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Chitosan-Coated PLGA Nanoparticles For The Nasal Delivery of Ropinirole Hydrochloride. in Vitro and Ex Vivo Evaluation of Efficacy and Safety
Chitosan-Coated PLGA Nanoparticles For The Nasal Delivery of Ropinirole Hydrochloride. in Vitro and Ex Vivo Evaluation of Efficacy and Safety
a
Department of Pharmacy, Aristotle University of Thessaloniki, Thessaloniki GR-54124, Greece
b
Center for Neuroscience and Cell Biology, University of Coimbra, Coimbra, Portugal
c
Department of Oral Medicine/Pathology, School of Dentistry, Aristotle University of Thessaloniki, Thessaloniki GR-54124, Greece
d
Faculty of Pharmacy, University of Coimbra, Coimbra, Portugal
Keywords: Nose-to-brain delivery is an attractive route for direct drug delivery to the central nervous system (CNS),
Nasal delivery avoiding hepatic first-pass metabolism and solving blood–brain barrier passage issues. Therefore, the aim of the
PLGA/chitosan nanoparticles present study was the development of PLGA and PLGA/chitosan (chit) nanoparticles (NPs) with mucoadhesive
Ropinirole properties, able to encapsulate ropinirole hydrochloride (RH), an anti-Parkinsonian dopaminergic agonist, and
Mucoadhesion
suitable to promote RH delivery across the nasal mucosa.
Cytotoxicity
NPs produced by nanoprecipitation showed spherical shape and a mean average size of 98.8 nm and 468.0 nm
Ex vivo permeability
(PLGA and PLGA/chit, respectively). RH loaded PLGA/chit NPs showed a complete release of the drug in si
mulated nasal electrolyte solution (SNES) over the period of 24 h and increased the permeation of RH through
sheep nasal mucosa by 3.22-fold in comparison to PLGA NPs. None of RH loaded NPs induced hemolysis in
whole blood or the production of reactive oxygen species (ROS) in Raw 264.7 cells. On their turn, PLGA/chit NPs
decreased cell viability of Raw 264.7 cells and Peripheral Blood Mononuclear Cells (PBMCs) in a concentration-
dependent manner.
These results revealed that, particularly PLGA/chit NPs, could be a valuable carrier for the delivery of RH to
the CNS, opening a new path for Parkinson’s disease therapy.
1. Introduction and Belgamwar, 2017). Currently, the most common delivery of neu
rotherapeutics, including for RH, is via the oral route which is asso
Neurologic disorders such as Parkinson’s disease require direct ciated with an elimination half-life of approximately 6 h and an ex
transport of therapeutic substances to brain in order to maximize drug tensive hepatic first-pass metabolism resulting in low bioavailability in
concentration in their action site. Parkinson’s disease is characterized the range of 36–57 % and insufficient drug levels in the CNS (Pardeshi
by neurodegeneration and loss of dopaminergic neurons in the Central and Belgamwar, 2017). Also, a great challenge in CNS delivery is the
Nervous System (CNS) and the treatment approaches include the ad blood brain barrier (BBB) limitation of drug penetration (Gänger and
ministration of dopamine agonists. Among them, ropinirole hydro Schindowski, 2018), which is controlled by the drug’s physicochemical
chloride (RH) is a non-ergoline agonist that acts on D2- and D3-re properties and cerebral defensive mechanisms (Pardeshi and
ceptors in the brain (Barcia et al., 2017). RH is indicated for the Belgamwar, 2013). Therefore, the nose-to-brain route for drug admin
treatment of Parkinson’s disease, as a monotherapy or in combination istration has attracted much attention considering the plethora of
with levodopa to decrease its on–off variations, and for the manage benefits that nasal cavity offers. The relatively large surface area of the
ment of restless leg syndrome (Khan et al., 2010). Its precise mechanism nasal epithelium, high vascularization and direct brain targeting render
of action is still unknown, though it is believed to stimulate the post- nasal cavity as a promising route of administration for molecules tar
synaptic D2-receptors within the caudate-putamen in the brain. RH is geting the brain (Bourganis et al., 2018). Following this route, the ad
chemically a 4-[2-(dipropylamino)-ethyl]-1,3-dihydro-2H-indol-2-one ministered drugs avoid the first hepatic metabolism and have direct
and is characterized by high aqueous solubility with logP 2.7 (Pardeshi access to the brain through the olfactory and trigeminal pathways
⁎
Corresponding author at: Center for Neuroscience and Cell Biology, University of Coimbra, Coimbra, Portugal.
E-mail address: olga@ci.uc.pt (O. Borges).
https://doi.org/10.1016/j.ijpharm.2020.119776
Received 16 April 2020; Received in revised form 11 August 2020; Accepted 13 August 2020
Available online 17 August 2020
0378-5173/ © 2020 Elsevier B.V. All rights reserved.
A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
(Bourganis et al., 2018) which are localized at the roof of nasal cavity, Table 1
offering the opportunity for direct drug transport to CNS (Pardeshi and Concentrations of the raw materials used for the production of the optimized
Belgamwar, 2013). NPs.
The suitability of nose-to-brain delivery of RH has been previously Formulations Concentrations
investigated by Pardeshi et al. (2017) who formulated a nanoplex of RH
utilizing dextran sulfate sodium that provided increased ex vivo drug PLGA (mg/ PVA (% Chitosan (% w/ RH (%
mL) w/v) v) w/v)
permeability across sheep nasal mucosa (Pardeshi and Belgamwar,
2017). Rao et al. (2017) encapsulated ropinirole in a thermo-reversible PLGA NPs 5 0.8 – –
in situ nasal gel showing an approximately 5-fold bioavailability en RH – PLGA NPs 5 0.8 – 0.02
hancement in the brain after in vivo intranasal administration, com PLGA/chit NPs 5 0.8 0.1 –
RH – PLGA/chit NPs 5 0.8 0.1 0.02
pared to the intravenously administered drug solution (Rao et al.,
2017). Polymeric NPs have been also evaluated as suitable vectors for
the intranasal delivery of RH, as they prevent drug degradation, allow
analytical grade.
sustained drug release and consequently decrease the administration
frequency (Pardeshi et al., 2013).
However, the presence of mucociliary clearance, an innate clear 2.2. Methods
ance mechanism that hinders the efficacy of intranasal drug delivery,
creates the necessity for novel pharmaceutical formulation approaches. 2.2.1. Nanoparticle preparation
Exploitation of mucoadhesive agents and adsorption enhancers may NPs were produced via nanoprecipitation method (Table 1). Briefly,
prolong the time of interaction between drug formulation and mucus PLGA NPs were prepared by adding 2 mL of the organic phase, con
epithelial layer and open tight junctions, respectively (Gänger and sisting of PLGA (5 mg/mL) dissolved in acetone, dropwise in 6 mL of
Schindowski, 2018). Chitosan and its derivatives have been widely in 0.8 % w/v PVA aqueous solution. For PLGA/chit NPs the aqueous phase
vestigated as mucoadhesive agents to enhance the adsorption of nasally contained the same concentration of PVA and 0.1 % w/v chitosan dis
administered hydrophilic drugs and macromolecules, hampering the solved in acetic acid 2 % v/v. The ratio between the organic and the
mucociliary clearance and increasing membrane permeability (Gänger aqueous phase was set at 1:3. The NPs remained under magnetic stir
and Schindowski, 2018). Previous work from our group on mu ring for 60 min at room temperature to achieve maturation and were
coadhesive PLGA-lipid microparticles containing different concentra then centrifuged at 3000 g using Vivaspin 20 centrifugal concentrator
tions of trimethyl chitosan (TMC) have been previously evaluated for tubes (Mw 300 kDa Sigma-Aldrich Corporation, St. Louis, MO, USA).
the nasal administration of RH. Ex vivo results demonstrated a 2.35-fold The NPs were washed with pyrogen free water, centrifuged and finally
enhancement of RH permeability across sheep nasal mucosa, compared resuspended with an appropriate volume of water to the final con
to the drug solution (Karavasili et al., 2016). centration required in each of the following assays (calculated from
In that context, the main objective of the present study was the weighted freeze-dried NP pellets or according to drug content, when
development of mucoadhesive polymeric NPs combining PLGA and applicable). RH loaded NPs were obtained under the same procedure as
chitosan (PLGA/chit), able to encapsulate RH and enhance RH ex vivo blank NPs with the addition of RH in the aqueous phase (0.02 % w/v)
permeability across sheep nasal mucosa, demonstrating suitability for (Karavasili et al., 2016). BSA-FITC adsorbed NPs were prepared by
RH nose-to-brain delivery. In parallel, to guarantee that the developed incubating the protein (100 μg/mL) with NPs suspension (960 μg/mL)
formulation was not only effective but also safe, several biocompat for 2 h, protected from light. Rhodamine-B loaded NPs were prepared
ibility studies were performed with human derived cells. by adding 10 µg/mL of Rhodamine-B to the aqueous phase during NP
preparation. The procedure was performed in the dark.
2. Materials and methods
2.3. Characterization of nanoparticles
2.1. Materials
2.3.1. Size, ζ-potential and morphological analysis
Poly(D,L-lactide-co-glycolide) acid [ester terminated lactide:glyco Particle size and ζ-potential analysis were performed by dynamic
lide 75:25, molecular weight (Mw): 76 kDa to 115 kDa], polyvinyl al light scattering (DLS) and electrophoretic light scattering (ELS), re
cohol [Mowiol 4–88, Mw ̴ 31 kDa], 3-[4,5-dimethylthiazol-2-yl]-2,5- spectively, using Zetasizer Nano-ZS (Malvern Instruments Ltd, Malver,
diphenyl tetrazolium bromide (MTT), bovine serum albumin [BSA, United Kingdom) at 25 °C. Size and ζ-potential were determined by
96 % fraction V], myoglobin [95 %-100 %] and lysozyme [≥ 80 %], diluting nanoparticle suspensions in milli-Q water.
BSA-FITC (A9771) and lipopolysaccharide (LPS) derived from Morphological characteristics of unloaded nanoparticles suspended
Salmonella enterica serotype minnesota and Rhodamine-B were ob in the original medium were examined using a high-resolution
tained from Sigma-Aldrich Corporation (St.Louis, MO, USA). RH was Transmission Electron Microscope (TEM) (FEI-Tecnai G2 Spirit
kindly donated from Pharmathen SA (Marousi Attica, Greece) and Biotwin). A drop of each sample was placed in copper grids (300 mesh)
chitosan (ChitoClear™ − 95 % DD and 8 cP viscosity measured in 1 % and was dried out before visualization.
solution in 1 % acetic acid) was purchased from Primex Bio-Chemicals
AS (Avaldsnes, Norway). Micro-Bicinchoninic acid (micro-BCA) protein 2.3.2. Determination of drug loading efficiency and production yield
assay kit was purchased from Pierce Chemical Company (Rockford, IL, estimation
USA). Mouse RAW 264.7 macrophage cells (ECACC, Salisbury, UK) Accurate volumes of the blank and RH loaded NP formulations,
were maintained in Dulbecco’s modified Eagle medium (DMEM) sup corresponding to 0.5 mg/mL of NPs, were dissolved with 50 μL
plemented with HEPES 10 mM, 3.7 g/L sodium bicarbonate, 1 % chloroform and 3.5 mL water and stirred for 15 min. Samples were
Penicillin/Streptomycin and 10 % of inactivated fetal bovine serum centrifuged at 20800 g for 20 min, followed by drug quantification in
(FBS). Roswell Park Memorial Institute (RPMI 1640) supplemented the supernatants at 250 nm using an High Performance Liquid
with 20 mM HEPES, 2 mM L-Glutamin, 1 % Penicillin/Streptomycin Chromatography (HPLC) method (Karavasili et al., 2016). The cali
and 10 % of FBS was used to culture PBMCs. The nuclear stain Hoechst bration curve of RH in water was linear in the concentration range of
33342, Alexa Fluor-594 WGA were purchased from Invitrogen 0.098 μg/mL to 0.78 μg/mL (R2 = 0.995). The experiments were re
(Carlsbad, CA, USA). Pyrogen-free water was kindly given by Labesfal peated five times and results were calculated according to the following
Farma (Viseu, Portugal). All other chemicals and reagents were of equation.
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
DSC analysis were performed on the raw materials and the lyophi
2.9.2. Cytotoxicity studies
lized NP formulations using 204 F1 Phoenix DSC apparatus (Netsch
The cytotoxicity of NPs was estimated by MTT cytotoxicity assay. In
GmBH, Germany). Six mg of raw materials and each formulation were
a 96-well plate plated with 100 µL of 5 × 106 monocytes/mL, serial
placed in aluminum pans with perforated lids and their thermal beha
dilutions of unloaded and RH loaded NPs as well as free RH were added
vior was monitored at a heating rate of 10 °C/min from 40 °C to 260 °C
to cells. After 24 h of incubation, 20 µL of MTT (5 mg/mL in PBS,
under a nitrogen purge of 70 mL/min. Proteus ver. 5.2.1 software
pH = 7.4) was added to each well and plates were incubated for ad
(Netsch GmBH, Selb, Germany) was used for data analysis.
ditional 4 h. After that time, plates were centrifuged at 800 g for 25 min.
Supernatants were aspirated from all plates and prewarmed DMSO was
2.6. Stability studies added to each well to solubilize formazan crystals. Optical density (OD)
was measured at 540 nm and 630 nm and cell viability was calculated
Accelerated stability studies were conducted by monitoring changes by Eq. (4):
in the particle size and ζ-potential of the NPs over a 3-month period
OD sample (540 nm) OD sample (630 nm)
during storage at 25 °C ± 2 °C and relative humidity (RH) of 60 ± 5 % Cell Viability(%) = × 100
OD control (540 nm) OD control (630 nm)
as recommended by International Conference on Harmonisation (ICH)
Q1A (R2) guidelines, 2003 (Patil and Surana, 2013). Measurements (4)
were performed periodically in a monthly-based period after dilution of The concentration of NPs that inhibits cell viability by 50 % (IC50 -
the aqueous NP suspensions in milli-Q water on a Zetasizer (Nano-ZS, half maximal inhibitory concentration) was estimated by plotting the
Malvern Panalytical, Marlvern Ltd, Malvern, United Kingdom) at 25 °C log concentration of the NP vs inhibition percentage of cell viability and
(Patil and Surana, 2013). extrapolating the value from a non-linear regression using Prism 6.0
(GraphPad Software, San Diego, CA, USA).
2.7. Mucoadhesion studies
2.9.3. Uptake studies by peripheral blood mononuclear cells (PBMCs)
The mucoadhesive properties of the NPs were investigated by 2.9.3.1. Flow cytometry analysis. To investigate NPs cellular uptake,
monitoring alterations on the surface charge properties of the NPs upon two different conditions (BSA-FITC adsorbed NPs and Rhodamine-B
incubation with mucin (Takeuchi et al., 2005). The ζ-potential of the loaded NPs) were evaluated. For the uptake studies, PBMCs were plated
NP suspension and mucin (0.5 mg/mL) in SNES was determined in in a 48 well-plate at a concentration of 5 × 106 monocytes/mL.
itially. Mucin solution in SNES was incubated in a 1:1 ratio (w:w) with In the next day, 40 μL of BSA-FITC adsorbed NPs or Rhodamine-B
NP suspensions at room temperature under middle agitation. After 1 h, loaded NPs (prepared as previously described) as well as free protein
samples were centrifuged at 20800 g for 30 min and supernatants were (BSA-FITC) and rhodamine-B solutions (controls) were added to the
discarded in order to remove free soluble protein. Pellets were re wells and incubated at 37 °C for 4 h. After incubation, the plate was
suspended in SNES and the ζ-potential of the dispersion was recorded. centrifuged at 800 g for 25 min and after the removal of supernatants,
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
300 μL cold PBS was added to each well and kept at 4 °C until the compartment of a Franz diffusion cell which was filled with 20 mL SNES
analysis in a BD FACSCalibur Flow Cytometer (BD Biosciences, Bedford, with the mucosal surface facing the donor compartment. Five hundred
MA, USA). The BSA-FITC labeled NP samples were also analyzed after μL of each formulation (corresponding to 52 μg RH) were placed on the
adding 20 μL of 0.4 % trypan blue to quench the extracellular fluores donor compartment under stirring at 100 rpm and 35 °C ± 0.2 °C
cence of BSA-FITC (resultant from cellular adsorption) and therefore keeping the donor compartment sealed with Parafilm®. Nasal mucosa
estimate the cellular internalization of the protein. treated only with SNES under the same conditions was used as control.
At regular time intervals 500 μL were withdrawn from the receptor and
2.9.3.2. Confocal microscopy. PBMCs were plated on glass coverslips replaced with an equal volume of fresh prewarmed SNES. Samples were
treated with Poly-D-lysine in 24 well plates at a density of centrifuged at 20800 g for 20 min and drug quantification in the su
5 × 106 monocytes/mL and incubated at 37 °C in 5 % CO2 overnight. pernatants was performed with HPLC.
In the next day, different formulations (either BSA-FITC adsorbed NPs Steady state flux (Jss) was calculated based on the plot of drug
or Rhodamine-B loaded NPs) were incubated with cells for 4 h. permeation across nasal mucosa per unit area (μg/cm2) against time
Following that period, cells were washed 3 times with phosphate (min) and corresponds to the slope of the linear section of the obtained
buffer saline (PBS) pH 7.4 and fixed with 4 % paraformaldehyde in line. Eq. (6) was used to calculate apparent permeability coefficient
PBS for 20 min at 37 °C. After fixation, cells were washed again 3 times (cm/min) (Paap), while Eq. (7) was used to calculate the steady state
and then, cells were stained with Hoechst 33342 (1 µM) for nucleus diffusion coefficient (D).
stain and Alexa Fluor 594 wheat germ agglutinin (1 μg/mL) for Jss
membrane stain. In case of Rhodamine-B loaded NPs only Hoechst Paap =
initial concentration of drug in the donor compartment
33342 was used to stain the nucleus. After labeling for 10 min, cells
(6)
were washed twice with PBS and coverslips mounted on microscope
slides with DAKO mounting medium and examined under an inverted D= Papp·L/K (7)
laser scanning confocal microscope (Zeiss LSM 710, Carl Zeiss,
where K is the partition coefficient and L is the diffusion path length.
Oberkochen, DE) equipped with imaging software (Zen Black 2012
(Pardeshi and Belgamwar, 2018).
software, Carl Zeiss).
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 1. TEM images of NPs dispersed in pyrogen-free water. A) and B) PLGA NPs; C) and D) PLGA/chit NPs.
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 3. Stability of unloaded and RH loaded PLGA and PLGA/chit NPs. A) Average size (left y-axis) and PDI (right y-axis) and B) ζ-potential of NP suspensions
(pyrogen-free water) after production and 3 months after storage at environmental conditions (25 ± 2 °C, 60 ± 5 % RH). Data are presented as mean ± standard
deviation (SD), n ≥ 3 (minimum of 3 independent batches).
the drug’s characteristic peak, suggests either the presence of RH in an groups of chitosan, which may favor the interpenetration of the chit
amorphous state in the NPs or that the drug concentration was lower osan NPs and mucin. Apart from the electrostatic interactions, being the
than the limits of equipment detection (Patil and Surana, 2013). major underlying mechanism of chitosan mucoadhesion, hydrophobic
and hydrogen bonding interactions have been also found to contribute
3.4. Stability studies revealed that RH loaded NPs were stable over a period to the mucoadhesive properties of the cationic polymer (M Ways et al.,
of 3 months 2018). Similar results were previously reported, where chitosan coated
PLGA NPs have higher contact with intestinal mucosa (de Lima et al.,
Stability studies were performed at 25 °C ± 2 °C and 60 % ± 5 % 2018) and chitosan coated liposomes developed ionic interactions with
RH over a period of 3 months. As demonstrated in Fig. 3 and in sup the negatively charged mucus layer (Takeuchi et al., 2003) suggesting
plementary Figure S2 (size distribution), no significant changes were the potential mucoadhesive properties of the chitosan coated NPs.
observed in the physicochemical characteristics of the NPs (size, PDI
and ζ-potential) showing good stability over a period of three months. 3.6. Only PLGA/chit NPs at high concentration induced a hemolytic effect
Despite both formulations presented comparable stability, different
mechanisms might be present. For PLGA NPs stability is likely attrib Hemolysis is the result of decomposition of erythrocytes membrane
uted to PVA stabilization due to steric repulsion of the adsorbed sta and release of hemoglobin, which is oxidized to methemoglobin and at
bilizer at their surface (Gossmann et al., 2015). On their turn, for PLGA/ the end is converted to cyanmethemoglobin (Dobrovolskaia et al.,
chit NPs the repulsive forces originated from the high surface charge 2008). Hemolytic values above 5 % were considered as hemolysis, as
might be the major stabilizer (Sharma et al., 2015). suggested by the American Society for Testing and Materials Interna
tional (ASTM, 2013) (da Silva et al., 2019).
3.5. Chitosan presence in PLGA/chit NPs promotes mucoadhesion From the formulations tested, only blank PLGA/chit NPs, at the
higher (1700 μg/mL) concentration tested, induced hemolysis
The mucoadhesion ability of PLGA and PLGA/chit NPs was in (∼18 %). All other formulations had an hemolytic value below 5 % in
directly evaluated by assessing the ability of the NPs to adsorb mucin, a the concentration rage tested (417–1700 µg/mL). These results are il
protein typically secreted by mucosal epithelial tissues (Takeuchi et al., lustrated in supplementary Figure S3. Regarding PLGA NPs, we can
2005). The surface charge of NPs and mucin was determined in SNES hypothesize that the negative surface charge contributed to the lack of
prior to incubation of their mixture. Following the incubation and the hemolytic effect. Instead, the high positive charge of PLGA/chit NPs
removal of non-adsorbed mucin, ζ-potential of NPs in SNES were re from the presence of amino groups of chitosan could be responsible for
corded. The presence of mucin had little or no effect on the surface the hemolytic action (Dobrovolskaia et al., 2008). Similar results to the
negative charge of PLGA NPs (p > 0.05), as indicated in Table 2, ones observed by us can be found in scientific literature. The absence of
possibly due to their anionic charge and the repulsive forces with mucin hemolytic action of PLGA NPs after different incubation’s time with red
(Takeuchi et al., 2003). On the contrary, the change of the ζ-potential of blood cells in the concentration of 3000 μg/mL (Fornaguera et al.,
PLGA/chit NPs towards negative values indicated the development of 2015) and in another study, NPs modified with chitosan derivatives
electrostatic interactions between the negatively charged sialic acid incubated (range of 250 μg/mL to 2000 μg/mL), caused hemolysis (Zhu
residues of the mucin glycoprotein and the positively charged amino et al., 2007). On the other hand, the encapsulation of RH diminished
the hemolytic action of PLGA/chit NPs. This result is in agreement with
Table 2 Zhu et al. (2007), who referred the diminishing of hemolytic action of
Assessment of the mucoadhesive properties of PLGA and PLGA/chit NPs cationic NPs after insulin encapsulation, due to the development of
through ζ-potential measurements. NPs were suspended in SNES and incubated electrostatic interactions between NPs and insulin instead NPs and er
for 1 h with mucin solution. ζ-potential measurements were performed before
ythrocytes (Zhu et al., 2007). In the present study, the absence of he
and after incubation. Data (expressed in mV) are presented as mean ±
molytic effect of the RH loaded PLGA/chit NPs may also be explained
standard deviation (SD), n ≥ 3 (minimum of 3 independent batches).
by the possible presence of the RH on the surface of the particles which
Formulation ζ-potential (mV) hides the effect of chitosan.
NPs suspended in SNES After 1 h incubation with mucin
in SNES 3.7. Only PLGA/chit NPs induce a decrease in the cellular viability of
PBMCs and RAW 264.7
PLGA NPs −3.68 ± 1.90 −4.80 ± 1.26
PLGA/chit NPs +10.45 ± 2.04 −2.03 ± 0.78
Peripheral blood mononuclear cells (PBMCs) contain the precursors
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 4. Cytotoxicity assays (MTT) performed in A) PBMCs and B) RAW 264.7 cell line, after 24 h of incubation with NPs without and with drug. Data are presented as
mean ± SEM, n ≥ 4 (four or more independent experiments, each in triplicate).
of important immune cells present on mucosal surfaces. The macro 3.8. The presence of chitosan in the NPs increases the NPs cellular
phages in particular, can be found in the nasal cavity, presenting a interaction, but does not increase the cellular uptake
major role in mucosal immunity (Kiyono and Fukuyama, 2004).
Therefore, PBMCs isolated from human blood and Raw 264.7 murine Protein adsorption studies to NPs surface were initially performed
macrophages were treated with different doses of unloaded and RH with different proteins including BSA. From the range of protein con
loaded PLGA and PLGA/chit NPs as well as RH solution in order to centrations tested (10 μg/mL to 100 μg/mL), the results revealed that
investigate the influence of these materials on cellular viability of cells. the highest protein adsorption efficacy was observed at the ratio
Results in Fig. 4A illustrate that PLGA NPs and RH loaded PLGA NPs did 100:960 (µg protein:µg NPs) (Supplementary material, Table S2, Figure
not cause a decrease in cellular viability in PBMCs in all tested con S4). Therefore, this ratio was used to prepare the protein loaded NPs for
centrations, since cell viability was above 70 % of the control (Paul the cellular (PBMCs) uptake studies. For that, we have used BSA-FITC
et al., 2013) and the same happened with RH solution. On the other adsorbed PLGA and PLGA/chit NPs, as well as rhodamine B loaded
hand, a decrease in cell viability was induced by PLGA/chit NPs (un PLGA and PLGA/chit NPs. Results from BSA-FITC adsorbed NPs are
loaded and loaded), probably due to NPs positive surface charge (Deka illustrated in Fig. 5. Both PLGA and PLGA/chit NPs enhanced the up
et al., 2016) and apoptotic and membrane rupture properties of chit take of BSA-FITC. Nonetheless, PLGA/chit NPs induced a higher uptake,
osan (de Lima et al., 2018). This decrease allowed to calculate the half which may be due to the electrostatic interactions between the positive
maximal inhibitory concentration (IC50) induced by unloaded and RH charged NPs surface and the negatively charged cell membrane. The
loaded PLGA/chit NPs, at 1414 μg/mL and 1086 μg/mL, respectively. positive effect of chitosan on cellular uptake has already been described
Similar results were found in Raw 264.7 cells (Fig. 4B). Again, PLGA by Sheng et al. (2015), who used trimethyl chitosan coated PLGA NPs
NPs and RH solution, in concentration range of 1.8 μg/mL to 1875 μg/ and reported the enhancement of cellular uptake in comparison to
mL did not induce cell death. On its turn, unloaded and RH loaded uncoated PLGA NPs (Sheng et al., 2015). To distinguish between the
PLGA/chit NPs induced a decrease in cell viability at concentrations amount of BSA-FITC that was effectively internalized by the cells and
higher than 14.8 μg/mL, with the IC50 calculated at 19.3 μg/mL and the BSA-FITC that was adsorbed at the cell surface, the cells were
15.6 μg/mL, respectively. The difference in the IC50 of PLGA/chit NPs, treated with trypan blue to quench the extracellular fluorescence
observed between PBMCs and Raw 264.7, may be explained by the (Fig. 5A). With this approach, the decrease in the fluorescence intensity
sensitivity of macrophage cell line, which is related to their higher revealed that BSA-FITC and hypothetically the NPs were mainly ad
degree of cellular differentiation (Pilling et al., 2017; Way et al., 2009). sorbed at cell surface as previously reported elsewhere for chitosan NPs
(Huang et al., 2004). These results were confirmed by a second
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 5. Evaluation of cellular uptake of BSA-FITC adsorbed NPs by PBMCs. A) Total uptake and cellular uptake by lymphocytes and monocytes after incubation with
protein adsorbed NPs1 for 2 h. Bars represent mean ± SEM, n = 3. B) Confocal images of PBMCs after incubation with BSA-FITC adsorbed NPs (green). Cells were
labeled with Hoechst 33342 (blue) to stain the nucleus and Alexa 594 to identify cell membrane. Scale bar: 5 μm.
technique, the confocal laser scanning microscopy (CLSM) (Fig. 5B). study the delivery of RH and also to follow the NPs location after in
The MTT assay was carried out after 2 h incubation of cells with BSA- cubation with cells. Both NPs were able to be internalized by lympho
FITC NPs, to elucidate the effect of these NPs under the conditions of cytes and monocytes (Fig. 6A). Despite we did not exclude the extra
the uptake studies. Results revealed that cell viability during the assay cellular signal of Rhodamine-B as performed with trypan blue for FITC
was superior to 70 % of control for all the formulations tested. signal, confocal images revealed the cell cytoplasm full of Rhodamine-B
Rhodamine-B loaded PLGA and PLGA/chit NPs were prepared to loaded NPs (Fig. 6B). These images support the conclusion that drug
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 6. Assessment of cellular uptake of different Rhodamine-B loaded NPs by PBMCs. A) Cellular uptake by lymphocytes and monocytes after incubation with
Rhodamine B loaded PLGA and PLGA/chit NPs for 2 h. Bars represent mean ± SEM, n = 3 (3 independent blood donors). B) Confocal images of PBMCs after
incubation with Rhodamine-B loaded NPs2 (red). Cells were labeled with Hoechst 33342 (blue) to stain the nucleus. Scale bar: 10 μm.
loaded PLGA and PLGA/chit NPs were able to enter into cells, where counterbalance ROS production. However, upon stimulus, the over
they have the opportunity to efficiently delivering the loaded cargo. As production of ROS by activated macrophages can promote oxidative
described for BSA-FITC loaded NPs, Rhodamine-B loaded PLGA and stress and consistently cell injury (da Silva et al., 2019).
PLGA/chit NPs did not induce cellular death, as determined with the The RAW 264.7 cell line was incubated for 24 h with RH loaded and
MTT assay at the conditions of experiment. unloaded PLGA and PLGA/chit NPs to assess ROS production. Both
In conclusion, both delivery systems had a similar ability to promote formulations, loaded and unloaded did not induce cells to produce ROS
the intracellular delivery of proteins and hydrophilic drugs, but PLGA/ as presented in Fig. 7A. Importantly, by using the same concentrations
chit NPs showed a higher ability to interact with the cellular mem for both formulations, we could observe that PLGA NPs (loaded and
branes, due to electrostatic forces between positive charge of chitosan unloaded) at the higher tested concentrations did not induce cellular
and anionic cell surface characteristic. death, while PLGA/chit NPs (loaded and unloaded), decreased cellular
viability near to 70 % at 100 μg/mL (Fig. 7B). The absence of ROS
3.9. None of the developed formulations induces the production of reactive production in this concentration, might suggest that PLGA/chit NPs
oxygen species induced cellular death is not dependent on ROS signaling and may be
attributed to apoptosis or cell membrane rupture, induced by chitosan
It has been reported that NPs can induce cells to produce ROS as a (de Lima et al., 2018).
result of metabolic activity (Fu et al., 2014; Kim et al., 2015; Magder,
2006). On a regular basis, there is a defence mechanism in order to
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
3.10. Ex vivo permeability studies confirmed lipid-based NPs and lipid-polymer NPs as efficient and safety
carriers, releasing more than 61 % RH across sheep nasal mucosa
Ex vivo permeation studies with RH loaded NPs were performed (Pardeshi et al., 2013a,b). On their turn, Patil and Surana (2013) de
across sheep nasal mucosa and results are depicted in Table 3 and veloped PLGA NPs for the nasal administration of RH and showed
Fig. 8. The steady state diffusion coefficient was calculated to be significantly higher ex vivo drug permeation across sheep nasal mucosa
0.16·10−6 cm2 min−1 for the PLGA NPs and 0.52·10−6 cm2 min−1 for (97.9 ± 2.9 %) compared to RH solution (74.43 ± 4.6 %) (Patil and
the PLGA/chit NPs. A slow drug permeation profile across nasal mucosa Surana, 2013). Unfortunately, no direct comparisons can be performed
was observed for the RH loaded PLGA NPs (5.5 µg/cm2 in 4 h), which is with our results since both authors present the percentage of permeated
in accordance with the slow in vitro release of RH from the same NPs, RH (from the total added) instead of μg of drug permeated per mucosal
indicating that drug diffusion from the NPs might be the rate limiting surface area (cm2).
factor for drug permeation across the tissue (Seju et al., 2011). On the It has been previously reported that the mechanism of RH per
contrary, PLGA/chit NPs exhibited a higher permeation profile (32 µg/ meation following intranasal administration occurs through the para
cm2 in 4 h) resulting in a 3.22-fold increase of apparent permeability cellular pathway, passing through the hydrophilic passages between
coefficient from 2.16 ± 0.4·10−6 cm min−1 for PLGA NPs to adjacent epithelial cells (Pardeshi and Belgamwar, 2016). Nevertheless,
6.96 ± 2.7·10−6 cm min−1. In comparison to previous work from our the higher RH permeability observed for the PLGA/chit NPs could be
group on RH loaded PLGA microparticles containing TMC (Karavasili attributed not only to the presence of chitosan, acting as both a per
et al., 2016), the RH – PLGA/chit NPs exhibited a better permeability meation enhancer and an opener of the tight junctions of the nasal
profile. In detail, these NPs induced a 1.68-fold increase in RH per epithelium (Khan et al., 2010; Mistry et al., 2009), but also to the higher
meability when compared to the microparticles and a 3.96-fold increase drug release from the chitosan coated NPs. In addition to that, it has
when compared to n RH solution (Karavasili et al., 2016). been previously shown that NPs with size less than 500 nm, as in the
In reports from Pardeshi et al. (2013), solid lipid NPs and lipid present study, interact efficiently with the mucus layer of the nasal
combined with polymer NPs loaded with RH were evaluated regarding cavity, therefore increasing NP retention time and hence drug release
their permeation properties across sheep nasal mucosa. Their results and absorption (Sonvico et al., 2018). Similar observations were made
for chitosan-grafted PLGA NPs with a particle size of 463.9 ± 12 nm
Table 3 formulated for the intranasal delivery of chloropromazine (Chalikwar
Steady state flux (Jss) and apparent permeability values (Papp) of RH-PLGA NPs et al., 2013).
and RH-PLGA/chit NPs across sheep nasal mucosa. Results are the mean The effect of the NP-based formulations on tissue integrity was as
value ± SD, n ≥ 3. sessed with histopathological analysis after the end of the ex vivo per
Jss (μg cm−2 min−1) Papp (10−6 cm min−1) meability studies. Untreated epithelium was used as the control. No
significant differences on mucosal morphology were observed after
RH – PLGA NPs 0.056 ± 0.01 2.16 ± 0.4 tissue treatment with RH loaded PLGA and PLGA/chit NPs compared to
RH – PLGA/chit NPs 0.18 ± 0.07 6.96 ± 2.7
the control, whereas only PLGA NPs were found to induce a minor
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
Fig. 8. Ex vivo permeability studies of RH loaded from PLGA and PLGA/chit NPs across sheep nasal mucosa. A) Permeability studies across nasal mucosa at several
time points (PLGA NPs in red color, PLGA/chit NPs in blue color). Results are presented as mean value ± SEM, n ≥ 3. Histopathological studies of (B) untreated and
(C) treated nasal mucosa with RΗ loaded PLGA NPs and (D) RΗ loaded PLGA/chit NPs after 4 h incubation. Scale bar: 100 μm.
epithelial superficial desquamation. The integrity of the epithelial layer influence the work reported in this paper.
and the presence of goblet cells and mucus layer indicated the absence
of harmful properties of both formulations. Acknowledgements
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A.-T. Chatzitaki, et al. International Journal of Pharmaceutics 589 (2020) 119776
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