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Journal of

Pressure Vessel
Technology Technology Review

Review of Ultrasonic Phased Arrays Keywords: Welds, Ultrasonic Phased Arrays, Beam Steering,
Focusing, Electronic Scanning, Defect Sizing, TOFD, Back
for Pressure Vessel and Pipeline Diffraction, Pressure Vessels, Pipelines
Weld Inspections
Introduction to PV and Pipeline Inspections
Michael Moles The petrochemical and other industries use a wide variety of
e-mail: michael.moles@rd-tech.com pressure vessels and piping. These vessels and pipes are typically
R/D Tech, 73 Superior Avenue, Toronto, ON M8V 2M7, made in sections and welded together. Welding often produces
defects, which occasionally propagate with time and fail. During
Canada construction, welds are inspected for defects, usually using the
ASME or similar code. For pressure vessel inspections, ASME
Noël Dubé Section V 关1兴 is the relevant code, with NonDestructive Testing
e-mail: noel.dube@rd-tech.com 共NDT兲 covered under Articles 4 and 5. The ASME code has been
the mainstay of PV inspections for decades. For pipelines, several
Simon Labbé codes are possible: ASTM E-1961-98 关2兴, API 1104 19th Edition
e-mail: simon.labbe@rd-tech.com 关3兴, DNV OS F101 关4兴, and ISO 13847 关5兴. All use, or implicitly
accept, the alternative zone discrimination approach.
R/D Tech, 505 boul. du Parc Technologique, Québec, PQ For many years, welds were radiographed. However, radiogra-
G1P 4S9, Canada phy has significant technical disadvantages: First, it is hazardous,
and the PV may need moving to a safe location or inspections
Ed Ginzel performed off-shift; second, radiography often generated produc-
e-mail: eginzel@mri.on.ca tion delays; third, radiography is poor at detecting critical lack of
fusion or cracking defects; fourth, radiography cannot size defects
Materials Research Institute, 432 Country Squire Road, for Fitness-For-Purpose 共FFP兲, 关also called Engineering Critical
Waterloo, Ontario N2K 4G8, Canada Assessment 共ECA兲 or Fracture Mechanics兴; fifth, radiography is
subjective, and the cost of film is high.
The competing technology is ultrasonics. Ultrasonics is safe,
Major improvements in weld inspection are obtained using fast, can be performed as soon as the weld is cool, and can size the
Phased Array technology with capability for beam steering, elec- vertical height of defects with some accuracy. However, manual
tronic scanning, focusing, and sweeping the ultrasonic beams. ultrasonics is time-consuming and very operator-dependent.
Electronic scanning is much faster than raster scanning, and can Mechanized or automated ultrasonics 共AUT兲 has been available
for some years, but was slow and relatively expensive. Multiprobe
optimize angles and focusing to maximize defect detection. Pres-
scans have been used in pipelines and other applications, but are
sure vessel (PV) inspections typically use “top, side, end” or “top,
inflexible. Speeds have increased significantly, especially with the
side, TOFD” views, though other imaging is possible. Special
advent of phased array equipment for PVs. The arrival of
inspections can be performed, e.g., for specific defects, or in-
diffraction-based sizing techniques like Time-Of-Flight Diffrac-
creased coverage. Defects can be sized by pulse-echo as per code,
tion 共TOFD兲 has significantly increased the potential for ECA
by time-of-flight Diffraction or by back diffraction. New PV in- applications.
spection codes, particularly ASME Code Case 2235, permit the
use of advanced ultrasonic inspection techniques. Pipeline girth
Inspection Codes for AUT of Welds
weld inspections use a unique inspection approach called “zone
discrimination,” and have their own series of codes. While similar There are now many different potential codes for inspecting
equipment is used in pipeline as in PV inspections, the pipeline vessel welds, but these can be divided into three categories: tra-
philosophy is to tailor the inspection to the weld profile and pre- ditional or standard raster-type codes based on manual ultrasonic
dicted lack of fusion defects. Pipeline displays are specifically principles 关1兴, the new ASME 2235 code case 关6兴, and “tailored”
designed for near real-time data analysis. Both ASME CC 2235 codes like ASTM E-1961 关2兴.
and the pipeline codes permit the use of Fitness-For-Purpose, Raster Codes. ASME Section V 关1兴 is normally used for
which reduces construction costs. Overall, phased array systems manual ultrasonic testing but has provisions for AUT as well.
meet or exceed all PV and pipeline codes. These codes typically require ultrasonic scanning 共or rastering兲
关DOI: 10.1115/1.1991881兴 over the weld and adjacent heat affected zone at two or more
angles to detect defects. The ASME code has been extensively
Contributed by the Pressure Vessels and Piping Division for publication in the
used in the nuclear and other industries for decades, with their
JOURNAL OF PRESSURE VESSEL TECHNOLOGY. Manuscript receieved: February 3, 2005. many variations. These include Sections I, III, VIII, and XI, as
Final manuscript received: March 29, 2005. Review conducted by: Sam Zamrik. well as piping codes B31.1 and B31.3. These rastering techniques

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Fig. 1 Schematic showing generation of electronic and secto-
Fig. 2 Schematic illustration of electronic scanning
rial scans using phased arrays

values are back calculated using time-of-flight from the focal spot,
provide a satisfactory inspection for most defects, but have poor
and the scan assembled from individual “Focal Laws.” Time delay
defect detection capabilities for midwall planar defects like cen-
circuits must be accurate to around 2 nanoseconds to provide the
terline cracking.
accuracy required.
ASME Code Case 2235. More recently, ASME revised Code While it can be time-consuming to prepare the first setup, the
Case 2235 关6兴, which permits “nonamplitude, computer recorded” information is recorded in a file and only takes seconds to re-load.
inspection techniques. These are widely interpreted as TOFD, Also, modifying a prepared setup is quick in comparison with
though pulse-echo rastering techniques are permitted. CC 2235 is physically adjusting conventional transducers.
an option for replacing radiography for FFP/ECA acceptance un-
Types of Scans. Using electronic pulsing and receiving pro-
der specific conditions. This code case requires a performance
vides significant opportunities for a variety of scan patterns.
demonstration, showing detection of three flaws, as a minimum.
“Tailored” Pipeline Codes. Pipeline AUT is at the forefront of Electronic Scans
ferritic steel weld inspections. ASTM E-1961 关2兴 was the first
code written specifically for AUT, and clearly defines linear scan- Electronic scans are performed by multiplexing along an array
ning and zone discrimination. E-1961 is very specific on the types 共see Fig. 2兲. Typical arrays have up to 128 elements, pulsed in
of reflectors, tolerances, scan patterns, displays and analysis for groups of 8–16. If the array is flat and linear, then the scan pattern
pipelines. DNV OS F101 关4兴 is similar to E-1961, but is targeted is a simple B-scan; if the array is curved, then the scan pattern will
at offshore use. API 1104 19th Edition 关3兴 permits AUT, but is be curved. Electronic scans are straightforward to program. For
much more flexible in requirements. The EU code, ISO 13847 关6兴, example, a phased array can be readily programmed to inspect a
is also a more general code. weld using 45 deg and 60 deg shear waves, which emulate con-
ventional manual inspections.

Ultrasonic Phased Arrays Sectorial (Azimuthal) Scans


Ultrasonic phased arrays 共PAs兲 use multiple ultrasonic elements
Sectorial scans use the same set of elements, but alter the time
and electronic time delays to create beams by constructive inter-
delays to sweep the beam through a series of angles 共see Fig. 3兲.
ference. The physics, theory, and applications are described in 关7兴
Again, this is a straightforward scan to program. Applications for
in detail. PAs offer significant technical advantages for weld in-
sectorial scanning typically involve a stationary array, sweeping
spections over conventional ultrasonics by electronically steering,
across a relatively inaccessible component like a turbine blade
scanning, sweeping, and focusing the beam 共see Fig. 1兲.
root 关11兴, to map out the features 共and defects兲. Depending prima-
rily on the array frequency and element spacing, the sweep angles
• Electronic scanning permits very rapid coverage of the com-
can vary from ±20 deg up to ±80 deg. S-scans are also used for
ponents.
weld inspections, either multiple or single passes, though single
• Tailored angles can be used for mapping components to
S-scans are not necessarily recommended for construction weld
maximize detection of defects.
inspections as the incident angles can be inappropriate 关12兴.
• Sectorial scanning is useful for inspections where only a
minimal footprint is possible, and other applications.
• Electronic focusing permits optimizing the beam shape and Combined Scans
size at the expected defect location, and consequently to Combining electronic scanning, sectorial scanning and preci-
optimize defect detection. sion focusing leads to a practical combination of displays. Opti-
mum angles can be selected for welds and other components,
Overall, the use of phased arrays permits maximizing defect de- while electronic scanning permits fast and functional inspections.
tection while minimizing inspection time. Combined raster scans can be performed, e.g., 45 deg and 60 deg
Ultrasonic PAs are similar in principle to phased array radar, plus TOFD 共see Fig. 4兲. A related approach applies to tailored
sonar, and other wave physics applications; however, ultrasonic weld inspections, where specific angles are required for given
development is behind the other applications due to a smaller weld profiles 共see Tailored Inspections below兲; for these applica-
market, shorter wavelengths, mode conversions and more com- tions, specific beam angles are programmed for specific weld fac-
plex components. Several authors have reviewed applications of
ultrasonic phased arrays 关8–10兴, though industrial uses have been
limited until the last few years.
Phased arrays use an array of elements, all individually wired,
pulsed and time-shifted. These elements are typically pulsed in
groups from 4 to 32, usually16 elements for welds. In order to
make a user-friendly system, a typical setup calculates the time-
delays from operator-input, or uses a pre-defined file: Inspection Fig. 3 Schematic showing sectorial scanning used on turbine
angle, focal distance, scan pattern, etc. 共see Fig. 1兲. The time delay rotor

352 / Vol. 127, AUGUST 2005 Transactions of the ASME

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Fig. 4 Schematic showing phased array performing 45 deg
and 60 deg raster scans on a weld

ets at specific locations, which can be performed using an auto-


mated set-up program and the appropriate weld profile.

Linear Scanning of Welds


Manual ultrasonic weld inspections are performed using a
single transducer, which the operator “rasters” back and forth to Fig. 6 Typical “top, side, end” view with waveform. TOFD can
cover the weld area 关see Fig. 5共a兲兴. Many automated weld inspec- be added, along with other displays.
tion systems use a similar approach, with a single transducer
scanned back and forth over the weld area. This is very time
consuming, since the system has dead zones at the start and finish sweeps out a specific area of the weld. The simplest approach to
of the raster. linear scanning is found in pipe mills, where a limited number of
In contrast, many multitransducer systems and phased arrays transducers inspect ERW pipe welds. AUT as practiced on pipe-
use a “linear scanning” approach 关see Figure 5共b兲兴. Here the probe lines uses up to twenty-four transducers, which makes pipeline
pan is scanned linearly along the weld, while each transducer AUT much faster than single transducer techniques.
Phased arrays for linear weld inspections operate on the same
principle as the multitransducer approach 关13兴; however, phased
arrays offer considerably greater flexibility than conventional
AUT. Typically, it is much easier to change the setup electroni-
cally, either by modifying the setup or reloading another; often it
is possible to use many more beams 共equivalent to conventional
transducers兲 with phased arrays; custom inspections can be imple-
mented simply by loading a setup file.
Phased array applications take advantage of one or more of the
dominant features of PAs:

• Speed: Scanning with phased arrays is an order of magni-


tude faster than single transducer conventional mechanical
systems, with better coverage;
• Flexibility: Setups can be changed in a few minutes, and
typically a lot more component dimensional flexibility is
available;
• Inspection angles: A wide variety of inspection angles can
be used, depending on the requirements and the array;
• Small footprint: Small matrix arrays can give infinitely
more flexibility for inspecting restricted areas than conven-
tional transducers.

Applications for Weld Inspections


ASME Raster Inspections. The ASME code 关1兴 requires scan-
ning at a minimum of two angles at least 10 deg apart; this is
shown schematically using phased arrays in Fig. 4. Phased arrays
can readily fulfill this requirement of the ASME code, and can run
a wide variety of inspection angles, TOFD and other scans to
optimize the displays and inspections 共see Fig. 6兲.
ASME Code Case 2235. This code 关6兴 permits automated
scanning for weld inspections, though data must be collected in
raw, encoded form. Time-Of-Flight Diffraction is a relatively re-
cent arrival in the petrochemical business, and so far has primarily
been used in pipelines. This technique uses the same arrays as
pulse-echo, or can use dedicated TOFD transducers at higher fre-
quency. TOFD essentially gives a through wall image of the weld,
Fig. 5 „Top… Conventional raster scanning; „bottom… linear with the inside and outside surfaces and any defects displayed.
scanning TOFD detection capability is very good, though there are dead

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Fig. 7 Typical TOFD image showing OD, ID and top and bot- Fig. 10 PV inspection using phased arrays on a rotating
tom of defects vessel

zones at the outside and inside surface. TOFD is an excellent


sizing technique, with significantly better sizing than amplitude TOFD for improved defect detection and sizing. Back diffraction
approaches. Figure 7 below shows a typical TOFD image of a offers some sizing advantages over TOFD 共or forward scattering兲:
weld. Smaller dead zones and better sizing for small defects 关14兴.
These authors strongly recommend using both pulse-echo and
Tailored Inspections and Zone Discrimination. There are a
number of methods of performing tailored inspections of welds,
but the best known is AUT of pipeline inspections 共2兲. “Zone
discrimination” provides 100% coverage and rapid inspections
primarily for narrow gap welds in pipelines. Gas pipelines have
major inspection requirements: High speed, high quality, high de-
tection capability 关15兴, and rapid data interpretation. Also, the use
of ECA makes major demands on sizing capability. AUT acts as
process control because it is performed soon after welding. ECA
and process control typically reduce the reject rate significantly
over radiography 关16,17兴, and save substantial costs.
AUT for pipelines uses four special features: Zone discrimina-
tion, calibration blocks, dual gate output display and defect sizing.
Figure 8 shows the concept of zone discrimination with linear
scanning, and Fig. 9 a typical code-compliant calibration block.

Delivery Systems
Fig. 8 Schematic of zone discrimination. Top: Selection of There are many different methods of mechanically scanning a
zones. Bottom: Position and angles for zone discrimination weld 关18兴. The simplest is to rotate the vessel, as shown in Fig. 10.
inspection

Fig. 9 Typical AUT calibration block, as per code ASTM E-1961 „2…

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Fig. 11 Belt scanner for pipeline AUT with probe pan attached

Other options include magnetic wheel scanners, robots, pipe scan-


ners 共as shown in Fig. 11兲, handscanners, and even a low-cost
encoded array 共see Fig. 12兲.
All the scanners have their advantages and disadvantages, in
terms of cost, convenience, accuracy.

Sample Results
ASME Raster Scans on Thick Section Welds. Figure 13
shows a typical “top, side. TOFD” display with dual dedicated
TOFD pairs for improved detection and sizing. Weld overlays
共more visible in the “top, side, end” view in Fig. 6兲 assist the
operator in interpretation. Full waveform data is collected, and
scanning rates are 10 mm/ s or higher, depending on data transfer
rates, wall thickness, number of waveforms, etc. Table 1 shows a
comparison of some of the key parameters from PV and pipeline
inspections using phased arrays. Pipeline multiprobe systems are

Fig. 13 Above shows a typical “top, side” view at left, com-


bined with a twin TOFD view at right. The “top, side” view is
made by merging both the 45 and 70 deg data.

Fig. 12 Encoded array for semiautomated inspections

Table 1 Comparison of pressure vessel and pipeline


inspections

Fig. 14 Typical AUT display, with dual gate strip charts, map-
ping channels, TOFD, position and coupling. This display
shows multiple boxed defects in red.

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lighter, faster, can scan almost any diameter and wall thick-
ness, can provide improved imaging and special setups, and
use automated setups for convenience.
3. For ASME raster inspections of thick-section welds, phased
arrays offer flexibility, imaging, and speed.
4. In all cases, TOFD is strongly recommended as a “no cost”
addition.

Fig. 15 Customized weld inspection using two different size References


arrays due to geometric constraints 关1兴 ASME Boiler and Pressure Vessel Code Section V, 2001, 2003 rev., American
Society of Mechanical Engineers, New York.
关2兴 ASTM, American Society for Testing and Materials, ASTM E-1961-98, “Stan-
dard Practice for Mechanized Ultrasonic Examination of Girth Welds Using
similar to PA pipeline inspections; single probe raster scans are Zonal Discrimination With Focused Search Units,” September 1998.
关3兴 API, American Petroleum Institute Standard 1104, “Welding of Pipelines and
significantly slower, but the speed depends on the inspection de- Related Facilities,” Nineteenth Edition, September 1999.
tails. 关4兴 DNV, Det Norske Veritas OS-F101 “Submarine Pipeline Systems,” January
2000.
Tailored Inspections. Figure 14 below shows a typical AUT 关5兴 ISO 13487, International Standard ISO 13847:2000 Technical Corrigendum 1,
strip chart display, with dual gates for each zone 共amplitude and “Petroleum and Natural Gas Industries–Pipeline Transportation Systems–
Time-Of-Flight兲, plus TOFD, B-scans maps for porosity, coupling Welding of Pipelines,” Published 2001-12-15.
关6兴 ASME, Code Case 2235-4, “Use of Ultrasonic Examination in Lieu of Radi-
charts, and position round the weld. ography, Section I and VIII, Divisions 1 and 2,” November 30, 2001, Ameri-
Defect sizing is performed rapidly by counting the number of can Society of Mechanical Engineers.
zones that the defect is detected on. The TOF signals change to 关7兴 R/D Tech, Inc., “Introduction to Phased Array Ultrasonic Technology Appli-
red once above-threshold defects are detected 共usually 40% screen cations,” Coordinator, N. Dube, © R/D Tech August 2004.
关8兴 Clay A. C., Wooh, S-C., Azar, L., and Wang, J-Y., 1999, “Experimental Study
height兲. TOFD 共Time-Of-Flight Diffraction兲 is used to aid sizing, of Phased Array Beam Characteristics,” J. Nondestruct. Eval., 18共2兲, p. 59.
and also to confirm the presence 共or absence兲 of a defect. 关9兴 Wüstenberg H, Erhard, A., and Shenk, G., “Some Charateristic Parameters of
Figure 15 below shows a tailored weld inspection of a compo- Ultrasonic Phased Array Probes and Equipments,” NDT.net, vol. 4, No. 4,
nent with significant geometric restrictions. One side of the weld http://www.ndt.net/article/v04n04/wuesten/wsuesten.htm
关10兴 Lafontaine G. and Cancre, F., “Potential of Ultrasonic Phased Arrays for
is unobstructed, but the other needs a reduced size array. The Faster, Better and Cheaper Inspections”, NDT.net, vol. 5, No. 10, October
electronic set-ups can generate code-acceptable ultrasonic inspec- 2000; http://www.ndt.net/article/v05n10/lafont2/lafont2.htm.
tions. 关11兴 Ciorau P., MacGillivray, D., Hazelton, T., Gilham, L., Craig, D., and Poguet,
J., “In-Situ Examination of ABB l-0 Blade Roots and Rotor Steeple of Low-
Pressure Steam Turbine, Using Phased Array Technology,” 15th World Con-
Conclusions ference on NDT, Rome, Italy, October 11–15, 2000.
关12兴 Moles M. D. C., and Zhang, J., 2005, “Construction Weld Testing Procedures
Ultrasonic phased arrays have several advantages over conven- Using Ultrasonic Phased Arrays,” Mater. Eval., 63共1兲, p. 27.
tional AUT and radiography for pressure vessel weld inspections. 关13兴 Dubé, N., “Electric Resistance Welding Inspection,” 15th WCNDT, Rome,
Italy, October 2000.
关14兴 Jacques F, Moreau, F., and Ginzel, E. A., 2003, “Ultrasonic Backscatter Using
1. In general, phased arrays: Phased Array–Developments in Tip Diffraction Flaw Sizing,” Insight, 45共11兲,
p. 724.
共a兲 Are faster; 关15兴 Gross B., O’Beirne, J., and Delanty, B., “Comparison of Radiographic and
Ultrasonic Inspection Methods on Mechanized Girth Welds,” Pipeline Tech-
共b兲 Are more flexible, both in setups and in component nology Conference, 15–17 October, 1990, Ostend, Belgium.
geometries; 关16兴 Connelly, T., “Update on the Alliance Pipeline”, International Conference on
共c兲 Can optimize defect detection by tailoring inspection Advances in Welding Technology, October 26–28, 1999, Galveston, Texas,
angles and focal spot size; sponsored by EWI and AWS.
关17兴 Morgan L., Nolan,P., Kirkham, A., and Wilkinson, P., “The Use of Automated
共d兲 Have a smaller footprint. Ultrasonic Testing 共AUT兲 in Pipeline Testing,” Insight November 2003.
关18兴 Moles, M. D. C., and Labbé, S., “Automated Ultrasonic Inspection of Pressure
2. For zone discrimination scans, probe pans are smaller, Vessel Welds,” 16 WCNDT, Montreal, Canada, August 30–Sept 3, 2004.

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