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Writing a
Watertight
Thesis
ii
BLOOMSBURY ACADEMIC
Bloomsbury Publishing Plc
50 Bedford Square, London, WC1B 3DP, UK
1385 Broadway, New York, NY 10018, USA
29 Earlsfort Terrace, Dublin 2, Ireland
Mike Bottery, Nigel Wright and Mark A. Fabrizi have asserted their right under the
Copyright, Designs and Patents Act, 1988, to be identified as Author of this work.
Bloomsbury Publishing Plc does not have any control over, or responsibility for,
any third-party websites referred to or in this book. All internet addresses given
in this book were correct at the time of going to press. The author and publisher
regret any inconvenience caused if addresses have changed or sites have ceased
to exist, but can accept no responsibility for any such changes.
A catalogue record for this book is available from the British Library.
A catalog record for this book is available from the Library of Congress.
To find out more about our authors and books visit www.bloomsbury.com
and sign up for our newsletters.
CONTENTS
vi Contents
References 309
Index 315
FIGURES
TABLES
1
Throughout this second edition we will be using the terms ‘Thesis’ and ‘Dissertation’
interchangeably to reflect the fact that different countries use these terms for
essentially the same purpose – to describe the major written output of the doctoral
student. In some countries – and in some kinds of doctoral degrees – this written
output is accompanied by coursework, the marking of which contributes to the
achievement of the degree; in other countries, the written output is the sole criterion
by which the degree is judged to be achieved or failed.
2
In a similar manner, the academic individual overseeing a student’s thesis may
be given a number of different titles, the two most used being ‘supervisor’ and
‘advisor’, and whilst we shall use the term ‘supervisor’ more often than ‘advisor’
x
As with the first edition of the book, the second edition demon
strates that an essential part of making a thesis watertight lies in
working out which central research question the student is going to ask
and what are the research sub-questions which together collectively
answer this main one. If they do this well, they can be confident that
they will have a thesis which can be successfully defended against
criticism on structural grounds, which is a major part of the battle.
Moreover, this book not only provides examples of how actual
successful theses have been made watertight but also provides students
with exercises to do the same thing with their own thesis. This edition
not only provides greater clarity to the doctoral journey but also
crucially makes the entire thesis more enjoyable and defendable.
We then think that there are a number of key features and
benefits for doctoral students in this second edition:
when discussion about locations where the term is more often used, we will use this
term as well.
Preface to the Second Edition xi
The viva, or oral defence of the thesis, is a key feature of doctoral examinations in
3
xii
PART ONE
Getting Ready
2
2
CHAPTER ONE
The Need for a
Watertight Thesis
Introduction
Students for doctorates arrive at their university from varied
backgrounds. Some have just completed an undergraduate degree
and progress to a doctorate. In other cases, they arrive as mid-career
professionals, either sponsored by their government or self-funded,
with some registering for full-time study, some for part-time study.
Whichever way they arrive, they need to ‘hit the ground running’.
Indeed, whether for those who embark on a concurrent ‘modules +
dissertation’ doctoral degree, or a doctorate which contains a large
initial taught element, and then a thesis/dissertation, the processes we
describe still apply to them. A generation ago, in many countries, it
was normally received wisdom that a doctoral student would arrive
at a university and spend the first few months reading around a
topic or a first year taking taught modules, both of which permitted
them some time to reflect upon what the thesis might be about. Most
of us – students and supervisors alike – no longer live in such an
age. Supervisors, irrespective of national location, want students to
finish on time with a quality piece of work which launches them
along their chosen career, but they increasingly live with heightened
work pressures and external expectations of students to complete
punctually. Students also normally have career and financial reasons
for wanting to finish on time, either because they are paying for
4
parts of the ship and the people on board, along with any cargo,
remain dry and afloat. To do this, shipbuilders need to adhere to a
number of principles. In particular, they need to ensure
These need to be tested, and not just before the ship puts out to sea.
The building of the ship needs to be tested throughout a process which
includes sea trials to ensure the ship’s watertightness. Now, if you look
at Figure 1.1, you’ll see that the early stages of thesis construction are
very similar. The stages here should include determining the general
area of research, designing appropriately focused key questions,
stipulating the range of contextual information required and deciding
on the appropriate thesis structure to generate the answers to these
key questions. The ‘materials’ necessarily include determining the
data that are needed to answer the key questions and deciding on
the modes of investigation by which the data will be accessed and
collected. The actual construction of the research must be reflected
by an appropriately structured thesis, which ensures the necessary
synergy between questions, context, data and analysis, and thus
provides defensible answers to critical questioning. When talking
about testing, we avoid using the term ‘finally’, as this may suggest that
this only needs doing at the end of the process. In fact, any thesis needs
to be tested by initial questions and comments from your supervisors,
and later on by means of formative assessments, where your work is
scrutinized in critical detail. This suggests that any doctoral writing
needs to be examined iteratively, as the student moves back and forth
in its examination, and to adjust earlier drafts as necessary.
Michal recognized the need to ask questions about the context of his
study by looking at the social, political and economic backgrounds
during this period, to ask more specific questions about how
these schools were set up and run and how well they managed
to cooperate with other non-Czech schools. He also recognized
the need to ask questions about the best possible methods for
examining the daily life and challenges of these schools. These led
to his triangulated approach,1 which included archival resources,
1
‘Triangulation’ is an odd term, which one might reasonably expect to simply mean
an approach which uses three different types of research techniques, or where three
types of data are gathered for comparison. In actual fact, in research terms, it means
12
Both the frameworks and the doctoral example above highlight the
importance and centrality of appropriate questions, as it is these
which orientate research from what is believed to be known into
what is currently unknown, because at the end of the journey, one
of the results will be the production or creation of insights and
materials which were not known or recognized before the research
was undertaken.
where more than one approach or one type of data are used. So ‘triangulation’ can
mean not only three, but also two, five (as in Michal’s PhD) or a dozen research
techniques or types of data. Odd, to say the least.
The Need for a Watertight Thesis 13
What was the everyday life and the major challenges encountered
in Czech minority schools in Usti nad Labem during the first
Czech Republic, and how successfully were these challenges
dealt with?
20
CHAPTER TWO
Demystifying the Doctoral
Process
understandings and insights: many times you don’t know what will
eventually be produced, and so you will need a quality, surprising
to many beginners, which the poet John Keats talked about – that
of ‘negative capability’: the ability to remain comfortable with
uncertainty, rather than succumbing to the urge to try and provide
final and definitive answers very quickly.
This requirement also highlights an essential aspect of a strong
supervisory relationship in its earlier stages – that your supervisor,
being sufficiently acquainted with your work, knows that the
process is going pretty well, even if you the student do not yet see
this. Such experienced support can then provide you the student
with greater confidence to continue with the thesis in its current
direction. Of course, a good supervisor or advisor also needs the
quality of advising you when they believe you are not heading in
the right direction!
So questions which may seem relatively straightforward can
contain issues of mystification. Questions like
‘I Wish I Knew’
First, then, please read the following twelve statements. You can do
this on your own, though it can be both enjoyable and educational to
do this with someone else who is reading for or has already gained a
doctorate, because by comparing their concerns with your own, you
may find interesting similarities and differences – and perhaps new
insights as well. You might even try to persuade your supervisor(s) to
participate – they were students themselves once upon a time! So as
you read these statements, ask yourself which of them you were most
concerned about before you began your study, and/or which have
given the most concern as you have moved through your doctorate.
To each one of these statements then allocate a mark out of 10,
with 0 meaning that it is not or has never been a concern, whilst 10
represents your highest level of concern:
Now, these are all statements about issues of mystification, and they
are representative of six central areas of doctoral mystification. So
once you have scored each statement, have them next to you as you
read about these six areas.
Capability Mystification
‘Capability mystification’ is represented by Statements 6 and 10 in
our list:
aware of the length of their race, of the challenges they will face on
the way, of the pace they need to maintain and of the spare capacity
they need to try to create and reserve, not just for the end, but for
dealing with the unexpected during their ‘race’. A better way of
phrasing this doubt may then be to ask ‘Do I have what it takes to
complete a doctorate?’ – which is the subject of the next chapter.
Finally, there is the need for the student to think of the doctorate
in the context of their life, and particularly how they are going
to maintain a sustainable work–life balance during the doctoral
process. Capability demystification then comes from realizing and
reflecting upon a series of questions rather than just one. Chapter 3
will then help the student to identify these areas and to assess the
strength of the qualities they bring to this area of concern and how
they might increase such strengths and develop others.
Supervisory Mystification
The third area of mystification is what we call supervisory (or
advisory) mystification, and it is represented by Statements 4 and 8:
Discourse Mystification
The fourth area of mystification is what we call ‘discourse
mystification’, and is represented by Statements 5 and 7:
I wish I knew why many academic writers use ten difficult words
when three simple ones would seem to do.
I wish I knew why when I read some academic writing, I have
to translate it into normal language before I can understand
what it is saying.
Assessment Mystification
The fifth area of mystification is that of ‘assessment mystification’ –
of students not understanding how they should judge the quality
of their writing and argument. It is represented by Statements 1
and 12:
Originality Mystification
Finally, many beginning students are often concerned by the fact
that they have been told that there is another highly important
area of assessment they need to satisfy, and this is of producing a
doctorate which is ‘original’. However, they may not know what
this actually means, nor how they are supposed to achieve it. Such
‘originality mystification’ is then the final area of mystification to
be examined, and is represented by Statements 2 and 3, which make
Demystifying the Doctoral Process 31
the point that students are concerned not only about whether their
thesis is original, but how they can make it more so:
32
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sinne tunkeutumaan? Teille se ei onnistunut, mutta se on aivan eri
asia, sillä helpompi on tukkia tie suurelta armeijalta kuin minun
joukkoni kaltaiselta, helposti piiloon pujahtavalta joukolta. Usein olen
ollut viidakossa piilossa ja Douglas on kulkenut aivan vierestäni ohi
mitään huomaamatta. Douglas lähtee varmasti seuraamaan teitä ja
jättää minulle tien vapaaksi.
— Te puhelette pötyä!
— Vivat! Voitto!
KYMMENES LUKU.
Kmicic sai tietää tästä jo ennenkuin meni rajan yli ja oli hyvin
harmissaan, kun ei saanut kohdata silmästä silmään verivihollistaan,
joka kenties saisi rangaistuksensa jonkun toisen kädestä,
luultavimmin Wolodyjowskin, joka niinikään oli vannonut kostavansa
hänelle.
298
Jo samana yönä kuin tataarilaiset sivuuttivat rajapyykin, kajasti
taivas tulipaloista ja kuului sodan jalkoihin joutuneitten ihmisten
valitus. Ken osasi puolankielellä pyytää armahdusta, sai päällikön
käskystä armon, mutta saksalaiset uudisasutukset, siirtolat, kylät ja
kauppalat muuttuivat tuhkaläjiksi, ja kauhistuneet asukkaat joutuivat
miekan uhreiksi.
Kmicic oli niin kauan hillinnyt tataarilaisiaan, että kun hän vihdoin
päästi ne valloilleen kuin petolinnut, niin he aivan hekumoivat
surmatessaan ja hävittäessään kaiken. Toinen pyrki olemaan
toistaan etevämpi, ja kun he eivät voineet ottaa vankeja, niin he
aamusta iltaan suorastaan uivat ihmisveressä.
Uutisia tulikin pian, ja ne olivat niin ilahduttavia, että Kmicic oli tulla
mielettömäksi ilosta. Osoittautui kylläkin todeksi, että
kolmipäiväisessä taistelussa Varsovan luona Jan Kasimir oli joutunut
tappiolle, mutta mistä syystä?
Näiltä hän sai myös tietää, että varsinkin vaaliruhtinas oli hyvin
levoton ja alkoi yhä enemmän miettiä oman nahkansa pelastamista.
Hänen miehiään oli paljon kaatunut Varsovan edustalla, ja
jäljellejääneitten keskuudessa raivosi tauteja, joihin kuoli enemmän
miehiä kuin taisteluun. Samaan aikaan suurpuolalaiset, kostaakseen
Ujscien luona kokemansa häpeän ja kaikki kärsimänsä vääryydet,
olivat hyökänneet Brandenburgiin ja hävittivät sitä julmasti.
Ruotsalaisten upseerien käsityksen mukaan oli jo lähellä se hetki,
jolloin vaaliruhtinas luopuu ruotsalaisista ja liittyy mahtavampiin.
— Täytyy näin ollen pitää häntä kuumana, että hän tekisi sen sitä
pikemmin, — ajatteli Kmicic.
— Hän jäi herra Sapiehan luo, sillä hänen kasvonsa ovat aivan
turvoksissa itkusta ja epätoivosta Roch Kowalskin kaaduttua.
— Ruhtinas Boguslaw!