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Current Biology 22, 2262–2267, December 4, 2012 ª2012 Elsevier Ltd All rights reserved http://dx.doi.org/10.1016/j.cub.2012.09.

052

Report
Primitive Wing Feather Arrangement
in Archaeopteryx lithographica
and Anchiornis huxleyi
Nicholas R. Longrich,1,* Jakob Vinther,2,3 Qingjin Meng,4 Along the margin of the wing, eight primaries are visible. The
Quangguo Li,4 and Anthony P. Russell5 wing’s leading edge is formed by four successively longer
1Department of Geology and Geophysics, Yale University, primaries (P5–P8); their vanes are highly asymmetric and the
PO Box 208109, New Haven, CT 06520-8109, USA rachises curve posteriorly, as is characteristic of flight feathers
2Jackson School of Geosciences, University of Texas at [15, 16]. The inner primaries (P1–P4) are straighter and more
Austin, 1 University Station C1110, Austin, TX 78712, USA symmetrical. Primary rachises are slender distally but thicker
3Departments of Earth and Biological Sciences, University proximally; the maximum rachis diameter of P4 is 1.8 mm.
of Bristol, Woodland Road, Bristol BS8 1UG, UK Shallow grooves alternate with the primary feather shafts on
4Beijing Museum of Natural History, 126 Tianqiao South Street, both left and right wings. Although previously interpreted as
Beijing 100050, China a second set of impressions made by the wing, i.e., ‘‘double-
5Department of Biological Sciences, University of Calgary, struck’’ impressions [7], these grooves are now recognized
2500 University Drive NW, Calgary, AB T2N 1N4, Canada as rachises lying dorsal to, and concealed by, the vanes of
the primaries [4, 6, 8, 9]. This is confirmed by close examina-
tion of the right wing, where the primaries are split away to
Summary reveal rachises and barbs of these overlying feathers [4] (Fig-
ure 2), and also on the left wing, where a groove between P4
In modern birds (Neornithes), the wing is composed of and P5 continues proximally to a calamus. Rachises of these
a layer of long, asymmetrical flight feathers overlain by short feathers angle outward relative to the primaries, as in dorsal
covert feathers [1–3]. It has generally been assumed that coverts [1].
wing feathers in the Jurassic bird Archaeopteryx [4–9] and Because they are comparable to the primaries in length, this
Cretaceous feathered dinosaurs [10, 11] had the same layer of feathers has been interpreted as dorsally displaced
arrangement. Here, we redescribe the wings of the archaic primary remiges [4, 8]. However, this hypothesis is contra-
bird Archaeopteryx lithographica [3–5] and the dinosaur dicted by three lines of evidence. First, because their tips are
Anchiornis huxleyi [12, 13] and show that their wings differ not visible at the wing margin, these feathers must be shorter
from those of Neornithes in being composed of multiple than the primaries. Second, the rachises are angled relative to
layers of feathers. In Archaeopteryx, primaries are overlap- the primary rachises, instead of paralleling them as expected
ped by long dorsal and ventral coverts. Anchiornis has for primaries. Third, interpreting these feathers as primaries
a similar configuration but is more primitive in having short, requires that every other primary has been displaced post-
slender, symmetrical remiges. Archaeopteryx and Anchior- mortem on both the left and right wings, without disturbance
nis therefore appear to represent early experiments in the of the other primaries or ventral coverts. No taphonomic
evolution of the wing. This primitive configuration has mechanism is known that could produce such a pattern. Inter-
important functional implications: although the slender preting these feathers as primaries undergoing a molt could
feather shafts of Archaeopteryx [14] and Anchiornis [12] explain why they are shorter but does not explain their dorsal
make individual feathers weak, layering of the wing feathers position, the angling relative to the remiges, or the alternating
may have produced a strong airfoil. Furthermore, the layered arrangement.
arrangement may have prevented the feathers from forming Instead, we propose an alternative explanation: the plumage
a slotted tip or separating to reduce drag on the upstroke. is preserved in life position, and the concealed feathers are
The wings of early birds therefore may have lacked the range elongate dorsal coverts. The length, position, and orientation
of functions seen in Neornithes, limiting their flight ability. of these feathers relative to the remiges all support this identi-
fication; in Neornithes, dorsal coverts are shortened relative to
Results the primary tract, lie dorsal to and alternating with the prima-
ries, and are angled outward relative to the primaries [1].
The wing feathers of Archaeopteryx lithographica are best This interpretation is also corroborated by the London spec-
seen in the counterslab of the Berlin specimen, HMN (Hum- imen of Archaeopteryx, where the wing is preserved in dorsal
boldt Museum für Naturkunde) 1880 (Figures 1 and 2). Previ- view, and several elongate feathers, identified as P1, S4, S7,
ously, it was shown that the feathers are not preserved as and S10 by de Beer [7], lie atop the primaries.
simple impressions lying in a single plane but instead repre- The ventral coverts are also visible. As in neornithines, the
sent collapsed molds passing through the matrix three-dimen- ventral coverts of Archaeopteryx are angled inward relative
sionally [4] (see Figure S1 available online). This insight is to the remiges; they are much longer than in most Neornithes,
critical to understanding Archaeopteryx, because where the however (Figure S2). Distally, the ventral coverts cover the
split in the matrix passes through different layers of sediment, bases of P5–P8, but they cover most of P1–P4, and the
it is possible to examine feathers lying in different planes [4]. secondaries are almost completely obscured by the ventral
Although the split slab primarily exposes the ventral surface coverts, which extend nearly to the wing’s trailing edge. The
of the wing, in places the ventral feathers are broken away to barbs of the ventral coverts do not interlock at their tips and
expose feathers lying more dorsally. instead show the open pennaceous arrangement seen in
the ventral coverts of Neornithes. However, the barbs differ
from those of modern birds in being hyperelongate on the
*Correspondence: nicholas.longrich@yale.edu trailing vane.
Wings of Archaeopteryx and Anchiornis
2263

Figure 1. Left Wing of Archaeopteryx lithograph-


ica, HMN 1880, Counterslab
(A) Left wing, ventral view.
(B) Line drawing of left wing.
(C) Closeup of primaries and dorsal primary
coverts.
(D) Line drawing of primaries and coverts.
Abbreviations: cov, shafts of major dorsal
primary coverts; P1–P8, primaries 1–8; S6–10,
secondaries 6–10.

vanes, as in the primaries, but have


rounded tips and straight rachises. In
contrast to Archaeopteryx and Avialae,
adjacent secondaries do not strongly
overlap one another, nor do adjacent
coverts show a strong overlap.

Discussion

The avian wing represents one of natural


selection’s most remarkable inventions.
Millions of years of evolution ultimately
modified the dinosaurian forelimb into
a highly efficient, feathered airfoil that
can rapidly change its span, shape,
and area. This design allows modern
birds to exploit a wide range of flight
kinematics and aerodynamic mecha-
nisms [20–23] and represents a key
innovation that has allowed dinosaurs
to rule the skies. Yet all flying Neornithes
are characterized by the same basic
wing configuration, in which long
remiges are overlapped at their bases
by short coverts [1–3]; living birds
The wing of Anchiornis huxleyi was studied and recon- therefore provide little evidence about the origins of this
structed on the basis of BMNHC (Beijing Museum of Natural wing design. Furthermore, if primitive birds [4–9] and feathered
History) PH828 (Figure 3), a partial skeleton preserving dinosaurs had a similar configuration [10, 11], then this design
feathers on both wings. Feathers (Figure 3) are preserved as would appear to have been conserved for at least 150 million
fossil melanosomes [17], with the dark tips of the remiges years.
being readily visible. Rachises and barbs are visible in places, However, as shown here, Archaeopteryx and Anchiornis
but elsewhere the overlapping feathers make it impossible to depart markedly from modern birds in the arrangement of
discern details of feather structure. The tips of eight primaries the wing feathers, demonstrating that substantial evolution
are visible on the left wing, but others appear to be concealed occurred between early feathered dinosaurs and neornithines.
by the secondaries, suggesting a higher primary count than in We propose the following scenario for the evolution of the
Archaeopteryx. Primaries are straplike with tapered tips, avian wing (Figure 4), using a recent phylogeny of Paraves
a feature present in some Anchiornis specimens [18] but [24]. In winged dinosaurs, exemplified by Anchiornis, wing
apparently not others [12]. Primaries are curved and symmet- feathers are unspecialized and undifferentiated (Figure 4).
rical, with the tightly interlocking barbs that characterize Remiges are short, symmetrical, and straplike, with slender
remiges [15, 19]. rachises, and there is little differentiation between remiges
The primaries are overlain dorsally by a series of elongate and coverts. Wing feathers are stacked into a series of
feathers, as in Archaeopteryx. Four tiers of feathers overlie tiers, with coverts contributing substantially to the airfoil. In
the primaries, which are approximately 90%, 75%, 50%, and Archaeopteryx, the feathers are more derived: the remiges,
25% the length of the primaries (Figure 3). Barbs are tightly in- especially the primaries, are elongated and have broader,
terlocked, suggesting that these feathers are dorsal coverts. asymmetrical vanes. However, the shafts of the feathers are
An identical arrangement is seen in a second specimen [18] still slender, and the wing retains long coverts. In the pygosty-
(Figure S3). lian Confuciusornis sanctus (Figure S4), the wing is nearly
On the left wing, the tips of five secondaries are visible, with modern. Primaries are long and asymmetrical, and the coverts
space for four to eight more. On the right, at least nine are are less than half the length of the primaries. The primaries also
visible. Two rows of coverts, approximately 80% and 90% have robust rachises, as in Neornithes. Assuming a mass of
the length of the secondaries, imbricate with the secondaries. 180 g for Confuciusornis [25], an allometric equation derived
Secondaries and their coverts have narrow, symmetrical from modern birds [26] predicts a rachis diameter of 2.1 mm;
Current Biology Vol 22 No 23
2264

Figure 2. Right Wing of Archaeopteryx lithog-


raphica, HMN 1880, Counterslab
(A) Right wing, ventral view.
(B) Line drawing of right wing.
(C) Closeup of primaries and coverts.
(D) Line drawing of primaries and coverts.
Abbreviations: cov, major dorsal primary coverts;
P1–P8, primaries 1–8; S8–10, secondaries 8-10;
VC, major ventral coverts.

Anchiornis, which occurs in rocks dated


to 155 Ma [12]. Thus, the wing feather
arrangement seen in modern birds may
have evolved within a period spanning
perhaps a few tens of millions of years
and then remained largely unchanged
for over 130 million years. This punctu-
ated pattern is also seen in Pterosauria,
which retain a similar wing configuration
from the Triassic to the end of the Creta-
ceous, a period of 140 million years or
more [35], and in Chiroptera, which
the actual diameter is 2.1–2.3 mm [27]. However, the wing evolved a modern wing morphology within 15 million years of
resembles Archaeopteryx in having a series of short primaries the extinction of the dinosaurs and retained this design for
forming the leading edge and in lacking an alula. A modern more than 50 million years [36]. Strikingly, a pattern of stasis
wing, with elongate distal primaries and an alula, is first seen is found in manmade aircraft as well: following rapid advances
in the Ornithothoraces, as exemplified by the enantiornithine in aircraft design in the early 20th century, progress slowed in
Eoalulavis hoyasi [28]. later decades, such that many aircraft designed in the mid-
There are a number of issues that complicate this scenario. 20th century still operate. The processes behind the evolution
First, the phylogenetic positions of Archaeopteryx and of vertebrate wings and aircraft wings may be the same. The
Anchiornis remain uncertain. Most studies recover Archaeop- constraints imposed by fluid mechanics mean that a relatively
teryx and Anchiornis as successive outgroups to modern small number of possible wing configurations are effective
birds [12, 13, 24, 29, 30], but a recent analysis suggests that airfoils [37]; once these geometries are discovered either by
Archaeopteryx and Anchiornis may be more closely related natural selection or aeronautical engineering, only small refine-
to the Deinonychosauria [31]. If so, this would require that ments are possible.
either the long, asymmetrical remiges shared by Archaeop- The wing feather arrangement described here also has
teryx and modern birds were acquired convergently, or that important implications for understanding the flight ability of
the short and symmetrical remiges of Anchiornis are derived. Archaeopteryx and Anchiornis. It has recently been argued
It could also mean that the multitiered feather arrangement that the feather shafts of Archaeopteryx are more slender
is derived for an Archaeopteryx-Deinonychosauria clade, than expected for a bird of its size, which may have limited
rather than primitive. Further complicating the scenario the ability of the feathers to function as an airfoil [14].
presented here is the fact that the dromaeosaurid Microraptor However, there are several issues with this analysis. First,
gui also has the long, asymmetrical primaries seen in Archae- the study used an incorrect mass estimate for Archaeop-
opteryx and Neornithes [11] (the morphology of the coverts, teryx; a mass of 276 g is assumed for the Munich Archaeop-
however, remains unknown for Microraptor). Microraptor teryx [14], yet the reference cited [9] estimates its mass as
may have independently evolved the advanced feather 222 g, and the animal may have weighed as little as 150 g
morphology, or again, Anchiornis may represent a reversal. It [25]. Second, the diameter of the primary feather shafts
is also possible that the derived morphology of the remiges was underestimated [25] (as confirmed by our examination
seen in Archaeopteryx and Microraptor is primitive for Para- of casts and photographs of the Munich specimen). Using
ves, and that Anchiornis actually lies outside of this clade. To masses of 252 g for the Berlin specimen [38] and 222 g for
resolve these conflicts, we require both a better understanding the Munich specimen [9], the allometric equation calculated
of maniraptoran phylogeny and new information on the from modern birds [26] predicts a primary feather shaft diam-
plumage of basal maniraptorans such as Protarchaeopteryx eter of 2.4 mm for the Berlin specimen and 2.3 mm for the
and Caudipteryx [32]. Munich specimen. Measured rachis diameters in the Berlin
Regardless of the precise scenario invoked, it is clear that and Munich specimens are 1.8 mm and 1.4 mm—75% and
Archaeopteryx and nonavian dinosaurs have a wing feather 61% of the predicted values, respectively. Using a lower
organization that differs from that of modern birds. An mass estimate of 150 g for the Munich Archaeopteryx [25],
advanced wing morphology did appear relatively early in avian the observed diameter is still 71% of the predicted diameter
evolution, however. The existence of a modern wing in the of 2.0 mm. Therefore, rachis diameter of Archaeopteryx is
Enantiornithes indicates that this morphology predates the lower than expected for an extant bird of comparable size,
enantiornithine-ornithurine split. The oldest known enantiorni- although the difference is less than previously reported [25].
thine is Protopteryx fengningensis [33], which comes from Anchiornis has also been described as having slender feather
strata dated to 131 Ma [34], roughly 25 million years after shafts [12], and although coverts cover the bases of the
Wings of Archaeopteryx and Anchiornis
2265

Figure 3. Wing of Anchiornis huxleyi BMNHC PH828


(A) Left wing.
(B) Line drawing of left wing.
(C) Detail of outer wing.
(D) Line drawing of outer wing.
(E) Detail of inner wing.
(F) Line drawing of inner wing.
Abbreviations: P, primaries; PC1, dorsal major primary coverts; PC2, dorsal median primary coverts; PC3 and PC4, dorsal minor primary coverts; S, second-
aries; SC1, major secondary coverts; SC2, median secondary coverts.

rachises in BMNHC PH828, the distal rachis does appear to functioning in the same fashion as those of Neornithes. First,
be relatively slender. many extant birds can spread the tips of the primaries apart
The slender primary feather shafts in Archaeopteryx and to create a slotted wingtip. This arrangement decreases lift-
Anchiornis therefore raise questions about the ability of these induced drag by spreading wingtip vortices vertically [39],
wings to support their owners in flight. The feather arrange- and these slots are particularly important in slow flight,
ment described above, however, may provide an answer. By because induced drag is strongest at low speeds [21, 37].
packing together many layers of relatively weak feathers, the The long coverts in Archaeopteryx and Anchiornis would
wings of Archaeopteryx and Anchiornis may have been strong have covered gaps between the primaries, however, prevent-
enough to function as airfoils. The multiple layers of feathers ing the wingtip from assuming a slotted configuration. Second,
would also have resulted in an airfoil that was much thicker modern birds can separate the flight feathers on the upstroke
than that of modern birds. Whereas this arrangement would to assume a louvered arrangement, by rotating the feathers
have increased wing profile drag at low speeds, at higher about their long axes [16]. This ‘‘Venetian blind’’ mechanism
speeds the thick wing section would decrease profile drag [37]. creates openings between the primaries that allow air to
Although the wings of Archaeopteryx and Anchiornis pass through [40] and is used by many birds in low-speed flap-
may have been efficient as airfoils, their primitive feather ping flight [40], hovering [16], and wing-assisted incline
configurations may have prevented their wings from running [41] to permit a rapid upstroke. In Archaeopteryx and
Current Biology Vol 22 No 23
2266

Figure 4. Hypothesized Evolution of the Avian


Wing
(A) Ancestral wing morphology (exemplified by
Anchiornis), where the wing is composed of
slender, symmetrical, and poorly differentiated
flight feathers.
(B) Wing of early Avialae (exemplified by Archae-
opteryx), where the remiges are elongated,
broad, and asymmetrical.
(C) Wing of pygostylia (here Confuciusornis), in
which the primary remiges are further elongated
and the coverts are shortened. Phylogeny after
Turner et al. [24].

Anchiornis, however, the long coverts would have spanned the also thank Julia Clarke, Daniel Field, Mark Norell, and Rick Prum for
gaps between the primaries, preventing the wing from discussions.
assuming a louvered configuration at low speeds.
If Archaeopteryx and Anchiornis lacked the wing mor- Received: August 18, 2012
Revised: September 21, 2012
phology seen in extant avians, then we cannot automatically
Accepted: September 24, 2012
assume [41, 42] that their wings functioned like those of living Published: November 21, 2012
birds. Instead, evolution of the form of the wing suggests that
the function of the wing has evolved as well. In particular, the
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