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Tönnies' Theory of Gemeinshaft and Gesellshaft 2
Tönnies' Theory of Gemeinshaft and Gesellshaft 2
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Contributions to the History of Concepts
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BRILL Contributions to the History of Concepts 5 (2009) 162-186 briil.nl/chco
Niall Bond
Universite Lnmiere Lyon 2 Universite Lyon/EHESS
Abstract
Keywords
Tonnies, Gemeinschaft, Gesellschaft, community, society
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 163
reference in the human sciences.1 The two terms of the title are elucidated
in the work's three volumes, each one of them dealing respectively with
social structures typical of historical epochs — essentially medievalism and
modernism -, their underlying psychological basis in "essential" and "arbi
trary" will, and their normative foundations in natural law.2 Few have heeded
Friedrich Paulsen's advice to read the book not as a mere presentation of
two concepts of the social sciences but as a philosophical opus, the dimen
sions of which compare to the early works of Hobbes or Schopenhauer.•'
The international reception ofTonnies's terms, which preceded the first
translations of his work, was for a long time limited to loose and superficial
allusions to the increasingly celebrated dichotomy. Emile Durkheim com
mented that the words, Gemeinschafi and Gesellschaft, were untranslatable.4
The extent of this difficulty is attested by the differing English translations
of the title: while the word Gemeinschafi — which underwent shifts in
meaning primarily under romantic authors in the early nineteenth century
and more significantly through Tonnies's own influence at the beginning
of the twentieth century - has been consistently translated into English
as "community," the term Gesellschaft has been rendered inconsistently -
by Charles Loomis as "association" in 19555 and as "society" in 1957,6
and more recently by Jose ffarris and Margaret Hollis as "civil society"
in 2001.7
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164 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
Throughout the life ofTonnies, who died in 1936, "his" terms came to
be "used" by non-German speaking sociologists in the French and English
speaking worlds, although the work had not been translated and subse
quent translations have always made sure to point out the enormous
difficulty posed by the work's inaccessibility. But superficial reference to
the dichotomy has spared uncountable academics of the painstaking anal
ysis that a scrupulous reading of the erudite and allusive philosophical
work necessarily entails.
The torpid reception of the work and resistance displayed by its transla
tors are related to its extremely difficult language, which appeared anti
quated even to contemporaries, transporting the reader back to the age of
Fichte and Hegel, according to Gustav Schmoller.9 While praising the
"terse strength" ofTonnies's language, Paulsen also complained of its cum
bersome syntax.10 Tonnies responded to Paulsen's critique defensively,
writing that he was happy not to use the mundane German of contempo
rary journalism." Jose Harris points out that Tonnies was a "Great Unread
able" to contemporary Germans,12 but while she attributes this to Tonnies's
command of a grammar that has fallen into desuetude, the obscurity is in
fact often due to ungrammatical sentences and idiosyncratic diction. Much
basic editorial work on Gemeinschaft und Gesellschafi seems to have never
been carried out, and obfuscating passages were never remedied through
out the eight editions ofTonnies's lifespan.
The terms Gemeinschaft and Gesellschafi have been received beyond the
boundaries of the German language specifically as Tonnies's, as if they were
neologisms created in 1887, although both words were of ancient German
usage with a wealth of heterogeneous and at times contradictory meanings.
Tonnies's ambition to restrict the semantics of words that had taken on
vastly diverse meanings was doomed to failure. This, however, does not
make his work uninteresting in itself. By now, critical readings ofTonnies's
work should be aware of the evolution of meanings revealed in the ground
breaking work Geschichtliche Grnndbegrijfe, by Reinhart Koselleck et ah,
which devotes a full article to the opposition between Gesellschafi: and
9) Gustav Schnioller (1888) and Ferdinand Tonnies (1888), 12. Jg. 2 Heft, 727-729.
"" Friedrich Paulsen (1888).
n) Friedrich Paulsen and Ferdinand Tonnies (1961).
121 Jose Harris (2001), xxxviii.
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 165
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166 TV. Bond / Contributions to the History of Concepts 5 (2009) 162-186
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 167
This critical discussion of the work and its concepts, which are subject to
multiple shifts in meaning, is influenced by the groundbreaking work of
Koselleck and others. The relativistic influence of conceptual history has
not yet impacted the often defensive reception of Tonnies. This is under
standable, given that the sciences are often loathe to acknowledge the fra
gility of a theory constructed upon the shifting grounds of terminological
ambiguity. Yet such fragility need not detract from our interest in Tonnies's
work, as Rene Konig has suggested:21 recognising the ambiguity of its
terms sheds even greater light upon the work's object, i.e. social configura
tions and values. Understanding the fluid values of words is vital for under
standing the oeuvre and its controversial reception, in spite of Tonnies's
vain struggle against conceptual ambiguities.
Tonnies himself reflected upon the methodological status of concepts,
which he referred to as Normalbegriffe (or normal concepts) in his work of
1887, published a few years after Carl Menger's writings on the status of
types,22 which is often seen as the most immediate precursor of Max
Weber's writings on ideal types.23 Although an admirer of the nominalism
of Thomas Hobbes, Tonnies was influenced by a Romantic and organic
school of thought. Thus, rather than offering definitions, as Max Weber
later did, for terms used in a variety of senses (as in Weber's opening words
of his own sociology, "Soziologie (im hier verstandenen Sinne dieses sehr
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168 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
vieldeutig gebrauchten Wortes) soil heissen"u Tonnies did not regard his task
as expediently delimiting the scope of words for given purposes, but as
chiselling the intrinsic and objective essential meaning of the terms out of
the mass of the German language.
Tonnies was aware that the words Gemeinschaft and Gesellschaft are
used inconsistently (Durch die Anioendung wird sich herausstellen, dass die
gewdhlten Namen im synonymischen Gebrauche deutscher Sprache begrundet
sind. Aber die bisherige wissenscbafiliche Terminologie pflegt sie ohne Unter
scheidnng nach Belieben zu verwechseln.)2'' Yet his aim was to impose greater
clarity upon contemporary usage and lexicography, since he was convinced
that he had established the correct meaning of the words: Alles vertraute,
heimliche, ausschliessliche Zusammenleben (so finden wir) wird als Leben i?i
Gemeinschaft verstanden.2b On the one hand, he seems to have reversed the
logical position of subject and predicate: a definition of "community"
should be phrased as follows: "Community life is understood to mean
close, intimate, exclusive living together." On the other hand, the expres
sion, "we find" shows that Tonnies is not offering a nominalist definition,
but arguing that he has discovered the correct meaning through semantic
explorations. The word, Begriffsbestimmung, literally "concept determina
tion," encompasses an ambiguity, for it may mean either nominalist defini
tion or the determination of an objective existing meaning - poles between
which lexicography forever meanders. "Gesellschaft," Tonnies then contin
ues resolutely, "ist die Offentlichkeit, ist die Welt."17 Although the dichot
omy is internationally renowned,28 the work is so obscure that even
specialists in the field of sociology are often unfamiliar with its tenor, which
can only really be grasped by seeing it in its intended place in intellectual
history — as a synthesis of rationalism and historicism and individualist
and collectivist methods. This in turn requires a familiarity with its refer
ences, with which few academics outside philosophy departments have.
24) Translation: "Sociology in tlie present understanding of this very ambiguously used
word shall mean [..Max Weber (2002), 1.
251 "Application shall show that the names chosen are used as synonyms in German. How
ever (sic), previous scientific terminology is accustomed to interchanging them arbitrarily."
26) All close, intimate, exclusive living together (we find) is understood as life in commu
nity. Translated by the author.
271 "Society is the public sphere, the world." Translated by the author. Ferdinand Tonnies
(1979), 3.
281 Shoji Kato (1981), 54-71.
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 169
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170 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 171
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172 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
on to say that she had been obviously unaware that "no lesser than Max
Weber" had taken up his concepts, and that she and others in academia
might seriously consider whether she had "done justice to proved and
recognised customs of literary exchange, the observance of which is of
particular importance for a beginner."39 Tonnies seems to forget Weber's
definition of Vergemeinschaftung&s a social relationship based upon a "sub
jectively felt (emotional or traditional) sense of appurtenance,"40 - the very
definition that led Tonnies to upbraid Walters. Finally, Tonnies himself
later wrote that his concepts were intended to denote social forms in which
"the aspect of feeling" or "the aspect of thinking" predominate, a simplifi
cation equal to Walters'.41 It is in this specific understanding that the terms
have come to be used as "ideal types" as employed by Max Weber, and
present usage of the terms relate more or less awkwardly to these under
standings. As "empirical forms of culture," the words Gemeinschaft and
Gesellschaft can be loosely identified with medievalism on the one hand
and capitalism on the other, whereas as "basic concepts of sociology," they
are respectively understood to designate affective or self-interested rela
tionships regardless of the historical configuration. In the former case,
where Tonnies refers to Gemeinschaft and Gesellschaft as, what he later
called "Gefiige" or entire social structures, his assumption was that the great
transformation of Gemeinschaft into Gesellschaft is an eternally recurrent
theme of the development of civilisation, with the succession of medieval
ism to capitalism mirroring an earlier transformation of Greek community
to the society of the Roman Empire at its apogee.
In the latter case, Gemeinschaft (or "community") and Gesellschaft (or
"society") cannot designate relationships involving, for instance, two indi
viduals, since the words refer to larger groups. The German adjectives
gemeinschaftlich and Gesellschaftlich are then used to describe, respectively,
relationships of closeness or anonymity. In Economy and Society, Max
Weber coined the nouns Vergemeinschaftung and Vergesellschafinng to desig
nate social relationships which were either more "communitarian," or in
other words emotional, or "societal," that is, instrumental or based upon
purposive rationality {Zweckrationalitat). Such concepts are necessary in
order to aptly describe the variety of relationships and motivations that
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TV. Bond / Contributions to the History of Concepts 5 (2009) 162-186 173
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174 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
terms were drawn, thus also ignoring the fact that they were German words
with an array of other meanings. The OED definition does illuminate the
confusion issuing from Tonnies's problematic agenda of reconciling the
use of his terms both as stages in a philosophy of history and as operable
sociological concepts. Thus, the OED defines Gemeinschaft as a relation
ship, while asserting that the term must be used in adjectival form to
describe a "social system"; in fact the opposite is the case.
While German lexicography treats the terms Gemeinschaft and Gesell
schaft as German words, Koselleck's Geschichtliche Grundbegriffe specifi
cally takes into account the portentous ideological influence Tonnies had
on the opposition of the concepts, offering a history of the dichotomy per
se. A review of German dictionaries from the eighteenth to twentieth cen
turies shows the evolution of the term: in Adelung's dictionary of 1796,
Gemeinschaft is defined succinctly as "the state of having something in
common with someone else," (in particular property or circumstances),
and "this expression can be given as many more precise definitions as there
are circumstances one can share."4-5 This radical nominalist definition
allowed Adelung to abandon any quest for an essential, core meaning. Yet
at the beginning of the nineteenth century, the word Gemeinschaft took
on strong affective connotations, borne out in the writings of Fichte
and Kleist. An array of shared circumstances described by the terms can
be found in the gamut of entries in Grimm's legendary dictionary; the
Deutsches Worterbuch is of particular interest because the compilation of
the second part of the first department of the fourth volume, (Gefoppe
Getriebs), published in 1897 by R. Hildebrand and H. Wunderlich, had
been elaborated between 1879 and 1886, in precisely the same years as
Tonnies's Gemeinschaft und Gesellschaft, thus providing a good idea of con
temporary usage unprejudiced by a reading of Gemeinschaft und Gesell
schaft. The fact (noted apologetically by the works' authors) that literature
from the middle of the nineteenth century onwards could not be taken
into account is thus an advantage in establishing a pre-Tonniessian use of
Gemeinschaft and "Gesellschaft."
4,1 "Die Gemeinschaft... der Zustand, da man etas mit einem andern gemein hat... denn
dieser Ausdruck (leide) so viele nahere Bestimntungen, als es Arten von Umstanden gibt,
an welchen man Iheil nimmt." Johann Christopli Adelung (1796), 552.
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TV. Bond / Contributions to the History of Concepts 5 (2009) 162-186 175
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176 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 177
48) 1884, Standard, 29 Feb. 2/4., Amy Levy in Rueben Sachs i, 2, quoted Leslie Brown
(1993), 580-582.
4'J) Leslie Brown (1993), 582.
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178 TV. Bond / Contributions to the History of Concepts 5 (2009) 162-186
Society, according to the OED, means "association with one's fellow men,
esp. in a friendly or intimate manner; companionship or fellowship." As a
non-plural abstract, it refers to "the state or condition of living in associa
tion, company or intercourse with others of the same species; the system
or mode of life adopted by a body of individuals for the purpose of harmo
nious co-existence or for mutual benefit, defence, etc." As a reference to a
concrete group, it describes "the aggregate of persons living together in a
more or less ordered community." It can thus designate a community, or
the totality of all communities within a culture. However, usage analogous
to Tonnies's has survived in the sense of "partnership or combination in or
with respect to business or some commercial transaction," "a commercial
company," an "association" for "some common interest or purpose [...]
belief, opinion [...] trade or profession," as in a debate society, a learned
society, or the Society of Friends.'1 The salient feature here appears to be
the pursuit of an extraneous purpose.
At the same time, the term "society" refers to a segment of community,
"the aggregate of leisured, cultured or fashionable persons regarded as
forming a distinct class or body in a community; esp. those persons col
lectively who are recognised as taking part in fashionable life, social func
tions, entertainments, etc." Its use in the sense of "high society" incidentally
corresponds to the German "die Gesellschaft." As such, the term corre
sponds to a notion of biirgerliche Gesellschaft, or bourgeois society as
defended by the reactionary Heinrich von Treitschke and denounced by
the revolutionary Karl Marx. The German biirgerliche Gesellschaft origi
nated from the notion of "civil society," as taken from Latin, and devel
oped most consequentially by Adam Ferguson. However, in German there
is no lexical distinction between "bourgeois" and "civil," both being trans
lated as biirgerlich. The use of the adjective biirgerlich to mean bourgeois
is now frequently pejorative, whether used by militant Marxists or social
snobs.
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 179
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180 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
der neuen Front, a neo-Nazi youth organisation,54 and continues to face the
scepticism of Germany's political mainstream.
At the same time, the German word is pervasive in other contexts: since
the term for flat sharing is Wohngemeinschaft. Post-Tonniessian usage sug
gests that this might imply forced intimacy. The most deliberately lucid of
Germany's youth may insist that theirs is a reine Zweckwohngemeinschaft,
or literally a "pure purpose living-community," a term that Tonnies would
have presumably found inherently contradictory and endlessly offensive,
given that to him this would have meant that its members had moved
together solely to pursue a goal, to economise rather than to get cosy, and
that anyone wishing to transgress the bounds of purely economical rela
tions would be committing a breach of the underlying social consensus, in
a context in which spontaneous feeling was not expected and would be
regarded as disturbing. This compound expression was only coined because
Gemeinschaft means both "sharing," whence the compound word Wohnge
meinschafi for flat share, and communion, which is why people who just
cannot afford a flat of their own, may feel compelled to point out that they
are not looking for any sort of intimacy.
With the closure of the post-war era following the fall of the Berlin wall,
the term Gemeinschaft began a comeback in Germany.55 In the English
speaking world, the notion of folk community was not mobilised in a
comparable way: the word "folk" in the United States was not the battle
cry of the White Anglo-Saxon Protestant power elite, but of racially dis
criminated minorities seeking to carve out sub-national entities and iden
tities in a melting pot.56 In the English-speaking world, "community,"
although it continues to be invoked in conservative appeals to patriotism,
has long had a "politically correct" tang, figuring prominently in the redef
inition of British ideologies by John Major and New Labour. In an article
on the backlash against government's "Back to Basics" movement, pub
lished in The Economist on January 8, 1994, one reads '"Family values are
dead. Long live community values.' That [...] is likely to be the next catch
phrase from the stiff upper lip of John Major."57 Not long before, Anthony
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 181
Wright argued in the New Statesman and Society that in the absence of a big
idea, Labour "should celebrate the fact that it is escaping from the conser
vative grip of old labourism and old Marxism, and go on with the ideo
logical offensive." He proceeds with the following words:
Labour's big idea" should be "are we a community or are we not? If so, what
kind of community are we? [...] A liberal belief in atomic, possessive indi
vidualism creates one kind of society (interest-pursuing, rule-bound competi
tion) [...] A socialist belief that we are all members one of another has
different consequences (solidarity, co-operation and collective provision) [...]
Either we are a community, all in it together, with public interests and collec
tive purposes, reflected in activities and institutions, or we are not [...] We
need a notion of community that extends both upwards and downwards, able
on one side to give some reality to the global community without which we
shall perish (as millions of our fellow terrestrials already do), and on the other
side able to find local and accessible arenas for collective life without which
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1 82 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
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N. Bond / Contributions to the History of Concepts 5 (2009) 162-186 183
Conclusions
As much as history has tainted the concept of Gemeinschaft, the term's suc
cess reveals its potential to express human desires and aspirations. Rational
inter-subjective exchange on what is meant by the polysemous word
requires its explicit clarification in each context. Tonnies worked in the
hope that constancy could be found in language and imposed, as science,
upon a linguistic community. Though Tonnies's earliest scholarly work
had focused on the great nominalist Thomas Hobbes, he subscribed to
essentialist premises. Later, Tonnies was forced to account for the vicissi
tudes of language: in his brief treatise on the life and teachings of Karl
Marx, he pointed out that the notion of "communism" was an idea in flux
to which the young Marx ascribed no theoretical importance "in its pres
ent form." For Lorenz von Stein, on the other hand, it was the "simple
negation of the existing, without a definite goal and will", while for Moritz
Hess "the law of life of love applied to social life." Marx, however, thought
he had transformed communism into science through economics, and
went on to name a political league and a party after it. Even as he advo
cated communism in the early 1840s, Engels had no precise notion,
according to Tonnies, as to what the signifier "communism" meant.64
However, Tonnies himself did not draw the obvious consequences from
the inconstancy of usage in his own idiosyncratic identification of "com
munism" with Gemeinschaft in his subtitle of 1887.
Although Tonnies's use of his own terms are fraught with inconsisten
cies and errors, falsifying his assumptions does not detract the value of his
work and thought. Nor does the history of the term Gemeinschaft suggest
that its use is necessarily linked to an ideology of racial exclusion: the entire
process of post-war European integration was conducted under the banner
of the European communities or Gemeinschaften. Weber reminds us that
the errors of expansive spirits may be vastly more fruitful for a field of
enquiry than the myriad accuracies of the narrow minded: this is the case
of Tonnies, whose Gemeinschaft und Gesellschaft opened up a new science
of sociology focusing upon the subjective meaning of actors and the qual
ity of the relationships in which those actors were engaged.
641 Ferdinand Tonnies (1920), 7, 8, 22, 24, 28, 29, 31, and 32.
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184 N. Bond / Contributions to the History of Concepts 5 (2009) 162-186
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