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archival practice as two discourses that have used different terminology to express and communicate
their messages in the literature. In this article, we have applied a hypothesis-like assumption that the
information constructs used in open data are actually nothing other than records, as they are in the
archival discourse.
Design/methodology/approach – This article is based on a mixed method approach. A quantitative
text analysis (word count) was carried out in a large set of documents representing the open data
discourse and in the archival discourse. This was followed by a qualitative text analysis.
Findings – It was found that both discourses did focus on records. However, the opendata discourse
very seldom used the term record, but used information and data much more frequently. The archival
discourse used the term information almost as often as record. A possible adaption of communication
strategies can be identified, targeting a much wider audience through a user-centered approach. This
could be an indication of a change in the archival discourse, which seems to be moving from a discourse
that is very much regulated by law toward a discourse that is more focused on benefit and usability.
Originality/value – This research indicates that it is possible to interpret both the open data and the
archival discourse as one united discourse, an effect derived from working with e-government. There is
an ongoing harmonization of the words used, and in the studied archival discourse, a more user- and
business-oriented focus can be seen.
Keywords Information, Open data, Discourse, Data, Document, Records
Paper type Research paper
Introduction
This article departs from focusing broadly on the current e-government development
and instead selects two related initiatives that we claim to be at least partially
overlapping. The first of these initiatives is the work with open data; the second is
modern archival management.
The concept of open data can be argued to be derived from the European Inspire
Initiative (Blakemore and Craglia, 2006). As more and more information is produced
digitally, the possibility of reusing the information increases, and this is often
manifested under the umbrella of “open data”. In the open-data context, access to
information is discussed in terms of:
Records Management Journal
• innovation, Vol. 24 No. 2, 2014
pp. 163-180
• open government; and © Emerald Group Publishing Limited
0956-5698
• better public finances. DOI 10.1108/RMJ-01-2014-0012
RMJ The concept of open data is that public information should be available for others to use.
However, the term “open data” has not been fully scrutinized, and we argue that it is very
24,2 difficult to treat the three rather different contexts (a-c) similarly without carefully
defining what open data is. However, we do not aim to contribute a definition of open
data. Instead, we are interested in the “data”, i.e. the information that is dealt with by the
whole movement. Furthermore, we see open data as synonymous to the goal behind the
164 Public Sector Information (PSI) initiative (OECD, 2008), i.e. that it should be possible to
reuse public information.
Modern archival management has changed dramatically over the past 15 years,
mainly influenced by e-government. The situation in Sweden is that modern archival
management and archival development cannot be separated from e-government
development. The Swedish “E-delegation” is responsible for developing Swedish
e-government (E-delegationen, 2009, 2010a, 2010b). The e-delegation has identified that
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one of the most important conditions needed for efficient e-services is a working
e-archive solution. Therefore, the e-delegation has initiated a project to investigate how
a national model for a governmental e-archive can be structured and designed. This
project has been named e-ARD: the e-Archive and e-Diarium Project. Thanks to the
e-delegation, archives and records management issues are very hyped and many
government authorities are dependent on the results of the eARD project. The National
Archives in Sweden is responsible for the eARD project, and therefore the project also
has a regulatory role affecting all national government authorities.
Access to public information is part of the reason for the overlap between open data
and modern archival management. Sweden has a long history of openness of
government authorities dating back to 1766 when Sweden adopted the Constitution.
The Swedish Freedom of the Press Act (Tryckfrihetsförordning [1949, p. 105], chapter
2), which guarantees citizens the right to access public records, is one of four
fundamental Acts that form the Constitution. The Swedish Constitution together with
the Archives Act (Arkivlag (1990⬎, p. 782, 3§) forms the legislation guaranteeing that
public records should be kept for administrative, legal and research purposes. Public
records are also important for the protection of cultural heritage and allow the general
public the right to access public records. In the Constitution (The Swedish Freedom of
the Press Act [Tryckfrihetsförordning]), a public record is defined and thus, regulation
about the management of public records is connected to the definition of a record. A
record, according to the Swedish Constitution, is very similar to the International
Council on Archives (ICA) definition: i.e. it is recorded information that is produced by
public business (International Council on Archives, 2000) and ISO 15489 (International
Standards Organization, 2001).
Nevertheless, the picture we aim to present is that both the open data and archival
management initiatives are derived from the work with e-government and both affect
public authorities as well as the general public. We are fully aware of the fact that the
boundary between open data and archival management is not absolutely clear and the
two initiatives tend to overlap each other. In this article, we focus on the Swedish
context, but similar initiatives can be found in many other countries. From an archival
theoretical perspective, both these initiatives deal with public records, but in practice,
the information construct used and articulated in open data and in archival management
differs. From our perspective, public information is public records, as opposed to the
definition of records from, e.g., ICA “Recorded information in any form or medium,
created or received and maintained, by an organization or person in the transaction of Open data
business or the conduct of affairs” (International Council on Archives, 2000). However,
after a brief analysis of the official Swedish texts on open data, it is clear that it is data
and information that are communicated and not public records.
Further, we propose that these two different initiatives, with different ways of talking
about public information, can be seen as two different discourses. A discourse in this
article is understood as the social practice to signify and represent the world. It 165
contributes to the constitution of social structures, norms, values, relations, conventions
and identities and also constructs and reconstructs the meaning of the world
(Fairclough, 1992, p. 64). Henceforth, we refer to these discourses as the archival
discourse and the open data discourse. We propose, somewhat provocatively, that the
information construct used in both these discourses (archival and open data) is actually
records, albeit communicated in different ways, and we wanted to investigate whether
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this assumption is true. Hence, this research has similarities to hypothesis testing, but
not in the strict meaning of a hypothesis-driven research. There are many ways to
investigate a discourse, but we have chosen to focus on how the two discourses
communicate in text. Therefore, this article aims to investigate the following:
(1) What characterizes the information constructs that the archival discourse and
the open data discourse communicate in text?
(2) What are the similarities and differences?
The long-term purpose of this article is to increase the knowledge about similarities and
differences between open data and records management and archival management,
which we believe will lead to synergies.
both government and private initiatives, argue for transparency and accountability as
well as the economic benefits. Ubaldi (2013) also highlights the societal “right to
information” movement with a human rights perspective.
Open data can be seen as part of the open government development, which
implies seamless information flow, collaborative decision making and principles of
transparency, participation and collaboration and where sharing of public-sector
information is central (Chun et al., 2010). It is also an important aspect of the
development of a European Information Society, with the EU goal of becoming the
leading knowledge-based economy in the world (Blakemore and Craglia, 2006). An
important aim of open data is to satisfy the needs of the consumer rather than the
needs of the information creator (Hongyan and Mingdi, 2012). With the development
of Government 2.0, private stakeholders are given a greater role in managing
information. According to Robinson et al. (2009), the government ought to take a
minor role in publishing of information, and instead they should provide data for
private operators to present to the general public in meaningful ways. Ubaldi (2013)
also indicates that the different roles are becoming less distinct and McLeod (2012)
asks what the records managers’ role will be in this new context. There is also a
distinction between freedom of information and open data. The former is about
meeting citizens’ requests for specific records, while OGD implies a more proactive
dissemination of public-sector information (Buckley et al., 2013). McLeod notes that
open data and the open-access agenda “takes information access beyond
transparency and accountability into the realm of innovation, enterprise, economic
growth and return on investment” (McLeod, 2012, p. 96).
uncertainty” (Langefors, 1995, p. 107), and this is achieved when someone is informed,
i.e. getting knowledge. Not all knowledge is information, but information is knowledge
in a communicable form. Data can be described as the unit used to represent
information. Perhaps Börje Langefors’s most famous contribution is the infological
equation I ⫽ i (D, S, t) “I is the information (or knowledge) produced from the data D and
the pre-knowledge S, by the interpretation process i, during the time t” (Langefors, 1995,
p. 144). The infological equation is about the dependency between a person’s
pre-understanding and the information that person gets from the data. The idea is that
the interpretation process is closely connected to the individual and therefore to a
person’s ability to interpret and understand the data.
Discourse
Discourse is a concept that has not been applied widely in archival science literature.
It is a concept that is used in the social theory to describe different cultural and social
forms of knowledge and practice (Fairclough, 1992, p. 3). Discourse can be used to
explain a particular set of social norms and values and how this influences practice
and the way of organizing social life. It can be used to reveal underlying power
relations and discourse, as a mode of political and ideological practice is central in
Fairclough’s (1992, p. 67) writings, for example. Discourse has a double meaning
because it reflects social structures, but at the same time, constitutes them and
influences social relations, identities and institutions. The use of language can be
viewed as a form of social practice, where discourse is a mode of action through
which people approach the world (Fairclough, 1992, pp. 63-64). In the process of
producing, disseminating and consuming texts, the discourse could be confirmed or
challenged, strengthened or changed. Discourses can be passed over into new areas,
yet also be affected by those discourses acting in the same area (Fairclough, 1992,
pp. 93, 96-98). Words have various meanings, and meanings are worded in different
ways, even though the meaning changes through different wording. The choice of
words being used, and how to interpret the words chosen, are parts of wider social
processes (Fairclough, 1992, p. 185). The use of words can be accepted or contested,
and as the discourse both shapes and is shaped by social structures, the use of words
is both affected by a discourse, but also influences and reshapes it.
RMJ Method
In this article, we use what is best described as a mixed method (Johnson and
24,2 Onwuegbuzie, 2004; Leech and Onwuegbuzie, 2009) in which a quantitative research
approach is combined with qualitative methods. This article is therefore divided into
two different phases. The first phase is a quantitative text analysis followed by a more
qualitative content analysis.
168
Organizations included in the study
The “archival discourse” will be represented by the national eARD project (e-Archive
and e-Diarium Project) led by the Swedish National Archives, which is also part of the
Swedish Government’s e-government initiative. The eARD project has been selected
because it is the largest development project by the National Archives focusing on
modern e-government issues; it represents the most up-to-date directives from the
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National Archives, and because it also springs from the e-delegation’s work, as does
open data. Therefore, it can be described as an appropriate selection (Hartman, 1998).
Furthermore, it is a project that represents the current view of records and archival
management by Swedish authorities. The eARD project is also well-documented, and
that makes the project particularly useful for this research. The main specifications and
reports resulting from the eARD project downloadable from the National Archives Web
page have been used, except for one report which was written by one of the authors of
this article. The eARD project consists of eight sub-projects, which together will
establish a common set of requirements for public authorities to support the design and
establishment of a national e-archive.
The Swedish e-delegation, VINNOVA – Swedish Governmental Agency for
Innovation Systems Swedish Association of Local Authorities and Regions (SALAR)
and the Stockholm County Association of Local Authorities (KSL) will be used to
represent the discourse on open data. These four public authorities have been very
actively producing regulatory documents about open data. This study uses documents
about open data produced in the past two years by these four organizations.
Research design
The research consists of two phases, yet they should be seen as coherent and aim to
support and fulfill the research aim. The first phase is a quantitative text analysis, and
the purpose of phase one is to understand what words were used in the two discourses
and implicitly how the two discourses communicated their stated work tasks. For the
word count, an online text analytical software package was used (http://
voyant-tools.org), which included a tool that could export the data into spreadsheets.
Each document was added to the software, resulting in a long list of the frequency of
words in each document. As the aim of this article was to investigate what characterized
the information construct communicated by the two discourses when the
hypothesis-like assumption was that the two discourses actually both are focusing on
records, a quantitative word count was suiteable. The purpose of the word count was to
identify what kinds of words are used in general and to identify the frequency of
different words that are synonyms for records and/or can be very closely related to
records. Even if we could find synonyms of records in dictionaries, we needed evidence
of what kinds of words the two studied discourses used. This selection formed the basis
for the subsequent more qualitative analysis.
Words that had something to do with public records, information, archives and open Open data
data were identified from the list produced by the scan. Those that appeared most
frequently within the two discourses were then selected, counted and are presented in
Table I. The principal words found and selected were: record, information, document
and data, but other words closely related to records and archival management were also
included in the first selection. In the final selection for the second phase, only words that
were possible lexical synonyms for “record” were selected. In the first phase, the aim 169
was to:
• dentify words used in the documents selected to represent the two different
discourses; and
• identify the frequency of use of the synonyms for public records that appeared in
the list of selected synonyms.
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No quantitative calculations were carried out on the data collected from the word count.
This phase was primarily used to identify and select the words for analysis in the second
phase.
The second phase was qualitative, in which our purpose was to identify and analyze
how the four words were used to make sense of what the words meant in the studied
texts. The way words are used implies the meaning of the words. The second phase is
very similar to hermeneutic research (Svensson and Starrin, 1994) where the aim is to
interpret word usage and to understand the meaning behind sentences and words.
Results
In this section, we present the word frequency counts from the two discourses followed
by a more qualitative analysis.
Phase one
The results of the selected documents are presented in Table I.
the term, as signs and symbols and actual parts of digital records:
[…] to be used for communication, interpretation and processing, information is represented
by data. Numbers in a table are one simple example of data. (–) When it comes to the e-archive,
the main focus is on data that can be processed by different kinds of software for computers.
The data is represented by a sequence of bits so that it can be interpreted by the software
(eARD, 2013c, p. 4).
administration organizes their public records on the web they become accessible to the public
thereby giving an overview of which data are available at the municipality/county” (SKL, p. 11).
Information and data are both used quite similarly in the KSL/SALAR documents.
There is a tendency to use the concept data more specifically when the form of the
information is of significance for reuse and processing. In the KSL/SALAR documents,
the benefit is also central when talking about public data and public information and the
PSI-Directive aim of developing an information market as well as when referring to
improvements in transparency and participation (SKL, p. 6; KSL, p. 5). Document is only
used a few times and in reference to specific documents (SKL, 2013, p. 11; KSL, 2013,
p. 10). VINNOVA is the Swedish Governmental Agency for Innovation Systems, so
naturally, their documents view open data from an innovation perspective. Open data is
seen as part of the program “open innovation”, which aims at opening up the innovation
process to external stakeholders (2012, 2013).
Access to open data is part of such a process – the supply of data that is accessible without any
fees or other barriers to re-use is a question of “raw material” (VINNOVA, 2013, p. 2).
VINNOVA’s documents call for open data projects, and are directed toward both public
and private participants. Thus, they do not address only public records. But it seems as
if public records have an important role because the aim is to stimulate and support the
publishing of open data from the public sector, among others (VINNOVA, 2013; 2012).
Therefore, we assume that the data from the public sector referred to consist of records.
The word record is used when there is a legal reference that includes the word record
(VINNOVA, 2012, p. 2). Otherwise, data and data sources are used. The terms are not
explained, but it appears that data are used as a concept for digital information. We also
drew the conclusion that it should be viewed in the context of being useful as open data.
Meanwhile, data sources seem to be a bit more specific, referring, for example, to
information of a certain kind (VINNOVA, 2013). Document is only used when referring
to a specific document (VINNOVA, 2013, p. 5). In Table II below, we illustrate the
characteristics of the use of the different words.
and
processable
information
VINNOVA Legal references Barely used Barely used. Processable
Reference to a tabular data. Table II.
specific document Data as “raw Characteristics concepts
material” in used in the documents in
services both discourses
both the archival and open data discourses. We have also seen that there are
commonalities as well as differences in the use of the words. We have seen that the
choice of word and the meaning of it to a high degree depend on the stakeholder behind
the documents. Within the archival discourse, there is only one author/stakeholder, but
we have seen clear tendencies in the way the words are used. Record is used when the
legal context or meaning is important. Meanwhile, information implies a customer
orientation, where the usage, accessibility to information and benefit are emphasized.
The stakeholders in the open data discourse have a somewhat different perspective that
can be observed in the use of words. The e-delegation uses information almost
exclusively. Their guidelines lean toward the implementation of the legal and political
aspects of increasing the reuse of public records, according to the PSI-Directive and
other political goals. As in the eARD documents, they stress the benefits of reuse and the
user perspective. We believe that the use of information is a way to stress the political
will to go further than the more legally bound concept, record and its provisions in the
Freedom of the Press Act. The KSL/SALAR documents are guidelines and frameworks
for the work on open data, which goes further than just reuse. Records could be
accessible for reuse, but still not open if there are viewing charges or other restrictions
involved (E-delegationen, p. 12; SKL, p. 6). The need for easily processable data could be
a reason for the frequent use of data. The concepts are otherwise used quite recklessly,
which could be an indication that they try to respond to the official
political/authoritative community on the one hand and the technicians and IT
businesses on the other hand. VINNOVA goes even further and uses data almost
exclusively. Their focus is on the innovation process, where data are seen as “raw
material”. The need for easily processable tabular data in the development of services
and the connection to the IT business could explain the use of data. The concept
RMJ document is mainly used when referring to specific documents, yet in the e-delegation
guidelines, it is used for text-based forms of information, as opposed to database-related
24,2 data.
To sum up, it can be said that record is very much legally bound to the definition in
the Freedom of the Press Act, while information stresses a political will to address the
needs of the user. When data is used, the needs of the users are also important, but more
174 in the context of possibilities for innovations and development of services, which is why
the form of the information, i.e. easily processable tabular data, is important. The
different stakeholders have different perspectives and stress on different aspects, which
is why different words are being used.
What, then, can be deduced by the results presented in this study? Based on the
documents we have used and scanned, we can declare that both these discourses focus
on records and nothing other than records, even if they use different words. We have not
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only observed usage but also found that the underlying meaning of the words used was
primarily similar to or identical to the meaning of records, as derived from the definition
of records from ICA.
In the selected documents, representing the archival discourse that were used in this
research, information was used with a remarkably high frequency, especially
considering that the National Archives of Sweden has produced all of the documents.
This suggests a trend shift that could also be considered as an indication of a change in
the archival discourse, according to Fairclough’s (1992) explanation. The introduction of
a new concept (information) seems to be used to steer the development in another
direction, especially because it seems to have political support regarding the goals of
user orientation in public administration. It would be interesting to further examine
whether this has implications for archival identity because according to Fairclough
(1992), the discourse contributes to the constitution of identity and social relations,
among other things.
In the open data discourse, information and data were the two dominant synonyms
for records. Although it was possible to find a clear declaration in the open data
documents that they meant records when they used information, it is still quite
remarkable to find such a limited use of the word records in the documents
communicating the essence of open data discourse.
A comparison of the two discourses shows that the open data discourse is much more
reckless in the use of data and information. The terms are sometimes used
interchangeably, and we see a similar trend to what Sundgren and Steneskog (2003) call
terminology inflation. However, the uncertainty in the usage of information and data in
the open data discourse suggests some uncertainty as to which term is best. The
problem would have been solved if the term records had been used instead.
The way the two discourses use the words data, information, document and record is
very similar, and we propose that this increased use of other words aims to reach a wider
audience, aiming at IT experts, the general public and private companies. Both the
discourses use language that relates less specifically to archival and records
management, even though it would be extremely relevant. Certainly, in Sweden, there is
a degree of prejudice about the use of archives and records. We suggest that these two
discourses may be trying to make the term record more acceptable by using synonyms
instead.
In summary, we can see a process of harmonization of word usage, in which the Open data
domain-specific words are used less frequently. This is most obvious in the archival
discourse where domain-specific words are perhaps more common. It is possible to
interpret this as one of many ways to minimize the gap between the archives and the
users. Archives are not renowned for being user-focused, but rather as custodians and
preservers of trustworthy records. Open data on the other hand, has sprung from
innovation, which is by nature user-focused. Although the selection of documents in this 175
research is limited, we can see a very clear trend toward a focus on users in both the
archival and the open data discourses. It is possible to see a trend in the archival
discourse, moving from a very legally regulated discourse toward a more benefit- and
usability-focused discourse, with a similar orientation to that of the open data discourse.
One explanation could be that both the archival and the open data discourses are
intended to be understood as one coherent discourse, i.e. the discourse of modern
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Notes
1. A complete list of the documents analyzed from the e-ARD project appears in the Appendix
under the heading e-ARD.
2. A complete list of selected documents appears in the Appendix under the heading Open data.
3. In Swedish, the register is usually called “diarium”, which can be translated as “diary” or
“journal”.
4. Often used as a Swedish equivalent to “record”, although the term “record” has no exact
Swedish translation.
5. In Swedish “management” can be expressed by several words, including these.
6. In the excerpts the chosen concepts have been italicized for ease of identification.
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Further reading
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eARD documents
eARD (Projekt e-arkiv och e-diarium) (2013a). FGS Paketstruktur. Förvaltningsgemensam
Specifikation (FGS) för paketstruktur för e-arkiv. [FGS Packet Structure. Common
Specifications for Government Agencies for e-archives packet structure]. Riksarkivet,
Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013b). Delrapport DP3. Metadata och e-tjänster för e-arkiv –
Förvaltningsgemensamma Specifikationer (eARD – FGS) FGS för paketstruktur för e-arkiv.
[Report on Sub-Project 3. Metadata and e-services for e-archives. Common Specifications for
Government Agencies (eARD-FGS) FGS packet structure for e-archives]. Riksarkivet,
Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013c). Delrapport DP3. FGS för paketstruktur för e-arkiv.
Bilaga 3 De förvaltningsgemensamma specifikationernas ABC. [Report on Sub-Project 3.
FGS packet structure for e-archives. Appendix 3 The Common Specifications’ ABC].
Riksarkivet, Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013d). FGS Personal. Förvaltningsgemensam specifikation
(FGS) för leveranstypen Personal. FGS Personnel. Common Specification for Government
Agencies (FGS) for deliveries of personnel records]. Riksarkivet, Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013e). Delrapport DP3. Metadata och e-tjänster för e-arkiv –
Förvaltningsgemensamma Specifikationer (eARD – FGS) FGS för leveranstypen Personal.
[Report on Sub-Project 3. Metadata and e-services for e-archives. Common Specifications for
Government Agencies (eARD-FGS). FGS for deliveries of personnel records]. Riksarkivet,
Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013f). FGS Ärendehantering. Förvaltningsgemensam
specifikation (FGS) för leveranstypen Ärendehantering. [FGS for case management records.
Common Specification for Government Agencies (FGS) for deliveries of case management
records]. Riksarkivet, Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013g). Delrapport DP3. Metadata och e-tjänster för e-arkiv –
Förvaltningsgemensamma Specifikationer (eARD – FGS). FGS för leveranstypen
Ärendehantering. [Report on Sub-Project 3. Metadata and e-services for e-archives.
Common Specifications for Government Agencies (eARD-FGS). FGS for deliveries of case
management records] Riksarkivet, Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2013h). E-arkiv och e-diarium (eARD) översiktlig Open data
beskrivning. [e-Archive and e-Diarium Project (eARD) overview. Riksarkivet, Stockholm.
eARD (Projekt e-arkiv och e-diarium) (2012). Slutrapport DP 5. Metadata och e-tjänster för
e-diarium – Förvaltningsgemensamma specifikationer (eARD – FGS). [Final report of
Sub-Project 5. Metadata and e-services for e-archives. Common Specifications for
Government Agencies (e-ARD – FGS)]. Riksarkivet, Stockholm.
Riksarkivet (2011a). Förstudie om e-arkiv och e-diarium, Rapport. [Pre-study for an e-archive and 179
e-registration system, Report]. Riksarkivet, Stockholm.
Riksarkivet (2011b). Förstudie om e-arkiv och e-diarium, Bilagor. [Pre-study for an e-archive and
e-registration system, Appendices]. Riksarkivet, Stockholm.
Riksarkivet (2011c). E-Arkiv och E-Diarium – Förvaltningsgemensamma specifikationer (e-AD –
FGS), Projektdirektiv. [E-archive and e-registration-Common Specifications for Government
Agencies (e-ARD – FGS), Project directive]. Riksarkivet, Stockholm.
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All documentation from the projekt eARD is accessible at the national archives web;
www.riksarkivet.se/e-arkiv
1. Yoonsun Jin, Ohbyung Kwon. 2016. Developing Data Openness Evaluation Index for Intelligent IT
Service. Journal of the Korea society of IT services 15:3, 97-114. [CrossRef]
2. Mohammad Alamgir Hossain, Yogesh K. Dwivedi, Nripendra P. Rana. 2016. State-of-the-art in open data
research: Insights from existing literature and a research agenda. Journal of Organizational Computing and
Electronic Commerce 26:1-2, 14-40. [CrossRef]
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