Experimental Investigation of Metaphorical Extension

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The Psychological Record

https://doi.org/10.1007/s40732-020-00425-y

BRIEF COMMUNICATION

Experimental Investigation of Metaphorical Extension:


A New Procedure
Filipe C. Carvalho 1 & Julio C. de Rose 1

# Association for Behavior Analysis International 2020

Abstract
This article describes a procedure to investigate metaphorical extension of tacts, and reports preliminary data. Six college students
learned to choose between four pseudo-words to tact four species (classes) of creature-like pictures. The defining properties
controlling the tacts (selections) were color and shape, but two of the species—Clai and Trax—had experimentally manipulated
adventitious properties (e.g., wings, hair) whereas the other species, Fite and Dag did not have these properties. In subsequent
phases, these adventitious properties were added either to the Fite or to the Dag, and standard tacts were punished with negative
feedback. Extension of the tacts "Clai" and "Trax" was observed to Fite and Dag pictures that appeared with the adventitious
properties previously associated with Clai or Trax pictures. These metaphorical extensions continued to occur in test phases
without differential consequences. These preliminary data show that the procedure has potential to simulate metaphorical
extension in the lab and to allow the experimental investigation of variables that affect this phenomenon.

Keywords Verbal behavior . Metaphorical extension . Metaphor . Tacts . Punishment

A tact is a verbal operant under discriminative control of "a par- (contingent) features: the tact "green" is reinforced only in
ticular object or event or property of an object or event" (Skinner, the presence of green stimuli. However, the contingent prop-
1957, pp. 81-82). The verbal community establishes a repertoire erty is always accompanied by adventitious properties that
of tacts reinforcing specific responses (e.g., saying "chair" or "though present at reinforcement, do not enter into the contin-
"green") in the presence of, respectively, a chair or a green object. gency respected by the verbal community" (Skinner, 1957, p.
The verbal community typically provides or withholds re- 92). In a metaphorical extension, the tact occurs in the absence
inforcement for tacts based on the presence of defining of the contingent property, under control by adventitious prop-
erties. The first time someone referred to a table's "leg," the
response was a metaphorical extension, controlled by adven-
This work was part of the research program of Instituto Nacional de
Ciência e Tecnologia sobre Comportamento, Cognição e Ensino
titious properties of the table's "leg," i.e., its geometrical and
(National Institute of Science and Technology on Behavior, Cognition, functional similarity to an animal's leg. As this response con-
and Teaching), under the leadership of Deisy G. de Souza and supported tinued to occur and to be reinforced, it eventually became
by the São Paulo Research Foundation (FAPESP, Grant # 2014/50909-8) itself a standard tact (see also Stewart & Barnes-Holmes,
and Conselho Nacional de Desenvolvimento Científico e Tecnológico
(CNPq, Grant # 465686/2014-1). Preparation of the manuscript was
2001, for a related but more complex account).
supported by a doctoral scholarship to the first author, from Coordenação The behavior-analytic literature has many studies about
de Aperfeiçoamento de Pessoal de Nível Superior. The second author has understanding metaphors (e.g., Lee, Xu, Zou, Gilic, & Lee,
a research productivity grant from CNPq. 2019) or how metaphors may have therapeutic effects on peo-
Electronic supplementary material The online version of this article ple's behaviors (e.g., Criollo, Diaz-Muelle, Ruiz, and García-
(https://doi.org/10.1007/s40732-020-00425-y) contains supplementary Martín, 2018). Stewart and Barnes-Holmes (2001) noted,
material, which is available to authorized users.
however, the absence of studies on the production of meta-
phors. To our knowledge, such studies are still scarce (but see
* Julio C. de Rose
julioderose@gmail.com
Cortes, Cobos, & Tarbox, 2018).
To study experimentally a phenomenon it is important to
1
Departamento de Psicologia, Universidade Federal de São Carlos, reduce its complexity, maintaining its essential features, and then
Caixa Postal 676, São Carlos, SP SP 13565-905, Brazil manipulate the occurrence of the phenomenon. To reduce the
Psychol Rec

complexity of metaphorical extension, we created an experimen- We manipulated a variable expected to increase the proba-
tal "vocabulary" of four tacts, employing a procedure that has bility of metaphorical extension: punishment of standard tacts
been used to study analogues of tacting in pigeons (e.g., Epstein, (see Discussion, below). We expected that punishment would
Lanza, & Skinner, 1980; Lubinsky & Thompson, 1987). In these displace control, producing tacts controlled by the adventi-
studies, pigeons tacted nonverbal stimuli by selecting a printed tious properties.
stimulus in a matching-to-sample (MTS) task. Thus, in Epstein A previous study with an earlier version of this procedure
et al., pigeons tacted colors by pecking a key with the initial letter has been submitted to a local journal and is still under review.
of the color's name in English. In the present study, tacts The present version of the procedure added additional con-
consisted of selecting one of four written pseudo-words in the trols, and we present data obtained with six participants.
presence of each of four creature-like sets of pictures (see Fig. 1).
The pictures had body and eyes, and could have some experi-
mentally created adventitious properties. As Skinner observed,
"pointing to words is verbal—as indeed is all pointing. . ." Method
(Skinner, 1957, p. 14). In the present task, therefore, pointing
may be considered a tact because a nonverbal stimulus controls Participants
selection of the word pointed to, and stimulus control was
established by generalized reinforcement. Six college students, native speakers of Portuguese, participated.

Fig. 1 Configuration of the


classes of creature-like pictures
presented in each phase
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Setting, Equipment, and Stimuli Phase 4: Fite test In this Phase each Fite had one of the six
experimental adventitious properties, and the Dag had none of
An Acer laptop computer equipped with the software them. The only programmed consequence for selections was
Contingência Programada (Hanna, Batitucci, & Batitucci, advancing to the next trial. There were 24 trials, 6 with each
2014) presented MTS trials and recorded responses. species.
Sessions occurred in a small laboratory room.
Stimuli were creature-like pictures and their respec- Phase 5: Dag test Similar to Phase 4 but now each Dag had
tive printed names. Four creature-like "species" were one of the experimental adventitious properties, whereas the
defined by body shape and color: the Clai were green Fite had none.
triangles, the Fite were red squares, the Trax were yel-
low circles, and the Dag were purple diamonds. Pictures
were always samples and printed names (font Arial 35) Results
always comparisons.
There were three variants of Clai and three of Trax, differ- This brief report focuses only on the frequency of metaphor-
ing in adventitious features. In all phases, each Clai had either ical extensions. Supplemental material presents cumulative
antennae, smoke, or wings (all black); each Trax had either records for all participants in all phases.
drops and puddle, hair, or rays (all blue). The Fite and Dag The critical trials were those with samples Fite or Dag, with
appeared in some phases without these features and in other added adventitious properties initially associated with Clai
phases they had one of them. (black features) or Trax (blue features).
We categorized three types of responses in trials with ad-
Procedure ventitious features added to samples Fite or Dag: 1) Standard
tacts were selections based on the defining properties: red
MTS Task Trials began with the presentation of a sample square—> "Fite ," purple d iamond — > " Da g." 2)
(picture of a member of one of the four species) on the Metaphorical extensions were selections of "Clai" or "Trax"
center of the screen. A click on the sample produced consistently with the adventitious, rather than the defining
the immediate presentation of four comparisons on the properties, i.e., black features—> "Clai," blue features—>
screen's corners, the names "Clai," "Fite," "Trax," and "Trax." 3) All other selections, consistent with neither defin-
"Dag." The sequence of samples was randomized, with ing nor adventitious features, were called errors: percentage
the restriction that the same stimulus did not appear as of errors was much lower than that of metaphorical exten-
sample in consecutive trials. Comparisons also appeared sions. Most errors were choices of "Trax" in the presence of
in randomized positions. Fite or Dag with black adventitious features, or choices of
"Clai" in the presence of Fite or Dag with blue adventitious
Phase 1: Tact training Selections of the standard name for each features.
picture produced a display of colored stars. A white screen Figure 2 presents the percentage of metaphorical exten-
followed any other choice. Trial blocks had 24 trials, 6 with sions for Fite in Phases 2 and 4, and for Dag in Phases 3 and
each species as sample. In this Phase, the Fite and Dag pic- 5. P1, P2, P3, and P6 showed a high percentage of metaphor-
tures had none of the experimental adventitious properties, ical extensions in all these phases. P5 showed a lower percent-
whereas each Clai and Trax had one of the adventitious prop- age of metaphorical extensions in Phase 2, with sharp increase
erties. Criterion to end this Phase was 100% correct choices in in subsequent phases. P4 showed a much lower percentage of
a block. metaphorical extensions and these occurred mostly in Phases
2 and 3, when standard tacts were punished.
Phase 2: Punishment of tact "Fite" This Phase comprised 60
trials. Each Fite now had one of the six experimental adventi-
tious properties. Selections of "Fite" in the presence of a Fite Discussion
picture produced a red alert symbol and a buzz (presumably
aversive). There were 30 Fite trials and 10 with each of the Selection of a Printed Word is a Tact?
other samples. Stars followed the other standard tacts and a
white screen followed other responses. The present procedure may be defended as a model of meta-
phorical extension to the extent that selections in our MTS
Phase 3: Punishment of tact "Dag" This Phase was similar to task may be considered as tacts. Pointing is always verbal, in
Phase 2, with the difference that now the Dag pictures ap- accordance with Skinner's definition of verbal behavior. In the
peared with the adventitious properties, and punishment present task, the antecedent stimulus is nonverbal (a picture),
followed standard tacts of "Dag." the response is verbal (pointing) and is under discriminative
Psychol Rec

Fig. 2 Percentage of metaphorical extensions in the presence of samples Fite and Dag

control of the defining features of each species. The discrim- wings, and of "Trax" for Fite and Dag pictures with
ination was established by generalized reinforcement. The be- drops and puddle, hair, or rays.
havior fits, therefore, the definition of a tact (Skinner, 1957). When metaphorical extensions occur in everyday verbal
We may consider pointing, in this case, as functionally equiv- behavior the adventitious properties that controlled emission
alent to saying the picture's name. A similar procedure has of the tact must be inferred. It is impossible, for instance, to
been used as a model of tacting in pigeons. Epstein et al. vary features of stimuli to determine the precise control over
(1980) made pigeons tact colors by pecking keys with the metaphors produced by a poet. Deliberate construction of ad-
color's initial letter, and Lubinsky and Thompson (1987) ventitious features in the present experiment allows this kind
employed a similar task to generate tacts for drug-induced of test. For instance, it is not possible to determine whether the
interoceptive states. properties that controlled the extended tact "Clai" were anten-
Once a "vocabulary" of tacts was established, manip- nae, smoke, and wings or the black color (or some combina-
ulation of adventitious features, together with a tion of these). This could be determined with additional test-
punishing contingency, established the occasion for an ing. For instance, antennae, smoke, and wings could be pre-
analogue of metaphor. This interpretation is warranted sented in blue color. Or new features (such as, for instance, tie
because when standard tacts "Fite" or "Dag" were or beard), could be presented in blue or black color.
punished, control was exerted by features that accompa-
nied the Clai and Trax pictures, but were adventitious, Punishment as a Variable Increasing Probability of
because reinforcement was not contingent on the pres- Metaphor
ence of those properties. Control by the adventitious fea-
tures is evidenced by the near exclusive choice of "Clai" Effects of punishment on verbal behavior are analyzed in
for Fite and Dag pictures with black antennae, smoke, or many points of Skinner's book Verbal Behavior (Skinner,
Psychol Rec

1957). Skinner suggests that punishment may result in dis- suggested to increase the probability of extended tacts
guised responses, in forms such as euphemism, slang, or met- (Skinner, 1957). In these cases, metaphors may function as
aphor. Discussing several such forms of evasion from punish- avoidance responses, as shown, for instance, by Agbota
ment, Skinner points out that "it is only a short step to the use et al. (2015).
of metaphor or symbolism—a device studied in great detail by The present procedure allows investigation of other vari-
Freud. In general, symbolic behavior lacks the punishable ables that may influence metaphorical extension, such as, for
properties of the unsymbolic counterpart but retains properties instance, novelty of stimuli. It would be possible to present a
which are positively reinforcing" (Skinner, 1957, p. 377). novel, "unknown" stimulus, containing adventitious features
Agbota, Sandaker, and Ree (2015) investigated the role of associated with already established tacts. The adventitious
metaphor in the evasion from punishment for a specific kind properties in the novel stimuli could be nonidentical to the
of punishable behavior, offering or accepting bribes. Using adventitious properties of standard tacts, to investigate more
metaphors, such as "water the ground" may hide the illegal complex metaphorical extensions. For instance, in a subse-
aspect of the behavior and avoid aversive consequences that quent phase of the present experiment, a new shape and color
might result from more direct language that could embarrass combination, such as a light blue tall rectangle, could have a
or offend the listener. blue tie, or airplane wings. Choices of "Trax" in the first case,
It is interesting that Agbota et al. (2015) list several com- and "Clai" in the second, would exemplify metaphorical ex-
mon metaphors for corrupt behavior. A corrupt officer may tensions involving abstraction. The procedure could also be
have been reinforced several times by saying "water the used to investigate metaphorical extension with populations
ground" and the expression is still considered to be a meta- that have difficulty understanding and producing metaphors,
phor. In poetry, on the other hand, metaphors become worn such as individuals with Autism Spectrum Disorder.
out after very few usages. Calling something a metaphor is an
abstract tact, and the defining features for this tact may have Compliance with Ethical Standards
some variations for different verbal communities. The first
instance a Fite picture with wings was tacted as "Clai" fits Conflict of Interest On behalf of all authors, the corresponding author
states that there is no conflict of interest.
Skinner's definition of metaphorical extension. These selec-
tions avoided punishment and were, therefore, negatively re-
Ethical Approval All procedures performed in studies involving human
inforced. After how many reinforcements they would cease to participants were in accordance with the ethical standards of the institu-
be a metaphor is debatable. tional and/or national research committee and with the 1964 Helsinki
declaration and its later amendments or comparable ethical standards.
Limitations and Suggestions for Future Research
Informed Consent Informed consent was obtained from all individual
participants included in the study.
The present pilot study has several limitations. For instance,
although not likely, the mere presentation of Fite or Dag with Availability of Data and Materials Online supplementary material is
adventitious properties of the other species could have pro- provided with this manuscript. This material contains trial-by-trial data
duced metaphorical extensions. Further studies should add for responses to the critical stimuli in all phases, and for all participants.
adventitious features to these stimuli before the onset of tact
punishment. A more sophisticated design, such as a multiple
baseline, would also enhance experimental control. References
A second limitation is that extensions in the present study
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