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2023 Template - Undergraduate Thesis Manuscript
2023 Template - Undergraduate Thesis Manuscript
A Thesis Manuscript
Presented to the Faculty of the
DEPARTMENT OF CIVIL ENGINEERING
Visayas State University
Visca, Baybay City, Leyte
In Partial Fulfillment
of the Requirements for the Degree of
BACHELOR OF SCIENCE IN CIVIL ENGINEERING
May 2024
i
APPROVAL SHEET
[Insert scan of the QMS-controlled Approval Sheet FM-VPA-09 here. Do not delete
the heading. Delete this text]
ii
TRANSMITTAL
[Insert scan of the QMS-controlled Transmittal FM-VPA-10 here. Do not delete the
heading. Delete this text]
iii
ACKNOWLEDGEMENT
The researchers would like to express their deepest gratitude to the following
individuals for their invaluable support and contributions to the completion of this
research project.
First and foremost, the researchers extend their gratitude to the Almighty for
His guidance and wisdom in every aspect of this endeavor. The researchers would not
shaping the course of this study. A big gratitude to Engr. Corrales for always being
Arch. Loreto for still accommodating the researchers even though they have already
constructive feedback on this research endeavor. The researchers are thankful for their
insights and recommendations given during the project proposal. Through their input,
the researchers were able to see a different approach to their study, and steer towards
a direction aimed at maximizing the potential impact of their study to the community.
CORTES, for his excellent guidance, especially during the critical phase of idealizing
iv
potential research topics. His method of evoking research ideas from the students
proved effective and efficient. Also, his consistent gentle reminders and
encouragement were greatly helpful during the course of this study. His dedication to
have provided professional insights for the academic development of the researchers.
Respect and acknowledgement are offered to them for continuing to culture young
analysis has brought so much light for the achievement of the research objectives. The
researchers deeply appreciate the careful work in assisting the investigation of this
study, especially the time spent in expounding to the researchers about the analytical
processes to be used.
generosity and trust in providing the researchers a confidential matter. The researchers
give credit to the value they put towards safety within the construction industry. Their
To the researchers’ dear family and friends, thank you for your endless
achievements. Your unwavering belief and support became the pillars of strength
TABLE OF CONTENTS
Approval Sheet.................................................................................................i
Transmittal......................................................................................................ii
Acknowledgement.........................................................................................iii
Table of Contents............................................................................................v
List of Figures................................................................................................vi
List of Tables................................................................................................vii
List of Appendices.......................................................................................viii
Abstract..........................................................................................................ix
INTRODUCTION 1
1.1 Background of the Study....................................................................................1
1.2 Objectives of the Study......................................................................................3
1.3 Scope and Delimitations....................................................................................4
1.4 Potential Impact of the Study.............................................................................5
1.5 Definition of Terms............................................................................................6
REVIEW OF LITERATURE 9
2.1 Statistical Records on Construction Accidents..................................................9
2.2 Trends in Construction Occupational Safety and Health.................................11
2.3 Code of Practice for Safety and Health in Construction..................................13
2.4 Root Cause Analysis for Accident Prevention.................................................15
2.5 Accident Causation Model...............................................................................20
METHODOLOGY 21
3.1 Area of the Study.............................................................................................21
3.2 Research Design...............................................................................................21
3.3 Conceptual Framework....................................................................................22
3.4 Methods of Data Collection.............................................................................24
3.4.1 Company Selection Criteria.................................................................26
3.5 Methods of Data Analysis................................................................................27
3.5.1 Analysis of Prevalence of Construction Accidents..............................27
3.5.2 Modeling Type of Accident.................................................................28
3.5.3 Assessment on the Reliability of the CART Models...........................30
3.5.4 Identification of the Key Contributing Factors....................................30
3.6 Formulation of safety measures recommendations..........................................31
vii
APPENDICES 130
LIST OF FIGURES
LIST OF TABLES
LIST OF APPENDICES
ABSTRACT
Accidents.
The study mainly aims to identify the key contributing factors of construction
occurrence of such accidents. The participants of the study are seven (7) selected
They then identified the contributing factors using the operational definition
developed in the study of Behm and Scheller in 2009. The study proceeded to
employ the Classification and Regression Tree (CART) Analysis to achieve the
second and third objectives of the study. From the analysis, the researchers
identified the key contributing factors to the accidents as the researchers all
developed a decision tree unique to each company. These decision trees are
different factors and they present the probability that a particular observation
belongs to each class, in this case, the type of accident. After the key contributing
companies, with the goal that the results would yield positive impacts on the
construction community.
INTRODUCTION
opportunities, and infrastructure development. This sector, however, bears the weight
its high rate of accidents and occupational hazards. In the Philippines, the Department
safety standards and guidelines within the labor force and workplaces to ensure the
strict implementation while medium and small-scale contractors do not consider these
practices necessary (Cabahug, 2014). A recent inspection in Metro Manila last August
revealed that fifty-two (52) of ninety-five (95) construction firms are violating safety
rules. Among the common violations were missing safety programs, insufficiently
Construction accidents not only pose a direct threat to the lives and safety of the
workers, but they also have profound implications on the cost, schedule, and overall
2
quality of the project. These accidents include a wide variety of occurrences, from
minor injuries to life-threatening accidents, each imposing its unique array of effects
training, the construction industry continues to face high rates of fatal and nonfatal
injuries and accidents among its workers. A study conducted by Dr. Jinky Lu at the
National Institutes of Health, University of the Philippines Manila, stated that 3,032
cases of construction accidents were reported for the year 2017 in the capital city of
the country. This substantial number emphasizes the need for a continued push to
improve on-the-job safety for those working in the construction industry. Given the
vastness of the subject matter, the student researchers have decided to focus the study
industry integral to its economic and urban development. The sector is driven by
various factors, including ongoing infrastructure projects such as roads, bridges, and
public buildings. As the city experiences economic growth and population expansion,
there is a consistent demand for new residential and commercial structures. Upon
careful observation, the student researchers observed a lax approach in this city
regarding the adherence to the Occupational Safety and Health (OSH) guidelines set
reviewing existing research papers, the student researchers discovered the lack of
city. The student researchers are convinced that it is imperative to understand the
reduce the occurrence of construction accidents, and ultimately create a more secure
work team and workplace, materials, and equipment (Haslam et. al., 2005). This
research aims to delve into these contributing factors and shed light on the
from 2019-2023 within selected companies in Ormoc City and identify their key
company of interest.
accidents.
identified accidents.
4
focus the lens of their study on this area. The decision to focus on Ormoc City is
this, this study covered reported construction accidents from the years 2019 to
2023, a span of five (5) years. The study utilized accident reports obtained directly
from the construction firms in Ormoc City who consented to participate in the
study. The criteria for the selection of companies were the following: (1) Ormoc-
based company, (2) PCAB registered, (3) Projects handled are in Ormoc, and (4)
data entry procedures within the respective companies. This is where the principle
Principle comes into play. This acronym stands for “What You Look For Is What
You Find and What You Find Is What You Fix.” The WYLFIWYF Principle
research endeavors. It highlights the need for researchers to critically evaluate all
evidence, including data that may challenge their hypotheses, to ensure the validity
may be specific to the companies that passed the criteria, and caution must be
exercised when generalizing the results to the whole construction industry of the
city. Each construction company operates with distinct practices and policies,
statistician, it is not ideal to aggregate the data gathered from the companies of
interest into a single analysis. Also, since the construction industry is dynamic,
new safety practices may emerge. Thus, the study may not capture real-time
Below, the researchers present the key potential impacts of the study.
construction company of interest is expected to yield insights that will enable the
6
contexts.
accidents, the study has the potential to propose concrete strategies for mitigating
risks associated with occupational safety in the construction sector. This may
Sustainable Industry Practices: Beyond immediate impacts, the study has the
Accidents - refer to unforeseen and often undesirable events that cause harm,
accidents can involve various incidents such as injuries, property damage, or even
fatalities.
7
by exposure to intense heat such as fire, bomb flash, hot solids, electrical flashes,
Immediate Factors - are the more proximate or direct elements that have an
instantaneous impact on an accident. These factors are typically closer in time and
space to the observed accidents and can directly trigger or influence specific
aspects of it.
event.
Originating Factors – refer to the fundamental and overarching factors that set
often represent the broad and underlying forces that contribute to shaping the
Participants - refer to the construction companies/firms within the study area who
passed the selection criteria, agreed to disclose information, and become a part of
the study.
the total number of cases then multiplying by 100 to express the result as a
percentage. This metric helps in assessing the magnitude of the problem and
accident.
construction site loses their footing, traction, or balance, resulting in a fall. These
9
accidents can occur due to various factors such as slippery surfaces, uneven
manipulated.
CHAPTER II
REVIEW OF LITERATURE
construction activities, paving the way for progress and job opportunities. However,
the construction sector bears the weight of a concerning issue – construction safety.
The construction industry is widely recognized as one of the risky sectors in terms of
it is still associated with high numbers of injuries and fatalities. The construction
one fatal accident for every 10 minutes occurs in the construction industry and one
there are only 6% to 10% of the employed workforce. This is similar or even
sector increased to 7,338 in 2016 from 4,330 in 2011, a 69.47% rise. Based on
industry in 2015 and it increased to 106 deaths in 2016. These figures, particularly
those involving fatalities, are concerning because they only include cases evaluated
workforce participation. Precisely, this is about 3.50 million workers among 40.30
Authority, 2017). Injuries and fatalities from this sector rank sixth in the year 2015
While the current statistics presented may connote a lower value, this may also
being registered each year. On a larger scale, this sector employs 7% of the
world’s labor force and accounts for 30%–40% of industrial accidents (Sunindijo
were identified in the study of Lu (2021). It showed that of the 2 million Filipinos
Additionally, these workers face fire hazards that pose a risk of burn injuries,
workers. The primary cause of these occupational accidents was contact with
overhead electrical power lines using metal poles. Furthermore, 79.46% of patients
and 11.33% suffered associated trauma injuries. These are appalling data that
highlight the need for a concerted and coordinated effort to develop, implement,
The occupational safety and health have become a very important focus in
providing action to the increasing number of accidents that occur in the construction
industry. Research in this field has evolved over time and this section provides a
literature review of its trends and application classified according to the Occupational
Safety and Health Cycle — Education and Training, Risk Assessment, and Risk
Prevention
Education and Training. This area was given less focus on research with 1.8%
However, Opfer (2011) discussed the significant changes in the construction safety
training of the United States Occupational Safety and Health Administration (US-
OSHA) to improve its impact in the construction industry. The duration of the course
13
day, the required topic coverage in the course material, and, in most cases, the
restriction on having more than fifty pupils in a class are among these changes.
Moreover, the study entitled “The experience of burnout among future construction
professionals: A cross national study” by Lingard and Rowlinson (2005) found out
that training courses for adjusting specific personality qualities may help to reduce
levels of staff burnout, as particular personality features appear to be the second most
mishaps.
Risk Assessment. According to Sanchez and Pelaez (2017), this area, risk
identification and analysis, of the occupational safety and health cycle is the most
popular topic with 35.4% appearance on journals and articles. The trend started by a
of the accident happening, personnel exposure to the risk, and the severity of the
safety, quantifying occupational risk through modeling, and quantifying risk through
probability analysis were developed. Liu and Tsai (2012) proposed a fuzzy risk
assessment method that relates hazard causes with hazard types. The performance
risk assessment values of hazard causes and relevant improvement strategies like
visual checks.
Risk Prevention. 54 out of the 285 articles (20.4%) from the literature review
of Sanchez and Pelaez were focused on risk prevention. First, Hinze (1992) presented
the importance of the designer’s role as the decision makers for the construction work.
14
Gambatese (2005) took this idea further by conducting several thorough interviews
regarding the design for the construction worker’s safety. The results revealed
successful implementation of designing for safety such as proper training, and work
schedule management.
research. This review emphasizes the varied nature of addressing safety concerns in
avoided and accidents can be prevented through the proper implementation of safe
work practices. For this purpose, construction safety standards were developed.
The International Labour Organization developed a code of practice for the safety
and health of construction to provide practical direction for all individuals, both in
the public and private sectors, who have obligations, responsibilities, duties, and
Safety and Health (OSH) standards refer to a set of rules issued by the Department
occupational safety and health in the construction industry (Department Order No.
13). The guidelines are developed in the interest of ensuring the protection and
welfare of construction workers, the protection and welfare of the general public
15
within and around any construction worksite, and the promotion of harmonious
safety standards. Though it is mandated and highly required to follow the set of
rules, the decision for the implementation is still dependent on the members of the
high rate of occupational incidents and providing a more secure labor environment.
efforts to improve the current state of safety in this sector, it has been found that
16
contribution (Teo & Ling, 2006). Moreover, a study by Idoro (2011) asserts that
Oro, Philippines to assess and evaluate the safety conditions and practices of
construction workers at the project site while the project is ongoing. A survey
questionnaire was given and actual field visits were conducted to gather
information using the checklist of Department Order No. 13, Occupational Safety
and Health (OSH) Standard practices of the Department of Labor and Employment
(DOLE). The findings revealed that standard safety practices were poorly
implemented in the field and that in most cases, standard safety requirements were
improve its poor safety performance, the construction industry must learn from its
mistakes and put the lessons learned to good use. Several other construction safety
scientists recognized that learning from previous accidents and near misses is
Fahlbruch and Schobel, 2011). In line with this, several root cause analysis studies
were administered.
17
The study by Hamid, A. R. A., Majid, M. Z. A., and Singh, B. (2008) titled
based on recorded cases and studies how professionals’ perceive the causes.
Phases of the study's data collection process included a literature review, data
collection, and data analysis. A literature review was conducted to obtain pertinent
data from multiple sources, which will eventually be utilized for the following set
Occupational Safety and Health Malaysia (DOSH) documents from 2000 to 2004
were utilized thereafter to analyze the causes of accidents from cases that were
reported. The last goal was attained through the analysis of survey data from 116
of factors, which are not limited to site conditions, unsafe devices, unsafe methods,
causes of accidents.
technique entails gathering and analyzing accident reports and data from different
these accidents are grouped and carefully examined. To learn more about the
underlying factors that lead to accidents in the construction sector, surveys and
18
interviews with experts and workers are also undertaken. The results of the study
show that there are numerous causes of construction accidents. The main
management systems. Hence, the study underlines how these many elements
To identify and assess factors that have an impact on accidents and risky
the body of literature. The techniques entail synthesizing and summarizing a wide
range of studies and research articles that have been published in order to identify
recurring themes and patterns. The study's findings all point to risky workplace
practices and accidents, such as poor safety policies and supervision, lack of
weather circumstances. The study also highlights how these components are
reason. Reasons include (a) society, (b) organization, (c) project management, (d)
supervision, (e) contractors, (f) site conditions, (g) work groups, and (h) individual
not only aid in preventing risky actions and accidents but also to close factors like
In the construction field, major infrastructures like dams and power plants
are just as important as buildings and bridges. According to Andrić et al. (2019),
construction works are prone to physical and environmental incidents. In his study,
which used 499 occurrences that occurred on Australian construction works over
an 8 year period, the root causes of incidents and the immediate responses are
identified using qualitative and quantitative analysis. The findings indicate that
equipment and plant failure, oil spills, and fuel spills were the most frequent event
causes, whereas flooding, bad weather, and process failures were the most
cleaning and clearing, shutting down plants and equipment, and alerting people.
Therefore, this study provides strategies for project and environmental managers to
Safety and Health (OSH) in the building industry. The study goes on to examine
supervision. The article also emphasizes the significance of a strong safety culture
including management and employees. The study also emphasizes the importance
safety procedures in the industry, thus boosting worker safety and the efficient
On a local scale, there are only a few published studies on the cause
derived different root causes when a multiple causation approach was used to
City. The overall results found that unsafe acts of the workers on the construction
works were discovered as significant factors that caused the accidents. Also,
unorganized and untidy working areas cause accidents in working places (Treceñe,
2019). Moreover, construction workers believed that they needed more orientation
Based on the previous studies, theories derived from the cause analysis
vary depending on the data acquired and analyzed. The use of varying
(2019) using the acronym WYLFIWYF which stands for “What You Look For Is
What You Find” and WYFIWYF which means “What You Find Is What You
Fix.” The study gave importance to Accident investigation manuals which are
about the nature of accidents. In the study, it was found that the causes of the
To provide valuable insights into the root causes of accidents and allow for
developed. The most widely used causation model is termed the Construction
(Reason et. al., 2006; Hopkins, 2014). Haslam et. al (2003) implies the use of the
factors, shaping factors, and originating factors. Worker/team factors, site factors,
material and equipment factors are the four types of immediate factors. Under
these are the shaping factors - factors considered to influence the immediate
factors. The double arrows in the model's center represent various two-way
interactions.
Figure 2.1 The Construction Accident Causation Framework (Haslam et al., 2005)
Although the use of the Construction Accident Causation Model has been
established, there were still concerns regarding its objectivity. The classification of
the factors was found to be problematic since it was open to interpretation (Cooke and
Lingard, 2011; Behm and Schneller, 2013; Winge and Albrechtsen, 2019). With that,
23
they incorporated in their studies the operational definitions (Table 1) that further
Table 1. Operational definitions of the 23 factors used in this study. Based on Haslam
et al. (2005), Behm (2009), Behm and Schneller (2013), and Winge and Albrechtsen
2016.
Factors Description
CHAPTER III
METHODOLOGY
230,998 inhabitants, making it the second most populous city in the province of Leyte
after the provincial capital of Tacloban (PhilAtlas, 2020). Ormoc is a highly urbanized
coastal port city, serving as the economic, cultural, commercial, and transportation
hub of western Leyte. In recent years, Ormoc City's economic development has
facilities to support local businesses and industries. Also, the city has been undergoing
facilities. This includes road expansions, bridge constructions, drainage systems, and
data were collected, summarized, and filtered based on key constructs and theoretical
frameworks gathered from existing literature. This refined data then underwent
accident. By combining the numerical findings with existing theories, this study
27
framework emerged through an inductive process involving focus groups and an in-
depth examination of 100 construction accidents. The decision to use this framework
theories and models, such as an ergonomics systems approach (Haslam et al., 2005),
(Lingard and Rowlinson, 2005, p. 30). Secondly, the framework has been applied in
diverse construction settings and countries by other studies (Cooke and Lingard,
2011; Lingard et al., 2013; Behm and Schneller, 2013), demonstrating its "sufficiently
level and the project management or design level (Gibb et al., 2014, p. 457). Thirdly,
replication.
The independent variables are the various factors categorized into three
groups; namely, workers and work team, workplace, and materials/equipment while
the dependent variable is the occurrence of the construction accidents. The influence
Occurrence of
construction
accidents
quantitative data were directly obtained from the participants of the study. The
researchers searched for construction companies in Ormoc City that passed the
company selection criteria. A formal request letter was sent personally to the potential
participants, expressing the extent of their involvement and the scope of the data that
will be needed for the study. When the request was approved, a non-disclosure
agreement was established between the participating construction companies and the
30
researchers to give assurance that the data would be handled with utmost
confidentiality.
description of the accident, its causes, and the date of the incident. The summarized
accident reports were used to ensure that any information that has a potential breach
of confidentiality was filtered out. The figure presented below entails the detailed
based within Ormoc. This ensures that the findings directly benefit
companies that are in Ormoc but handle projects outside of the city,
The researchers were able to identify nine (9) construction companies that
passed the criteria. However, only seven (7) companies agreed to their request,
the collected data. These methods were utilized to identify patterns and trends,
type of accident by the total number of accident cases in the report. This is to
Indicator method. A 0 value is placed for the absence of the factor, and a value
study, only eighteen (18) operational definitions were used since the
researchers applied the principle from the study of Lundberg (2009) termed as
“What You Look For Is What You Find (WYLFIWYF) and What You Find Is
What You Fix (WYFIWYF)”. This principle helps mitigate biases and
formulated at the end of this study were tailored per construction company of
the Classification and Regression Trees (CART) method was considered. This
that would classify the category of accident given the identified factors.
are factors that can significantly contribute to the variation of the outcomes.
Then, the identified important factors were only considered in the next step
which is the splitting. The important factors were split to return the type of
the groups/clusters formed. This process was then repeated over and over,
yielding a set of rules. Three (3) important parts should be noted in the
1. Root Node
The topmost node is called the root node. It implies the best
2. Terminal Node
anymore; this is also called the leaf. The terminal nodes can be found
3. Internal Node
and each branch represents an outcome of the test. These are the boxes
35
that can be found between the root node and the terminal nodes, in
particular actual type of accident; hence, the off-diagonals of the matrix should be
prevalence, and balanced accuracy are metrics interpreted using the confusion matrix.
Sensitivity: The percentage of actual cases with the type of accident that
Specificity: The percentage of the actual cases without that type of accident
Detection Rate: The percentage of actual cases with the type of accident that
the model.
From the results of the CART Analysis, the contributing factors were
with the highest importance score is set as the most important variable, and the
variable has a high importance value, it may not meet the criteria for splitting
nodes at any point in the tree-building process, leading to its exclusion. That is
why contributing factors with low importance scores are not observed in the
published studies and official guidelines such as the DOLE Department Order
No. 13 and the Occupational Safety and Health (OSH) Standards 2020
Edition. The results of the study were then compiled, summarized, and given
brief discussion of the background of the study, the objectives, the results of
years 2019-2023 were gathered and analyzed from seven (7) participating companies
for 18.98% of the total. Company 2 recorded fourteen (14) construction accidents,
contributed seventeen (17) cases, accounting for 12.41% of the total. Enriching the
16.06% of the total accidents. Similarly, Company 5 added fifteen (15) cases to the
analysis, comprising 10.95% of the total. Company 6 also contributed twenty-one (21)
accident cases contributing 15.33% of the total accidents. Lastly, completing the
capturing a significant 16% of the total accident rate across the seven companies.
minimize the risks for each key contributing factor. The recommendations made by
this study, however, are not restricted to a specific key contributing factor; rather, they
may apply to other important factors as well. As it is assumed that each company will
have different construction accidents and different sets of contributing factors due to
the difference in safety practices and protocols being followed, the analysis of these
4.1 Company 1
from Company 1. The prevalence rate for each accident type is presented in Figure
4.1.1 below. Results showed that the most prevalent accident type is
cases), and others which consist of caught-in and slips and falls (4 cases).
identified the contributing factors of each case using the Presence (1) and Absence (0)
method. Thirteen (13) contributing factors from the Framework were identified as
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
Case BEHAVIORS
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
FATIGUE
No.
1 0 1 0 0 1 0 0
2 0 1 0 0 0 0 0
3 1 0 0 1 0 0 0
4 1 0 1 0 1 1 0
5 0 1 0 0 1 0 0
6 0 0 0 0 0 0 0
7 1 0 0 1 0 0 0
8 1 0 0 1 0 0 0
9 0 0 0 0 0 0 0
10 0 1 0 0 1 0 0
11 0 1 0 0 1 0 0
12 1 0 0 0 1 0 0
13 0 0 0 0 0 0 0
14 1 0 0 0 0 1 0
15 0 1 0 0 0 0 0
16 0 0 1 0 0 0 0
17 0 1 0 0 0 0 0
18 0 1 0 0 0 0 0
19 1 0 0 1 0 0 0
20 1 0 0 0 0 1 0
21 0 1 0 0 1 0 0
22 0 0 0 0 0 0 0
23 1 0 0 1 0 0 0
24 0 1 0 0 1 0 0
25 1 0 0 1 0 0 0
26 0 1 0 0 0 0 1
WORKPLACE
2 0 0 0 0 0 0
3 0 0 0 0 0 0
4 0 0 0 0 0 0
5 1 0 0 0 0 0
6 1 0 0 0 0 0
7 0 0 0 0 0 0
8 0 0 0 0 0 0
9 0 0 0 0 0 0
10 0 0 0 0 0 0
11 0 0 0 0 0 0
12 0 0 0 0 0 0
13 0 0 0 0 0 0
14 1 0 0 0 0 0
15 0 0 0 0 0 0
16 1 0 0 0 0 0
17 0 0 1 0 0 0
18 1 0 0 1 0 0
19 1 0 0 0 0 0
20 0 0 0 0 0 0
21 0 0 0 0 0 0
22 1 0 0 0 0 0
23 0 0 0 0 0 0
24 0 0 0 0 0 0
25 0 0 0 0 0 0
26 0 0 0 0 0 0
MATERIAL/EQUIPMENT
7 0 0 0 0 0
8 0 0 0 0 0
9 1 0 0 0 0
10 0 0 0 0 0
11 0 0 0 0 0
12 0 0 0 0 0
13 1 0 0 0 0
14 0 0 0 0 0
15 0 0 1 0 0
16 0 0 0 0 0
17 0 0 0 0 0
18 0 0 0 0 0
19 0 0 0 0 0
20 0 0 0 0 0
21 0 0 0 0 0
22 0 0 0 0 0
23 0 0 0 0 0
24 0 0 0 0 0
25 0 0 0 0 0
26 0 0 0 0 0
As shown in Table 4.1.2 below, the findings from the CART analysis
indicated the presence of seven (7) contributing factors to accidents within Company
1. Local Hazards has the highest relative importance rate of 28.38%. This implies that
hazards and risks that are specific to the site may not have been identified, managed,
or minimized which led to accidents. The next key factor is the Communication
Factor which has a value of 16.54%. This suggests a lack of, or poor, communication
accidents. The Suitability Factor followed with a value of 13.77%. This suggests that
these factors, only six (6) were further used to model the classification tree model (see
Figure 4.1.2)
Communication 16.54%
Suitability 13.77%
Condition 12.97%
For Company 1, the confusion matrix is presented in Table 4.1.3 below. Here,
it can be seen that only four (4) cases with of equipment/vehicular accident were
correctly classified, only two (2) property damage accidents were correctly classified,
and three (3) other types of accidents (caught in and slips and falls) were also
correctly classified; on the other hand, the struck-by accidents were perfectly
classified.
Predicted Actual
Equipment/ Struck-by Property Others
Vehicular Damage
Equipment/ 4 0 1 0
43
Vehicular
Struck-by 5 8 2 1
Property Damage 0 0 2 0
Others 0 0 0 3
From the table above, the observed overall accuracy of the CART is 65.38%
with a 95% confidence interval of 44.33% and 82.79%. This suggests that the CART
model used in Company 1 was able to correctly classify the type of accident with a
the predictive performance of grouping the four (4) types of accidents using the
From the seven (7) important factors involved in the accident cases of
Company 1, only six (6) factors were further used in the final model of the
the root node of the tree as it is the best predictor for the accident types. Furthermore,
probability of 35%.
44
The classification tree can be easily interpreted using rules presented in Table
4.1.5. The rules derived from the classification tree can be interpreted in a simple
context of “if” and “then” based statements and thus are self-explanatory. The
corresponding rules in classifying the type of the accidents are presented below.
45
Rule Condition
accident is equipment/vehicular.
factor is present, then there is 100% chance that the accident is classified as
others.
factor but there is immediate supervision and local hazards, then there is
factor but there is immediate supervision with no local hazards, then there is
factor and there is no immediate supervision, but condition and local hazards
factors are both present, then there is 100% chance that the accident is
classified as others.
without local hazards, then there is approximately 67% chance that the
suitability factor is present, then there is a 100% chance that the accident is
suitability factors, then there is 50% chance that the accident is classified as
workers failed to recognize the local hazards present on the site due to a
47
good percentage of the reports stated that unstable grounds and steep
Wood, 2006).
2. Communication (16.54%)
result is further supported by the actual reports as they revealed that the
48
protocols for coordinating with spotters and other workers on the site
equipment, may be rooted in Rule 1416 of the OSH 2020 Standard. This
section discusses the communication techniques that signal men can use to
such as those conducted by Wong and Yiu (2015) have demonstrated that
3. Suitability (13.77%)
49
accident cases that occurred due to the use of equipment not suitable for
equipment or tool misuse. The Bureau, in Rule 1031 of the OSH Standard,
suitable and in good working condition for the intended tasks. A study
Section 10.2.3 of the OSH 2020 Standard where a logbook should be kept
thorough task analysis and job planning to ensure that materials and
equipment are selected based on their suitability for the intended tasks. A
4. Condition (12.97%)
(2018) demonstrates that scheduled checks are a key step that help detect
equipment that does not comply with the minimum certification may be
relation to work, as well as the factors which may affect their well-being.
workers still report on duty even though they are feeling unwell. Thus, it
accident causes.
4.2 Company 2
Company 2. These accidents were categorized primarily into four types — Slips &
and Equipment/Vehicular. Among these categories, Slips & Falls accounted for the
highest prevalence rate at 35.71%, with five (5) cases. Following that, all other three
categories accounted for 21.43% each of the total cases, each having three (3) cases.
The distribution of these accidents based on their prevalence rates is illustrated in the
identified the contributing factors of each case using the Presence (1) and Absence (0)
54
method. Table 4.2.1 below presents 13 identified contributing factors for this
company.
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
BEHAVIORS FATIGUE
Case
No.
1 0 0 0 0 0 0 0
2 1 0 0 0 0 0 0
3 0 0 0 0 0 0 0
4 0 0 0 0 1 0 0
5 0 0 0 1 0 0 0
6 0 0 0 0 0 0 0
7 0 0 0 0 0 0 0
8 0 0 0 0 0 0 0
9 1 0 0 1 0 0 0
10 1 1 0 0 0 1 0
11 1 0 0 0 0 0 1
12 1 0 0 0 0 0 0
13 1 0 0 0 1 0 0
14 0 1 0 0 0 0 1
WORKPLACE
9 0 0 1 1 0 0
10 0 0 0 0 0 0
11 0 0 0 0 0 0
12 0 0 1 0 0 0
13 0 0 0 0 0 0
14 1 0 0 0 0 1
MATERIAL/EQUIPMENT
As shown in Table 4.2.2, the findings from CART analysis indicate the
presence of eight (8) key contributing factors to accidents within Company 2. Worker
Actions and Behaviour has the highest relative importance rate of 19.32%. This
implies that the workers violated safety procedures, took shortcuts, and personally
chose to overlook risks (eg. not wearing PPE) which led to accidents. The second
highest factor is Worker Capabilities with a value of 17.05%. This implies that there
may have been deficiencies in the attributes of workers such as physical strength,
56
avoiding mistakes), and proficiency in performing tasks. The third highest factor is
the Work Environment with a value of 14.58%. This highlights that the company may
stressors, lights, and noise. Other factors with lesser relative importance are as
(10.33%), Local Hazards (9.66%) and Immediate Supervision (3.22%). Among these
factors, only six (6) were further used to model the classification tree model (see
Figure 4.2.2)
Housekeeping 13.59%
Usability 10.33%
For Company 2, the confusion matrix is presented in Table 4.2.3 below. Here,
it can be observed that the number of predicted accidents corresponds to the actual
number of accidents. Thus, all four (4) categories of accidents, namely slips and falls,
classified.
57
Falls
Struck-by 0 3 0 0
Cuts 0 0 3 0
Others 0 0 0 3
From the table above, the overall accuracy of the CART is 100% with a 95%
confidence interval of 76.84% and 100%. This suggests that the CART model used in
Company 2 was able to perfectly classify the type of accident with a misclassification
error rate of 0%. Furthermore, Table 4.2.4 below summarizes the predictive
performance of grouping the four (4) types of accidents using the factors considered
in the study.
From the eight (8) factors involved in the accident cases of Company 2, only
six (6) factors were further used in the final model of the classification tree presented
in Figure 4.2.2 below. The model identified the absence of the workers & actions
58
factor as the best predictor and the slips and falls as the predicted accident with a
rules. Derived from the classification tree, these rules are simply expressed in "if" and
"then" statements, making them easily comprehensible. Below are the corresponding
Table 4.2.5. Rules derived from the Classification and Regression Tree of Company 2
Rul Condition
then there is a 100% probability that the accident is classified as Slips and
Falls.
Cuts.
environment factor, but the worker capabilities factor is present, then there is
4 If there is an absence of worker actions and behavior factor, but the work
5 If there is a presence of the worker actions & behaviour factor, and the
59
6 If the worker actions & behavior factor is present, the usability factor is
absent, but the worker capabilities factor is also present, then there is a
7 If the worker actions & behavior factor is present, the usability factor and
the worker capabilities factor is absent, but there is also a presence of the
attitude and motivation factor, then the probability for the accident to be
8 If the worker actions & behavior factor is present, but the usability factor,
the worker capabilities factor, and the attitude and motivation factor is
100%.
cognitive abilities for the job. This includes evaluating physical fitness
4. Housekeeping (13.59%)
12.3 of the DOLE DO. 13 states that every worker shall receive
clutter and obstruction of walkways and work areas. Clearly mark and
of the OSH Standards specifies that storage of material shall not create
a hazard and that storage areas shall be kept free from accumulations
pest harborage.
(WINGE, 2019)
conduct daily tool box or similar meetings prior to starting the tasks for
the day.
6. Usability (10.33%)
65
4.3 Company 3
There were a total of seventeen (17) construction accident cases gathered from
Company 3. The prevalence rate for each accident is presented in Figure 4.3.1 below.
The results showed that the most prevalent accident was equipment/vehicular (4
cases), followed by slips and falls (4 cases), struck-by (6 cases), and cuts (3 cases).
66
were able to identify ten (10) contributing factors of the accidents. The identified
factors were tabulated using the Presence (1) and Absence (0) method. Table 4.3.1
below presents the contributing factors identified for each construction accident.
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
BEHAVIORS FATIGUE
Case
No.
1 0 0 1 0 0 1 0
2 0 0 0 0 0 0 0
3 0 0 0 0 0 0 0
4 1 0 0 0 0 0 0
5 0 1 0 0 1 0 0
6 0 0 0 0 0 0 0
7 1 0 0 0 1 0 0
8 1 0 0 1 0 0 0
67
9 0 0 1 0 0 0 0
10 0 0 0 0 0 0 0
11 0 0 0 0 0 0 0
12 1 0 1 0 0 0 0
13 0 0 0 0 0 0 0
14 1 0 0 0 0 0 0
15 1 0 0 0 1 0 0
16 1 0 0 0 0 0 0
17 0 1 0 0 0 0 0
WORKPLACE
MATERIAL/EQUIPMENT
CONDITION USABILITY SUITABILITY DESIGN AND SUPPLY AND
SPECIFICATION AVAILABILITY
Cas
e
68
No.
1 0 0 0 0 0
2 1 0 0 0 0
3 1 0 0 0 0
4 0 0 0 0 0
5 0 0 0 0 0
6 0 0 0 0 0
7 0 0 0 0 0
8 0 0 0 0 0
9 0 0 0 0 0
10 1 0 0 0 0
11 0 0 0 0 0
12 0 0 0 0 0
13 0 0 0 0 0
14 0 0 0 0 0
15 0 0 0 0 0
16 0 0 0 0 0
17 0 0 0 0 0
The CART analysis revealed five (5) key factors for modeling accident types.
In this company, the primary factor was the work environment, followed by
Furthermore, other variables were deemed insignificant for predicting accident types
within this company. Refer to Table 4.3.2 for the relative importance of these factors.
They were incorporated into the classification tree model, as depicted in Figure 4.3.2.
Condition 21.83%
For Company 3, the confusion matrix is presented in Table 4.3.3 below. It can
be seen that only two (2) cases with an accident property damage were correctly
classified, only one (1) cut accidents were correctly classified, and both struck-by and
Predicted Actual
Struck- Slips and Falls Equipment/Vehicular Cuts
by
Struck-by 6 0 2 2
Slips and Falls 0 4 0 0
Equipment/ 0 0 2 0
Vehicular
Cuts 0 0 0 1
The overall accuracy of the CART is 76.47% with a 95% confidence interval
the four (4) types of accidents using the factors considered in the study.
The final model of the classification and regression tree made use of all the
five (5) key contributing factors. Furthermore, the model presents the absence of the
work environment factor as the best predictor. And, the struck-by accident type is the
The classification tree can be easily interpreted using rules in Table 4.3.5.
Rules derived from a classification tree can be interpreted in a simple context of “if”
and “then” based statements and thus are self-explanatory. The corresponding rules in
Rul Condition
e
1 If the work environment factor, the worker capabilities factor, and the
immediate supervision factor are absent, then there is a 60% probability that
2 If the work environment factor, and the worker capabilities factor are absent,
3 If the work environment factor is absent, but the worker capabilities factor
and the knowledge & skills factor are present, then there is a 100%
present, but the knowledge & skills factor is also absent, then there is a
5 If the work environment factor is present, but the condition factor is absent,
then there is a 100% that the accident is classified as Slips and Falls.
6 If there is a presence of the work environment factor and the condition factor
equipment/vehicular.
employees with the site layout, potential hazards, and safety protocols. This
program should be mandatory for all employees, including new hires and
helps identify potential safety issues and areas for improvement. Workers
responsible safety and health personnel any work hazard that may be
2. Condition (21.83%)
such as brakes, tires, lights, steering systems, and safety equipment. Any
areas are kept clean, organized, and free from tripping hazards such as
any materials with protruding shall not be used in any work or be allowed
to remain in any place where they pose a danger to the workers. Therefore,
material for the task at hand, ensuring the structural integrity, durability,
use of fall protection equipment and that they use it correctly and
al., 2014)
4.4 Company 4
two (22) cases were examined, on the prevailing hazards encountered in the
Accounting with an equal share of 27.27%, are the accidents categorized under
identified the eleven (11) contributing factors of each case using the Presence (1) and
Absence (0) method. Table 4.4.1 below presents the contributing factors identified for
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
BEHAVIORS FATIGUE
Case
No.
1 0 0 0 0 1 0 0
2 1 0 0 0 0 0 0
3 0 1 0 0 0 0 1
4 0 1 0 0 0 0 1
5 1 0 0 1 0 0 0
6 0 0 0 0 0 0 0
7 0 1 0 0 0 0 0
8 0 0 0 0 0 0 0
9 0 0 0 0 0 0 0
10 0 1 0 0 0 0 0
11 0 1 0 0 0 0 0
12 1 1 1 0 0 0 0
13 1 0 0 1 0 0 0
14 1 0 0 0 0 0 0
15 1 0 0 1 0 0 0
16 1 0 0 1 0 0 0
17 0 0 1 0 1 0 0
18 0 0 0 0 0 0 0
19 1 0 0 1 0 0 0
20 0 1 0 0 0 0 0
21 1 0 0 1 0 0 0
22 0 1 0 0 0 0 0
WORKPLACE
77
MATERIAL/EQUIPMENT
7 0 0 0 0 0
8 1 0 0 0 0
9 0 0 0 0 0
10 0 0 0 0 0
11 0 0 0 0 0
12 0 0 0 0 0
13 0 0 0 0 0
14 0 0 0 0 0
15 0 0 0 0 0
16 0 0 0 0 0
17 0 0 0 0 0
18 1 0 0 1 0
19 0 0 0 0 0
20 0 0 0 0 0
21 0 0 0 0 0
22 0 0 0 0 0
The CART analysis revealed ten (10) key factors for modeling accident types.
In this company, the most important factor was the communication, followed by local
hazards, work environment, knowledge & skills, worker actions & behavior, attitudes
accident types within this company. Refer to Table 4.4.2 for the relative importance of
these factors. They were incorporated into the classification tree model, as depicted in
Figure 4.4.2.
Communication 23.12%
Condition 4.13%
Housekeeping 2.75%
For Company 4, the confusion matrix is presented in Table 4.4.3 below. Here,
it can be seen that there are only five (5) cases with an accident
were correctly classified, only three (3) cases with an accident Slips and Falls were
Predicted Actual
Cuts/ Electrocution/ Slips and Struck by Equipment/
Wounds/ Burns Falls Vehicular
Puncture
Cuts/Wounds/Puncture 5 2 2 0 0
Electrocution/Burns 1 4 0 0 0
Slips and Falls 0 0 3 1 2
Struck by 0 0 0 2 0
Equipment/Vehicular 0 0 0 0 0
80
From the table above, the observed overall accuracy of the CART is 63.34%
with a 95% confidence interval of 40.66% and 82.80%. This suggests that the CART
model used in Company 4 was able to correctly classify the type of accident with a
the predictive performance of grouping the five (5) types of accidents using the
factors considered in the study. It is to be noted that some metrics under the
accident records.
From the ten (10) key contributing factors involved in the accident cases of
Company 4, only five (5) factors were further used in the final model of the
classification tree. Figure 4.4.2 presents the absence of the communication factor as
the best predictor. And, the cuts/wounds/puncture accident type is the highest
The classification
tree can be easily interpreted using rules in Table 4.4.5. Rules derived from a
classification tree can be interpreted in a simple context of “if” and “then” based
statements and thus are self-explanatory. The corresponding rules in classifying the
Rul Condition
82
1 If the communication factor is absent, but the local hazard factor is present,
electrocution/burns.
actions and behavior factor is present, then there is 50% probability that the
3 If the communication factor, local hazard factor, and workers' actions and
behavior factor are absent, but the knowledge & skills factor are present,
electrocution/burns.
behavior factor, and knowledge & skills factor are absent, but the work
behavior factor, knowledge & skills factor, and the work environment factor
are all absent, then there is 50% probability that the accident is classified as
Slips and Falls, 17% probability that it is classified as struck by, and 33%
1. Communication (23.12%)
other workers on the site (Teizer et al. 2010). The training content,
especially for operating equipment, may root around Rule 1416 of the
such as those conducted by Wong and Yiu (2015) have demonstrated that
accordance with the Rule 1031 of the Occupational Safety and Health
(OSH) Standard which highlights the need for training programs either
the OSH Standards that the language used in the signages should be in a
good percentage of the reports stated that unstable grounds and steep
Wood, 2006).
safe work practices, and emergency procedures. Proper training has been
among construction workers. (Hinze, J., Gambatese, J., & Smallwood, J.,
2013)
training.
such as gift cards, additional paid time off, or opportunities for career
certifications.
safety.
4.5 Company 5
categories, Slips & Falls accounted for the highest prevalence rate at 53.33%, with
87
26.67% of the accidents, totaling four (4) cases. Lastly, Cuts/Wounds/Puncture had a
prevalence rate of 20%, comprising three (3) out of the fifteen (15) recorded
the ConAC Framework, the presence (1) and absence (0) of each factor were
identified. Nine (9) factors from the ConAC framework were identified to contribute
to the occurrence of accidents. The table below presents the contributing factors
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
BEHAVIORS FATIGUE
Case
No.
1 0 1 0 0 0 0 1
2 0 1 0 0 1 0 0
3 1 0 0 1 0 0 0
4 0 0 0 0 0 0 0
5 0 0 0 0 0 0 0
6 0 1 0 0 0 0 0
7 0 1 0 0 0 0 1
8 0 0 0 0 0 0 0
9 1 0 0 0 1 0 0
10 0 1 0 0 0 0 1
11 0 0 0 0 0 0 0
12 0 1 0 0 0 0 0
13 1 0 0 0 0 0 0
14 0 0 0 0 0 0 0
15 0 1 0 1 0 0 0
WORKPLACE
15 0 0 0 0 0 0
MATERIAL/EQUIPMENT
As shown in table 4.5.2, the findings from CART analysis indicate the
Health/Fatigue, Site Constraints, Worker Actions & Behavior, Condition, and Design
& Specification. Among these factors, Worker Capabilities stand out with the highest
relative importance rate of 23.75%. This underscores issues related to various aspects
The factors of Attitudes & Motivations and Knowledge & Skills, each with a relative
importance rate of 18.88%, also highlight concerns about workers' attitudes towards
90
safety protocols and their understanding of safety guidelines. Additionally, the worker
related to workers' physical well-being and level of fatigue may contribute to the
worker actions & behavior, condition, and design & specification were calculated to
Condition 4.26%
The confusion matrix in the table below shows an almost perfectly classified
construction accident. Eight (8) cases were perfectly classified as slips and falls, and
all 4 cases were classified as fire and burns. However, only two (2) out of three (3)
construction accidents were classified as cuts & punctures, while the other one was
Predicted Actual
91
Based on the confusion matrix above, the CART model's overall accuracy
within Company 5 is 93.33%, with a 95% confidence interval spanning from 68.05%
to 99.83%. This indicates that the model can correctly classify accident types, with a
misclassification error rate of 6.67%. Table 4.5.4 outlines the predictive performance
of grouping the three (3) types of accidents based on the factors examined in the
study.
Metric Slips and Falls Fire and Burns Cuts and Puncture
Sensitivity 100.00% 100.00% 66.67%
Specificity 100.00% 90.91% 100.00%
Precision 100.00% 80.00% 100.00%
Prevalence 53.33% 26.67% 20.00%
Detection Rate 53.33% 26.67% 13.33%
Detection 53.33% 33.33% 13.33%
Prevalence
Balanced Accuracy 100.00% 95.45% 83.33%
Health/fatigue is the best predictor for the accident types in Company 5 and the
92
predicted accident type is Slips and Falls with 53% predicted probability. Other
factors used in the splitting are worker actions & behavior, knowledge & skills, site
rules. Derived from the classification tree, these rules are simply expressed in "if" and
"then" statements, making them easily comprehensible. Below are the corresponding
Rul Condition
behavior factor are present, and the knowledge & skills factor is also absent,
then there is a 100% probability that the accident is classified as Slips and
Falls.
3 If the workers’ health/fatigue factor is absent, but the workers’ action &
behavior factor, and the knowledge & skills factor is present, then there is a
4 If the workers’ health fatigue factor, the workers’ action & behavior factor,
and the site constraints factor are absent, the worker capabilities factor is
present, and the attitudes & motivation factor is also absent, then there is a
5 If the workers’ health fatigue factor, the workers’ action & behavior factor
and the site constraints factor are absent, but the worker capabilities factor
and the attitudes & motivations factor are present, then there is a 100%
95
6 If the workers’ health fatigue factor, the workers’ action & behavior factor,
the site constraints factor, and the worker capabilities factor are absent, then
there is a 75% probability that the accident is classified as Fire & Burns, and
7 If the workers’ health fatigue factor and the workers’ action & behavior
factor are absent, the site constraint factor is present, and the worker
capabilities factor is also absent, then there is a 100% probability that the
8 If the workers’ health fatigue factor and the workers’ action & behavior
factor are absent, but the site constraint factor and the worker capabilities
factor are present, then there is a 100% probability that the accident is
Based on the identified key contributing factors, the following safety measures
mistakes which leads to accidents. With this, as part of the OSH provisions
in dynamic work environments. Examples of this are the visual search tasks
2017)
Methodologies for this mandate may vary from hands-on training sessions
Griffin, Neal, and Parker (2007) suggests that safety suggestion boxes
tasks safely and efficiently (Sparer et.al., 2016). Like in the case of one
miscalculations.
to a specific job should have adequate training regarding the specific tasks
eye injuries due to dust and debris. (Johari et.al., 2018). Other worker
workers can maintain their alertness and energy levels as the cumulative
risk of exposure to hazards and fatigue are minimized. In directing this job
design, factors such as worker skill levels, and project timelines can be
Lerman et. al. (2012) suggests medical screenings, sleep evaluations, and
and Health Program of the OSH 2020 Standards. The mandate may be
and wellness program that addresses the health concerns of the workers.
regularly with additional inspection for cases with significant events that
result in sudden changes on site conditions. On the other hand, the goal of
site preparation is to make sure the soil is solid and level. Mud and soft
slopes, the area where mudsills rest should be leveled by excavation rather
than backfilling.
mandate for the violations and penalties of a contractor who does not
were discussed in regards to the penalties that the company can implement
infractions. Then, the severity of the discipline could escalate for cases
101
4.6 Company 6
Damage, Slips and Falls, and Struck-by. Eight (8) cases of equipment/vehicular type
of accidents were recorded from the year 2019-2023, hence, the calculated prevalence
rate for this type of accident is 38.10%. The second highest prevalent accident is the
struck-by type with a prevalence rate of 28.57% (6 cases). Followed by, slips & falls
type of accident with 4 cases and a prevalence rate of 19.05%. 3 out of 21 accident
cases were classified as property damage, hence, it has the lowest prevalence rate of
14.29%.
102
construction accidents. The presence of all except the site layout and space factor,
work scheduling factor, suitability factor, and design and specification factor were
given a value of 1 shown in the table below. A 0 value indicates the absence of that
factor in contributing to the occurrence of the accident. Table 4.6.1 below presents the
WORKER WORKER
WORKER ATTITUDES AND KNOWLEDGE IMMEDIATE
ACTIONS AND COMMUNICATION HEALTH/
CAPABILITIES MOTIVATIONS AND SKILLS SUPERVISION
BEHAVIORS FATIGUE
Case
No.
1 0 0 0 0 0 0 0
2 0 1 0 0 0 0 0
3 1 0 0 1 0 0 0
4 0 1 0 0 0 0 0
5 1 0 1 0 0 0 0
103
6 0 1 0 0 0 0 0
7 1 0 1 0 0 0 0
8 1 0 0 0 1 0 0
9 0 1 0 0 0 0 1
10 0 0 0 0 0 0 0
11 0 1 0 0 0 1 0
12 0 0 0 0 0 0 0
13 0 0 0 0 0 0 0
14 0 1 0 0 0 1 0
15 0 0 0 0 0 0 0
16 0 1 0 0 0 0 1
17 0 1 0 0 1 0 0
18 1 0 0 1 0 0 0
19 0 1 0 0 0 0 0
20 0 1 0 0 0 0 0
21 1 0 0 0 0 0 0
WORKPLACE
17 0 0 0 0 0 0
18 0 0 0 0 0 0
19 0 0 0 0 0 0
20 1 0 0 0 0 0
21 0 0 0 0 0 0
MATERIAL/EQUIPMENT
Case No.
1 0 0 0 0 0
2 0 0 0 0 0
3 0 0 0 0 0
4 0 0 0 0 0
5 1 0 0 0 0
6 0 0 0 0 0
7 0 0 0 0 0
8 0 0 0 0 0
9 0 0 0 0 0
10 0 1 0 0 1
11 0 0 0 0 0
12 0 0 0 0 0
13 1 0 0 0 0
14 0 0 0 0 0
15 0 0 0 0 0
16 0 0 0 0 0
17 0 0 0 0 0
18 0 0 0 0 0
19 0 0 0 0 0
20 0 0 0 0 0
21 0 1 0 0 1
accidents in Company 6. Firstly, the Worker Actions & Behavior Factor, with a
'sharp end,' including procedural violations, shortcuts, and choices to disregard risks,
105
such as neglecting to wear PPE. This also pertains to a lax in specific and immediate
actions taken by workers in given situations and their observable behavior. Secondly,
factor, with a relative importance of 22.09%, indicates issues with the functionality or
condition factor, both with relative importance values of 13.81% and 13.76%
Communication 24.13%
Usability 22.09%
Condition 13.76%
matrix below was formulated. The matrix presents that only the vehicular/equipment
accidents were perfectly classified. From the table, it can be seen that 1 struck-by
accidents, only two (2) were perfectly classified and the other one (1) case was
misclassified as vehicular/equipment.
Predicted Actual
Vehicular/ Struck-by Falling Property Damage
Equipment
Vehicular/Equipment 8 1 1 1
Struck-by 0 5 1 0
Falling 0 0 2 0
Property Damage 0 0 0 2
With reference to the confusion matrix, the CART model achieves an overall
ranging from 58.09% to 94.55%. This indicates the model's capability to accurately
the grouping of the four types of accidents based on the factors examined in the study.
Communication factor emerges as the best predictor for accident types in Company 6,
with the predicted accident type being Vehicular/Equipment, with a 38% predicted
probability. Additionally, the model utilizes other factors for splitting, including
Interpreting the classification tree in figure 4.6.2, the “if” and “then”
Rul Condition
1 If the communication factor, the usability factor, the workers’ action and
behavior factor, the worker health/fatigue factor, and the condition factor are
property damage.
2 If the communication factor, the usability factor, the workers’ action and
behavior factor, and the worker health/fatigue factor are absent, but the
condition factor is present, then, there is a 100% probability that the accident
3 If the communication factor, the usability factor, and the workers’ action and
behavior factor are absent, but the worker health/fatigue factor is present
falling.
4 If the communication factor and the usability factor are absent, but the
5 If the communication factor is absent, but the usability factor is present, then
109
From these results, the following recommendations for Company 6 were made.
equipment (PPE) in Rule 1080 of the Occupational Safety and Health 2020
b. Progressive Discipline: To ensure that the PPE and tool tethering policies
Safety officers and supervisors can implement a safety spot award system
safety.
the public because of the wrong information sent to the worker. Issues on
necessary reference of the inspection. In line with this, the study suggests
thoroughly inspect equipment before each use. Aside from checking the
availability of tools and equipment, this can include visual checks for signs
identify and report safety problems like for the accident case where the
worker.
workers can maintain their alertness and energy levels as the cumulative
risk of exposure to hazards and fatigue are minimized. In directing this job
design, factors such as worker skill levels, and project timelines can be used
Lerman et. al. (2012) suggests medical screenings, sleep evaluations, and
surveys to assess the workers overall well-being. Quick and Tetrick (2011)
what the workers need in completing their tasks more productively and
ergonomic tools such as hammers with shock absorbing handles, saws with
cushioned and anti-slip handles and blade guards, drills with balanced and
1150: Materials Handling and Storage, material storage must not pose a
risk. To keep bag containers, bundles, etc., stored in tiers stable and safe
damage. Materials that could cause a trip hazard, fire, explosion, or pest
4.7 Company 7
Struck-by, Cuts/Punctures, and Fire/Burn. In Figure 4.7.1, eight (8) out of twenty-two
(22) accidents, the Slips/Falls hold the highest prevalence rate of 40.9%, followed by
Electrocution and Burns, Others(Struck-by, Cuts, Burns), and Property Damage with
identified the contributing factors of each case using the Presence (1) and Absence (0)
method. Table 4.7.1 below presents the contributing factors identified for each
construction accident.
9 0 0 0 0 0 0 0
10 0 0 0 0 0 0 0
11 1 0 0 1 0 0 0
12 0 0 0 0 0 0 0
13 1 0 0 0 0 0 0
14 0 1 0 0 0 0 0
15 0 1 0 1 0 0 0
16 0 1 0 0 1 0 0
17 0 0 0 0 1 0 0
18 0 1 0 0 0 0 0
19 0 0 0 0 0 0 0
20 0 0 0 0 0 0 0
21 1 0 0 1 0 0 0
22 0 1 0 0 0 0 0
WORKPLACE
SITE
LOCAL WORK WORK SITE
LAYOUT AND HOUSEKEEPING
HAZARDS ENVIRONMENT SCHEDULING CONSTRAINTS
Case SPACE
No.
1 0 0 0 0 0 0
2 0 0 0 0 0 0
3 0 0 1 0 0 0
4 0 0 0 0 0 0
5 0 0 0 0 0 0
6 0 0 1 1 0 0
7 0 0 1 1 0 0
8 1 0 0 0 0 0
9 0 0 1 0 0 0
10 0 1 0 1 0 0
11 0 0 0 0 0 0
12 0 0 0 0 0 0
13 0 0 0 0 0 0
14 0 0 0 1 0 0
15 0 0 0 0 0 0
16 0 0 0 0 0 0
17 0 0 0 0 0 0
18 0 0 0 0 0 1
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19 1 0 0 0 0 0
20 1 0 0 1 0 0
21 0 0 0 0 0 0
22 0 0 0 0 0 0
MATERIAL/EQUIPMENT
As shown in Table 4.7.2, the findings from CART analysis indicate the
presence of seven (7) key contributing factors to accidents within Company 7. Local
Hazards has the highest relative importance rate of 27.11%. This implies that hazards
and risks that are specific to the site may not have been identified, managed, or
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minimized which led to accidents. The next key factor is the Housekeeping Factor
which has a value of 21.08%. This describes the disorderly condition of trucks,
equipment, materials, and waste within the construction site, which led to accidents.
Then with a value of 14.30%, Knowledge & Skills Factor holds the third highest
relative importance value which signifies lack of workers skill-related attributes that
influence their ability to perform tasks safely and effectively. Attitudes & Motivations
followed with a value of 14.30%. This suggests poor attitude of workers and their
mindset and belief regarding safety protocol and the importance of adhering to safety
guidelines. Other factors with lesser relative importance are as follows: Condition
(11.86%), Site Layout & Space (10.46%), and Worker Actions and Behaviors
(2.53%). Among these factors, only six (6) were further used to model the
Housekeeping 21.08%
Condition 11.86%
For Company 7, the confusion matrix is presented in Table 4.7.3 below. Here,
it can be seen that the all of the eight (8) Slips and Falls accidents were perfectly
classified, only eight (4) cases with an accident Vehicular/Equipment were correctly
classified, only one (1) property damage accidents were correctly classified, and two
correctly classified.
Predicted Actual
Slips and Falls Vehicular/ Property Damage Others
Equipment
Slips and Falls 8 2 0 2
Vehicular/ 1 4 1 1
Equipment
Property Damage 0 0 1 0
Others 0 0 0 2
From the table above, the observed overall accuracy of the CART is 65.38%
with a 95% confidence interval of 44.33% and 82.79%. This suggests that the CART
model used in Company 7 was able to correctly classify the type of accident with a
the predictive performance of grouping the four (4) types of accidents using the
Falls Damage
Sensitivity 88.89% 66.67% 50.00% 40.00%
Specificity 69.23% 81.25% 100.00% 100.00%
Precision 66.67% 57.14% 100.00% 100.00%
Prevalence 40.91% 27.27% 9.09% 22.73%
Detection Rate 36.36% 18.18% 4.55% 9.09%
Detection 54.55% 31.82% 4.55% 9.09%
Prevalence
Balanced 79.06% 73.96% 75.00% 70.00%
Accuracy
From the seven (7) factors involved in the accident cases of Company 7, only
six (6) factors were further used in the final model of the classification tree.
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The decision tree above can be interpreted using the Rules presented in Table
4.7.5.
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Rule Condition
1 If the local hazards factor is absent, but the knowledge & skills factor is
2 If the local hazards factor, the knowledge & skills factor, and the site layout
& space factor are absent, but the condition factor is present, then there is a
3 If the local hazards factor, the knowledge & skills factor, the site layout &
space factor, the condition factor, and the attitudes & motivation factor are
all absent, then there is a 60% probability that the accident is classified as
Vehicular/Equipment or others.
4 If the local hazards factor, the knowledge & skills factor, the site layout &
space factor, and the condition factor are absent, but the attitudes &
motivation factor is present, then, there is 40% probability that the accident
5 If the local hazards factor and the knowledge & skills factor is absent, but the
site layout & space factor is present, then there is a 100% probability that the
6 If the local hazards factor and the housekeeping factor are present, then there
7 If the local hazards factor is present, but the housekeeping factor is absent,
of the personnel. A monthly extensive safety training will help ensure that
workers are trained to recognize local hazards specific to the project site
programs.
This involves a safety officer to conduct health and safety within the
construction site (OSH Standard Rule 1040 Health and Safety Committee,
to ensure they are in good working condition and comply with safety
tailored to address local hazards. This site for the Rule 1010: Other Safety
working near a busy road, establish barriers, signage, and traffic control
area prone to storms, secure equipment and materials to prevent them from
2. Housekeeping (21.08%)
the construction site, including daily, weekly, and monthly tasks. In Rule
ensure accountability.
tools and equipment when not in use (Rule 1150 Materials Handling and
proper place after each use to prevent clutter and tripping hazards.
throughout the site and ensure proper disposal of construction debris and
atmosphere of the workrooms. The employer shall carry out the working
to report any hazards or concerns they observe during their work. This
involves a safety man to conduct health and safety within the construction
site (OSH Standard Rule 1040 Health and Safety Committee, 2020)
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e. Clear Pathways and Work Zones: Keep pathways, stairwells, and work
areas clear of debris, tools, and equipment. In accordance with Rule 1150:
allowed for aisles, at loading docks, through doorways and wherever turns
or passage must be made. Aisles and passageways shall be kept clear and in
(OSH Standard, 2020). Clearly mark designated work zones and pedestrian
reinforce learning
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and promote a sense of ownership and accountability for safety (Neal &
Griffin, 2006).
workers stay updated on the latest safety regulations, procedures, and best
5. Condition (11.86%)
2010).
before each use. Include visual checks for signs of wear, damage, or
et al., 2012).
prevent damage and not create a hazard (Rule 1150: Materials Handling
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healthy condition for the purpose of promoting and maintaining the health
routes, and restricted zones. Use visual cues such as color-coded lines,
arrows, and symbols to guide workers and prevent accidental entry into
2015).
during night shifts. In relation to Rule 1075: Illumination, that all places
artificial lighting or both, suitable for the operation and the special
reduce the risk of trips, slips, and falls (Dong et al., 2018).
Despite this similarity, they only exhibit two common key contributing factors:
Knowledge and Skills, and Local Hazards. This indicates that the factors influencing
accidents may be influenced by additional variables, such as the safety measures and
combine all accident reports and analyze them as a whole. Such an approach
5.1 Conclusion
seven (7) construction companies in Ormoc City were gathered and analyzed. The
rate of accidents per company is reported in Figures 4.1.1, 4.2.1, 4.3.1, 4.4.1, 4.5.1,
4.6.1, and 4.7.1. In identifying the key contributing factors and modeling the effects
Regression Tree (CART) Analysis was employed. The results of the analysis showed
that for Company 1, there are six (6) key contributing factors, namely Local Hazards
the observed overall accuracy of the CART is 65.38% which suggests that the CART
model used was able to correctly classify the type of accident with a misclassification
error rate of 34.62%. For Company 2, the analysis identified six (6) contributing
Motivations (12.23%), and Usability (10.33%). For this company, the overall
misclassification error rate of 0%, which indicates that there was a perfect prediction
probability of 100% for all accident types. For Company 3, the analysis identified five
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there were five (5) key contributing factors identified. These factors are
and Knowledge and Skills (12.58%). The overall accuracy performance of the model
in this company is 63.64% with a misclassification error rate 36.36%. For Company
5, the analysis identified six (6) key important factors listed as follows: Worker
Actions and Behavior (7.92%). For this company, the computed overall performance
of the model is 93.33% with a misclassification error rate of 6.67%. For Company 6,
five (5) key contributing factors were identified and these were Worker Actions and
19.05%. For Company 7, six (6) key contributing factors were identified through the
Skills (14.30), Attitudes and Motivations (12.65%), Condition (11.86%), and Site
Layout and Space (10.46%). The observed overall accuracy of the CART is 65.38%
which suggests that the CART model used was able to correctly classify the type of
accident with a misclassification error rate of 34.62%. The relationship between these
factors were depicted in each of the company’s classification trees and explained in
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each of the rules derived from them. The recommendations derived from the results of
the analysis were tailored to fit the contributing factors unique to each company.
These recommendations were anchored from official standards and published studies.
5.2 Recommendations
connections with relevant regulatory bodies such as the Department of Labor and
Employment (DOLE). Working with a single agency such as DOLE for data
reports which could simplify the data collection process by eliminating the need to
database is expected to have uniformity which enhances the consistency, quality and
reliability of the dataset. It is also recommended to include in the study the practices
done by each company to add depth and context to the study, providing valuable
company, the researchers can ensure better that the recommendations developed are
categories of company and apply study to other areas as well for benchmarking and
benchmarks for companies to assess their safety performance relative to peers and
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APPENDICES
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