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MATLAB functions for extracting Hypsometry, Stream-length gradient index,


Steepness index, Chi gradient of channel and Swath profiles from Digital
Elevation Model (DEM) and other s...

Article in Applied Computing and Geosciences · June 2020


DOI: 10.1016/j.acags.2020.100033

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Applied Computing and Geosciences 7 (2020) 100033

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Applied Computing and Geosciences


journal homepage: www.journals.elsevier.com/applied-computing-and-geosciences

MATLAB functions for extracting hypsometry, stream-length gradient index,


steepness index, chi gradient of channel and swath profiles from digital
elevation model (DEM) and other spatial data for landscape characterisation
Nilesh K. Jaiswara a, Sravan Kumar Kotluri b, Prabha Pandey a, b, Anand K. Pandey a, b, *
a
Academy of Scientific & Innovative Research, CSIR-National Geophysical Research Institute, Hyderabad, 500007, India
b
CSIR-National Geophysical Research Institute, Hyderabad, 500007, India

A R T I C L E I N F O A B S T R A C T

Keywords: The landscape, developed by the interaction of geological processes, is represented by Digital Elevation Models
Landscape (DEMs) of various spatial resolutions. These DEMs can be variously analysed for the spatial and linear morpho-
Hypsometry metric indices for landscape characterisation. We have developed MATLAB functions for extracting Hypsometric
Stream length gradient index
integral (Hi), Stream Length-gradient (SL) index, Normalized steepness index (ksn), Chi (χ) gradient index and
Normalized steepness index
Chi (χ) gradient
Swath profile with maximum, minimum and mean elevation profiles from DEM. These functions are tested on
Swath profile SRTM DEM (30 m, 90 m spatial resolution) and ASTER GDEM (30 m spatial resolution) from three different
catchments with varying tectono-geomorphic setup. The swath profile of the TRMM precipitation data is also
prepared to demonstrate the application of present functions on different raster dataset and their robustness for
multi-parametric correlations. The user-friendly MATLAB functions provide automation and flexibility to extract
the morphometric indices cited above from DEM and other raster data with user defined variables for different
tectonic-geomorphology and environmental studies.

1. Introduction relative to the gradation process (Keller and Pinter, 2002; Wobus et al.,
2006; Perez-Pe~ na et al., 2009a; Kirby and Whipple, 2012; Perron and
Tectonic-geomorphology and environmental studies aim at charac- Royden, 2013; Mudd et al., 2014). The swath profile condenses spatial
terising the landscape to understand the competitive interaction of tec- information of the rectangular area to the elevation profile and forms an
tonic processes and climate-driven gradation on a regional scale (Hack, integral part of any terrain/landscape analysis (Fielding et al., 1994; Lave
1973; England and Molnar, 1990; Anderson and Anderson, 2010; Bur- and Avouac, 2000; D’Agostino et al., 2001; Riquelme et al., 2003; Molin
bank and Anderson, 2011). Landscapes can be characterized by various et al., 2004; Grohmann, 2005; Bookhagen and Burbank, 2006; Molin
spatial and linear geomorphic parameters derived from topography such et al., 2012; Paola Scotti et al., 2014; Aza~
non et al., 2015; Perez-Pe~ na
as slope, relief, drainage patterns, longitudinal profiles and stream gra- et al., 2017).
dients (Seeber and Gornitz, 1983; Keller and Pinter, 2002; Whittaker The availability of the open-source digital topographic data such as
et al., 2007). In active mountainous terrain, the drainage networks the Shuttle Radar Topography Mission (SRTM), Advanced Spaceborne
generally flow perpendicular to the range front producing high stream Thermal Emission and Reflection Radiometer (ASTER) GDEM (htt
gradients and try to attain a steady-state (uplift ¼ erosion), whereas the ps://earthexplorer.usgs.gov/) and other thematic datasets aided by
channels parallel to mountain front represent a stage where the tectonic mathematical tools (Schwanghart and Kuhn, 2010; Shahzad and Gloa-
uplift exceeds the erosion power of streams to incise the topography guen, 2011a, 2011b; Jaiswara et al., 2019a) on different GIS platforms
(Anderson and Anderson, 2010; Burbank and Anderson, 2011). The (Burbank, 1992; Perez-Pe~ na et al., 2009a, 2009b; Schwanghart and
hypsometry index (Hi) (Strahler, 1952), stream length (SL) index (Hack, Kuhn, 2010; Shahzad and Gloaguen, 2011a, 2011b; Kirby and Whipple,
1973), normalized channel steepness index (ksn) and Chi (χ) gradient are 2012; Perron and Royden, 2013) has greatly enhanced the capability of
among the commonly used spatial and linear parameters for identifying extracting morphometric parameters, which are essential for the spatial
the stages of catchment evolution and zone of the focused erosion landscape pattern characterisation. The Hi, SL, and ksn indices are the

* Corresponding author. Academy of Scientific & Innovative Research, CSIR-National Geophysical Research Institute, Hyderabad, 500007, India.
E-mail address: akpandey@ngri.res.in (A.K. Pandey).

https://doi.org/10.1016/j.acags.2020.100033
Received 19 February 2019; Received in revised form 22 June 2020; Accepted 22 June 2020
Available online 27 June 2020
2590-1974/© 2020 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.1. Hillshade of Himalaya terrain overlaid with the TRMM precipitation data (after Bookhagen and Burbank, 2010) and marked with the locations of the case
studies along the Kameng, Umiam and Birahi Ganga catchments.

primary reconnaissance tools to find the signatures of the uplift by contour, ‘A’ is the total drainage basin area, ‘h’ is the height of the basin
comparing different river profiles and hypsometric curves of basins within the contour and ‘H’ is the total height of the basin (Fig. 2a). The
across different tectonic settings (Seeber and Gornitz, 1983; Merritts and range of x-axis and y-axis are scaled from 0 to 1 (Fig. 2b). The shape of the
Vincent, 1989; Chen et al., 2003; Harkins et al., 2005; Goldrick and curve indicates the degree of dissection and evolutionary stage of the
Bishop, 2007; Troiani and Della Seta, 2008; Perez-Pe~ na et al., 2009a, basin (Fig. 2b; Strahler, 1952). They can be quantified as Hypsometric
2009b; Font et al., 2010). The tools to calculate these preliminary indices integral (Hi), which defines the area below the hypsometric curve that
on one platform are hard to find. Here, we present interactive MATLAB represents the un-eroded volume of the basin (Strahler, 1952; Schumm,
functions to extract hypsometry curves with integral values for a given 1956). Hi is calculated using Eq (2).
catchment, SL-index and ksn along river profiles and swath profiles from
the spatial data. The functions have options to reduce artefacts in DEMs Emean  Emin
Hi ¼ (2)
for the rugged landscapes by smoothing the data to get better constraints Emax  Emin
on the topographic features. We present the results from three catch-
where Emin, Emean, and Emax are the minimum, mean, and maximum el-
ments of varying scale and degree of uplift and erosion to demonstrate
evations of the drainage basin.
the applicability and robustness of the MATLAB functions. The test sec-
The values of Hi range between 0 and 1 indicating the high to low
tions include the Kameng river catchment in the tectonically active
eroded region (Delcaillau et al., 1998; Keller and Pinter, 2002). The
eastern Himalaya, the Umiam river catchment in Shillong plateau
shape of hypsometry curve and Hi value holds clues to the tectonic,
experiencing the highest precipitation in the world and the
climate and lithological factor in the evolution of basin landscape
landslide-affected Birahi Ganga catchment in western Himalaya (Fig. 1).
(Moglen and Bars, 1995; Willgoose and Hancock, 1998; Huang and
We tested the accuracy and consistency of the derived parameters in
Niemann, 2006).
three different DEM datasets and briefly analysed the morphometric re-
sults in conjunction with the tectonic-climatic forcing in the landscape
ii) Stream length-gradient index
evolution.
The rivers tend to attain an erosion-sedimentation equilibrium or
2. Geomorphic indices
steady-state, which is characterized by a concave longitudinal river
profile (Schumm et al., 2002). Often the substrate tectonic, lithological
Morphometry provides a quantitative characterisation of basin
variation and/or climatic factors tend to produce deviation from
morphology by identifying variations in the spatial and linear attributes
steady-state river profile (Hack, 1973; Burbank and Anderson, 2011).
of a drainage catchment and helps in characterising the stages of erosion
The Stream Length-Gradient (SL) index defines the change in stream
in comparison to the basins of varying topographic relief (Keller and
slope along a longitudinal river profile and effectively demarcates the
Pinter, 2002; Bull, 2007; Anderson and Anderson, 2010; Burbank and
zones of topographic break. Considering the stream profile as a straight
Anderson, 2011). The hypsometry, SL index, ksn, Chi (χ) and swath
line Hack (1973) proposed the following equation (Eq. (3)) to define its
profiles are important preliminary tools (Strahler, 1952; Schumm, 1956;
behaviour.
Hack, 1973) for any morphometric analysis that broadly defines the
stages of river evolution (i.e. young, mature, old) and are helpful in H ¼ C  k loge L (3)
identifying the zones of localized erosion based on stream gradient along
the profiles. where H is the elevation above a given datum, C is the river head
elevation L is the length from the river head, and k is the slope of the
i) Hypsometry curves and integrals straight line (Fig. 2c).
The stream profile slope (S) at a point represents the tangent to the
The hypsometric curve is an area-altitude curve that defines the dis- profile that can be calculated using Eq. (4) and Eq. (5).
tribution of elevation of the area in a drainage basin vide Eq. (1)
(Strahler, 1952; Schumm, 1956). ΔH
S¼ ¼ kL1 (4)
ΔL
fx ¼ f ðyÞg (1)
or
where ‘x’ is a function of the cumulative area (a/A) and ‘y’ is the cu-
ΔH
mulative height (h/H). The variable ‘a’ is the surface area within the k¼ L ¼ SL (5)
ΔL

2
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.2. a) Schematic representation of a catchment for defining the various components of Hypsometric calculations (after Strahler, 1952) and (b) Schematic diagram
showing various Hypsometric curves for the different stages of the river evolutionary cycle (after Ohmori, 1993). Arrows indicate a direction of change in the curves
during a geomorphic cycle. (d) The schematic diagram for extracting parameters for calculating SL-Index in map view (based on Keller and Pinter, 2002) and along
profile segments (after Hack, 1973). (d) Schematic diagram of log-log Slope and Area plot as a straight line where θ and log(ksn) are slope and y-intercept of the
straight line (modified after Wang et al., 2017). (e) Schematic plot of χ-profile for a steady state river (modified after mud et al., 2014). The slope of the straight line
represents χ-gradient.

3
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.3. Flowchart of the sequence required to generate the drainage network, Hypsometry Curve with integral value, river profile with SL-index, ksn and Swath profile
from a catchment DEM (see User Manual).

where SL (k) index represents the steepness/gradient of the profile for the (Mackin, 1948; Gilbert, 1877). The graded river profiles can be defined
local reach, ΔL is the length of the local reach, ΔH is the drop in the by a power-law relationship between the channel slope (S; Eq. (4)) and
elevation and L is the total length of the channel from the water divide to the contributing upstream drainage area (A) (Flint, 1974; Howard and
the centre of the local reach measured along the channel (Fig. 2c). Kerby, 1983) following Eq. (6) (Fig. 2d). Prior to the availability of DEMs,
The SL index can be calculated by keeping either ΔH or ΔL constant the channel length was considered approximation of the basin shape and
along the river profile. We used constant ΔL spacing based on the ad- the accumulation area (Eqs. (4) and (6)).
vantages shown by the comparative study of ΔH vs. ΔL methodologies
S ¼ ks Aθ (6)
(Perez-Pe~
na et al., 2009b). An abrupt change in SL-index along the river
is often associated with either a sharp lithological variation and/or the where ks ¼ ðU=KÞ1=n is the channel steepness index, θ ¼ m=n is the
differential uplift across active structure/tectonics (Strahler, 1952; Hack, concavity index, U is the rock uplift/erosion (E) rate at a steady state, K is
1973; Seeber and Gornitz, 1983; Keller and Pinter, 2002; Whittaker et al., the erosional efficiency representing a suite of factors that govern the
2007). river erosion and m and n are positive constants, whose ratio for a typical
basin is ~0.5 (Tucker and Whipple, 2002; Whipple et al., 2013).
iii) Channel steepness index The θ and ks can be estimated by a linear regression of the channel
slope against the drainage area on a log-log plot (Fig. 2d; Wobus et al.,
In a bedrock channel, the shape of river profiles tend to attain a 2006; Kirby and Whipple, 2012). However, a small variation and/or
graded profile by adjusting upstream discharge and transport load

4
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.4. (a) The DEM of the Kameng catchment used to extract geomorphic indices from ASTER, SRTM (30 m) and SRTM (90 m) DEM data sets. (b) The hypsometry
curves with integral values, (c) river profiles with SL-index values from raw data, (d) river profiles with SL-index values from 1 km smoothed data. Note that the SL
index derived from different DEMs are largely consistent.

uncertainties in the θ can lead to wide variations in ks;, therefore it is where zb is elevation at the drainage network’s base level at x ¼ xb and A0
imperative for normalized steepness index (ksn) with a reference con-  1n
cavity (θref) to correlate the catchments of various shapes and sizes (Eq. is an arbitrary reference area and KAUm defines the chi(χ)-gradient and
0

(7); Wobus et al., 2006). zb as the intercept (Fig. 2e). The χ represents the integral function of
location from base level ‘xb’ to the upstream location ‘x’ in the drainage
S ¼ ksn Aθref (7)
network
The average of concavity indices for all the channel in a basin can be Z x m
considered the θref, which lies between a restricted range of 0.4  θ  0.6 A0 n
χ¼ dx (9)
for steady-state channels (Wobus et al., 2006; Kirby and Whipple, 2012). xb AðxÞ
The θref can alternatively be calculated by linear fitting of channel profiles
The χ -gradient represents the magnitude of the tectonic force and
(Perron and Royden, 2013; Mudd et al., 2014) and least scatter
erosivity, which becomes equal to the steepness index ksn, when the
χ-elevation analysis (Goren et al., 2014; Jaiswara et al., 2019a) as well.
threshold area is assumed to be 1. Further, the χ -coordinate in spatial
The ksn can be estimated by regression of a selected data range of up-
map with transformed distance variable provides a useful metric for
stream and downstream limits as well as the entire channel (Snyder et al.,
interpreting the dynamics and relative stability of the drainage divide
2003). A slope-area analysis is extremely useful for extracting the pa-
(Willett et al., 2014; Jaiswara et al., 2019a, b).
rameters; nevertheless, noise embedded in a DEM occasionally does not
resolve small features of interest when calculating the local slope. Here
iv) Swath profile
we have estimated the ksn with a fixed window (e.g. 0.5 km) so that the
effect of litho-tectonic variations can be identified along the channel.
The swath profile forms an essential component of regional landscape
The chi (χ) - provides an alternate integral approach where the hor-
characterisation and correlations with the other spatial data such as
izontal coordinate (x) of the river profile can be transformed into the
geological structures, precipitation etc. (Fielding et al., 1994; D’Agostino
χ-coordinate with the given threshold drainage area for river profile
et al., 2001; Riquelme et al., 2003; Molin et al., 2004; Grohmann, 2005;
analysis (Perron and Royden, 2013; Willett et al., 2014; Whipple et al.,
Bookhagen and Burbank, 2006; Molin et al., 2012; Paola Scotti et al.,
2013) by integrating Eq. (6) after separating the variables and treating U
2014; Aza~ non et al., 2015; Perez-Pe~na et al., 2017). Of late, several
and K as constants in space and time, following steady-state equation as
customized tools have been developed to produce swath profile and we
Eq. (8):
also present an interactive MATLAB function to plot additional features
 1n such as, user defined swath profile with minimum, maximum, mean, 1σ
U
zðxÞ ¼ zb þ χ (8) standard deviation and relief profiles along the swath from different
KAm0
spatial dataset namely DEMs and Tropical Rainfall Measuring Mission
(TRMM) precipitation data.

5
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.5. Top row shows the different DEM datasets with the extracted spatial ksn for the trunk channel. Bottom two rows represent river profile with the ksn and chi-
gradient respectively. Note the pattern of ksn and chi-gradient derived from different DEMs are largely consistent.

3. MATLAB source code and study regions and the results from the Kameng section are presented for comparison
(Figs. 4 and 5). The results for similar resolution DEMs are comparable
We present a set of MATLAB functions, which provide workable so- and the details are explicit in the higher resolution datasets (Figs. 4 and
lutions to calculate above geomorphic indices to characterize landscape 5). The calculation of hypsometry requires a predefined drainage divide
from different catchments and identify anomalies for further analysis. shapefile as input to generate the Hi value (Fig. 4a and b). The SL index
Though there are some GIS, MATLAB and other programing language function calculates the gradient by the local reach (ΔL), the reach length
functions available to extract these indices (Perez-Pe~
na et al., 2009a, (L) and the drainage divide (Dd) distance (Fig. 2d). The user can define
2009b; Schwanghart and Kuhn, 2010; Shahzad and Gloaguen, 2011a, Dd and ΔL to obtain a constant or user defined interval based on the
2011b); we present them together on one platform with stepwise user channel length or requirements of the study. The SL-index can be
manual (Supplementary material) for beginners and non-field specific/- generated for a channel by selecting the channel in the interactive map
multidisciplinary users. for a given dl length and smoothening window (Fig. 4c and d). The DEM
The present MATLAB functions to compute the river profiles and data often has small-scale artefacts in the rugged landscape that some-
geomorphic indices involve the extraction of the drainage network and times leads to the erroneous calculations of the indices (Fig. 4c). To
catchment boundary from DEMs constituting part-A of the work-flow rectify such problems, a user-defined smoothness parameter for the river
(Fig. 3). The drainage network extraction involves the generation of profile is incorporated that enables the user to change values based on
the flow accumulation (fac) grid using either the TopoToolbox MATLAB the resolution of their data/study (Fig. 4d). The smoothness parameter is
function (Schwanghart and Kuhn, 2010; Schwanghart and Scherler, defined by a number of data points, which will automatically be multi-
2014) or any GIS application (Fig. 3). The part-B of the work-flow con- plied by the resolution of the DEM data. Similarly, the ksn and
stitutes the drainage network generation by profiler51_chandata_mod.m chi-gradient profile can be generated for selected channel from the
(modified after Wobus et al., 2006) using the standard D8-method where interactive map in the MATLAB window with a predefined reference
flow direction is determined by tracking each pixel to one of its neigh- concavity (θref) and channel length (dl) window (Fig. 5). The output is
bouring pixels (O’Callaghan and Mark, 1984; Molin et al., 2004). The Hi, generated in the map and overlaid onto the channel profile (Fig. 5). To
SL, ksn, chi (χ ) and swath profiles can be generated from the extracted generate the swath profile, the length and width of the swath are defined
drainage network and DEM using the following functions ‘hi_profiler.m, on the interactive map (Fig. 4a) or from a predefined line file generated
sl_profiler.m’, ‘ksn_chi_profiler.m’, and ‘swath_profiler.m’ in MAT- in a GIS application (Supplementary material). The swath is calculated
LAB platform through interactive diagram of drainage network over DEM along the defined line with the user defined swath range.
constitutes the Part-C of the work-flow (Fig. 3; Supplementary data & To demonstrate the operational capability of the proposed MATLAB
User manual). We tested the MATLAB function on DEMs of different functions in identifying the landscape anomalies we choose three
spatial resolutions, i.e. ASTER-GDEM (30 m) and SRTM (30 & 90 m) data, catchments of varying tectono-geomorphic setting and scale, namely

6
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.6. (a) The DEM of the Kameng river catchment overlaid with the regional tectonic elements and the ksn of the trunk channel. (b) The hypsometry curves of the
Kameng and its tributary catchments with integral values. (c) The Kameng trunk channel profile with ksn and SL-index extracted from 1 km smoothed data and plotted
with tectonic elements and (d) the swath profile of elevation and TRMM precipitation data in the Kameng catchment. Swath area marked in Fig. 5a. (STDS-South
Tibetan Detachment System, MCT-Main Central Thrust, MBT-Main Boundary Thrust, TT- Tipi Thrust and MFT-Main Frontal Thrust).

Kameng, Umiam and Birahi Ganga from the dynamically active Hima- with Hi ¼ 0.28, 0.48, 0.42, 0.32, 0.41 and 0.32 (Fig. 6b), pointing to-
layan and adjoining terrain (Fig. 1). These regions are undergoing active wards spatial variability in the gradation processes. Paradoxically, the
deformation, as reflected in the form of recurrent seismicity and receive tributary channels flowing parallel to the structural trend in the hanging
focused orographic precipitation that varies laterally (Fig. 1). These wall of the MBT have a higher Hi suggesting structural control and
competing gradational processes have produced zones of enhanced rejuvenation of the landscape. The channels (T4 & T5) in the frontal belt
focused erosion in the form of landslide zones, large-scale tectonic also show complex catchment behaviour (Fig. 6b). The linear indices
forcing or drainage migrations with modified relict landscapes (Seeber such as tream profiles and SL index from different datasets show a
and Gornitz, 1983; Clark et al., 2004; Jaiswara et al., 2019b). The basic marked variation due to artefacts in the DEMs causing elevation variation
results from the MATLAB functions on these test catchments are sum- along the profiles leading to the variation in SL index (Fig. 4c). Since the
marized as under. aim is to get a regional picture of different indices, we smoothed the data
at 1 km intervals and the patterns became consistent with the respective
4. Results and discussions data sets (Figs. 4d and 5). For further landscape characterisation of the
test catchments, we chose SRTM 90 m data for calculation of SL index, ksn
i) Kameng catchment and χ-gradient using interactive tool of the MATLAB functions. These
indices are plotted in map as well as along the profile overlaid with
The ~230 km long 7th-order Kameng river, originates from a glacial structures to compare and understand the variation along the profile
lake at ~6000 m in the eastern Himalaya, forms multiple loops parallel (Fig. 6c). The spike or transition of SL index, ksn and χ-gradient clearly
and transverse to the regional structural trend with average sinuosity of corresponds to the zone of topographic breaks across the active structures
~1.96 before debouching to the Brahmaputra plains at ~50 masl (Figs. 1 (Fig. 6c). The SL index, ksn and χ-gradient show an increase in the stream
and 6). The Kameng catchment receives focused precipitation along the gradient value along the transverse stretch of the channel at the lower
neotectonically active Sub Himalayan mountain front, thereby making it altitudes and low values in the segments running parallel to the structural
an ideal case for exploring the spatially varying interaction of trend or in the zone of abandoned misfit channel (Fig. 6a; T4).
precipitation-driven gradation processes with the substrate. The Kameng The topographic swath profile across the Kameng catchment from the
and its tributary catchments (Fig. 6a) were analysed using ASTER-GDEM SRTM (30 m) DEM is plotted along with the TRMM annual precipitation
(30 m) and SRTM (30 & 90 m) data (Figs. 4 and 5; test data_Kameng; data and structures (Fig. 6d) to understand spatial correlation of the two
Supplementary data). The aerial indices such as hypsometry curves and datasets. The relief along the swath suggests there is very high incision in
integrals (Hi), which represent an average picture of the catchment, show the tectonically active Sub Himalayan front, which is also the locus of
consistent results across the different datasets (Fig. 4b). The different high annual precipitation (Fig. 6d) facilitating high landscape erosion.
sub-catchments within the Kameng catchment show a marked variation, The same is reflected in the SL index, ksn and χ-gradient (Fig. 6c) and may

7
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.7. (a) The DEM of the Umiam river catchment overlaid with the drainage network with ksn highlighted for the trunk channel. (b) Hypsometry curve of the Umiam
landscape with the integral value. (c) The trunk channel profile plotted with SL-index and ksn. (d) Swath profile of DEM with mean precipitation in the region. The
location of the swath is shown in Fig. 6a.

suggest tectonic-climate coupling. The channel segment in the Lesser The precipitation also sees a sharp decline at the plateau top with the
Himalayan zone lies parallel to the regional structural trend and show lower relief (~200 m; Fig. 7d) and other indices (Fig. 7c) suggesting a
steady growth of relief with low SL index, ksn and χ-gradient (Fig. 6a, c, low erosion-potential of the channel in the headward region.
d). However, these indices is high towards Higher Himalayan zone in the
north as the landscape gradation is dominated by the slope processes in iii) Birahi Ganga catchment
glacio-fluvial regime (Figs. 5 and 6).
The 4th-order Birahi Ganga River in the western Himalaya (Figs. 1
ii) Umiam catchment and 8) is a small landslide-prone catchment, which has experienced
landslide lake outburst floods (LLOF) in 1894 and 1970 causing massive
The ~80 km long, 4th-order Umiam river originating at the crest of devastation in the downstream region (Pulford et al., 1894; Shah, 2014).
the Shillong plateau at ~2000 m elevation flows south to the Bengal The hypsometric curve and integral (Hi ¼ 0.37) of the Birahi Ganga
plains at ~10 m amsl (Figs. 1 and 7). The region experienced the 1897 catchment suggest the youthful stage (Fig. 8a and b; test data_Birahi;
great intra-plate earthquake and has been undergoing an active tectonic supplementary data). The SL and ksn indices of the catchment were
uplift since Late Miocene as reflected by the development of pop-up calculated using dl ¼ 1000 m for a better resolution and the discrimi-
structure (Bilham and England, 2001). The southern front of the nation of slope changes in the landslide-affected zone. The high values of
plateau with >1000 m relief is bordered by the steeply dipping Dauki SL, ksn and chi (χ ) indices (Fig. 8c, c’) clearly show multiple zones of high
Fault and is undergoing immense bedrock erosion and associated hazards erosion potential that coincides with the observed active/past landslide
as it lies in the wettest place on earth receiving an intense precipitation zones (Fig. 8e). The swath profile and relief do not show any unique
(Fig. 1). The narrow elongated Umiam catchment (Fig. 7a; test data_- localized pattern (Fig. 8d), though the zones of higher relief coincide
Umiam; Supplementary data) has a convex hypsometric curve corre- with the higher erosion potential/landslide-prone zones. The massive
sponding to Hi ¼ 0.69 (Fig. 7b) suggesting a young active channel landslide in September 1893 formed a ~150 m high dam that tempo-
undergoing high bedrock incision. The SL, ksn and chi (χ) indices of the rarily blocked channel flow, producing a lake in the upstream section
trunk channel show a sharp increase as the channel starts descending (Fig. 8e). This landslide dam partially breached in August 1894 and again
from the plateau at ~1500 m towards the Bengal plain (Fig. 7c). These in July 1970 (Fig. 8e; Shah, 2014) resulting in LLOFs. The evidence of
high values (Fig. 7c) delineate the zone of enhanced erosion where the several old landslides with toe debris and lacustrine sediment associated
landscape is in gradational disequilibrium and is clearly marked by the with another blocked channel are observed at adjacent locations in the
high relief zone of ~1000 m in the swath profile (Fig. 7d). This zone valley, which suggest that the zone is prone to recurrent landslides. Since
coincides with a high annual precipitation (Fig. 7d) which in couple with the catchment is very small and does not show a marked spatial variation
the active tectonics along Dauki Fault zone is sculpturing the landscape. in the precipitation pattern, it is not considered for the present analysis.

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N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

Fig.8. (a) DEM of the Birahi Ganga catchment with ksn highlighted for the trunk channel. (b) Hypsometry curve with Hi for the catchment. (c) In 1894, Gohna Lake
was formed by a landslide dam, which breached in 1896 and 1970. (c) The present condition of the Gohna landslide zone. (d) Multiple landslide events in a composite
landslide zone are observed in an adjoining section suggesting recurrent slope instability in the region. (e) Birahi Ganga channel profile with SL-index and ksn derived
from 1 km smoothed data show the zone of high erosion and landslides (box). (f) Swath profile of Birahi Ganga landscape. The location of the swath is shown
in Fig. 7a.

Though, the seasonal or monthly precipitation pattern is essential for robustness and importance of the basic morphometric parameters in the
hazard analysis, which is not in the scope of the present study. present analysis. The comprehensive MATLAB functions provide the
Clearly, the above assertions regarding landscape evolution require automation with user-defined input parameters for the new practitioners
further analysis but these indices unequivocally point towards the of the tectonic-geomorphology, environmental and hazard studies on a
landscape anomalies and form an important component of the compre- single platform.
hensive landform modelling using other complex indices presented
elsewhere (Jaiswara et al., 2019a). Link to the code

5. Conclusions Mendeley Data Link, also uploaded as supplementary data.

The developed MATLAB functions are an efficient algorithm for


Authorship statement
extracting hypsometric curves with integral values (Hi), SL, ksn and chi
(χ) indices along with swath profiles from DEM and other spatial data.
NKJ and KSK have developed the code and carried out the numerical
The computed swath profiles on two raster datasets, namely DEM and
analysis of the study area. The results are part of their PhD thesis. AKP &
precipitation in the present study, show a multi-parametric correlation.
PP initiated and supervised the research work. All authors participated in
The MATLAB functions were tested with various raster data, namely
the interpretation and writing of the manuscript. The authors have no
ASTER and SRTM of 30 m and 90 m spatial resolutions and spatially
competing interests. All the data is available in the manuscript and in the
resampled TRMM precipitation data, at varying scale to demonstrate the
supplementary materials.

9
N.K. Jaiswara et al. Applied Computing and Geosciences 7 (2020) 100033

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Nilesh K Jaiswara and K. Sravan Kumar have developed and tested gradient index to evaluate effects of tectonics: the Normandy intraplate area (NW
the function and carried out the numerical analysis of the study area. The France). Geomorphology 119, 172–180. https://doi.org/10.1016/
results are part of their PhD thesis. j.geomorph.2010.03.017.
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All authors participated in the interpretation and writing and revi- evaluation of Hack’s SL form, and formulation and assessment of an alternative (the
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The authors declare no competing interest. Surv. 56 (1–2), 109–137.
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work from the NMHS, MoEF&CC. NKJ also acknowledges CSIR-NET fluvial processes over long periods. J. Geophys. Res.: Earth Surf. 111 (F3).
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suggestions that significantly improved the manuscript. 10.1016/j.geomorph.2019. 106853.
Jaiswara, N.K., Pandey, P., Pandey, A.K., 2019b. Mio-Pliocene piracy, relict landscape and
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