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Full Ebook of Neurorehabilitation Technology 3Rd Edition David J Reinkensmeyer Laura Marchal Crespo Volker Dietz Online PDF All Chapter
Full Ebook of Neurorehabilitation Technology 3Rd Edition David J Reinkensmeyer Laura Marchal Crespo Volker Dietz Online PDF All Chapter
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Neurorehabilitation
Technology
David J. Reinkensmeyer
Laura Marchal-Crespo
Volker Dietz
Editors
Third Edition
123
Neurorehabilitation Technology
David J. Reinkensmeyer .
Laura Marchal-Crespo . Volker Dietz
Editors
Neurorehabilitation
Technology
Third Edition
123
Editors
David J. Reinkensmeyer Laura Marchal-Crespo
Department of Mechanical Delft University of Technology
Aerospace Engineering Delft, The Netherlands
and Department of Anatomy
and Neurobiology
University of California
Irvine, CA, USA
Volker Dietz
Spinal Cord Injury Center
University Hospital Balgrist
Zürich, Switzerland
This Springer imprint is published by the registered company Springer Nature Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Introduction to the Third Edition
vii
viii Contents
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 765
Part I
Basic Framework: Motor Recovery,
Learning, and Neural Impairment
Learning in the Damaged
Brain/Spinal Cord: Neuroplasticity 1
Andreas Luft, Amy J. Bastian,
and Volker Dietz
Abstract Keywords
proteins are not only expressed during training undergo LTP has recovered and is now expressed
but also thereafter while the subject is resting on a higher level of synaptic strength [24].
[10]. This delayed synthesis can be regarded as In addition to changes in synaptic strength, the
reflecting intersession consolidation processes structure of neuronal networks is reorganized in
[16]. The genes induced by learning are mani- association with motor skill learning. Apical and
fold, including immediate early genes (IEG, basal dendrites expand in association with skill
transcription factors). Expression of the IEG Arc training [26, 27]. This expansion is specific to the
in M1 was shown to occur specifically during neurons involved in the control of the muscles
skill learning but not during movement without used in the trained movement but not in the other
learning [17]. Dopamine-related gene expression musculature [28]. It remains open whether these
has been shown to be related to motor skill changes are permanent or reflect a temporary
learning in mice [18]. expansion of M1 connectivity. Changes in den-
Gene expression is induced by ischemia, dritic spines, in contrast, were shown to be
especially in the peri-infarct cortex [19]. Some of temporary and return to baseline 1 week after
these genes could also promote cellular plasticity training has ended [29].
offering the potential for stroke-induced plasticity Microglia also play a role in plasticity by
as self-healing mechanism of the brain. Genes promoting synapse formation via a BDNF (brain-
and proteins induced by ischemia include axonal derived neurotrophy factor)-mediated mechanism
growth stimulators while growth inhibitors are [30].
suppressed [20, 21]. In the context of recovery after a brain or
spinal cord injury, the role of LTP and LTD is
unclear. LTP is facilitated in the peri-infarct
1.2.2 Cellular Plasticity cortex [31]. This result may be incompatible with
the hypothesis that LTP is consumed during
Long-term potentiation (LTP) and depression recovery as it is after healthy skill learning;
(LTD) are commonly seen as cellular equivalents hence, LTP would be reduced in the peri-infarct
of the brain’s learning abilities [22]. Either by cortex not facilitated. But, the study lacks infor-
repetitive stimulation, seen as the equivalent to mation about the recovery of function or lesion
repetitive training, or by synchronizing two sig- size, so a valid comparison to healthy learning is
nals that converge at one neuron, potentially impossible, and the issue of LTP utilization
reflecting associative learning phenomena, an during recovery is left unanswered. In the hip-
increase in synaptic strength is induced that lasts pocampus, short-term ischemia leads to a dis-
from hours to days, termed LTP [23]. LTD is ruption of LTP formation [32]. In humans,
induced by low-frequency stimulation and leads preliminary evidence indicates that LTP-like
to a lasting reduction in synaptic strength [22]. phenomena elicited in M1 of the lesioned
Both LTP and LTD have been described in hemisphere (cortical or subcortical lesions) by
various brain regions including the primary repetitive transcranial magnetic stimulation
motor cortex (M1) [24]. The observation that the (TMS) predict good recovery in 6 months [33].
ability of M1 neurons to undergo LTP and LTD Paired associative stimulation (peripheral muscle
is reduced after training provides indirect evi- and TMS stimulation of M1)—a potential human
dence for the hypothesis that primary motor equivalent of associative LTP—can be elicited in
cortex LTP/LTD is consumed by training, and the affected hemisphere M1, especially in those
hence can be considered as one candidate patients with limited deficits [34]. LTP-like
mechanism of motor skill learning [25]. Two phenomena are enhanced by serotonin [35] pos-
months after a skill has been learned in a 2 week sibly explaining the beneficial effect of serotonin
training period and is well remembered, the reuptake inhibitors in stroke recovery [36].
synaptic strengthening that is observed in M1 Hence, the ability of the lesioned cortex to
shortly after training persists. But, the ability to undergo LTP may contribute to recovery.
6 A. Luft et al.
for predictive control of movement. Such models [82], balance [83], and eye movements [84]. To
are needed because sensory feedback is too slow date, there has been no systematic way to sub-
for movements that need to be both fast and stitute or compensate for deficits in this form of
accurate; without internal models, corrections learning.
would be issued too late. Instead, the brain The microcircuit involved in cerebellar adap-
generates motor commands based on internal tation was first proposed by Marr [85], Albus
predictions of how the command would move [86], and Ito [87]. These works continue to
the body [79]. This feedforward control requires provide the basis for many of the current theories
stored knowledge (i.e., models) of the body’s of cerebellar function. Central to the idea of
dynamics, the environment, and any object to be cerebellar involvement in learning was the dis-
manipulated. For example, recent work has covery that Purkinje cell output can be radically
demonstrated that cerebellar damage causes a altered by climbing fiber induction of long-term
bias in the brain’s representation of limb inertia depression (LTD) of the parallel fiber-Purkinje
relative to actual inertia, which results in char- cell synapse [88]. Hence, climbing fiber inputs
acteristic patterns of reaching dysmetria, i.e., onto Purkinje cells can be viewed as providing a
over- or under-shooting targets [80]. This speci- unique type of teaching or error signal to the
fic deficit was confirmed in simulation and in cerebellum. It has been shown that the climbing
behavioral studies of control subjects reaching fiber may not simply be an all-or-none signal
with their limb while inertia is unexpectedly indicating error [89]. Instead, the duration of
changed via an exoskeleton robot. Perhaps most climbing fiber bursts is predictive of the magni-
importantly, this work also demonstrated a way tude of plasticity and learning, making it a graded
of correcting this mismatch using cerebellar instructive signal for adaptation. In addition to
patient-specific compensations rendered by an the climbing fiber-dependent LTD, there are
exoskeleton robot. This suggests that there may many other sites of plasticity in the cerebellar
be ways to compensate for biases in internal cortex and deep nuclei that involve LTP and non-
model representations using robotics. Unfortu- synaptic plasticity (for review, see [90]). Thus,
nately, cerebellar patients cannot learn to correct there are multiple avenues for activity-dependent
their internal model biases due to a loss of a plasticity to occur within the cerebellum over
cerebellum-dependent learning process often relatively short time scales. It is presumed that
referred to as adaptation. the plastic changes in cerebellar output are
Many studies have shown that the cerebellum responsible for changing motor behavior during
is essential for adapting a motor behavior the process of adaptation which is processes that
through repeated practice—it uses error infor- occur on relatively fast time scales. Purkinje cells
mation from one trial to improve performance in are organized in microzones that either increase
subsequent trials. It is important to note that or decrease the output activity during learning
cerebellum-dependent motor learning is driven (for review, see [91]). These zones interact with
by errors directly occurring during the movement widespread regions of the cortex, thereby
(knowledge of performance), rather than knowl- influencing learning processes across different
edge of results after the movement is completed domains of cognition and motor behavior.
(e.g., hit or miss). Studies have suggested that the While the cerebellum operates on faster time
type of error that drives cerebellum-dependent scales, the brain’s reward system encodes the
learning is not the target error (i.e., “How far am outcome of a behavior, i.e., the knowledge of the
I from the desired target?”), but instead what has result, and can thereby influence learning (rein-
been referred to as a sensory prediction error forcement learning) (for review, see [92]).
(i.e., “How far am I from where I predicted I Dopaminergic neurons in the substantia nigra
would be?”) [1]. Damage to the cerebellum (SN)/ventral tegmental areas (VTA) complex
impairs the ability to adapt many types of encode reward prediction errors and feed this
movements, including reaching [81], walking information to the cortex. Especially neurons in
1 Learning in the Damaged Brain/Spinal Cord: Neuroplasticity 9
Fig. 1.1 Schematic representation of the integration of reward circuits in the sensorimotor network. Via a dopamine
(DA) signal encoding a form of immediate “implicit” reward, this signal can directly modulate synaptic plasticity in
sensorimotor cortex synapses enabling motor skill learning
the VTA project to the primary motor cortex and an action or goal attainment (explicit reward),
are involved in motor skill learning. Ipsilateral the second a more immediate result of a sin-
dopaminergic projections from VTA to M1 [93] gle movement component [99]. This latter
are specifically necessary for acquiring but not form is not consciously experienced but rather
for performing a skill once acquired. Elimination causes a “good feeling” about the ongoing
of dopaminergic terminals in M1 [94] or movement and may be termed “implicit reward”
destruction of dopaminergic neurons in VTA (Fig. 1.1).
impairs the acquisition of a reaching skill in rats
[95]. Dopamine modulates the excitability of M1
[96] and S1 [97] and, more importantly, is nec- 1.3 Learning and Plasticity During
essary for the formation of LTP in layer II/III Rehabilitation Therapy
synapses [94] that link M1 and S1 via horizontal
connections. Plasticity at these synapses is 1.3.1 Lesions of Cortex and
involved in skill learning—as evidenced by the Descending Pathways
fact that the capacity of these synapses under-
going LTP is reduced after skill learning [17]. It Rehabilitative training is associated with neuro-
seems plausible that the VTA-to-M1 projection physiological alterations that are related to the
relays signals of the same nature as compared to improvement in motor function observed in
those that activate dopaminergic neurons from individual stroke survivors [100]. Although cor-
VTA to nucleus accumbens and prefrontal cor- relation is not proof of causation, these studies
tex, i.e., information about reward value and provide an argument for neuroplasticity being
expectedness [98]. In the complex interplay of one possible mechanism by which rehabilitative
these circuits that include the basal ganglia training can operate effectively. While bilateral
(esp. the ventral striatum) and the cerebellum, it arm training was associated with an increase in
may be that dopaminergic neurons signal two premotor cortex activation in both hemispheres
forms of reward, one that reflects the outcome of that correlated with functional improvement in
10 A. Luft et al.
the Fugl-Meyer and Wolf tests [101, 102], con- individualize therapy for the patient. It seems
ventional physical therapy (based on Bobath likely that different patients with different brain
exercises) did not show altered brain activation injury and lesion profiles will require different
despite being equally effective [102]. Conven- therapeutic approaches.
tional physical exercise may have utilized a
mechanism other than those detectable by fMRI,
e.g., by inducing changes in muscle, peripheral 1.3.2 Cerebellar Lesions
nerves, or spinal cord.
Lower extremity repetitive exercises in the Recovery from a first ischemic cerebellar stroke
form of aerobic treadmill training likely utilize yet is often very good, with minimal to no residual
another form of brain reorganization to improve deficits in up to 83% of patients [108–110]. On
gait. As compared with stretching exercises, the other hand, individuals with degenerative
improvements by treadmill training were related cerebellar disorders tend to have persistent or
to increased activation of cerebellum and brain- progressively worsening clinical signs and
stem as detected with fMRI of paretic knee symptoms [111]. One study has shown that
movement [103]. Interestingly, the areas recruited people with damage to the deep nuclei do not
in the cerebellum and brainstem corresponded to recover as well as those with damage to only the
regions that control spinal pattern generators cerebellar cortex and white matter [112]. Thus,
(cerebellar and midbrain locomotor region). These the etiology of the lesion and the extent of
regions may have compensated for the loss of damage are major indicators in recovery.
corticospinal projections that were injured by the There is a growing body of literature on the
stroke. It has also been shown that individuals effectiveness of rehabilitation interventions for
with a cerebral stroke can improve walking sym- individuals with primary cerebellar damage.
metry using adaptive mechanisms of learning on a There are studies on the effects of rehabilitation
split-belt treadmill [104–106]. Repeated split-belt interventions in this patient population, but most
training over a 1 month time resulted in are noncontrolled small series (e.g., [113]) or
improvements in step length symmetry in chronic case studies (e.g., [114]). Most work has been
stroke survivors [107]. Importantly, the split-belt done on walking rehabilitation with common
treadmill was used to augment the step asymmetry interventions including combinations of exer-
errors that the stroke survivors produced. This was cises targeting gaze, static stance, dynamic
done to drive a cerebellum-dependent learning stance, gait, and complex gait activities [113,
process that would correct their error. Stated 114]. Dynamic balance activities in sitting,
simply, making their error bigger drove the ner- kneeling, and quadruped have also been advo-
vous system to learn how to correct it. After cated [113]. Individuals with acute cerebellar
training, when they walked over ground, they had stroke seem to recover similarly regardless of
learned to correct their step length asymmetry. whether they participated in a 2 week treadmill
Training over 4 weeks led to improvements that training intervention [115]. Further, individuals
lasted (and even improved further) for 3 months with superior cerebellar artery infarcts tend to
post training. Here again, the hypothesis is that show more severe ataxia than those with poste-
intact cerebellar mechanisms are responsible for rior inferior cerebellar artery infarcts early on,
this form of motor learning. Hence, subcortical but both groups tend to recover to the same
reorganization may be the mechanism to target in extent after 3 months. People with degenerative
lower extremity, and particularly walking, disorders tend to benefit more from rehabilitation
rehabilitation. training. Ilg and coauthors found that 4 weeks of
The availability of treatments that operate an intensive coordination training followed by
through distinct mechanisms may provide the 8 weeks of home exercise could improve walk-
rehabilitation clinician with many tools to ing coordination and static and dynamic balance
1 Learning in the Damaged Brain/Spinal Cord: Neuroplasticity 11
scores. It has also been shown that a 6 week 1.3.3.2 Functional Training in Persons
home balance exercise program can improve with a Spinal Cord Injury
balance and walking measures in people with The coordination of human gait seems to be
cerebellar degeneration [116]. In that study, it controlled in much the same way as in other
was shown that the difficulty of the balance mammals [123]. Even arm swing during loco-
exercise is what predicted the best outcomes, motion represents a residual function of quad-
with more challenging balance activities result- rupedal coordination of bipedal gait [124].
ing in the greatest improvement. It was also Therefore, it is not surprising that in persons with
shown that the effects of home exercise lasted for complete or incomplete paraplegia, due to a
a month after therapy. In all these studies, it is spinal cord injury, locomotor EMG activity and
not known whether such changes translate to movements can be both elicited and trained
improved real-world function. similarly as in the cat. This is achieved by par-
Locomotor training over ground and on tially unloading (up to 80%) the patients who are
treadmills, and with and without body weight standing on a moving treadmill ([72, 125, 126]
support, has also been used with some success in for review, see [127]). In severely affected
single case examples [117, 118]. It is not clear patients, the leg movements usually must be
how imbalance is corrected in the body weight assisted externally, especially during the trans-
support environment, however. With all gait and mission from stance to swing. In addition, leg
balance activities, it seems critical that the exer- flexor activation can be enhanced by flexor reflex
cise be sufficiently and increasingly challenging, stimulation of the peroneal nerve during the
to facilitate plasticity in other intact areas of the swing phase [128]. The timing of the pattern of
nervous system [119, 120]. leg muscle EMG activity recorded in such a
Two controlled trials investigated the use of condition is like that seen in healthy subjects.
cerebellar direct current stimulation on ataxia and However, the amplitude of leg muscle EMG is
found a positive effect in patients with neurode- considerably reduced, corresponding to the
generative forms of ataxias (spinocerebellar paresis, and is less well-modulated. This makes
ataxia, Friedreich’s ataxia, and cerebellar form of the body unloading necessary for locomotor
multiple system atrophy) [121, 122]. training. There are several reports about the
beneficial effect of locomotor training in incom-
plete paraplegic patients (for review, see [71,
1.3.3 Spinal Lesions 129, 130]), and patients who undergo locomotor
training have greater mobility compared to a
1.3.3.1 Plasticity of Spinal Neuronal control group without training [131]. The neu-
Circuits: Rehabilitation ronal networks below the level of an SCI can be
Issues activated to generate locomotor activity even in
Based on the knowledge gained from animal the absence of supraspinal input [75, 76, 132].
experiments, the aim of rehabilitation after stroke The analysis of the locomotor pattern induced
or SCI should be focused on the improvement of in complete paraplegic patients indicates that it is
function by taking advantage of the plasticity of unlikely to be due to rhythmic stretches of the leg
spinal and supraspinal neuronal circuits and muscle because leg muscle EMG activity is, as in
should less be directed to the correction of iso- healthy subjects, equally distributed during
lated clinical signs, such as the reflex excitability muscle lengthening and shortening phases [133].
and muscle tone. For the monitoring of outcome In addition, recent observations indicate that
and the assessment of the effectiveness of any locomotor movements induced by a robotic
interventional therapy, standardized functional device in patients who are completely unloaded
tests should be applied. do not lead to a significant leg muscle activation
12 A. Luft et al.
[134]. This implies that the generation of the leg changes and consequently to an improvement of
muscle EMG pattern in these patients is pro- function [134].
grammed at a spinal level and requires appro- Proprioceptive input from receptors signaling
priate proprioceptive input from load and hip contact forces during the stance phase of gait is
joint signaling receptors [123]. essential for the activation of spinal locomotor
During daily locomotor training, the amplitude centers [134, 142–145] and is important to
of the EMG in the leg extensor muscles increases achieve training effects in paraplegic patients
and becomes better modulated during the stance [135] (Fig. 1.2). Furthermore, hip joint-related
phase, and inappropriate leg flexor activity afferent input seems to be required to generate a
decreases. Such training effects are seen both in locomotor pattern [134, 146]. In addition, for a
complete and incomplete paraplegic patients successful training program for stroke and SCI
[135]. The training effects lead to a greater weight- subjects, spastic muscle tone must be present as
bearing function of the leg extensors, i.e., body partial compensation for paresis [147].
unloading during treadmill locomotion can be Only in patients with moderately impaired
reduced during training. This indicates that even motor function, a close relationship between
the isolated human spinal cord has the capacity motor scores (clinical assessment of voluntary
not only to generate a locomotor pattern but also muscle contraction: ASIA motor score) and
to show some neuroplasticity which can be locomotor ability exists. More severely affected
exploited by a functional training [136–139].
However, only persons with incomplete paraple-
gia benefit from the training program in so far as
they can learn to perform unsupported stepping
movements on solid ground [135]. Neuroplastic
changes also occur in elderly SCI subjects. This
becomes reflected in a recovery of neurological
deficits like that of young subjects. However, the
translation of this improvement into a better
function is significantly worse in elderly subjects
[140]. Therefore, it is required to develop and
apply specific and focused rehabilitation proce-
dures in elderly subjects.
In complete paraplegic patients, the training
effects on leg muscle activation become lost after
the training has been stopped [132]. Furthermore,
after about 1 year after injury, complete para-
plegic patients develop a neuronal dysfunction
below the level of injury, especially in the long
flexor muscles [141]. According to rodent
experiments, this dysfunction is thought to be
due to undirected sprouting within neuronal cir-
cuits [46].
SCI subjects require a threshold motor score In the future, in these patients a combination of
which allows performing stepping movements. regeneration-inducing therapy and exploitation
During the course of a locomotor training, sub- of neuronal plasticity possibly by using novel
jects can achieve an improved locomotor func- training devices could have a beneficial effect on
tion without or with little change in motor scores the recovery of function. In this aspect, the
[138, 148, 149]. In these cases, a relatively low research in spinal cord regeneration appears to be
voluntary force level in the leg muscles associ- quite encouraging (for review, see [156]). Novel
ated with an automatic synergistic muscle acti- training devices (often referred to as rehabilita-
vation leads to an improved ability to walk. tion robots) become increasingly important and
A considerable degree of locomotor recovery popular in clinical and rehabilitation settings for
can be attributed to a reorganization of spared functional training and standardized assessments
neural pathways ([150]; for review, see [151]). It if neurophysiological requisites are met [146].
has been estimated that if as little as 10–15% of Such devices allow a prolonged training dura-
the descending spinal tracts are spared, some tion, increased number of repetitions of move-
locomotor function can recover [152, 153]. In ments, improved patient safety, and less physical
addition, by a training approach with the provi- demands for the therapists. Supportive therapies
sion of appropriate proprioceptive input, direc- that enhance the brain’s potential to undergo
ted, meaningful sprouting within neural circuits plastic changes could supplement the training
takes place below the level of lesion with the itself. For all these developments, testing in
consequence of an improved recovery of function clinical trials will be required to prove efficacy
in the rat [46]. and optimize the treatment for various disease
The improvement of locomotor activity might and lesion types.
be attributed to a spontaneous recovery of spinal
cord function that can occur over several months Acknowledgements This work was supported by the
P&K Pühringer Foundation.
following a spinal cord injury [151, 154]. How-
ever, several observations indicate that the
increase of leg extensor EMG activity also occurs
independently of the spontaneous recovery of References
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Movement Neuroscience
Foundations of Neurorehabilitation 2
Robert L. Sainburg and Pratik K. Mutha
2.1 Introduction
R. L. Sainburg (&)
Kinesiology and Neurology, Penn State University,
University Park, PA 16801, United States Deficits that result from strokes in sensory and
e-mail: rls45@psu.edu motor regions of the brain represent a major
P. K. Mutha impediment to the recovery of function in activi-
Department of Biological Engineering and Centre for ties of daily living for stroke survivors. Such def-
Cognitive Science, Indian Institute of Technology icits most commonly include hemiparesis, a
Gandhinagar, Ahmedabad, Gujarat 382424, India
syndrome encompassing unilateral motor
e-mail: pm@iitgn.ac.in
dysfunction on the side of the body opposite to the has been to make movements more “normal”.
brain lesion, and spasticity, characterized by Thus, the goal is to develop movement patterns
abnormally high muscle tone and atypical that are similar to those exhibited by non-impaired
expression of reflexes. Occupational and physical individuals. This idea emerged from the observa-
therapy interventions often focus on reducing tion that certain characteristics of movements
motor impairment, following stroke, by exposing made by healthy individuals are fairly similar
patients to a range of movement activities, with a within a given task, and even across tasks. For
major focus on repetitive experience or practice. In example, when reaching for an object in space,
general, the amount of practice corresponds to movement trajectories across healthy individuals
improvements in motor function, as measured by a appear fairly straight and smooth [7]. Such relia-
variety of scales [1]. Unfortunately, gains made bility of motor behavior is particularly interesting
during therapy often show the limited translation because of the abundance of possible solutions to
to activities of daily living (ADLs) and carry over most movement tasks and the variety of environ-
to the home environment. ments we move in. For example, when reaching
Over the past decade, rehabilitation approa- for a cup of coffee in front of us, we have the
ches have incorporated technological innovations choice of using one arm or both arms, standing up
that can provide more cost-effective means of or remaining seated, leaning the trunk forward or
achieving higher intensity practice over longer reaching further with the selected arm(s), twisting
periods of time. These computer-based and our trunk to require shoulder abduction, or keeping
robotic technologies [2–5] have been shown to it straight to require shoulder flexion, among other
match, or even exceed the efficacy of traditional options (see Fig. 2.1). In addition, the relative
therapy in promoting improvements in motor motions between our body segments can produce a
performance [6]. However, these interventions wide variety of curved trajectories of the hand, in
hold greater promise than simply replicating order to procure the cup. Each possible motion can
traditional therapy, by providing therapists with also be achieved at a variety of speeds, as well as a
an unprecedented ability to specify and measure variety of possible muscle activation patterns.
movement features such as speed, direction, There are literally infinite solutions to this
amplitude, as well as joint coordination patterns. simple task.
As these technologies become more readily Regardless of these vast possibilities, people
available in the clinic, the most pressing question tend to display movement patterns that are con-
is how therapists can best utilize them to accel- sistent across different instances of the same
erate recovery of function. In this chapter, we movement or even across different movements,
will discuss principles that have been derived whether made by the same or different individ-
from research in motor control and learning that uals. These similarities are often referred to as
could be applied to training strategies using “invariant characteristics” of movement. Many
computer-based movement interventions. studies have shown that when different people
make reaching movements, invariant character-
istics include approximate straightness of the
2.2 Principle 1: Optimal Control hand trajectory and smooth bell-shaped velocity
profiles (see Fig. 2.2) [7–11]. How do different
While most therapists recognize that practice and people arrive at similar solutions within and
repetition of motor activities lead to improvements across tasks despite the extensive redundancy in
in motor performance, a systematic identification the musculoskeletal system and the diversity and
of which movements should be practiced is often uncertainty of the environments we move in?
lacking. This is partly because the question of what One way to arrive at the “best” solution when
defines a desirable movement has yielded no clear confronted with many different options is to
answer. Traditionally, a common guiding princi- employ optimization strategies when planning
ple employed in occupational and physical therapy the movement. Optimization procedures have
2 Movement Neuroscience Foundations of Neurorehabilitation 21
Fig. 2.1 Different ways of picking up a coffee cup shoulder flexion, and more elbow extension. The right
starting from the same initial posture. The left pose pose shows some trunk flexion, shoulder abduction,
involves shoulder flexion and elbow extension. The elbow flexion, and forearm pronation
middle pose involves flexion of the trunk, slightly less
been developed for use in engineering applica- functions. For example, some researchers spec-
tions, and seek the minimum or maximum for a ulated that mechanical aspects of movements
given “cost function”, subject to a set of con- might reflect important costs for planning
straints. For example, we can find the minimum movements. Such cost functions have included
price of a pound of coffee (function) for all the mean squared torque change [10], peak work
stores within a 10-mile radius of our house [12], or muscle energy [13, 14] among others.
(constraint). Whereas this particular problem These models accounted for some experimental
may be quite trivial, optimization routines are observations that could not be accounted for by
typically employed to find values for more optimizations based on kinematic parameters
complex problems, such as might be applied to [11]. While minimization of cost functions such
human movement. Researchers have tested var- as smoothness or torque change accurately pre-
ious cost functions that make sense heuristically dicted average behavior, Wolpert and colleagues
and have shown that optimization of these costs [8] also accounted for the small, yet important
reproduces many invariant characteristics trial-to-trial variability seen during repetitions of
observed in human motion. For example, Flash the same task. They proposed that motor com-
and Hogan [9] tested the idea that the smoothness mands are corrupted with variability-inducing
of hand trajectories might reflect an important noise, and in the presence of such noise, the CNS
cost in the planning of reaching movements and seeks to minimize the variance of the final arm
proposed a model that minimized the jerkiness of position. This model also predicted many
the hand trajectory (mathematically defined as observed invariant characteristics of movements
the derivative of acceleration with respect to such as trajectory smoothness and the tradeoff
time). Their simulation predicted straight move- between movement accuracy and speed.
ments with symmetrical, single-peaked, bell- Two important inferences can be drawn from
shaped velocity profiles. studies that have attempted to explain movement
However, under several experimental condi- patterns based on optimization principles: (1) the
tions, minimum jerk trajectories and experimen- nature of the costs associated with different tasks
tally observed hand paths diverged, which led are often different and (2) costs such as endpoint
researchers to examine other plausible cost variability and mechanical energy do not reflect
22 R. L. Sainburg and P. K. Mutha
variables that we tend to have conscious aware- planned. The role of sensory feedback mecha-
ness of, yet they appear to be accounted for nisms in these models is simply to correct devi-
during the process of motor planning. In other ations from the planned or desired trajectory,
words, the planning of movements not only regardless of whether these deviations resist or
entails explicit performance criteria that are assist in task completion. Thus, the output of
associated with successful task performance, feedback circuits is not incorporated in the opti-
such as getting hold of a cup of coffee, but also mization phase. More recently, the idea that the
entails implicit criteria that we don’t consciously determination of an optimal “control policy”
consider, such as making energetically efficient incorporates knowledge about the “state” of the
and reliable movements. body and the environment, as relayed by feed-
An important aspect of the models discussed back circuits and mechanisms that predict sen-
above is that optimization of a single cost func- sory consequences of motor commands, has
tion yields a desired trajectory that is then simply gained prominence. According to this idea, the
executed in an open-loop manner, once it is optimal solution is the best possible
2 Movement Neuroscience Foundations of Neurorehabilitation 23
transformation from the current state to the motor joint power will also become available. While
commands that aid in achieving the task goal most clinical assessments of function include
[15]. Not too surprisingly then, this optimal either the ability to perform certain ADL tasks
feedback control scheme yields task-specific cost (Functional Independence Measure—FIM [18,
functions that often represent a hybrid mix of 19], or the ability to perform simulated ADL
explicit task-level variables that relate to perfor- tasks in particular times (Jebsen-Taylor Hand
mance goals, such as movement precision, as Function Test—[20] we suggest that direct
well as implicit mechanically related costs that analysis of biomechanical costs may provide an
correspond to muscle force or effort. For exam- important supplement to these tests, as an indi-
ple, in a task that examined corrections to target cator of energetic efficiency. It may also be
displacements that occurred late in the move- important to assess one’s subjective sense of
ment, Liu and Todorov [16] showed that subject effort, which does not always accurately reflect
performance could be best described using a measures of biomechanical cost [21] This should
composite cost function that optimized for provide a valuable addition to therapeutic
movement duration, accuracy, endpoint stability, assessment because even when ADLs are com-
and energy consumption. More importantly, pleted independently if they are not performed
subjects implicitly changed the relative contri- within reasonable energetic costs, one might
bution of these costs as the accuracy and stability expect minimal carry over into the patient’s
requirements of the task were changed. Thus, spontaneous behavior.
rather than adopt a fixed policy across task It should be stressed that the role of task-level
conditions, subjects were able to flexibly adapt costs is also important for determining optimal
their control strategy in order to ensure maximum control strategies for a given task. Such costs
task success. These ideas of flexible control might include the accuracy and duration of
strategies and hybrid cost functions that include movements. Computer-based technologies allow
task-related and intrinsic biomechanical variables therapists to modify feedback to stress particular
have important implications for designing ther- performance criteria, so as to emphasize certain
apy regimes. costs. For example, in a targeted reaching task,
Implications for Rehabilitation. It is one could provide reward based on duration,
important to recognize that damage to the CNS when focusing on improving movement time.
from stroke and the associated secondary chan- However, if movement direction and straightness
ges in the musculoskeletal system could induce need to be stressed, visual feedback can be
changes in the set of possible solutions as well as modified to amplify errors perpendicular to the
the costs associated with any given task. There- desired trajectory while reducing errors in the
fore, patients may arrive at solutions to a motor direction of the desired movement. Such changes
task that may not look “normal”, but may be would penalize deviations from the desired
“optimal” given physiological and biomechanical movement path while allowing errors in the
pathologies [17] Thus, rather than simply direction of movement. This approach would
attempting to make movements look more assign different costs to errors that contribute to
“normal”, it is important to understand the task success versus those that don’t. In fact,
biomechanical costs associated with different Ballester et al. [22] recently reported exactly this
tasks. Most importantly, if movements of the manipulation, using a virtual reality environment
hemiparetic arm elicit energetic costs that are to train reaching hemiparetic stroke patients. The
substantially higher than those of the ipsilesional movements of a virtual representation of the
arm, it is very unlikely that the hemiparetic arm patients' paretic limb were amplified in only the
use will be spontaneously integrated into activi- dimension parallel to the target direction. Fol-
ties of daily living. As the technologies discussed lowing virtual reality training, the authors
in this volume become available in the clinic, reported that the probability of using the paretic
assessment of biomechanical variables, such as limb during a subsequent real-world task was
24 R. L. Sainburg and P. K. Mutha
increased by the reinforcing experience of seeing cord. Following this, a medium latency response,
the virtual limb reach the target during training. M2, is observed some 60–80 ms following the
These types of capabilities are now becoming perturbation onset and is thought to reflect longer
available in the clinic, due to the increasing latency spinal as well as transcortical circuits.
availability of computer-based robotic and virtual This is followed by M3, a longer latency reaction
reality technologies. that is thought to reflect a voluntary corrective
process. Studies examining how these responses
are modulated have shown differential effects of
2.3 Principle 2: Impedance Control different task conditions on the early and later
phases of the reflex.
Optimal feedback control theory emphasizes that Early studies in which subjects were instruc-
the derivation of the optimal control signal ted to resist or to not resist a perturbation showed
incorporates knowledge about the state of the that M1 was not modified by such commands,
body and the environment. If the state changes while M2 could be greatly attenuated by the
unexpectedly due to an external perturbation, or instruction to not resist, and M3 could actually be
random noise, what should its influence be on the completely eliminated by this instruction [25].
control strategy? For example, when a passenger More recent studies have shown that M2 can be
in a vehicle drinks a cup of coffee, what should modulated by spatial conditions in a task, such as
the control system do when the movement of the when subjects are told to allow their hand to
cup is unexpectedly perturbed by a bump in the displace toward a particular target: when the arm
road? Ideally, the components of the perturbing is pushed toward the target, the later phases (M2,
forces that assist in bringing the cup to the mouth M3) of the stretch reflex that resist the pertur-
smoothly should not be impeded. However, the bation are reduced. However, when the arm is
components of the forces that resist in the pushed away from the target, the gains of these
achievement of the task goal, such as accelerat- responses are increased. More importantly, this
ing the cup too rapidly, or in the outward or modulation varies with both the direction and the
downward directions, should be compensated. distance of the target [18]. This demonstrates that
According to the principle of minimal interven- feedback circuits such as reflexes can be modu-
tion proposed by optimal feedback control, the lated in accord with task goals through implicit
central nervous system “intervenes” only when mechanisms. In fact modulation of reflexes
errors are detrimental to goal achievement. Such appears to be a fundamental mechanism that our
a selective compensation of errors might explain nervous system employs to control limb impe-
why people allow slight variability in their per- dance and thus resist perturbations. An elegant
formance as long as the overall goals of the task example of such reflex modulation was provided
are satisfied. by Lacquaniti and colleagues for a ball-catching
This type of selective modulation of feedback task [26]. This study demonstrated not only
gains is consistent with evidence that even the modulation but also reversal of the stretch reflex,
simplest feedback circuits, reflexes, can be in response to ball impact. Both the amplitude
modulated based on task demands. The stretch and expression of the stretch reflex were modu-
reflex represents the simplest and most ubiqui- lated in a systematic way as the ball dropped
tous feedback circuit in the mammalian system. toward the hand. The result of this reflex mod-
The typical response to a stretch of a muscle ulation was to generate impedance to the forces
includes a characteristic three-phase response imposed by ball impact, thereby generating a
[23, 24], measured in the electromyogram smooth and effective catching response.
(EMG) as shown in Fig. 2.3: the shortest latency Why is active impedance control through
response often referred to as M1 occurs within reflex modulation important for motor perfor-
some 20–50 ms following perturbation onset, mance? During everyday tasks, many environ-
and reflects circuitry contained within the spinal mental perturbations cannot be predicted prior to
2 Movement Neuroscience Foundations of Neurorehabilitation 25
Fig. 2.3 Typical reflex response to muscle stretch. An muscle stretch: the short-latency component M1 and the
example of the wrist extensor being stretched using a longer latency components M2 and M3. (Adapted from
motor is shown on the left. The right panel shows the Matthews PB. The human stretch reflex and the motor
typical components of the electromyographic response to cortex. Trends Neurosci. 1991 Mar;14(3):87–91.)
a b 1,000 1,000
600 600
200 200
Force
Field
0 0
S1 S2 S3 S4 S5 S1 S2 S3 S4 S5
Subject Subject
Start
c 160
[Nm/rad]
X 80
0,0
40
0
0 5 10 15 20 25 30 35 40 45 50
Shoulder torque [Nm]
100
80
Elbow joint stiffness
[Nm/rad]
60
40
20
0
0 2 4 6 8 10 12
Elbow torque [Nm]
Fig. 2.4 Modulation of limb impedance. a. The typical joint stiffnesses were independent of the respective joint
setup and the perturbing force field. The field acts to push torques. Adapted from Franklin DW, So U, Kawato M,
the arm perpendicular (along X-axis) to the direction of Milner TE. Impedance control balances stability with
motion (Y-axis). b. An increase in limb stiffness along the metabolically costly muscle activation. J Neurophysiol.
X-, but not Y-axis for all subjects. c. Shoulder and elbow 2004 Nov;92(5):3097–105
of well-established patterns of behavior, under light on motor lateralization. These studies have
ordinary and familiar circumstances”, the right confirmed that right and left sensorimotor strokes
hemisphere is specialized for “detecting and produce predictable deficits in impedance control
responding to unexpected stimuli in the envi- or optimal control, respectively [51, 62]. For
ronment” [41]. The dynamic dominance model example, Schaefer et al. [51] compared reaching
provides the movement analog to Roger’s model, movements in the ipsilesional arm of
and thus places handedness in the context of a hemisphere-damaged patients with those of
larger array of neurobehavioral asymmetries healthy control subjects matched for age and
across the animal kingdom [42]. other demographic factors. Subjects performed
An important feature of these models is that targeted reaching movements in different direc-
both hemispheres are recruited for their compli- tions within a workspace to the same side of the
mentary contributions to integrated functional midline as their reaching arm. The left
activities. Thus, during the movement of a single hemisphere-damaged group showed deficits in
arm, both hemispheres contribute their specific controlling the arm’s trajectory due to impaired
aspects of control.[43]. Because each hemisphere interjoint coordination but showed no deficits in
contributes specialized processes to control each achieving accurate final positions. In contrast, the
arm, unilateral brain damage actually produces right hemisphere-damaged group showed deficits
hemisphere-specific movement deficits in the in final position accuracy but not in interjoint
non-paretic, ipsilesional arm, as well as the coordination. These findings are exemplified in
contralesional arm. Remarkably, this is the arm the hand paths shown in Fig. 2.5a. While control
that is usually considered unaffected by unilateral subjects made relatively straight and accurate
brain damage. The idea that each hemisphere movements, patients with left hemisphere dam-
contributes to motor coordination of both arms is age made movements that were very curved, but
an important implication of ipsilesional, non- nevertheless were accurate in the final position.
paretic arm motor deficits. While the role of In contrast, patients with right hemisphere dam-
contralateral motor areas in controlling limb age made straight movements with poor final
movements is well-understood [44] the role of position accuracies. This double dissociation
the ipsilateral hemisphere has more recently been between the type of error (trajectory or final
implicated by the robust occurrence of ipsile- position) and the side of hemisphere damage
sional motor deficits in both animal models of (right or left) is emphasized in Fig. 2.5b, which
unilateral brain damage [45–47] as well as shows the variance in hand positions during the
human stroke survivors [34, 36, 39, 48–58]. In initial trajectory phase (cross), or the final posi-
addition, both electrophysiological and neural tion phase (circle) of the movement. The ratio of
imaging studies have shown that unilateral arm errors at these two points in movement (peak
and hand movements recruit motor-related areas velocity, movement termination) is quantified
in both cerebral hemispheres [43, 59–61]. Thus, across subjects in the bar graphs, revealing that
it is the loss of the contributions of the ipsilateral RHD patients had the greatest variance in final
hemisphere to movement control that gives rise position, while LHD patients had the greatest
to motor deficits in the non-paretic arm of stroke variance in trajectory. Thus, these results indicate
patients. Most importantly, these deficits can the distinct lateralization of optimal trajectory
substantially limit functional performance [51, control and impedance-mediated final position
54], a particularly concerning phenomenon, control to the left and right hemispheres,
given that patients with severe contralesional respectively. It should be emphasized that these
paresis depend on the ipsilesional arm for the errors were associated with functional impair-
majority of their activities of daily living. ments in the ipsilesional arm, as measured by the
Our recent studies have examined the specific Jebsen–Taylor Hand Function Test (JHFT).
nature of the ipsilesional movement deficits that Thus, motor lateralization leads to deficits that
result from left or right brain damage, shedding depend on the side of the stroke and can lead to
2 Movement Neuroscience Foundations of Neurorehabilitation 29
Healthy
control (HC) 5 cm
Hemisphere
damage (HD)
b
LHD RHD
Position at peak velocity
Final position
5 cm
1.1
At peak velocity > Final
Ratio of variables
1
error (cm)
Fig. 2.5 Lateralization of motor deficits after stroke. 6A confidence intervals. The bottom panel shows the mean
shows typical hand paths for healthy control subjects ratio of variable errors at peak velocity to variable error at
performing with their right or left arm (top panel) and left movement end across all subjects for the control and
and right hemisphere-damaged stroke patients performing stroke groups. (Adapted from Schaefer SY, Haaland KY,
with their ipsilesional arm (bottom panel). 6B shows hand Sainburg RL. Hemispheric specialization and functional
locations at peak velocity (crosses) and movement end impact of ipsilesional deficits in movement coordina-
(circles) for a typical left and right hemisphere-damaged tion and accuracy. Neuropsychologia. 2009 Nov;47
stroke patient (top panel). Ellipses represent 95% (13):2953–66.)
30 R. L. Sainburg and P. K. Mutha
400
Percentage Time to Complete JTHFT
350
300
250
200
150
100
50
0
Left Right Left Right Left Right Left Right
Control Mild Moderate Severe
Hand within Severity
Fig. 2.6 JTHFT score, normalized to control group right- and included 18 participants each. The left hemisphere-
hand score. Scores for non-paretic arm of stroke survivors. damaged group comprised 22 stroke survivors, whereas the
Control subjects were matched to gender and age distribu- right hemisphere-damaged group comprised 29 stroke
tion of each stroke survivor group. The two control groups survivors. On the X-axis, these groups are stratified by
were comprised of those that used their left or right hands severity of contralesional arm paresis
significant deficits, as tested with clinical longer than the right arm to carry out these tasks.
assessments, such as the JHFT. For reference, this reflects the frustration a typi-
Figure 2.6 shows data from 72 age and cal adult would experience when trying to get
gender-matched control subjects, 22 left through their day with only the non-dominant
hemisphere-damaged stroke survivors, and 29 arm, for example, due to a broken dominant arm.
right hemisphere-damaged stroke survivors. The In our stroke survivors, there is a substantial
Y-axis represents the JHFT score, taken as a effect of both the severity of impairment in the
percentage of the right dominant arm function in paretic arm, as well as the side of the brain lesion
our control group. Thus, 100% is the mean for on JTHF performance with the non-paretic arm.
the right hand of 36 of the control subjects (those First, the more severe the contralesional paresis,
who used their right hand). The JHFT is a rather the greater the impairment in the non-paretic arm.
thorough assessment of unilateral arm function This effect is potentiated by the side of lesion,
that includes a large range of tasks that elicit the such that left hemisphere-damaged survivors
coordination requirements of functional daily who have severe paresis in their contralesional
activities, such as writing, turning pages, placing arm, take 216% longer to complete the JTHF
large and small objects on a table, stacking than the dominant arm of control subjects,
checkers, and feeding. The left column (control) whereas, right hemisphere-damaged survivors
shows the difference between healthy subjects with severe contralesional paresis, take 51%
performing with the left arm and right arm. longer than do control subjects. Functionally, this
The data are stratified on the X-axis by both effect is concerning for two reasons: First, the
hands (right/left: in the case of stroke survivors finding that the extent of ipsilesional deficit
this is only the ipsilesional arm) and severity of varies with the extent of contralesional paresis
contralesional paresis, as measured by the upper indicates that the survivors who must depend
limb component of the Fugl–Meyer [63] assess- most on the ipsilesional arm for function have the
ment of motor impairment (mild >= 55, moder- greatest impairments in that arm. Second, these
ate > 35, Severe <= 35). In healthy subjects, the stroke survivors were tested, on average
left non-dominant arm takes, on average, 33% 1.8 years following their stroke, suggesting that
2 Movement Neuroscience Foundations of Neurorehabilitation 31
these deficits do not spontaneously change over successfully addressed by constraining the non-
time. Even right hemisphere-damaged patients paretic arm in patients with moderate to mild
with severe paresis take nearly 52% longer than paresis [66–69]. While the pilot results cited
aged-matched control subjects to complete the above suggest positive effects of non-paretic arm
JTHF, regardless of the “forced use” of the training on paretic arm function, there currently
ipsilesional arm imposed by severe contrale- is no conclusive evidence to predict whether non-
sional paresis. This introduces the questions of paretic arm training will influence paretic arm
whether focused remedial therapy might improve function, either positively or negatively. This is
function by increasing the speed and dexterity of an important area for future research in reha-
the non-paretic arm in patients with moderate to bilitation intervention for stroke patients.
severe contralesional paresis. In contrast to focused non-paretic arm training,
Implications for Rehabilitation. While most bilateral training has a long history in rehabilita-
robotic rehabilitation devices have been focused tion research and practice and should represent a
on training movements in the contralesional arm, critical component of therapeutic intervention in
the research discussed above provides com- unilateral stroke. In fact, most activities of daily
pelling evidence that ipsilesional practice should living are performed with both hands contributing
also be encouraged. In fact, for many patients, to different aspects of the activity [54, 64]. For
the ipsilesional arm will become the primary example, when buttoning a shirt, the non-
manipulator, thus efficient coordination of this dominant arm tends to stabilize the buttonhole,
arm and hand should be critical for the effective while the dominant arm manipulates the button
performance of activities of daily living [64]. through the hole. Bilateral training is not only
It is, thus likely that intensive training of the important to facilitate remediation in the ipsile-
ipsilesional, non-paretic arm could substantially sional arm but also because unilateral training
improve functional independence in patients with may not automatically carry over to spontaneous
hemiparesis. However, it should be noted that bilateral performance. In fact, recent research has
remediation of the non-paretic arm is so novel indicated that learning novel kinetic and visuo-
that little empirical evidence exists as to whether motor environments with a single arm transfers
such intervention might lead to positive effects on only partially to bilateral movements, in which the
motor performance and functional indepen- same arm experiences the imposed environments
dence. One recent pilot intervention study com- [70, 71]. It is, therefore critical that rehabilitation
pared a group of patients who received therapy focus not only on unilateral performance but that
that included training of the non-paretic arm to training be extended to bilateral movements.
another group who only received traditional While some robotic devices are designed for
therapy, without non-paretic arm training [65]. bilateral movements [72], unilateral robotic
The results indicated that when traditional ther- training can be followed by bilateral training, even
apy was combined with non-paretic arm training, in the absence of bilateral robotic systems. In fact,
the speed and accuracy of non-paretic arm bilateral training has a long history in Occupa-
movements improved, as did the impairment tional Therapy treatment, where manipulation of
level of the paretic arm when compared to dowels and rolling pins has often been used to
patients who received traditional therapy alone. encourage bilateral arm use.
This suggests that focused non-paretic arm More importantly is the question of whether
training might produce both improvements in remediation focused on the non-paretic arm
non-paretic arm motor performance and modest might improve stroke survivors’ participation in
improvements in paretic arm function, both of daily activities, for those patients who rely on
which should facilitate improvements in func- this arm as their sole or primary manipulator and
tional independence. However, some caution is have substantial ipsilesional motor deficits. Cur-
indicated because of the phenomenon of learned rently, the usual standard of care in rehabilitation
non-use of the paretic arm, an effect that has been for patients with low-moderate to severe paresis
32 R. L. Sainburg and P. K. Mutha
tends to focus on task training in essential ADL movement patterns to various kinds of altered
activities, rather than on intensive remediation. environments. Typically, subjects are exposed to
We suggest that the combination of moderate to novel task conditions such as when a cursor,
severe paresis with persistent motor deficits in representing the location of the hand on a screen,
the non-paretic arm limits the performance and deviates from the actual hand location, or when
participation in activities of daily living. We, the hand is pushed from its intended trajectory
thus, predict that intense rehabilitation, sequen- using force perturbations. Under such conditions,
tially focused on each arm should provide a subjects readily adapt to the new environment, a
durable and substantial improvement in func- process that appears to occur, at least in part,
tional performance. However, this approach must through changes in predictive control, or in other
be addressed with some caution because while words, movement planning [81, 82]. The pre-
sequential arm training has never been studied in dictive nature of such adaptation is reflected by
human stroke survivors, Jones et al. [73] showed, the occurrence of “aftereffects” following
in an acute model of stroke in rats, that initial removal of the imposed environmental pertur-
training of ipsilesional forelimb reaches can limit bation. Such after-effects tend to mirror image
the subsequent response to training in the con- the movement patterns seen on early exposure to
tralesional forelimb (2010). On the other hand, the imposed perturbation, and are based on the
interlimb transfer of motor learning often shows subject’s expectation that they will continue to
a positive effect in healthy individuals [74–77], experience the novel environment. In other
and mirror training has shown positive transfer words, the effects of the perturbation are pre-
between the arms in stroke patients [78–80]. It is dicted and accounted for, and the motor output is
critical to carry out studies of ipsilesional arm appropriately modified [83, 84]. Computation-
intervention in survivors with moderate to severe ally, such adaptation can be modeled as an iter-
contralesional paresis to determine whether such ative update of a forward model, defined as a
training can positively affect functional outcomes transformation from movement commands to
and participation in human stroke survivors. their desired sensory consequences. In this
scheme, sensory prediction errors, or the differ-
ence between the intended and actual sensory
2.5 Principle 4: Motor Learning feedback should drive the process of improving
the accuracy of the forward model so that the
The discussion so far noted that rehabilitation predicted sensory consequences of motor com-
should focus on improving both optimal control mands coincide with the actual sensory feedback.
as well as impedance control while bearing in This process has been shown to occur implicitly
mind that these control mechanisms are likely [83], although new research suggests that adap-
lateralized to different brain hemispheres. How- tation may also involve explicit or declarative
ever, rehabilitation itself rests on the assumption strategies [85] as well as reinforcement mecha-
that patients can re-learn such control with nisms that are driven by task success [86].
repeated practice. As such, knowledge of how In order to examine how motor learning might
motor learning occurs, how it is retained, and be represented in the nervous system, many stud-
how it generalizes to other conditions that ies have examined conditions to which the learn-
haven’t been practiced, is central to the devel- ing generalizes. Interestingly, these studies have
opment of effective rehabilitation strategies. generally suggested that the generalization of
Motor learning is used as an umbrella term to visuomotor adaption is different from the gener-
incorporate any practice-related improvement in alization of adaptation to novel dynamic condi-
motor performance. The primary paradigm used tions such as force fields. For example, Krakauer
in recent motor learning research has been et al. [87] examined the generalization of visuo-
focused on fairly short-term motor adaptation, motor adaptation and found that subjects gener-
where researchers have explored adjustments in alized to movements that were made in the same
2 Movement Neuroscience Foundations of Neurorehabilitation 33
direction, but from a different starting configura- properties of motor cortical or cerebellar neurons
tion of the arm. We have also shown that such could not reproduce behavioral data. Thus, more
adaptation can transfer between the limbs [31]. recent findings have strongly implicated posterior
These results are consistent with other studies that parietal regions for adaptation, particularly under
have suggested adaptation to errors introduced at conditions in which visuomotor errors are
the extrinsic task-level transfers along with the imposed. The neural substrates critical for
same coordinates [88, 89]. Generalization of dynamic adaptation are less clear.
adaptation to dynamic conditions such as novel In contrast to adaptation, which requires
force fields in contrast has been shown to occur improvement in performance in response to
along with intrinsic or joint coordinates [77, 90]. environmentally induced errors, learning in the
Malfait et al. [91] in fact showed that learning of absence of such errors has not been as extensively
novel force fields transferred to movements made studied. Newer studies term such learning in the
in different regions of the workspace, but that absence of sensory prediction errors as “skill
required similar joint excursions, but poorly to learning”, and it is thought that mechanisms that
movements in which joint excursions changed. drive learning of new skills are different from
Thus, the representation of the applied force field those that drive adaptation [98]. Behaviorally,
appeared to be linked to joint motions, or intrinsic adaptation only focuses on return to baseline level
coordinates. Mussa-Ivaldi and colleagues [92] of performance in the presence of error-inducing
have proposed that the generalization of learning perturbations, progresses rapidly, is short-lived,
novel mechanical conditions is tightly linked to the and shows limited generalization. In contrast, skill
dynamic state of the arm, indicated by the velocity learning occurs over much slower time scales and
and positions of the arm experienced during learned skills are rarely forgotten (86]. Research
learning. In support of this idea, when novel suggests that learning skills may recruit
dynamics are learned with the dominant arm, they reinforcement-like processes, where a successful
appear to transfer to the non-dominant arm along action is found through trial and error and is then
with intrinsic coordinates [77, 90]. Thus, while repeated since it leads to a rewarding outcome.
learning of novel visual-motor conditions appears However, this needs to be explored further.
to generalize in extrinsic coordinates, learning of Neurophysiologically, skill learning has been
novel dynamic conditions appears to transfer mapped onto substrates that appear to be different
along with intrinsic coordinates. from adaptation. For instance, the primary motor
To explore the neural basis of adaptation, cortex and basal ganglia are believed to be crucial
which has important implications for rehabilita- for learning new skills, but not for adaptation. For
tion post Stroke, we recently examined the impact example, transcranial magnetic stimulation
of different brain lesions on the ability to adapt to applied over M1 does not appear to impair adap-
novel visuomotor conditions. In general, we have tation [99], but facilitation of M1 via anodal direct
found that left hemisphere damage, particularly to current stimulation enhances skill learning [99],
posterior parietal regions, impairs visuomotor suggesting that M1 might play a different role in
adaptation [39]. Our results significantly expan- these two processes.
ded on prior studies that focused on the cerebel- Despite these differences, however, there is
lum as the neural substrate critical for adaptation good reason to believe that adaptation and skill
[93–96]. Our results also agreed with Tanaka et al. learning processes interact during the learning of
[97] who showed that experimentally observed real-life tasks. For instance, recent results suggest
visuomotor adaptation and generalization patterns that even in what would otherwise be classified as
could be reproduced using a population-coding a pure adaptation task, reinforcement mechanisms
model in which adaptation induced changes in the are recruited [86]. Under certain conditions,
synaptic weights between narrowly tuned, adaptation to errors can in fact be driven com-
parietal-like neurons and units in the motor cortex. pletely by reward-based reinforcement mecha-
Importantly, models that utilized tuning nisms [100]. Other mechanisms, including the use
34 R. L. Sainburg and P. K. Mutha
of explicit strategies [101, 102] and declarative dynamic requirements of the two tasks, in terms
memory [85] have also been suggested to con- of both postural and limb movement require-
tribute significantly during motor learning. ments. Whether the two tasks are similar in terms
Implications for Rehabilitation. The array of of joint torques, or joint power might depend on
findings on motor learning and its underlying subtle differences in body configurations, and
neural substrates have several potential implica- relative segment motions. This would be difficult
tions for rehabilitation. First, it is critical to rec- to determine for any given target task, let alone a
ognize that multiple mechanisms, presumably large range of ADL activities. It is, therefore,
dependent on distinct neural substrates, con- important to provide a great deal of variation in
tribute to an improvement in motor performance dynamic experience when practicing a given
with practice. Loss of a particular component task, particularly as patients become proficient at
process because of focal lesions in different a given set of movement patterns. Robotic and
regions of the brain therefore does not automat- technology-aided rehabilitation, which have the
ically imply a complete loss of learning capacity. capacity to provide a large range of interactive
Different processes and alternate “routes” can be visual and dynamic environments along with the
exploited for improvement in motor function. For capacity for high-intensity and high-dose prac-
instance, for a patient with an injury to parietal tice, hold great promise in this regard.
regions, which might affect his/her capacity to
adapt to a novel environment, reinforcement
mechanisms could be exploited for learning in 2.6 Summary and Conclusions
the same environment. Second, given that adap-
tation and skill might recruit different neural As the technology-based intervention tools dis-
resources, rehabilitation approaches must focus cussed in this volume enter the clinic, they will
on training or facilitating both these processes, provide rehabilitation professionals with the
possibly along with other mechanisms such as ability to prescribe and monitor movement
the use of explicit strategies and declarative experiences with unprecedented precision. This
memory processes. Third, the fact that learning introduces the question of what specific aspects
might occur and generalize in different coordi- of movement should be practiced and monitored
nate systems must be taken into account. While with these tools. In this chapter, we presented
learning in environments that perturb perfor- four tenets derived from research in movement
mance in the extrinsic, task space allows adap- neuroscience that have an impact on this ques-
tation to task constraints, such as improving the tion, and that have been derived from literature
accuracy and precision, learning in dynamic on the neural control of movement. These tenets
environments allows the central nervous system are optimal control, impedance control, motor
to optimize intrinsic coordination and mechanical lateralization, and motor learning. We will
energy. It is therefore important for therapists to review these principles and the implications for
consider both intrinsic and extrinsic aspects of rehabilitation below:
task performance. It is typical to consider the Optimal control theory has examined plausi-
similarities between two tasks in terms of ble costs that might be considered by the nervous
extrinsic, task-related coordinates because one during motor planning, and that might account
can readily determine whether the task is in the for the reliable, or “invariant,” features of
same region of space, is oriented similarly, and is movements that occur across tasks and individ-
performed at similar speeds as the task or tasks uals. This line of research has indicated two
that are targeted for transfer. For example, one major categories of cost that contribute to motor
can practice stacking cones on a surface and planning: explicit task level costs, such as
expect that this might transfer to the task of movement accuracy and speed, and implicit
procuring a glass from the cupboard (target ADL costs, such as energy and movement variability.
skill). However, one must also consider the When designing movement practice for patients,
2 Movement Neuroscience Foundations of Neurorehabilitation 35
it is important to consider both types of costs, damage and deficits in achieving accurate steady-
when grading the difficulty of the task. We also state positions following right hemisphere dam-
suggest that it is critical to consider biomechan- age. The implications for rehabilitation are sub-
ical variables related to energetic efficiency when stantial: patients with persistent hemiparesis will
evaluating patients’ progress. While many clini- need to use the ipsilesional arm as the lead, or
cal tests assess the ability to perform ADLs, as often the sole, manipulator for activities of daily
well as the time of such performance, a critical living. Thus, efficient performance of ADL will
factor that should determine carryover into require well-coordinated movements of this arm.
spontaneous daily activities is whether the This is particularly important for patients who
movement can be performed at a reasonable have severe contralesional paresis, which tends
energy cost. As the technologies discussed in this to be associated with substantial ipsilesional
volume become available in the clinic, many of motor deficits. Intensive training focused on the
the devices will allow measures of mechanically ipsilesional arm can improve coordination, but
related variables, such as work, power, and tor- research is needed to determine whether this will
que. Such variables can be exploited to monitor impact function either positively or negatively, of
progress in making not only accurate and rapid the contralesional arm. Because most ADL tasks
but also energetically efficient movements. require some degree of bilateral coordination, we
Impedance control refers to neural mecha- recommend that following sequential unilateral
nisms that modulate rapid sensorimotor circuits, training with each arm, both arms be trained
such as stretch reflexes, in order to impede per- simultaneously using bilateral tasks. Virtual
turbations that cannot be anticipated during reality environments provide an excellent para-
motor planning. These include forces that arise digm to manipulate task conditions during
from the environment, such as inertial forces that bilateral arm training, such as requiring both
result from braking and acceleration of a vehicle, arms to coordinate with each other for goal
or even inaccurate movements of one’s own achievement and manipulating virtual objects.
body, such as the effect on the upper body and Motor learning research has shown that mul-
arms of stepping on an uneven surface while tiple brain regions represent distinct motor
holding a cup. Robot-aided and virtual reality learning processes. These processes include skill
technologies allow the introduction of “pertur- learning, in which one develops new sensori-
bations into patients’ movement training experi- motor patterns that were not previously learned,
ence. While it is currently most common to and adaptation, in which one learns to compen-
practice repetitive patterns under stereotyped sate for an environmental or sensory disturbance
conditions, introducing unpredictable perturba- in order to perform a previously well-practiced
tions should consolidate this learning and prepare task, such as reaching a force field, or under the
patients for movement under natural environ- influence of altered visuomotor feedback. It
mental conditions. should be stressed that as stroke survivors learn
Motor lateralization research has indicated to adapt to their new sensory and motor condi-
that different aspects of motor control have been tions, both of these forms of learning should be
specialized to the different cerebral hemispheres. required. Even well-learned tasks, such as
The hypothesis that both hemispheres are nor- brushing one’s teeth, may require substantially
mally recruited for each respective control new skill development, given altered motor
mechanism, optimal trajectory control, and capacities. Similarly, distortions in sensory
impedance control, predicts that damage to a feedback including visual field deficits, and
single hemisphere should produce deficits in the proprioceptive and tactile deficits can require
ipsilesional arm, often considered the unaffected adaptation to recover old skills. Generalization is
arm in stroke patients. Recent research has veri- also an aspect of motor learning with particular
fied this prediction, demonstrating deficits in application to neurorehabilitation. It should be
trajectory control following left hemisphere stressed that one cannot assume a particular
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