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1166 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 10, NO.

5, SEPTEMBER 2011

Improved Models for Plasmonic Waveguide


Splitters and Demultiplexers at the
Telecommunication Wavelengths
Jia Hu Zhu, Xu Guang Huang, and Xian Mei

Abstract—Single output channel selective plasmonic filter struc- nanocavities [18], [19], side-coupled cavity [20], teeth or stub
ture based on a nanocavity is proposed and numerically simu- structure [21]–[23] have been investigated recently. However,
lated by using the finite difference time domain method with per- all of wavelength filters in the literatures, either Bragg grating,
fectly matched layer absorbing boundary condition. The required
filtered wavelength can be obtained by selecting an appropriate cavity or stub structures are almost reflective or transmitted pass-
length of the nanocavity. Nanocavity model and gain model are band or stop-band filters. The reflected or transmitted waves in
introduced and analyzed. Two output channels structure based on these structures are in the same channel of entrance waves and
two nanocavities is proposed to design a subwavelength plasmonic not easy to separate. Nevertheless, light splitters, which are used
splitter and demultiplexer operating around 1310 nm and 1550 nm. to divide light into several channels, are essential components
The finite-difference time-domain (FDTD) simulation results re-
veal that this new structure is suitable for wideband wavelengths for WDM systems. Recently, Gan et al. [24], [25] proposed a
demultiplexing. Finally, we propose a multiwavelength demulti- plasmonic surface-wave splitter based on a bidirectional sub-
plexing structure based on multinanocavity connected to the bus wavelength slit. Noual et al. [26] designed a plasmonic splitter
waveguide. based on a Y-bent integrated with two selective waveguide filters
Index Terms—Integrated optics devices, multiplexing, optical around telecommunication wavelengths. He et al. [27] proposed
resonators, surface plasmons, wavelength filtering. a plasmonic splitter based on the metal-insulator-metal wave-
guide with periodic grooves. Qi et al. [28] proposed spectrally
selective splitters with metal-dielectric-metal surface plasmon
I. INTRODUCTION waveguides. However, all of the splitter structures mentioned
above have large sizes over several wavelengths. Given the per-
URFACE plasmon polaritons (SPPs) have the potential to
S guide light at deep subwavelength scale [1], [2]. There-
fore, the investigation of plasmonic waveguide structures has
spective of integrating splitter components within several mi-
crometers, people need to decrease the size of devices to meet the
demand of high integration. In this paper, subwavelength SPP
been paid great attentions, and several different nanoscale splitters and demultiplexers structures based on MIM nanocav-
plasmonic waveguide structures have been recently proposed, ities are proposed and demonstrated numerically by using the
such as metallic nanowires [3], [4], metallic nanoparticle ar- finite difference time domain method (FDTD) with perfectly
rays [5], [6] as well as V grooves in metal substrates [7], plas- matched layer absorbing boundary condition.
mon slots [2], and metal wedges [8], [9]. Metal-insulator-metal This paper is organized as follows: In Section II, an ana-
(MIM) waveguide is considered to have unique advantages be- lytic model based on resonator theory is given, as well as gain
cause of its strong field localization, simplicity, and convenience model. In Section III, characteristics of the selective plasmonic
for fabrication and integration into optical circuits. A variety of filter structure are discussed. Sections IV and V study the struc-
functional plasmonic MIM structures have been designed and tures of the two channels and three channels plasmonic split-
fabricated, such as U-shaped waveguides [10], splitters [11], ters. Finally, some conclusions about the splitter and demulti-
switches [12], [13], Y-shaped combiners [14], couplers [15], plexer in nanoscale plasmonic waveguides are summarized in
and M-Z interferometers [16], [17]. Section VI.
Wavelength selecting is one of key technologies in fields
of optical communication. Filters based on Bragg reflectors or
II. THEORY MODEL
A. Nanocavity Model
Manuscript received July 23, 2010; revised November 16, 2010 and Fig. 1(a) shows the structure schematic of the nanocavity
December 22, 2010; accepted February 22, 2011. Date of publication March 7,
2011; date of current version September 8, 2011. This work was supported by composed of two wide waveguides and a narrow waveguide
the National Natural Science Foundation of China (Grant No. 61077038). The filled with SiO2 material. Each waveguide segment, we study,
review of this paper was arranged by Associate Editor A. A. Balandin. is a slot waveguide discussed in [31]. The space distribution of
The authors are with the Key Laboratory of Photonic Information Technology
of Guangdong Higher Education Institutes, School of Information and Optoelec- the mode has also been presented in Fig. 1(b). Obviously, the
tronic Science and Engineering, University in Guangzhou U-City, Guangzhou structure can be treated as two MIM waveguides with differ-
510006, China (e-mail: zhujiahu@126.com; huangxg@scnu.edu.cn). ent widths. Because the width of the narrow MIM waveguide
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. is much smaller than that of the wide MIM waveguide; here,
Digital Object Identifier 10.1109/TNANO.2011.2123113 we call the narrower waveguide as nanocavity. The dielectric

1536-125X/$26.00 © 2011 IEEE


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ZHU et al.: IMPROVED MODELS FOR PLASMONIC WAVEGUIDE SPLITTERS AND DEMULTIPLEXERS 1167

kz 1 and kz 2 defined as: kz21 = εin k02 − β 2 and kz22 = εm k02 −


β 2 , where εin and εm are respectively dielectric constants of the
insulator and the metal. k0 = 2π/λ is the wave number of light
with wavelength λ in vacuum. The effective index is represented
as neff = βR /k0 .
The effective index of the waveguide decreases with the
increasing of the width of waveguide w at the same wave-
length [21]. Therefore, the effective index neff2 of the nanocavity
part can be larger than neff1 of the wide MIM waveguide part due
to the difference of the width of the two waveguides and medi-
ums filled in. The waves will flow into the nanocavity due to
its higher effective index, when SPP waves propagate along the
interface between metal and air. The wave transmitted into the
nanocavity will be partly reflected at two ends of the nanocavity,
because of the index differences between neff2 and neff1 . One
can expect the nanocavity operates as a resonator. Resonance
waves can be formed only in some appropriate conditions within
nanocavity segment. Defining Δϕ to be the phase delay per
round-trip in the nanocavity, one has Δϕ = 4πneff L/λ + ϕr ,
where ϕr = ϕ1 + ϕ2 , ϕ1 , and ϕ2 are, respectively, the phase
shifts of the beam reflected at both ends of the nanocavity,
and L is the length of the nanocavity. The waves propagating
through the structure will be trapped within the nanocavity when
the following resonant condition is satisfied: Δϕ = 2mπ. Here,
positive integer m is the number of antinodes of the standing
SPPs wave. The resonant wavelengths can be obtained as fol-
lows [20]:
2neff L
λm = . (3)
(m − ϕr /π)
From (3), one can see that the wavelength λm is linear to the
length and the effective index of the nanocavity, respectively.
Obviously, only the waves with the wavelength λm can exist sta-
bly in the nanocavity, and thus partly transmit through the output
end of the nanocavity. When wideband incident SPP waves in
the range of 500 nm to 2400 nm SPP waves are launched into
Fig. 1. (a) (Color online) Schematics of MIM nanocavity structures (top view). the structure, only the resonant waves with the wavelength λm
(b) Characteristic profile of H-energy density for TM mode. (c) Schematic of can be selected by the nanocavity. Namely, a transmission peak
the structure with a wide and a narrow slot waveguides (top view). with the wavelength λm is formed in the output channel.

constant εm of silver can be calculated based on Drude- B. Gain Model


Lorentzian model: There are many different rees, such as Er, Ho, Nd, Sm, Tm,
ω2 2
gL m ωL2 m Δε Pr, Yb, and so on, can be used to achieve the amplification of
εm (ω) = ε∞ − 2 D − different wavelengths (range from the visible to and infrared
ω + iγD ω m =1 ω 2 − ωL2 m + i2γL m ω
spectrum). Especially, praseodymium-doped fiber and erbium-
(1)
doped fiber amplifiers, respectively, work at the wavelength of
where ε∞ = 2.3646, ω D = 8.7377 eV, γ D = 0.07489 eV,
1310 nm and 1550 nm optical communication windows. The
Δε = 1.1831, gL 1 = 0.26663, ω L 1 = 4.3802 eV, γ L 1 =
gain coefficient of the doped fiber can be controlled by the dop-
0.28 eV, gL 2 = 0.7337, ω L 2 = 5.183 eV, and γ L 2 = 0.5482 eV.
ing concentration and pump power. Additionally, dye molecules
Equation (1) gives a good description of empirical dielectric con-
can also be used to achieve the amplification of the visible
stant data for silver within the range of 500 nm–1800 nm [29].
wavelength. The purpose of the gain medium introduction is to
The complex propagation constant β = βR + jβI of surface
compensate the SPPs propagation losses within the nanocav-
plasmon polaritons in every MIM waveguide can be obtained
ity for a lossless nanocavity. The required gain for a lossless
by solving the dispersive mode equation [30], [31]:
  nanocavity is thus equal to the SPPs propagation losses only.
ikz 1 Defining K ≡ exp[2(g − α)L] to be the magnification of the
εin kz 2 + εm kz 1 tanh − w =0 (2)
2 power of the nanocavity with the length of L. Here, g and α are,

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1168 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 10, NO. 5, SEPTEMBER 2011

respectively, the gain coefficient and the factor of propagation


loss of MIM waveguide. The gain compensation gc can be ob-
tained when the value of K is set to be 1. It gives the expression
of the gain compensation as follows:
gc = α. (4)
In order to obtain accurate values of α, the numerical calculation
based on dispersive and absorptive FDTD method is employed.
Fig. 1(c) shows the method of calculating the value of α. Two
power monitors are set at the positions of P and Q to detect
the incident power of Pin and the transmitted power of Pout .
Accordingto the formula Pout = Pin e−2α L , we can obtain the
value of α.
The field of the beam after propagating in gain medium with
the distance of ΔL is given as follows:
E(ΔL) = Ei + ΔE = Ei e(iω t+ik 0 n e f f Δ L ) eg Δ L (5) Fig. 2. (Color online) Transmission spectrum of the single output channel
selective plasmonic filter structure with the length of L = 150 nm. Inset: Trans-
mission spectra versus the nanocavity length L with the same width of w =
where Ei stands for the field of the incident beam, g is the 15 nm.
gain coefficient of the gain medium. Equation (5) can be also
expressed as follows:
E(ΔL) = Ei eiω t e(ik 0 Δ L ñ ) . (6)
Here, ñ ≡ neff − ig/k0 is the complex refractive index of
the gain medium. Therefore, the FDTD method can be em-
ployed to numerically simulate/solve electromagnetic propa-
gation through a gain medium, by means of introducing the
complex refractive index into the Maxwell’s equations and its
FDTD method.

III. SINGLE OUTPUT CHANNEL SELECTIVE PLASMONIC


FILTER STRUCTURE
The structure schematic of the single output channel selective
plasmonic filter is shown in Fig. 1(a). The refractive index of
SiO2 is set to be 1.44. In the following FDTD simulations, the Fig. 3. (Color online) schematic of two output channels plasmonic splitter
grid sizes in the x and z directions are set to be 3 nm × 3 nm. The and demultiplexer structure (top view).
fundamental TM mode of the plasmonic waveguide is launched
from the left to the right of the waveguide. Because the width
IV. TWO OUTPUT CHANNELS PLASMONIC SPLITTER
of the MIM plasmonic waveguide is much smaller than the
AND DEMULTIPLEXER STRUCTURE
wavelength, only the fundamental transverse magnetic (TM)
waveguide mode can propagate. Two power monitors are set at The structure schematic of two output channels, plasmonic
the locations of P (outside the resonator but just near its entrance) splitter and demultiplexer, is shown in Fig. 3. Praseodymium-
and Q (outside the resonator but just near its exit) to detect the doped fiber and erbium-doped fiber, whose refractive indices
incident power without reflection (replacing narrow waveguide are set to be 1.45, are, respectively, filled into the nanocav-
with wide waveguide) and transmitted power of Pin and Pout . ity of the channel1 and channel2. Two power monitors are set
The transmittance is defined to be T = Pout /Pin . For the sake at the locations of Q1 and Q2 (outside the resonator but just
of comparison, the wide waveguide width ws , the nanocavity near its exit) to detect the output channel1 and output chan-
waveguide width w and the distance d are, respectively, fixed to nel2 transmitted powers of P1 and P2 .The transmittance are
be 250 nm, 15 nm, and 50 nm. L is the length of the nanocavity. defined to be T1 = P1 /Pin and T2 = P2 /Pin , where Pin is the
A typical selective filtering transmission spectrum is shown in incident power without reflection (replacing narrow waveguide
Fig. 2. From Fig. 2, one can see that the peak wavelength occurs with wide waveguide) of the beam. L1 and L2 are, respectively,
at around the wavelength of 900 nm and its transmittance is the nanocavity length of the channel1 and channel2. The other
about 60%. The inset of Fig. 2 shows the peak wavelength as a parameters of the structure are kept the same as Section III.
function of the nanocavity length L. From it, it can be seen that Fig. 4 shows transmission spectra at the outputs of the two
the peak wavelength linearly increases with the increase of the channels. One can see that channel1 and channel2 can select
length of the nanocavity. The selective wavelength can be easily 1310 nm and 1550 nm bands with the length of L1 = 170 nm
tuned by choosing an appropriate nanocavity length. and L2 = 210 nm, respectively. g1 and g2 are, respectively, gain

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ZHU et al.: IMPROVED MODELS FOR PLASMONIC WAVEGUIDE SPLITTERS AND DEMULTIPLEXERS 1169

Fig. 5. (Color online) Schematic of three output channels plasmonic splitter


and demultiplexer structure (top view).
Fig. 4. (Color online) Transmission spectra of the two output channels plas-
monic splitter and demultiplexer structure with the lengths of L1 = 170 nm and
L2 = 210 nm.
Additionally, our proposed structure is very easy to design a
multiwavelength splitting and demultiplexing structure by more
coefficients of the channel1 and channel2. g1 and g2 are, re- nanocavity output channels are added to the bus wavelength. It
spectively, equal to 1.05 × 10−4 nm−1 and 8.1 × 10−5 nm−1 will be seen from it that our proposed structure is expected
obtained from FDTD method. The FWHM (full width at half to have potential applications in highly integrated photonic
maximum) of channel1 and channel2 are 30 nm. Cross-talk is circuits and nanometeric photonic networks. As an example,
defined as the ratio between the power of the undesired and three output channels splitter and demultiplexer is designed in
desired bands at the outputs. The cross-talk between channel1 Section V.
and channel2 is around −23 dB for the 1310 nm branch, and
the cross-talk between them is −21 dB for the 1550 nm branch.
Therefore, this structure is suitable for wideband wavelengths’ V. THREE OUTPUT CHANNELS PLASMONIC SPLITTER
AND DEMULTIPLEXER STRUCTURE
demultiplexing.
We make a simple comparison of our proposed structure with The structure schematic of three output channels plasmonic
those considered in [26]–[28]. Although all the plasmonic struc- splitter and demultiplexer is shown in Fig. 5. Ytterbium-doped,
tures in this paper and [26]–[28] are capable of splitting the light praseodymium-doped fiber and erbium-doped fiber, whose re-
of different wavelengths; there are many differences among fractive indices are set to be 1.45, are, respectively, filled into
them. First, all of the structures of [26]–[28] have large size the nanocavity of the channel1, channel2, and channel3. Three
or length; they will not meet the demand of high nanoscale inte- power monitors are set at the locations of Q1 , Q2 , and Q3 (out-
gration. Such as Noual et al. [26]-designed structures required side the resonator but just near its exit) to detect the output
more than 1.5 μm separation-distances between Y-junction and channel1, channel2, and channel3 transmitted powers of P1 , P2 ,
the cavities to avoid the coupling between them, Qi et al. [28]- and P3 . The transmittance are defined to be T1 = P1 /Pin , T2 =
proposed structures have lager sizes over several micrometers P2 /Pin , and T3 = P3 /Pin , where Pin is the incident power without
with the period number of N > 5 for the Bragg grating struc- reflection (replacing narrow waveguide with wide waveguide)
ture, and He et al. [27]-proposed structures are even much larger of the beam. L1 , L2 , and L3 are, respectively, the nanocavity
with the period number of N > 10 for the grating-like structure. lengths of the channel1, channel2, and channel3. The other pa-
Second, large size or length also results in relatively high prop- rameters of the structure are kept the same as Section III. Fig. 6
agation loss; such as Noual et al. [26]-designed structure has shows transmission spectra at the outputs of the three chan-
lower than −5 dB transmittance at the wavelength of 1550 nm. nels. One can see channel1, channel2, and channel3 can select
Third, He et al. [27]- and Qi et al. [28]-proposed structures 980 nm, 1310 nm and 1550 nm bands with the lengths of L1 =
are not convenient for fabrication and integration into optical 148 nm, L2 = 170 nm, and L3 = 205 nm, respectively. g1 , g2 , and
circuits due to the too much period grating-like structures have g3 are, respectively, gain coefficient of the channel1, channel2,
to be used. What is more, He et al. [27]- and Qi et al. [28]- and channel3. g1 , g2 , and g3 are, respectively, equal to 1.02 ×
proposed structures are only able to be used for splitting the 10−4 nm−1 , 1.15 × 10−4 nm−1 , and 8.5 × 10−5 nm−1 obtained
two monochromatic incident waves. However, in this paper, from FDTD method. The FWHM (full width at half maximum)
we propose a subwavelength plasmonic splitter structure, and of channel1, channel2, and channel3 are about 35 nm. Cross-talk
the structure is simple and convenient for fabrication and in- is defined as the ratio between the power of the undesired and
tegration into optical circuits. The structure losses (including desired bands at the outputs. The cross-talk between channel1
surface plasmon losses), can be compensated by the gain mate- and channel2 is around −30 dB for the 980 nm branch, and the
rial filled in. The FDTD simulation results reveal that the new cross-talk between them is −21 dB for the 1310 nm branch. The
structure is suitable for wideband wavelengths’ demultiplexing. cross-talk between channel2 and channel3 is around −26 dB for

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1170 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 10, NO. 5, SEPTEMBER 2011

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ZHU et al.: IMPROVED MODELS FOR PLASMONIC WAVEGUIDE SPLITTERS AND DEMULTIPLEXERS 1171

Jia Hu Zhu was born in Guangdong, China, on Xu Guang Huang received the Ph.D. degree in op-
October, 24, 1986. He received the B.E degree in in- tics from Sun Yat-sen University, Guangzhou, China,
formation and optoelectronic science and engineering in 1992.
from South China Normal University, Guangzhou, He was a Postdoctoral Research Associate with
China, in 2009. the University of Miami and Rensselaer Polytechnic
He has been a Postgraduate in the Key Laboratory Institute, Troy, NY, in 1996–2000. He was a Senior
of Photonic Information Technology of Guangdong Product Engineer at two Canada and USA fiber-optic
Higher Education Institutes, School of Information technology companies in 2000–2003. He has been a
and Optoelectronic Science and Engineering, South Professor in the laboratory of Photonic Information
China Normal University, Guangzhou, China. He has Technology, School of Information and Optoelec-
been engaged in research on integrated photonics and tronic Science and Engineering, South China Nor-
fiber-optic communications. mal University, Guangzhou, China, since 2004. He has published more than 70
peer-reviewed papers in international academic journals and has two patents.
His current research interests include integrated photonics, fiber-optic commu-
nications, and fiber sensor.

Xian Mei, photograph and biography not available at the time of publication.

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