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1177/089033402237909
Bier et alJ Hum Lact 18(4), 2002 J Hum Lact 18(4), 2002Human Milk and Cognitive and Motor Development

Human Milk Improves Cognitive and Motor Development of Premature


Infants During Infancy
Jo-Ann Blaymore Bier, MD, Tanya Oliver, MSOTR, Anne E. Ferguson, MSOTR, and Betty R. Vohr, MD

Abstract
Thirty-nine premature infants, 29 of whom received human milk (HMG) and 10 of whom re-
ceived formula only (FG), were enrolled in a study examining the effect of human milk on cog-
nitive and motor development. Infants were assessed at 3, 7, and 12 months corrected ages; the
Peabody Picture Vocabulary Test was administered to their mothers. HMG infants had higher
motor scores than FG infants at 3 months (48 ± 20 vs 35 ± 12, P = .05) and 12 months (63 ± 20
vs 46 ± 15, P < .05) and higher cognitive scores at 12 months corrected age (101 ± 11 vs 90 ± 9,
P < .05). HMG infants had higher scores (motor R2 = 0.2, cognitive R2 = 0.3; P < .05) adjusting
for oxygen requirement and maternal vocabulary score. Human milk is associated with im-
proved development of premature infants at 3 and 12 months corrected age in this sample.
J Hum Lact. 18(4):361-367.
Keywords: premature infants, human milk, formula, neurodevelopment

Premature infants are surviving in increasing numbers for infants who received human milk after adjusting for
in the United States, and increased knowledge with differences in education and social class. The advantage
regard to feeding approaches that may improve was dose related, associated with the quantity of human
neurodevelopmental outcome is of clinical impor- milk provided by tube feeding, not with actual breast-
tance. 1-4 Morley et al 5 examined the relationship feeding.6 Lucas et al7 also conducted a randomized
between mother’s choice to provide milk for her prema- multicenter study evaluating term formula versus
ture infant and developmental outcome at 18 months of preterm formula with and without human milk and later
age in 771 infants with birth weights less than 1850 g. development in preterm infants. Two trials were con-
Results showed an 8-point cognitive advantage on the ducted in the Lucas study: the first trial randomized
Bayley Scales of Infant Development for infants who infants into term formula versus preterm formula
received human milk. A 4.3-point advantage remained groups, and the second randomized infants into term
after controlling for demographic and perinatal factors formula and preterm formula used as supplements to
in this nonrandomized study. Follow-up of this cohort at human milk. Both preterm formula groups demon-
7.5 to 8 years of age showed an 8.3-point IQ advantage strated a developmental advantage at 18 months over
those fed term formula. Follow-up at 7.5 to 8 years of
Received for review, May 25, 2001; revised manuscript accepted for publica- age showed a cognitive disadvantage for boys who had
tion, March 13, 2002.
been fed term formula compared to those fed premature
Jo-Ann Blaymore Bier is an associate professor of pediatrics at the Brown infant formula. More of the children fed term formula as
University School of Medicine and a developmental pediatrician at the Child
Development Center of Rhode Island Hospital, Providence. Tanya Oliver is
infants had a verbal IQ less than 85 (greater than 1 SD
an occupational therapist at Bayview Rehabilitation Medical Center, Johns below the mean) compared to those fed preterm formula
Hopkins Medical Center, Baltimore, Maryland. Anne E. Ferguson is an oc- (P = .02).8 A second randomized prospective study
cupational therapist and a certified lactation counselor at St. Luke’s Hospital,
compared preterm infants who received mature donor
New Bedford, Massachusetts. Betty R. Vohr is a professor of pediatrics at
the Brown University School of Medicine and director of the Neonatal human milk versus a preterm formula as their only
Follow-Up Program at Women and Infants Hospital, Providence, Rhode Is- enteral feedings or as supplements to expressed mater-
land. Address correspondence to Jo-Ann Blaymore Bier, Child Development nal milk. Although mature human milk was known to be
Center, APC-6, Rhode Island Hospital, 593 Eddy Street, Providence, RI
02903, USA.
nutritionally deficient for premature infants, there was
J Hum Lact 18(4), 2002
no difference in developmental outcome at 18 months of
DOI: 10.1177/089033402237909 age. In addition, when these investigators compared the
 Copyright 2002 International Lactation Consultant Association

361
362 Bier et al J Hum Lact 18(4), 2002

infants fed mature milk with a cohort of premature pumping breast milk were placed in the human milk
infants from a previous study who had been fed term group (n = 29); mothers who planned to feed their infant
formula, the infants in the study fed mature human milk only formula and were therefore not pumping were
had higher scores at 18 months, again supporting human placed in the formula group (n = 10). Family and neona-
milk’s positive effect on development.9 tal data were collected. Family data included maternal
The effect of human milk on improved cognitive and paternal education and occupation, maternal age
functioning has been thought to be related to the long and parity, previous breastfeeding experience, and
chain fatty acids, arachidonic and docosahexaenoic parental smoking. Socioeconomic status (SES) was
acid, which are present in human milk but not in bovine calculated using the Hollingshead 4-factor scoring
10
milk and formulas. These fatty acids are found in both system, which is calculated based on maternal and
14
brain and red cell membranes, and exposure to these paternal education and occupation. Neonatal data
fatty acids during critical periods of neurodevelopment included birth weight, gestation, multiple birth, and
10-13
has been related to cognitive development. number of days of oxygen requirement.
Results of these previous studies suggest that human During the hospitalization, daily dietary information
milk has a beneficial effect on cognitive development, was obtained, which included the amount of human
but effect on motor development has rarely been investi- milk and/or formula taken by gavage and/or bottle and
gated. The purpose of our study was to prospectively number of breastfeedings. Infant weight was recorded
compare cognitive and motor development of infants by the infant’s nurse. The standard premature infant for-
with birth weights less than 2000 g who have received mula used in our special care nursery is initially 24 calo-
human milk with those who have received only infant ries per ounce; it is iron fortified and 11% whey. At 32
formula. We hypothesized that premature infants who weeks gestation, the infant’s formula was changed to
receive their mothers’ milk would show improved one that is iron-fortified and 22 calories per ounce.
motor and cognitive outcomes during infancy com- Human milk fortifier (one 4-kcal packet) is added to
pared to formula-fed infants. each 25 cc of human milk. Weight was obtained using a
Deteco infant scale. A research assistant or the primary
Patients and Methods investigator of the study measured infant length and
head circumference once a week. Length was obtained
Thirty-nine infants with birth weights less than
using a flexible tape measure. The subjects were in a
2000 g were enrolled between January 1996 and June
supine position with the crown of the head held by either
1999. Exclusion criteria included a positive history of
a nurse or a member of the study team. Shoulders and
maternal illicit drug use, maternal mental illness, HIV
infection, positive toxicology screen for illicit drugs, buttocks were flat, and the legs were extended at the hips
infants with signs of drug withdrawal, and infants and knees, touching the infant’s bed, with arms flat
whose mothers were taking medications known to be a against the bed. With one hand gently upon the knees
contraindication for breastfeeding. Approval was ensuring they were flat, the measurer applied gentle
obtained from the investigational review boards of pressure with the tape stretched until it reached the
Rhode Island Hospital and Women and Infants Hospital heels. Length was recorded to the nearest 0.1 cm. Head
in Providence, Rhode Island, and St. Luke’s Hospital in circumference was measured with a flexible tape held
New Bedford, Massachusetts, and informed consent superior to the eyebrows to obtain the largest fronto-
was obtained from the mothers of all infants. occipital circumference.
Mothers were approached during their infant’s first 2 During the infants’ hospitalizations, members of the
weeks of life in the special care nursery of Women and study staff were available 8 hours per day, 5 days per
Infants Hospital. Mothers at this hospital are routinely week, to help with breastfeeding and/or bottle-feeding
asked whether they are planning to breastfeed their questions or concerns of mothers whose infants were
infants shortly after birth; the nursing staff and lactation enrolled in the study.
counselors provide lactation support and breast-pumping At the time of discharge, mothers in both groups were
information. This was a convenience sample of infants. given a calendar on which to record study data through
The actual number of mothers approached for participa- 12 months corrected age. Weekly recordings by moth-
tion in this study was not accounted for. Mothers who ers on their calendars included the amount of formula
planned to breastfeed their infants and were therefore taken, number of breastfeedings, amount of maternal
J Hum Lact 18(4), 2002 Human Milk and Cognitive and Motor Development 363

Table 1. Evaluation Measurements


Feeding Head Alberta Infant Bayley Scales of
Time Point Information Weight Length Circumference Motor Scale Infant Development

1 month after discharge X X X X


3 months corrected age X X X X X
7 months corrected age X X X X X X
12 months corrected age X X X X X X

milk received by bottle, and the amount and type of solid and Bayley Scales were administered at this visit. One
food taken per day. The recorded amounts were aver- study staff member administered the Bayley Scales, and
aged for each time period: the first month after dis- this individual was blind to the infants’ groups. Calen-
charge, 1 month postdischarge through 3 months cor- dar information was collected at all visits. The Peabody
rected age, 3 months corrected age through 7 months Picture Vocabulary Test (PPVT) was administered to
corrected age, and 7 months corrected age through 12 the mothers at the infants’ 7- or 12-month visit. The
months corrected age. PPVT is a 1-word receptive vocabulary test. This test
After discharge, the principal investigator was avail- was to be used as a “proxy variable” for maternal cogni-
able to all mothers at all times by beeper to answer ques- tion. Table 1 summarizes the measurements and tests
tions related to feeding their infant. A home visit was done at each evaluation.
made 1 month postdischarge. At that visit, weight, Unpaired t tests were used to compare continuous
length, and head circumference were measured by a variables, and chi-square analysis was used to compare
research assistant or the principal investigator. Calendar discreet variables. At each time period, the original 2
information was obtained. At 3 and 7 months corrected groups (human milk group vs formula) were compared.
age, the infants were evaluated at their regularly sched- Independent variables included maternal and infant
uled visit at the Neonatal Follow-Up Program. The pur- characteristics, growth parameters, cognitive scores on
pose of this program is to follow the medical and devel- the Bayley Scales, and motor score on the AIMS. Anal-
opmental outcome of premature and other high-risk ysis of covariance was used to compare scores with
infants who are discharged from the special care nurs- main effects (human milk vs formula) and covarying for
ery. Weight, length, and head circumference were mea- confounding variables, which differed significantly
sured, and the infants’ motor development was assessed between the 2 groups in bivariate comparisons. Regres-
15
using the Alberta Infant Motor Scale (AIMS). The sion analysis was used to examine the association
AIMS is a performance-based observational tool for the between amount of human milk intake in the special
motor assessment of developing infants aged 0 to 18 care nursery and subsequent cognitive and motor
months. A raw score is obtained based on the observa- scores. Statistical significance was set at P < .05.
tion of the infant in a prone position, a supine position,
sitting, and bearing weight on his or her legs. The raw Results
score is converted to a percentile score based on the
infant’s corrected age, with 50% being “average.” To Maternal and infant background data are shown in
our knowledge, this scale has not been previously used Table 2. Infants were of similar gestation (28.6 ± 2.9
in this population. weeks vs 29.9 ± 2.2 weeks) and birth weight (1174 ±
16
The revised Bayley Scales were administered to the 305 g vs 1198 ± 170 g) in the human milk and formula
infants at the 7-month visit. These scales are the most groups, respectively. Infants in the human milk group
widely used scales for the evaluation of infant and tod- had a longer oxygen requirement during their hospital-
dler cognitive development. They have been used rou- ization (16.1 ± 17.6 days vs 5.5 ± 10.1 days; P < .05).
tinely in studies examining cognitive outcomes of pre- There were no significant differences in maternal age
mature infants using corrected ages. Results are (29.7 ± 6.9 years vs 26.5 ± 7.9 years) or Hollingshead
reported as a Mental Developmental Index (MDI), stan- SES score (41.0 ± 12.8 vs 32.0 ± 15.9) between the
dardized with a mean of 100 ± 15. The final evaluation groups. Mothers of infants in the human milk group had
took place at the infants’ homes at 12 months corrected a higher PPVT score compared to mothers of infants in
age. Growth parameters were measured, and the AIMS the formula group (91.6 ± 15.1 vs 82.7 ± 5.2; P < .05).
364 Bier et al J Hum Lact 18(4), 2002

Table 2. Participant Characteristics


Human Milk Formula
(n = 29) (n = 10)
Mean SD Range Mean SD Range

Infant characteristics
Birth weight, g 1174 305 600-1965 1198 170 960-1460
Gestation, wk 28.6 2.9 23-34 29.9 2.2 27-34
Days received O2* 16.1 17.6 0-56** 5.5 10.1 0-34

n % n %

Female 16 55 8 80
Complications
Sepsis 3 10 0
Gr. 3-4 intraventricular hemorrhage 1 3 0
Necrotizing enterocolitis 0 1 10

Mean SD Range Mean SD Range

Maternal characteristics
Hollingshead socioeconomic status 41.0 12.8 15-66 32.0 15.9 17-55
Maternal Peabody Picture Vocabulary Test 91.6 15.1 62-133** 82.7 5.2 75-89
Age, y 29.7 6.9 17-43 26.5 7.9 16-37

n % n %

Previous live birth 11 38 2 20


Multiple gestation 9 31 3 30
Parental smoking 6 21 2 20

*Human milk group median = 8 days, formula group median = 3 days.


**Significant difference between groups, P < .05.

Mean weight and gestational age at discharge did not Five infants in the human milk group were not fed
differ between groups. Mean weight was 2071 ± 210 g human milk after discharge. The 24 infants who contin-
(range = 1685 to 2615 g) in the human milk group and ued to receive human milk after discharge were breast-
2131 ± 328 g (range = 1785 to 2717 g) in the formula fed a mean of 5.7 ± 2.6 times per day and received a
group at mean gestational ages of 37.3 ± 1.9 weeks mean of 224 ± 255 mL/d (median = 180 mL) of human
(range = 34 to 43 weeks) and 36.1 ± 1.3 weeks (range = milk from bottles and 185 ± 211 mL/d (median = 115
34 to 38 weeks), respectively. Mean gestational age at mL) of formula during their first month after discharge
the time of the 1-month visit did not differ between from the hospital. Two infants in the human milk group
groups and was 41.3 ± 2.0 weeks (range = 38 to 47 were fed some pureed solid foods prior to 1 month.
weeks) in the human milk group and 40.2 ± 1.4 weeks Seven additional infants stopped receiving human
(range = 38 to 42.5 weeks) in the formula group. milk after 1-month postdischarge. The 17 infants who
Infants in the human milk group received a mean of continued to receive human milk between the 1- and 3-
170 ± 258 mL (median = 43 mL/wk, range = 0 to 1051 month visits were breastfed a mean of 3.7 ± 3.4 times
mL) of premature infant formula per week during their per day (range = 0 to 10 times per day) and were bottle-
stay in the special care nursery. Infants in this group fed a mean of 59 ± 79 mL (median = 21 mL, range = 0 to
received 852 ± 429 mL (median = 878 mL/wk, range = 180 mL) of human milk per day and 296 ± 301 mL
77 to 1754 mL) of human milk per week by gavage or (median = 255 mL, range = 0 to 750 mL) of formula per
bottle. They were fed at the breast a mean of only 14.1 ± day. These infants received a mean of 2.8 ± 5.9 oz
9.3 times during their entire hospitalization in the spe- (median = 0 oz, range = 0 to 20 oz) of pureed foods per day.
cial care nursery; most feedings of maternal milk were Nine of the original 29 infants in the human milk
given by bottle. group continued breastfeeding between 3 and 7 months
J Hum Lact 18(4), 2002 Human Milk and Cognitive and Motor Development 365

Percent Partially Fed Human Milk


Mean weight at 1 month was 3.4 ± 0.4 kg (range = 2.7
to 4.8 kg) in the human milk group and 3.4 ± 0.2 kg
Percent Receiving Only Human Milk
100 (range = 3.0 to 3.8 kg) in the formula group. Length was
Percent Exclusively Fed at Breast
49.9 ± 2.7 cm (range = 44 to 54 cm) and 49.0 ± 2.7 cm
80 (range = 33 to 37 cm) and mean head circumference was
% of Infants

60 35.6 ± 2.0 cm (range = 31 to 39 cm) and 35.1 ± 1.3 cm


(range = 33 to 37 cm) at 1-month postdischarge in the
40 human milk and formula groups, respectively. There
20 were also no significant differences in growth parame-
ters between the groups at 3, 7, and 12 months cor-
0
SCN 1 Month 3 Months 7 Months 12 Months rected age.
Infants in the human milk group had a higher mean
Figure 1. Percentage of infants in the human milk group (n = 29) score on the AIMS, 48 ± 20%, compared to infants in the
receiving any human milk in the special care nursery
(SCN), receiving only human milk, and exclusively fed formula group, 35 ± 12% (P = .05) at 3 months.
at the breast during each assessment period. Although the human milk group’s AIMS score was 11
points higher at 7 months corrected age (58 ± 26% vs 47
corrected age. These infants were breastfed 4.5 ± 4.1 ± 26%), the difference did not reach statistical signifi-
times per day (range = 1 to 10 times) and received 38 ± cance. The mean Bayley MDI at 7 months did not differ
106 mL (median = 0, range = 0 to 300 mL) of human between groups and was 94 ± 7 in the human milk group
milk by bottle and 306 ± 373 mL (median = 485 mL, and 90 ± 9 in the formula group. At 12 months, infants in
range = 0 to 840 mL) of formula per day. They also were the human milk group had a higher mean AIMS score,
fed a mean of 12.4 ± 6.4 oz (range = 4 to 22 oz) of pureed 63 ± 20% vs 46 ± 15% (P < .05) and a higher mean
baby food per day. Bayley MDI, 101 ± 11 vs 90 ± 9 (P < .05) compared to
Only 5 of the original 29 infants continued breast- infants in the formula group.
feeding through 1 year corrected age. These infants Analysis of covariance was used to compare 12-
were breastfed a mean of 4.3 ± 1.4 times per day and month AIMS score and Bayley MDI with main group
received 156 ± 223 mL of formula per day (median = 0 effects (human milk vs formula), covarying for number
mL, range = 0 to 480 mL). None of the 5 infants who of days of oxygen and maternal PPVT score. The results
were breastfed through 1 year of age received maternal show that human milk was associated with a higher 12-
milk by bottle. month AIMS score after controlling for days of oxygen
The percentage of infants in the human milk group and maternal PPVT score, R2 = 0.2, P < .05. Twelve-
who continued to receive human milk after discharge is month MDI also remained significantly higher for the
shown graphically in Figure 1. Of the 29 infants who human milk group after controlling for days of oxygen
received human milk in the special care nursery, 6 and maternal PPVT (R2 = 0.3, P < .025), with adjusted
(21%) received no formula supplementation, only mean scores for human milk vs formula as follows:
breastfeedings and bottle-feedings of human milk with AIMS, 62 ± 20% vs 47 ± 15%, and Bayley MDI, 100 ±
human milk fortifier (one 4-kcal packet added to each 12 vs 91 ± 10 (Table 3).
25 cc of human milk). Twenty-four (83%) of the 29 Regression analysis was used to examine associa-
infants continued to receive maternal milk after dis- tions between the amount of human milk infants
charge; 5 (17%) were breastfed and received maternal received in the special care nursery (mL/wk) by gavage
milk by bottle, but no formula, and 4 (14%) of the origi- and/or bottle, number of days of oxygen use and mater-
nal 29 were fed exclusively at the breast. The same 4 nal PPVT score (for all 39 infants enrolled), and the
infants who were exclusively breastfed after discharge Bayley MDI and AIMS scores. Results show an associ-
continued exclusively breastfeeding through 7 months. ation between human milk intake during hospitalization
Of the 5 infants who continued to receive human milk and the 7- and 12-month MDI scores (r = 0.4, R2 = 0.1,
after 7 months, 3 were exclusively breastfed beginning β = .4, coefficient for intercept = 90.4, P < .05, and r =
postdischarge through 1 year corrected age. The 29 0.4, R2 = 0.2, β = .4, coefficient for intercept = 92.3, P <
infants in the human milk group received maternal milk .025, at 7 and 12 months, respectively). There was no
for a mean of 24 ± 20 weeks (range = 2 to 66 weeks). association between either number of days of oxygen
366 Bier et al J Hum Lact 18(4), 2002

Table 3. Adjusted Alberta Infant Motor Scale (AIMS) and Bayley Scales of Infant Development Scores
Human Milk Formula
(n = 29) (n = 10)
Infant Corrected
Scale Age, mo Adjusted Mean SD Range Adjusted Mean SD Range

AIMS* 3 48 20 17-75** 35 12 20-50


7 58 26 7-95 47 26 10-90
12 62 20 25-95† 47 15 25-75
Bayley MDI ‡ 7 94 7 84-111 90 9 76-102
12 100 12 82-117† 91 10 80-106

Results of analysis of covariance, main effect: human milk versus formula groups, covarying for maternal Peabody Picture Vocabulary Test score, number of
2 2
days of oxygen; dependent variable: 12 months AIMS score; R = 0.2; dependent variable: 12 months Bayley Mental Developmental Index (MDI); R = 0.3.
*Mean = 100 ± 15.
**P = .05.
†P < .05.
‡Mean = 50% ± 10%.

(r = 0.1, R = 0.02, β = .118, coefficient for intercept =


2
Although infants were enrolled with birth weights
99.5) or PPVT score (r = 0.04, R = 0.04, β = .035, coef-
2
less than 2000 g, only 2 infants in this study had a birth
ficient for intercept = 90.4) and MDI. weight greater than 1500 g. Moreover, 11 infants had
Post hoc analysis of the study data for the AIMS birth weights less than 1000 g and, therefore, were at
revealed a 68% power to detect differences at 3 months, highest risk for adverse developmental sequelae.17-20 In
30% at 7 months, and 82% at 12 months. Power analysis addition, infants in the human milk group had a longer
for the Bayley MDI score revealed a power of 37% at 7 oxygen requirement compared to infants in the formula
months and 90% at 12 months. group. A prolonged oxygen requirement is a marker for
development of bronchopulmonary dysplasia (BPD),
Discussion and infants with BPD are at an increased risk for adverse
21-23
developmental sequelae. Despite these disadvan-
Our data add to the previous literature supporting the tages, infants in the human milk group demonstrated
benefits of human milk for the neurodevelopment of the higher cognitive and motor scores than those in the for-
5-8 6
premature infant. Lucas et al followed preterm mula group.
infants through childhood and, after controlling for Both study groups had similar growth parameters
socioeconomic status, found an IQ advantage in infants through 12 months corrected age. In our study, most
who had received human milk during their initial hospi- infants in the human milk group also received
talization. Our study was unique in that mothers in the 2 supplementation with premature infant formula and
groups were of similar ages and socioeconomic back- human milk fortifier. Twenty-three of the 29 (79%)
grounds, and we identified both a motor advantage with infants in the human milk group received at least some
the AIMS and a mental developmental advantage with formula while in the special care nursery, and 15 of the
the Bayley Scales at 12 months in premature infants. 24 (63%) infants who received human milk after dis-
The results are of interest, since one would expect motor charge received some formula in addition to maternal
development during early infancy to be less influenced milk. Any potential difference in growth patterns
by social and environmental factors than cognitive between premature infant formula and human milk may
development. therefore be minimized by the supplemental formula or
Because our study design was nonrandomized, there human milk fortifier given to the infants fed human
may be unidentified confounding variables. The differ- milk.
ences in developmental scores did remain, however, Our study was also unique in that it documents inges-
after controlling for maternal PPVT scores. Although tion of human milk both in the special care nursery and
the post hoc power analysis supports the differences after discharge. Several findings are evident. There was
found at 12 months, caution must be used in generaliz- a steady decrease in the percentage of infants receiving
ing our results given our small sample size and observa- human milk after discharge, dropping to 17% of the 29
tional design.
J Hum Lact 18(4), 2002 Human Milk and Cognitive and Motor Development 367

infants at 12 months. The mothers most likely to con- 14. Hollingshead AB. Four-factor index of social status. Working paper;
1985; New Haven, CT.
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90 ± 9, P < .05). Los bebés del grupo LH mostraron
2 2
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