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The Register-Functional
Approach to Grammatical
Complexity
This collection brings together the authors’ previous research with new
work on the Register-Functional (RF) approach to grammatical com-
plexity, offering a unifed theoretical account for its further study.
The book traces the development of the RF approach from its foun-
dations in two major research strands of linguistics: the study of soci-
olinguistic variation and the text-linguistic study of register variation.
Building on this foundation, the authors demonstrate the RF framework
at work across a series of corpus-based research studies focused spe-
cifcally on grammatical complexity in English. The volume highlights
early work exploring patterns of grammatical complexity in present-day
spoken and written registers as well as subsequent studies which extend
this research to historical patterns of register variation and the applica-
tion of RF research to the study of writing development for L1 and L2
English university students. Taken together, along with the addition of
introductory chapters connecting the different studies, the volume offers
readers a comprehensive resource to better understand the RF approach
to grammatical complexity and its implications for future research.
The volume will appeal to students and scholars with research in-
terests in descriptive linguistics or applied linguistics, especially those
interested in grammatical complexity and empirical, corpus-based
approaches.
23 Self-Refexive Journalism
A Corpus Study of Journalistic Culture and Community in The
Guardian
Anna Marchi
DOI: 10.4324/9781003087991
Typeset in Sabon
by codeMantra
Contents
List of Figures x
List of Tables xv
Permissions xix
PART I
The Register-Functional Perspective on Complexity 1
1 Introduction 2
PART II
Descriptive Linguistic Studies of Synchronic Patterns 49
PART III
Descriptive Linguistic Studies of Diachronic Patterns 129
PART IV
Applied Research 273
PART V
Conclusion 459
References 485
Index 504
Figures
The re-printed chapters in this volume have been excerpted, and tex-
tual cross-references have been updated. Section numbering has been
updated for inclusion in this volume.
We gratefully acknowledge the following sources for permission to
reproduce material in this book.
The Register-Functional
Perspective on Complexity
1 Introduction
1.1 Introduction
Over the last ten years, the authors of this volume have been developing
a new theoretical and analytical framework for the study of grammatical
complexity referred to as the Register-Functional (RF) approach to gram-
matical complexity. The RF approach to complexity emerged inductively
from empirical corpus-based research, especially the previous Multi-
Dimensional studies of register variation (see the survey in Biber 2014,
and the descriptions of spoken/written grammatical variation in Biber
et al.’s (1999) Longman Grammar of Spoken and Written English (repub-
lished as the Grammar of Spoken and Written English, Biber et al. 2021)).
The theoretical interpretive foundation of the RF framework comes from
two major research strands in linguistics: (1) the study of (socio)linguistic
variation, and the underlying claim that variation is inherent in language
and thus must be accounted for by any complete linguistic description,
and (2) the text-linguistic (TxtLx) study of register variation, and the un-
derlying claim that linguistic variation has a functional basis relating to
the communicative purposes and contexts of use associated with different
spoken and written registers (see Biber 2019; Biber et al. 2021).
In almost all previous research outside of the RF tradition, whether in
descriptive linguistics or in applied linguistics, grammatical complexity
is conceptualized as essentially equivalent to structural elaboration, with
longer linguistic units and units having more structural embedding being
considered more complex. In particular, descriptive grammarians have
focused on the different types of dependent clauses as the most import-
ant manifestation of complexity (see, e.g., Huddleston 1984: 378; Willis
2003: 192; Purpura 2004: 91; Carter and McCarthy 2006: 489). There
is an even longer tradition of such research in applied linguistics and
educational linguistics, analyzing the complexity of texts produced by
students and language learners at different developmental stages. Most
of these studies have relied on analyses of ‘T-units’, a main clause and all
associated dependent clauses, which was a unit of analysis frst proposed
by Hunt (1965). Such studies employ measures like the average length of
T-units in a text, or the average number of dependent clauses per T-unit.
DOI: 10.4324/9781003087991-2
Introduction 3
Thus, similar to descriptive linguistic research, educational-linguistic
studies based on T-units adopt the same general conceptualization of
grammatical complexity: that it is essentially equivalent to structural
length and elaboration, refecting primarily the use of embedded depen-
dent clauses.
Against this backdrop, the RF approach was motivated by two sim-
ple descriptive observations that emerged repeatedly from corpus-based
studies of spoken and written registers:
DOI: 10.4324/9781003087991-3
Register-Functional Approach 7
because texts in that language frequently employ words that incorporate
synthetic morphemes.
In most text-based studies, structural elaboration has been the primary
consideration for determining the relative complexities of grammatical
variants, essentially equating the degree of complexity with the extent of
structural elaboration. In practice, the simplest approach has been to op-
erationalize complexity/elaboration as length, with longer variants being
treated as more complex than shorter variants. This operationalization
has often been applied to investigate cases of grammatical variation that
are infuenced by considerations of ‘end-weight’, with the general ten-
dency in English to place longer structures at the end of a clause. For
example, the choice of variant for particle placement with phrasal verbs
(e.g., look up NP vs look NP up), object order for ditransitive dative
constructions (e.g., give NP-IO NP-DO vs give NP-DO to NP-IO), and
genitive constructions (NP’s NP vs NP of NP) have all been shown to
be infuenced by the tendency to place longer structures towards the end
of a clause (see, e.g., Wasow 1997; Wolk et al. 2013; Biber et al. 2016;
Szmrecsanyi et al. 2016; Grafmiller and Szmrecsanyi 2019).
Berlage (2014) focuses specifcally on noun phrase (NP) complexity,
studying the differing complexities of different NP variants. In that
study, complexity was operationalized with respect to three factors: the
total length of the NP; the number of syntactic nodes in the NP; and the
extent to which the NP is postmodifed sententially (with fnite relative
clauses being more complex than non-fnite relative clauses, which are
in turn more complex than prepositional phrases). This study is inno-
vative in that it analyzes multiple structural realizations of complexity.
However, similar to most previous research, those operationalizations
all refect the extent to which a structure is long and/or elaborated.
This same general perspective on grammatical complexity has been
the dominant view in both descriptive linguistics and applied linguistics.
Descriptive grammarians have usually focused on dependent clauses as
the most important manifestation of grammatical complexity, essen-
tially equating structural elaboration with increased complexity (see,
e.g., Huddleston 1984: 378; Willis 2003: 192; Purpura 2004: 91; Carter
and McCarthy 2006: 489). There is an even longer tradition of similar
research in applied linguistics and educational linguistics, comparing the
complexity of written texts produced by students and language learners
at different developmental stages. Most of these studies rely on analyses
of ‘T-units’, a main clause, and all associated dependent clauses, which
was a unit of analysis frst proposed by Hunt (1965). Two measures have
been especially popular in applied linguistic studies of writing: the mean
length of all T-units in a text, and the mean number of dependent clauses
per T-unit in a text. However, in contrast to linguistic approaches to com-
plexity (such as Berlage 2014), applied linguistic studies based on T-units
8 The Register-Functional Perspective on Complexity
are quite simplistic because they lump together all different structural
types and syntactic functions of complexity features into single omnibus
measures (see detailed discussion in Chapter 20).
Within descriptive linguistics, studies have adopted different opera-
tionalizations of grammatical complexity. For example, complexity has
been operationalized as adding more words, more syntactic nodes, and
more embedded clauses. A few studies have empirically compared the
predictive power of different operationalizations. For example, Wasow
(1997) found very little difference between overall length in words ver-
sus the number of syntactic nodes in predicting the complexity of dative
constructions, because the two are so highly correlated in the relevant
noun phrases. In contrast, other studies have documented an indepen-
dent infuence of NP-length versus NP-structure as predictors of varia-
tion in structures like particle placement with phrasal verbs (e.g., look X
up; see Wasow and Arnold 2005) and the choice between a bare infni-
tive versus to infnitive following complex transitive help (e.g., help NP
(to) V; see Berlage 2014: Chapter 8).
All of these different approaches share the underlying conceptual-
ization of grammatical complexity as essentially equivalent to struc-
tural elaboration: i.e., grammatical complexity is increased by adding
more grammatical structure (more embedding and longer structures).
In practice, this has meant an almost exclusive focus on dependent
clauses as the locus of grammatical complexity. This is a simple con-
sequence of the focus on structural length: fnite dependent clauses
are necessarily longer than non-fnite clauses, which are in turn longer
than phrases. However, the specifc focus on embedded clauses is often
overt, for both applied linguists and theoretical linguists. For example,
applied linguistic studies often employ the omnibus measure of (depen-
dent) clauses per T-unit in studies of grammatical complexity (see, e.g.,
Wolfe-Quintero et al. 1998; Ortega 2003). Arguing from the perspective
of historical and developmental linguistics, Givón (2009: 10) describes
the genesis of syntactic complexity as progressing through the stages
of simple words > simple clauses > clause chains > complex/embed-
ded clauses (see also Diessel 2004). And focusing specifcally on noun
phrase complexity, Berlage (2014) builds on the framework proposed
by Ross (2004) to make the specifc claim that “the more sentence-like
an NP is, the more complex it is” (15). Thus, at one extreme, NPs with
no postmodifers are the least complex (Berlage 2009: 45), regardless of
the number or type of premodifers. NPs with a prepositional phrase or
an adjective phrase as postmodifer are slightly more complex (Berlage
2009: 46–47), followed by NPs with a non-fnite clause as a postmod-
ifer (49). And at the far extreme, NPs that are postmodifed by a fnite
relative clause or noun complement clause are regarded as the most
complex structures (Berlage 2009: 49–52).
Register-Functional Approach 9
The important point to note for the purposes of the present book is
that this underlying assumption is usually not overt and not justifed.
Rather, the claim that longer and more elaborate structures are more
complex is simply accepted as an obvious fact because of its strong face
validity: It seems obvious that adding more structure to a sentence would
make it more grammatically complex. While we agree with this basic
claim, our main argument here is that there are two other key linguistic
factors that must be considered: (1) structures can be added in a maxi-
mally compressed way, or in a maximally elaborated way, and these two
strategies represent fundamentally different types of complexity; and (2)
added structures serve many different syntactic functions, and those are
not at all equivalent types of grammatical complexity. As we show in
the following chapters, these two considerations vary in systematic ways
across spoken and written registers, leading to the Register-Functional
(RF) approach to grammatical complexity.
Finite 1. Finite adverbial clause Causative clauses: because + clause She won’t narc on me, because she prides
Dependent herself on being a gangster.
Clauses Conditional clauses: if + clause Well, if I stay here, I’ll have to leave early in
the morning.
Concesssive clauses: although + clause If I don’t put my name, she doesn’t know
who wrote it, although she might guess.
2. Finite complement clause Verb controlled that-clause I would hope that we can have more
control over them.
(with ZERO complementizer): yeah, I think
I probably could.
Verb controlled wh-clause I don’t know how they do it.
Adjective controlled that-clause It is evident that the virus formation is
related to the cytoplasmic inclusions.
Noun controlled that-clause The fact that no tracer particles were found
in or below the tight junction (zonula
occludens) indicates that these areas are
not a pathway for particles of this size in
the toad bladder.
3. Finite noun modifer clause Relative clause with that The results from a large number of cloze
tests were used to estimate the amount
The Register-Functional Perspective on Complexity
Modifer of an Adverb phrase as adjective modifer That cat was surprisingly fast.
adjective phrase
15
Modifer of an Adverb phrase as adverb modifer We will see those impacts fairly quickly.
adverb phrase
16 The Register-Functional Perspective on Complexity
study of different registers and demographic varieties. This descriptive
approach refects the underlying theoretical view that linguistic varia-
tion is inherent to language and thus is given primacy in any linguis-
tic analysis. That theoretical perspective in turn refects the assumption
that linguistic variation exists for functional reasons (e.g., relating to
differing linguistic contexts, different communicative purposes, serving
to index different social groups), and thus any description of a linguistic
system should distinguish among the range of linguistic variants and
attempt to account for the patterns of variation in functional terms. In
contrast, the omnibus-measure perspective has adopted the opposite
approach, disregarding structural/syntactic variation, disregarding any
possible functional explanations for differences in the use of particular
complexity features, and instead relying on omnibus measures that try
to combine multiple aspects of complexity into a single variable.
Rather than disregarding structural and syntactic variants, the RF ap-
proach to grammatical complexity distinguishes among the full range of
structural devices and syntactic functions. In the following chapters, we
present empirical evidence—from descriptive synchronic and diachronic
studies as well as applied studies of language development—to show that
these structural and syntactic differences actually matter for the descrip-
tion of spoken and written discourse, because speakers and writers use
different complexity features in different ways, to differing extents, and
for different purposes.
Finite
Dependent Finite relative clauses That, wh-verb complement clauses
That, wh-noun complement clauses That, wh-adjective complement clauses
Clauses Finite adverbial clauses
Structural Form
Attributive adjectives
Nouns as noun modifiers
Prep phrases as noun modifiers Prepositional phrases as adverbials
Dependent Appositive noun phrases
Phrases
"At any rate, you will take a glass of wine with us, Mr.
Bartrum?" said Foster, who had constituted himself master
of the ceremonies, and slipped into that position with
professional ease.
"You should hear him cry out his 'Oh yes! Oh yes!'" said
mine host, admiringly. "Why, he is to be heard from the
market-place up to the top of the street as plain as plain
can be. And sometimes he is parish clerk as well, when the
proper one is away. And what do you think he did a few
Sundays ago, when he was in the desk?"
"Ha, ha! He, he!" giggled the innkeeper. "I beg pardon,
gentlemen, but I can't help laughing when I think of it. It
was a hot day, you must know, and the poor old man got
drowsy while the sermon was going on—went off to sleep,
in fact; and so, no doubt, he would have slept on all the
while the parson's voice was going on overhead. But
presently there was a sort of stop when the sermon was
ended, and this roused the old fellow, who jumped up,
forgetting where he was, but fancying he had got something
to do in his regular everyday calling, and bawled out at the
top of his voice, 'Oh yes! Oh yes!' I reckon he won't be
parish clerk again in a hurry."
"And you think this old sexton can help us out, Mr.
Bartrum?" said Foster, when the needful tribute of attention
had been paid to his anecdote.
"Children, any?"
Next and that most sought for and desired, the name of
Elizabeth Foold was found. "A young person of much
promise, aged twenty-two; not in permanent residence in
Saddlebrook, but in much request in the town and
neighbourhood as a nurse, for which she has been trained."
Then, in the last column, came this entry: "Withdrawn.
Gone to reside in London."
The little wife, though she kept no servant girl, was not
the only female in the establishment, as Tincroft soon
learned. There was upstairs, in a back apartment, a
mysterious old lady, the mother of the Oxford scout. I say
mysterious, simply because John Tincroft chose to make a
mystery of her, on the ground that he had been in the
enjoyment of his lodgings some days before he heard of her
existence, and because he was then told that she very
rarely left her room. Once, indeed, as he was ascending
from his room below to his chamber above, he caught a
glimpse on the landing-place of a very broad back and
shoulders in feminine gear, and a high white muslin cap
above the shoulders; but these disappeared within the
doorway of the back apartment before he arrived at the top
stairs, and for that time, and during the whole time of his
sojourn in Jericho, he beheld the vision no more. It did not
matter to him, John thought, and as he dismissed the
mystery from his mind as soon as formed, we also may
dismiss it too for the present.
The truth is, John would have abandoned the suit on his
first coming of age, or would have sold his pretensions for a
very inconsiderable sum of money down, if he could have
thus got rid of any future demands on his purse. But he was
told then that neither of these courses could be thought of,
and that the suit must be carried on. Now, however, a little
clearer light had broken in upon his dull comprehension. Mr.
Roundhand's explanations had done something in this
direction. There wanted only one link, it seemed, in the
chain of evidence, and this had been almost in his grasp,
but not quite. His expectations had been raised, but only to
be disappointed. No doubt the lawyer had, since his return,
endeavoured to raise his hope that something might be
made of the Saddlebrook notes of his clerk. But Tincroft
saw, or thought he saw, that this was to let him down
gently. At any rate, he did not implicitly believe in Mr.
Roundhand's representations.
But again and again, day after day, the image of the
enchantress rose before his thoughts; and not the less so
that he well knew, as a man and a gentleman, that Sarah
Wilson could be no more to him than a bewitching and
distracting though delightful memory of the past.
"TOM
GRIGSON."
Matters were not much improved with Tincroft when he
got, back to his old rooms at Queen's—not at first, that is;
but gradually, he slid back into his old habits, and, partially
at least, forgot the disturbances of the last three months of
his existence. In other words, there was a lull in the visible
current of the maelstrom, that was all.
One day came the scout Barry to his room, with a face
full of importance.
"Your mother?"
"Ah! How so?" asked John, crossing his legs, and biting
the feather end of his pen.
"That's what I tell her, but what's the use? None at all,"
remarked the affectionate son, in a tone of pathetic
remonstrance. "But that's neither here nor there," added
he, reverting to his primary topic. "Mother's uncommon
sorry she didn't know about who it was had our rooms till
you was gone, not till a week ago: and ever since she has
been going on in a way, sir; ever since she knowed you was
a Tincroft."
"Yes; well?"
"None at all."
"Yes, sir. She asked your given name; and when I said it
was John, she was rather put out, and said it ought to have
been Josiah, or else Makepeace."
John Tincroft started from his chair, and then took what
Barry afterwards described as "three skips and a jump to
the window just like a flea." And as that useful personage
was bedmaker by profession, there was less that was
startling and odd in his simile. After looking out of the
window, and making sure that the dome of the Radcliffe
Library was in its proper place, he turned again to the half-
alarmed scout, with a—
"Yes, sir, yes, certainly, Mr. Tincroft; but won't you put
on your cap and gown, sir?"
"Ah! Yes, yes," and John relinquished his hold.
"And excuse me, sir, you have only got your slippers on.
Here are your boots, Mr. Tincroft."