Professional Documents
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Amir Thesis
Amir Thesis
Amir Thesis
Ali, Amerkussain B.
December 2023
Chapter I
INTRODUCTION
regions. In the context of the Philippines, where agriculture is a crucial component of the
economy, the impacts of climate change are keenly felt. This study focuses on the municipality
of Lumba Bayabao in Lanao del Sur, delving into the intricate relationship between changing
Lumba Bayabao, nestled in the southern part of the Philippines within the Bangsamoro
faced by communities grappling with the consequences of climate change. This municipality is
characterized by a rich cultural tapestry and a historical reliance on agriculture, particularly rice
farming, as a primary livelihood. As Rodriguez (2018) notes, the region's geographical features,
including its verdant plains and meandering rivers, contribute to an ideal environment for
agricultural activities.
Rice farming, in particular, has been a cornerstone of the local economy for generations.
Hernandez's (2020) research underscores the pivotal role of rice cultivation in shaping the socio-
economic fabric of Lumba Bayabao. The community's cultural practices, social cohesion, and
economic stability are intricately tied to the success of rice farming in the region. However, the
specter of climate change looms large, casting a shadow over the sustainability of this vital
agricultural practice.
Gomez's (2018) meteorological reports reveal a discernible shift in climate patterns, with
changes in temperature, precipitation, and extreme weather events becoming more pronounced.
These alterations pose a direct threat to the traditional practices of rice farmers in Lumba
Lanao del Sur. Increased temperatures, irregular rainfall, and the heightened frequency of
extreme weather events have the potential to disrupt planting and harvesting cycles, decrease
overstated. Santos (2019) provides critical insights into the income levels, educational access,
and healthcare provisions in Lanao del Sur, emphasizing the vulnerability of rice farmers who
rely on consistent agricultural output for their livelihoods. As climate change intensifies, the
adaptive capacity of these farmers becomes crucial in maintaining not only their economic
Against this backdrop, this study seeks to unravel the intricate dynamics between climate
change and rice farming in Lumba Bayabao. By exploring the experiences of rice farmers in
local barangays, the research aims to identify specific challenges, adaptive strategies, and
potential interventions that can enhance the resilience of these communities in the face of a
changing climate. Through a nuanced understanding of the local context, this study contributes
to the broader discourse on climate change adaptation in agricultural settings, providing valuable
the various variables of the study. Based on the diagram, the independent variables are the
respondents’ age, Gender, year level, course/college. Religion, education, type of work as
student worker. With such, these are then linked to the problems and coping strategies that they
employ in order to determine the possible remedies that might be extended to them by the MSU-
Marawi city.
This research paper intends to delve into the intricate dynamics surrounding the impact of
climate change on the livelihoods of rice farmers in the barangays of Lumba Bayabao, Lanao del
1. Age
2. Gender
4. Marital Status:
5. Household Size:
6. Occupation
7. Cultural Backgrounds
patterns, directly affected rice cultivation in the studied barangays of Lumba Bayabao, Lanao del
Sur?
due to the observed impacts of climate change on the agricultural practices in the region?
household incomes, food security, and overall economic stability within the local
communities?
5. What adaptive strategies have rice farmers employed in response to the changing
climate conditions, and how effective are these strategies in mitigating the identified
6. What recommendations can be drawn from the identified challenges and adaptive
strategies to inform effective policies and interventions aimed at supporting rice farmers
Theoretical Framework
comprehensive lens to evaluate the vulnerability of rice farmers to climate change and identify
adaptive strategies. In the context of Lumba Bayabao, this framework becomes particularly
relevant as it allows for the nuanced assessment of both biophysical and socio-economic
vulnerabilities. By identifying key factors such as exposure, sensitivity, and adaptive capacity,
we can pinpoint specific areas of vulnerability within the rice farming systems. Additionally,
Adger's framework provides a structured approach to understanding how rice farmers in Lumba
Bayabao can build adaptive capacity and resilience in the face of changing climatic conditions.
This includes not only technological adaptations but also social and institutional measures that
becomes pivotal in examining the ecological resilience of rice farming systems to climate change
in Lumba Bayabao. This theory posits that enhancing biodiversity within agricultural ecosystems
productivity. In the context of rice farming, understanding the intricate relationships between
diverse crops, beneficial insects, and soil health becomes crucial. Altieri's theory encourages a
shift towards sustainable and diversified agricultural practices that not only buffer the impacts of
climate change but also contribute to the long-term sustainability of rice farming in the region.
By embracing agroecological principles, rice farmers in Lumba Bayabao can potentially create
resilient farming systems that are less susceptible to the adverse effects of climate change,
methodologies from crop modeling and climate impact assessments (Lobell et al., 2011;
Rosenzweig et al., 2014), we gain valuable tools to project and quantify the impact of climate
change on rice yields in Lumba Bayabao. These approaches allow us to integrate complex
interactions between climate variables, soil conditions, and agronomic practices. Crop modeling
enables the simulation of potential future scenarios, predicting how changes in temperature,
precipitation, and other climatic factors might influence rice crop outcomes. Such assessments
are essential for formulating targeted adaptation strategies, informing farmers and policymakers
about the potential challenges ahead, and exploring innovative solutions to mitigate the adverse
(2004) serves as a critical tool for assessing the economic implications of climate change on rice
farming livelihoods. In Lumba Bayabao, where agriculture plays a central role in the local
economy, understanding the economic vulnerabilities arising from climate change is imperative.
This framework allows us to examine changes in income levels, market access, and overall
economic stability among rice farmers. By scrutinizing the economic dimensions, we can
identify how climate-induced shocks may affect not only individual farmers but also the broader
economic landscape of the community. Insights gained from this framework will inform
access, and the creation of financial mechanisms to buffer against climate-related uncertainties.
Resource Management (IWRM) theory (Cai et al., 2003) takes center stage in our exploration of
climate change impacts on rice farming, given the critical role of water resources in agriculture.
In Lumba Bayabao, where rice cultivation heavily relies on water availability, understanding the
intricate dynamics between climate-induced changes and water resources is crucial. IWRM
considering the interplay between surface water and groundwater dynamics. By integrating this
theory, our research aims to unveil how alterations in precipitation patterns and temperature
might impact water availability for rice farming, and how adopting sustainable water
change impacts, the Psychosocial Resilience Theory (Norris et al., 2008) enriches our framework
by exploring the emotional and mental well-being of rice farmers in response to climate-related
stressors. In Lumba Bayabao, where the agrarian landscape is deeply intertwined with the
cultural fabric of the community, understanding the psychosocial dimensions is paramount. This
theory allows us to delve into how the uncertainty and variability associated with climate change
may affect the mental health of rice farmers. By acknowledging and addressing psychosocial
resilience, our research aims to provide a holistic perspective on the human dimensions of
vulnerability, ensuring that adaptation strategies not only consider ecological and economic
Conceptual Framework
Figure 1 shows the schematic diagram of the study and as such depicts the interplay of
the various variables of the study. Based on the diagram, the independent variables are the
respondents’ age, gender, marital status , household size., Occupation, cultural background,
length of farming experience. With such, these are then linked to the problems and challenges
that they employ in order to determine the possible remedies that might be extended to them by
To the Local Rice Farming Communities The study directly impacts the well-being
and resilience of local rice farming communities in barangays in Lumba Bayabao. Understanding
how demographic factors interact with climate change and adaptive strategies can empower these
communities to develop targeted and effective responses, ultimately enhancing their livelihoods.
To the Policymakers and Government Agencies Policymakers at the local and regional
development, can utilize the findings to formulate evidence-based policies. This study provides
crucial insights into the demographic dimensions of vulnerability and resilience, enabling
policymakers to design interventions that address the specific needs of rice farmers in Lumba
Bayabao.
and development agencies focused on agriculture, climate change, and community development
can use the study's outcomes to refine their programs and initiatives. The insights can guide the
development of targeted projects that align with the demographic realities of the rice farming
including local community organizations, can benefit from increased awareness about the
challenges faced by rice farmers in Lumba Bayabao. This knowledge can foster community
engagement, support networks, and local initiatives aimed at building resilience and
To the National Government. The study holds paramount importance for the National
Government as it offers nuanced insights into the climate change-induced challenges faced by
rice farmers in barangays in Lumba Bayabao, Lanao del Sur. By uncovering the demographic
dimensions of vulnerability and resilience, the research enables informed policy formulation
tailored to the specific needs of this community. This targeted approach ensures the optimization
of resources, fostering efficient agricultural strategies that contribute to both immediate food
security and long-term sustainability. The study's findings not only empower vulnerable
populations, such as women and those with varying levels of education, but also aid in
broader national and international goals related to sustainable development, climate action, and
agricultural productivity. Ultimately, the study serves as a crucial tool for the National
To the Provincial and City Government. The study holds particular significance for the
Provincial and City Government, acting as a vital tool for local governance and development in
Lanao del Sur. Firstly, the research provides a localized understanding of the climate change
challenges faced by rice farmers in barangays in Lumba Bayabao, offering specific insights into
the vulnerabilities and adaptive capacities within the provincial and city jurisdiction. This
knowledge enables the Provincial and City Government to formulate policies and strategies that
are finely tuned to the unique agricultural landscape of the region, contributing to the overall
To Future Researchers. The study is exploratory in nature, hence, this should encourage
future researchers to venture in the same path so that they would be able to come up with
academic papers that are not only investigative but are also very relevant to the times.
This research focuses on examining the impact of climate change on the livelihood of rice
farmers in the barangays of Lumba-Bayabao, Lanao del Sur. The study encompasses a
economic factors affecting rice cultivation. It aims to provide a nuanced understanding of the
challenges faced by rice farmers in adapting to changing climatic conditions, with a particular
farmers in the barangays of Lumba-Bayabao, Lanao del Sur. The findings and conclusions drawn
from the research may not be extrapolated to other regions or crops, as the dynamics of climate
change impacts can vary significantly across different geographical contexts. While the targeted
barangays offer valuable insights into the local implications of climate change on rice farming,
the study does not encompass a broader national or global perspective. The outcomes are
intended to contribute primarily to the understanding of the specified community and may not be
Definition of terms
The following terms used in the study are conceptually and operationally defined so that
Adaptation strategies are specific actions or measures taken to adjust and respond to
changing environmental conditions. In the context of your study, these strategies may include
technologies.
or communities to cope with and respond effectively to changing environmental conditions, such
biodiversity and ecological principles in fostering resilience within agricultural systems. It guides
the study in understanding how ecological factors contribute to the resilience of rice farming in
Lumba Bayabao.
other atmospheric conditions on Earth. It encompasses both natural variations and anthropogenic
members to address specific issues or promote collective well-being. In your study, CBOs could
by individuals or groups within a community. In your study, it relates to how rice farmers
considering not only economic factors but also the social and cultural dimensions of well-being.
Crop modeling involves the use of mathematical models to simulate the growth and
development of crops under different environmental conditions. In your study, it may be used to
present needs without compromising the ability of future generations to meet their own needs. In
Extension services are outreach programs that provide agricultural advice, information,
and training to farmers. In your study, they may be a component of institutional support for rice
farmers.
Food security exists when all people, at all times, have physical and economic access to
sufficient, safe, and nutritious food to meet their dietary needs. Climate change can impact food
Geographical and Cultural Context Geographical and cultural context refers to the
unique physical and cultural characteristics of the study area, Lumba Bayabao. It encompasses
factors such as location, topography, climate, and cultural practices that shape the context within
study, it includes support mechanisms for rice farmers, such as government policies and
extension services.
managing water resources, considering the interdependence of surface water and groundwater. In
your study, it relates to the management of water resources critical for rice cultivation.
Land tenure refers to the rights and arrangements by which individuals or groups hold
and use land. Understanding land tenure is essential for assessing how climate change may
Livelihood security refers to the assurance that individuals or communities can maintain
a sustainable standard of living. In your study, it relates to the capacity of rice farming
members, incorporating local knowledge and perspectives into the research process. It promotes
mental and emotional well-being in the face of challenges. In your study, it relates to how rice
recover from disturbances, and adapt in the face of adversity. In the context of your study, it
pertains to the ability of rice farming livelihoods to endure and recover from the impacts of
climate change.
communities. In your study, it involves understanding how climate change affects the overall
basic necessities of life in a manner that preserves and enhances the well-being of present and
how climate change impacts the economic stability of rice farmers in Lumba Bayabao.
beliefs held by indigenous or local communities about their environment. TEK may influence the
susceptible to harm or adverse impacts. In the context of your study, it relates to the extent to
which rice farmers in Lumba Bayabao are exposed to and affected by climate change.
Water scarcity occurs when the demand for water exceeds the available supply. In the
context of rice farming, water scarcity can impact irrigation practices and agricultural
productivity.
Chapter II
This chapter presents literature and studies relevant to this study which may also help the
researcher in the analysis of the data. It discusses results of studies and concepts related to
informal settlers.
Related Literature
According to Rosenzweig and Hillel (2015) on Climate Change and Agriculture, highlight the
fluctuations, altered precipitation patterns, and extreme weather events. This sets the stage for a
focused examination of the specific impacts of climate change on rice farming in the Philippines
by Sombilla et al. (2018), providing insights that are foundational to understanding the
sensitivity, and adaptive capacity as key components. Pulhin et al. (2010) apply this framework
to the Philippine context, exploring the vulnerabilities of rice farming communities and shedding
light on socio-economic and environmental factors that amplify or mitigate climate change
impacts. This theoretical foundation is crucial for assessing the vulnerability of rice farmers in
Lumba-Bayabao.
Sustainable Livelihoods Approach (SLA), offering a holistic perspective on how individuals and
communities secure their basic necessities. The study by Cabunagan et al. (2017) applies the
SLA to rice farming in the Philippines, emphasizing the diversification of livelihood strategies.
This approach becomes pivotal for understanding how rice farmers in Lumba-Bayabao may
Additionally, Based from Berkes and Ross (2013) Community Collaboration and Resilience,
emphasize the role of community collaboration, local knowledge, and collective action in
building resilience to climate change impacts. Applying this perspective to the Philippines,
Pascual et al. (2020) explore the dynamics of community resilience, shedding light on the
On top of that, According to Adger et al. (2005) Institutional Support for Climate Adaptation
underscore the critical role of institutions in su, pporting climate adaptation, emphasizing
governance structures and policies. Magcale-Macandog et al. (2019) extend this inquiry to the
Philippine context, examining institutional support for climate change adaptation in agriculture.
This literature provides insights into how institutional frameworks may influence the adaptive
Related Studies
Climate Change and Agriculture in the Philippines: The vulnerability of the Philippines
to climate change, particularly its implications for agriculture, is a central theme explored by
Mendelsohn et al. (2007) and Pulhin et al. (2010). Mendelsohn et al. (2007) present a global
perspective on the distributional impacts of climate change, emphasizing the need for adaptive
strategies in both rich and poor countries. Pulhin et al. (2010) contextualize this global concern
to the Philippine setting, providing a detailed review of the vulnerabilities of the country's
agriculture sector. This sets the stage for understanding the broader challenges faced by rice
Climate Change Adaptation Strategies in Agriculture: Lobell et al. (2011) and Rejesus
et al. (2015) contribute to the literature by exploring various adaptation strategies employed in
agriculture, a critical aspect for understanding how rice farmers cope with climate change. Lobell
et al. (2011) focus on global climate trends and their impacts on crop production, highlighting
the importance of adaptive measures. Rejesus et al. (2015) bring this discussion into the
Philippine context, offering insights into the specific adaptation strategies employed by rice
farmers. This section not only highlights the challenges but also points towards potential
Socioeconomic Impacts on Rice Farming Communities: Salazar et al. (2017) and Quibod
et al. (2018) delve into the socioeconomic dimensions of climate change impacts on rice farmers.
Salazar et al. (2017) investigate farmers' perceptions and adaptation practices in Davao Oriental,
offering a nuanced understanding of how rice farmers in a specific region respond to climate
challenges. Quibod et al. (2018) extend this perspective, assessing the broader policy
implications and potential failures in the Philippine rice farming sector. This discussion goes
beyond the immediate environmental impacts, considering the social and economic dimensions
of vulnerability.
Technological Interventions and Innovation: The studies by Baltazar et al. (2014) and
Cabangon et al. (2019) bring attention to the role of technology in mitigating climate change
impacts on rice farming. Baltazar et al. (2014) employ a Ricardian analysis to evaluate the
impact of climate change on rice farming systems, offering insights into potential adaptations.
Cabangon et al. (2019) focus on the adoption and impact of rice production technologies,
providing a bridge between traditional practices and innovative solutions. This discussion
Policy Framework and Governance: Molina et al. (2018) and Pulhin et al. (2019) shift the
focus to the macro-level, examining policy frameworks and governance structures. Molina et al.
(2018) assess the policy and governance dimensions of climate change adaptation in the
Philippines, identifying areas for improvement. Pulhin et al. (2019) delve into the policy and
governance dimensions more broadly, emphasizing the need for effective institutional support.
This section emphasizes the importance of a supportive policy environment and robust
RESEARCH METHODOLOGY
This chapter presents the research design, the locale of the study, the respondents of the study,
research instrument, data gathering procedure and the statistical tools that will be used.
Research Design
This study adopts an exploratory and evaluative research design to delve into the nuanced
impact of climate change on the livelihood of rice farmers in the barangays of Lumba-Bayabao,
Lanao del Sur. The exploratory phase involves a thorough investigation of the multifaceted
factors. Through extensive fieldwork, including surveys, interviews, and observations, the study
aims to uncover hidden patterns and emergent themes, providing a comprehensive understanding
The evaluative component of the research design involves a critical assessment of the
adaptation measures, such as changes in crop yields, income levels, and resource utilization,
among a sample of 100 respondents. Concurrently, qualitative methods, including in-depth
interviews and focus group discussions, will be employed to gather farmers' perspectives on the
By merging exploratory and evaluative elements, and considering insights from a diverse sample
of 60 respondents, this research design aims to not only uncover new insights into the climate
change impacts on rice farming but also assess the practicality and success of current adaptation
measures. The combined approach allows for a holistic and nuanced exploration of the subject,
Lumba-Bayabao and informing future adaptive strategies in the face of changing climatic
conditions.
The study is situated in the picturesque and agriculturally rich municipality of Lumba-Bayabao,
Lanao del Sur, located in the Autonomous Region in Muslim Mindanao (ARMM), Philippines.
Lumba-Bayabao is characterized by its lush landscapes and vibrant agricultural practices, with
The research specifically targets selected barangays within Lumba-Bayabao, chosen to represent
Bacolod I, Bacolod II, Bantayao, Barit, Baugan, Buad Lumbac, Cabasaran, Calilangan,
Galawan, Gambai, Kasula, Lalangitun, Lama, Lindongan Dialongana, Lobo Basara, Lumbac
areas with varying altitudes, soil types, and proximity to water sources. This purposive selection
aims to capture the breadth of experiences among rice farmers, considering the potential impact
of climate change on farming practices across different contexts within the municipality.
agriculture. The demographic profile of the study area includes a mix of ethnic groups, each
contributing to the rich cultural tapestry of Lanao del Sur. The study focuses on engaging with
approximately 60 rice farmers, ensuring representation from different age groups, genders, and
change.
Lanao del Sur, being situated in Mindanao, experiences a tropical climate characterized by
distinct wet and dry seasons. The region is vulnerable to the impacts of climate change, including
shifts in rainfall patterns, temperature variations, and the increasing frequency of extreme
weather events. Understanding the local climatic conditions is fundamental to assessing how
these changes influence the livelihoods of rice farmers in the study area.
The accessibility of the selected barangays within Lumba-Bayabao facilitates efficient data
collection. The research team will utilize established transportation networks and work closely
with local community leaders to ensure seamless access to the study sites. This approach aims to
minimize disruptions to the daily activities of rice farmers and foster a collaborative and
Lanao del Sur. Purposive sampling will ensure diversity in terms of age, gender, farm size, and
in the study area. Inclusion criteria encompass active participation in rice farming, diversity in
farm sizes, age, and gender, with the expectation of informed consent for voluntary participation.
Data collection will involve a combination of quantitative methods, including surveys, and
qualitative approaches, such as in-depth interviews and focus group discussions. The research
team is committed to maintaining confidentiality and upholding ethical standards throughout the
study, respecting the autonomy of the respondents and ensuring that their valuable insights
livelihoods.
Research Instrument
The research instruments for this study include a structured questionnaire for quantitative
data collection and in-depth interviews along with focus group discussions for qualitative
insights. The questionnaire will employ Likert scales, multiple-choice questions, and numerical
inputs to gather quantitative data on climate variables, agricultural practices, crop yields, socio-
economic indicators, and the adoption of adaptive strategies. Additionally, in-depth interviews
and focus group discussions will utilize open-ended questions to elicit qualitative information on
farmers' lived experiences, challenges faced, and the effectiveness of adaptive strategies. Both
instruments will be collaboratively designed, pre-tested for clarity and cultural appropriateness,
and validated to ensure reliability. The combination of quantitative and qualitative approaches
aims to provide a holistic understanding of the impact of climate change on the livelihoods of
This study will commence with orientation sessions to inform and obtain informed
consent from approximately 60 rice farmers in selected barangays in Lumba-Bayabao, Lanao del
climate variables, agricultural practices, crop yields, socio-economic indicators, and adaptive
strategies. Concurrently, in-depth interviews and focus group discussions will be conducted
using semi-structured guides to delve into qualitative aspects of farmers' experiences and
perceptions. Prior to full-scale implementation, a pilot test will refine the instruments based on
participant feedback. The research team will ensure quality control throughout the data collection
process, maintaining consistency and flexibility to address emerging themes. Quantitative data
will be analyzed using statistical software, while thematic analysis will be applied to qualitative
data. The combination of both approaches aims to provide a holistic understanding of the impact
Statistical Tools
For the analysis of data, the following statistical tools were used; 1. Frequency and
Percentage This is to describe the respondents’ profile and determine the researchers’ responses
f- frequency 35
100 = constant
This is to determine the average scores of the responses which would eventually lead to the
Where:
W = Weight
n = number of values
f = frequency
For the verbal interpretation of the data, the following scale was used:
1.80-2.59 Disagree
2.60-3.39 Neutral
3.40-4.19 Agree
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