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Methods in
Molecular Biology 2691
Inflammation
and Cancer
Methods and Protocols
Second Edition
METHODS IN MOLECULAR BIOLOGY
Series Editor
John M. Walker
School of Life and Medical Sciences
University of Hertfordshire
Hatfield, Hertfordshire, UK
Second Edition
Edited by
Brendan J. Jenkins
Centre for Innate Immunity and Infectious Diseases, Hudson Institute of Medical Research,
Clayton, VIC, Australia
Editor
Brendan J. Jenkins
Centre for Innate Immunity
and Infectious Diseases
Hudson Institute of Medical Research
Clayton, VIC, Australia
This Humana imprint is published by the registered company Springer Science+Business Media, LLC, part of Springer
Nature.
The registered company address is: 1 New York Plaza, New York, NY 10004, U.S.A.
Preface
Dysregulated activation of both the innate and adaptive arms of the host immune system
contributes to the pathogenesis of a wide range of chronic diseases, in particular autoim-
mune and inflammatory disorders, infectious diseases, and cancer. With respect to cancer, at
least one third of all cancers are associated with chronic inflammatory responses, with prime
examples being cancers of the lung, stomach, pancreas, and colon, among a range of others.
Over the last two decades, laboratory-based investigations using in vivo disease models and
clinical samples, coupled to state-of-the-art molecular and cellular biological methodolo-
gies, along with next-generation sequencing, proteomics, and functional genomics technol-
ogies, have driven research efforts worldwide to understand the pathogenesis of these
disease states. Such knowledge is critical to our collective efforts to discover new immune-
based biomarkers and therapeutic strategies against disease, especially as we enter the phase
of precision medicine.
This book, entitled Inflammation and Cancer: Methods and Protocols, Second Edition, is
the latest instalment of the highly successful Methods in Molecular Biology laboratory
protocol-based book series, and is a follow-up to the initial 2018 edition of Inflammation
and Cancer: Methods and Protocols. Written by leading experts in the fields of inflammation
and cancer, this book comprises 25 individual chapters and provides a timely update on a
broad spectrum of research models, techniques, and protocols, which are employed by basic
and clinical research laboratories. Each chapter is divided into sections providing detailed
information on the background and context for the chosen topic of interest, a list of the
materials and reagents needed for each topic, the step-by-step methodology for the success-
ful and reproducible execution of each topic, as well as notes to provide tips, troubleshoot-
ing advice, and elaborate further on specific materials, reagents, or methods.
Considering the enormity of the rapidly evolving and large number of research models
(in vitro, ex vivo, and in vivo) and techniques which are collectively used by researchers, it is
impractical to provide their sufficient coverage in detail in a single book. Therefore, this
edition is divided into two parts: Part I, “Experimental Model Systems,” which provides an
up-to-date snapshot of the development and characterization of representative research
models for chronic immune-based (i.e. infectious, autoimmune, inflammatory) diseases
and inflammation-associated cancers, and Part II, “Experimental Techniques,” which covers
a range of biochemical, molecular, and cellular biological techniques that are commonly
utilized to dissect the molecular mechanisms and cellular processes (including cell type(s))
which drive the pathogenesis of certain disease states.
With a strong emphasis on practicality, Inflammation and Cancer: Methods and Proto-
cols, Second Edition will appeal to a readership with a very diverse range of laboratory-based
experience, ranging from undergraduate students with limited research exposure to estab-
lished basic and/or clinical researchers wishing to diversify their existing portfolio of
practical knowledge. In addition, this book aims to supplement researchers with the neces-
sary practical expertise and know-how to assist their efforts to publish their research find-
ings, dissemination of which in the literature will enhance our collective knowledge of the
processes which drive inflammation and cancer.
v
Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v
Contributors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
vii
viii Contents
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
Contributors
xi
xii Contributors
SI MING MAN • Division of Immunology and Infectious Disease, The John Curtin School of
Medical Research, The Australian National University, Canberra, ACT, Australia
ASHLEY MANSELL • Centre for Innate Immunity and Infectious Diseases, Hudson Institute of
Medical Research, Clayton, VIC, Australia; Department of Molecular and Translational
Sciences, Monash University, Clayton, VIC, Australia
JUNICHI MATSUO • Cancer Science Institute of Singapore, National University of Singapore,
Singapore, Singapore
JACKSON A. MCDONALD • ACRF Cancer Biology and Stem Cells Division, The Walter and
Eliza Hall Institute of Medical Research, Parkville, VIC, Australia; Department of
Medical Biology, The University of Melbourne, Parkville, VIC, Australia
DIANA MICATI • Department of Anatomy and Developmental Biology, Monash University,
Clayton, VIC, Australia; Development and Stem Cells Program, Monash Biomedicine
Discovery Institute, Clayton, VIC, Australia
DAVID MILLRINE • Medical Research Council Protein Phosphorylation & Ubiquitylation
Unit (MRC-PPU), School of Life Sciences, University of Dundee, Dundee, UK
JOEL J. D. MOFFET • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia
ZACHERY MOORE • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia; Department of Medical Biology, The
University of Melbourne, Parkville, VIC, Australia
ATSUYA MORITA • Division of Genetics, Cancer Research Institute, Kanazawa University,
Kanazawa, Japan
AISLING S. MORRIN • Division of Infection and Immunity, and Systems Immunity University
Research Institute, School of Medicine, Cardiff University, Cardiff, Wales, UK
MIZUHO NAKAYAMA • Division of Genetics, Cancer Research Institute, Kanazawa
University, Kanazawa, Japan; Nano Life Science Institute (WPI-NanoLSI), Kanazawa
University, Kanazawa, Japan
M. URSULA NORMAN • Centre for Inflammatory Diseases, Department of Medicine, Monash
Medical Centre, Monash University, Clayton, VIC, Australia
SHANNON J. OLIVER • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia
JOSHUA D. OOI • Centre for Inflammatory Diseases, Department of Medicine, Monash
University, Monash Medical Centre, Clayton, VIC, Australia
HIROKO OSHIMA • Division of Genetics, Cancer Research Institute, Kanazawa University,
Kanazawa, Japan; Nano Life Science Institute (WPI-NanoLSI), Kanazawa University,
Kanazawa, Japan
MASANOBU OSHIMA • Division of Genetics, Cancer Research Institute, Kanazawa
University, Kanazawa, Japan; Nano Life Science Institute (WPI-NanoLSI), Kanazawa
University, Kanazawa, Japan
ABHIMANU PANDEY • Division of Immunology and Infectious Disease, The John Curtin School
of Medical Research, The Australian National University, Canberra, ACT, Australia
ADELE PREAUDET • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia
TRACY L. PUTOCZKI • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia; Department of Medical Biology, The
University of Melbourne, Parkville, VIC, Australia; Department of Surgery, The University
of Melbourne, Parkville, VIC, Australia
Contributors xv
SUSANNE RAMM • Victorian Centre for Functional Genomics, Peter MacCallum Cancer
Centre, Melbourne, VIC, Australia; Sir Peter MacCallum Department of Oncology,
University of Melbourne, Parkville, VIC, Australia
CHRISTOPHER M. RICE • School of Cellular & Molecular Medicine, University of Bristol,
Bristol, UK
EMILIANA RODRIGUEZ • Department of Pathology and Immunology, University of Geneva,
Faculty of Medicine, Geneva, Switzerland; Division of Rheumatology, Department of
Medicine, Geneva University Hospitals, Geneva, Switzerland
JAMES ROEST • St Vincent’s Institute of Medical Research, Fitzroy, VIC, Australia
STEFAN ROSE-JOHN • Institute of Biochemistry, Kiel University, Kiel, Germany
MOHAMED I. SAAD • Centre for Innate Immunity and Infectious Diseases, Hudson Institute
of Medical Research, Clayton, VIC, Australia; Faculty of Medicine, Nursing and Health
Sciences, Department of Molecular and Translational Sciences, Monash University,
Clayton, VIC, Australia
SUNIL SAPKOTA • Centre for Innate Immunity and Infectious Diseases, Hudson Institute of
Medical Research, Clayton, VIC, Australia; Department of Molecular and Translational
Science, Monash University, Clayton, VIC, Australia
KATE SCHRODER • Institute for Molecular Bioscience, and Centre for Inflammation and
Disease Research, The University of Queensland, St. Lucia, VIC, Australia
LEANNE SCOTT • ACRF Cancer Biology and Stem Cells Division, The Walter and Eliza Hall
Institute of Medical Research, Parkville, VIC, Australia
TIMOTHY SEMPLE • Sir Peter MacCallum Department of Oncology, University of Melbourne,
Parkville, VIC, Australia; Molecular Genomics Core, Peter MacCallum Cancer Centre,
Melbourne, VIC, Australia
TIMA SHAMEKHI • Department of Medicine, School of Clinical Sciences, Monash Univesity,
Clayton, VIC, Australia
KAYLENE J. SIMPSON • Victorian Centre for Functional Genomics, Peter MacCallum Cancer
Centre, Melbourne, VIC, Australia; Sir Peter MacCallum Department of Oncology,
University of Melbourne, Parkville, VIC, Australia; Department of Biochemistry and
Pharmacology, University of Melbourne, Parkville, VIC, Australia
HARIHARAN SIVARAMAN • Centre for Innate Immunity and Infectious Diseases, Centre for
Cancer Research, Hudson Institute of Medical Research, Melbourne, Clayton, VIC,
Australia; Department of Molecular and Translational Science, School of Clinical Sciences,
Monash University, Clayton, VIC, Australia
KATE D. SUTHERLAND • ACRF Cancer Biology and Stem Cells Division, The Walter and
Eliza Hall Institute of Medical Research, Parkville, VIC, Australia; Department of
Medical Biology, The University of Melbourne, Parkville, VIC, Australia
MICHELLE D. TATE • Centre for Innate Immunity and Infectious Diseases, Hudson Institute
of Medical Research, Clayton, VIC, Australia; Department of Molecular and
Translational Sciences, Monash University, Clayton, VIC, Australia
YI TIAN TING • Centre for Inflammatory Diseases, Department of Medicine, Monash
University, Monash Medical Centre, Clayton, VIC, Australia
JASMINE JIE LIN TONG • Cancer Science Institute of Singapore, National University of
Singapore, Singapore, Singapore
TAHNEE TOWERS • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia
TOSHIKAZU USHIJIMA • Division of Epigenomics, Institute for Advanced Life Sciences, Hoshi
University, Tokyo, Japan
xvi Contributors
JESSICA VAN ZUYLEKOM • Models of Cancer Translational Research Centre, Peter MacCallum
Cancer Centre, Parkville, VIC, Australia
JAMES E. VINCE • The Walter and Eliza Hall Institute of Medical Research, Parkville, VIC,
Australia; The Department of Medical Biology, University of Melbourne, Parkville, VIC,
Australia
JULIAN P. VIVIAN • St Vincent’s Institute of Medical Research, Fitzroy, VIC, Australia;
Department of Medicine, The University of Melbourne, Melbourne, VIC, Australia
ROSS VLAHOS • Centre for Respiratory Science and Health, School of Health and Biomedical
Sciences, RMIT University, Bundoora, VIC, Australia
HAO WANG • Centre for Respiratory Science and Health, School of Health and Biomedical
Sciences, RMIT University, Bundoora, VIC, Australia
JAMES R. WHITTLE • Personalised Oncology Division, The Walter and Eliza Hall Institute of
Medical Research, Parkville, VIC, Australia; Department of Medical Biology, The
University of Melbourne, Parkville, VIC, Australia; Department of Medical Oncology,
Peter MacCallum Cancer Centre, Melbourne, VIC, Australia; Sir Peter MacCallum
Department of Oncology, The University of Melbourne, Parkville, VIC, Australia
ANWEN S. WILLIAMS • Division of Infection and Immunity, and Systems Immunity
University Research Institute, School of Medicine, Cardiff University, Cardiff, Wales, UK
WILSON WONG • Centre for Innate Immunity and Infectious Diseases, Centre for Cancer
Research, Hudson Institute of Medical Research, Melbourne, Clayton, VIC, Australia;
Department of Molecular and Translational Science, School of Clinical Sciences, Monash
University, Clayton, VIC, Australia
DAVID YOANNIDIS • Molecular Genomics Core, Peter MacCallum Cancer Centre, Melbourne,
VIC, Australia
Part I
Abstract
Identification of unique gene markers of normal and cancer stem cells is an effective strategy to study cells of
origin and understand tumor behavior. Lineage tracing experiments using the Cre recombinase driven by a
stem cell-specific promoter in the CreERT2 reporter mouse model enables identification of adult stem cells
and delineation of stem cell activities in vivo. In our recent research on the mouse stomach, Iqgap3 was
identified as a homeostatic stem cell marker located in the isthmus of the stomach epithelium. Lineage
tracing with the Iqgap3-2A-CreERT2;Rosa26-LSL-tdTomato mouse model demonstrated stem cell activity
in Iqgap3-expressing cells. Using the Iqgap3-2A-CreERT2 mouse model to target oncogenic KrasG12D
expression to Iqgap3-expressing cells, we observed the rapid development of precancerous metaplasia in the
stomach and proposed that aberrant Iqgap3-expressing cells may be critical determinants of early carcino-
genesis. In this chapter, we detail a lineage tracing protocol to assess stem cell activity in the murine
stomach. We also describe the procedure of inducing KrasG12D expression in Iqgap3-expressing homeo-
static stem cells to explore their role as cells of origin and to trace the early cellular changes that precede
neoplastic transformation.
Key words Mouse model, Lineage tracing, Stomach, Stem cells, Carcinogenesis, Metaplasia, Iqgap3,
KrasG12D
1 Introduction
Brendan J. Jenkins (ed.), Inflammation and Cancer: Methods and Protocols, Methods in Molecular Biology, vol. 2691,
https://doi.org/10.1007/978-1-0716-3331-1_1,
© The Author(s), under exclusive license to Springer Science+Business Media, LLC, part of Springer Nature 2023
3
4 Junichi Matsuo et al.
which are the epithelial structures that line the stomach [1–
6]. Stomach gastric units are primarily divided into pit, isthmus,
neck, and base; of note, homeostatic stem cells reside in the isthmus
of gastric units (Fig. 1) [7–11]. The isthmus stem cells are highly
proliferative—as shown by their expression of proliferation marker
Ki67—and are necessary for maintenance of the stomach epithe-
lium under homeostatic (normal) conditions [1–3]. Reserve stem
cells are a subpopulation of terminally differentiated chief cells
located in the base of the gastric units and are marked by the
expression of Wnt-target gene and stem cell marker Lgr5, as well
as chief cell markers such as Pgc and Gif [5, 6, 12]. Interestingly,
while reserve stem cells are dormant under homeostatic conditions,
the cells acquire stem cell activities to regenerate gastric units after
tissue injury [5, 6, 13, 14]. Although the identification of several
stomach stem cell markers has considerably contributed to our
understanding of the cellular hierarchy in the stomach, the distinct
molecular mechanisms underlying the regulation of homeostatic
and reserve stem cells are not fully understood.
We recently identified cytoskeletal scaffold protein IQ motif con-
taining GTPase activating protein 3 (Iqgap3) as a stem cell marker,
which is expressed specifically in the Ki67+ isthmus cells of gastric
units in mice [3]. Lineage tracing experiments using the Iqgap3-
2A-CreERT2;Rosa26-LSL-tdTomato mouse model uncovered stem
cell activities of Iqgap3-expressing isthmus cells. In this mouse
model, Iqgap3-expressing cells in the isthmus maintain whole gas-
tric units for at least 12 months under homeostatic conditions
[3]. Furthermore, in vitro culture of Iqgap3-expressing cells gen-
erated gastric organoids, suggesting self-renewal and
Lineage Tracing of Stomach Stem Cells 5
Fig. 4 Determination of stem cell activity in the stomach using lineage tracing.
One day after tamoxifen treatment, CreERT2-expressing cells are labeled by
fluorescent protein tdTomato. If the cells possess stem cell activity, they will
continuously produce daughter cells for a long term (12 months), and whole
gastric units are labeled by tdTomato. If the cells are differentiated cells, the
gastric units will show limited tdTomato expression in certain cells
2 Materials
2.1 Mouse Model All mice should be handled in strict accordance with good animal
practice as defined by the appropriate Institutional Animal Care
Use Committee.
1. Iqgap3-2A-CreERT2 mouse strain: This strain was newly gen-
erated by the National University of Singapore and Cyagen
(Santa Clara, CA) (Fig. 2) [3].
2. Rosa26-lsl-tdTomato strain: This strain (B6.Cg-Gt(ROSA)
26Sortm14(CAG-tdTomato)Hze/J) was obtained from The
Jackson Laboratory (Bar Harbor, ME) (Fig. 2).
3. LSL-KrasG12D strain: The strain (B6.129S4-Krastm4Tyj/J)
was obtained from The Jackson Laboratory (Bar Harbor,
ME) (Fig. 2).
2.3 Formalin-Fixed 1. Tissue wash buffer: 10% FBS in PBS. Dissolve 10% of fetal
Paraffin Embedded bovine serum (FBS) in phosphate-buffered saline (PBS:
(FFPE) Mouse Tissue 137 mM sodium chloride [NaCl], 2.7 mM potassium chloride
[KCl], 8 mM sodium phosphate dibasic [Na2HPO4], 2 mM
potassium phosphate monobasic [KH2PO4]). Prepare PBS by
dilution of 10× PBS in Milli-Q water.
2. Fixative: 4% paraformaldehyde (PFA) in PBS. Dissolve 4 g of
PFA in 80 mL of Milli-Q water with 25 μL of 10 N sodium
hydroxide (NaOH) at 80 °C. Add 10 mL of 10× PBS in PFA
solution. Add Milli-Q water into PFA in PBS to make volume
of 100 mL (see Note 3).
3. 50%, 70%, 80%, 100% of ethanol: Prepare 50%, 70%, 80% of
ethanol by using 100% of ethanol and Milli-Q water.
4. Butanol/ethanol: Add 100% butanol to 100% ethanol to
obtain the butanol-ethanol ratio of 1:4, 2:3, 3:2, and 4:1.
5. Paraffin: Place paraffin in 60 °C oven (see Note 4).
6. Microtome.
7. Adhesive glass slide.
8. Forceps and scissors.
9. 50-mL tube.
10. 6-well culture plate.
2.4 Antibodies 1. Rabbit anti-RFP antibody (PM005, MBL, 1:500) (see Note 5).
2. Goat anti-RFP antibody (MBS448122, MyBioSource, 1:500)
(see Note 5).
3. Rat anti-Ki67 antibody (14–5698-82, Thermo Fisher Scien-
tific, 1:2000).
4. Mouse anti-E-cadherin Alexa647-conjugated antibody
(560,062, BD Bioscience, 1:200).
5. Goat anti-rabbit IgG Alexa546-conjugated antibody (A11035,
Thermo Fisher Scientific, 1:200) (see Note 5).
6. Donkey anti-goat IgG Alexa555-conjugated antibody
(A31572, Thermo Fisher Scientific, 1:200) (see Note 5).
7. Donkey anti-rat IgG Alexa488-conjugated antibody (A21208,
Thermo Fisher Scientific, 1:200).
2.5 Immuno- 1. Antigen retrieval solution: DAKO target retrieval solution 10×
fluorescence Staining concentrate (pH 6) (see Note 6).
2. Wash buffer: PBST, 0.1% of Tween 20 was added in PBS (see
Note 7).
3. Blocking reagent: DAKO Protein Block Serum-Free (see Note
8).
10 Junichi Matsuo et al.
4. 1 mg/mL DAPI.
5. Antifade mounting media (see Note 9).
6. Coverslip: Size is 24 by 60 mM (#1,5).
7. Autoclave.
8. Coplin jar (staining jar).
9. Pap Pen.
3 Methods
3.1 Mice and 1. Breed stem cell marker-specific CreERT2 strain Iqgap3-2A-
Treatment CreERT2 mice with Rosa26-LSL-tdTomato mice to generate
Iqgap3-2A-CreERT2;Rosa26-LSL-tdTomato (Iqgap3-
CreERT2;Rosa-tdTom) strain (see Note 10).
2. To conduct lineage tracing experiment, perform intraperito-
neal injection of 2 mg/20 g low dose of tamoxifen into
7-week-old Iqgap3-CreERT2;Rosa-tdTom mice. Analyze
mice at 1 day, 3 months, 6 months, and 12 months post-
treatment (Fig. 3) (see Note 11).
3. To investigate the contribution of Iqgap3-expressing cells dur-
ing early carcinogenesis, breed Iqgap3-2A-CreERT2 with LSL-
KrasG12D mice to generate the Iqgap3-2A-CreERT2;
LSL-KrasG12D (Iqgap3-CreERT2;KrasG12D) strain (see Note
12).
4. Perform intraperitoneal injection of 2 mg/20 g of tamoxifen
into 7-week-old mice, and analyze at 1-month posttreatment
(see Note 13).
3.2 Formalin-Fixed 1. Resect the stomach from mice and cut along the greater curva-
Paraffin Embedded ture by scissors.
(FFPE) Stomach at 2. Wash the tissues three times with ice-cold 10% FBS in PBS and
Room Temperature paste on the silicon board (Fig. 7).
Lineage Tracing of Stomach Stem Cells 11
Fig. 7 Schematic diagram showing the procedure of tissue fixation for mouse
stomach. After cutting the greater curvature of the stomach, the stomach is
placed and pinned on the silicon board. The stomach pasted on a silicon board is
fixed with 4% PFA/PBS
Fig. 8 Schematic showing the procedure of FFPE slide preparation. (a) Glass
slides are covered by 37 °C warmed Milli-Q water. (b) Sliced FFPE samples are
placed on the water. (c) Remove Milli-Q water from slides and completely dry the
slide
4 Notes
Acknowledgements
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The hyaluronic acid receptor CD44
Chapter 2
Abstract
It has been established that the accumulation of driver gene mutations causes malignant progression of
colorectal cancer (CRC) through positive selection and clonal expansion, similar to Darwin’s evolution.
Following this multistep tumorigenesis concept, we previously showed the specific mutation patterns for
each process of malignant progression, including submucosal invasion, epithelial mesenchymal transition
(EMT), intravasation, and metastasis, using genetically engineered mouse and organoid models. However,
we also found that certain populations of cancer-derived organoid cells lost malignant characteristics of
metastatic ability, although driver mutations were not impaired, and such subpopulations were eliminated
from the tumor tissues by negative selection. These organoid model studies have contributed to our
understanding of the cancer evolution mechanism. We herein report the in vitro and in vivo experimental
protocols to investigate the survival, growth, and metastatic ability of intestinal tumor-derived organoids.
The model system will be useful for basic research as well as the development of clinical strategies.
1 Introduction
Brendan J. Jenkins (ed.), Inflammation and Cancer: Methods and Protocols, Methods in Molecular Biology, vol. 2691,
https://doi.org/10.1007/978-1-0716-3331-1_2,
© The Author(s), under exclusive license to Springer Science+Business Media, LLC, part of Springer Nature 2023
19
20 Atsuya Morita et al.
2 Materials
2.1 Mouse Intestinal 1. AKTP organoids: Established from ApcΔ716 (A), KrasG12D (K),
Tumor-Derived Tgfbr2 –/– (T), and Trp53R270H (P) quadruple mutant mouse
Organoids intestinal tumors [5]. The wild-type Trp53 gene was lost by
LOH [6]. AKTP organoids develop liver metastasis at a high
incidence when transplanted to the spleen.
2. tdTomato- or Venus-labeled AKTP organoids: These lines can
be used for in vitro growth assay as well as in vivo metastatic
analyses. tdTomato and Venus can be detected directly by
immunofluorescent microscopy or indirectly by immunohisto-
chemistry using anti-green fluorescent protein (GFP) and anti-
red fluorescent protein (RFP) antibody, respectively. tdTomato
and Venus are expressed under transcriptional regulation of the
CAG promoter [11].
3. Luciferase-expressing AKTP organoids: These lines can be used
for in vitro proliferation and in vivo imaging of liver metastatic
foci. The luciferase gene is expressed under transcriptional
regulation of the CAG promoter [10].
4. These organoid lines can be maintained in either 2D or three-
dimensional (3D) culture conditions. All organoids will be
provided as a collaboration effort upon request.
3 Methods
Fig. 1 Schematic drawing of AKTP organoid standard culture on 6-well plates with preparation of frozen stocks
and subcloning
Tumor-Derived Organoid Models 23
3.2 Organoid Growth 1. Prepare collagen gel by mixing Cellmatrix Type I-A, concen-
Analyses in 3D trated culture solution DF culture solution, and reconstitution
collagen Gel (See Note buffer at an 8:1:1 volume ratio according to the manufacturer’s
6) instructions.
2. Prepare the dissociated parental AKTP cells or luciferase-
expressing AKTP-derived subcloned cells by trypsinization
(Subheading 3.1, steps 1–3).
3. Count the number of cells with an auto cell counter, and then
suspend them in ice-cold collagen gel at 2 × 102 cells/20 μL.
4. Fill 96-well black/clear bottom plates with ice-cold collagen
gel (see Note 7) as the bottom gel (70 μL/well), and then pour
20 μL of cell suspension onto the bottom gel (Fig. 2a).
Fig. 2 Organoid culture experiment in 3D collagen gel. (a) Schematic drawing of AKTP organoid culture in
collagen gel. (b, c) Example data showing cell proliferation of stemness-high and stemness-low subclones
examined by the luciferase activity (b) and the size and number of organoids (c). Bars in the photographs,
1 mm
24 Atsuya Morita et al.
3.3 Competition Co- 1. Fill a 6-well plate with 1 mL of ice-cold collagen gel (Subhead-
culture Analysis on 2D ing 3.2, step 1), and leave it at 37 °C to polymerize as the
Collagen Gel (See bottom gel.
Notes 9 and 10) 2. Prepare trypsin-dissociated Venus-labeled AKTP-derived sub-
cloned cells and tdTomato-labeled parental AKTP cells from
organoids or a 2D standard culture plate (Subheading 3.1,
steps 1–3, 7).
3. Spin down cells in the 1.5-mL tube at 300 × g for 5 min,
suspend the cells in collagen culture medium, and count the
number of cells with an auto cell counter.
4. Mix Venus-labeled AKTP-derived subcloned cells and
tdTomato-labeled parental AKTP cells at a 1:1 ratio (2 × 105
cells for each), and then seed the cell mixture onto the bottom
gel (step 1). Add 2 mL of collagen gel culture medium to each
6-well plate, and culture the cells in an incubator at 37 °C
(Fig. 3a).
5. When the cells reach semiconfluency at approximately
90–100%, examine the cell ratio by counting the Venus- and
tdTomato-expressing cells using a fluorescent microscope
(at least 3 fields/well) (see Note 11). Imaging examples of a
competition co-culture analysis using stemness-low subclones
(green) and parental cells (red) are provided [10] (Fig. 3b).
6. For passage of the cells cultured on a collagen gel, treat the
cultured well with 0.1% collagenase type I/PBS at 37 °C for
30 min to digest the collagen gel. Wash the cells twice with
10 mL PBS in a 15-mL tube, and spin down the cells at 300 × g
for 5 min.
Tumor-Derived Organoid Models 25
Fig. 3 Competition co-culture experiment. (a) Schematic drawing of the competition co-culture analysis of
parental AKTP cells (red) and subcloned cells (green) on 2D collagen gel culture. (b) Representative photo-
graphs of co-culture of Venus-labeled stemness-low subclone cells and tdTomato-labeled parental AKTP
cells. Note that the subcloned cells are gradually eliminated from culture. Bars in the photographs, 500 μm
3.4 Liver Metastasis 1. Prepare the dissociated AKTP organoid cells from 2D standard
Model (See Note 12) culture (Subheading 3.1, steps 1–3).
2. Count the number of cells with an automatic cell counter, and
suspend cells in PBS at 5 × 105 cells/40 μL (see Note 13).
3. Leave the cell-containing tube on ice until transplantation
(Fig. 4a).
4. Anesthetize immunodeficient SHO mice or isogenic C57BL/6
mice by isoflurane inhalation, and place the mice in the right
lateral recumbent position (see Notes 3 and 14).
5. Scrub the surgical site of the skin (left lateral side) with 70%
ethanol for disinfection, cut the skin and abdominal wall
<10 mm with surgical scissors, and exteriorize the spleen
gently with surgical forceps (Fig. 4b).
6. Inject tumor cells into the spleen (5 × 105 cells/40 μL/mouse)
using a 27-gauge needle syringe (Fig. 4b).
26 Atsuya Morita et al.
Fig. 4 Liver metastasis models by spleen transplantation of AKTP cells. (a) Schematic drawing of the protocol
for liver metastasis model generation. Trypsin-dissociated AKTP cells are prepared from 2D standard cultures.
(b) Tumor cell suspensions are transplanted into the spleen using a syringe
7. Put the spleen back in the abdominal cavity, close the perito-
neum with surgical sutures, and close the skin with a surgical
clip (Fig. 4b).
8. If parental AKTP organoid cells are used for transplantation,
multiple liver metastases will develop 2–4 weeks after
transplantation.
3.5 In Vivo Imaging 1. In vivo imaging analyses of metastatic tumor growth should be
Analyses conducted as follows: Inject D-luciferin potassium into the
organoid-transplanted mice at 150 mg/kg intraperitoneally
(see Note 8), and anesthetize the mice with isoflurane.
2. If using C57BL/6 mice as recipients, the hair at the scanning
site should be removed (see Note 14).
3. Set the mice on the stage of the IVIS Lumina LT under
continuous isoflurane inhalation, and measure the lumines-
cence signals from luciferase-expressing tumor cells by scan-
ning the mice (Fig. 5a).
4. Analyze the luminescence signals of the liver and spleen area
with the Living Image software program at day 0 (immediately
after transplantation) and at 1–4 weeks after transplantation.
Tumor growth in the liver can be examined by calculating the
bioluminescence intensity relative to that at day 0 (see Note
15). Examples of bioimaging and tumor growth analyses are
provided (Fig. 5b).
Tumor-Derived Organoid Models 27
Fig. 5 In vivo luciferase imaging analyses of metastatic tumor growth. (a) Schematic drawing of luciferase
imaging analyses of the transplanted model mice. Mice are injected with D-luciferin, anesthetized, and set on
the IVIS Lumina LT device. (b) Representative bioluminescent imaging photographs of mice transplanted with
luciferase-expressing AKTP cells at day 0, week 1, and week 2 (left) and a bar graph of the relative
luminescence of liver tumors at each time point with photographs of liver and spleen tumors (right). Arrow-
heads indicate tumor foci
4 Notes
Acknowledgements
References
1. Fearon ER, Vogelstein B (1990) A genetic effectively drives metastasis of intestinal cancer.
model for colorectal tumorigenesis. Cell 61: Cancer Res 78:1334–1346
759–767 6. Nakayama M, Hong CP, Oshima H et al
2. Markowitz SD, Bertagnolli MM (2009) Molec- (2020) Loss of wild-type p53 promotes mutant
ular origins of cancer: molecular basis of colo- p53-driven metastasis through acquisition of
rectal cancer. N Eng J Med 361:2449–2460 survival and tumor-initiating properties. Nat
3. Oshima H, Nakayama M, Han TS et al (2015) Commun 11:2333
Suppressing TGFβ signaling in regenerating 7. Weghorn D, Sunyaev S (2017) Bayesian infer-
epithelia in an inflammatory microenviron- ence of negative and positive selection in
ment is sufficient to cause invasive intestinal human cancers. Nat Genet 49:1785–1788
cancer. Cancer Res 75:766–776 8. Zapata L, Pich O, Serrano L et al (2018) Neg-
4. Nakayama M, Sakai E, Echizen K et al (2017) ative selection in tumor genome evolution acts
Intestinal cancer regression by mutant p53 on essential cellular functions and the immu-
through the acquisition of invasiveness asso- nopeptidome. Genome Biol 19:67
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Oncogene 36:5885–5896 Use of signals of positive and negative selection
5. Sakai E, Nakayama M, Oshima H et al (2018) to distinguish cancer genes and passenger
Combined mutation of Apc, Kras, and Tgfbr2 genes. eLife 10:e59629
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10. Morita A, Nakayama M, Wang D et al (2023) clusters through fibrotic niche generation.
Frequent loss of metastatic ability in subclones Nat Commun 12:863
of Apc, Kras, Tgfbr2, and Trp53 mutant intes- 12. Sato T, Stange DE, Ferrante M et al (2011)
tinal tumor organoids. Cancer Sci 114:1437– Long-term expansion of epithelial organoids
1450 from human colon, adenoma, adenocarci-
11. Kok SY, Oshima H, Takahashi K et al (2021) noma, and Barrett’s epithelium. Gastroenterol-
Malignant subclone drives metastasis of genet- ogy 141:1762–1772
ically and phenotypically heterogenous cell
Chapter 3
Abstract
The development of in vivo lung cancer models that faithfully mimic the human disease is a crucial research
tool for understanding the molecular mechanisms driving tumorigenesis. Subcutaneous transplantation
assays are commonly employed, likely due to their amenability to easily monitor tumor growth and the
simplistic nature of the technique to deliver tumor cells. Importantly however, subcutaneous tumors grow
in a microenvironment that differs from that resident within the lung. To circumvent this limitation, here
we describe the development of an intrapulmonary (iPUL) orthotopic transplantation method that enables
the delivery of lung cancer cells, with precision, to the left lung lobe of recipient mice. Critically, this allows
for the growth of lung cancer cells within their native microenvironment. The coupling of iPUL transplan-
tation with position emission tomography (PET) imaging permits the serial detection of tumors in vivo and
serves as a powerful tool to trace lung tumor growth and dissemination over time in mouse disease models.
Key words Lung cancer, Intrapulmonary injection, Orthotopic transplantation, Tumor microenvi-
ronment, Preclinical imaging, PET/CT imaging
1 Introduction
The use of in vivo lung cancer mouse models that recapitulate the
diverse characteristics of the human disease are imperative for
understanding tumor cell intrinsic and extrinsic mechanisms that
influence tumor cell behavior. Genetically engineered mouse mod-
els (GEMMs), whereby cancer-associated mutations are created in a
spatial and temporal manner in lung epithelial cells, serve as power-
ful model systems due to the development of autochthonous
tumors [1]. However, the long latencies associated with several of
Brendan J. Jenkins (ed.), Inflammation and Cancer: Methods and Protocols, Methods in Molecular Biology, vol. 2691,
https://doi.org/10.1007/978-1-0716-3331-1_3,
© The Author(s), under exclusive license to Springer Science+Business Media, LLC, part of Springer Nature 2023
31
32 Jackson A. McDonald et al.
the models and the need to assess disease postmortem are restrictive
for assessing new therapeutic interventions and/or evaluating the
antitumor role of distinct immune cell subsets on tumorigenesis.
To overcome this, cell lines established from lung tumors that
develop in GEMMs have been generated and are amendable for
such studies [2–4].
Syngeneic transplantation models bypass the requirement for
conditional mouse strains, specialized reagents, and techniques
afforded when working with GEMMs. Subcutaneous transplants
are by far the most common method employed, largely due to the
simplicity of the technique and ease by which tumor cell growth can
be monitored by successive caliper measurements over time.
Indeed, transplantation experiments into immune-competent and
immune-deficient recipient mice have proven a powerful method-
ology to dissect the molecular mechanisms that regulate antitumor
immunity [5–7]. The greatest limitation of this transplantation
model, however, is its inability to replicate the tissue-specific micro-
environment of the lung. Orthotopic transplantation models,
whereby tumors grow within the organ of interest, are therefore a
more relevant model to study human disease.
The delivery of cancer cells into the lungs of recipient mice can
be achieved following intravenous (IV) injection via the tail vein.
This transplantation method, however, is routinely used as an
“experimental metastasis” model, as the colonization of tumor
cells in the lung is reliant on the ability of cells to survive in the
circulatory system [8]. While lung adenocarcinoma cell lines
derived from KrasLSL-G12D/+;p53f/f mice result in the development
of lung metastasis following IV injection [9], murine small cell lung
cancer (SCLC) cell lines fail to seed metastatic lesions in the lung
but instead result in the formation of liver metastasis
[10, 11]. Thus, orthotopic transplant methodologies, such intra-
tracheal [12, 13] and intrathoracic [14] injections, involving the
direct delivery of tumor cells into the lung are advantageous and
overcome possible organ tropism effects encountered following IV
injection.
One challenge associated with orthotopic transplants is the
ability to readily detect and monitor in vivo tumor growth with
accuracy in a live animal. Bioluminescent imaging can be utilized
for cell lines engineered to stably express luciferase. Stable expres-
sion of luciferase may alter the behavior of transduced cells in vivo,
due to the immunogenicity of the reporter presented by the tumor
cells when transplanted in an immunocompetent host [15]. Alter-
natively, imaging modalities based on inherent tumor-specific char-
acteristics serve as powerful tools to monitor tumor growth and
avoid the need for additional genetic modifications. Positron emis-
sion tomography (PET) imaging is one of these tools, allowing
visualization of disease by way of injection of a radiolabelled tracer
that is internalized by or bound to receptors on the tumor cells. In
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the Senate or the House make amendments to which the other
chamber does not agree? That is just what very frequently occurs. In
such cases a conference committee is appointed, made up as a rule
of three members from each chamber. These conferees meet and try
to reach a common ground by compromise. Then, when they have
agreed, they report to their respective chambers and the latter must
accept or reject the conference report without further amendment.
Some Tricks of the Lawmaker’s Trade.— The value of
Lawmaking is a skilled profession; it takes the experience in
average congressman most of his first term to Congress.
learn just how it is done. He must acquire a knowledge of the rules,
written and unwritten, the traditions, and what may rightly be called
the “tricks of the trade”. Ability as an orator does not count for much,
particularly in the House. The house chamber is a big, noisy place
where only a leather-lunged speaker can make himself clearly heard.
Congressmen, moreover, do not take kindly to long speeches; they
expect members of the House to say what they have to say in five or
ten minutes. If a congressman desires to make an impression upon
the voters of his home district by sending them accounts of his able
speeches in their behalf, he can usually obtain from the House, by
unanimous consent, permission to have his speech printed at the
public expense and distributed without its ever having been delivered
on the floor of the chamber at all. When long speeches are made it is
usually to waste the time of Congress and prevent the passage of
some measure to which the speakers are opposed.[118]
Attempts to talk a measure to death are Filibusters.
known as “filibusters”. Both chambers are now
able to put an end to filibusters by applying rules which shut off
further debate when a specified majority of the members so desire;
but in the old days, before these rules were adopted, senators
sometimes kept the floor hour after hour all day and all night long,
talking on every irrelevant matter, reading long extracts from books,
and employing all their ingenuity to lengthen the debate. The
proceedings in the Senate are often interesting; but the visitor to the
House gallery is likely to be disappointed if he goes with the
expectation of hearing some good speech-making. The real work of
the House is done in committee.
The Powers of Congress.—The powers of Classification of
Congress, as the lawmaking branch of the congressional
national government, are set forth in eighteen powers.
clauses of the federal constitution. Hence it is customary to speak of
the “eighteen powers of Congress”, although there are in fact more
than eighteen separate powers, as anyone will find if he takes the
trouble to count them. These powers may be conveniently grouped
together under eight heads: (1) financial, the power to levy taxes and
to borrow money; (2) commercial, the power to regulate commerce
with foreign nations and among the several states; (3) military, the
power to declare war, to raise and support armies, to maintain a
navy, and to provide for organizing, arming, and calling forth the
state militia; (4) monetary, the power to coin money, to regulate the
value thereof, and to protect the currency against counterfeiting; (5)
postal, the power to establish post-offices and post roads; (6)
judicial, the power to constitute tribunals subordinate to the Supreme
Court; (7) miscellaneous, including powers in relation to bankruptcy,
naturalization, patents, copyrights, and the government of the
national capital; (8) supplementary, the power to make all laws which
may be found “necessary and proper for carrying into execution the
foregoing powers”. This is a rather tedious classification of
congressional powers, but the section which enumerates these
powers is, by all odds, the most important part of the whole
constitution and no one can claim to know much about the
government of the United States unless he understands, at least in a
general way, what these eighteen clauses express and imply.
It will be noted that all the powers except the Express and implied
last are express powers, that is, they are powers.
conveyed to Congress in so many words. The last is a grant of
implied authority, in other words it is a provision for supplementing
the express powers. Where Congress has the express right to tax, to
borrow, to regulate interstate commerce, to raise and support
armies, or to coin money, it has the implied right to make whatever
laws may be “necessary and proper” to carry its express powers into
full operation. Having the express power to borrow money, Congress
may therefore establish a system of banks if this is needed to render
more easy the operations of borrowing. Having the express power to
support armies, it may place almost any sort of restriction upon
industry in war time. By the implied powers clause of the constitution
the authority of Congress is given great elasticity.
Are the Powers of Congress Broad Enough?—If the words of
the constitution had been strictly interpreted, the powers of Congress
would now be too narrow for the work which a strong national
government must perform. It is easy to understand why the framers
of the constitution were cautious about conferring broad powers
upon the new government. They were anxious that no legislative
despotism should be built up in America. But as time passed the
express powers of Congress have been steadily widened by the
process of interpreting them broadly so that today the real authority
of Congress is much greater than one would suspect from a mere
reading of the constitution. For all practical purposes they are broad
enough although it is probably true that if the constitution were to be
redrawn tomorrow, the authority of the national government would be
increased. Nearly all the amendments proposed in recent years have
been in the direction of expanding the powers of Congress.
The Efficiency of Congress.—In comparison The handicaps to
with the other great parliaments and legislatures good work.
of the world, the Congress of the United States does its work fairly
well. It is rather too large in membership, and the House of
Representatives would probably gain in efficiency if it were reduced
in size. Another handicap to good work arises from the enormous
grist of measures which comes forward at every session. Congress
is always under constant pressure for time. Many millions are often
voted in a single hour and it is impossible for the congressmen to go
carefully through the long list of financial items. Until very recently,
the absence of a budget system afforded an incentive to
extravagance; but this defect has now been remedied.[119]
Congress also lacks leadership. In European The lack of
countries every parliament and legislature has a leadership.
recognized leader, usually called the prime minister. He or his
colleagues present the business and carry it through.[120] There is
nothing of this sort in either the Senate or the House of
Representatives. It is true that each political party has a floor leader,
but he has not effective control over his followers. The chairmen of
the various committees also supply a certain measure of leadership,
but their work is not unified. Mention should also The lobby.
be made of the pressure which is applied to
individual members of Congress by the lobbyists. These lobbyists
are hired workers, usually lawyers, who are paid to help get
measures through, or in some cases to prevent the passage of
certain laws. They are employed by corporations, or by labor
organizations, or by anyone who is deeply concerned in measures
pending before Congress. They use every form of persuasion in their
efforts to have congressmen see their side of the case. The “lobby”
has been placed under various restrictions in recent years, but it is
still an influential factor.
The Congressional Oligarchies.—We are in The influence of
the habit of assuming that the power in national small groups in
lawmaking rests with the 531 men who Congress.
constitute the Senate and the House of Representatives; but the
dominating influence is in reality exercised by a relatively small
group of men in both chambers. The chairmen of important
committees and certain others of long congressional experience are
the men whose influence counts. The rest follow their lead for the
most part. Important measures, moreover, are often discussed in a
caucus of the majority party, and the action of the caucus is
considered binding on all who attend it. A member in either chamber,
especially a new member, who displays a disposition to be wholly
independent, and to disregard the advice of his party leaders or the
decisions of his party caucus is not likely to get many favors for
himself or for his district. The senator or representative who desires
to be effective finds it necessary, therefore, to help others with their
plans whether he approves them heartily or not, in order that he may
be, in turn, helped with his own. It is almost always true that a group
of thirty or forty members, on the majority side, can secure the
passage of measures which they desire and can prevent the
passage of measures to which they are opposed.[121] In this respect
the Congress of the United States does not differ much from
legislative bodies the world over. Large deliberative bodies are
invariably prone to follow the lead of some relatively small group in
their own membership; otherwise they would never make headway,
and the larger the chamber the more likely is this to be true.
General References
James Bryce, American Commonwealth, Vol. I, pp. 97-208;
Woodrow Wilson, Congressional Government, pp. 58-129;
C. A. Beard, American Government and Politics, pp. 231-293; Ibid., Readings
on American Government and Politics, pp. 214-271;
Everett Kimball, National Government of the United States, pp. 308-378;
W. B. Munro, Government of the United States, pp. 146-218;
S. W. McCall, The Business of Congress, pp. 43-84;
Lynn Haines, Your Congress, pp. 67-109.
Group Problems
1. Is it desirable to restrict the present powers of the Senate in relation to
treaties? Reasons for giving the Senate special powers in relation to treaties. The
meaning of “advice and consent”. Washington’s attitude and experience. The
action of the Senate on important treaties during the past hundred years. The
practical difficulty of obtaining a two-thirds majority. Confirmation as a barrier to
secret diplomacy. References: Ralston Hayden, The Senate and Treaties, pp.
169-195; H. C. Lodge, The Senate of the United States, pp. 1-31; Everett
Kimball, National Government of the United States, pp. 549-551; 573; S. B.
Crandall, Treaties: Their Making and Enforcement, pp. 67-92; Congressional
Record, 1919-1922.
2. The personnel of Congress. References: Types of men elected. Their
occupations at home. Their legislative experience. Are there too many lawyers?
Length of service. How the personnel might be improved. (Material for this study
may be had in the Congressional Directory, and in the various autobiographical
works such as James G. Blaine’s Twenty Years in Congress; Champ Clark’s
Autobiography, etc.)
3. The merits and faults of the committee system. References: James
Bryce, American Commonwealth, Vol. I, pp. 156-166; S. W. McCall, The
Business of Congress, pp. 43-60; L. G. McConachie, Congressional Committees,
pp. 58-86; Everett Kimball, National Government of the United States, pp. 344-
356; P. S. Reinsch, Readings on American Federal Government, pp. 257-264.
Short Studies
1. The old and the new method of choosing Senators. George H. Haynes,
The Election of Senators, pp. 36-129.
2. The procedure in impeachments. W. B. Munro, Government of the United
States, pp. 168-173.
3. The Speaker of the House. C. A. Beard, American Government and
Politics, pp. 280-289; M. P. Follett, The Speaker of the House of
Representatives, pp. 296-330.
4. The rights of minorities. F. A. Cleveland and Joseph Schafer,
Democracy in Reconstruction, pp. 446-467.
5. The general powers of Congress. W. B. Munro, Government of the United
States, pp. 208-218.
6. How Congress legislates. Everett Kimball, National Government of the
United States, pp. 350-356; P. S. Reinsch, Readings on American Federal
Government, pp. 290-296.
7. An Englishman’s observation on the work of Congress. James Bryce,
American Commonwealth, Vol. I, pp. 191-208.
8. The rules of the House and Senate. Everett Kimball, National
Government of the United States, pp. 333-344.
9. Obstruction in Congress. S. W. McCall, The Business of Congress, pp. 85-
92.
10. Party organizations in Congress. W. W. Willoughby and Lindsay
Rogers, Introduction to the Problem of Government, pp. 334-351.
11. The lobby. P. S. Reinsch, American Legislatures and Legislative Methods,
pp. 228-298.
12. The Library of Congress. F. J. Haskin, American Government, pp. 287-
288.
Questions
1. Do the merits of the double-chamber system outweigh the objections? Why
should the members of the two chambers be chosen by different methods? Name
at least three different methods of selecting representatives.
2. What is the present value of equal representation of the states in the Senate?
What legal and practical obstacles are there to changing this system?
3. Look up and explain the following terms which are commonly used in
Congress: executive session; morning hour; union calendar; ranking member;
filibuster; leave to print; pigeon-holing a bill; pork barrel; rider.
4. What are the practical difficulties which arise when the Senate declines to
confirm appointments proposed by the President?
5. Explain the difference between an impeachment and a bill of attainder.
6. The Senate usually exercises more influence than the House in matters of
lawmaking. Can you give reasons why this should be so?
7. Tell how congressional districts are mapped out. Mark on an outline map the
districts in your state. Have any of them been gerrymandered?
8. The chairmanships of committees usually go to senior members. Do you think
this a wise or unwise practice?
9. What would be gained, and what would be lost by lengthening to four years
the term for which representatives are chosen?
10. Two women, Miss Rankin of Montana and Miss Robertson of Oklahoma,
have sat in Congress. What are the arguments for and against electing women in
future?
11. Members of the House of Representatives receive salaries of $7500 per
year. Is this too much or too little? Give your reasons.
12. Congressmen are entitled to the free use of the mails. (This is called the
franking privilege.) Some years ago one senator sent nearly 750,000 copies of his
speeches through the mails free. Do you believe this privilege should be withdrawn
or retained?
13. Should the rules of the House provide for unlimited debate?
14. Can you suggest any practical way in which the work of Congress might be
improved?
Topics for Debate
1. The English practice of choosing non-resident representatives is
advantageous and should be adopted in the United States.
2. The states should be represented in the Senate according to their respective
populations.
3. The provision relating to a reduction in representation, whenever citizens are
excluded from voting (see Amendment XIV) should be enforced.
CHAPTER XV
THE PRESIDENT AND HIS CABINET
The purpose of this chapter is to explain how the President of the United
States is chosen, what his powers are, and what functions his cabinet
performs.
The President
The Man and the Office.—Forty years ago, The notable
an eminent English writer on American Presidents.
government spoke of the presidency as the greatest secular office in
the world “to which anyone can rise by his own merits”.[122] In view of
this fact, he asked, how does it come that the position is not more
frequently filled by great and striking men? There have been twenty-
nine presidents since the constitution went into force in 1788. Of
these at least three, Washington, Jefferson, and Lincoln have won
an assured place in world history. Five or six (including Adams,
Jackson, Grant, Cleveland, and Roosevelt) displayed during their
respective terms of office some qualities which marked them as men
of uncommon force or ability. Three others are still living and their
achievements cannot yet be fairly estimated. But taking all these
together, and even adding a few more for good measure, would it not
still be a fair statement to say that at least half the presidents have
been men whose names would be entirely forgotten nowadays were
it not for the fact that they occupied the presidential chair?
Alexander Hamilton, Daniel Webster, John Marshall, Henry Clay,
and John C. Calhoun are great and striking figures in American
history although they never reached the presidency; on the other
hand the nation has, at various times, bestowed its highest honor
upon men of commonplace qualities. This, of course, was not what
the Fathers of the Republic expected. It was their anticipation that
the presidential office would always be filled by men of “pre-eminent
ability and virtue”.
Why has this expectation been in part disappointed? That is a
question which can only be answered by a study of the methods by
which presidents are chosen, the relations between the office and
the party system, and the duties that presidents are required to
perform.
How the President is Chosen.—The Articles Why the plan of
of Confederation did not provide for a President; indirect election was
adopted.
executive functions were performed by committees of the Congress.
But this plan was found to be altogether unsatisfactory and the
framers of the constitution decided in 1787 that the new federal
government ought to have a single executive head. How to choose
this head, however, was a problem which gave them great difficulty
and they debated it for a long time. They did not approve a plan of
election by direct popular vote, for they feared that this might result
in the choice of men who were personally popular but had no other
qualifications. Their study of ancient and mediaeval republics made
them averse to choosing the head of the nation by direct popular
vote. They were not prepared to trust the people; in those days the
risk seemed too great. On the other hand they did not desire to have
the President chosen by Congress because this would give
Congress control of the office, whereas their aim was to make the
presidency a check upon Congress. So they finally decided upon the
expedient of direct election by means of an electoral college.[123]
The Original Plan of Election.—Stated The presidential
briefly the plan which they agreed upon and electors.
inserted in the constitution was as follows: Each state shall choose,
in such manner as its legislature may determine, a number of
electors equal to the state’s combined quota of senators and
representatives in Congress. A state having, for example, two
senators and twelve representatives, is entitled to fourteen electors.
On a definite date, once in four years, the electors meet in their
respective states and give in writing their votes for President and
Vice President. These votes are sealed up, sent to Washington,
counted, and announced. This plan did not contemplate that
nominations should be made in advance, or that political parties
should have anything to do with the election, or that the various
states, in choosing their electors, should pledge them to vote for any
particular candidate. It was expected that the electors would meet,
discuss the merits of all the available men for the position, and give
their votes accordingly.
The Actual Methods of Election Today.—At How the plan
the first two elections this plan was followed. worked in the earlier
There were no nominations and no campaign elections.
preceding the election. But at the election of 1796 it was well
understood, even before the electors met, that the contest would be
between John Adams and Thomas Jefferson. And as time went on
the actual practice drifted further away from the original plan of free
choice by unpledged electors. Political parties grew up; the electors
were chosen with the definite understanding that they would vote for
a particular party candidate, and their share in the election became
purely nominal. In 1804 some changes were made in the method of
election but they did not affect the general plan or the current
practice. Gradually the people took into their own hands the function
of choosing the President; everywhere the state legislatures turned
the work of choosing the electors over to them, so that the
presidential elections became, in everything but name and form,
direct elections by the people.[124]
In the choice of a President there are now five Five steps in the
steps, but only two of these are of any practical choosing of a
importance. First, each political party nominates President:
its candidate at a national convention, as already described.[125]
Second, in each state the political parties 1. The nomination
nominate, either by primaries or state of candidates.
conventions, their respective slates or groups of electors. Third, the
voters on election day decide which group of 2. The nomination
electors shall be given the formal function of of electors.
electing the President. This the voters do on the Tuesday following
the first Monday in November every fourth year. 3. The polling.
Each voter marks his ballot for a group of
electors but what he really does is to indicate his preference for one
of the candidates already nominated at the party conventions. This
means, of course, that one or the other group of electors is chosen
as a whole and the state’s vote cast solidly. It rarely happens, for
example, that a state casts ten electoral votes for one candidate and
five for another; if it has fifteen votes they all go to one candidate.
For this reason it sometimes happens that a candidate receives a
majority of the electoral votes although not a majority of the popular
votes, taking the country as a whole. Fourth, the 4. The action of the
electors meet in their respective states and cast electors.
their votes. Fifth, these votes are opened in Washington and counted
in the presence of Congress. Among these five steps the first and
third are the important ones. The last step is 5. Counting the
nothing but a formality unless it appears that no votes.
candidate has received a majority. In case this happens the House of
Representatives proceeds to choose a President from among the
three candidates who have stood highest. In the case of the Vice
President the choice rests with the Senate.[126]
Factors which Influence Presidential The “availability” of
Nominations and Elections.—As matters have candidates.
worked out it is not possible for anyone to be elected President
without first obtaining a nomination from one of the two leading
political parties. The party organizations and the party conventions
are influenced by groups of political leaders and these leaders are
often more interested in a man’s strength as a candidate than in his
personal qualifications for the work which a President has to do. The
consequence is that candidates have sometimes been nominated by
party conventions because they were compromises on whom
opposing factions of the party could agree, or because they could be
counted upon to carry some important state at the polls, or for some
other reason having nothing to do with the executive capacity of the
individual concerned.
A big national convention, comprising more “Dark horses”
than a thousand delegates, cannot be expected
to do its work with calm deliberation or to weigh carefully the
personal qualifications of all those who seek to be nominated. If
there is a prolonged contest between two or three strong candidates,
no one of whom can obtain the requisite number of votes in the
convention, the delegates in their impatience are likely to turn to a
“dark horse”, that is to someone less prominent on whom there is a
chance of agreement.[127] This has often happened.
The real work of nominating candidates is not done on the floor of
the convention. The plans are laid and put into operation by groups
of leaders in private conferences, the delegates following these
leaders when called upon. And the fact that a candidate possesses
“great and striking qualities” does not always commend him to these
party leaders. On most occasions they are likely to prefer a man
who, if elected, will work in harmony with the party organization
rather than take the reins of office wholly into his own hands.[128] By
various combinations of circumstances, therefore, men of mediocre
quality have sometimes been nominated.
Narrowness of the People’s Choice.—A The election may
nomination by one of the two leading parties is turn upon various
in some cases almost equivalent to election. things.
There are times, of course, when the election turns chiefly upon the
merits of the two leading candidates; but more often the result is
determined by other factors entirely. Each candidate embodies the
strength of his party as well as his own, and each political party is for
various reasons stronger in some years than in others. When a party
has been in power for a term of years the people usually grow
disgruntled with its policy and refuse to support the candidate of that
party at the next election no matter how capable he may be. There is
every reason to believe that the Democratic candidate was doomed
to defeat in 1920 no matter who he might have been. When one
political party remains in power for eight or twelve years it makes
many enemies; people find fault on one score or another and decide
that they will vote for a change. Even a strong candidate in such
circumstances has very little hope of winning.
Public opinion is a very fickle thing. It exalts a public man as a
hero today and execrates him tomorrow. It is strong for one policy
this year and often veers around to something quite different a year
or two later. Men are borne into the presidential office on this surging
tide, sometimes without much reference to their individual
qualifications. They are nominated because they are acceptable to
the party leaders, or because they come from some strong and
doubtful state, or because they are agreed upon by compromise, or
for any one of a dozen other reasons. The capacity of the man is not
always, and indeed not usually, the chief factor in determining a
presidential nomination.[129] Under the circumstances the wonder is
that the country has obtained, in the presidential office, such a high
general level of personal capacity and character.
Powers of the President.—The actual Presidential
powers of the President are greater than those powers:
of any other ruler in the world, whether hereditary or elective. He is
the chief engineer of a great mechanism which controls an army,
raises several billion dollars a year in taxes, enforces laws, regulates
commerce, and employs the full time of more than half a million
public officials. Congress makes the laws, it is true; but were it not
for the President and those whom he appoints, the laws would not
be enforced. Congress decides what taxes shall be levied; but the
President and his subordinates collect them. Congress appropriates
money out of the treasury; but the executive branch of the
government, of which the President is the head, spends the money.
The President, in other words, is the nation’s chief executive—he is
charged with the duty of executing the laws. This is a large
responsibility and a good deal of the work is necessarily entrusted to
subordinates whom the President appoints.
The appointing power is, then, an important 1. Appointments.
phase of the President’s authority. He names all
the higher officials of the Government subject to confirmation by the
Senate as has already been explained. He has the power to remove
any national official. In the case of minor officials he may, and usually
does, depend upon the advice of senators or congressmen both as
regards appointments and removals; but in the case of all high
officers these things must have the President’s personal attention.
Naturally they take a great deal of his time.
In relation to Congress the President has the 2. The executive
right to make recommendations and to veto any veto.
measure which he does not approve. These recommendations he
may make either by written message or by appearing before
Congress in person. The veto power places a powerful weapon in
the President’s hands. Every bill or resolution which passes both
Houses of Congress must be laid before the President. If he
approves, he signs it. If not, he is entitled, at any time within ten
days, to return the bill or resolution without his signature, giving his
reasons for the refusal to sign. When the Scope of the veto
President vetoes a measure in this way power.
Congress reconsiders it and a vote is then taken to determine
whether the action of the President shall be sustained or overridden.
If two-thirds of the members present in both the Senate and the
House vote to override the veto, the measure becomes effective; if
less than two-thirds so vote, the measure becomes null.
The “pocket veto”.
But suppose the President neither signs nor vetoes the measure
within ten days after it is sent to him, what then? The constitution
provides that in such case the measure shall become a law. If
Congress adjourns before the ten-day period has expired, however,
the bill does not become a law. It is not necessary for a President to
veto any measure that may come to him during the ten days
immediately preceding the adjournment of Congress. If he does not
approve the measure, he merely withholds his signature and it dies
on his table. This is known as the “pocket veto”.
The veto power has been used very little by Its use and abuse.
some presidents and a great deal by others.
During the first forty years of the Republic only nine bills were
vetoed. But during the past forty years presidential vetoes have been
very common. When a measure has been vetoed there is great
difficulty, as a rule, in obtaining the necessary two-thirds vote to
override the veto; but vetoes, nevertheless, are occasionally
overcome. The use of the veto, although it is an exercise of
executive power, makes the President a vital factor in legislation.
Under ordinary circumstances he can defeat any measure that is not
acceptable to him.[130] There are exceptions to this rule, to be sure,
but it is valid in the main.
Although the power of appointment and the 3. The conduct of
veto power in normal times the two chief foreign relations.
sources of the President’s authority, he has others of considerable
importance. He conducts relations with foreign governments and
negotiates all treaties. Treaties do not become valid, however, until
ratified by the Senate. He decides whether ambassadors and other
diplomats sent to Washington from other countries shall be formally
recognized. He has power to pardon offenders sentenced in the
federal courts. He is commander-in-chief of the military and naval
forces. All these functions are vested in the President by the
constitution and the laws.
Other powers have been acquired by usage, 4. Other powers.
for example, the right to have a large voice in
controlling the policy of the political party to which the President
belongs. The President is a party man, a party leader. He is elected
on a party platform. The people expect the President to carry out the
pledges which this platform contains. To do this the President finds it
necessary at times to take the initiative in securing the passage of
laws by Congress and also to bring influence to bear upon the
members of both Houses. Strictly speaking, the President has no
formal share in the making of the laws; but as a matter of usage he
has a highly-important influence upon legislation.
Succession to the Presidency.—In case the President should
die, or resign, or be removed by impeachment, or be otherwise
incapable of performing his duties, the Vice President succeeds. In
the absence of the Vice President it has been provided by law that
the members of the cabinet, beginning with the Secretary of State,
have the right of succession according to the seniority of their
offices.[131] No President has ever resigned or been removed from
office. On several occasions, however, a Vice President has
succeeded by reason of a President’s death. Some presidents have
been seriously ill during their terms of office, and President Wilson
was absent in France for several months during 1918-1919; but in no
case has the Vice President been called upon to exercise the
presidential functions.
The office of Vice President, apart from the The Vice President.
right of succession which it carries, is not of
much importance. In selecting their candidates for the office the two
leading political parties have usually given very little thought to the
problem of getting the most capable man. By the time the great task
of nominating a candidate for the presidency has been finished, the
delegates are in a mood to get home. They will not spend hours and
days taking ballot after ballot for the second place on the ticket. Apart
from presiding in the Senate the Vice President has no regular
official duties, but there is the ever-present chance that he may have
to step into the chief executive position. For that reason the work of
selecting candidates ought to be done more carefully than has
usually been the case.
The Cabinet
The Cabinet.—The constitution makes no The whole cabinet
definite provision for a cabinet. Its framers system rests on
expected that the President would appoint usage.
subordinates to assist him in the performance of his numerous
functions and they made allusion to these officials; but there was no
anticipation that the officials in charge of the various departments
would be formed into an organized branch of the government. So the
cabinet rests upon usage, not upon the constitution or the laws. The
same is true of the cabinet in England. It has no legal status,
exercises no formal powers, keeps no records, and has no fixed
membership. The prime minister selects, for membership in the
cabinet, whomsoever he pleases, the only restrictions being that
they shall have seats in parliament and that the cabinet as a whole
shall have the support of a majority in the House of Commons. The
President of the United States has an even wider range of choice in
the selection of his cabinet. He is not bound to choose a group of
men who control a majority in either branch of Congress. His cabinet
may be as large or as small as he chooses to make it. By usage,
however, the American cabinet consists of the heads of the national
administrative departments, these departments having been at
various times established by law.[132] There are now ten such
departments and hence ten members of the cabinet. The ten
departments are as follows: State, Treasury, War, Navy, Post-Office,
Interior, Justice, Agriculture, Commerce, and Labor. The head of
each is appointed by the President with the confirmation of the
Senate; but for more than eighty years this confirmation has never
been refused. The heads of departments are responsible to the
President alone and may be dismissed by him at any time. They are
not permitted to have seats in either the Senate or House of
Representatives.
The Functions of the Cabinet.—In The cabinet’s
describing the functions of the cabinet it is functions:
advisable to make, at the outset, a distinction between those duties
which are performed by the cabinet as a whole, and those which
pertain to the members of the cabinet individually, as heads of their
own departments.
The cabinet as a whole has no legal authority. 1. As a body.
[133]
It is merely a group of high officials which the
President calls together once or twice a week to discuss such
matters as he chooses to lay before it, or matters which he permits
individual members to bring up. The President may follow its advice
or he may not. He does not need the approval of the cabinet for any
of his actions. At the same time it has become the custom to consult
the cabinet on practically all important questions of general policy
and to give considerable weight to the cabinet’s advice. How much
this weight will be depends, in large measure, upon the temperament
and attitude of the President himself.[134]
Meetings of the cabinet are not public; no records are kept or
printed. Nobody knows what goes on at the meetings of the cabinet
except those who are present. It is a point of honor among the
members that no one will disclose the proceedings to outsiders.
Thus the cabinet always presents an outward appearance of being
unanimous. If any member cannot work in harmony with the
President or with his fellow-members, he is expected to resign.
More vital than the functions of the cabinet as 2. As individuals.
a whole are those which its members perform,
as individuals, as heads of their departments. Every member of the
cabinet, as has been mentioned, is the head of a department, and as
such is given charge of some branch of the government’s work,
subject at all times, however, to the direction of the President. The
functions of each department are indicated, in a general way, by their
respective titles.[135] These duties are so numerous and so varied
that the various departments are divided into bureaus, each bureau
having charge of a certain division of the work. On all routine matters
the head of the department has practically independent authority, but
questions of general policy and those which affect more than one
department are either discussed at cabinet meetings or taken to the
President for his decision.[136]
Should the Cabinet be Enlarged?—Proposals are now under
consideration for enlarging the cabinet by the creation of a
department of education and a department of public health. It is
contended, and perhaps rightly, that the work of the national
government in these two fields is sufficiently important to warrant
their being placed upon the same footing as agriculture, labor, and
commerce. As an alternative it has been suggested that education
and public health might be combined into a single department of
public welfare; but the objection to this is that the two things have no
close relation to each other. There is a feeling, moreover, that the
cabinet should not be made much larger than it now is. If every
request for the creation of a new department were granted, the
cabinet would soon become too cumbrous for the effective
performance of its advisory functions.
American and English Cabinet Systems Compared.—The
cabinet system in the United States is like that of England in some
respects and different in others. These similarities and contrasts may
be made clear by putting them in parallel columns.
Similarities
Contrasts