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Structures 33 (2021) 2500–2519

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Structures
journal homepage: www.elsevier.com/locate/structures

Axial compressive behavior on steel tube-retrofitted circular RC short


columns with grout under preload
Xiao Hu a, Zhenlin Chen a, *, Xiangbo Bu b
a
State Key Laboratory of Geohazard Prevention and Geoenvironment Protection, Chengdu University of Technology, Chengdu, China
b
Civil and Environmental Engineering Department, Polytechnic University of Catalonia, Barcelona, Spain

A R T I C L E I N F O A B S T R A C T

Keywords: Steel tubes are widely used in strengthening reinforced concrete (RC) columns. However, in engineering con­
Steel tube struction, the effect of preload on the original RC column on the performance of strengthened RC column has not
Retrofitting mostly considered. Therefore this paper tests five circular short columns under axial compression—three steel
Preload
tube-strengthened RC columns with preload, one strengthened RC column with no preload, and one normal RC-
Finite element analysis
Compressive
to study compressive performance of steel tube-retrofitted circular RC short columns under various preload
Strength levels. Moreover, the verified finite element numerical model is established using ABAQUS software to stimulate
the behavior of the retrofitted columns. The extended parametric studies is conducted based on the thickness of
steel tube, yield strength of steel tube, and strength of grout under preload, in addition to preload level itself. A
practical design method is proposed and compared with four existing design codes to predict the axial
compressive ultimate strength of the retrofitted column under preload.

1. Introduction been reported. Early, Priestley et al. [1,2], Chai et al. [3,4], Ramiroz
et al. [5], Xiao et al. [6,7] and other researchers [8–10] make many
Reinforced concrete (RC) columns are the most critical components contributions to the steel-jacketing reinforcement method for RC
in building concrete structures. However during building construction column.
and use, owing to design errors, artificial defects, the deterioration of the In the past ten years, extensive work has also been done in the
load carrying components, durability, aging, workability or climatic experimental and analytical areas on concrete columns retrofitted with
conditions, the changes in the use of functions that result in additional steel jackets. The main endeavor of R.A. Khushnood et al. [11] is to
live loads (the facility from residential to public or storage for example) experimentally compare the effects of upgrading the load carrying ca­
or upgrading of the current code requirements (seismic for example), RC pacity and ductility between circular and square steel tube-retrofitted
columns may suffer from insufficient bearing capacity, and thus need to RC columns under axial compression. The conclusion is that percent­
be strengthened. Consequently, steel-jacketing reinforcement stands out age increase in axial strength and ductility of circular retrofitted col­
among many reinforcement methods because of its remarkable retro­ umns is more than that of square columns due to lack of stress
fitting performance, economic benefits and ease of construction on site concentration in the corners. K. Abedi et al. [12] adopt rectified square
(Fig. 1). In case of this method, two steel plates are rolled into the steel jacket initially presented by Xiao [7] to improve the hysteretic
semicircles with a perimeter a bit larger than that of the original circular behavior of RC column, results indicate that the energy dissipation and
RC column. Then the two rolled steel plates surround the original col­ shear strength at rectified steel jacket strengthened column are
umn, and the two vertical seams are welded on site to form a complete enhanced significantly by increasing the thickness of steel plate stiff­
steel tube enclosing the RC column. Thereafter, the gap between the eners and stiffened height of column. However, geometric shape of
original concrete and steel tube is filled with infill concrete. Finally, the stiffeners does not have a drastic effect on the hysteretic behavior of
reinforced layer becomes an integration with the original concrete retrofitted column. Lu et al. [13,14] choose self-compacting concrete
column. (recycle aggregate concrete) as a filling instead of normal cement before
A series of studies on the steel-jacketing reinforcement method have and steel tubes to retrofit the RC columns. The experimental results

* Corresponding author.
E-mail address: leafun@163.com (Z. Chen).

https://doi.org/10.1016/j.istruc.2021.05.079
Received 8 January 2021; Received in revised form 21 April 2021; Accepted 23 May 2021
Available online 16 June 2021
2352-0124/© 2021 Institution of Structural Engineers. Published by Elsevier Ltd. All rights reserved.
X. Hu et al. Structures 33 (2021) 2500–2519

show that the axial compressive bearing capacity of the strengthened However, the literature on the influence of excessive preload level on the
columns increases by 2.19–3.98 times. A series of eccentric compression compressive performance is scarce.
performance tests and numerical calculations on RC columns retrofitted The purpose of this paper is to study the axial compressive behavior
by circular steel tubes and square steel tubes are undertaken [15], the of steel tube-retrofitted circular RC short columns with preload through
results also indicate that reducing the eccentricity or increasing the experimental and numerical investigation. Thus, the tests based on
thickness of the steel tube can significantly improve the bearing capacity concentric compressive load are conducted on one original RC column,
and ductility of the retrofitted columns. Conversely, as the self- one steel tube-retrofitted RC column with no preload, and three steel
compacting concrete strength increases, the ductility of the specimen tube-retrofitted RC columns with preload and the experimental results
decreases. The study of Muhammad Fawad et al. [16] involves the ret­ have been analyzed and compared. The preload level as a variable only
rofitting of a damaged structure. Assessment and observation of the steel considered among the tested specimens. The obtained test results are
jacketing strengthened bridge are carried out by finite element simu­ employed in a parallel numerical simulation program for the validation
lating calculation .The result shows the crack width reduces significantly of a finite element model. An extensive parametric study is undertaken
and comes within the allowable limit of 0.3 mm. Choi et al. [17,18] to extend the available results over a wide range of preload levels. In
introduce two new steel jacketing methods with transvers pre-pressure addition to the preload, the effects of preloading with various other
externally applied around steel tubes and multi-layer steel tubes. It parameters, such as thickness of steel tube, yield strength of steel tube,
concludes that the new steel jacketing techniques could not only in­ and strength of grout, on the performance of the retrofitted columns are
crease the ultimate strength, but also bond strength and ductility of the further elucidated. All the test-derived data, together with the experi­
column specimens. Fabio Di Trapani et al. [19] focus on obtaining mental results of related literature, are compared with the predictions
minimization of retrofitting costs by optimizing the position and the from four existing design codes [24–27] and the proposed design
amount of steel jacketing retrofitting. It shows that the use of engi­ method on the strength assessment of steel tube-retrofitted circular RC
neering optimization methods can be effective to limit retrofitting costs short columns.
without a substantial modification of structural safety. From the above
literature, most aspects associated with steel jacketing method have 2. Experimental program
been well explored, while other minor issues have not been still deeply
treated. One example of these issues is the potential fact of preload- 2.1. Test specimens
effect.
During retrofitting construction, most existing RC columns subject to Five short columns including one original RC column (A), one steel
preloads caused by the upper floor or other influencing factors. Such tube retrofitted RC column with no preload (B), and three steel tube
preload of the original RC column has a certain effect on the perfor­ retrofitted RC columns with different preload levels (C-0.3, C-0.6, C-0.9)
mance of the retrofitted column. However, there is still limited pub­ were manufactured and tested. The detailed dimensions, parameters,
lished literature on the research of the preload-effect on the mechanical test results and material properties of the specimens are displayed in
properties of steel tube-retrofitted RC columns. In Abhishek Jodawat’s Fig. 2, Table 1 and Table 2, respectively.
research [20], the behavior of strengthened RC column with steel An original RC column was built and then strengthened with a steel
jacketing is studied experimentally and the behavior of strengthened tube and the grout. For the three preloaded specimens, the post-
column is compared with preloaded columns with 85% of failure load tensioned pre-stressing construction technique was implemented in
with retrofitting done to it. The increment in axial compressive strength the machinery factory to impart preload conditions on the specimens, as
for intact retrofitted columns is 22%, but the strength of the preloaded shown in Fig. 3 and Fig. 4. The compressive preloads of the concrete
retrofitted columns is only 6%. He et al. and Cai et al. [21–23] find the were monitored by tensioning the pre-inserted rebar, which could be
effect of the increased preload level (lesser than 0.5) on the axial calculated as 120kN, 239kN, and 359kN respectively, and then pre-
compressive behavior of the retrofitted column is ignored; while an stressed original RC column is placed in the middle of the steel tube
increased preload level (greater than 0.5) could decrease the eccentric with two protective covers locating over each anchorage (Fig. 3 (d)).
compressive ultimate strength. Actually, for the industrial and civil Generally, in terms of the preloading, there is difference between
buildings, usually the general dead load does not exceed 50% of the preloaded column in the test and the preloaded column in the actual
ultimate bearing capacity of the column. That is, the preload level of the situation. The reason is the post-tensioned pre-stressing construction
strengthened column does not exceed the level of 0.5 without complete technique is adopted to apply the preload to the original RC column; it
unloading, but sometimes the dead load does not comply with the re­ may causes the specimen to be loaded unevenly, such as the pressure at
quirements of the code for some certain old buildings. That means the the end of the column due to the both anchorages, which is a bit smaller
preload level can exceed 0.5 and even almost reach the ultimate load. than that in the middle of the column. However when the specimen is

Fig. 1. Steel tube retrofitted RC columns:(a) Steel tube retrofitted circular RC column; (b) Steel tube retrofitted rectangular RC column.

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Fig. 2. Details and dimensions of specimens (Unit: mm):(a) Cross-section of RC column; (b) Elevation of RC column; (c) Cross-section of steel tube retrofitted column;
(d) Elevation of steel tube retrofitted column.

adopt the post-tensioned pre-stressing construction technique to apply


Table 1
the preload.
Parameters and test results of specimens.
Specimen t l n Ppre Pu (kN) Strength
(mm) (mm) (kN) ratio 2.2. Experiment procedure
A 0 1000 _ _ Premature failure _
due to stress The experiment instruments are shown in Fig. 5, among which, Fig. 5
concentration (a), (b) displays an electro-hydraulic servo 10MN long column
B 4 1000 0 0 2600 1.00
compressive testing machine and the DH3810 static resistance strain
C-0.3 4 1000 0.3 120 2510 0.97
C-0.6 4 1000 0.6 239 2460 0.95
system, respectively. As shown in Fig. 6 (a), pairs of longitudinal and
C-0.9 4 1000 0.9 359 2250 0.87 transverse strain gauges whose mode was BF120-5AA (resistance value:
120 Ω; sensitivity factor: 2.08 ± 1%) were attached to the middle of the
Note: t is the steel tube thickness; l is the length of the short RC columns; n is the
Ppre
column at quarter positions around the outer circular cross-section of
preload level that isn = , where Ppre is the preload; fc1 and An is the axial the steel tube to monitor the strain development records.
fc1 An
compressive ultimate strength and the net cross-sectional area of the original RC Two linear variable displacement transducers (LVDTs) were set
column, respectively, and Pu is the experimental maximum capacity. around the specimen to record the longitudinal deformation (Fig. 6(b)).
The longitudinal deformation value was measured by the two LVDTs,
subjected to the serviced load after retrofitting, the bonding effect be­ and the average strain ε was obtained by dividing the longitudinal
tween the pre-stressed rebar and the concrete works well and then the deformation with the original full length of the specimen.
stress can also be transferred efficiently due to the compression, the The load was applied uniformly on the top cross-section of the
stress value in the middle of the concrete is close to the expected pre- specimen. However, before loading, lubricating oil was applied to both
stress value. Considering the existing test conditions, it is feasible to ends of the specimen to avoid the hoop stress generated by the friction
force between the steel plate and the cross-section of the end; the

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Table 2
Material properties of components.
Specimen Concrete Steel tube Steel rebar

fcu1 (MPa) f cu2 (MPa) Yield strength (MPa) Ultimate strength (MPa) Diameter (mm) Yield strength (MPa) Ultimate strength (MPa)

A 32 _ _ _ 6 308 441
B 32 58 339 476 12 290 412
C-0.3
C-0.6
C-0.9

Note: fcu1 and fcu2 are the compressive cubic strengths of the original RC column and the grout, respectively.

Fig. 3. Manufacturing specimen with preload (Unit: mm): (a) Cross-section of reserved hole; (b)Elevation of reserved hole;(c)Post-tensioned pre-stressing original
column;(d) Post-tensioned pre-stressing original column retrofitted with steel tube and grout.

restraint condition of the specimen was pin-pined; as the specimen is compressive test machine was greater than the actual load value of the
approximately a short column, the restraint condition (length factorμ) retrofitted specimen. Therefore, when the strain gauges attached to the
has little effect on its bearing capacity. At the beginning of the test, rebar detected that the strain changed from tension to compression, the
force-controlled loading was conducted, and the loading rate was 4kN/s; actual pressure should be the data measured by the machine minus the
when the steel strain was monitored to reach the yield strain, the loading pressure corresponding to the strain of the pre-stressed rebar at this
system was converted to displacement-controlled loading, and the time.
loading rate was 0.01 mm/s. When the bearing capacity of the specimen
dropped to 85% of the peak bearing capacity or excessive deformation of 3. Experimental results and discussion
the specimen, the test was terminated. The load and strain values were
recorded by a data logger at an interval of 1 s during the testing. 3.1. Failure modes
Additionally, when the retrofitted specimen was under the axial
compression, the pre-stressed rebar inside the specimen would change For the unreinforced specimen A, as the reason for stress concen­
from tension to compression, so that the pressure measured by the tration at the foot of the column, the damage of the column occurred

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X. Hu et al. Structures 33 (2021) 2500–2519

is not necessary for the compression test of ordinary RC column to


supplement.
The Fig. 8 (a)-(e) shows that failure modes of the retrofitted columns
with no preload and preload are similar. At the beginning of loading, the
deformation of the specimen is small, but as the load increase, shear slip
lines appear on the surface of the steel tube (Fig. 8(a)) with a subtle
sound; At this instance, the load is close to 60% of the ultimate load,
which indicates steel tube yields; When approaching the peak load,
there are local wrinkles and dilation in the middle of the specimen
(Fig. 8(b), (c). During the loading process, shear deformation and local

Fig. 4. Post-tensioned pre-stressing construction technique at machin­


ery factory.

prematurely, and the peak load value could not be obtained. Horizontal
cracks appeared on the top of the column and extended rapidly along the
column at near 50% of the estimated peak load. Following spalling of the
protective layer of concrete with crackling noise, the foot of the column
ultimately crushed. At this instant, the load capacity decreased steeply.
The failure mode of specimen A is shown in Fig. 7. Noticeably many
documents (in section 1) have proved that the performance of the steel
tube-retrofitted RC columns is much better than that of ordinary RC
columns, moreover this study mainly focus on the comparison of rein­
forced preloaded columns and reinforced non-preloaded columns, so it Fig. 7. Failure mode of specimen A.

Fig. 5. Experiment instruments: (a) Compressive testing machine (10MN); (b) DH3810 static resistance strain system.

Fig. 6. Layout of the strain gauge and LVDT: (a) Section 1-1; (b) The LVDT.

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Fig. 8. Failure modes of retrofitted columns: (a) Shear slip lines; (b) Specimen B; (c) Specimen C-0.3;(d) Specimen C-0.6; (e) Specimen C-0.9.

buckling play a critical role (Fig. 8 (d) and Fig. 8 (e)). After the test, the 3.2. Peak loads and load-deformation curves
steel tube of the reinforced column specimen is cut open, it is observed
that the interfaces between the original concrete ,the grout and the steel Table 1 lists the maximum experimental loads Pu and the strength
tube are well bonded, indicating that the old concrete and new rein­ ratios of retrofitted columns (specimen B with no preload is considered
forcement layer can work together under compression. as a standard column). For the retrofitted columns, the preload levels of
0, 0.3, 0.6, and 0.9 correspond to strength ratios of 1.00, 0.97, 0.95, and
0.87, respectively. Therefore, the strength ratios of the columns with low

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X. Hu et al. Structures 33 (2021) 2500–2519

preload levels, such as 0.3 and 0.6, is slightly lower than that with no characteristics with almost linear curves of the steel tube.
preload condition, which is retrofitted column B, and under a low pre- In the elastic stage, the longitudinal strain is significantly higher than
stress the peak load values of the preloaded and non-preloaded speci­ the hoop stress, which indicates that the hoop restrain of the steel tube
mens are very close. However, the peak load under a high preload level does not work. Furthermore, the curve enters the inelastic range when
of 0.9 decreases dramatically, which is approximately 13% lower than the applied load was close to 75% of the peak load. At this stage, the
that without any preload. dramatic increase in hoop strain of the steel tube demonstrates that the
Fig. 9 presents applied load (P) versus the longitudinal strain (ε) for confinement effect is effective. Consequently, all the strains yield when
specimens C-0.3 and C-0.9 (as the LVDT suffered damage during testing, the curve stays at the peak load.
longitudinal deformation values of specimens A, B, and C-0.6 could not All the hoop strains (h) and longitudinal strains (l) of the steel tubes
obtain, but the deformation values of C-0.3 and C-0.9 which were are shown in Fig. 11 (e). When the loads are close to the peak load, all
collected by new LVDTs were available). The elastic behavior of the the strain of the steel tube have yielded, indicating that the constraint
columns at early stages of loading could be observed in Fig. 9. Moreover, effect of the steel tube on the concrete core have been exerted. As shown
the deformations increase linearly with increase in load. In addition, the in Fig. 11 (e), there are no noticeable differences in the stress–strain
curves indicate elastoplastic behavior in the columns as the load ap­ curves of the steel tubes of retrofitted specimens under different
proximates 60% of the peak load, which is consistent with the experi­ preloads.
mental observations that causes shear slip lines. Fig. 9 also presents the
influence of the preload level. The initial stiffness of the two different 4. Finite element modeling
preload level specimens C-0.3 and C-0.9 are almost identical because the
two curves coincide at this elastic stage. Although the curve values of the Due to the limited test funds, test conditions, and number of speci­
post-peak were not recorded, the peak load values of the high preload mens, it is necessary to carry out finite element numerical simulation
level specimen C-0.9 are different from the C-0.3 at the elastoplastic calculations for comprehensive research on the mechanical mechanism
stage. Thus, it is clear that the influence of preload on the retrofitted of steel tube-retrofitted circular RC column. The numerical model of the
column should be considered for high preload levels, whereas it can be retrofitted RC column implemented in the finite element program
neglected for low preload levels. ABAQUS 6.14–1[28] is shown in Fig. 12 that also demonstrates the
element properties of the components which are original concrete, the
3.3. Effect of axial preloading grout, steel plates, steel tube, and reinforced cage, respectively.

Fig. 10 presents the comparison of specimens with various preload 4.1. Finite element
levels between the experimental strength capacity Pu and nominal
strength capacity Pn, which is the sum of strength capacities of all Original concrete, the grout and the end steel plates are discretized
components and the ratios (Pu / Pn). The experimental values are with 8-node 24-DOFs solid hexahedral elements C3D8R (Continuum,
distinguished to be remarkably higher than those of the nominal one, 3D, 8-node, Reduced integration) [28]; reduced integration refers to
except for the preloaded specimen C-0.9. As the preload level increases consider a single integration point in the center of the element. This
from 0 to 0.6, the ratios of the experimental value Pu to the nominal element is chosen because its accuracy, and as the shear self-locking
value Pn remains between 1.15 and 1.09 indicating that the hoop re­ under bending load is not easy to occur. For the steel tube, as its one-
straint of steel tube is in effect, as shown in Fig. 10. However, the ulti­ dimensional size (wall thickness) is much smaller than the other di­
mate strength capacity for the preload level of 0.9 is only 2250 kN, mensions, it adopts element S4R (Shell, 4-node, Reduced integration)
which is even lower than the nominal value of 2267 kN. A ratio of 0.99 [28]; When the hour-glassing data problem (caused by thin membrane
(lesser than 1.00) shows that the hoop restraint of the steel tube seems to mode or bending mode) is considered, or there is in-plane bending in the
fail. Therefore, we can conclude that the effect of the low preload level model, this element will achieve higher accuracy. Moreover, the rebar
on the strength capacity of retrofitted columns was not evident, and the embedded in the original concrete is discretized with elements T3D2
influence of a high preload level should be evaluated. (Truss, 3D, 2-node) [28] which can only calculate the stress in the axial
direction but not the bending moment. In civil engineering, element
T3D2 is usually used to simulate reinforcement.
3.4. Load-strain relationship
4.2. Concrete uniaxial constitutive law
Fig. 11 shows the load (P) versus strain (ε) of the steel tube in which l
and h represent experimentally measured longitudinal and hoop strain The mechanic of reinforced column by steel tube is completely
of the steel tube, respectively. Fig. 11(a)–(d) exhibits common different from original RC members, mainly due to the confinement
provided by the steel tube; the maximum confinement effect has been
found in circular columns. For this reason, the constitutive uniaxial
constitutive law in choosing concrete core included the original concrete
and grout by Han et al [29].is adopted.
The compressive stress–strain curve consists of two segments
(branches): the initial growth curve and following that, the descending
one (Fig. 13 (a)). These segments are described by Equations (1) and (2),
respectively:
[ ( )2 ]
Forεc ≤ ε0, εc εc (1)
σ c = σ0 A − B
ε0 ε0
( )0.1θ
andfor εc > ε0 εc (2)
θ ≥ 0.92, σc = σ0 (1 − q) + σ0 q ,
ε0
( )
εc 1
θ < 0.92, σc = σ0 ( )2 .
ε0 εc εc
β − 1 +
ε0 ε0

Fig. 9. Load (P) versus longitudinal strain (ε) curves. In Equations from (1) and (2), σ c and εc are the compressive stress and

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X. Hu et al. Structures 33 (2021) 2500–2519

Fig. 10. Comparison of strength capacities between the experimental value and the nominal value with different axial compressive ratios.

strain in concrete, respectively. In the first (growing) segment (εc ≤ ε0), In Equation (4), the boundary strains are defined as εe = 0.8 fy/Es (80%
σ 0 is the peak stress and ε0 is the corresponding strain. A and B are of the corner yield strain), εe1 = 1.5 εe, εe2 = 10 εe1, and εe3 = 100 εe1. In
dimensionless coefficients, given by A = 2 − K and B = 1 − K, where K = the second (parabolic) segment, A, B, and C are coefficients given by A
0.1 θ0.745, θ is the ratio between the steel and concrete capacities, which = 0.2 fy/(εe1 − εe)2, B = 2 A εe1, C = 0.8 fy + A (εe)2 – B εe.
is expressed as θ = Acsf cky , where As and Ac are the areas of a steel tube and
Af From these parameters, Fig. 13 (b) displays the 5-segment curve
a concrete core, respectively. described by Equation (4) and the material properties of the steel tube
In Equation (1), the peak stress is given by, σ 0 = are listed in Table 3.
[ ( )0.45 ]
13
( 2
)
fck 1.194 + fck − 0.07485θ + 0.5789θ The peak strain is ε0 = 4.4. Finite elements meshing and boundary condition
[ ( )]
εc0 + 1400 +800 fck20
− 20
θ0.2 (in MPa and με), where εc0 is the peak The specific meshing components are displayed in Fig. 12. Fig. 12 (a)
display the general view of reinforced column, Fig. 12 (b), (c), (d), (e)
strain of plain concrete; it is given by εc0 = 1300 + 14.93 fck. and (f) present views of original concrete, grout, steel plates, steel tube
Equation (2) corresponds to the second descending segment (εc > ε0). and reinforced cage respectively. The mesh sizes are determined
In the top equation (θ ≥ 0.92, rather high confinement), q is an inter­ through convergence studies to achieve accurate simulations with a
polation coefficient given by q = 0.2+0.1θ
K
. Then, in the bottom equation minimum increase in the computational cost; the basic element size
(θ < 0.92, rather moderate confinement), selected is 15 mm.
(
β = 2.36 × 10− 5
)0.25+(θ− 0.5)7 ( )2 − 4
5 fck 10 . Besides column itself, the finite element model also includes two rigid
The elastic modulus of the original concrete and grout are defined as steel plates (350 mm × 350 mm × 20 mm), such plates are fixed to both
√̅̅̅̅ column segment ends in order to reproduce the adequate boundary
Ec = 4730 f ’c [30], where fc’ represents the compressive strength of the conditions. That is, for the bottom of the steel plate, all the degrees of
concrete cylinder, and the relevant material elastic properties are listed freedom are restricted except rotation and the top of the steel plate re­
in Table 3. leases degrees of freedom of rotation and vertical direction (in Fig. 12(a)).
The fracture energy-based approach developed by Hillerborg et al.
[31] is adopted for the numerical element model under tension, and the 4.5. Concrete-steel contact
expression is shown as:
The concrete-steel interaction in the interface between the grout and
GF = 73(fcm )0.18 (3)
the steel tube and the concrete-grout interaction in the interface be­
where,fcm is the mean concrete compressive strength in MPa. tween the grout and the old concrete are described by the Abaqus
Regarding the basic parameters for the concrete damage plasticity surface-to-surface contact model; this approach considers compression
model (CDPM), the yield surface is described by parameters K c and σb0 / only (thus, bonding is neglected) and penetration is prevented. The
σ 0. Kc is a ratio between the biaxial and tri-axial isobaric compressive sliding between both materials is simulated with the Mohr-Coulomb
strength, K c = 2/3 is taken [32]; σ b0/σ 0 is a ratio between the equi- formulation using a penalty function; the friction coefficient is con­
biaxial to the uniaxial compressive maximum stress, σ b0/σ0 = 1.16 stant, being equal to 0.5 and 0.8, respectively [34,35]. Additionally, the
[33]. After yielding, the flow rule is characterized by the dilation angle tie contact model is applied between the retrofitted column and the steel
and the eccentricity; the dilation angle is 30◦ [33] and the eccentricity is plate to bind their common nodes.
established as 0.1[33]. Finally, the viscosity coefficient is used to adjust
the constitutive law to improve the convergence efficiency in the soft­ 4.6. Nonlinear calculation
ening stage; the assumed value is close to 0 [33].
Regarding the mechanical nonlinearity, it corresponds to the
constitutive laws and other issues described in subsections 4.2 and 4.3.
4.3. Steel uniaxial constitutive law
Then, the ensuing nonlinear calculations are performed incrementally
(Newton-Raphson method) by using virtual time. In calculation, the
The steel tensile and compressive uniaxial plastic behavior is
displacement is imposed to the top of the specimen for good conver­
described with a 5-segment stress–strain law [29]:
gence. The initial time increment is 0.01 s, and the maximum number of
σs = σs = − Aε2s + σs = fy σs = σs = (4)
E s εs
[ ]
1.6fy
iterations per step is 10000. If there is no convergence, the time step is
Bεs + C εs − εe2
fy 1 +0.6 automatically reduced until reaching its minimum value (0.00001 s).
εe3 − εe2
εs ≤ εe εe < εs ≤ εe1 εe1 < εs εe2 < εs ≤ εe3 εs > εe3 The convergence criterion is based on both force and displacement; the
≤ εe2 corresponding bound ratios are 0.005 and 0.01, respectively; the
convergence error is 0.005.

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Fig. 11. Load (P) versus strain (ε) curves for steel tube of retrofitted specimens: (a) Specimen B; (b) Specimen C-0.3 ;(c) Specimen C-0.6; (d) Specimen C-0.9;(e)
Comparing with the horizontal and hoop strains.

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Fig. 12. Component elements of the retrofitted specimen: (a) The model of retrofitted column ;(b) Original concrete ;(c) Grout; (d) End plate; (e) Steel tube; (f)
Reinforced cage.

4.7. Verification of finite element model literature [13,36] in Fig. 14.Among above literature, [13] is about the
axial compression tests of circular RC columns reinforced by circular
The finite element models of the steel tube-retrofitted RC columns steel tubes. The variable parameters are the thickness of the steel tube (t)
are verified by comparing the load–longitudinal deformation responses and the strength of the filled concrete (fcu2), while [36] is the reinforced
calculated by the numerical simulation with the experiments of other axial compression tests that the author has done before, and the

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Fig. 13. constitutive stress–strain law:(a) concrete; (b) steel.

5.1.1. Points O–A: elastic stage


Table 3
As shown in Fig. 15, the column remains elastic in this stage. The
Material properties of specimen.
distribution of the core concrete longitudinal stress including original
Material Density (kN.m− 3) Elastic Modulus (MPa) Elastic Poisson’s Ratio concrete and grout is uniform, and the confining stress value is very low,
Concrete 23.5 2.36 × 104
0.20 which signifies that there is no evident interaction between the steel
Grout 24.4 3.18 × 104 0.20 tube and concrete core (Fig. 17(a)) and between the original concrete
Steel tube 78.5 2.06 × 105 0.26
and grout (Fig. 18). Thus, the original concrete and the grout mainly
sustain the axial load (Fig. 16(a)). Because the Yong’s Modulus of the
parameters are the preload level (n) and the thickness of steel tubes (t). original concrete and the grout are different, the longitudinal stress on
The detailed dimensions, parameters, test results, and FEM results of the both of them were evenly distributed over the cross-section in propor­
specimens are displayed in Table 4. tion of their Young’s modulus, as shown in Fig. 16(a).
As shown in Fig. 14 (a)–(l), both curves are in good agreement with
the initial stiffness, peak loads and ductility behavior. Meanwhile the 5.1.2. Points A–B: elastic–plastic stage
axial compressive ultimate loads of retrofitted specimens determined As the specimen is in an elastic–plastic state, there appears the sig­
from the numerical calculation (PFEM) and those measured from the nificant transverse deformation of the concrete core. The confining
experiments (PEXP) are also presented in Table 4. A mean value (PFEM/ stress of the original concrete and the grout and the contact stress be­
PEXP) of 0.996 and coefficient of variation (CoV) of 0.072 are obtained, tween the original concrete and the grout increase sharply, especially
and the above comparisons indicate that the finite element numerical the center of the concrete core (Fig. 17(b), Fig. 18). At the point B, the
model is capable of simulating the steel tube-retrofitted circular RC short distribution and the longitudinal stress value of the original concrete are
columns accurately. The calculation results are reliable and effective. almost similar to the grout (Fig. 16(b)), which proves the confinement
effect has taken effect. As shown in Fig. 15, the load of the steel tube
5. Analysis and discussion starts to decrease slowly owing to outward buckling after the steel tube
reaches its peak load and the rebar has entered the strain-hardening
In order to further investigate on the axial compressive properties of plateau post-yielding. Although the specimen has reached its axial
the reinforced columns under preload, the C-0.3 specimen is used as the compressive ultimate load at point B, the corresponding strengths of the
research object, and the mechanical performance of columns is dis­ original concrete and grout are both very close to the ultimate load of
cussed using the finite element model in detail in the following section. specimen.

5.1.3. Points B–C: plastic stage


5.1. Load deformation history The load on the steel tube exceeds its corresponding yield limit and it
enters the strain-hardening plateau in this stage. Meanwhile the strength
The curves representing the relationship between the load (P) and of the original concrete increases continuously and subsequently reaches
longitudinal strain (ε) for specimen C-0.3 are shown in Fig. 15, where its ultimate strength owing to the significant confinement provided by
the responses of the original concrete, grout, steel tube, and steel rebar the steel tube, as shown in Fig. 15. It also can be found from the Fig. 18
are also included. The longitudinal stress and confining stress distribu­ that the contact stress reaches the maximum at this stage. Fig. 17(c)
tion of the concrete core, including the original concrete and the grout at depicts that not only does the value of confining stress continue to in­
four characteristic points (A, B, C, D), are displayed in Fig. 16 and crease but also the area of high confining stress continues to spread in
Fig. 17, respectively. The contact stresses between the new (grout) and the concrete core at Point C.
the old (original concrete) in the cross-section at four characteristic
points are shown in Fig. 18. In Fig. 15, the four characteristic points A, B, 5.1.4. Points C–D: Hardening stage
C, D on the curve can divide the curve into four stages based on stiffness: As shown in Fig. 15, the curves of all the components generally start
O-A, A-B, B-C and C-D, which are elastic stage, elastoplastic stage, plastic to stabilize as ε dramatically increases because of the significant
stage and hardening stage respectively. Noticeably, point A is the pro­ confinement effect. Both Fig. 16(d) and Fig. 17(d) indicate that the stress
portion limit where beyond this limit, the relationship between the value including longitudinal and the confining stress of the original
stresses and strains are not proportional. Point B indicates the peak load concrete is higher than those of the grout. But the contact stress between
point where the value is maximal. Point C represents the initiation point original concrete and the grout decreases slightly in Fig. 18.
of hardening where the value begins to remain constant. Point D shows
the end point of the curve where the calculation terminates.

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Fig. 14. Comparisons between experimental and FEA responses of load (P) versus average longitudinal deformation:(a) Specimen C-0.3; (b) Specimen C-0.9; (c)
Specimen TZ3-C50-A-P2; (d) SpecimenTZ2-C50-A-P2;(e) SpecimenTZ3-C40-A-P2;(f) SpecimenTZ3-C60-A-P2;(g) SpecimenTZ4-C50-A-P2; (h) Specimen TZ3-C50-A-
P1;(i) Specimen Z2; (j) Specimen Z3; (k) Specimen Z4; (l) Specimen X4.

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Fig. 14. (continued).

Table 4
Verification of the finite element model.
Model Specimens label D/t/l (mm) n fcu1 (MPa) fcu2 (MPa) fy (MPa) PEXP (kN) PFEM (kN) PFEM/PEXP

Lu YY [13] TZ3-C50-A-P2 219/3.25/657 0 32.83 52.58 352 3029 2777 0.917


TZ2-C50-A-P2 219/1.8/657 0 32.83 52.58 390 2265 2072 0.915
TZ4-C50-A-P2 219/3.90/657 0 32.83 52.58 342 3274 3118 0.952
TZ3-C40-A-P2 219/3.25/657 0 32.83 43.01 352 2768 2662 0.962
TZ3-C60-A-P2 219/3.25/657 0 32.83 61.26 352 2914 2885 0.990
TZ3-C50-A-P1 219/3.25/657 0 32.83 52.58 352 2908 2772 0.953
Hu X [36] Z-2 300/2/1000 0 36.3 38 260 3493 3433 0.983
Z-3 300/3/1000 0 36.3 38 260 3987 3901 0.978
Z-4 300/4/1000 0 36.3 38 260 4401 4396 0.999
X-4 300/4/1000 0.11 36.3 38 260 4376 3935 0.899
This paper B 219/4/1000 0 32 58 339 2600 2821 1.085
C-0.3 219/4/1000 0.3 32 58 339 2510 2742 1.082
C-0.6 219/4/1000 0.6 32 58 339 2460 2660 1.081
C-0.9 210/4/1000 0.9 32 58 339 2250 2568 1.141
Mean value 0.996
CoV 0.072

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Fig. 15. Axial load (P) versus axial strain (ε) response of specimen C-0.3.

Fig. 16. Longitudinal stress on the original concrete and grout: (a) Point A; (b) Point B; (c) Point C; (d) Point D.

Fig. 17. Confining stress on the original concrete and grout: (a) Point A; (b) Point B; (c) Point C; (d) Point D.

5.2. Effects of preload The responses under the various preload levels that are 0.3 and 0.5
respectively are shown in Fig. 19. The curves of the whole section,
This section discusses the effects of preload on the components concrete core, and rebar almost overlap, and the curves of the steel tube
(including the whole section, original concrete, grout and bars). This and grout completely coincided. All specimens reach peak strains almost
paper divides the preload levels into two groups. The first group does not simultaneously. It also indicates that the peak loads of the whole section,
exceed 0.5 in terms of the preload level mentioned in the first section, and original concrete and rebar with no preload are slightly higher than
the second group has preload levels greater than 0.5. So the responses of those with preload. Consequently, the peak loads of the preloaded col­
load (P) versus longitudinal strain (ε) of the retrofitted RC columns umns decrease slightly as the preload levels increase, and the maximum
including the components influenced by various preloads are shown in strength ratio was 0.95 (the strength ratio of the preloaded specimen to
Fig. 19 and Fig. 20 respectively, where the symbol “●” represents the the non-preloaded specimen), as shown in Fig. 21. Although the peak
peak load on the whole section. Note that in above two groups, the loads of preloaded retrofit columns vary under the low preload levels,
specimen with none preloading is as the reference specimen for com­ the effect of low preload levels on the axial compressive peak load and
parison. Fig. 21 presents the comparison of peak load of specimens with peak strain of the retrofitted column can be negligible.
various preload levels and the strength ratios of the peak loads of the The responses under the preload levels that are 0.6, 0.7, 0.8, 0.9 and
preloaded specimens to the peak loads of none preloaded specimen. 0.95 respectively are indicated in Fig. 20. The result reveals a large gap

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5.3. Effect of preload and other parameters

In addition to studying the effect of preload on the mechanical


properties of the reinforced specimens, this paper also continues to study
the effects of other parameters on the peak load of the reinforced column
and the mechanical properties of the members under the action of pre­
load. The axial load (P) versus longitudinal strain (ε) curves of the ret­
rofitted column C-0.9 could be influenced by the thickness and yield
strength of the steel tube and the strength of the grout, as exhibited in
Figs. 22–24. The strength ratio of the preloaded specimen to the non-
preloaded specimen and the peak load of the retrofitted spec­
imens—including preloaded and non-preloaded specimens with three
parameters—are shown in Fig. 25.
As shown in Fig. 22 the peak loads of the components, including the
whole section, original concrete, grout, and steel tube and excluding the
rebars, increase steeply with the steel tube thickness. This is because the
Fig. 18. Contact stress between the original concrete and grout (Unit: MPa). increase in the thickness of the steel tube can not only enhance the
vertical capacity of the steel tube but also can provide enough
between in the peak load between the preloaded retrofitted columns and confinement to concrete core, resulting in a great improvement in the
the retrofitted column with no preload. Except for the peak strain lags compressive capacity and behavior of the retrofitted RC column.
when the preload level is 0.95, the other peak strains all appear in Although the original concrete subjected to an adverse preload level, the
advance and almost coincide. Maximum strength ratio, as shown in thickness of the steel tube is a critical factor in improving the perfor­
Fig. 21, is 0.9. It can be seen that the peak loads of the entire section, mance of the steel tube-retrofitted preloaded RC column. It can be
original concrete and rebar are more sensible to the initial stress existing inferred that the thickness of the steel tube has a little effect on the
in the original concrete owing to the high preload level. Thus, the effect preload, as the strength ratio increase slightly with an increase in the
of high preload level on the retrofitted columns should be further steel tube thickness (Fig. 25 (a)).
evaluated. Fig. 23 shows that as the yield strength of the steel tube increases, the
strength and ductility of the components, including the whole section,
original concrete, grout, and steel tube, improve under adverse preload

Fig. 19. Curves of axial load (P) - longitudinal strain (ε) under low preload levels: (a) Original concrete and infill grout; (b) Steel tube and bars.

Fig. 20. Curves of axial load (P) - longitudinal strain (ε) under high preload levels: (a) Original concrete and infill grout; (b) Steel tube and bars.

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Fig. 21. Comparison of strength reduction ratios of retrofitted RC specimens under various preloads.

Fig. 22. Curves of axial load (P) - strain (ε) with various steel tube thicknesses: (a) Original concrete and grout; (b) Steel tube and bars.

Fig. 23. Curves of axial load (P) - strain (ε) with various steel yield strengths: (a) Original concrete and grout; (b) Steel tube and bars.

condition; furthermore, the initial stiffness of each component remains evident with an increase in the grout strength (Fig. 25(c)). Thus, it can
constant. Moreover, Fig. 25(b) indicates that the increasing yield be concluded that the strength of the grout has a limited effect on the
strength of the steel tube reduces the adverse effects of the preloads preloaded retrofitted column.
slightly.
The specimens with various ultimate strengths for the grout—C30, 6. Proposed practical design method
C45, and C60—are analyzed. As shown in Fig. 24, the results indicate a
slight improvement in the ultimate strength capacity of retrofitted col­ From the above experimental research and numerical analysis, a
umns for an increase in the strength of the grout. This could be attrib­ proposed practical design method can be obtained, and the following
uted to the high strength of the grout as compared with the original hypotheses are proposed before the derivation.
concrete. With the increase of the strength of the grout, the ultimate
bearing capacity of steel tube and original concrete and rebar do not (1) No consideration of the tensile strength of the original concrete
have significant change. However, the effect of preload appears more and grout;

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Fig. 24. Curves of axial load (P) - strain (ε) with various grades of grout: (a) Original concrete and grout; (b) Steel tube and bars.

(2) The grout undergoes both shear and axial deformation; concrete constitutive relationship Hognestad, we obtain:
(3) There is no slip between the rebar and original concrete and √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
σ
between the grout and steel tube; ε1 = (1− 1 − c1 )ε’cu (8)
fc
(4) The cross-section of the retrofitted columns remains plane under
deformation.
where fc is the ultimate axial compressive strength;ε’cu means the ulti­
mate compressive strain of the concrete that equals to 0.002;β = σfc1c and
βε = εε’1 are pre-stress and pre-strain level indices with the correlation
6.1. Determination of axial compressive strength capacity cu

expressed as:
When the strain of the retrofitted short column reaches the ultimate √̅̅̅̅̅̅̅̅̅̅̅
βε = 1 − 1− β (9)
compressive strain εcu under axial compressive load, the concrete core is √̅̅̅̅̅̅̅̅̅̅̅̅ ’
destroyed. Thereafter, the retrofitted steel tube takes over the work, but And, ε1 = βε ε’cu = (1 − 1 − β)εcu (10)
it also fails ultimately, and simultaneously, the entire retrofitted column The corresponding stress on the rebar is represented as:
reaches its strength capacity. At this instant, the concrete core stress ( √̅̅̅̅̅̅̅̅̅̅̅ ) ’ √̅̅̅̅̅̅̅̅̅̅̅
(approximately including that of the grout) reaches f cc; the stress of the σ 1 = Es1 ε1 = Es1 1 − 1 − β εcu = fy (1 − 1 − β) (11)
rebar reaches fy1, and the stress of the steel tube reaches σ s2. The rein­
forcement layer cannot reach its own strength capacity owing to stress 6.3. Stress and strain of the retrofitted column
lagging, and the stress of the reinforcement layer depends on the dif­
ference between the ultimate concrete core strain εcu of the retrofitted The ultimate strength capacities of the concrete core and rebar is
column and the original pre-strain ε1 of the original concrete column, reached when the retrofitted column attains the ultimate compressive
which is expressed asΔε = εcu − ε1 . Thus, the stress on the steel tube σ s2 load capacity. Here, the ultimate compressive stress of the concrete core
increases withΔε. The calculation of ultimate bearing capacity of a ret­ and rebar is f cc and f y, respectively; εcu is the ultimate compressive stress
rofitted column adopts the superposition method. of the retrofitted concrete, and thus the increment of the concrete strain
can be described as follows:
Nu = fcc AC + fy1 As1 + σ s2 As2 , (5)
√̅̅̅̅̅̅̅̅̅̅̅ ’
Δε = εcu − ε1 = εcu − (1 − 1 − β)εcu (12)
where, fcc and Ac are the confined concrete compressive strength ca­
pacity and cross-sectional area of the concrete core (including original Furthermore, εcu adopts the Youguang Pan model [37]:
√̅̅̅
concrete and grout), respectively; f y1 and As1 are the yield strength and εcu = ε’cu + 3600 α, with α = As /Ac . (13)
total cross-sectional area of the rebar, respectively;σs2 and As2 are the Therefore, the stress on the steel tube is
longitudinal stress and the cross-sectional area of the steel tube, [ ( √̅̅̅̅̅̅̅̅̅̅̅ ) ’ ]
respectively. σ s2 = ΔεEs2 = εcu − 1 − 1 − β εcu Es2

[ ( √̅̅̅̅̅̅̅̅̅̅̅ ) ]
6.2. Stress and strain of the original RC column = εcu − 0.002 1 − 1 − β Es2 = αs fy2 (14)

The preload of the original concrete column is calculated as follows: where, αs = fy2 ,
σs2
and it represents the strength utilization factor of the
Es1 steel tube.
N1 = σc1 Ac1 + σ s1 As1 = Ec ε1 Ac + Es1 ε1 As1 = σc1 (Ac + As1 ) (6) In addition, according to Equation (14), we obtain
Ec
( √̅̅̅̅̅̅̅̅̅̅̅ )
In addition, the pre-stress of the original concrete column is σ [εcu − 0.002 1 − 1 − β ]Es2
αs = s2 = (15)
N1 fy2 fy2
σ c1 = (7)
Ac + As1 EEs1c
where fy2 is the yield strength of the steel tube and Es2 is Young’s
modulus of the steel tube.
where, N1 is the preload of the original concrete column,Ec andEs1 are
the Young’s moduli of the original concrete and the steel tube,
respectively.
Then considering the concrete compressive pre-stress into the classic

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Fig. 25. Strength ratios and ultimate strengths of retrofitted specimens: (a) Thickness of steel tube; (b) Yield strength of steel tube; (c) Grout strength.

( )
6.4. Bearing compressive capacity calculation for retrofitted column √̅̅̅
fr 2tf
formula [38]: fcc = fc 1 +1.5 fc +2 ffcr ,wherefr = D− y22t (17)
The bearing compressive capacity of the retrofitted column can be
In the above formula, fr is the hoop confined stress. The strength
described as:
utilization factor of the steel tube is given by Equation (18).
Nu = fcc AC + fy1 As1 + αs fy2 As2 (16) The peak loads Pm predicted by the proposed practical design
method are compared with the results PEXP of this experiment and other
where Nu denotes the bearing compressive capacity, and fcc adopts Cai’s literature, and are listed in Table 5. Furthermore, the results PCECS, PANSI,
PEC4 and PAIJ calculated by the existing design codes CECS 28–2012,

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Table 5
Comparison of the results predicted by existing design codes and proposed practical design method with that obtained from experiment.
Model Specimens PEXP (kN) CECS/28–2012 ANSI/AISC EC4 AIJ-CFT Proposed method

PCECS (kN) PCECS/PEXP PANSI (kN) PANSI/PEXP PEC4 (kN) PANSI/PEXP PAIJ(kN) PAIJ/PEXP Pm (kN) Pm/PEXP

Lu YY [13] TZ3-C50-A-P2 3029 2212 0.73 2419 0.80 2149 0.71 2124 0.70 2559 0.917
TZ2-C50-A-P2 2265 1733 0.77 2142 0.95 1687 0.74 1917 0.85 2370 0.915
TZ4-C50-A-P2 3274 2369 0.72 2537 0.77 2352 0.72 2428 0.74 2634 0.952
TZ3-C40-A-P2 2768 2112 0.76 2292 0.83 2081 0.75 2009 0.73 2386 0.962
TZ3-C60-A-P2 2914 2230 0.8 2579 0.89 2224 0.76 2268 0.78 2714 0.990
TZ3-C50-A-P1 2908 2212 0.76 2419 0.83 2149 0.74 2124 0.73 2559 0.953
Hu X [36] Z-2 3493 2141 0.61 2840 0.81 2160 0.62 2549 0.73 3188 0.983
Z-3 3987 2561 0.64 3055 0.77 2525 0.63 2831 0.71 3369 0.978
Z-4 4401 2978 0.68 3268 0.74 2882 0.65 3112 0.71 3540 1.0
X-4 4376 2978 0.68 3268 0.75 2169 0.66 3112 0.71 3289 0.899
This paper B 2600 2343 0.9 2478 0.95 2169 0.83 2257 0.87 2608 1.085
C-0.3 2510 2343 0.93 2478 0.99 2169 0.86 2257 0.90 2517 1.082
C-0.6 2460 2343 0.95 2478 1.01 2169 0.88 2257 0.92 2192 1.081
C-0.9 2250 2343 1.04 2478 1.10 2169 0.96 2257 1.0 1940 1.141
Mean value 0.784 0.870 0.753 0.791 0.890
Cov 0.123 0.107 0.098 0.094 0.081

ANSI/AISC, EC4, and AIJ-CFT are also compared with the experimental interests or personal relationships that could have appeared to influence
results. From above calculation results and experimental results listed in the work reported in this paper.
Table 5, it can be seen that the results predicted by the proposed prac­
tical design method are more accurate, and the mean value of Pm/PEXP is Acknowledgements
0.890 with a CoV of 0.081. As far as four existing design codes are
concerned, the results PAIJ estimated by AIJ-CFT are more consistent This research was financially funded by the Chinese Government
with the experimental results. The mean value and CoV of PAIJ/PEXP are Scholarship (No. 201906560013).The project was supported by the
0.791 and 0.094, respectively. Therefore, the proposed practical design State Key Laboratory of Geohazard Prevention and Geoenvironment
method and AIJ-CFT can provide accurate axial compressive ultimate Protection (No. SKLGP2020K010). We thank our research students for
strength of steel tube-retrofitted circular RC columns under preload. their valuable work and providing experimental data, and anonymous
reviewers for their critiques and comments.
7. Conclusions
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