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Contents lists available at ScienceDirect

Journal of the World Federation of Orthodontists


journal homepage: www.jwfo.org

Special Article

Orthodontic considerations in hypodivergent craniofacial patterns


Johnny J.L. Liaw a,b, Jae Hyun Park c,d,∗
a
Adjunct clinical instructor, Department of Orthodontics, National Taiwan University Hospital, Taipei, Taiwan
b
Director, Beauty Forever Dental Clinic, Taipei, Taiwan
c
Professor and chair, Postgraduate Orthodontic Program, Arizona School of Dentistry & Oral Health, A.T. Still University, Mesa, Arizona
d
International Scholar, Graduate School of Dentistry, Kyung Hee University, Seoul, Korea

a r t i c l e i n f o a b s t r a c t

Article history: This article examines the characteristics of hypodivergent craniofacial patterns and explores treatment
Received 24 November 2023 modalities in response to these features. It discusses the impact of robust masticatory muscles, which pro-
Revised 10 December 2023
duce heavy occlusal forces. In addition, it examines the use of Botox or splints to reduce gonial angles in
Accepted 10 December 2023
individuals with a square face. A nonextraction treatment approach supported by temporary skeletal an-
Available online xxx
chorage devices is recommended; however, if anatomical limitations persist, extraction may be necessary
Keywords: when arch expansion, molar distalization, incisor proclination, or interproximal reduction cannot create
Hypodivergent craniofacial pattern the necessary space. In hypodivergent cases where a nonextraction approach is impractical, a single-arch
Low mandibular plane angle extraction strategy may be considered to prevent a reduction in the vertical dimension. Emphasizing es-
Skeletal anchorage thetics, particularly maxillary incisor display, a protocol of total arch extrusion of the maxillary dentition
Total arch distalization assisted with temporary skeletal anchorage device, bite raisers, and interarch elastics is suggested.
Total arch extrusion
© 2023 World Federation of Orthodontists. Published by Elsevier Inc. All rights reserved.

1. Introduction maxillary and mandibular molars [4,5]. Employing methods such as


headgear and high-pull J-hook for anchorage control during sagittal
Malocclusion is characterized by the misalignment or improper correction has been a significant concern [6,7]. In the early 20 0 0s,
positioning of teeth when the jaws are closed. Contributing factors the advent of temporary skeletal anchorage devices (TSADs) such
include genetics, premature loss of primary teeth, inadequate as miniscrews and miniplates gained popularity as sources of ab-
dental care, and habits such as thumb-sucking or tongue-thrusting. solute anchorage for maximal anchorage control [7,8].
The position of the jaw bones, specifically the maxilla and In the 1960s, orthodontists redirected their attention to vertical
mandible, as well as the surrounding tissues like masticatory relationships between the maxilla and mandible. Schudy’s work
muscles and the tongue, closely influence malocclusion [1,2]. regarding the influences of vertical and anteroposterior growth
Additionally, the craniofacial pattern plays a significant role in this on facial type introduced a novel dimension to orthodontic case
condition. Therefore, it is essential to consider the impact of the assessments. Investigations into the facial frame, applying the
craniofacial pattern on orthodontic treatment to effectively address pogonion formula, and recognizing both clockwise and counter-
malocclusion [3]. clockwise mandibular rotations have elucidated the developmental
Traditionally, malocclusions have been classified into Angle’s patterns of hyperdivergent and hypodivergent facial structures
Class I, II, and III, focusing on the sagittal relationships between [9,10]. Presently, it is widely acknowledged that variations in
growth at the condylar level and within the molar alveolar bone
contribute to mandibular rotation, ultimately determining the
Funding: The authors have not declared a specific grant for this research from positioning of the chin.
any funding agency in the public, commercial or not-for-profit sectors. Vertical control aimed at preventing the extrusion of post-
Competing interests: Authors have completed and submitted the ICMJE Form for erior teeth, especially in high-angle cases, as extrusion could
Disclosure of potential conflicts of interest. None declared. compromise the facial profile and chin projection. With the in-
Provenance and peer review: Commissioned and internally peer reviewed.

troduction of skeletal anchorage, open bite malocclusions were
Corresponding author: Postgraduate Orthodontic Program, Arizona School of
Dentistry & Oral Health, A.T. Still University, 5835 East Still Circle, Mesa, 85206, Ari-
successfully treated through molar intrusion using TSADs [11,12].
zona. Hyperdivergent Class II malocclusions were reported to benefit
E-mail address: jpark@atsu.edu (J.H. Park). from maximal retraction of the maxillary arch and active vertical

2212-4438/$ – see front matter © 2023 World Federation of Orthodontists. Published by Elsevier Inc. All rights reserved.
https://doi.org/10.1016/j.ejwf.2023.12.007

Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
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control, leading to improved facial profiles and enhanced chin potential to enhance esthetics, particularly in terms of maxillary
projection [13,14]. incisor display, providing a viable option for improving the overall
Pioneered by Angell and Haas, rapid palatal expansion (RPE) facial harmony of patients with hypodivergent pattern.
emerged in the early 1900s as a solution for transverse discrepan- The occlusal force and the strength of masticatory muscles were
cies [15]. However, its primary limitation lies in its suitability with evidenced to be higher in patients with hypodivergent pattern
adolescent patients. In adults requiring transverse correction, sur- [3,21]. Orthodontists experienced much slower tooth movement
gically assisted RPE may be recommended. A recent breakthrough, in patients with hypodivergent pattern, especially when extraction
miniscrew-assisted RPE (MARPE), presents a novel approach for ad- space needed to be closed. Therefore, a nonextraction approach is
dressing transverse discrepancies in adult patients [16,17]. preferred over extraction treatment.
Three-dimensional control of tooth movement with skeletal an- In hypodivergent malocclusions where a nonextraction ap-
chorage has revolutionized orthodontic treatment by providing a proach is preferred, TSADs play a significant role in increasing the
more efficient and predictable means of moving teeth. The use of likelihood of a successful nonextraction treatment. Extrusive me-
TSADs has made it possible to increase treatment efficiency, reduce chanics are utilized in the treatment to promote the eruption of
treatment time, and improve treatment outcomes. The ability to posterior teeth and induce backward rotation, aiming to counteract
control tooth movement in all three planes of space has also led to the inherent tendency of forward rotation of the mandible. There-
more precise and accurate tooth positioning, as well as improved fore, the use of bite raisers or interarch elastics is encouraged dur-
esthetics and functional outcomes. ing treatment to enhance the overall facial height. However, it is
The use of TSADs has evolved through phases, commencing worth noting that heavy occlusal force may hinder the eruption of
with the management of sagittal anchorage, progressing to vertical posterior teeth. If maxillary incisor extrusion is indicated for an ap-
control, and subsequently incorporating transverse control through propriate maxillary incisor display, a comprehensive approach in-
MARPE. While active vertical control has shown promising ad- volving total arch extrusion anchored with TSADs along with the
vancements in addressing hyperdivergent cases, there has been use of bite raisers and interarch elastics might be considered. The
comparatively limited exploration in applying TSADs to hypodiver- treatment objectives include an increase in the LAFH, more harmo-
gent cases. This article endeavors to concentrate on the orthodontic nious vertical proportions, and improved maxillary incisor display
considerations regarding hypodivergent malocclusions. with long-term stability.
However, when extraction becomes necessary either because of
2. Characteristics severe crowding or unfavorable proclination of the incisors after
alignment, and anatomical constraints limit the effectiveness of ex-
Hypodivergent craniofacial patterns or skeletal deep overbite in pansion or distalization in creating adequate space for all teeth, the
Sassouni’s classification of skeletal facial patterns are character- bottom line is a single-arch extraction in the maxillary dentition. In
ized by the convergence of four planes (Frankfurt horizontal plane, cases with extremely hypodivergent craniofacial patterns, orthog-
palatal plane, occlusal plane, mandibular plane), small cranial base nathic surgery is a viable consideration.
and gonial angles, upright incisors, short posterior dental height, a
decrease in lower anterior facial height (LAFH) than in upper an- 4. Biomechanics considerations
terior facial height, stronger masseter muscles, a square face, and
a short but thick symphysis [18–20]. In addition, the cortical bone 4.1. Deep bite correction
and alveolar ridge tend to be thicker in hypodivergent cases than
in hyperdivergent cases. Hypodivergent cases often exhibit a deep overbite, which can
be effectively addressed through anterior intrusion, posterior ex-
3. Treatment planning trusion, or a combination of both. While posterior extrusion might
not be suitable for hyperdivergent cases, it is generally welcomed
A short, lower face may be associated with various types in hypodivergent cases. However, it is noteworthy that even with
of malocclusions depending on the underlying structural causes. encouragement for posterior extrusion using appropriate mechan-
While traditional orthodontic treatments can correct the malocclu- ics, there is a tendency for relapse because of the substantial oc-
sion, they often fail to address the esthetic concerns linked to a clusal forces in hypodivergent cases.
hypodivergent craniofacial pattern, including a square face, inad- To enhance stability in deep bite correction, the preferred strat-
equate incisor display, or vertical proportion disharmony. Unfor- egy is anterior intrusion in hypodivergent cases. The biomechanics
tunately, Creekmore said, “high angle faces tend to become even of anterior intrusion encompass a range of techniques, including
higher, whereas low-angle faces tend to get lower” [18]. However, the use of high-pull J-hooks, intrusion arches, utility arches, bite
“the control of posterior tooth eruption is the most manageable plates or bite turbos, functional appliances, and miniscrew anchor-
factor available to the orthodontist in the overall control of ante- age [22–25]. Nevertheless, controversies may arise regarding the
rior vertical dimension of the lower face.” Orthopedic treatment rate and extent of incisor intrusion achieved through these meth-
might be possible in growing patients by using extraoral traction, ods.
interarch elastics, arch wires, activator, etc. In adults with short Consensus suggests that intrusion with utility arches may lead
faces, a comprehensive approach involving orthodontics and or- to more pronounced side effects in the posterior teeth, particularly
thognathic surgery is often necessary [19,20]. Surgically advancing in vertical dimension. Therefore, the authors advocate for the use
the mandible while preserving the curve of Spee is commonly em- of anterior miniscrews to facilitate bite opening in challenging deep
ployed to manage Class II malocclusions. For cases involving verti- bite cases, especially those with hypodivergence, and suggest a fo-
cal maxillary deficiency, Le Fort I osteotomy with inferior reposi- cus on optimizing treatment efficiency. For Class II Division 2 mal-
tioning offers the required spatial correction. occlusion, the use of anterior miniscrews is also very helpful in re-
The integration of TSADs has introduced an alternative avenue. gaining torque with the retroclined maxillary incisors (Figs. 1–4).
Total arch extrusion of the maxillary dentition, facilitated by TSADs, The moment generated by the anteriorly positioned intrusive force
may present an opportunity to address hypodivergent conditions is much larger than the moment produced by the archwire in the
without resorting to orthognathic surgery. This approach has the bracket slot.

Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
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Fig. 1. (A) A Class II Division 2 case featuring moderate protrusion and a gummy smile revealed an evident deep overbite characterized by retroclined maxillary incisors.
(B) A nonextraction approach of total arch distalization with infrazygomatic (IZC) miniscrews was used for Class II correction. The deep overbite was corrected by placing
anterior subapical miniscrews between the maxillary central incisors. (C) Class II dental relationships and deep overbite were successfully corrected, and the facial profile was
significantly improved.

Fig. 2. The torque of the retroclined maxillary incisors was regained successfully,
the gummy smile was also solved. (A) Pretreatment maxillary incisor display. (B)
Pretreatment maxillary incisor retroclination. (C) Posttreatment maxillary incisor
display. (D) Posttreatment maxillary incisor proclination.

Fig. 3. The cephalometric superimposition reveals a total arch intrusion and retrac-
tion of the maxillary dentition to correct the gummy smile and Class II dental re-
4.2. The number of anterior miniscrews lationships. Additionally, the extrusion of the mandibular molars can be observed
subsequent to the use of bite turbos for bite disocclusion. Pretreatment (black);
When it comes to using anterior miniscrews to intrude the an- posttreatment (red).

terior teeth, the optimal number of anterior miniscrews is a ques-


tion of frequent discussion [26]. While a single midline miniscrew ceptible to ulceration. A possible solution is a frenectomy. Alterna-
may suffice for effective bite opening, two anterior miniscrews are tively, the use of a subapically-positioned anterior miniscrew with
often used because of the need for a balanced force system. The a wire extension presents another viable option [27]. The wire ex-
decision to not place a miniscrew in the midline is often influ- tension from the subapical miniscrew tends to be less irritating
enced by concerns about the labial frenum, which could be sus- than the head of an anterior interdental miniscrew.

Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
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4 J.J.L. Liaw and J.H. Park / Journal of the World Federation of Orthodontists xxx (xxxx) xxx

traction treatment approach without TSADs is also possible if the


facial profile and available space allow for acceptable tooth posi-
tioning. RPE or MARPE might be indicated for transverse discrep-
ancies. Infrazygomatic miniscrews are important for total arch dis-
talization of the maxillary dentition for Class II correction and fa-
cial profile reduction [27]. Cone-beam computed tomography can
be used to check for possible interference between the miniscrews
and the moving roots to ensure a successful total arch distalization.

4.4. Botox effect

The square face, attributed to a decreased LAFH and hypertro-


phied masticatory muscles, may appear less prominent after or-
thodontic treatment. This is often true when orthodontic tooth
movements emphasize extrusion rather than intrusion, resulting in
Fig. 4. The anchorage setup in a Class II Division 2 malocclusion is shown in A to
reduced activity of the masticatory muscles during treatment and
C. The progressive lateral cephalogram (A) showing infrazygomatic (IZC) miniscrews
for total arch distalization of the maxillary dentition and anterior subapical minis- less efficient chewing. Patients typically express satisfaction with
crews for gummy smile correction and bite opening that are illustrated in B and C. the positive changes in their facial appearance, and some practi-
tioners appreciate the Botox-like effects of the orthodontic treat-
A single anterior miniscrew in the midline might tend to pro- ment [27].
cline and intrude the maxillary incisors instead of providing pure However, a potential relapse of the square face may manifest
intrusion, but this is good for the torque control of the maxillary in follow-up examinations as chewing efficiency is regained and
incisors during maximal anterior retraction with TSADs, which re- muscle strength rebuilds, despite recommendations for patients to
quire intrusive retraction. avoid vigorous chewing of hard foods and clenching. One possible
When addressing the control of occlusal plane cant, an off- cause for this relapse is nocturnal bruxism. In response, the use of
center miniscrew is essential for unilateral intrusion. This require- a splint during sleep is proposed as a potential solution to miti-
ment might be independent of the position of any other anterior gate the recurrence of the square face. In addition to the nocturnal
miniscrew. splint, the injection of Botulinum type A is deemed even more ef-
fective in paralyzing hyperactive masticatory muscles. The use of
4.3. Sagittal correction Botox might be recommended at the onset of orthodontic treat-
ment to enhance treatment effects by reducing occlusal force [28].
Total arch distalization with TSADs for sagittal correction should Nevertheless, it is worth noting that repeated injections might be
be considered with most hypodivergent malocclusions, depending necessary, given that its effectiveness lasts only six months, leading
on the facial profile and interarch dental relationships. A nonex- to some patients’ hesitation in opting for Botox.

Fig. 5. (A) A mild skeletal Class III and dental Class I malocclusion showed inadequate maxillary incisor display. (B) After 1 month of miniscrew-assisted total arch extrusion,
the maxillary incisors and maxillary molars were extruded by the deactivation of the extrusion spring. (C) The posttreatment facial profile improved slightly through the total
arch extrusion of the maxillary dentition to rotate the mandible backward.

Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
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4.5. Insufficient maxillary incisor display

In cases where there is inadequate maxillary incisor display


before treatment, emphasis on anterior intrusion for bite open-
ing may be directed towards the mandibular anterior teeth, while
extrusion of the maxillary anterior teeth is deemed appropriate
[27]. Nevertheless, if the vertical dimension remains constant, the
clearance for maxillary incisor extrusion might be inadequate to
improve maxillary incisor display, even with successful mandibu-
lar anterior intrusion facilitated by lower anterior miniscrews. This
is particularly notable in cases involving single-arch extractions,
where there is a more favorable space allowance for maxillary in-
cisors to intrude compared with the mandibular incisors.
In attempts to address this challenge, the authors experimented
with maxillary incisor extrusion assisted by anterior miniscrews.
There was an initial improvement in maxillary incisor display;
however, a subsequent relapse was observed.
A total arch extrusion of the maxillary dentition, which involved
simultaneous extrusion of both maxillary anterior and posterior
teeth, proved to be a more successful approach in enhancing the Fig. 6. The maxillary incisor display was enhanced significantly after the total arch
display of maxillary incisors [29]. The treatment effects appeared extrusion of the maxillary dentition. (A) Pretreatment maxillary incisor display. (B)
to be stable during the follow-up period. Pretreatment maxillary incisor proclination. (C) Posttreatment maxillary incisor dis-
play. (D) Posttreatment maxillary incisor proclination.

4.6. Vertical dimension

Theoretically, the vertical dimension has been considered ge-


netically determined and unchangeable because of the influence
of muscular forces [30,31]. Any increase in the vertical dimension
can result in relapse over time. In cases where esthetic improve-
ment is desired without resorting to orthognathic surgeries involv-
ing downward grafting of the maxilla, clinicians are now explor-
ing the possibility of increasing the vertical dimension through or-
thodontic extrusion with the assistance of skeletal anchorage.
Possible rationales for increasing vertical dimension include fa-
cilitating prosthetic reconstruction, altering occlusal relationships,
and improving esthetics by balancing vertical proportions or en-
hancing the maxillary incisor display.

4.7. Interocclusal clearance

To achieve effective extrusion of the maxillary dentition, it was


crucial to ensure the appropriate interarch clearance in terms of
overjet and overbite. To provide the necessary interocclusal clear-
ance for the maxillary incisors to extrude, posterior bite raisers
can be employed to hinge the mandible backward (Figs. 5–9) [32].
However, it is crucial to acknowledge that patients with a low Fig. 7. The cephalometric superimposition shows the total arch extrusion of the
mandibular plane angle often exhibit greater muscular forces. The maxillary dentition and clockwise rotation of the mandible. Pretreatment (black);
posterior teeth, where the bite raisers are bonded, may have the posttreatment (red).
tendency to intrude under substantial occlusal forces when func-
tioning as the primary occlusal support during bite closure. There-
fore, the simultaneous use of interarch elastics is recommended
to augment the extrusion of the remaining dentition that was ini-
tially out of occlusion because of the presence of bite raisers. How-
ever, using interarch vertical elastics is highly dependent on patient
compliance with the treatment protocol.
To avoid the intrusion of posterior teeth bonded with bite rais-
ers, one potential approach would be to adjust the location of the
bite raisers on the extruded molars to alleviate the intrusion of
Fig. 8. The mechanics for total arch extrusion employ the interdental miniscrews
those teeth alternatingly. The injection of Botulinum toxin type A placed between maxillary canines and first premolars, a 0.017 × 0.025-in titanium-
into the masseter muscle is another consideration [13]. This can be mollybdenum alloys (TMA) extrusion spring, interarch box elastics, and bite raisers,
a potential solution to address the challenges posed by strong oc- (A) before activation (B) after activation. The height of the bite raisers can be ad-
clusal forces as much as possible. justed to reactivate and sustain the force system.

Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
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Fig. 9. The progressive records of the maxillary incisor display, (A) pretreatment, (B) midtreatment before total arch extrusion. (C) Posttreatment illustrates effective total
arch extrusion to improve the maxillary incisor display with the skeletal anchorage.

4.8. Maxillary incisor extrusion versus total arch extrusion Acknowledgments

As the treatment goal was to enhance the patient’s maxillary in- Dr. Johnny J.L Liaw contributed to treating patients and writ-
cisor display, maxillary incisor extrusion anchored with miniscrews ing. Dr. Jae Hyun Park contributed to the reviewing and writing the
was tried in the first place [33]. Some improvement in the max- case. Both authors have read and agreed to the published version
illary incisor display was noted after the TSAD-assisted maxillary of the manuscript.
incisor extrusion, but unfortunately, there was a relapse tendency
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Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007
JID: EJWF
ARTICLE IN PRESS [mNS;January 11, 2024;14:28]

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Please cite this article as: J.J.L. Liaw and J.H. Park, Orthodontic considerations in hypodivergent craniofacial patterns, Journal of the World
Federation of Orthodontists, https://doi.org/10.1016/j.ejwf.2023.12.007

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