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Clinical Review & Education

JAMA Insights | COMMUNICATING MEDICINE

Delivering Effective Messages in the Patient-Clinician Encounter


Joseph N. Cappella, PhD; Richard L. Street Jr, PhD

Effective communication between patient and clinician is a core Promote Credibility of Information
function of the medical encounter.1 In a survey of cancer survivors, Patients typically believe the information their physician provides,
communication breakdowns most often identified by respondents and most patients consider their physicians to be trusted sources
were failures of information exchange, both in information provided for health information.3 However, trust in the information pro-
by the clinician (eg, too complex, not enough) and in missing infor- vided involves more than scientific facts. Trust is based on a judg-
mation from the patient or fail- ment that the physician has the patient’s best interests at heart. Pa-
ing to elicit it.2 These failures can tients may be suspicious of the information when it runs counter to
Editorial
be medically significant, affect- their own belief systems, personal experience, or cultural history or
ing adherence to prevention, because of mistrust of the medical profession.4 Patients are less
CME at jamacmelookup.com screening, and treatment; under- forthcoming and more resistant to explanations and recommenda-
mining the patient-clinician relationship; increasing anxiety and con- tions when they feel they are misunderstood, judged, discrimi-
fusion; exacerbating health disparities; and accepting misleading, in- nated against, or suspicious of the information or recommenda-
complete, or false medical information from ill-informed sources. tions. Physician credibility is granted from their expertise, but is also
Clinicians have 4 communicative responsibilities to ensure earned through sincere expressed interest in the patient’s welfare.
shared and accurate understanding with their patients: (1) uncover Can the facts be communicated so that they are engaging, com-
what the patient understands and why, (2) provide accurate infor- prehensible, memorable, and accepted? Yes, empirically sup-
mation in an understandable way, (3) promote the credibility of the ported strategies include affirming the patient’s values, anticipat-
information, and (4) check for shared understanding. The Table pro- ing and addressing false or misleading information, using simple
vides specific examples of what clinicians can (and should not) do jargon-free language, and embedding the facts in a story rather than
to accomplish these goals. a dry recitation of the science. Conveying factual material using these
techniques make facts more engaging and memorable. Presenting
Uncover Patient Beliefs and Knowledge them in the context of a patient’s expectations, assumptions, and
Creating a trusting and respectful relationship with patients is the beliefs can enhance understanding and satisfaction and support self-
basis for effective communication. Eliciting the patient’s perspec- care behavior. Embed information in the patient’s values, warn them
tive, health beliefs, assumptions, concerns, needs, and stories is criti- about pseudo-facts in advance, and tell it all in a preferably per-
cal to every clinical discussion. A person’s conception of health, ill- sonal, but simple, story.
ness, and treatment can be complex and determine what kinds of Value affirmation activates and appeals to the patient’s values
testing, treatments, and outcomes they expect and feel are appro- first, before providing fact-based potentially threatening guid-
priate. Communicative strategies that encourage disclosure in- ance. Acceptance of threatening or frightening information is im-
clude building partnership (eg, “What concerns do you have?”), so- proved when received in the context of the patient’s accepted core
liciting the patient’s agenda, and eliciting the patient’s perspective values or moral principles. Research across cultures shows remark-
(eg, “So what do you think is going on?”). Using open-ended ques- able similarity in the kinds of and priorities for values. Safety and se-
tions and letting the patient speak without interruption at the on- curity for oneself and loved ones and care for others are widely shared
set are important strategies. Checking that one accurately under- and prioritized. Value affirmation is a kind of “spoonful of sugar” that
stands the patient (eg, “So what you’re saying is…”) ensures that what can help the medicine go down.5 Affirming values also contributes
is said is heard and properly interpreted. Knowing the patient’s per- to cooperative rather than oppositional relationships.
spectives provides insight into how to address the patient’s con- Prebunking is a strategy of inoculation (to use a medical anal-
cerns and needs by understanding the what and why of their be- ogy) against the disease of false or misleading beliefs and informa-
liefs and values.3 Basic probing of the patient’s perspective can guide tion. The basic principle is that a small dose of a “virus” (reminding
the content and form of subsequent discussions. the patient about misleading information while countering it) can
breed “antibodies” conferring mental resistance to more “virulent”
Provide Accurate and Understandable Information later forms (egregious lies).6 Prebunking is less effective for very well-
Althoughthedemandsonphysicians’time,patience,andworkloadare established beliefs, but more useful for patients likely to become ex-
severe, conventional advice to clinicians such as “just give them the posed in the future to information contrary to scientific fact (eg, false
facts” is not enough. Research has shown that although medical facts information about the human papillomavirus or measles-mumps-
need to be the basis for the clinician’s core message, those facts are rubella vaccine regimens). Prebunking works best when one can ac-
more effectively communicated in a patient-clinician relationship char- curately anticipate what types of false information the patient finds
acterized by trust and cooperation and when the information is pre- compelling and may be exposed to. It does not replace eliciting
sented in a manner that fosters patient understanding. This includes patients’ fears and misconceptions and addressing them directly
ensuring that interpreters are used for patients who are not fluent in and respectfully.
theclinician’slanguageandusingcomplementarymethodsofcommu- Everyone likes a good story. Narratives can be more readily com-
nication from simple written information, pictures, and videos. prehended, more engaging, relationally rich and personal, and, in fact,

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Clinical Review & Education JAMA Insights

Table. Goals and Strategies for and Examples of Effective Patient-Clinician Interactions

Goal Strategy Example


Relational mindset
Foster Patient’s interests “I’m running late. Sorry. Couldn’t be helped but now my time is all yours.” NOT “I’m running late. Sorry. What a day I’ve had!
cooperation primary I’ve been buried.”
and trust Avoid blaming, judging, “Changing behavior is tough. Let’s talk about some ways to move forward.” or “Tell me what has worked for you.”
and stigmatizing NOT “You need to take control and make the change. It’s your choice to do or not.”
Communication strategies
Uncover Solicit patient’s agenda “What concerns bring you in today?” (Open-ended question) NOT “Let me check on what I asked you to do the last time.”
Encourage disclosure “Let’s explore that last issue in more detail. What do you think is going on?” DO NOT assume what the patient is experiencing;
dismiss or complete the patient’s comment; interrupt.
Solicit patient’s point “So you’re concerned about the … Tell me more about that.” NOT “No, that’s not right. There is no evidence for that.”
of view
Provide Provide accurate “The best medical science today usually requires …” or “There are pros and cons. Let’s explore the benefits and harms
information honestly.” NOT “The test numbers don’t lie. They can only mean one thing.”
Provide understandable “The report is full of doctor talk. Let me tell you what they mean in plain language.” NOT “Once the antigen-specific antibodies
information are produced, they work with the rest of the immune system to destroy the pathogen.”
Promote Affirm values “Your loved ones need you to be the healthiest you that you can be …” or “You take care of your family, and part of taking care
of them is taking care of you” NOT “You need to get your priorities straight” or “No, what should be important to you is….”
Prebunk inaccurate Prebunk the information, not the people: “Some false rumors have circulated locally about … Here’s the facts” or “here’s what
information we know.” NOT “There are a lot of ignorant and dishonest people promoting the idea that….”
Use stories, especially “When someone close to me had to deal with a similar condition …” or “ I had a patient who….” NOT “If you want to be sure,
personal I can send you to the medical journals for more.”
Check Confirm shared “So, would this approach work for you?” or “This can be confusing. I want to be sure that I explained it clearly. Please tell me
understanding what your understanding is.” or “And our next steps will be….” NOT “So that should be clear to you now” or assume patient
understands when they don’t ask questions.

more persuasive than didactic recitations. Stories enhance mental en- Check for Understanding
gagement with the content, ready identification with characters, and— Effective communication builds in redundancy and quality control.
when the story is a personal one (eg, “when I was caring for my own Clinicians may believe that they and the patient share the same un-
mother…”)—elevate trust.7 Clinicians therefore should listen care- derstanding and assumptions about the information, but effective
fully to a patient’s own stories to more fully understand how best to communication requires verification of comprehension, especially
engagethemandframemedicalinformationinacomplementarystory. on key information. Techniques such as teach back (eg, “To be sure
Stories can also reframe information into a different way to think I explained clearly, could you tell me what you have understood
about an issue. For example, COVID-19 vaccines were mistrusted by so far”)8 and asking for questions allow checking. Although written
many because of their rapid development. Alternative stories ac- summaries can be useful, direct interaction allows immediate feed-
knowledged speediness while reframing the events to a narrative back of success or failure and on-the-spot correction.
in which the core methodology had a long history and, when coupled
with unprecedented investment by government-pharmaceutical Conclusions
partnerships, speedy development ensued. Stories gain attention, Some simple communication strategies used by clinicians can en-
are understood, and appeal across the demographic spectrum. Em- hance accurate information gathering and exchange, encourage
bedding information in a story can make it more comprehensible and patient engagement, enhance comprehension, ensure retention of
compelling, leading to greater acceptance of the information em- the information, and advance acceptance. Effective communica-
bedded in the story. tion takes deliberation and practice.

ARTICLE INFORMATION and Reducing Suffering. National Cancer Institute; using stories and vicarious self-affirmation to
Author Affiliations: Annenberg School for 2007. reduce e-cigarette use. Health Commun. 2019;34
Communication, University of Pennsylvania, 2. Street RL Jr, Spears E, Madrid S, Mazor KM. (3):352-360. doi:10.1080/10410236.2017.1407275
Philadelphia (Cappella); Texas A&M University, Cancer survivors’ experiences with breakdowns in 6. Islam MS, Kamal AM, Kabir A, et al. COVID-19
College Station (Street); Baylor College of Medicine, patient-centered communication. Psychooncology. vaccine rumors and conspiracy theories: the need
Houston, Texas (Street). 2019;28(2):423-429. doi:10.1002/pon.4963 for cognitive inoculation against misinformation to
Corresponding Author: Joseph N. Cappella, PhD, 3. Jackson DN, Peterson EB, Blake KD, Coa K, improve vaccine adherence. PLoS One. 2021;16
Annenberg School for Communication, University Chou WS. Americans’ trust in health information (5):e0251605. doi:10.1371/journal.pone.0251605
of Pennsylvania, 3620 Walnut St, Philadelphia, PA sources: trends and sociodemographic predictors. 7. Kreuter MW, Green MC, Cappella JN, et al.
19104-6220 (Joseph.Cappella@asc.upenn.edu). Am J Health Promot. 2019;33(8):1187-1193. Narrative communication in cancer prevention and
Published Online: February 1, 2024. doi:10.1177/0890117119861280 control: a framework to guide research and
doi:10.1001/jama.2024.0371 4. Nong P, Williamson A, Anthony D, Platt J, application. Ann Behav Med. 2007;33(3):221-235.
Kardia S. Discrimination, trust, and withholding doi:10.1007/BF02879904
Conflict of Interest Disclosures: None reported.
information from providers: implications for 8. Badaczewski A, Bauman LJ, Blank AE, et al.
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1. Epstein RM, Street RL Jr. Patient-Centered pediatric encounters. Patient Educ Couns. 2017;100
Communication in Cancer Care: Promoting Healing 5. Walter N, Demetriades SZ, Murphy ST. Just a
spoonful of sugar helps the messages go down: (7):1345-1352. doi:10.1016/j.pec.2017.02.022

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