1): 171–197. For a criticism of Husserl’s part/whole logic through a notion of biological func-
Parts, Wholes, and Phenomenological Necessity 21
Pieces, by contrast, are independent parts that can by their nature be presented
apart from the other parts forming a complex whole. Consider, for example, a tree
as a whole comprised of branches, trunk, bark, roots, and so on. These parts can be
presented separately – aspects of the tree branch can be presented in separation from
the other independent parts of the tree, e.g., extension, weight, and shape. Not only
can these parts be presented independently from the whole of the tree, e.g., the tree
weight and branch weight have separable sums, but the parts can be independently
presented from each other, e.g., the shape of the branches and trunk are not depen-
dent on each other. Husserl recognized that certain aspects of a part are altered when
removed from its whole while other aspects retain their identity. The fallen branch
is separated from its functional unity with the whole tree and its corresponding
functional sense is altered – the branch no longer functions in the nutritive dynamic
of its whole – and therefore the functional sense of the branch has a non-independent
relation (moment) to its whole. The fallen branch is a branch of the tree in name
only (homonymously), which is to say, abstractly. However, Husserl’s point is that
the phenomenally presentational aspects of the branch – e.g., extension, weight, and
shape – have senses that are independent in that they are not altered by their separa-
tion and are therefore not in need of supplementation. The independent branch can
be presented apart from its functional incorporation into the whole tree and can be
presented in its own unified right – as wood. Husserl thus defines a “piece” as any
part that is independent relative to the whole W of which it is a part.8
Husserl’s mereology develops out of this basic distinction between independent
and non-independent parts, a distinction that relies on a notion of necessity at work
in the supplementation involved in alteration. As we will see below, this notion of
necessity among part/part relations and part/whole relations is basic to his presenta-
tional account of dependence and has implications for the way Husserl’s conception
of necessity relates to Kant’s. The important point here is that the principle of rela-
tive dependency not only goes all the way down in Husserl’s conception of part/part
relations, but even extends to the basic part/whole relation itself. In other words,
parts exist only in a relative dependency to wholes and while some parts can become
tion, see De Preester, Helena. 2004. Part-Whole Metaphysics Underlying Issues of Internality/
Externality. Philosophica 73: 27–50. For additional approaches, see Lohmar, Dieter. 2000. Edmund
Husserls ‘Formale und transzendentale Logik’. Darmstadt: Wissenschaftliche Buchgesellschaft;
Gurwitsch, Aron. 1966. Studies in Phenomenology and Psychology. Evanston: Northwestern
University Press; Gurwitsch, Aron. 1964. The Field of Consciousness. Evanston: Northwestern
University Press; Seebohm, Thomas M. 1973. Reflexion and Totality in the Philosophy of
E. Husserl. Journal of the British Society of Phenomenology, 4:20–30; Fine, Kit. 1995. Part-whole.
In The Cambridge Companion to Husserl, ed. Barry Smith and David Woodruff Smith, 463–485.
Cambridge: Cambridge University Press; Willard, Dallas. 2003. The Theory of Wholes and Parts
and Husserl’s Explication of the Possibility of Knowledge in the Logical Investigations. In
Husserl’s Logical Investigations Reconsidered, ed. Denis Fisette, 163–182. Dordrecht: Kluwer
Academic Publishers; Drummond, John. 2008. Historical Dictionary of Husserl’s Philosophy.
Lanham: Scarecrow Press. Hereafter, Drummond 2008b; and Moran, Dermot and Joseph Cohen,
Joseph. 2012. The Husserl Dictionary. New York: Bloomsbury.
8
Hua. XIX, Third Investigation, §17.
22 A. Konopka
presented as objects in their own right as wholes and thereby become a self-founding
concretum, this nevertheless presupposes a more original complex whole.
Husserl’s mereology proceeds from the distinction between (non)independent
parts (pieces and moments) to founding/founded relations, relations that Husserl
uses extensively not only in the Third Investigation, but in his later understanding of
constitution.9 Generally speaking, Husserl employs founding/founded relations
extensively in his subsequent articulation of the network of definitions and laws
governing the manifold of relationships that follow upon the piece/moment distinc-
tion. Husserl defines foundational moments as:
(A) founded moment – a moment for which another moment provides a foundation
in the formation of a whole;” such that founded moment A supposes and forms
a unity with moment B or whole W according to necessary association.
(B) founding moment – provides a supposition and forms a unity with another
moment and for the whole that it forms with its associated moments; such that
moment B founds moment A such that B is the supposition of and unified with
A or whole W according to necessary association.10
Consider a forest as an extended illustration of these founding/founded relations.
The forest has a manifold of moments that can be considered in various founding/
founded relationships. The populations of trees provide habitat for a manifold of
insects, birds, and other animals. The set of interactions involved in this habitat rela-
tion could be considered a specific type of collective according to relations of foun-
dation. If the habitat collective is merely a sum or aggregate with no founding/
founded relations, then it is merely a whole in a rather wide sense, that is, deter-
mined merely in terms of abstracted unifying moment such as number or content.
The habitat-as-whole would be merely a collective that lacks inherent organization.
If the tree populations interact in a meaningful relation with the insects, birds, and
other animals, this meaningful interaction can be expressed in various kinds of
founding/founded relations. Consider, for example, interactions involving nutrition
distribution. The tree provides nutrition for the insect, the insect is nutrient provi-
sion for the woodpecker, and so on. In this nutrient chain, one that has causal attri-
butes as well, the nutrient provision of the woodpecker is founded on the insect,
which in turn is founded on the beech tree. These founded/founding moments in the
constitution of the nutrient chain could further be organized according to several
additional distinctions that Husserl makes in his theory of foundation, e.g., immedi-
ate or mediate, remote or proximate, and so on. We could say, for example, that the
beech tree is a mediate founding moment to the nutrient provision of the wood-
pecker, while the insect is the immediate founding moment. It is according to found-
ing relations such as this that the nutrient fitness involved in a habitat is not merely
9
Edmund Husserl 1973. Experience and Judgment: Investigations in a Genealogy of Logic, ed.
Ludwig Landgrebe, trans. James S. Churchill and Kart Ameriks. Evanston: Northwestern
University Press, §81. See also Sokolowski, Robert. 1970. The Formation of Husserl’s Concept of
Constitution. The Hague: Springer.
10
See Hua. XIX, Third Investigation, §14; Drummond 2008b, 82.
Parts, Wholes, and Phenomenological Necessity 23
4 Multi-level Generalizations
The problem of necessity is also tied, more broadly, to the process of generalization
from the unified definite manifolds of perceptual sense to gradient kinds of general-
izations involved in conceptualization. The unified definite manifolds involved in
complex wholes can be distinguished according to the kinds of synthesis involved
11
Hua. XIX, §21.
24 A. Konopka
12
Husserl 1973, §81.
13
Ibid., 323.
14
Hua. III, §30. See also Drummond, John. 1995. Synthesis, Identity, and the A Priori. Recherches
husserliennes 4: 27–51.
Parts, Wholes, and Phenomenological Necessity 25
The notion of necessity that is proper to the identity in a manifold of object catego-
ries and the synthesis of like with like involved in meaning-categories phenomeno-
logically clarifies the authentic distinction between analytic and synthetic necessity.
The degrees of increasing levels of generality progress according to an interest in
the unity proper to the synthesis of “like with like” (similarity) and are determined
according to the essential necessity of the eidetic sense of object-categories. The
necessary supplementation involved in the alteration of presentational sense is also
involved in both the determination of the various levels of generalization. We have
seen that the lawful relations of formal concepts such as object, quality, relation,
number, plurality, whole and part have an essential difference from material con-
cepts of object categories, e.g., color, brightness, plant, tree and so on. Analytically
necessary laws are operative in the formal concepts of meaning categories that are
independently founded on the indeterminate notion of “something” or “object as
such.” These analytically necessary laws are free from the determination of material
concepts and the explicit or implicit assertion of individual existence. By contrast,
synthetic necessity is determined by the material laws of object categories and the
specific nature of unified moments.
The essential distinction between formal categories and material spheres of
essence provide the authentic basis for the distinction between analytic and syn-
thetic propositions. An analytic necessity characterizes any proposition that is
unconditionally universal in that it is free from the specifications of particular mate-
rial content. The proposition “A whole has parts and parts have wholes,” for exam-
ple, has an analytic necessity that is merely determined by the formal concepts of
whole and part. Analytic necessity can be distinguished from the specifications
involved in material concepts when positing the relation among object-categories.
Consider, again, the relationship between color and extension. Propositions regard-
ing these material concepts do not involve an inherent relation to each other – color
and extension have meanings that are independent from each other. Nevertheless,
there is an essential necessity in the relation between color and extension. This
necessity among material concepts of object categories is synthetic in that the prop-
osition “Color is not presented without extension” relates different object-categories
that operate at different degrees of generalization. The relation between the sense of
the concept of color and extension not only relate different propositional meanings
but also relate varying levels of generalization – color is a lower level generality
than extension. Color does not analytically entail extension – analytic necessity is
free of material determination of object categories at whatever level of generalization.
26 A. Konopka
Synthetic necessity is defined, in contrast, as any law that identifies a founding rela-
tionship of material concepts through the clarification of the specific sense of uni-
fied moments. The synthetic or material a priori is the necessary lawfulness of the
determinate sense in which various objects are disclosed.
Husserl solidifies the conception of necessity that is operative in his notions of the
a priori lawfulness through the logic of fitness in his theory of parts and wholes. We
have seen that the necessary supplementation involved in alteration defines, in par-
ticular, Husserl’s conception of a material a priori law as the essential relations of
presentational dependence that organize unified definite manifolds. While Husserl’s
solution to the problem of necessity gets worked out in an eidetic analysis of the
formal concepts of meaning categories, he applies this solution extensively in his
broader philosophical project, e.g., in the investigation into the logic of grammar
and later theory of constitution. Husserl’s mature theory of intentionality provides
the ultimate justification for this conception of necessity. All consciousness is con-
sciousness of such and such – or more formally – the experience of an object and the
object of experience are internally related moments, not externally related pieces.
All objects are complex objects insofar as they are given, minimally, to a subject.
Husserl characterized this internal unity between subject and object as mutually
or reciprocally dependent moments of experience. This involves a departure from
the distinction between “being for us” and “being in itself” in that an “object that is,
but is not and in principle could not be an object of consciousness, is pure non-
sense.”15 Husserl thus rejects Kant’s distinction between the world as it appears and
the world as it is in itself and shifts explanatory emphasis to the correlational varia-
tion involved in the determinate sense through which objects disclose themselves.
It is thus possible to speak of a “correlational a priori” proper to the noesis-
noema correlate that characterizes the structures of intentionality.16 For example, the
variations involved in perception provide correlative unified definite manifolds – a
manifold of appearances proper to the perceptual object and a manifold of perspec-
tival orientation proper to an embodied noesis. The perceptual object, e.g., a tree,
obtains its identity in a synthesis of a visual manifold that is generated by bodily
variations, e.g., eye movements, neck movements, walking around the tree, and so
on. The identity of the tree is manifested in and through the visual manifold. This is
a significant point that can highlight another important difference between Husserl
and Kant. For Husserl, the unity that is achieved in the synthesis identity of
15
Husserl, Edmund. 1973. Husserliana II Die Idee der Phänomenologie. Fünf Vorlesungen, ed.
Walter Biemel. The Hague: Martinus Nijhoff, 19ff.
16
Hua. XVII, §72; Hua. III, §90. Husserl, Edmund. 1970. The Crisis of European Sciences and
Transcendental Phenomenology: An Introduction to Phenomenological Philosophy, trans. David
Carr, §46. Evanston: Northwestern University Press.
Parts, Wholes, and Phenomenological Necessity 27
p erception is inherent in the determinate sense of the object itself and not reducible
to the perceptual achievements of the cognizing and embodied subject. The unity of
identity is present in and through the manifold of contents such that the tree is one
individual that is persistent throughout the manifold – the perceptual contents of the
phases of the perceptual manifold necessarily supplement each other in an identity.
The unity here is discovered (not achieved by the knower) and it is disclosed by and
in the object in a “synthesis of coincidence” (Deckungssynthese).17 The necessity
here finds its justification in the lack of variation or alteration among the proposi-
tional attributes of the tree, e.g., extension, location, color, and so on. The object is
a definite manifold that is unified as an identity – an individual whole – according
to the essential necessity of its interrelated parts.
Kant, by contrast, maintained that the unity involved in objects of appearance is
produced by the achievements of the cognizing knower. Kant’s account of the unity
of a sensible manifold reflects his separation between the faculties of understanding
and sensibility. Unity presupposes synthesis that, in turn, is “an act of the [subject’s]
self-activity.”18 The unity that obtains through synthesis is an “act of the understand-
ing” because unity, unlike form, demands the understanding. On the one hand, the
unity of intuition is produced in the sensible synthesis and gives intuitions to objects.
On the other hand, the unity of concepts, produced by intellectual synthesis, gives
unified concepts to objects. In both cases, the unity is presupposed and conditioned
by a “higher” unity, that is, the “original synthetic unity of apperception.” The unity
of apperception is necessarily valid and guarantees the possibility of self-
consciousness, “The I think must be capable of accompanying all my presentations.”19
This necessity is objective in that it unifies the intuitions of sensible manifolds.
Indeed, Kant characterizes objectivity as “that in whose concept the manifold of a
given intuition is united” and this unity is the achievement of the understanding,
“that which itself is nothing more than the power to combine a priori and the bring
the manifold of given intuitions under the unity of apperception.”20 This unity of
apperception supervenes on objects in a sensible manifold as a one-sided relation
between the subjective condition to the conditioned object.
The principle of necessity in Kant’s conception of the a priori is asymmetrical
(one-sided) from the point of view of Husserl’s notion of the correlational a priori
proper to intentionality. The correlational a priori operates with a symmetrical
notion of necessity wherein the determinate senses of objects themselves obtain
unity and fit together in states of affairs. As we have seen, this difference between
Husserl and Kant’s conception of a priori knowledge is particularly evident in their
respective accounts of the synthesis of sensible manifolds.
17
Ibid., The Origin of Geometry, 360.
18
Kant, Immanuel. 1965. Critique of Pure Reason, trans. Norman Kemp Smith, B130. New York:
Macmillan and Company.
19
Ibid., B131.
20
Ibid., B136.
28 A. Konopka
Husserl radicalizes and explodes Kant’s notion of the a priori according to the vari-
ous levels of generalization or universality. As we have seen, the formal objective a
priori involves investigations into formal and mathematical logic and formal ontol-
ogy. The material objective a priori is more complicated in that Husserl distin-
guishes between the a priori that is pure, exact, and “bound to the empirical.”21
Consider, in particular, the conception of necessity that is involved in the “a pri-
ori bound to the empirical.” As we have seen, objects take shape as synthetic unities
in the mode “they themselves” and not merely as appearances of objects. They have
the determinate sense of their material content that is not merely unified according
to the formal concepts of the meaning formations of objects in general. The material
attributes of objects include, as we have seen, characteristics that operate at various
degrees of generalization, e.g., species, genera, and region. In addition, these mate-
rial attributes have particular determination as contingent matters of fact. It is in this
sense that the material objective a priori is also a contingent a priori. The specific
core of material content finds its determination in contrast to the specificity of dif-
ferent subsets of contents and are thus relationally limited in contingent matters of
fact. Objects have relations with different objects and the extent of these differences
limit the possible variations in which the object’s specific attributes can be deter-
mined as an object of that type. The “a priori bound to the empirical” departs from
the contents realized in empirical generalizations and intuits these contents as pre-
sumptively necessary for objects of given type. It is a presumptive generalization
with an empty necessity that is waiting to be filled out in that it has not tested the
necessity of its relations and the universality of its generalizations. The “a priori
bound to the empirical” is distinguished from the “pure material a priori” that has
achieved its fulfillment in the essential necessity manifest through a process of
eidetic variation.
Even though the necessity-amidst-contingency involved in the “a priori bound to
the empirical” has not yet been fully clarified in reflection, this does not imply that
the necessity of unified manifolds is not proper to the objects themselves. Reflection
on the way in which determinate objects in the world present themselves as sensible
manifolds with necessary associations confirms that the world is pre-given with its
own unity of coincidence (Deckung). As Husserl stated,
“…there are breaks here and there, discordances; many a partial belief us crossed
out and becomes a disbelief, many a doubt arises and remains unsolved for a time,
and so forth. But ultimately, … if the world gets an altered sense through many
particular changes, there is a unity of synthesis in spite of such alterations running
through the successive sequence of universal intending of the world – it is one in its
21
Husserl 1973, 374.
Parts, Wholes, and Phenomenological Necessity 29
particular details … it is in itself the same world. All of this seems very simple, and
yet it is full of marvelous enigmas and gives rise to profound considerations.”22
The necessary unities of sensible manifolds are not merely the result of subjec-
tive accomplishments, but have pre-given associations that are passively synthe-
sized with a necessary unity proper to themselves.
Both Kant and Husserl share the conviction that transcendental philosophy
attempts to identify and clarify the necessity of the lawful regularities in a contin-
gent world through a reference to the necessary conditions of their knowability.
They differ, however, in important ways with regard to their accounts of these nec-
essary conditions. While Kant reasons from the necessary condition of the possibil-
ity of knowledge (unity of apperception – the “I think” that accompanies all my
representations) to that which is conditioned (unified manifolds), Husserl reasons
from the conditioned (organized unity of definite manifolds) to the condition (the
structures of intentionality). In other words, Kant accounts for the necessity proper
to the unity and organization of manifolds in a one-sided relation to the subjective
accomplishments of the knower. In contrast, Husserl account for necessary unities
of sense in terms of a two-sided relation of intentionality that is inclusive of lateral
unities of coincidence.
References
Husserl, Edmund. 1966. Husserliana XI Analysen zur passiven Synthesis. Aus Vorlesungs- und
22
Forschungsmanuskripten, 1918–1926. ed. Margot Fleischer, 101. The Hague: Martinus Nijhoff.
30 A. Konopka
———. 1975. Husserliana XVIII Logische Untersuchungen. Erster Teil. Prolegomena zur reinen
Logik, ed. Elmar Holenstein. The Hague: Martinus Nijhoff.
———. 1984. Husserliana XIX Logische Untersuchungen. Zweiter Teil. Untersuchungen zur
Phänomenologie und Theorie der Erkenntnis, ed. Ursula Panzer, The Hague: Martinus Nijhoff.
Jansen, Julia. 2015. Transcendental Philosophy and the Problem of Necessity in a Contingent
World. Metodo: International Studies in Phenomenology and Philosophy 1: 47–80.
Lampert, Jay. 1989. Husserl’s Theory of Parts and Wholes: The Dynamic of Individuating and
Contextualizing Interpretation – Übergehen, Abheben, Ergänzungsbedurftigkeit. Research in
Phenomenology, 19(1): 195–212.
Lohmar, Dieter. 2000. Edmund Husserls ‘Formale und transzendentale Logik. Darmstadt:
Wissenschaftliche Buchgesellschaft.
Moran, Dermot, and Joseph Cohen. 2012. The Husserl Dictionary. New York: Bloomsbury.
Øverenget, Einar. 1996. The Presence of Husserl’s Theory of Wholes and Parts in Heidegger’s
Phenomenology. Research in Phenomenology 26 (1): 171–197.
Seebohm, Thomas M. 1973. Reflexion and Totality in the Philosophy of E. Husserl. Journal of the
British Society of Phenomenology 4: 20–30.
Simons, Peter. 1992. Philosophy and Logic in Central Europe from Bolzano to Tarski: Selected
Essays. Dordrecht: Kluwer Academic Publishers.
Sokolowski, Robert. 1968. The Logic of Parts and Wholes in Husserl’s Investigations. Philosophy
and Phenomenological Research 28 (4): 537–553.
———. 1970. The Formation of Husserl’s Concept of Constitution. The Hague: Springer.
Willard, Dallas. 2003. The Theory of Wholes and Parts and Husserl’s Explication of the Possibility
of Knowledge in the Logical Investigations. In Husserl’s Logical Investigations Reconsidered,
ed. Denis Fisette, 163–182. Dordrecht: Kluwer Academic Publishers.
The Early Husserl Between Structuralism
and Transcendental Philosophy
Simone Aurora
1 Introduction
This paper is consistent with a line of research that had its heyday in the 1970s and
that can be basically traced back to two pioneering works published by Elmar
Holenstein (Holenstein 1975, 1976. See also Kultgen 1975). The main thesis under-
pinning these investigations is that phenomenology and structuralism emerged as
pan-European and interdisciplinary approaches and, far from representing conflict-
ing or alternative schools, developed within a wide and complex network of mutual
influences at the beginning of the twentieth century. Even though these
S. Aurora (*)
Dipartimento di Filosofia, Sociologia, Pedagogia e Psicologia Applicata (FISPPA), Università
degli studi di Padova, Padova, Piazza Capitaniato, Italy
e-mail: simone.aurora@unipd.it
investigations remained quite marginal – when compared with the main directions
of phenomenological and structural inquiries – and were gradually abandoned, they
have recently regained their vigour. Just to mention the most recent and detailed
outcomes of this renewed interest in the relationship between phenomenological
and structural approach, one can make reference to the two last special issues of
Acta Structuralica. International Journal for Structuralist Research (whose topics
are, respectively, Phenomenology and Structuralism and Merleau-Ponty and
Structuralism) as well as to fresh publications like Stawarska (2015), De Palo
(2016), Aurora (2017), Flack (2018).
Against this background, the present paper intends to show in which sense the
work of the early Husserl represents a privileged place for a discussion of the pos-
sible intertwining between phenomenological and structuralist research and, in
this way, to support to the above-mentioned new – or rather – renewed approach
to Husserl.
In a wider sense, the combination of the fundamental features of phenomenology
and structuralism, as found in many aspects of Husserl’s philosophical reflection,
outlines the twin idea that, on the one hand, phenomenology is essential to solving
the typical impasse of a certain kind of structuralism, namely its tendency to employ
too rigid a notion of structure and to rest on a naïve objectivism on the other hand,
structuralism is also revealed as essential to the typical impasse of many versions of
phenomenology with their tendency towards radical forms of subjectivism.
linguistics and, above all, by the structural linguistics developed by the schools of
Prague, Moscow and Copenhagen. In fact, however, the history of structuralism
begins much earlier and is not at all limited to the field of linguistics and social sci-
ences and still less to a particular period of French culture (cf. Flack 2016). On the
contrary, structuralism constitutes – using Thomas Kuhn’s classic formulation – a
scientific paradigm, that is a set of principles that “define the legitimate problems
and methods of a research field” or, as in the case of structuralism, of a wide range
of research fields, and that is moreover “sufficiently unprecedented to attract an
enduring group of adherents away from competing modes of scientific activity […]
and sufficiently open-ended to leave all sorts of problems for the redefined group of
practitioners to resolve” (Kuhn 1996, 10). “Structuralism”, as Ernst Cassirer
observes in Structuralism in Modern Linguistics (1945), is “no isolated phenome-
non; it is, rather, the expression of a general tendency of thought that […] has
become more and more prominent in almost all fields of scientific research”
(Cassirer 1945, 120). In short, structuralism can then be seen as a coherent, unitary
and integrated scientific endeavour, which emerges in opposition to the scientific
framework typical of the nineteenth century, according to which only those explana-
tions are truly scientific, which are causal and historical-genetic.
Mature structuralism, which will not be taken into consideration in what follows,
can then be seen as a modulation of this general “tendency of thought” via an often
original development and a productive complication of those distinguished features
that are the outcome of a well-defined epistemological rupture that took place in
Europe at the turn of the twentieth century and that lies in the emergence, in many
disciplinary areas – such as mathematics, psychology and linguistics – of a scien-
tific paradigm of a structural kind (cf. Bastide 1962; Piaget 1970)
“A structuralist perspective”, Roman Frigg and Ioannis Votsis write, “is one that
sees the investigation of the structural features of a domain of interest as the primary
goal of enquiry.” “This vision”, they continue, “has shaped research programmes in
fields as diverse as linguistics, literary criticism, aesthetics, sociology, anthropol-
ogy, psychology, and various branches of philosophy” (Frigg and Votsis 2011, 227).
In other words, a structuralist approach seeks to identify and describe the specific
structures embedded in a specific class of elements, which evidently varies from
discipline to discipline. To provide a univocal and rigorous definition of the concept
of structure is not an easy task, though (see Boudon: 1971; Broekman 1974 and
Lepschy 1981). Nonetheless, I think that is possible to offer a definition of “struc-
ture” via a combination of two “standard definitions” of this notion, advanced by
Roger Bastide and Jean Piaget in the 60’s.
Bastide defines the concept of structure in the following way:
1) a bound system, such that the change made to an element implies a change in the other
elements; 2) this system (and this is precisely what distinguishes it from a mere organisa-
tion) is latent in the objects – hence the expression of ‘model’ used by the structuralists –
and it is precisely because it is a model that it allows predictability and makes the observed
facts intelligible; 3) models are ‘local’ – not only in the sense that they vary depending on
the disciplines – but also that every discipline may have to use variable models; 4) the con-
cept of structure is a ‘synchronic’ concept (Bastide 1962, 13, my translation).
34 S. Aurora
3 Phenomenology as Wissenschaftslehre
In the preface of the first edition of the Logical Investigations, Husserl claims that
he will focus on “discussions of a very general sort” that stretch far beyond “the
narrow sphere of mathematics” –which he had dealt with in his first philosophical
work published in 1891, namely Philosophy of Arithmetic – and that aspire to “a
1
I have tried to fill this gap in Aurora (2017, 2018).
Another random document with
no related content on Scribd:
Lisen, eikä se tee mitään, että hän kutsui teidät salassa äidiltään.
Mutta Ivan Fjodorovitšille, teidän veljellenne, minä en voi yhtä
helposti uskoa tytärtäni, suokaa se minulle anteeksi, vaikka minä
edelleenkin pidän häntä mitä ritarillisimpana nuorena miehenä. Ja
ajatelkaahan, hän oli Lisen luona enkä minä tietänyt siitä mitään.
3.
Reuhtova lapsi
— Niin.
— Olisi.
— Tunnen.
— Osaan.
— Ei.
— Jotta ei mihinkään jäisi mitään! Ah, kuinka hyvä olisi, kun ei jäisi
mitään! Tiedättekö, Aljoša, minä aion toisinaan tehdä hirveän paljon
pahaa ja kaikkea huonoa, ja teen sitä kauan salaa, ja yhtäkkiä kaikki
saavat sen tietää. Kaikki ympäröivät minut ja osoittavat minua
sormellaan, ja minä katson kaikkia. Se on hyvin miellyttävää. Miksi
se on niin miellyttävää, Aljoša?
— Mutta eihän se ole vain sitä, että minä sanoin, minähän myös
teen sen.
— Minä uskon.
— Ah, kuinka minä rakastan teitä sen tähden, että te sanotte: minä
uskon. Ja tehän ette ollenkaan, ette ollenkaan valehtele. Mutta
kenties te luulette, että olen puhunut teille tätä kaikkea tahallani,
ärsyttääkseni teitä?
— Kaiketi se on.
— Se on totta.
— En tiedä.
— Hyväkö?
— Minä itse.
— Lähetitte hänelle kirjeen?
— Kirjeen.
— Teitäkin.
— Itken.
— Itken.
4.
Hymni ja salaisuus