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Lenses for
observing
Could a greater miracle take place than for us
to look through each other’s eyes for an instant?

—Henry David Thoreau, Walden, 1854

iStock
Copyright 2016. Routledge.

11

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AN: 1140122 ; Gary D. Borich.; Observation Skills for Effective Teaching : Research-Based Practice
Account: s9193785.main.ehost
12 CHAPTER 2

W
hat we see is often determined by our He was terribly worried about the math
own view of life, a view that is often per- lesson.
sonal, sometimes unstructured, and oc-
casionally biased. In this chapter we offer a more Now what is the picture you see? Has it changed?
objective framework for observing, representing dif- Does being worried about a math lesson “fit” the
ferent professional frames—or lenses—for viewing picture you have already developed in your mind
life in classrooms. It is a framework developed from about what John is like? Keep reading.
classroom research that is shared by many who teach
and observe in classrooms. In this chapter you will He thought he might not be able to control
begin to see classrooms through the eyes of others—a the class again today.
view less personal than your own.
Has anything in your mental picture changed?
What? Why? Now keep reading.
As you prepare to observe in classrooms, it is impor-
tant to consider what sort of “lens” you will observe It was not a normal part of a janitor’s duties.
through. As noted in Chapter 1, we develop our
views of the world or ways of looking at life based What do you see now in your mental picture?
on the experiences we have, the emotions we feel, How old is John? What does he look like? Were you
and the ways we choose to interpret them. What are surprised at the information in the last sentence?
the characteristics of your world view? How might Why?
they affect the way you “see” particular teachers or Just as you formed mental images and expecta-
classrooms? Let’s try a little experiment to find out. tions while reading about John, you have probably
Read the following sentence and create a mental formed a number of mental images and expecta-
picture from the words. tions about schools and classrooms. To explore a
few of these images, take a minute and make a list
John was on his way to school. with the headings shown in Figure 2.1.
Now, take a minute to create a second list with
What picture formed in your mind as you read the headings in Figure 2.2. What do you notice
the sentence? How old is John? What does he look about the two lists you have created? Can you think
like? What time of day is it? What is the weather of any specific experiences that might have influ-
like? Remember what you pictured and read on. enced each of your lists?

An effective Teacher
An effective Classroom (classroom management, instructional An effective Lesson
(how it looks, smells, feels, etc.) methods, presentation style, etc.) (subject, duration, type of activities, etc.)

figure 2.1 Positive Images of Schools and Classrooms

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LEnSES foR obSERving 13

An ineffective Teacher
An ineffective Classroom (classroom management, instructional An ineffective Lesson
(how it looks, smells, feels, etc.) methods, presentation style, etc.) (subject, duration, type of activities, etc.)

figure 2.2 Negative Images of Schools and Classrooms

WhAT reAL CLAssrooms Are Like These interchanges include asking questions, solicit-
ing information, clarifying answers, probing for
As you make formal and informal observations on details, reciting facts, and responding to student
your way to becoming a teacher, it is important to requests. In other words, events do not move
realize that you are about to enter a complex and slowly in classrooms; they are constantly changing
demanding profession that requires not only intelli- at a rapid rate from teacher question to student
gence, physical stamina, and motivation, but also an response, and from student question back to teacher
acute sense of sight and sound. Your ability to per- response—creating a momentum of classroom activ-
ceive what is happening in a classroom will be critical ity that puts the teacher on the front lines practically
to your success as a teacher. Because the teaching every minute of the day. The teacher’s ability to
profession is complex, it is important for you to con- move the class along at a brisk pace and keep tran-
sider how your preconceived ideas about teaching sitions between major instructional events short and
and students may influence what you see and hear— orderly, while establishing milestones toward which
and how you interpret that information. No doubt all students work, contributes momentum and a
you have already formed, from your years as a stu- sense of accomplishment to the classroom.
dent, a set of beliefs about good and poor teaching, Being able to see how the rapidly changing events
teachers, students, and lessons. Although these opin- in a classroom can be used to establish momentum
ions and beliefs comprise an important part of your is an important observation skill. But even more
view of education, they can also act as “blinders” important will be your ability to understand why a
and even limit your teaching goals for particular stu- teacher responds in a particular manner to a partic-
dents or settings. In order to look beyond personal ular event. For example, you might at first judge a
experience to obtain a more complete view of class- teacher’s response to a given student as unnecessar-
rooms, let’s consider four characteristics of class- ily abrupt but then realize that, to maintain the
rooms that will affect what you see: rapid pace, momentum of the classroom, the teacher might
immediacy, interruptions, and social dynamics. have considered it more important to move the
group forward and come back to the student at a
later time. Your sense of how rapidly events move in
Rapid Pace of Classrooms
classrooms will be an important observation skill.
One of the first things you will notice from observ-
ing in classrooms is that events move rapidly. In
Immediacy of Classrooms
fact, some authors (Clark & Peterson, 1986) have
estimated that there are up to 1,000 teacher-student Closely related to the rapid pace of life in class-
interchanges in most classrooms in a single day. rooms is the immediacy of the interactions that

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14 CHAPTER 2

occur within them, demanding quick responses to routine of daily classroom life. As even your earliest
rapidly occurring events. For example, teachers classroom observations will reveal, teachers do a lot
often do not have time to think about how they will more than teach and sometimes are interrupted more
respond to a student question, but they must have than they teach.
an answer—some answer—ready for almost any Researchers have noted that the amount of unin-
question or situation that may occur. A lengthy terrupted time a student spends actively engaged in
delay while pondering what to say might create an the learning process (e.g., contributing to a discus-
awkward void in the flow of classroom events that sion, answering a question, or completing an assign-
can, and often does, result in a loss of momentum ment in a workbook) is an important condition for
and problems in classroom management (Emmer & learning. This time is even more valuable when it is
Evertson, 2012). But even more important, the spent on learning tasks that afford students the
momentum of the classroom must be maintained opportunity to achieve moderate to high levels of
with responses and interactions that satisfy student success. However, interruptions can make it difficult
needs and instructional goals. Few reactions or for students to become actively engaged in a learn-
teacher responses can be put off until tomorrow, ing task. Results of research studies have shown
until the end of the period, or even for a minute. that, even though 50 minutes might have been
Most queries, questions, and solicitations need assigned to a subject, students may be actively
immediate responses if they are to be effective in engaged in learning only about half that time
satisfying student needs. This makes practically because of clerical interruptions and distractions
every exchange a test of the teacher’s responsive- (Good & Brophy, 2007). An even smaller portion of
ness. It also tests the teacher’s skill at keeping the that time may be devoted to tasks in which your
flow going in ways that respond to, rather than put students are achieving at a moderate to high level of
off, student needs for information, clarification, or success. Being able to see the many types of inter-
further discussion. ruptions that occur in classrooms and how effective
and ineffective teachers manage these interruptions
is another important skill for observation and for
Interruptions in Classrooms
teaching.
A third characteristic of classroom life that you will
notice is the number of times the natural flow of the
Social Dynamics of Classrooms
classroom is interrupted. Think back to some of
your experiences as a student. How often were class- Social dynamics is a fourth classroom characteristic
room routines broken by an unexpected announce- that effective teachers must consciously consider.
ment from the office or someone at the door? A Let’s not forget—teaching is a group process. Even in
source of frustration for most teachers, such events one-on-one encounters, students are aware of other
can so alter the momentum within a classroom that members of the group and thus rarely perceive them-
both student achievement and classroom discipline selves as individuals in the classroom. As a result,
are negatively affected. Perhaps in no other profes- teachers confront many important instructional and
sion are individuals interrupted so frequently in the management decisions related to group dynamics
course of delivering or providing a message than in (Johnson & Johnson, 2008; Pianta, 2005; Pianta,
teaching. Even unsolicited salespeople generally are Barnett, & Justice, 2012; Schmuck & Schmuck,
allowed to complete their message—and who ever 2001). One of the more interesting of these is a phe-
heard of a surgeon being disturbed during an opera- nomenon Larson and Irvine call reciprocal distanc-
tion by a messenger at the door? Messengers, public ing (1999, p. 394), in which teachers and students
address bulletins, students straggling in late for class, (both consciously and unconsciously) use language
unexpected student needs, getting parent signatures, to include or exclude various individuals from the
and making announcements are only some of the group. For example, in an exchange between a white
many disruptions that invade the instructional teacher and her African American students about

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LEnSES foR obSERving 15

Martin Luther King, Jr., students used the pronoun difference between an effective and an ineffective
“we” to clearly position themselves as members of a classroom. Observing the social dynamics of class-
group that excluded the teacher. rooms will help you discover what types of activi-
[An African American boy takes a picture of ties minimize social distraction and maximize
Martin Luther King, Jr., out of his desk to color.] cooperative interaction among students. It will also
help you understand how and why teachers can
Teacher: Let’s not look at that now! That’s for after
sometimes be unaware of how their own behavior
lunch.
student: i like him. i just want to look at him. contributes to or detracts from establishing a coop-
Teacher: Well, that’s nice. Put him away. We’ll do erative and cohesive learning environment that
Martin Luther King after lunch. includes rather than distances learners (Pianta, Bar-
nett, & Justice, 2012).
[An African American boy across the room
calls out, “We call him Dr. King.”]

Teacher: He’s not a doctor like you go to for a cold or


beComing AWAre of
sore throat. . . . (Larson & irvine, 1999, p. 395)
CLAssroom behAvior:
To capitalize on the positive aspects of group Lenses for seLf- improvemenT
membership and to encourage a sense of inclusion
rather than distancing, many teachers implement Given the rapid pace and immediacy of classrooms,
discussion sessions, student teams, small groups, with their complex social dynamics and frequent
and the sharing of instructional materials to create interruptions, it is easy to see why teachers are busy
opportunities for positive social interaction among people. Few other occupations can boast of having
their students. These various forms of cooperative a thousand or more interactions with clients or cus-
learning provide alternatives to the traditional lec- tomers in a single day, yet teachers customarily do
ture format that can heighten motivation and the this not just for one day, but for practically every
excitement of learning (Johnson & Johnson, 2008; day of the school year. Add to this the fact that the
Jolliffe, 2007). But learning in groups can also cre- teacher’s job is to facilitate the learning of subject
ate opportunities for social distraction—which may matter content and to determine that what is taught
dampen the learning process. Friends and enemies is learned, and we have a particularly demanding
are often found in the same class, and excitement job. The effect of this ambitious undertaking is that
and expectations that often start outside class are most of a teacher’s attention is focused on the sub-
easily carried into the classroom. There is, in other ject matter and the students rather than on
words, ample opportunity for groups in school to self-reflection. Within the busy schedule of a school
behave as groups do outside of school, with all the day, teachers do not have many opportunities to
same characteristics—jealousies, competition, play- reflect on the relative merits of the strategies and
fulness, laughter, and argument. Although common methods they use. To pause for contemplation dur-
outside the classroom, these characteristics can cre- ing instruction could disrupt the pace of classroom
ate social distraction and off-task behavior within events and almost surely would result in a loss of
the classroom. momentum; to reflect on events after class or at
Few professions require their members to work the end of the school day would require the abil-
in such a confined space with so many individuals ity to accurately remember events that might have
for so long a time during the day as does teaching. occurred hours earlier. As a result, teachers fre-
Add to this scene the fact that some individuals do quently can be observed performing unintentional
not want to be there, and you have the perfect behaviors of which they are unaware, such as dom-
social setting for learners to become distracted by inating discussions and allowing too little response
one another. The teacher’s ability to plan and carry time for students to think through an answer (Rowe,
out activities that promote cooperative interaction 1986, 1987), staying with or encouraging answers
and discourage social distraction can make the from high-ability students more than low-ability

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16 CHAPTER 2

students, calling on members of one gender more instructional practices and new solutions to instruc-
than the other, giving preferential treatment to tional problems, (3) to share your personal teaching
high-achieving students and more frequently criti- strengths, and (4) to focus your reflections on
cizing the wrong answers of low-achieving students important areas of teacher growth and effective-
(Gage & Berliner, 1998; Good & Brophy, 2007), ness. Let’s look more closely at each of these goals.
and responding to students from various cultures
and linguistic backgrounds differently than to those
To Become Aware of Your Own
of the teacher’s background (Delpit & Dowdy,
Teaching Behavior
2008; Gay, 2010; Lustig & Koester, 2012; Neuliep,
2011). These behaviors have been observed even Although teachers make many decisions each day
among experienced teachers, suggesting that at least about the instructional process (how to capture stu-
some teachers may be so involved in conveying their dent attention, how they will structure a lesson, whom
subject matter content that they are unconscious of they will call on, how misbehavior will be handled,
many of their own patterns of interaction. what seatwork to assign, etc.), they sometimes make
A second reason teachers may be unaware of these decisions unconsciously in the course of meeting
their own teaching behavior is that they are not the rapid demands of the classroom. They might
always given specific signs defining “good” teach- become bound by routine, failing to recognize how
ing. Broad indices of effectiveness, such as the num- easily decisions can be altered. Instead of being pulled
ber of students completing homework, high grades along unconsciously by the stream of rapidly paced
on classroom quizzes, accumulated points for work events in the classroom, teachers can and should be
completed, and improvement from year to year on active decision makers who influence the quality and
standardized tests, are often used to gauge progress nature of events in the classroom. They should actively
within a classroom. Although these are convenient question their own assumptions and seek input from
end products of individual student progress, their parents and others on a regular basis (Compton-Lilly,
disadvantage for determining a teacher’s effective- 2008; Delgado-Gaitan, 2006).
ness is that many factors other than the instruction As you observe in classrooms, you will become
being provided can contribute to them—student aware that the stream of events is not the same in
motivation, aptitude, past achievement, learning every classroom and that sometimes teachers make
readiness, and support and nurturance at home, to decisions simply out of habit. If your observations
name only a few. Also, because end products often lead to questions such as “Should I be doing that?”
result from many different instructional activities “Could that work in my classroom?” or “Would I
over an extended period of time, they rarely point have done that?”, your observations are beginning
explicitly to what should be changed to improve the to make you more aware of your own teaching.
quality of the outcome, and therefore provide little That awareness can help you discover some of your
corrective value for changing teacher behavior. own unconscious decisions and unchecked assump-
Without clear signs of what to look for to evalu- tions. Even after you complete your university prep-
ate their teaching, and without the time to consider aration, taking the opportunity to observe others
and think about classroom events, many teachers will help remind you of your own behaviors and
fail to adequately reflect on their teaching behavior. how they might appear to others.
The focused observation activities and accompany- Learning to observe and listen carefully will be
ing observation tools provided in this book are your vehicle to becoming a reflective teacher. Just as
designed to help you develop professional “lenses” a medical student observes a procedure many times
for observing others, as well as to reflect on your before attempting it alone, you too will observe
own development as a teacher. As you learn to master teachers as part of your professional devel-
observe through these lenses, you will be working opment. As you reflect on the actions and intentions
toward four major goals: (1) to become aware of your of professionals, you will learn more about yourself.
own teaching behavior, (2) to discover alternative Some of this learning will be exciting as you discover

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LEnSES foR obSERving 17

your personal strengths and talents for teaching. your observations on specific questions, your obser-
Other aspects of this learning will be challenging as vations can result in a special sense of satisfaction
you identify areas in which you want to improve. when you discover new approaches worth trying.
One of the advantages of focused observation is They can also be a source of comfort when you
that you can accomplish much of the reflection nec- encounter a problem that seems to have no easy solu-
essary for professional growth in the privacy and tion, and discover, through your observations, that
security of your own mind. As you observe others, others struggle with similar challenges, and that the
take the opportunity to reflect on what you see; it source of the problem might lie outside yourself.
will tell you as much about yourself as it will about
those you are observing.
To Share Your Personal Teaching Strengths
Aside from helping you find solutions to instruc-
To Discover Alternative Instructional
tional problems, focused observation helps put your
Practices and New Solutions to
personal teaching strengths in perspective. Teachers
Instructional Problems
do not always see that a decision they have made,
Another purpose for observing is to seek information either consciously or unconsciously, could solve an
and example behavior related to a specific area of instructional problem of another teacher. This might
interest. Although each of us has experienced a num- be because many teachers rarely observe others and
ber of instructional practices as a student, there are do not have sufficient opportunities to describe to
many we did not experience—or that we experienced others the positive achievements in their own class-
in a limited context. As you enter the teaching profes- rooms. As you observe, you will discover areas where
sion, it is natural to wonder about new instructional your knowledge and experience provide insights
practices, methods, and strategies, and whether new that can help other teachers address a particular
and different educational ideas will help you become challenge. Taking the opportunity to share insights
a more effective teacher. As you read textbooks, about successes and challenges builds a healthy
observe other teachers, and practice teach, you’ll sense of competence and shared professionalism.
develop questions about the how-tos of teaching. This benefit alone is why so many career-ladder and
Whether the basis of your curiosity stems from won- professional development programs require peer
dering about your own experiences as a student, from observation.
wanting to see some textbook content come alive in
the classroom, or from having experienced a seem-
To Focus Your Reflections on Important
ingly intractable problem in your own teaching,
Areas of Teacher Effectiveness
observation of other classrooms is often a practical
solution for discovering and applying new ideas. Handbooks and reviews of classroom research, such
Developing a professional curiosity can help as those by Banks and Banks (2012); Borich (2008,
you refine the focus of your observations. For exam- 2014); Brophy (2002); Marzano (2012); Marzano,
ple, as you watch a teacher lead a class discussion, Pickering, and Heflebower (2010); Rosenshine and
you may wonder how you can successfully blend fact Stevens (1986); and Zemelman, Daniels, and Hyde
and concept questions in the midst of the same dis- (2012), summarize the results of research in class-
cussion. Or you may encounter a problem with mis- rooms. In these and related texts the processes used by
behavior in your own classroom and want to learn teachers to instruct students (e.g., questioning strate-
more about the rules used by other teachers for keep- gies, methods of organizing content, teaching meth-
ing students from calling out without being acknowl- ods) are related to student outcomes (e.g., engagement
edged. Focused observations can be among the most in the learning process and performance on classroom
rewarding because they occur in response to an imme- and standardized tests). This research has pointed to
diate need that has some sense of urgency for your effective teaching behaviors related to eight areas of
thinking and later, for your teaching. When you focus instruction: (1) the learning climate, (2) classroom

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18 CHAPTER 2

management, (3) lesson clarity, (4) instructional vari- classroom, and (c) the competitiveness, coopera-
ety, (5) teacher task orientation, (6) student engage- tion, or independence encouraged by the structure
ment in the learning process, (7) student success, and of activity within the classroom that can promote or
(8) student higher thought processes and performance preclude cohesion and interaction among students.
outcomes. Because so much effort, experience, and As you observe the learning climate of a class-
time have been devoted to researching these areas, room, you will want to note how students feel about
let’s look at them more closely. themselves, about one another, and about their
The easiest and most efficient way to learn about classroom, and which activities and materials pro-
these effective teaching practices and to understand mote the feelings most conducive to learning.
their applications in the classroom is to observe
them. Rather than simply waiting for interesting
Lens 2: Focus on Classroom Management
events to occur, the observer begins by looking for
evidence of specific effective teaching practices Classroom management involves how teachers
already identified by the researchers. Let’s look at organize the classroom and anticipate and respond
some areas of effective practice that can help guide to student behavior to provide an environment for
your classroom observations. efficient learning. Some observable features of class-
room management include arranging the physical
aspects of the classroom to match instructional goals,
eighT Lenses for pre-establishing and communicating classroom rules,
CLAssroom observATion developing and communicating instructional rou-
tines, establishing a system of incentives and con-
Because classrooms are complex, observers often sequences, and using techniques for low-profile
choose a particular professional frame—or lens—to classroom management.
gain insight regarding a particular aspect of class- Because many beginning teachers find effective
room life. Over time, observations are completed classroom management challenging, you’ll want to
using different lenses, resulting in a more compre- pay close attention to how effective teachers orches-
hensive and detailed understanding of teaching and trate and facilitate learning with their classroom
learning. Although the lenses we will use are not the management skills.
only ones that could guide observation in class-
rooms, each has been researched and shown to
Lens 3: Look for Lesson Clarity
influence the performance of learners. Other lenses
for viewing classroom behavior are also available, Lesson clarity refers to a teacher’s ability to speak
and new lenses will undoubtedly emerge from class- clearly and directly and to organize and structure con-
room research in the future. For our purposes, the tent at the students’ current level of understanding.
following lenses will serve as an introduction to Some observable approaches to lesson clarity include
acquiring classroom observation skills and begin- informing learners of expected skills and understand-
ning to teach effectively. Each will be discussed and ings before a lesson; providing advance organizers
illustrated in later chapters. that place the lesson content in the perspective of past
and future learning; using examples, illustrations,
demonstrations, and instructional media that can
Lens 1: Consider the Learning Climate
expand and clarify lesson content; and reviewing and
The learning climate of a classroom refers to its summarizing during and at the close of a lesson.
physical and emotional environment. Some of the
most important observable features of the learning
Lens 4: Verify Variety
environment are (a) the warmth, concerns, and
expectations conveyed to students by the teacher, As you can recall from your own experiences as a
(b) the organization of the physical aspects of the student, instructional variety involves the teacher’s

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LEnSES foR obSERving 19

use of different modes of learning (visual, oral, and success are unit and lesson organization that reflects
tactile) to arouse and maintain student interest and prior learning, immediate feedback and corrections,
attention. Effective teachers select an appropriate gradual transitions to new content, and a classroom
mix of instructional approaches to support particular pace and momentum that build toward major mile-
learning objectives. Some observable features of stones (e.g., reviews, projects, practice exercises,
instructional variety include attention-gaining devices; and tests).
variation in eye contact, voice, and gestures; alter-
nate learning modes (seeing, listening, and doing);
Lens 8: Look for Higher Thought Processes
using appropriate rewards and reinforcement to sus-
and Performance Outcomes
tain student interest and engagement; and providing
alternative opportunities for assessment. Higher thought processes are critical thinking, rea-
soning, and problem-solving behaviors that alone
cannot be measured by tests of cognitive achieve-
Lens 5: Observe Task Orientation
ment. Some observable features of teaching for
Task orientation involves effective teaching prac- higher thought processes include using collabora-
tices that help the teacher maintain an instructional tive and group activities, demonstrating for students
focus, such as methods of managing classroom mental models and strategies for learning, arranging
activities efficiently, ways of handling misbehavior for student projects and demonstrations, engaging
with minimal disruption to the class, reducing instruc- students in oral performance, providing opportuni-
tional time devoted to clerical duties, and maxi- ties for independent practice and problem solving,
mizing time devoted to content coverage. Methods and using performance assessments and student
of task orientation can be observed in lesson plans portfolios.
that reflect the text and follow state and Common
Core standards, rules and procedures that antici-
pate and thereby reduce misbehavior, and established ChALLenges To observing
milestones (e.g., tests, reviews, and assignments) for in CLAssrooms
maintaining instructional momentum.
So far we have discussed four purposes for observ-
ing in classrooms.
Lens 6: Examine Engagement
Students learn best when they become actively 1. Becoming aware of your own behavior to help
engaged in the learning process. Teachers promote make decisions that can consciously control
student engagement by providing exercises, prob- and alter the stream of events in your classroom
lem sets, and activities that allow students to think 2. Discovering alternative instructional practices
about, act on, and practice what they learn. Some and new solutions to instructional problems
observable ways that teachers facilitate student 3. Sharing your personal teaching strengths to help
engagement are activities for guided practice, fre- colleagues determine areas of improvement
quent feedback and correctives, individualized and 4. Focusing your attention on important dimen-
self-directed learning activities, the systematic use of sions of teaching effectiveness and best practices
meaningful verbal praise, and checking and moni-
toring of classroom assignments and seatwork. Before undertaking an actual observation, let’s
consider how easily biases and personal experiences
can influence your observations. Let’s peek in on
Lens 7: Measure Student Success
three imaginary teachers who have been instructed
Students’ learning is enhanced when they complete by the school counselor to write down their impres-
work at moderate to high levels of success. Some sions of Peter after observing him during their first
observable ways that teaching promotes student day of class. As each teacher “speaks” about Peter,

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20 CHAPTER 2

make some mental notes of your impressions about if he is to learn. Teacher A assumes that Peter has a
Peter and about the teacher. poor disciplinary record—often coming late to class,
failing to follow school rules, and, if given the chance,
Teacher A: Peter arrived late to my classroom
and took a seat in the last row without even
seizing any opportunity to become a troublemaker.
acknowledging that he was late. Most of the class Teacher B’s description suggests that Peter will
brought the required supplies—paper, pencil, and need no special attention and that he will blend into
ruler—but Peter had none of these. i have had the woodwork of the classroom and likely not con-
students like this before—lazy and irresponsible tribute very much to the class.
and it’s like pulling teeth to teach them anything. Teacher C believes that Peter is a high achiever.
i don’t know for sure, but i’m willing to bet i’m Teacher C’s observations, after checking the records,
going to have trouble with Peter this year.
focus on Peter’s academic skills and she seems
Teacher b: Well, you’ve asked me to comment on
convinced that Peter will require supplemental
Peter, but i don’t have much to say so early in the
school year, in fact i wouldn’t have even noticed
learning materials to keep him challenged.
Peter if he hadn’t walked in late, probably due Each of these observations of Peter could eventu-
to all the commotion and noise in the halls this ally prove to be accurate—or just as easily could
morning. At any rate, Peter seems like a quiet, prove to be false. The point is that each of the
maybe even shy, boy. He seemed embarrassed to observers observed and commented on only a small
even say he was late and went directly to a seat part of Peter’s behavior—that which each assumed
in the last row. i predict Peter won’t have much to was the most important, without knowing the rea-
say during my class this year.
son why Peter’s behavior was of concern to the
Teacher C: When you asked that i give you my
counselor in the first place. In other words, they
impressions of Peter, i looked up his achievement
scores and grades from last year. After meeting
unconsciously selected what they saw and maybe
him for the first time today, everything made what they thought the counselor wanted to hear.
sense. Peter is going to be a very high achiever Each of the three teachers made not only some
in my class. He’s the type that gets right down to selective observations, but also some interpretations
work. for example, when he came into the class, to go along with them. In their written accounts,
he went to the corner of the classroom to get facts about Peter’s behavior were blended with
away from the commotion caused by students interpretations about what these facts might mean.
arriving late. Peter seems like a sensitive, high-
From similar observations, Teacher A observed a
achieving student who probably will have to be
troublemaker, Teacher B saw a quiet and shy stu-
given extra work to keep him challenged this year.
dent, and Teacher C noted a high achiever with aca-
What did you notice about the three reports? demic talent and a responsiveness to school. In each
Could these different perceptions of the same stu- instance, these teachers not only recorded the facts
dent emerge on the same day? Researchers such as as they saw them, but interpreted them according to
Good and Brophy (2007), Wolpert (2005), and Rist their own opinions, formed by, for example, their
(1970) have noted such instances among teachers, past experiences with similar students, their own
attributing differences in observation to selective values about the appropriateness or inappropriate-
perception, which involves seeing what we want to ness of the behaviors observed, and what they
see or allowing our perceptions to be unduly influ- thought the counselor to whom they were reporting
enced by factors outside the immediate context of wanted to hear. Each of these teachers unknowingly
the observation. Selective perception can be either set up different expectations for Peter, which might
positive or negative in its influence on students. lead them to each treat Peter in different ways for
Notice how each of our three teachers has a differ- the rest of the school year.
ent interpretation of Peter’s behavior, reaching con- There will be more to say about how to recog-
clusions that could influence how they relate to nize and control selective perception. For now, let’s
Peter for the rest of the school year. identify some of the sources of influence that can
Teacher A seems convinced that Peter will be a lead you to selectively perceive some things and not
troublemaker and, therefore, will need close watching others.

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LEnSES foR obSERving 21

sourCes of infLuenCe Science Foundation, 2000), especially in large urban


on observATions from school districts, in which teachers may be less likely
ouTside ourseLves to emphasize the skills needed for advanced math
and science concepts. In reality, minority and female
One of the most significant sources of selective per- students have been shown to represent as much tal-
ception comes from the school and classroom envi- ent in these and other areas as any other class of
ronment in which you will be observing. A variety of student (Valencia, 2010b).
student, teacher, school, and classroom characteris-
tics can affect your perceptions and observations.
Classroom Characteristics
A second source of potential bias in your observa-
Student Ability and Achievement
tions will be the immediate physical context in
One of the most persuasive influences on your which the instruction takes place. This includes the
observations will come from the known or pre- general attractiveness of the classroom (e.g., neat
sumed abilities of the students you will be observ- and clean, bulletin boards filled with interesting dis-
ing. Although student abilities are often a legitimate plays, desks and chairs in order), as well as some
focus of observation and an obvious influence on less tangible aspects of the classroom, such as its
what goes on in a classroom, they can bias an obser- apparent warmth and nurturing atmosphere.
vation if their influence is not recognized and lim- Although these can be important areas of observa-
ited to a specific area of observation. So-called tion, they can preclude your ability to perceive other
“high-IQ” or high-achieving classrooms, which important areas of classroom behavior if they are
might be denoted by tracked classes or advanced allowed to dominate your attention. In other words,
subject matter, can establish expectations that every- observations preceding instruction, and especially
thing is going well. Conversely, when low-ability or those pertaining to the physical context in which
remedial classes are observed, expectations might instruction takes place, should not lead you to pre-
focus your attention on student inattention, poor suppose anything about the learning process. Physi-
quality of work, lack of student participation, or cal characteristics of the classroom will naturally
teacher difficulty in controlling the class, to the yield both positive and negative expectations, but
exclusion of the many positive events that may be these impressions should not be allowed to color
happening in the classroom. Although these factors your observations, unless they are the specific focus
might be part of the legitimate focus of the observa- of your observation.
tion, they should not influence you to selectively
perceive or overemphasize these characteristics sim-
Participatory and Cooperative Student
ply because they are expected. Especially when
Behavior
observing predesignated categories of students
(e.g., “gifted,” English language learners, “at risk,” A third source of bias in what an observer sees is
or mainstreamed learners), regardless of whether the responsiveness of the students to the instruction
such categories are established informally by the and the teacher. These behaviors often represent
teacher or formally by the school, it is important to cooperativeness or willingness on the part of the
recognize that many such categories can lead to students to become active participants in the class-
stereotypes. room and are particularly influential because they
One example of this stereotyping is presented by are often the most obvious to observers. For exam-
the underrepresentation of minority and female stu- ple, the willingness of students to comply with a
dents in math and science professions (National teacher’s instructional requests and obedience to
Science Foundation, 2000), suggesting that these classroom rules can quickly establish the tone of an
students lack the ability to succeed in these profes- effective classroom before any other specific focus
sions. Also, more minority than Anglo students of observation, such as questioning strategies,
tend to be assigned to low-ability classes (National instructional methods, or higher order thinking.

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22 CHAPTER 2

Student cooperative or participatory behavior can subject matter to be observed. Poor and rich neigh-
result from many factors outside the control of the borhoods are a fact of life that have spawned their
teacher, and effective or ineffective instruction can, own expectations. Similarly, certain expectations
and often does, go on in spite of such behaviors. surround various instructional levels or grades, as
Thus, a trained observer, while noting the respon- well as certain subject matter areas. Observers in
siveness, participation, and obedience of the class, schools in poor or higher-crime neighborhoods,
should not necessarily presume that such behavior for example, often approach their task fearing the
is the result of effective or ineffective classroom worst. Observers who visit schools with better rep-
management or well or poorly chosen instructional utations often come with an optimistic attitude.
practices. One often hears reference to students in the elemen-
tary grades as “sweet,” in junior high as “difficult,”
and in the 12th grade as “mature.” Vocational and
Experience and Education of the Teacher
technical subjects, remedial or basic track classes,
Most observers generally know the number of years and college preparatory or advanced placement
a teacher has been teaching, if only by age. Some courses have their own stereotypes. But these ste-
observers also know whether or not a particular reotypes can restrict what you see according to what
teacher has received an advanced degree or has the stereotype implies. If stereotypes could predict
attended special seminars or workshops. Such fac- life in classrooms, they would have long ago become
tors, or just knowing the teacher is well regarded by accepted facts rather than the inaccurate caricatures
some other colleague, can shape what an observer of classroom life that they often turn out to be.
sees or fails to see in a classroom if their influence is Effective teaching does not occur any more often,
not recognized at the outset of an observation. Called on the average, in advanced college-bound classes
halo effects, these influences can easily intimidate an with high-IQ students taught by experienced teach-
observer and affect what is perceived as relevant to ers with master’s degrees than in any other setting,
the observation. They might also bias the degree of contrary to many expectations and stereotypes.
emphasis placed on certain instructional events. For This is one of the best reasons for not allowing
example, better classroom management skills are school, grade, and subject to influence what is, or
usually expected from an experienced teacher. But can be, observed.
the truth is that years of experience, advanced
degrees, and special commendations are no guaran-
Individual and Cultural Diversity
tee of more effective classroom management or
better teaching. This is not to lessen the value of Another outside influence on observation is the
experience and advanced training, but rather to sug- individual and cultural diversity found in every
gest that they are not the only way of becoming an classroom. Although the physical school setting has
effective teacher. For some, they might not even remained largely unchanged over the past 75 years,
be the best or quickest way. They might represent the major participants—the students—have not.
important avenues for becoming an effective teacher, Today’s typical classroom contains a more diverse
but they do not guarantee effectiveness. The point is group of learners than at any other time in our his-
that observers often unconsciously allow perceptions tory. This diversity reflects not only the motivational
of events within the classroom to be influenced by and cognitive abilities that children bring to school,
the presumed stature a teacher has attained outside but also the culture that accompanies them (Gay,
of it. Such presumptions can lead you to notice only 2010; Sable & Hoffman, 2008). It is no longer
that which fits your expectations. accurate to say that we are a nation and an educa-
tion system with minorities; rather, we are a nation
and an education system of minorities. At the begin-
School, Grade, and Subject Matter
ning of this decade, nonwhite students made up
Another influence leading to selective perception over 40% of all students in America. Nonwhite stu-
comes from a knowledge of the school, grade, or dents currently make up the majority of learners in

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LEnSES foR obSERving 23

our 27 largest school districts (U.S. Department of these ideas, your careful observations and reflec-
Education, 2011). tion will help you expand your own intercultural
Add to this medley of cultures in our schools an competence.
increasingly diverse assortment of family patterns
and lifestyles (Sable & Hoffman, 2008), and the
result of this cultural, familial, and socioeconomic sourCes of infLuenCe
diversity is an ever-increasing range of individual on observATions from
differences in the classroom. This diversity will be WiThin ourseLves
equaled by the diversity in how teachers deal with
it (Lustig & Koester, 2012). For example, the In addition to the influences of external factors, sev-
research of Neuliep (2011) presents convincing eral factors within yourself can determine what you
arguments that different cultures react differently choose to perceive.
to the nonverbal and verbal behavioral manage-
ment techniques of proximity control, eye contact,
Your Own Experiences in School
warnings, and classroom arrangement. Further-
more, there are numerous examples of how teach- We often compare present experiences with past
ers from one culture interpret behaviors of children ones, and our experience with school is no excep-
differently than do teachers from another culture tion. As noted in Chapter 1, much of what we see
(Banks & Banks, 2012). and hear in classrooms can be related to what we
As we observe in classrooms, there is a need to be saw and heard in school when we were growing up.
aware of potential biases related to diversity (Banks This creates a strong tendency on our part to make
& Banks, 2012). For example, gender-, racial-, and comparisons between what is being observed and
ethnic-specific clothing, dialect, and mannerisms can what classrooms were like when we were in school.
lead us to expect and look for one type of behavior Sometimes there is a tendency to hold up the past as
more than another, or to place stereotypic interpreta- a standard against which present classrooms should
tions on classroom behavior to which gender, race, be measured. Aspects of a classroom that are unlike
and ethnicity actually have no relationship. For now, those in our own school experience may be placed
it is important to know that some of the patterns of in a negative light, or instructional activities that
effective teaching techniques you will observe are worked well in our own past experiences can inad-
culturally sensitive. The astute observer will consider vertently become the standard for today’s class-
instructional and management techniques not only in rooms. For example, a tightly managed lecture
relation to classroom context, but also in relation to format from our own school days might lead us to
the cultural history of the learner or learners with see a classroom with a high degree of student talk as
whom they are being used. a poorly managed classroom. Whenever we allow
Sometimes teachers’ own limited experiences our previous school experiences to form the basis of
can exclude them from discovering important what we see, our observations are being influenced
insights that would make their teaching more by selective perception. Although we cannot ignore
effective with students from other cultures. Hogan our past experiences, it is important to continu-
(2012) and Lustig and Koester (2012) suggest a ally examine how they might influence our current
number of ways teachers can develop intercultural perceptions.
competence, the ability to interact smoothly and
effectively with members of various cultures.
Recent Influences and Training
Among these they include reaching out to others
from different cultures to ask for input and insight. Aside from past experiences in school, our percep-
There will be more about the issue of individual tions and judgments are often influenced by our
and cultural diversity as it applies to the observa- most recent experiences and training. Workshops
tion and recording of specific teaching and student on new teaching techniques, books on innovative
behavior throughout this text. As you consider instructional methods, education problems covered

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24 CHAPTER 2

in the mass media, and university coursework can conversely, teachers perceived to be more competent
all influence what we see. These experiences and by an observer might be given somewhat deflated
events can provide a useful additional focus to our ratings to keep the teacher working toward higher
observations, or they can serve as a distracting influ- levels of performance and to minimize the disap-
ence. We tend to be enthusiastic about our most pointment of others who may think their perfor-
recent experiences, perhaps because they are more mance is equally effective. For these reasons, peer
memorable. A halo effect is formed by our excite- observations often are more conducive to the pro-
ment about something new and different, which, fessional development of teachers than administra-
sometimes, can exaggerate its true effects. At first tor observation. Many of the political factors
we use or see the new approach at every turn and apparent in administrator observation are mini-
expect others to do so as well. At this stage, even mized when teachers observe other teachers. That is
inconsequential events can sometimes be mistaken why the purpose of your observation should be
for evidence that the approach is or is not being clear to those you are observing.
used. In time, however, the newness of the idea
wears off, and it is placed in the context of other
ideas. Our perspective broadens, changing our ini- Choosing A usefuL Lens: The need
tial absolute acceptance of a new or innovative To sTruCTure observATions
approach to an acceptance that is more condi-
tional. In other words, influential events, ideas, or Wise observers separate the informal process of
experiences occurring in the life of the observer at looking from the systematic process of observing.
the approximate time of an observation can uncon- The difference between just looking at an event and
sciously direct an observer to overemphasize the carefully observing it is in the structure an observer
importance of what is being observed in another brings to the observation. This structure provides a
context. This is another instance when the focus framework to sort the myriad events of the class-
of an observation can be clouded by selective room into manageable and comprehensible catego-
perception. ries that have professional relevance for the practice
of teaching. Without this structure, an observer is
left to cast about for relevant events and runs the
Who Might Be Watching; Who May
risk of not knowing whether an event that may appear
Find Out
“minor” is of major importance or an event that may
It is no secret that we often modify our behavior appear “major” is of minor importance. In short,
because of who might be listening or who may see without an appropriate lens for observing, we would
the data from the observations that are made. This be in the same position as Teachers A, B, and C,
is one of the reasons observations of teachers by who attempted to record their observations of Peter
school administrators as part of yearly appraisals and without knowing what aspects of Peter’s behavior
career-ladder enhancements are often discredited were of concern to the counselor. The lack of a pro-
by teachers and sometimes, privately, by adminis- fessional frame—or lens—leaves our observations
trators. Teachers give them what they want, changing open to selective perception, contradictory explana-
their typical behavior—even rehearsing desirable tions, and false expectations. All of these can con-
behaviors—for the sake of an observation and then fuse or distort our observations, rendering them of
reverting to the original behavior immediately after- limited value.
ward, as almost any of us might in an evaluative The eight patterns of effective teaching practice
situation. described in this chapter will become the lenses
Observers change their behavior as well. Teach- through which we will learn to observe life in class-
ers believed to be less effective by an administrator rooms. In Chapter 3, we will see how these patterns
might be given somewhat inflated ratings to mini- of practice occur simultaneously and in rapid suc-
mize a potentially argumentative confrontation; cession in a quickly paced classroom. Chapter 4

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LEnSES foR obSERving 25

will present some of the recording methods that and interactive effects of each of these patterns of
can be used to observe each of our patterns. And classroom life that provide the foundation for effec-
Chapters 5 through 12 will focus on the individual tive teaching practice.

For More Information


Martin Haberman, a professor in the School Haberman and his colleagues have conducted. in
of Education at the University of Wisconsin- the interviews, principals examine seven dimen-
Milwaukee, has developed an interview protocol sions of teaching and rate prospective teachers
intended to help principals identify teachers who as “average,” “high,” or “star.” Haberman’s seven
will be effective in urban schools. The protocol is dimensions of effective teaching can be found
designed to elicit prospective teachers’ attitudes at www.habermanfoundation.org/starteacherpre
and behaviors and compare them with the attrib- screener.aspx and www. lausd.k12.ca.us /lausd /
utes of “star” teachers gleaned from interviews committees/hrc/pdf/1002.haberman.pdf.

Key Terms
classroom management, 18 reciprocal distancing, 14

higher thought processes, 19 selective perception, 20

instructional variety, 18 student engagement, 19

intercultural competence, 23 student success, 19

learning climate, 18 task orientation, 19

lesson clarity, 18

Activities
1. Prepare a brief dialogue between teacher and 3. identify the eight lenses for observation you
student representing a classroom interchange will be using during this course and provide
featuring “reciprocal distancing.” an example of classroom behavior related to
2. identify four personal goals for improving each lens.
your teaching skills as a result of the class- 4. from your own observation experience, pro-
room observations you will complete this vide an example of selective perception that
semester. distorted the truth of what you observed.

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