THETA EDGE BERHAD

Due Diligence Checklist

No. Documents List Status Remarks
A Company Information
1 Company Profile
2 Attestation of Company Good Standing
2 Shareholder Certificate Documents
3 Company Credit Report
4 Company Statutory Documents
5 Latest Annual Return
6 Form 49 & Section 58 (Director's Information)
B Legal Documents
1 Business Operating License
2 Occupational License (ISO 9001, ISO 14001, etc.)
3 Agreement (Tenancy, Loans & Credit)
4 Track record Litigation Case
5 Property, Plant & Equipment (Equipment, Real Estate, Technology, Inventory, etc.)
6 Customer & Supplier Contracts
7 Equipment Leases
8 Loans, credits, and guarantee agreements
9 Any JV, M&A Agreements
C Financial Documents
1 Latest Tax Return (Form C) for 3 years
2 Latest Audited financial statements for 3 years
3 Details of company investments (bonds, marketable securities
4 Projections, capital budgets and strategic business plans
5 Details on when contracts and leases are renewed
6 Existing & Future Contract Revenue
7 List of non-operational expenses
8 Latest Management Account (Financial Statement & GL)
9 List of Non-Current Assets (Equipment, Real Estate, Technology, Inventory)
D Sales and Marketing Documents
1 Overview of Sales & Marketing Strategy
2 Revenue analysis by customers
3 Exibit relationship between marketing expense and revenue growth
4 Cost of Sales analysis by suppliers
5 Sales Report by category of product and service
6 Details of credit terms with customers
7 Current Market Share
8 Percentage of sales owing to each sales channel (Lazada, etc.)
E Human Resource Documents
1 List of current employees and independent contractors
2 Employee rules of conduct handbook and safety policies
3 Detail past employee disputes (if any)
4 Detail employee and independent contrator terms of employment
5 Outline training conducted with existing employees
6 Worker's compensation / Unemployment Claims History
7 Latest Organizational Chart

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