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Conflict
Conflict
Conflict
CONCEPT PAPER
Summer 2005
Conflict, Conflict Prevention and
Conflict Management and beyond:
a conceptual exploration
CONCEPT PAPER
Summer 2005
The Central Asia-Caucasus Institute and Silk Road Studies Program constitute a single,
joint Transatlantic Research and Policy Center. The Center is independent and externally
funded and has offices in Washington, D.C., and Uppsala, Sweden.
The Center is affiliated with the Paul H. Nitze School of Advanced International Studies
at Johns Hopkins University, and the Department of East European Studies, Uppsala
University. It is the first Institution of its kind in both Europe and North America, and is
firmly established as a leading center for research and policy worldwide, serving a large
and diverse community of analysts, scholars, policy-watchers, business leaders, journalists,
and students.
The Joint Center aims to be at the forefront of research on security, conflicts and
development in the region. It further aspires to function as a focal point for American and
European academic and policy discussion through its applied research, publications,
teaching, research network, and conference and forum activities.
ISBN: 91-85473-02-2
Table of Contents
This paper was written as part of the project “Peace and Security:
Conflict Management and Conflict Prevention in Northeast Asia”,
funded by the Swedish Research Council (grant 2002-3126) and the
project “Conflict and Security in Asia” funded by the Swedish
Ministry for Foreign Affairs.
4
5
1
A draft version of this paper was written to provide a starting point for the discussions
on the Silk Road Studies Program’s workshop "Theory Development on Conflict
Prevention and Conflict Management" organized in Uppsala April 8-9, 2005. The paper
you now are reading is a somewhat altered version of the paper presented at the workshop.
It should also be noted that this paper is based on, but extends beyond, Dr. Swanström’s
dissertation Regional Cooperation and Conflict Management: Lessons from the Pacific Rim
(Uppsala: Department of Peace and Conflict Research, 2002).
2
The problem of a lacking consensus was identified at the Silk Road Studies Conference
on Conflict Prevention and Management in Northeast Asia held in Beijing November 26
– 28, 2004. It was also one of the topics of discussion on the Uppsala workshop in April
2005.
3
Bruce Russett, “Preventing Violent Conflict Through the Kantian Peace”, in Preventing
Violent Conflicts: Past Record and Future Challenges, ed. Peter Wallensteen, Report No 48
(Uppsala: Department of Peace and Conflict Research, 1998); Michael Lund, Preventing
Violent Conflicts (Washington D.C.: United States Institute of Peace Press, 1996); Niklas
L.P. Swanström, Regional Cooperation and Conflict Management: Lessons from the Pacific Rim
(Uppsala: Department of Peace and Conflict Research, 2002); Niklas L.P. Swanström
“Conflict Management in Northeast Asia”, Korean Journal of International Studies, Vol. 30,
No. 1 (2003); Peter Wallensteen, ed., Preventing Violent Conflicts: Past Record and Future
Challenges, Report No 48 (Uppsala: Department of Peace and Conflict Research, 1998).
4
Sophia Clément, Conflict Prevention in the Balkans: Case Studies of the Fyr Macedonia
(Alencon: Institute for Security Studies of WEU, 1997).
5
Fred Tanner, “Conflict Prevention and Conflict Resolution: Limits of Multilateralism”,
International Review of the Red Cross, September (2000).
6
6
Peter Wallensteen, Understanding conflict resolution: war, peace and the global system
(London: Sage, 2002).
7
SECTION 1:
Conflict
Definition of conflict
The perception of threat, or actual occurrence of conflict, is necessary for
the initiation of conflict prevention or management measures, and hence
it is essential to address the concept of conflict before exploring how to
prevent and manage such occurrences.
The first step is to understand what a conflict is made up by exactly. The
starting point for this paper is the traditional definitions of conflicts
(presented below), according to which a conflict is the result of opposing
interests involving scarce resources, goal divergence and frustration. The
paper then addresses more recent perceptions of the conflict concept. We
suggest that conflicts should not be defined simply in terms of violence
(behavior) or hostility (attitudes), but also include incompatibility or
“differences in issue position” (Positiondifferenzen)7 Such a definition is
designed to include conflicts outside the traditional military sphere and is
based on behavioral dimensions.
7
Ernst-Otto Czempiel, Internationale Politik; Ein Konfliktmodell (Paderborn: Schöningh,
1981), 198-203.
8
12
Peter Wallensteen, Från krig till fred - Om konfliktlösning i det globala systemet (Stockholm:
Almqvist & Wiksell, 1994), 14-15; Peter Wallensteen, Understanding Conflict Resolution War,
Peace and The Global System (London: Sage Publishing, 2002), 16.
13
Peter Wallensteen, Understanding Conflict Resolution War, Peace and The Global System
(London: Sage Publishing, 2002), 16-17.
10
14
The authors however argue that resolution can be applied in all phases as soon as the
conflict is manifest.
11
Unstable
peace Direct prevention Peace building
Stable
peace Structural prevention Peace consolidation
Duration
of conflict
Early stage Mid-stage Late-stage
The curve is divided into five levels of conflict intensity (stable peace,
unstable peace, open conflict, crisis, and war) in a total of nine chronological
phases. Stable peace is a situation where tension between the parties is low
and there exists different forms of connections and cooperation between
them, often including economic and environmental cooperation, as well as
cooperation within other non-sensitive issue-areas. During a period of
unstable peace, tension has increased. This is a situation where, albeit the
existing negative peace, there are such high tensions between the parties that
peace no longer seems guaranteed. An open conflict is when the conflict is
defined and the parties have taken measures to deal with it, even if
militarized options are not adopted. In the crisis phase, the risk of war is
imminent and militarized options are the preferable or likely option. There
may be sporadic violence between the parties at this stage, but there is no
regular open violence. In the war phase, on the other hand, there is
widespread and intense violence. In the de-escalation phase the pattern is
reversed, moving from war to crisis, through open conflict and unstable
peace to finally reach a situation of stable peace.
12
Just as the phases of the conflict cycle are important, the connection
between conflict prevention and conflict- and crisis managing needs to be
developed further. The easiest way to separate between the concepts is by
focusing on the time factor. Starting with conflict prevention, it is by
definition applied before the conflict has become open and violent, i.e. to
prevent a conflict from emerging in the first place (or to prevent a
conflict from re-escalating in a post-conflict phase). Conflict prevention
measures are effective at the levels of stable- and unstable peace before a
conflict has become manifest. Here, it is important to differentiate
between structural- and direct preventive measures. The former are most
applicable in the stable peace phase and consist of structural measures
that often aim at specific groups or issues such as economic development,
political participation or cultural autonomy. The benefits of applying
structural measures at an early stage is simply that the acceptance of
preventive measures tends to be higher at low levels of inter-party
suspicion and hence more far-reaching and institutional measures can be
implemented. If structural preventive measures are implemented at an
early stage, including both the building of institutions and development
of trust and (longer-term) cooperation, they decrease the perceived need
to, and hence risk of, escalating a potential conflict issue into the level of
unstable peace. The more pronounced a conflict becomes the more
specific measures it requires. At the same time, structural measures are
loosing importance as a probable strategy.
In the unstable peace phase, the direct preventive measures are directed at
issues with a shorter term goal in mind, i.e. to reduce tension and create
trust between the actors. Simultaneously, the window of opportunity for
longer-term initiatives, such as the building of institutions, fades away
slowly and the conflict becomes more issue specific and more costly in
financial and political terms. Direct preventive measures can, for
example, be formal or informal workshops dealing with the possible
conflict issues. They can also aim at creating openness in certain fields
such as the military, reducing military spending, or achieving cooperation
in rescue operations. Other examples include sanctions, coercive
diplomacy, the dispatch of special envoys, and problem-solving
workshops. It should be noted that the border between structural and
direct prevention is unclear and that aspects of the two are often
overlapping.
13
conflict curve, although some authors confine such actions to after the
militarized phase. We disagree to this conclusion, as it is, of course,
possible to resolve differences in issue positions without going to war.
Indeed, the Cuban missile crisis, the dispute in Cyprus, the border
conflicts between China and Kyrgyzstan are all examples of conflicts and
crisis that were handled or resolved before war erupted.
16
Arthur S. Ding, “Conflict Prevention and Management in Northeast Asia: A
Perspective from Taipei”; Kyudok Hong, “Dilemmas of South Korea 's New Approaches
to Conflict prevention”; and Chyungly Lee, “Conflict Prevention in Northeast Asia:
Theoretical and Conceptual Reflections”, in Conflict Prevention and Conflict Management in
Northeast Asia, ed. Niklas L.P. Swanström (Uppsala & Washington: CACI & SRSP, 2005).
17
Chyungly Lee, “Conflict Prevention in Northeast Asia: Theoretical and Conceptual
Reflections”, in Conflict Prevention and Conflict Management in Northeast Asia, ed. Niklas
L.P. Swanström (Uppsala & Washington: CACI & SRSP, 2005).
19
SECTION 2:
Conflict prevention
Conflict prevention means different things to different people and there
is no single definition that is agreed upon. During the Cold War, many
practitioners and academics viewed preventive action as synonymous
with pre-emptive strikes.18 After the Cold War, this has changed, and
preventive measures have come to receive a new meaning and the
emphasis has shifted to the peaceful prevention of disputes. With regard
to the development of the concept of conflict prevention, Anders Bjurner
has pointed out that conflict prevention is a fairly new sub-culture of
security and foreign policy studies. 19 This is in a sense true, but one
should note that it is a sub-culture with a long history. Indeed, the idea of
prevention was central during the congress of Vienna in 1815 (A.D.) and
in the writings of Sun Tzu (c. 403-221 B.C.).20 Conflict prevention was
never mentioned as a concept but in practice there was a practical concern
to prevent conflicts and deter the reoccurrence of conflicts.
Conflict prevention is often divided into two categories: direct
prevention and structural prevention. Direct conflict prevention refers to
measures that are aimed at preventing short-term, often imminent,
escalation of a potential conflict. Structural prevention focuses on more
long term measures that address the underlying causes of a potential
conflict along with potentially escalating and triggering factors.
Economic development assistance or increased political participation are
examples of structural prevention, while the dispatch of a mediator or the
withdrawal of military forces are examples of direct prevention. The
distinction between structural and direct prevention is important,
18
Peter Wallensteen, ed., Preventing Violent Conflicts: Past Record and Future Challenges,
Report No. 58, Department of Peace and Conflict Research, Uppsala University, Sweden,
(Uppsala: Department of Peace and Conflict Research, 1998).
19
Anders Bjurner, “Security for the Next Century: Towards A Wider Concept of
Prevention”, in Preventing Violent Conflicts: Past Record and Future Challenges, Report No. 58,
Department of Peace and Conflict Research, Uppsala University, Sweden, ed. Peter
Wallensteen (Uppsala: Department of Peace and Conflict Research, 1998).
20
For a more extensive overview of the history of conflict prevention see Alice Ackerman,
“The Idea and Practice of Conflict Prevention”, Journal of Peace Research, vol 40, no 3
(2003), 339-347; Karin Aggestam, “Conflict Prevention: Old Wine in New Bottle?”,
International Peacekeeping, Volume 10, No. 1 (2003).
20
21
Alice Ackerman, “The Idea and Practice of Conflict Prevention”, Journal of Peace
Research, vol 40, no 3 (2003), 339-347; Karin Aggestam, “Conflict Prevention: Old Wine in
New Bottle?”, International Peacekeeping, Volume 10, No. 1 (2003); Fen Osler Hampson and
David M. Malone, eds., From Reaction to Conflict Prevention :Opportunities for the UN System
(Boulder, CO: Lynne Rienner, 2002); Bruce W. Jentleson, ‘Preventive Diplomacy: A
Conceptual and Analytic Framework’, in Opportunities Missed, Opportunities Seized:
Preventive Diplomacy in the Post-Cold War World, ed. Bruce W. Jentleson (Lanham, MD:
Rowman & Littlefield, 2000); Paul van Tongeren, Hans van de Veen and Juliette
Verhoeven, eds., Searching for Peace in Europe and Eurasia: An Overview of Conflict
Prevention and Peacebuilding Activities (Boulder, CO: Lynne Rienner, 2002); William I.
Zartman, “Preventing Deadly Conflict”, Security Dialogue 32(2) (2001), 137–154.
22
Michael Lund, Preventing Violent Conflicts (Washington, D.C.: United States Institute of
Peace Press, 1996), 37.
23
Boutros Boutros-Ghali, “Challenges of Preventive Diplomacy. The role of the United
Nations and its Secretary-General”, in Preventive diplomacy. Stopping wars before they start,
ed. Kevin M. Cahill (New York: BasicBooks and the Center for International Health and
Cooperation, 1996), 18.
21
24
David Carment and Albrecht Schnabel, “Introduction – Conflict Prevention: A concept
in search of a policy“, in Conflict Prevention. Path to Peace or Grand Illusion?, eds. David
Carment and Albrecht Schnabel, (Tokyo: The United Nations University Press, 2003), 11.
25
Gabriel Munuera, “Preventing Armed Conflict in Europe: Lessons learned from recent
experience”, Chaillot Paper 15/16 (1994), 3 .
26
Gabriel Munuera, “Preventing Armed Conflict in Europe: Lessons learned from recent
experience”, Chaillot Paper 15/16 (1994), 3 .
27
Michael Lund, “Preventing Violent Intrastate Conflicts: Learning lessons from
experience”, in Searching for Peace in Europe and Eurasia: An Overview of Conflict Prevention
and Peacebuilding Activities, eds. Paul van Tongeren, Hans van de Veen & Juliette
Verhoeven (Boulder, CO: Lynne Rienner, 2002), 117, note 6.
22
28
Peter Wallensteen and Frida Möller, Conflict Prevention: Methodology for Knowing the
Unknown, Uppsala Peace Research Papers No. 7, Department of Peace and Conflict
Research, Uppsala University, Sweden (Uppsala: Department of Peace and Conflict
Research, 2004).
29
David Carment and Albrecht Schnabel, eds., Conflict Prevention. Path to Peace or Grand
Illusion? (Tokyo: The United Nations University Press, 2003).
30
Niklas L.P. Swanström, Mikael S. Weissmann and Emma Björnehed, "Introduction", in
Conflict Prevention and Conflict Management in Northeast Asia, ed. Niklas L.P. Swanström
(Uppsala & Washington: CACI & SRSP, 2005).
31
The World Bank, Breaking the Conflict Trap: Civil War and Development Policy
(Washington, DC: World Bank; New York: Oxford University Press, 2003).
32
The World Bank has noted that as much as eighty per cent of the world's 20 poorest
countries have suffered from at least one major war in the past 15 years, and that post-war
23
Conflict management
Fred Tanner has defined conflict management as the limitation,
mitigation and/or containment of a conflict without necessarily solving
it. 37 Peter Wallensteen and Niklas Swanström have added to this
states have, on avarage, a 44 percent chance of relapsing in their first five years of peace.
(World Bank, Conflict and Development (2005)
<http://www.worldbank.com/conflictprevention.htm> (August, 2005).
33
Kofi Annan, Prevention of Armed Conflict, Report of the Secretary-General, A/55/985-
S/2001/574, June 7 (2001).
34
OECD, The DAC Guidelines: Helping Prevent Violent Conflict (OECD, 2001), 31
<www.oecd.org> (April 28, 2003).
35
OECD, The DAC Guidelines: Helping Prevent Violent Conflict (OECD, 2001), 31
<www.oecd.org> (April 28, 2003).
36
Anders Mellbourn, ed., Developing a Culture of Conflict Prevention, Anna Lindh
Programme on Conflict Prevention (Hedemore: Gidlund, 2004).
37
Fred Tanner, “Conflict Prevention and Conflict Resolution: Limits of Multilateralism”,
International Review of the Red Cross, September (2000).
24
38
Peter Wallensteen, Från krig till fred - Om konfliktlösning i det globala systemet (Stockholm:
Almqvistt&Wiksell, 1994), 50; Niklas L.P. Swanström, Regional Cooperation and Conflict
Management: Lessons from the Pacific Rim (Uppsala: Department of Peace and Conflict
Research, 2002).
39
William I. Zartman, "Towards the Resolution of International Conflicts", in
Peacemaking in international conflict: methods & techniques, eds. William I. Zartman and J.
Lewis Rasmussen. (Washington: United States Institute of Peace Press, 1997), 11.
40
Peter Wallensteen, Understanding Conflict Resolution War, Peace and The Global System
(London: Sage Publishing, 2002), 53.
41
Niklas L.P. Swanström, Regional Cooperation and Conflict Management: Lessons from the
Pacific Rim (Uppsala: Department of Peace and Conflict Research, 2002).
42
Niklas L.P. Swanström and Mikael S. Weissmann, "Chinese Influence on the DPRK
Negotiations", Peace Review, 16:2 June (2004), 219-224; Niklas L.P. Swanström and Mikael
25
S. Weissmann, "Can China Untie the Gordian Knot in North Korea?", Korean Journal of
International Studies, No. 1 (2004).
43
Peter Wallensteen, Understanding Conflict Resolution War, Peace and The Global System
(London: Sage Publishing, 2002).
44
William I. Zartman, “Conflict Management: The Long and Short of It”, SAIS Review,
vol 20, no 1 (2000).
45
Frederic Kirgis, International Organizations in their Legal Setting, 2nd (St. Paul: West
Publishing, 1993); Afzalur Rahim, “Empirical Studies on Managing Conflict”, International
Journal of Conflict Management, vol 11 (2000).
46
Michael Lund, Preventing and Mitigating Violent Conflicts: A Revised Guide for Practitioners
(Washington, D.C., Creative Associates International, 1997), 3-4.
26
47
Kwok Leung and Dean Tjosvold, Conflict Management in the Asia Pacific: Assumptions and
Approaches in Diverse Cultures. (Singapore: John Wiley & Sons, 1998), 1-12.
48
William I. Zartman and J. Lewis Rasmussen, eds., Peacemaking in international conflict:
methods & techniques (Washington: United States Institute of Peace Press, 1997).
49
Kwok Leung and Dean Tjosvold, Conflict Management in the Asia Pacific: Assumptions and
Approaches in Diverse Cultures. (Singapore: John Wiley & Sons, 1998).
50
Niklas L.P. Swanström, Regional Cooperation and Conflict Management: Lessons from the
Pacific Rim (Department of Peace and Conflict Research, Uppsala University, 2002).
27
51
William I. Zartman, “Conflict Management: The Long and Short of It”, SAIS Review,
vol 20, no 1 (2000).
52
Michael Lund, Preventing Violent Conflicts (Washington, D.C.: United States Institute of
Peace Press, 1996), 39.
28
Biographical note
Mikael S. Weissmann
Mikael Weissmann is Lecturer and Researcher at the Central Asia-Caucasus
Institute and Silk Road Studies Program, a joint transatlantic research and policy
center affiliated with the Johns Hopkins University-SAIS and Uppsala University.
He is also holder of a Ph.D.-fellowship at the Swedish School of Advanced Asia
Pacific Studies and is currently working towards his Ph.D. at the Department of
Peace and Development Research (PADRIGU) at Gothenburg University,
Sweden. Weissmann has been Visiting Fellow and Lecturer at the School of
International Studies at Renmin University, Beijing, and Visiting Researcher and
Lecturer at China Foreign Affairs University in Beijing. Previously, he was
working at the Stockholm International Peace Research Institute (SIPRI).
Weissmann is researching conflict management, security issues, regionalism, and
negotiation in East Asia, with special emphasis on the impact of informal
networks and informal mechanisms.