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38 Babakov, A.V. et al. (1995) Culture of transformed horseradish roots as a 46 Takeda, T. et al. (1994) Bryonolic acid production in hairy roots of
source of fusicoccin-like ligands, J. Plant Growth Regul. 14, 163–167 Trichosanthes kirilowii Max. var. japonica Kitam. transformed with
39 Qin, M.B. et al. (1994) Induction of hairy root from Artemisia annua with Agrobacterium rhizogenes and its cytotoxic activity, Chem. Pharm. Bull.
Agrobacterium rhizogenes and its culture in vitro, Acta Bot. Sinica 36 (Tokyo) 42, 730–732
(Suppl.), 165–170 47 Gränicher, F. et al. (1995) An iridoid diester from Valeriana officinalis var.
40 Trypsteen, M. et al. (1991) Agrobacterium rhizogenes-mediated sambucifolia hairy roots, Phytochemistry 38, 103–105
transformation of Echinaceae purpurea, Plant Cell Rep. 10, 85–89
41 Yamanaka, M. et al. (1996) Polyacetylene glucosides in hairy root cultures of
Lobelia cardinalis, Phytochemistry 41, 183–185
42 Benjamin, B.D., Roja, G. and Heble, M.R. (1994) Alkaloid synthesis by root
cultures of Rauwolfia serpentina transformend with Agrobacterium Hector E. Flores* and Jorge M. Vivanco are at the Dept of Plant
rhizogenes, Phytochemistry 35, 381–383 Pathology and Life Sciences Consortium, 315 Wartik Building, The
43 Sato, K. et al. (1991) Anthraquinone production by transformed root cultures Pennsylvania State University, University Park, PA 16802, USA;
of Rubia tinctorum: influence of phytohormones and sucrose concentration, Victor M. Loyola-Vargas is at the Centro de Investigacion
Phytochemistry 30, 1507–1510 Cientifica de Yucatan, Merida, Mexico (tel 152 99 81 3961;
44 Hu, Z-B. and Alfermann, A.W. (1993) Diterpenoid production in hairy root fax 152 99 81 3900;
cultures of Salvia miltiorrhiza, Phytochemistry 32, 699–703 e-mail vmloyola@cicy.cicy.mx).
45 Delbecque, J.P. et al. (1995) In vitro incorporation of radiolabelled cholesterol *Author for correspondence (tel 11 814 865 2955;
and mevalonic acid into ecdysteroid by hairy root cultures of a plant, Serratula fax 11 814 863 7217; e-mail hef1@psu.edu).
tictoria, Eur. J. Entomol. 92, 301–307

Recent advances in the transformation


of plants Genevi•ve Hansen and Martha S. Wright
Plant transformation technology has become a versatile platform for cultivar improvement as
well as for studying gene function in plants. This success represents the culmination of many
years of effort in tissue culture improvement, in transformation techniques and in genetic
engineering. The next challenge is to develop technology that minimizes or eliminates the
tissue culture steps, and provides predictable transgene expression.

G
enetic engineering has opened new avenues to modify Beyond crop improvement, the ability to engineer transgenic
crops, and provided new solutions to solve specific needs1. plants is also a powerful and informative means for studying
In the future, the proportion of acreage planted with trans- gene function and the regulation of physiological and develop-
genic crops, and the range of transgenic crops, is sure to increase. mental processes. Transgenic plants are being used as an assay
For example, in the USA, the proportion of acreage planted with system for the modification of endogenous metabolism or gene
commercial transgenic cotton, soybean and corn was ~25, 18 and inactivation. Advances in tissue culture, combined with improve-
10, respectively, in 1997 (Ref. 2). Forty-eight transgenic crop ments in transformation technology, have resulted in increased
products had been approved for commercialization in various transformation efficiencies. In recent years, many crops, previ-
countries by the end of 1997. ously classified as recalcitrant because they were stubbornly re-
The powerful combination of genetic engineering and conven- sistant to the overtures of genetic engineering, have now been
tional breeding programs permits useful traits encoded by trans- transformed. In many instances, the technology has been pushed
genes to be introduced into commercial crops within an even further to introduce the gene of interest directly into
economically viable time frame. There is great potential for elite cultivars5.
genetic manipulation of crops to enhance productivity through
increasing resistance to diseases, pests and environmental stress Tissue culture prerequisite
and by qualitatively changing the seed composition. Plant ‘fac- A tissue culture stage is required in most current transformation
tories’ are also being designed for high volume production of protocols to ultimately recover plants. Indeed, it is the totipotency
pharmaceuticals, nutraceuticals and other beneficial chemicals. of plant cells that underlies most plant transformation systems.
Transgenic plants might become drug-delivery devices, with both Plants are regenerated from cell culture via two methods, somatic
HIV and rabies vaccines being synthesized in plants3, and bananas embryogenesis and organogenesis. Both are controlled by plant
have been engineered to produce edible vaccines4. Moreover, with hormones and other factors added to the culture medium. Some
the establishment and expansion of genomics programs, a much species, such as soybeans6, banana4,7 and sugar beet8,9 can be
broader range of genes with potential for crop improvement are regenerated via either method so the choice is dependent upon
being identified and, in some cases, tailored and/or re-designed for which gives the best yield or the easiest outcome.
further enhancement of their properties within specific crops1. Somatic embryogenesis is the generation of embryos from
This has further intensified the interest in developing efficient somatic tissues, such as embryos, microspores or leaves. Prolifer-
plant transformation technologies to be able to concurrently test ating somatic embryos in liquid culture or on solid medium are
and capture the value of these genes. suitable targets for transformation because the origin of proliferating

226 June 1999, Vol. 4, No. 6 1360 - 1385/99/$ Ð see front matter © 1999 Elsevier Science. All rights reserved. PII: S1360-1385(99)01412-0
trends in plant science
reviews

Fig. 1. Examples of cultured tissues for transformation experiments. (a) Type I and (b) type II callus from maize, (c) primordial shoots from
maize. (d) and (e) Callus and shoots from soybean. (f) Cotton shoot apex from four-day-old seedling. M indicates the apical meristem and P the
primordial leaf. Magnification: (a), (b), (d) and (e) 133; (c) 403; (f) 83.

embryogenic tissues is at or near the surface of the older embryos Organogenesis is the generation of organs, usually shoots, from
and, thus, readily accessible to DNA delivery. Embryogenic tissues a variety of tissues. Except for monocot leaf explants that contain
are, in general, very prolific and allow recovery of many transfor- meristems only at the leaf base10, cotyledons, leaf fragments,
mants that are, in most cases, non-chimeric because of the hypocotyls and scutella from embryos generally have the poten-
assumed single cell origin of somatic embryos10. It is the tissue tial to generate shoots when placed on medium containing a
culture approach generally chosen for monocots because callus is shoot-inducing hormone, usually a cytokinin, such as 6-benzyl-
easily initiated from the scutellum of immature embryos after aminopurine. For instance, bananas are generally propagated by
exposure to auxin. The concentration and the choice of auxin (i.e. shoot tip culture4. Transgenic cassava is obtained only after the
2,4-dichlorophenoxyacetic acid, chloramben or dicamba) is to development of shoots14,15. The advantage of this system is that
some extent dictated by the genotype and the species. Auxin is shoots can usually form roots readily. If roots fail to appear, graft-
then reduced or withdrawn to allow the generation of shoots from ing can be the solution16. Sometimes, tissues can acquire a trans-
callus for the subsequent recovery of plants. lucent and brittle appearance with a high water content. This
Maize can form two different types of somatic embryos11: type I abnormal morphology, called hyperhydricity17, is often observed
somatic embryos occur as a group of fused embryos and type II with woody plants or sugar beet shoots and can compromise plant
occur as discrete, single embryos in a cluster (Fig. 1). Depending recovery. The occurrence of this hyperhydric state can be avoided
on the transformation method elected, it is possible to favor the or reduced17 by modifying the sugar source, the calcium concen-
initiation of one type of callus over another. Type I callus is con- tration or by the use of antivitrifying agents, such as phloridzin.
venient for biolistic transformation5,12 whereas a certain type II
callus is preferentially chosen to produce maize protoplasts13. Transformation systems
However, the use of embryogenic tissue can have some limi- Successful transformation of plants demands that certain criteria
tations. It can be labor intensive to establish and maintain the cul- be met. Among the requirements for transformation are:
ture and the recovery of plants can be a long process, with the risk • Target tissues competent for propagation or regeneration.
of encountering morphological abnormalities and sterility. This • An efficient DNA delivery method.
system also requires a constant source of material to initiate new • Agents to select for transgenic tissues.
embryogenic cultures. This inconvenience has prompted the • The ability to recover fertile transgenic plants at a reasonable
use of mature embryos from seeds10 as an alternate source of frequency.
embryogenic tissues, even though their response might not be • A simple, efficient, reproducible, genotype-independent and
very prolific. cost-effective process.

June 1999, Vol. 4, No. 6 227


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• A tight timeframe in culture to avoid somaclonal variation and • Subjecting the tissue to an osmotic pretreatment by either
possible sterility. partial drying in a laminar flow hood or culturing in a medium
At present, three techniques appear to fulfill these criteria: containing an osmotic agent22.
• Protoplast transformation. For example, the transformation efficiency in the maize elite line
• Biolistics or microprojectile bombardment. CG0056 was dramatically increased under these conditions12.
• Agrobacterium-mediated transformation. Molecular analysis of plants obtained by biolistic transfor-
How does one decide on the technique to use? In the fortunate mation generally reveals a complex pattern of transgene inte-
occurrence that several systems are available for a crop, the choice gration. In addition, delivery of long fragment DNA is challeng-
is based on convenience: tissue accessibility, patent clearance and ing because breaks can occur in the delivered DNA. Although the
equipment availability. fate of introduced DNA is not clear, ligation of the transgenic DNA
Although rapid commercialization requires the introduction of fragments before integration is proposed to account for the obser-
the new trait directly into the germplasm of elite varieties elected by vation of arrays of transgenic DNA integrated at the same site into
plant breeders, the technique might first be developed using the plant genome23. This can result in the reduction of transgene
‘model’ systems. The method is then extended to elite genotypes, expression by co-suppression. Some of the pitfalls of biolistics are
which are sometimes less amenable to in vitro culture. The trait can circumvented by the delivery of fragment DNAs or by using the
also be introduced into the gene pool of the species by conventional ‘agrolistic’ approach24. This novel method permits generation of a
breeding techniques. For instance, the recent transformation suc- simple insert even after biolistic or protoplast transformation.
cess of the diploid wild relative Fragaria vesca will allow transfer
of important traits into the octoploid edible strawberry18, which is Agrobacterium-mediated transformation
less amenable to transformation. The natural ability of the soil microorganism Agrobacterium to
transform plants is exploited in the Agrobacterium-mediated
Protoplast transformation transformation method. During the process of transformation, a
Of the different transformation systems, the protoplast method is specific segment of the vector, T-DNA, which can be engineered
probably the one that necessitates the most finesse. Protoplasts are to contain a selectable marker and/or genes of interest, is trans-
isolated either by a mechanical or by an enzymatic process to ferred from the bacterium to the host plant cells and inserted into
remove the cell wall. This results in the production of a suspen- the nuclear genome. These functions are mediated by a set of viru-
sion containing millions of individual cells and therefore offers lence genes with optimal expression occurring at acidic pH and in
the advantage of probable single cell targets. Protoplasts are fre- the presence of phenolic inducers, such as acetosyringone, that are
quently obtained from an established suspension cell line of callus released by wounded plant cells25. The Agrobacterium system is
initiated from immature embryos, immature inflorescences, attractive because of the ease of the protocol coupled with minimal
mesocotyls, immature leaf bases and anthers10. Interestingly, equipment costs. Moreover, transgenic plants obtained by this
many cell suspensions can be cryopreserved and still maintain the method often contain simple copy insertions. These advantages were
ability to form callus and regenerate plants19. Protoplasts can a driving force to adapt this system to many different crops includ-
either be transformed by Agrobacterium or by direct DNA uptake ing monocots. To this end, highly efficient vectors25 were designed
methods, facilitated by polyethylene glycol treatment, electropo- with extra copies of the virulence genes (superbinary vector), or with
ration or liposomes20. Elegant regeneration systems developed for mutations that enhance virulence gene expression. Already, it is poss-
protoplasts, once considered the most efficient route to transgen- ible to transfer large fragments (150 kb) into plant nuclear genomes26.
ics for monocots, were eventually incorporated into all transfor- Typically, Agrobacterium-mediated transformation of dicots is
mation approaches10,13. performed using sterile leaf pieces, cotyledons, stem segments, callus
In some species, protoplasts can be isolated from leaf mesophyll. suspension cultures and germinating seeds. Because of having to
This technology was pushed further in its sophistication when deal with two different biological elements, many parameters should
stomatal guard cells from sugar beet leaf protoplasts were identi- be tested to satisfy both partners and guarantee a successful out-
fied as being the cells of choice for transformation because of come. These variables25 include the use of feeder cells, alternative
their totipotence9. The isolation of such cells follows the standard Agrobacterium strains, infiltration of the bacteria, the duration
protocol of protoplast isolation, with an enrichment of guard cells and temperature of co-cultivation. Agrobacterium was reported to
by centrifugation. This method appears to be genotype- penetrate tobacco tissue through stomata cells after spraying with
independent in contrast to the Agrobacterium-mediated transfor- the bacteria27, so that wounding before inoculation should not be
mation of sugar beet friable callus or cotyledon explants21. A necessary, at least in green tissues. However, it was necessary to
similar strategy could thus be attempted with other important substitute wounding by pre-induction of the bacterial vir genes.
recalcitrant crop species. Pre-wounding25 sunflower shoot apices or banana meristematic tis-
sue, excised from corm tissues or from shoot tips, with microprojec-
Biolistics transformation tiles or glass beads16 has proven to be beneficial4. This phenomenon
Biolistics22 is the delivery of microprojectiles, usually of tungsten could be explained by the attraction of Agrobacterium to wounded
or gold coated with DNA and propelled into the target cells by sites and the increased access of bacteria to plant cells. Subjecting
acceleration. The acceleration can be provided by gun powder, plant tissues to brief periods of ultrasound by sonication, which
by gases, such as helium or CO2, or by an electric discharge. This allows Agrobacterium entry throughout the tissues, is yet another
method can introduce DNA into virtually any tissue from any method of increasing transformation efficiency6.
cultivar – success depends critically upon the ability of the target Some crops appear to react, or be hypersensitive, to Agrobacterium
tissue to proliferate and give rise to a fertile plant. inoculation by forming necrotic barriers25. In grapes, this reaction
Minor alterations in the standard biolistic protocol have yielded has been remedied by the addition of antioxidants, such as
tremendous improvements22. These include: polyvinylpyrrolidone and dithiothreitol. In another example,
• Proper pre-culture of the explant material. shoot tip necrosis of both aspen (Populus alba) and poplar
• Use of baffling screens. (Populus trichocarpa) could be overcome by buffering the medium
• Use of small size microprojectiles12. with 2-(N-morpholino)ethanesulfonic acid and Ca-gluconate.

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Interestingly, it is suggested that a block in T-DNA integration transgenes because growth and development occur in this area.
underlies the recalcitrance of some monocots to Agrobacterium Furthermore, some cell layers of the apex will eventually con-
infection28. However, Agrobacterium can transform monocots29 even tribute to the germline and are thus transmitted to the sexual
if they are generally not their natural host. Transformation of wheat offspring. DNA and lipofectin injection followed by electropo-
immature embryos and embryogenic calli is reported30. This success ration into pea apical meristems allowed the recovery of transgenic
is attributed to the addition of surfactant to the inoculation medium. offspring6. Excised apical meristems from embryonic axes and
Barley transgenic plants were recovered after transformation of shoot tips46 have also been used as targets for transformation by
immature embryos, from which the embryonic axes had been re- particle bombardment or by Agrobacterium inoculation. After
moved, and were wounded subsequently with microprojectiles31. DNA delivery, these tissues are induced to form multiple shoots
Transformation of maize immature embryos from the inbred line prior to whole plant regeneration. This method is, however, very
A188 and its derived hybrids has also been reported32. This achieve- labor-intensive because each regenerated plant must be screened
ment might be explained by the use of the superbinary vector. For for transgenic sectors that will potentially contribute to the germline.
sugarcane, the use of this vector, as well as the pre-induction of In addition, this method requires some tissue culture steps. Shoot
organogenesis, appears to be crucial for recovering transformants33. apices are far less efficient as the target for transformation com-
pared with embryogenic tissues, with the additional risk of obtain-
Alternative methods of transformation ing chimeric plants46. However, the efficiency can be improved by
There is a perpetual quest to find more efficacious and economical multiplication of shoot meristems before DNA delivery47.
methods for plant transformation. Some of these are described here,
but are not often used because of their impracticability at present. Scorable markers
Plants can be recovered after DNA delivery using silicone carbide For each of the transformation methods, transient expression ex-
whiskers34 but the use of these fibers requires caution because of periments, generally performed with a reporter gene, are a prelimi-
their potential carcinogenic effects. The electroporation method35 nary step used to identify conditions that will allow efficient DNA
is not often used because of its low reproducibility. Microin- delivery. With so many variables and no evidence of combinations
jecting DNA into zyogtes36 is an alternative method that could that are broadly applicable across plant species, this simple test pro-
eventually lead to recovery of transgenic plants. Uptake of naked vides some guidance for answering several initial questions, by
DNA by plant cells can also be facilitated by laser microbeam37. providing the most convenient way of measuring the quantity of
However, these options, which are still at the early stages of DNA introduced into the target cells. As the conversion rate from
development, can be tedious and require sophisticated equipment. transient expression to stable integration in the plant genome is low
and estimated to be ,1% to 9% for DNA delivered by bombard-
In planta transformation ment22, it is worthwhile achieving a high frequency of transiently
There is considerable interest in developing plant transformation expressing cells following DNA delivery. Indeed, most transgenic
methods that exclude the tissue culture steps and rely on simple plants are generated from transformation systems capable of pro-
protocols. These methods are called in planta transformation ducing transient expression in regenerable tissues. However, fas-
because transgenes are generally delivered into intact plants in the tidious research to maximize transient expression is in vain if it is at
form of naked DNA or from Agrobacterium. The stage of plant de- the expense of tissue health. The empirical rule for success is to iden-
velopment elected is variable but for many species it is around the tify an efficient gene delivery method in the largest possible number
time of zygote formation. This choice stems from the underlying of regenerable cells without negatively affecting tissue survival.
assumption that at fertilization the egg cell accepts the donation of Several reporter genes are used in plants, including b-
an entire genome from the sperm cell and it might thus be the appro- glucuronidase, luciferase and genes involved in anthocyanin bio-
priate stage to integrate transgenes. This concept is exemplified by synthesis48. More recently, the gene for green fluorescent protein
the successful transformation method developed for Arabidopsis. (GFP) has become an important in vivo reporter in plants. When
In this method, Arabidopsis flowers are infiltrated or dipped into expressed in cells and illuminated with blue light, GFP yields stable
an Agrobacterium suspension and subsequently some of the har- bright-green fluorescence, which is easily monitored nondestruc-
vested seeds are transgenic38,39. Although the overall efficiency is tively (Fig. 2)49. It can thus be used as a means to visualize the fate of
low, the sheer number of seeds recovered for screening and the ease transformed cells over time and rapidly test the influence of various
of the method makes it an extremely attractive alternative. factors through the successive steps of the transformation protocol.
A similar approach utilizing naked DNA has been attempted.
Cotton transformants were recovered following injection of DNA Selection
into the axil placenta about a day after self-pollination40. Simi- Selection is an important part of the transformation process. In
larly, a mixture of DNA and pollen was either applied to receptive general, the gene of interest is co-delivered with a selectable marker
stigmatic surfaces or DNA was injected directly into rice floral to identify and encourage the growth of recipient cells. Selectable
tillers41, or soybean seeds were imbibed with DNA (Ref. 6). These markers usually confer resistance to chemical agents, such as antibi-
procedures, intriguing as they are, are impractical at present otics or herbicides that inhibit various cellular functions48. Scorable
because of their low reproducibility. markers, such as GFP (Ref. 49), are also used for selection. In most
Direct access to the male gamete is an option that can be cases, some tailoring of the selection process is required for each crop.
achieved by biolistic delivery of DNA into tobacco pollen in cul- Mannose-6-phosphate isomerase (MPI) is a recently developed
ture. Subsequent pollination with the bombarded pollen led to the selectable marker. The enzyme is encoded by manA from E. coli,
recovery of transgenic plants42. Similarly, this method could most which converts the unusable carbon source mannose-6P to
certainly be applied to other crops43. However, this apparently fructose-6P. Thus, transformants containing manA can grow on
clear strategy might, in fact, be complicated by a variety of factors mannose as a sole carbon source. This selection has a positive
including the presence of nucleases and methylases in pollen44, mode of action that encourages the growth of transformed tissues
pollen survival and polyploidy45. rather than just permitting it. The MPI marker is extremely effective
In another approach, meristematic cells located in the apical for the selection of transformed sugar beet50 (0.94%), maize (.50%)
dome of nodal buds have also been considered ideal recipients for and wheat (25%) (G. Hansen et al., unpublished).

June 1999, Vol. 4, No. 6 229


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Prospects
Plant transformation remains an art because of the unique culture
conditions required for each crop species. To accommodate a
genotype or species that has not been manipulated in culture pre-
viously, one must either adapt an established protocol or create a
new one, bearing in mind the efficiency imperatives. There is also
a practical need for a method of transformation that will decrease
the complexity of the pattern of transgene integration and expres-
sion. Presently, most commercial transgenics are altered in single
gene traits. The challenge for the genetic engineers is to introduce
large pieces of DNA-encoding pathways and to have these multi-
gene traits function beneficially in the transgenic plants.
Although a clearer understanding of the events surrounding the
integration and expression of foreign DNA is emerging, there
are many questions that remain unanswered. Are there target cells
or tissues not previously attempted that are more amenable
to transformation? Is there a physiological stage that allows
greater transformation? Can it be manipulated to achieve higher
transformation efficiency? Does the tissue chosen as a target
affect the level of expression? It is becoming increasingly clear
that plants transformed by Agrobacterium express their transgene
more frequently. Can this be partly attributed to the fact that
Fig. 2. Green fluorescent protein expression in oat seeds on either T-DNAs frequently integrate in telomeric regions57?
side of a non-transgenic oat seed (magnification, 653). Transformation technologies have advanced to the point of
commercialization of transgenic crops. The introduction of trans-
genic varieties in the market is a multi-step process that begins
Because of concerns raised about the use of antibiotic genes for with registration of the new varieties, followed by field trials and
selection, several approaches to eliminate selectable markers have ultimately delivery of the seed to the farmer. Technical improve-
been envisioned51. The selectable marker might be used in the first ments that have the greatest opportunities for new approaches,
generation and eliminated later by conventional breeding. One probably in the realm of in planta transformation, will further
possibility is to deliver two separate T-DNAs; one with the genes increase transformation efficiency, extend transformation to elite
of interest and the other with the selectable marker gene, from the commercial germplasm and lower transgenic production costs,
same or two different Agrobacterium cells. The two T-DNAs are ultimately leading to lower costs for the consumer.
often inserted into unlinked sites in the host plant genome, allowing
later genetic segregation51. Similar segregation can be achieved if Acknowledgements
the experiment is performed using the ‘agrolistic’ approach24. Our thanks to the members of the Transformation Technology
Group of Novartis, whose work has contributed to the content
Transgene integration and expression improvement of this review. We thank Heidi Kaeppler, Heng Zhong and
The perfect transformant would contain a single copy of the trans- Roberta Smith for providing photographs of oat seeds, maize
gene that would segregate as a mendelian trait, with uniform ex- shoots and cotton shoot, respectively.
pression from one generation to the next. Ideal transformants can
be found with difficulty, depending upon the plant material to be References
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(Saccharum spp. L.) transformation mediated by Agrobacterium tumefaciens, NC 27709, USA.
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34 Thompson, J.A. et al. (1995) Maize transformation utilizing silicon carbide fax 11 919 541 8585;
whiskers – a review, Euphytica 85, 75–80 e-mail genevieve.hansen@nabri.novartis.com).
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