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ADVANCED
REMOTE
SENSING
Terrestrial Information Extraction and
Applications

SECOND EDITION

Edited by

Shunlin Liang
University of Maryland

Jindi Wang
Beijing Normal University
Academic Press is an imprint of Elsevier
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This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be
noted herein).

Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding,
changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information,
methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their
own safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury
and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of
any methods, products, instructions, or ideas contained in the material herein.

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Contributors of the second edition

Yuqi Bai Center for Earth System Science, Tsinghua Cuicui Dou Nanjing Institute of Geography and
University, Beijing 100084, China, yuqibai@ Limnology, Chinese Academy of Sciences, 73 East
tsinghua.edu.cn Beijing Road, Nanjing 210008, China; School of
Jinshan Cao Collaborative Innovation Center for Earth Sciences and Engineering, Hohai University,
Geospatial Technology, Wuhan University, 129 Nanjing, China, dccdou@163.com
Luoyu Road, Wuhan 430079, China, caojin- Jinyang Du Numerical Terradynamic Simulation
shan0426@163.com Group, W.A. Franke College of Forestry and Con-
Erxue Chen Institute of Forest Resources Informa- servation, The University of Montana, Missoula,
tion Techniques, Chinese Academy of Forestry, MT 59812, USA, jinyang.du@mso.umt.edu
Dongxiaofu No. 2, Xiangshan Road, Beijing Wenjie Fan Institute of RS and GIS, Peking Univer-
100091, China, chenerx@caf.ac.cn, chenerx@ sity, 5 Yiheyuan Road, Beijing 100871, China,
ifrit.ac.cn fanwj@pku.edu.cn
Jun Chen State Key Laboratory of Remote Sensing Hongliang Fang Institute of Geographic Sciences
Science, Jointly Sponsored by Beijing Normal Uni- and Natural Resources Research, Chinese Academy
versity and Institute of Remote Sensing and Digital of Sciences, 11A Datun Road, Beijing 100101, China,
Earth of Chinese Academy of Sciences, 19 Xinjie- fanghl@lreis.ac.cn
kouwai Street, Beijing 100875, China; Beijing En- Yi Fang School of Remote Sensing and Information
gineering Research Center for Global Land Remote Engineering, Wuhan University, 129 Luoyu Road,
Sensing Products, Institute of Remote Sensing Sci- Wuhan 430079, China, fywhu@qq.com
ence and Engineering, Faculty of Geographical Sci-
Qiaoni Fu Nanjing Institute of Geography and
ence, Beijing Normal University, 19 Xinjiekouwai
Limnology, Chinese Academy of Sciences, 73 East
Street, Beijing 100875, China, chenjun0903@qq.com
Beijing Road, Nanjing 210008, China; School of
Jie Cheng State Key Laboratory of Remote Sensing Earth Sciences and Engineering, Hohai University,
Science, Jointly Sponsored by Beijing Normal Uni- Nanjing, China
versity and Institute of Remote Sensing and Digital
Shuai Gao Institute of Remote Sensing and Digital
Earth of Chinese Academy of Sciences, 19 Xinjie-
Earth, Chinese Academy of Sciences, Beijing
kouwai Street, Beijing 100875, China; Beijing En-
100101, China, gaoshuai@radi.ac.cn
gineering Research Center for Global Land Remote
Sensing Products, Institute of Remote Sensing Sci- Zhan Gao Faculty of Geographical Science, Beijing
ence and Engineering, Faculty of Geographical Sci- Normal University, 19 Xinjiekouwai Street, Beijing
ence, Beijing Normal University, 19 Xinjiekouwai 100875, China, 1578090895@qq.com
Street, Beijing 100875, China, Jie_Cheng@ Ruifang Guo Nanjing Institute of Geography and
bnu.edu.cn Limnology, Chinese Academy of Sciences, 73 East
Robert E. Dickinson Department of Geological Sci- Beijing Road, Nanjing 210008, China, gr120206@
ences, The University of Texas at Austin, Austin, 126.com
TX 78712, USA, robted@jsg.utexas.edu

ix
x Contributors of the second edition

Tao He School of Remote Sensing and Information Shunlin Liang Department of Geographical Sci-
Engeering, Wuhan University, Luoyu Road No. ences, Univsersity of Maryland, College Park MD
129, Wuhan 430079, China, taohers@whu.edu.cn 20742, USA, sliang@umd.edu
Wenli Huang School of Resource and Environ- Ming Lin Tsinghua University, MengMinWei Sci-
mental Sciences, Wuhan University, 129 Luoyu tech Building, S912, Beijing 100084, China, tj_linm-
Road, Wuhan 430079, China, wenli.huang@ ing@foxmail.com
whu.edu.cn Qiang Liu State Key Laboratory of Remote Sensing
Shunping Ji School of Remote Sensing and Informa- Science, Jointly Sponsored by Beijing Normal Uni-
tion Engineering, Wuhan University, 129 Luoyu versity and Institute of Remote Sensing and Digital
Road, Wuhan 430079, China, Jishunping2000@ Earth of Chinese Academy of Sciences, 19 Xinjie-
163.com kouwai Street, Beijing 100875, China; College of
Kun Jia State Key Laboratory of Remote Sensing Sci- Global Change and Earth System Science, Beijing
ence, Jointly Sponsored by Beijing Normal Univer- Normal University, 19 Xinjiekouwai Street, Beijing
sity and Institute of Remote Sensing and Digital 100875, China, toliuqiang@bnu.edu.cn
Earth of Chinese Academy of Sciences, 19 Xinjie- Suhong Liu Faculty of Geographical Science, Beijing
kouwai Street, Beijing 100875, China; Beijing En- Normal University, 19 Xinjiekouwai Street, Beijing
gineering Research Center for Global Land Remote 100875, China, liush@bnu.edu.cn
Sensing Products, Institute of Remote Sensing Sci- Yaokai Liu Academy of Opto-Electronics, Chinese
ence and Engineering, Faculty of Geographical Sci- Academy of Science, Beijing 100094, China, liuyk@
ence, Beijing Normal University, 19 Xinjiekouwai aoe.ac.cn
Street, Beijing 100875, China, jiakun@bnu.edu.cn
Yuanbo Liu Nanjing Institute of Geography and
Bo Jiang State Key Laboratory of Remote Sensing Limnology, Chinese Academy of Sciences, 73 East
Science, Jointly Sponsored by Beijing Normal Uni- Beijing Road, Nanjing 210008, China, ybliu@
versity and Institute of Remote Sensing and Digital niglas.ac.cn
Earth of Chinese Academy of Sciences, 19 Xinjie-
Yufu Liu Tsinghua University, MengMinWei Sci-
kouwai Street, Beijing 100875, China; Beijing En-
tech Building, S917, Beijing 100084, China,
gineering Research Center for Global Land Remote
liuyufu18@mails.tsinghua.edu.cn
Sensing Products, Institute of Remote Sensing Sci-
ence and Engineering, Faculty of Geographical Sci- Qian Ma State Key Laboratory of Earth Surface Pro-
ence, Beijing Normal University, 19 Xinjiekouwai cesses and Resource Ecology, College of Global
Street, Beijing 100875, China, bojiang@bnu.edu.cn Change and Earth System Science, Beijing Normal
University, 19 Xinjiekouwai Street, Beijing 100875,
Lingmei Jiang State Key Laboratory of Remote
China, maqian@bnu.edu.cn
Sensing Science, Jointly Sponsored by Beijing
Normal University and Institute of Remote Yuna Mao State Key Laboratory of Earth Surface
Sensing and Digital Earth of Chinese Academy of Processes and Resource Ecology, College of Global
Sciences, 19 Xinjiekouwai Street, Beijing 100875, Change and Earth System Science, Beijing Normal
China; Beijing Engineering Research Center for University, 19 Xinjiekouwai Street, Beijing 100875,
Global Land Remote Sensing Products, Institute of China, shanxian.08@163.com
Remote Sensing Science and Engineering, Faculty Xiangcheng Meng Faculty of Geographical Science,
of Geographical Science, Beijing Normal University, Beijing Normal University, 19 Xinjiekouwai Street,
19 Xinjiekouwai Street, Beijing 100875, China, Beijing 100875, China, xiangchenmeng@yeah.net
jiang@bnu.edu.cn Xihan Mu State Key Laboratory of Remote Sensing
Zengyuan Li Institute of Forest Resources Informa- Science, Jointly Sponsored by Beijing Normal Uni-
tion Techniques, Chinese Academy of Forestry, versity and Institute of Remote Sensing and Digital
Dongxiaofu No. 2, Xiangshan Road, Beijing, Earth of Chinese Academy of Sciences, 19 Xinjie-
100091, China kouwai Street, Beijing 100875, China; Beijing En-
gineering Research Center for Global Land Remote
Contributors of the second edition xi
Sensing Products, Institute of Remote Sensing Sci- Beijing Engineering Research Center for Global
ence and Engineering, Faculty of Geographical Sci- Land Remote Sensing Products, Institute of Remote
ence, Beijing Normal University, 19 Xinjiekouwai Sensing Science and Engineering, Faculty of
Street, Beijing 100875, China, muxihan@bnu.edu.cn Geographical Science, Beijing Normal University,
Wenjian Ni Institute of remote sensing and digital 19 Xinjiekouwai Street, Beijing 100875, China,
earth, Chinese Academy of Sciences, A20 north, songjl@bnu.edu.cn
Datun road, Beijing 100101, China, niwj@radi.ac.cn Wanjuan Song State Key Laboratory of Remote
Zheng Niu Institute of Remote Sensing and Digital Sensing Science, Jointly Sponsored by Beijing
Earth, Chinese Academy of Sciences, 100101 Bei- Normal University and Institute of Remote Sensing
jing, China, niuzheng@radi.ac.cn and Digital Earth of Chinese Academy of Sciences,
19 Xinjiekouwai Street, Beijing 100875, China;
Jinmei Pan State Key Laboratory of Remote Sensing
Beijing Engineering Research Center for Global
Science, Jointly Sponsored by the Institute of
Land Remote Sensing Products, Institute of Remote
Remote Sensing and Digital Earth of Chinese Acad-
Sensing Science and Engineering, Faculty of
emy of Sciences and Beijing Normal University,
Geographical Science, Beijing Normal University,
100101 Beijing, China, panjm@aircas.ac.cn
19 Xinjiekouwai Street, Beijing 100875, China, song-
Yong Pang Institute of Forest Resources Information wanjuan@126.com
Techniques, Chinese Academy of Forestry, Dong-
Guoqing Sun Department of Geographical Sciences,
xiaofu No. 2, Xiangshan Road, Beijing, 100091,
Univsersity of Maryland, College Park MD 20742,
China, pangy@ifrit.ac.cn
USA, guoqing.sun@gmail.com
Jingjing Peng Earth System Science Interdisci-
Wanxiao Sun Department of Geography and Sus-
plinary Center, University of Maryland, College
tainable Planning, Grand Valley State University,
Park 20740 MD, USA, jingjingpeng89@gmail.com
1 Campus Drive, Allendale, MI 49401-9403, USA,
Ying Qu School of Geographical Sciences, Northeast sunwa@gvsu.edu
Normal University, Changchun 130024, China,
Xin Tao Department of Geography, The State Uni-
quy100@nenu.edu.cn
versity of New York, Buffalo, NY 14261, USA, xin-
Yonghua Qu State Key Laboratory of Remote tao@buffalo.edu
Sensing Science, Jointly Sponsored by Beijing
Xinpeng Tian CAS Key Laboratory of Coastal Envi-
Normal University and Institute of Remote Sensing
ronmental Processes and Ecological Remediation,
and Digital Earth of Chinese Academy of Sciences,
Yantai Institute of Coastal Zone Research, Chinese
19 Xinjiekouwai Street, Beijing 100875, China;
Academy of Sciences, Yantai 264003, China,
Beijing Engineering Research Center for Global
xptian@yic.ac.cn
Land Remote Sensing Products, Institute of Remote
Sensing Science and Engineering, Faculty of Dongdong Wang Department of Geographical Sci-
Geographical Science, Beijing Normal University, ences, Univsersity of Maryland, College Park MD
19 Xinjiekouwai Street, Beijing 100875, China, 20742, USA, ddwang@umd.edu
qyh@bnu.edu.cn Haoyu Wang Faculty of Geographical Science, Bei-
Jiancheng Shi State Key Laboratory of Remote jing Normal University, 19 Xinjiekouwai Street, Bei-
Sensing Science, Jointly Sponsored by the Institute jing 100875, China, why0925@mail.bnu.edu.cn
of Remote Sensing and Digital Earth of Chinese Jindi Wang State Key Laboratory of Remote Sensing
Academy of Sciences and Beijing Normal Univer- Science, Jointly Sponsored by Beijing Normal Uni-
sity, 100101 Beijing, China, shijc@radi.ac.cn versity and Institute of Remote Sensing and Digital
Jinling Song State Key Laboratory of Remote Earth of Chinese Academy of Sciences, 19 Xinjie-
Sensing Science, Jointly Sponsored by Beijing kouwai Street, Beijing 100875, China; Beijing En-
Normal University and Institute of Remote Sensing gineering Research Center for Global Land Remote
and Digital Earth of Chinese Academy of Sciences, Sensing Products, Institute of Remote Sensing
19 Xinjiekouwai Street, Beijing 100875, China; Science and Engineering, Faculty of Geographical
xii Contributors of the second edition

Science, Beijing Normal University, 19 Xinjiekou- Geographical Science, Beijing Normal University,
wai Street, Beijing 100875, China, wangjd@ 19 Xinjiekouwai Street, Beijing 100875, China,
bnu.edu.cn gjyan@bnu.edu.cn
Kaicun Wang State Key Laboratory of Earth Surface Feng Yang State Key Laboratory of Remote Sensing
Processes and Resource Ecology, College of Global Science, Jointly Sponsored by Beijing Normal Uni-
Change and Earth System Science, Beijing Normal versity and Institute of Remote Sensing and Digital
University, 19 Xinjiekouwai Street, Beijing 100875, Earth of Chinese Academy of Sciences, 19 Xinjie-
China, kcwang@bnu.edu.cn kouwai Street, Beijing 100875, China; Beijing En-
Wenhui Wang I.M. Systems Group at NOAA/NES- gineering Research Center for Global Land Remote
DIS/STAR, 5200 Auth Road, Camp Springers, MD Sensing Products, Institute of Remote Sensing Sci-
20746, USA, wang.wenhui@gmail.com ence and Engineering, Faculty of Geographical Sci-
ence, Beijing Normal University, 19 Xinjiekouwai
Zhigang Wang China Center for Resource Satellite
Street, Beijing 100875, China, yftaurus@
Data and Applications, No. 5, Fengxian East Road,
mail.bnu.edu.cn
Beijing 100094, China, kevinwang2000@163.com
Wenping Yuan School of Atmospheric Sciences, Sun
Jianguang Wen Institute of Remote Sensing and
Yat-sen University. No. 135, Xingang Xi Road,
Digital Earth of Chinese Academy of Sciences,
Guangzhou 510275, China, yuanwpcn@126.com
Beijing 100101, China, wenjg@radi.ac.cn
Xiuxiao Yuan School of Remote Sensing and Infor-
Guiping Wu Nanjing Institute of Geography and
mation Engineering, Wuhan University, 129 Luoyu
Limnology, Chinese Academy of Sciences, Nanjing
Road, Wuhan 430079, China, yuanxx@whu.edu.cn
210008, China, gpwu@niglas.ac.cn
Quan Zhang Faculty of Geographical Science, Bei-
Zhiqiang Xiao State Key Laboratory of Remote
jing Normal University, 19 Xinjiekouwai Street, Bei-
Sensing Science, Jointly Sponsored by Beijing
jing 100875, China, zhangquanzq@126.com
Normal University and Institute of Remote Sensing
and Digital Earth of Chinese Academy of Sciences, Xiaotong Zhang State Key Laboratory of Remote
19 Xinjiekouwai Street, Beijing 100875, China; Sensing Science, Jointly Sponsored by Beijing
Beijing Engineering Research Center for Global Normal University and Institute of Remote Sensing
Land Remote Sensing Products, Institute of Remote and Digital Earth of Chinese Academy of Sciences,
Sensing Science and Engineering, Faculty of 19 Xinjiekouwai Street, Beijing 100875, China;
Geographical Science, Beijing Normal University, Beijing Engineering Research Center for Global
19 Xinjiekouwai Street, Beijing 100875, China, Land Remote Sensing Products, Institute of Remote
zhqxiao@bnu.edu.cn Sensing Science and Engineering, Faculty of
Geographical Science, Beijing Normal University,
Chuan Xiong Southwest Jiaotong University,
19 Xinjiekouwai Street, Beijing 100875, China,
Chengdu 611756, China, xiongchuan@swjtu.edu.cn
xtngzhang@bnu.edu.cn
Chunyan Yan China University of Geosciences, Bei-
Zhiyu Zhang Institute of remote sensing and digital
jing, 29 Xueyuan Road, Beijing 100083, China,
earth, Chinese Academy of Sciences, A20 north,
147583592@qq.com
Datun road, Chaoyang District, Beijing 100101,
Guangjian Yan State Key Laboratory of Remote China, zhangzy@irsa.ac.cn
Sensing Science, Jointly Sponsored by Beijing
Peisheng Zhao George Mason University, 4400 Uni-
Normal University and Institute of Remote Sensing
versity Drive, MSN 6E1, George Mason University,
and Digital Earth of Chinese Academy of Sciences,
Fairfax, VA 22030, USA, pzhao@gmu.edu
19 Xinjiekouwai Street, Beijing 100875, China;
Beijing Engineering Research Center for Global Xiang Zhao State Key Laboratory of Remote Sensing
Land Remote Sensing Products, Institute of Remote Science, Jointly Sponsored by Beijing Normal Uni-
Sensing Science and Engineering, Faculty of versity and Institute of Remote Sensing and Digital
Contributors of the second edition xiii
Earth of Chinese Academy of Sciences, 19 Xinjie- Yi Zheng School of Atmospheric Sciences, Sun Yat-
kouwai Street, Beijing 100875, China; Beijing En- sen University. No. 135, Xingang Xi Road, Guangz-
gineering Research Center for Global Land Remote hou 510275, China, zhengy263@mail2.sysu.edu.cn
Sensing Products, Institute of Remote Sensing Sci- Shugui Zhou Faculty of Geographical Science, Bei-
ence and Engineering, Faculty of Geographical Sci- jing Normal University, 19 Xinjiekouwai Street, Bei-
ence, Beijing Normal University, 19 Xinjiekouwai jing 100875, China, zhoushugui1990@msn.cn
Street, Beijing 100875, China, zhaoxiang@
Xiufang Zhu Institute of Remote Sensing Science
bnu.edu.cn
and Engineering, Faculty of Geographical Science,
Xiaosong Zhao Nanjing Institute of Geography and Beijing Normal University, 19 Xinjiekouwai Street,
Limnology, Chinese Academy of Sciences, 73 East Beijing 100875, China, zhuxiufang@bnu.edu.cn
Beijing Road, Nanjing 210008, China, xszhao@
niglas.ac.cn
Foreword to the first edition

The Symposium on Quantitative Retrieval understand fundamental principles and prac-


Algorithms in Remote Sensing was held in the tical algorithms.
summer of 2010 at Beijing Normal University. It Professors Xiaowen Li and Shunlin Liang are
was chaired by Professors Shunlin Liang and long-term explorers in the research field of quan-
Xiaowen Li. During the Symposium, I stressed titative remote sensing. They are not only world-
the roles of geography and remote-sensing science known scientists but also tutors and friends
in the process of globalization. In the twenty-first trusted by many young scholars. Their most
century, world development has taken on three ardent wish is to satisfy the need of readers,
new characteristics: a constantly developing especially young students, for knowledge of
knowledge economy, constantly progressing quantitative remote sensing.
globalization, and a widespread sustainable To meet the needs of scientists and graduate
development theory. Since Earth science focuses students, Professors Shunlin Liang, Xiaowen Li,
on the relationships between human beings and and Jindi Wang secured the collaboration of a
the Earth’s environment, it will significantly influ- group of scientists engaged in the frontiers of
ence studies on the globalization process and sus- remote sensing in producing this book two years
tainable development. For this reason, Earth after the 2010 Symposium. The present volume
science research in China should establish a introduces remote-sensing systems, remote-
much broader global outlook and extend its sensing models, the inversion algorithms of
research perspective worldwide. Scientists should nearly 20 land-surface variables, and existing
be much more concerned about global issues, global products, all of which are state of the
multidisciplinary developments, and quantitative art. The book offers an extensive resource and
methods in the field of Earth science research. reference that will help readers understand
Remote sensing is an important method of quantitative remote-sensing principles, commu-
Earth observation. Satellite sensors can nicate more effectively with other. Earth science
constantly observe the Earth’s surface, and, researchers and promote the quantitative appli-
with the development of remote-sensing science, cations of remote sensing.
it has become an important mechanism to deter- This book will be of significant value to both
mine spatial and temporal land-surface informa- students and scientists worldwide, helping to
tion quantitatively based on radiative transfer promote better understanding of quantitative
theory. High-level remote-sensing products are remote sensing and contributing to the further
urgently needed to meet global changes and development of Earth science in the twenty-
for many other applications. Generating these first century.
high-level products is challenging, however,
and has become a hot research topic. Remote- Guanhua Xu
sensing scientists, especially the young scientists Professor, Academician of Chinese
among them, are fully aware of this and have Academy of Sciences and Former Minister of the
accordingly paid more attention to quantitative Ministry of Science and Technology of the People’s
methodology. Therefore, they are more eager to Republic of China

xv
Preface to the first edition

As the technology of remote sensing has from their research expertise. Although this is an
advanced over the last two decades, the scientific edited volume with multiple authors, it is well
potential of the data that it produces has greatly designed and integrated. The editors and au-
improved. To better serve society’s needs, the thors have made great efforts to ensure the con-
immense amounts of aggregated satellite data sistency and integrity of the text.
need to be transferred into high-level products In addition to the introductory chapter, this
in order to improve the predictive capabilities book consists of five parts: (1) data processing
of global and regional models at different scales methods and techniques; (2) estimation of land-
and to aid in decision making through various surface radiation budget components; (3) estima-
decision support systems. A general trend is tion of biophysical and biochemical variables;
that the data centers are distributing more (4) estimation of water cycle components; and
high-level products rather than simply the raw (5) high-level product generation and applica-
satellite imagery. tion demonstrations. The titles and authors of
An increasing number of researchers from a the individual chapters are as follows:
diverse set of academic and scientific disciplines
are now routinely using remotely sensed data
products, and the mathematical and physical so- Chapters Titles Authors
phistication of the techniques used to process 1 A Systematic View of S. Liang, J. Wang, B.
and analyze these data have increased consider- Remote Sensing Jiang
ably. As a result, there is an urgent need for a
PART 1 Data Processing Methods and Techniques
reference book on the advanced methods and al-
gorithms that are now available for extracting in- 2 Geometric Processing X. Yuan, S. Ji, J. Cao, X.
and Positioning Yu
formation from the huge volume of remotely Techniques
sensed data, which are often buried in various
journals and other sources. Such a book should 3 Compositing, Z. Xiao
Smoothing, and Gap-
be highly quantitative and rigorously technical; Filling Techniques
at the same time, it should be accessible to stu-
dents at the upper undergraduate and first- 4 Data Fusion J. Zhang, J. Yang
year graduate student level. 5 Atmospheric Correction X. Zhao, X. Zhang, S.
To meet this critical demand, we have identi- of Optical Imagery Liang
fied and organized a group of active research sci- Continued
entists to contribute chapters and sections drawn

xvii
xviii Preface to the first edition

(cont'd) (cont'd)

Chapters Titles Authors Chapters Titles Authors

PART 2 Estimation of Surface Radiation Budget 20 Snow Water L. Jiang, J. Du, L. Zhang,
Components Equivalence J. Shi, J. Pan, C. Xiong
6 Incident Solar Radiation X. Zhang, S. Liang 21 Water Storage Y. Liu, P. Song
7 Broadband Albedo Q. Liu, J. Wen, Y. Qu, T. PART 5 Production Generation and Application
He, X. Zhang Demonstrations
8 Land-Surface J. Cheng, H. Ren 22 High-Level Land D. Wang
Temperature and Product Integration
Thermal Infrared
23 Production and Data S. Liu, X. Zhao
Emissivity
Management Systems
9 Surface Longwave W. Wang
24 Land-Cover and Land- X. Zhu, S. Liang, B.
Radiation Budget
Use Changes Jiang
PART 3 Estimation of Biophysical and Biochemical
Variables
10 Canopy Biochemical Z. Niu, C. Yan
Chapter 1 presents introductory material and
Characteristics provides an overview of the book. From the sys-
tem perspective, it briefly describes the essential
11 Leaf Area Index H. Fang, Z. Xiao, Y. Qu,
J. Song
components of the remote-sensing system,
ranging from platforms and sensors, modeling
12 Fraction of Absorbed W. Fan, X. Tao approaches, and information extraction methods
Photosynthetically
Active Radiation by
to applications.
Green Vegetation Part 1 includes four chapters on data process-
ing. Chapter 2 is the only chapter that presents
13 Fractional Vegetation G. Yan, X. Mu, Y. Liu
Cover
the methods and techniques for handling geo-
metric properties of remotely sensed data. These
14 Vegetation Height and G. Sun, Y. Pang, W. Ni, include the calibration of systematic errors, geo-
Vertical Structure W. Huang, Z. Li
metric correction, geometric registration, digital
15 Above-Ground Biomass G. Sun, W. Sun, S. terrain model generation, and digital ortho-
Liang, Z. Zhang, E. image generation.
Chen
Chapter 3 seeks to reconstruct spatial and
16 Vegetation Production W. Yuan, Z. Chen temporal continuous high-quality imagery. As
in Terrestrial the temporal resolution of satellite observations
Ecosystems
greatly increases, images are more often contam-
PART 4 Estimation of Water Balance Components inated by clouds and aerosols that partially or
17 Precipitation Y. Liu, Q. Fu, X. Zhao, completely block the surface information. Two
C. Dou groups of techniques are presented. The first
18 Terrestrial K. Wang. R. Dickinson,
group deals with composite methods for aggre-
Evapotranspiration Q. Ma gating the fine temporal resolution (say, daily)
to the coarse resolution (say, weekly or
19 Soil Moisture Contents S. Liang, B. Jiang, T. He,
X. Zhu
monthly), and the second discusses smoothing
and gapfilling methods to eliminate the impacts
Preface to the first edition xix
of clouds and aerosols at the same temporal include leaf area index (LAI) in Chapter 11, the
resolution. fraction of absorbed photosynthetically active
Chapter 4 introduces the basic principles and radiation by green vegetation (FPAR) in Chapter
methods of data fusion for integrating multiple 12, fractional vegetation cover in Chapter 13,
data sources on the pixel basis, which have vegetation height and vertical structure in Chap-
different spatial resolutions, and are acquired ter 14, above-ground biomass in Chapter 15, and
from different spectra (optical, thermal, micro- vegetation production in terms of gross primary
wave). This chapter focuses mainly on low-level production (GPP) and net primary production
data products. (The methods for integrating (NPP) in Chapter 16. Various inversion methods
high-level products are introduced in Chapter 22.) are introduced in this part, including optimiza-
Chapter 5 introduces methods for correcting tion methods (Section 11.3.2), neural networks
the atmospheric effects of aerosols and water (Sections 11.3.3, 13.3.3 and 15.3.4), genetic algo-
vapor on the optical imagery. Other atmospheric rithms (Section 11.3.4), Bayesian networks (Sec-
correction methods are discussed in Chapter 8 tion 11.3.5), regression tree methods (Section
for thermal-IR data and in Part 4 for microwave 13.3.3), data assimilation methods (Section 11.4)
data. and look-up table methods (Section 11.3.6). Part
Part 2 focuses on estimation of surface radia- 3 also discusses multiple data sources besides op-
tion budget components. The surface radiation tical imagery, such as Synthetic Aperture Radar
budget is characterized by all-wave net radiation (SAR) and Light Detection and Ranging (Lidar),
(Rn) that is the sum of shortwave (Sn) and long- and polarimetric InSAR data.
wave (Ln) net radiation Part 4 is on estimation of water balance com-
ponents. A general water balance equation is
Rn ¼ Sn þ Ln ¼ ðsY  s[Þ þ ðLY  L[Þ
expressed by:
¼ ð1  aÞSY þ ðLY  L[Þ
P ¼ Q þ E þ DS
where SY is the downward shortwave radiation
(discussed in Chapter 6), S[ is the upward short- where P is precipitation (discussed in Chapter
wave radiation, a is the surface shortwave al- 17), Q is runoff that is currently difficult to esti-
bedo (discussed in Chapter 7), LY is the mate from remote sensing, E is evapotranspira-
downward longwave radiation, and L[ is the tion (discussed in Chapter 18), and DS is the
upward longwave radiation. Longwave net radi- change in storage to which three chapters are
ation (Ln) can be also calculated by related: soil moisture in Chapter 19, snow water
equivalence in Chapter 20, and surface water
Ln ¼ εLY  εsTs4 storage in Chapter 21. In addition to optical
where s is the Stefan-Boltzmann constant, ε is and thermal data, microwave data are dealt
surface thermal broadband emissivity, and Ts is with extensively in all chapters except in Chapter
surface skin temperature. Estimation of ε and 18. The gravity data with the GRACE data are
Ts is discussed in Chapter 8, and LY and Ln are also briefly introduced in Chapter 21.
covered in Chapter 9. Part 5 deals with high-level product genera-
Part 3 focuses on the estimation of biochem- tion, integration, and application. Chapter 22
ical and biophysical variables of plant canopy. presents different methods for integrating high-
Chapter 10 introduces the various methods for level products of the same variable (e.g., LAI)
estimating plant biochemical variables, such as that may be generated from different satellite
chlorophyll, water, protein, lignin and cellulose. data or different inversion algorithms. The data
The biophysical variables discussed in this book fusion methods for integrating low-level
xx Preface to the first edition

products are discussed in Chapter 4. Chapter 23 current products, spatiotemporal variations of


describes the typical procedures for producing the variable, and identification of future research
high-level products from low-level satellite directions. The book includes almost 500 figures
data and for developing a data management sys- and tables, as well as 1700 references.
tem that is used for effectively handling a large This book can serve as a text for upper-level
volume of satellite data. The last chapter demon- undergraduate and graduate students in a vari-
strates how remote-sensing data products can be ety of disciplines related to Earth observation.
used for land-cover and land-use change studies, The entire book may be too lengthy for a one-
particularly on mapping the extent of three semester or one quarter class, but most chapters
major land-use types (urban, forest, and agricul- in Parts 2e5 are relatively independent, and us-
ture), detecting changes in these landuse types, ing a subset of them will be useful in such
and evaluating the environmental impacts of classes.
these land-use changes. The text can also serve as a valuable reference
One important feature of this book is its focus book for anyone interested in the use and appli-
on extracting land-surface information from sat- cations of remote-sensing data. Ideally, those us-
ellite observations. All relevant chapters follow ing this book will have taken an introductory
the same template: introduction to basic con- remote-sensing course, but we have written it
cepts and fundamental principles, review of at such a level that even those who have had lit-
practical algorithms with a comprehensive list tle or no prior training in remote sensing can
of references, detailed descriptions of representa- easily understand the overall development of
tive algorithms and case studies, surveys of this field.
Preface to the second edition

Since the first edition of this book was pub- for sharing, processing, archiving, and dissemi-
lished in 2012, the field of remote sensing has nating the massive size of remotely sensed data.
experienced extensive growth and development. The processing and analysis can be greatly
An updated text that examines and describes in enhanced by using a massive number of
detail this growth is now needed. computing nodes through high-performance
There are several remarkable trends. The first computing and high-throughput computing
trend is the steadily increasing volume of techniques.
remotely sensed data, driven by the growing Another trend is the generation of long-term
number of satellites with higher spatial and tem- consistent high-level satellite products that can
poral resolutions. For example, DigitalGlobe’s be used directly by users for a variety of applica-
satellite fleet currently generates 80TB per day tions. The creation of long-term high-level land
of images. The constellations of smaller satellites, products leverages off the advantages of multi-
mostly operated by the commercial sector, source remote sensing data. It started from the
provide high spatial and temporal resolutions NASA Earth Observing System (EOS) program
imagery. Unmanned aerial vehicles (UAVs), in late 1980s. One of the product suites exten-
platforms, and associated sensing technologies sively discussed in this book is the Global Land
are now also collecting huge amounts of data Surface Satellite (GLASS) products, which are
for use in a variety of applications in a cost- being distributed free of charge through the
effective manner. China National Data Sharing Infrastructure of
The second trend is the widespread applica- Earth System Science (http://www.geodata.
tion of machine learning techniques that trans- cn/thematicView/GLASS.html) and the Univer-
form raw satellite observations into the values sity of Maryland (www.glass.umd.edu). The
of various bio/geophysical variables. These GLASS products have some unique features,
methods, such as artificial neural network, one of which is long-term time series (from
support vector regression, random forest, and 1981 to present). Considerable efforts are also be-
multivariate adaptive regression splines, are often ing made by the remote sensing community to
based on extensive simulations of different radia- develop the Climate Data Records (CDR)
tive transfer models. defined as the time series of measurements of
The third trend has been the gradual adapta- sufficient length, consistency, and continuity to
tion of cloud computing. It is essential to develop determine climate variability and change by
an infrastructure that connects global remotely the US National Research Council.
sensed data collected and managed by various To incorporate state-of-the-art development
agencies and data centers located throughout of land remote sensing, this new book provides
the world. It will be a cost-effective approach a major revision of the first edition by presenting

xxi
xxii Preface to the second edition

new methods, new data products, and more ap- (cont'd)


plications. The chapter titles and author informa-
Chapters Titles Authors
tion are provided in the following table.
15 Estimate of vegetation W. Yuan, Y. Zheng
production of terrestrial
Chapters Titles Authors ecosystem

1 A systematic view of S. Liang, J. Wang, B. 16 Precipitation Y. Liu, R. Guo, Q. Fu, X.


remote sensing Jiang Zhao, C. Dou

2 Geometric processing X. Yuan, J. Cao, S. Ji, Y. 17 Terrestrial K. Wang, R. Dickinson,


and positioning Fang evapotranspiration Q. Ma, Y. Mao
techniques 18 Soil moisture contents S. Liang, B. Jiang, T. He,
3 Compositing, Z. Xiao X. Zhu
smoothing, and gap- 19 Snow water equivalent L. Jiang, J. Du, J. Pan, C.
filling techniques Xiong, J. Shi
4 Atmospheric correction X. Zhao, X. Tian, H. 20 Water storage G. Wu, Y. Liu
of optical imagery Wang, Q. Liu, S. Liang
21 High-level land product D. Wang
5 Solar radiation X. Zhang, S. Liang integration methods
6 Broadband albedo Q. Liu, J. Wen, Y. Qu, T. 22 Data production and Y. Bai, S. Liu, X. Zhao,
He, J. Peng management system Z. Wang, P. Zhao, Y.
7 Land surface J. Cheng, S. Liang, X. Liu, M. Lin
temperature and Meng, Q. Zhang, S. 23 Urbanization: X. Zhu, S. Liang
thermal infrared Zhou monitoring and impact
emissivity assessment
8 Surface longwave J. Cheng, W. Wang, S. 24 Remote sensing X. Zhu, S. Liang
radiation budget Liang, F. Yang, S. Zhou application in
9 Canopy biochemical Z. Niu, C. Yan, S. Gao agriculture
characteristics 25 Forest cover changes: B. Jiang, S. Liang
10 Leaf area index H. Fang, Z. Xiao, Y. Qu, mapping and climatic
J. Song impact assessment

11 Fraction of absorbed X. Tao, Z. Xiao, W. Fan


photosynthetically Most chapters have been considerably
active radiation
expanded and all have updated references.
12 Fractional vegetation G. Yan, X. Mu, K. Jia, W. Chapter 1 provides a more comprehensive intro-
cover Song, Y. Liu, J. Chen, Z. duction to the remote sensing system and also
Gao
serves as the “pointers” to various chapters of
13 Vegetation height and Y. Pang, W, Ni, Z. Li, W. the book. Machine learning techniques are
vertical structure Huang, E. Chen, G. Sun described in many chapters. We removed the
14 Aboveground biomass W. Ni, Y. Pang, Z. chapter on data fusion but expanded the applica-
Zhang, W. Sun, S. tion section from one chapter to three (Chapters
Liang, E. Chen, G. Sun 23e25).
Preface to the second edition xxiii
One of the first edition editors, Prof. Xiaowen contributors, managed all the documents, and
Li, passed away in 2015. We lost a great applied for the permission of the copyright mate-
colleague and friend. He made significant contri- rials. Assistance from Dr. Hongmin Zhou is also
butions to land remote sensing. For example, he greatly appreciated. Without their help, this
was the primary developer of the well-known project would probably never come to the end.
LieStrahler geometric-optical vegetation reflec- We also thank the editors and production
tance model and pioneered in developing the personnel at Elsevier, particularly Ms. Lena
simplified “kernels” modeling structure to char- Sparks, Editorial Project Manager, who has
acterize land surface directional reflectance that worked with us until the completion of this
have been used for the MODIS surface albedo edition.
product generation and other applications. A Lastly, we most appreciate the support of our
full account of Prof. Li’s lifetime achievements families. To one and all, thank you!
is available in a journal paper (Liu Q., et al., This project was supported in part by the Na-
2018. From Geometric-Optical Remote Sensing tional Key Research and Development Program
Modeling to Quantitative Remote Sensing of China (Grant No. 2016YFA0600100), State
SciencedIn Memory of Academician Xiaowen Key Laboratory of Remote Sensing Science, and
Li. Remote Sensing 10, 1764, 2018). Beijing Engineering Research Center for Global
We would like to thank all the authors for Land Remote Sensing Products.
their valuable contributions and are indebted Shunlin Liang
to our many colleagues for their kind assistance Jindi Wang
in preparing this edition. Among them is Ms. October 2019
Liulin Song who kept communicating with all
C H A P T E R

1
A systematic view of remote sensing
O U T L I N E

1.1 Introduction 2 1.6.1.1 Scene generation 28


1.6.1.2 Surface radiation
1.2 Platform and sensor systems 3
modeling 28
1.2.1 Geostationary satellites 3
1.6.1.3 Atmospheric radiative
1.2.2 Polar-orbiting satellites 5
transfer 28
1.2.3 Overview of major satellite missions
1.6.1.4 Sensor modeling 30
and programs 6
1.6.2 Inversion methods 30
1.2.3.1 USA 8
1.6.2.1 Statistical analysis and
1.2.3.2 Europe 9
machine learning
1.2.3.3 China 10
techniques 31
1.2.4 Small satellites and satellite
1.6.2.2 Optimization algorithms 34
constellations 11
1.6.2.3 Look-up table algorithms 35
1.2.5 Sensor types 14
1.6.2.4 Direct estimation
1.2.6 Data characteristics 16
methods 35
1.2.6.1 Spatial resolution 16
1.6.2.5 Data assimilation methods 36
1.2.6.2 Spectral resolution 16
1.6.2.6 Spatial and temporal
1.2.6.3 Temporal resolution 17
scaling 37
1.2.6.4 Radiometric resolution 17
1.6.2.7 Regularization method 39
1.3 Data transmission and ground 1.6.3 Use of multisource data 39
receiving system 18 1.6.4 Use of a prior knowledge 39
1.6.5 Spaceetime constraints 40
1.4 Data processing 19
1.6.6 Algorithm ensemble 41
1.4.1 Radiometric calibration 19
1.4.2 Geometric processing 20 1.7 Production, archiving, and distribution
1.4.3 Image quality enhancement 22 of high-level products 41
1.4.4 Atmospheric correction 23
1.8 Product validation 44
1.4.5 Image fusion and product integration 25
1.9 Remote sensing applications 44
1.5 Mapping category variables 25
1.10 Conclusion 45
1.6 Estimating quantitative variables 27
1.6.1 Forward radiation modeling 28 References 47

Advanced Remote Sensing, Second Edition


https://doi.org/10.1016/B978-0-12-815826-5.00001-5 1 © 2020 Elsevier Inc. All rights reserved.
2 1. A systematic view of remote sensing

moves on to the data transmission and ground


Abstract
This chapter provides an overview of the remote receiving system, the processing system for
sensing system, including the platform and sensor sys- handling the geometric and radiometric proper-
tem, data transmission and ground receiving system, ties of data, the analysis system for extracting in-
processing system of radiometric and geometric prop- formation on both category and numerical
erties, analysis system for mapping category variables
variables of the Earth surface environment, the
and generating high-level products of quantitative
variables, product production and distribution sys- product generation and distribution system, the
tem, product validation system, and remote sensing product validation system, and end-user appli-
applications. It aims to present a complete picture of cations. Applications largely define the data
the state-of-the-art development of remote sensing acquisition system, and end-users often need to
techniques by linking different chapters in the rest of
validate the products to quantify their errors
the book and filling in any possible gaps.
and uncertainties.

1.1 Introduction
We are living in a world where population is
rapidly increasing, depleting natural resources,
and experiencing the possible consequences of
human-induced climate change. Our ability to
meet these challenges partially depends on how
well we understand the Earth system and use
that information to guide our actions. Remote
sensing is a tremendous source of information
needed by policy-makers, resource managers,
forecasters, and other users, and it has become
increasingly vital for the effective and sustainable
future management of the Earth. A remote
sensing system consists of instrumentation, pro-
cessing, and analysis designed to measure,
monitor, and predict the physical, chemical, and
biological aspects of the Earth system. Sophisti-
cated new technologies have been developed to
gather vast quantities of data, and the mathemat-
ical and physical sophistication of the techniques
used to process and analyze the observed data
has increased considerably.
The first chapter of the book aims to link
diverse components to paint a full picture of a
remote sensing system as illustrated in Fig. 1.1.
It starts with a brief introduction to the platform FIGURE 1.1 Key components of the remote sensing
and sensor system for acquiring data and then system.
1.2 Platform and sensor systems 3

1.2 Platform and sensor systems The satellite appears motionless at a fixed posi-
tion in the sky to ground observers. There are
The data acquisition system mainly consists of several hundred communication satellites and
the sensor and the platform on which the sensor several meteorological satellites in such an orbit.
resides. The platform may be on the surface, in Fig. 1.2 illustrates a few typical meteorological
the air, or in space. A surface platform may be satellites in the geostationary orbit relative to
a ladder, tower, cherry picker, crane, building, the polar-orbiting satellites.
or scaffolding that provides data used primarily US operational weather satellites include the
for validation. Geostationary Operational Environmental Satel-
Aerial platforms include aircraft and balloons. lite (GOES) used for short-range warning and
Unmanned aerial systems (UAS), commonly “now-casting” primarily to support the National
known as a drone, have considerable potential Weather Service requirements. The procure-
to radically improve Earth observation by ment, design, and manufacturing of GOES are
providing high spatial detail over relatively large overseen by the National Aeronautics and Space
areas in a cost-effective way and an entirely new Administration (NASA), while all operations of
capacity for enhanced temporal retrieval the satellites once in orbit are effected by the
(Manfreda et al., 2018). In addition to the National Oceanic and Atmospheric Administra-
increasing availability of UAS and affordability, tion (NOAA). Before being launched, GOES
recent advances in sensor technologies and satellites are designated by letters (-A, -B, -C).
analytical capabilities have stimulated an explo- Once a GOES satellite is launched successfully,
sion of interest from the remote sensing commu- it is redesignated with a number (1, 2, 3).
nity. Increasing miniaturization allows Normally two GOES satellites are operational.
multispectral, hyperspectral, and thermal imag- Information on the GOES series is shown in
ing, as well as synthetic-aperture radar (SAR) Table 1.1. The third generation of GOES, the
and light detection and ranging (LiDAR) sensing new GOES-R satellite series program, consisting
to be conducted from UAS. of four satellites (from GOES-16), represents a
Spaceborne platforms are mainly satellites significant improvement in spatial, temporal,
and space shuttles. As the landmark of space- and spectral observations over the capabilities
borne remote sensing, Landsat 1 was launched of the previously operational GOES series. For
in 1972. Since then, there have been over 50 example, the Advanced Baseline Imager (ABI)
countries operating land remote sensing satel- is the primary instrument on the GOES-R Series
lites. The Committee on Earth Observation Satel- for imaging Earth’s weather, oceans, and envi-
lites (CEOS) database (http://database. ronment. The ABI provides three times more
eohandbook.com/database/missiontable.aspx) spectral information, four times the spatial reso-
lists the current and future satellite missions and lution, and more than five times faster temporal
sensors. The following will mainly discuss the coverage than the previous system.
satellite remote sensing. European operational missions are currently
operated by the European Organization for the
Exploitation of Meteorological Satellites
(EUMETSAT). EUMETSAT’s geostationary
1.2.1 Geostationary satellites satellite programs include the Meteosat First
A geostationary satellite is in an orbit that can Generation system (up to Meteosat-7) from
only be achieved at an altitude very close to 1977 to 2017, four Meteosat Second Generation
35,786 km (22,236 miles) and which keeps the (MSG) satellites (MSG-1,2,3,4 or Meteosat-
satellite fixed over one longitude at the equator. 8,9,10,11) from 2004 to 2025, and six Meteosat
4 1. A systematic view of remote sensing

FIGURE 1.2 Illustration of the distribution of a few common geostationary satellites compared to the polar-orbiting
satellites.

Third Generation (MTG) satellites from 2021 to are located in orbit at around 140.7 degrees east
39. The MSG satellites carry an impressive pair and will observe the East Asia and Western
of instruments: the Spinning Enhanced Visible Pacific regions for a period of 15 years. The
and Infrared Imager (SEVIRI), which has the ca- Advanced Himawari Imager (AHI), similar to
pacity to observe the Earth in 12 spectral chan- ABI, has six channel multispectral bands in the
nels and provide image data every half hour, visible to near-infrared spectrum with 500m
and the Geostationary Earth Radiation Budget spatial resolution and provides full disk observa-
(GERB) instrument supporting climate studies. tions every 10 min and images of Japan every
The Japanese Geostationary Meteorological 2.5 min.
Satellite (GMS) series had five satellites from China has launched eight of the first-
1977. The Multifunctional Transport Satellites generation geostationary satellites named Fen-
(MTSAT) are the successors to the GMS 1e5 sat- gyun (FY-2) from FY-2A to FY-2H since 1997.
ellite series. The MTSAT-2 from 2010 was also The second generation of geostationary meteoro-
known as Himawari-7. Himawari-8 was opera- logical satellites FY-4 was launched in December
tional from July 2015, and Himawari-9 started 2016, and multiple FY-4 satellites have been
backup operation on March 2017. Both satellites planned to provide service through 2037 when
1.2 Platform and sensor systems 5
TABLE 1.1 Information on GOES satellite series. 1.2.2 Polar-orbiting satellites
Satellites Launch day Status Polar-orbiting satellites can provide an obser-
1 October 16, Decommissioned
vational platform for the entire Earth surface,
1975 while their geostationary counterparts are limited
to approximately 60 degrees of latitude of geosta-
2 June 16, 1977 Decommissioned
tionary meteorological satellites at a fixed point
3 June 16, 1978 Decommissioned over the Earth. Polar-orbiting satellites are able
4 September 9, Decommissioned to circle the globe approximately once every
1978 100 min. Most polar-orbiting Earth observation
5 May 22, 1981 Deactivated on July 18, 1990
satellites, such as Terra, ENVISAT, and Landsat,
have an altitude of about 800 km. They are in
6 April 28, 1983 Decommissioned sun-synchronous orbits passing directly over a
G May 3, 1986 Failed to orbit given spot on the ground at the same local time.
7 February 26, Used as a communications
A relatively low orbit allows detection and collec-
1987 satellite; decommissioned 2012 tion of data by instruments aboard a polar-
orbiting satellite at a higher spatial resolution
8 April 13, 1994 Decommissioned 2004
than from a geostationary satellite.
9 May 23, 1995 Decommissioned 2007 NASA has launched a series of polar-orbiting
10 April 25, 1997 Decommissioned 2009 satellite missions with the ability to characterize
the current state of the Earth system. The
11 May 3, 2000 Decommissioned 2011
currently active satellites are illustrated in
12 July 23, 2001 Decommissioned 2013 Fig. 1.3. All the missions fall into three types:
13 May 24, 2006 On-orbit storage exploratory, operational precursor and technol-
ogy demonstration, and systematic.
14 June 27, 2009 On-orbit spare
Exploratory missions are designed to yield
15 March 4, 2010 Operational West backup new scientific breakthroughs. Each exploratory
16 November 19, Currently operating as GOES satellite project is expected to be a one-time
(GOES-R) 2016 East mission that can deliver conclusive scientific
17 March 1, 2017 Currently operating as GOES
results addressing a focused set of scientific
(GOES-S) West questions. In some cases, an exploratory mission
may focus on a single pioneering measurement
GOES-T Planned to
launch in 2020
that opens a new window on the behavior of
the Earth system. These missions are managed
GOES-U Planned to in the NASA Earth System Science program
launch in 2024
(ESSP). Examples include the Gravity Recovery
and Climate Experiment (GRACE) and Cloud-
SAT. GRACE data can be used for estimating
a successor program will be inaugurated. The soil moisture and surface/underground water
Advanced Geosynchronous Radiation Imager (Section 20.4).
(AGRI) aboard FY-4 is the corresponding version Operational precursor and technology
of ABI in the GOES-R series. It has 14 spectral demonstration missions enable major upgrades
bands, delivering full disk images every 15 min of existing operational observing systems.
at a significantly improved resolution of NASA is investing in innovative sensor technol-
0.5e4 km. ogies and developing more cost-effective
6 1. A systematic view of remote sensing

FIGURE 1.3 Illustration of the current NASA Earth observing satellites, downloaded from https://eospso.gsfc.nasa.gov/
in February 2019.

versions of its pioneer scientific instruments that centerpiece of NASA’s recent Earth observation
can be used effectively by operational agencies. program. It was conceived in the 1980s and
An example is the NMP EO-1 (New Millennium began to take shape in the early 1990s. It is
Program Earth Observing-1) mission launched composed of a series of satellites and sensors, a
on November 21, 2000, which includes three science component, and a data system support-
advanced land imaging sensors and five revolu- ing a coordinated series of polar-orbiting and
tionary crosscutting spacecraft technologies. The low inclination satellites for long-term global ob-
three sensors led to a new generation of lighter servations of the land surface, biosphere, solid
weight, higher performance, and lower cost Earth, atmosphere, and oceans. Complete and
Landsat-type Earth surface imaging instru- still active EOS satellites are shown in Tables 1.2
ments. The hyperspectral sensor Hyperion is and 1.3.
the first of its kind to provide images of land sur-
face in more than 220 spectral bands.
Systematic missions provide systematic
1.2.3 Overview of major satellite
measurements of key environmental variables
missions and programs
that are essential to specify changes in forcings
caused by factors outside the Earth system There exist 72 different government space
(e.g., changes in incident solar radiation) and to agencies as of 2018, and 14 of those have launch
document the behavior of the major components capability. Six government space agencies have
of the Earth system. An example is the Earth full launch capabilities, i.e., launch and recover
Observing System (EOS) program. EOS is the multiple satellites, deploy cryogenic rocket
1.2 Platform and sensor systems 7
TABLE 1.2 Active EOS satellites as of April 2019. TABLE 1.2 Active EOS satellites as of April
2019.dcont’d
Satellites Launch day
Satellites Launch day
Aqua May 4, 2002
Terra December 18,
Aura July 15, 2004 1999
Cloud-aerosol LiDAR and infrared April 28, 2006 The global change observation May 18, 2012
pathfinder Satellite observation (CALIPSO) mission-water (GCOM-W1)
CloudSat April 28, 2006 Total solar irradiance spectral solar December 15,
Cyclone global Navigation Satellite system December 15, irradiance 1 (TSIS-1) 2017
(EVM-1) (CYGNSS) 2016
Deep space climate observatory (DSCOVR) February 11,
2015
TABLE 1.3 Completed EOS satellites as of April
ECOsystem spaceborne thermal radiometer June 29, 2018 2019.
experiment on space station (EVI-2)
(ECOSTRESS) Satellites Lunch day
Global ecosystem dynamics investigation December 5, Combined Release and Radiation Effects July 25, 1990
LiDAR (EVI-2) (GEDI on ISS) 2018 Satellite (CRRES)
Global precipitation measurement core February 27, Upper Atmosphere Research Satellite September 12,
observatory (GPM Core) 2014 (UARS) 1991
Gravity recovery and climate experiment May 22, 2018 Atmospheric Laboratory of Applications March 24,
follow on (GRACE-FO) and Science (ATLAS) 1992
Ice, cloud, and land Elevation Satellite-2 September 15, TOPEX/Poseidon August 10,
(ICESat-2) 2018 1992
Jason-3 January 17, Spaceborne Imaging Radar-C (SIR-C) April 19, 1994
2016
Radar Satellite (RADARSAT) November 4,
Landsat 7 April 15, 1999 1995
Landsat 8 February 11, Total Ozone Mapping Spectrometer-Earth July 2, 1996
2013 Probe (TOMS-EP)
Lightning imaging sensor on ISS February 19, Advanced Earth Observing Satellite August 17,
(LIS on ISS) 2017 (ADEOS) 1996
Ocean surface topography Mission/Jason-2 January 20, Orbview-2/SeaWiFS August 1, 1997
(OSTM/Jason-2) 2008
Tropical Rainfall Measuring Mission November 27,
Orbiting carbon observatory 2 (OCO-2) July 2, 2014 (TRMM) 1997
Quik Scatterometer (QuikSCAT) June 19, 1999 Tomographic Experiment using Radiative May 18, 1999
Soil moisture active-passive (SMAP) January 31, Recombinative ionospheric EUV and Radio
2015 Sources (TERRIERS)

Solar radiation and climate experiment January 25, Active Cavity Radiometer Irradiance December 20,
(SORCE) 2003 Monitor Satellite (ACRIMSAT) 1999

Stratospheric aerosol and gas experiment February 18, Challenging Mini-Satellite Payload July 15, 2000
III on ISS (SAGE III-ISS) 2017 (CHAMP)

(Continued)
8 1. A systematic view of remote sensing

TABLE 1.3 Completed EOS satellites as of April The following will introduce the major satellite
2019.dcont’d programs of the United States, Europe, and
Satellites Lunch day China.

Earth Observing-1 (EO-1) November 21, 1.2.3.1 USA


2000
The United States has three major federal
Jason-1 December 7, agencies involved in the EO satellites: NASA,
2001 NOAA, and US Geological Survey (USGS), but
Stratospheric Aerosol and Gas Experiment December 10, only NASA is responsible for launching all satel-
(SAGE III) 2001 lites for these agencies. The satellite missions
Gravity Recovery and Climate Experiment March 17, managed by NASA have been briefly presented
(GRACE) 2002 in Section 1.2.2, and USGS is currently managing
SeaWinds (ADEOS II) December 14,
the Landsat program. In the following, we will
2002 discuss the satellites operated by NOAA.
NOAA’s operational environmental satellite
Ice, Cloud, and land Elevation Satellite January 12,
(ICESat) 2003
system is composed of both geostationary and
polar-orbiting satellites. GOES satellites, as dis-
Polarization & Anisotropy of Reflectances December 4, cussed in Section 1.2.1, are mainly for national,
for Atmospheric Sciences coupled with 2006
Observations from a LiDAR (PARASOL)
regional, short-range warning, and “now-
casting.” Complementing the GOES geostation-
Aquarius June 10, 2011 ary satellites are the polar-orbiting satellites
ISS-Rapid Scatterometer (ISS-RapidScat) September 21, known as Polar Operational Environmental Sat-
2014 ellites (POES), Suomi National Polar-orbiting
Cloud-Aerosol Transport System on ISS January 10, Partnership (S-NPP), and Joint Polar Satellite
(CATS) 2015 System (JPSS) for global, long-term forecasting
and environmental monitoring. Both types of
satellite are necessary for providing a complete
engines and operate space probes. They are the global weather monitoring system.
China National Space Administration (CNSA), The POES system includes the Advanced
the European Space Agency (ESA), the Indian Very High Resolution Radiometer (AVHRR)
Space Research Organization (ISRO), the Japan and the Television Infrared Observation Satellite
Aerospace Exploration Agency (JAXA), the (TIROS) Operational Vertical Sounder (TOVS).
NASA, and the Russian Federal Space Agency The world’s first meteorological satellite, TIROS,
(RFSA or Roscosmos). was launched on April 1, 1960 and demonstrated
According to the Union of Concerned Scien- the advantage of mapping Earth’s cloud cover
tists Database: As of November 30, 2018, there from satellite altitudes.
are 1957 Earth-orbiting satellites (US 849, China On January 23, 1970, the first of the improved
284, Russia 152), 36% of these have a main TIROS Operational Satellite (ITOS) was
purpose of either Earth Observation (EO) or launched. Between December 11, 1970 and July
Earth Science. Among active EO satellites (620) 29, 1976, five ITOS satellites designated
in 2017, a massive increase by 66% from the NOAA-1 through 5 were launched. From
year 2016, their purposes can be grouped as October 13, 1978 to July 23, 1981, satellites in
following: 327 for optical imaging, 45 for radar the TIROS-N series were launched, where N rep-
imaging, 7 for infrared imaging, 7 for satellites, resents the next generation of operational satel-
64 for meteorology, and 60 for Earth Science. lites. NOAA-6 and NOAA-7 were also
1.2 Platform and sensor systems 9
launched during this time frame. On March 28, satellites have been planned: JPSS-2 (2021),
1983, the first of the Advanced TIROS-N (or JPSS-3 (2026), and JPSS-4 (2031).
ATN) satellites, designated NOAA-8, was The Landsat missions have provided the long-
launched. NOAA continues to operate the ATN term land surface observations at fine spatial
series of satellites today with improved instru- resolutions (Fig. 1.4). On July 23, 1972, the Earth
ments. Complementing the geostationary satel- Resources Technology Satellite (ERTS-1) was
lites are two NOAA polar-orbiting satellites, launched and later renamed Landsat 1. The
one crossing the equator at 7:30 a.m. local time launches of Landsat 2, Landsat 3, Landsat 4,
and the other at 1:40 p.m. local time. The latest and Landsat 5 followed in 1975, 1978, 1982,
is NOAA-19, launched on February 6, 2009. and 1984, respectively. Landsat 5 provided the
NOAA-18 (PM secondary), NOAA-17 (AM Thematic Mapper (TM) imagery for 28 years
backup), NOAA-16 (PM secondary), and and 10 months; Landsat 6 failed to achieve orbit
NOAA-15 (AM secondary) all continue transmit- in 1993. Landsat 7 successfully launched in 1999
ting data as standby satellites. NOAA-19 is the with the ETM þ sensor, Landsat 8 in 2013, and
“operational” PM primary satellite, and both satellites continue to acquire data. The
METOP-A, owned and operated by EUMET- Landsat 9 satellite is expected to launch in
SAT, is the AM Primary satellite. December 2020.
The first AVHRR sensor was a 4-channel radi-
ometer, first carried on TIROS-N (launched 1.2.3.2 Europe
October 1978). This was subsequently improved The EUMETSAT Polar System mainly
to a 5-channel instrument (AVHRR/2) that was includes Metop that is a series of three polar-
initially carried on NOAA-7 (launched June orbiting meteorological satellites: Metop-A
1981). The latest instrument version is (launched on October 19, 2006), Metop-B
AVHRR/3, with six channels, first carried on (launched on September 17, 2012), and Metop-
NOAA-15, launched in May 1998. Multiple C (launched on November 7, 2018). They are
global vegetation index datasets have been currently operated in unison.
developed from NOAA-7 to now. The European Space Agency (ESA) has oper-
From 2011, NOAA has started the new JPSS ated a series polar-orbiting satellite, such as
program. JPSS is a collaborative program be- CryoSat, Soil Moisture and Ocean Salinity
tween the NOAA and NASA. This interagency (SMOS), and Envisat. Envisat was launched in
effort is the latest generation of US polar- 2002 with 10 instruments aboard but ended on
orbiting environmental satellites. The S-NPP April 08, 2012, following the unexpected loss of
satellite, launched in October 2011, is the prede- contact with the satellite. SMOS mission is a
cessor to the JPSS series spacecraft and is consid- radio telescope in orbit, but pointing back to
ered the bridge between NOAA’s legacy polar Earth not space. It was launched on November
satellite fleet, NASA’s EOS missions, and the 2, 2009. CryoSat is Europe’s first ice mission
JPSS constellation. S-NPP was constructed with with an advanced radar altimeter specifically
a design life of 5 years but is still functioning designed to monitor the most dynamic sections
normally. NOAA-20 (formerly JPSS-1), which of Earth’s cryosphere. CryoSat was launched
launched into space on November 18, 2017, is on April 8, 2010.
the first spacecraft of NOAA’s next generation ESA is developing the Sentinel satellite series.
of polar-orbiting satellites. Visible Infrared Imag- Each Sentinel mission is based on a constellation
ing Radiometer Suite (VIIRS) is very similar to of two satellites to fulfill revisit and coverage
MODIS. NOAA-20 carries five similar instru- requirements. These missions carry a range of
ments to the Suomi NPP. The following-on technologies, such as radar and multispectral
10 1. A systematic view of remote sensing

FIGURE 1.4 Landsat satellites timelines, downloaded from https://www.usgs.gov/land-resources/nli/landsat/ in


February 2019.

imaging instruments. Sentinel-1 is a polar- monitor the atmosphere from polar orbit aboard
orbiting, all-weather, day-and-night radar imag- a MetOp Second Generation satellite. Sentinel-6
ing mission for land and ocean service with carries a radar altimeter to measure global sea-
Sentinel-1A launched on April 3, 2014 and surface height, primarily for operational oceanog-
Sentinel-1B on April 25, 2016. Sentinel-2 is a raphy and for climate studies.
polar-orbiting, multispectral high-resolution Similar to the Landsat program, the SPOT
imaging mission for land monitoring, with program has also provided the long-term high-
Sentinel-2A launched on June 23, 2015 and resolution satellite observations. The Landsat
Sentinel-2B on March 7, 2017. Sentinel-3 is a mul- program has been mostly funded by the US
tiinstrument mission to measure sea surface government, but the SPOT program has been
topography, sea- and land surface temperature, operating commercially. The SPOT satellites are
and ocean color and land color. Sentinel-3A was summarized in Table 1.4. It is able to take stereo-
launched on February 16, 2016 and Sentinel-3B pair images almost simultaneously to map
on April 25, 2018. Sentinel-4 is for atmospheric surface topography.
monitoring that will be embarked upon a Meteo-
sat Third Generation-Sounder (MTG-S) satellite 1.2.3.3 China
in geostationary orbit. Sentinel-5 Precursor China has developed several satellite series,
(Sentinel-5P) is to provide timely data on a multi- such as meteorological satellite series Fengyun
tude of trace gases and aerosols. Sentinel-5P was (FY), ocean satellite series Haiyang (HY), Earth
launched on October 13, 2017. Sentinel-5 will resources satellite series Ziyuan (ZY),
1.2 Platform and sensor systems 11
TABLE 1.4 Overview of the SPOT satellites and on October 21, 2003. ZY-1 02C was launched
data characteristics. on December 22, 2011. ZY-3 is China’s first
SPOT Launch Ending Spatial and spectral
high-resolution civilian optical transmission-
satellites date date resolutions type stereo mapping satellite that integrates the
functions of surveying, mapping, and resources
1 February December One 10 m panchromatic
investigation. ZY-3 is equipped with two front
22, 1986 31, 1990 band (0.51e0.73 mm);
three 20 m multispectral and back view CCD cameras having the resolu-
bands: green (0.50e0.59), tion better than 3.5 m, one CCD camera with
red (0.61e0.68 mm), near- the resolution better than 2.1 m, and one multi-
infrared (0.79e0.89 mm) spectral camera with the resolution better than
2 January July 2009 Same as SPOT 1 5.8 m. The swath is about 50 km.
22, 1990 The meteorological FY satellite series include
3 September November Same as SPOT-1 both geostationary (FY2 and FY4) and polar-
26, 1993 14, 1997 orbiting (FY-1 and FY-3) satellites. FY3 is the
second generation of the Chinese meterological
4 March 24, July 2013 One 10 m monospectral
1998 band (0.61e0.68 mm); polar-orbiting satellites. FY-3A was launched on
three 20 m multispectral May 27, 2008 and carried 11 sensors. FY-3D is
bands: green (0.50e0.59), the latest one in the series launched on November
red (0.61e0.68 mm), near- 15, 2017. Additional satellites in this series have
infrared (0.79e0.89 mm)
also been planned with FY-3E (2019), FY-3F
5 May 4, March 31, 2.5/5 m panchromatic (2019), and FY-3G (2022). FY-4A was launched
2002 2015 band; three 10 m on December 10, 2016, and additional five new
multispectral bands:
FY-4’s launches were also planned.
green (500e590 nm), red
(610e680 nm), near-IR Gaofen (GF), meaning high resolution in
(780e890 nm) bands, and Chinese, satellite series is part of the China
one 20m resolution on High-Resolution Earth Observation System
shortwave-infrared (1.58 (CHEOS), an analog to Europe’s Copernicus
e1.75 mm)
program of Sentinel Earth observation satellites.
6 September One 1.5 m panchromatic The first few satellites and some characteristics
9, 2012 band; four 6m are shown in Table 1.5.
multispectral bands: blue
(450e525 nm), green (530
e590 nm), red (625
e695 nm), near-infrared 1.2.4 Small satellites and satellite
(760e890 nm)
constellations
7 June 30, Same sensors as SPOT 6
2014 All satellites can be classified into seven clas-
ses based on their masses (see Table 1.6). There
environment and disaster monitoring small sat- is a trend in using small satellites for Earth obser-
ellite constellation (HJ). Their launch times are vation for reducing the cost: heavier satellites
shown in Fig. 1.5. require larger rockets with greater thrust, which
The resource ZY satellite series started with also has greater cost to finance. Small satellites,
the ChinaeBrazil Earth resource satellites also known as miniaturized satellites, are artifi-
(CBERS) jointly developed by China and Brazil cial satellites of low mass and size, usually under
with CBERS-1 launched in 1999 and CBERS-2 500 kg. Most of these small satellites have been
used with “mother” satellites that provide
12 1. A systematic view of remote sensing

FIGURE 1.5 Major Chinese satellites relevant to land remote sensing and their launch times (Liang et al., 2018).

operating signals; however, more recent versions cover might be a good example of a mission
are operating independently. Femto satellites where higher refresh rate at lower accuracy is a
and other types of small satellites are beginning preferred approach.
to revolutionize not only who can send satellite The Planet Labs, a private company based in
systems in space but also they have now given San Francisco, CA, USA, had launched 298 satel-
unprecedented access for data collection. lites, 150 of which were active, as of September
According to the Union of Concerned Scien- 2018. The company is operating several Earth
tists Database, all 620 active EO satellites in observation satellite constellations: Flock, Rapi-
2017 include 186 large satellites, 74 small satel- dEye, and Skysat. The Flock constellation consists
lites, 100 microsats, 215 Nanosats/CubeSats, of the Dove Cubesats that weigh 4 kg (8.8 lb),
and the remaining 45 satellites that do not have 10  10  30 cm (3.9 in  3.9 in  11.8 in) in
a launch mass specified. In particular, the num- length, width, and height. Each Dove satellite
ber of Nanosats/CubeSats increased by 34.68% is tiny and has a lifespan of 1e3 years but can
from 2016. observe the Earth at 3e5 m spatial resolution.
Satellite systems are generally transitioning The RapidEye constellation consists of five sat-
from the single satellite model to the cooperative ellites producing 5-m (16 ft) resolution imagery
sensing approach. For missions requiring global that Planet acquired from the German company
or continuous coverage in real time or within a BlackBridge in 2015. The five satellites travel on
very short temporal period, there is a potential the same orbital plane (at an altitude of
advantage in deploying a constellation of satel- 630 km) and together are capable of collecting
lites. A satellite constellation is a group of satel- over 4 million km of 5-m resolution, 5-band im-
lites operating in a coordinated format. The agery every day in the blue (440e510 nm), green
well-known example is the global positioning (520e590 nm), red (630e690 nm), red-edge
system (GPS) constellation (Fig. 1.6). (690e730 nm), and near infrared (760e880 nm).
Constellations of small satellites may offer a The Skysat constellation, purchased from
new approach to those science missions that Google in 2017, is composed of CubeSat that
would benefit from more frequent sampling by can observe the Earth surface at a spatial resolu-
a larger number of lower cost sensors. Moni- tion of 0.9 m in its 400e900 nm panchromatic
toring of time-varying phenomena such as cloud band, making it the smallest satellite to be put
1.2 Platform and sensor systems 13
TABLE 1.5 Overview of the Gaofen first seven sat- in orbit capable of such high-resolution imagery.
ellites and data characteristics. The four multispectral bands have a spatial reso-
GF- Launch date Notes
lution of 2 m in blue (450e515 nm), green
(515e595 nm), red (605e695 nm), and near-
1 April 26, 2013 Two sensors: high-resolution cameras infrared (740e900 nm). As of September 2016,
(HRC) and wide field imagers (WFI).
six SkySat satellites were launched. In October
HRC includes pan at 2 m and four
multispectral bands (blue, green, red, 2017, four additional Dove satellites were also
and near-IR) at 8m with the swath of launched being part of this constellation.
68 km. WFI has similar four Besides the constellations with actual satel-
multispectral bands to HRC at 16m lites simultaneously orbiting in space, the
resolution with the swath of 830 km.
concept of virtual constellation has also been
Repeating cycle:  4 days at the equator
proposed. The CEOS defines virtual constella-
2 August A single camera: one 1 m Pan and 4 m tions as a “set of space and ground segment capabil-
19, 2014 multispectral bands (blue, green, red,
ities that operate in a coordinated manner to meet a
and near-IR). Swath: 45 km. Repeating
cycle: 4 days at equator combined and common set of Earth Observation
requirements.”
3 September A quad-polarization (vertical-vertical
We are increasingly faced the challenging dif-
8, 2016 (VV); horizontalhorizontal (HH);
vertical-horizontal (VH); ficulty to address rapid changes in the global
horizontalvertical (HV)) C-Band SAR at environment using data from single-satellite
25 m spatial resolution, a 26-day repeat sensors or platforms due to the underlying limi-
cycle tations of data availability and tradeoffs that
4 December A geostationary satellite with a camera govern the design and implementation of exist-
28, 2015 of 5 bands. The first four bands (blue, ing satellite systems. Virtual constellations can
green, red, and near-IR) at 50 m principally be used to add value to Earth obser-
resolution, the middle-IR (3.5e4.1 mm)
vation by combining sensors with similar spatial,
at 400m resolution. Swath: 400 km.
spectral, temporal, and radiometric characteris-
5 September Two hyperspectral/multispectral tics. Virtual constellations of planned and exist-
5, 2018 sensors for terrestrial earth observation
ing satellite sensors may help to overcome the
and four atmospheric observation
sensors: visible shortwave infrared limitation by combining existing observations
hyperspectral camera, full-spectrum to mitigate limitations of any one particular
spectral imager, atmospheric aerosol sensor. While multisensory applications are not
multiangle polarization detector, new, the integration and harmonization of multi-
atmospheric trace gases differential
sensor data is still challenging, requiring tremen-
absorption spectrometer, main
atmospheric greenhouse gases monitor, dous efforts of science and operational user
ultrahigh-resolution infrared communities.
atmospheric sounder The CEOS has formed seven virtual constella-
6 February Similar to the GF-1 satellite, but using a tions so far to coordinate space-based, ground-
6, 2018 different instrument suit, consisting of a based, and/or data delivery systems to meet a
2/8 m resolution panchromatic/ common set of requirements within a specific
hyperspectral camera and a 16 m domain, including Atmospheric Composition
resolution wide angle camera
(AC-VC), Land Surface Imaging (LSI-VC),
7 2019 Similar to ZY-3 with 3D topographical Ocean Color Radiometry (OCR-VC), Ocean
mapping Surface Topography (OST-VC), Ocean Surface

TABLE 1.6 Classification of EO satellite system.

Large Medium-sized Microsatellite or Nanosatellite or Picosatellite or Femtosatellite or


Satellites satellite satellite Minisatellitemicrosat nanosat picosat femtosat

Mass >1000 kg 500e1000 kg 100e500 kg 10e100 kg 1e10 kg 0.1ei kg <0.1 kg


14 1. A systematic view of remote sensing

FIGURE 1.6 Global positioning system satellite constellation, downloaded from https://upload.wikimedia.org/
wikipedia/commons/e/e2/GPS-constellation-3D-NOAA.jpg.

Vector Wind (OSVW-VC), Precipitation (P-VC), that is emitted by the object being viewed or re-
and Sea Surface Temperature (SST-VC). They flected by the object from a source other than the
leverage inter-Agency collaboration and part- instrument. Reflected sunlight is the most com-
nerships to address observational gaps, sustain mon external source of radiation sensed by pas-
the routine collection of critical observations, sive sensors. Typical passive sensors include the
and minimize duplication/overlaps, while following:
maintaining the independence of individual
• Radiometer: An instrument that
CEOS Agency contributions.
quantitatively measures the radiance of
electromagnetic radiation in the visible,
infrared, or microwave spectral region.
1.2.5 Sensor types • Imaging radiometer: A radiometer that
The sensor technology has been well includes a scanning capability to provide a
reviewed recently (Toth and Jozkow, 2016). two-dimensional array of pixels from which
There are two types of sensors: passive and an image may be produced. It is often called a
active. Passive sensors detect natural radiation scanner. Scanning can be performed
1.2 Platform and sensor systems 15
mechanically or electronically by using an structure information, Section14.4.2 for
array of detectors. Across-track scanners, estimating above-ground forest biomass, and
scanning from one side of the sensor to the Section 18.3.2.2 for mapping soil moisture.
other across the platform flight direction • Interferometric synthetic-aperture radar
using a rotating mirror, are called (InSAR): A technique that compares two or
Whiskbroom Scanners, such as AVHRR. more amplitude and phase images over the
Alone-track scanners, scanning a swath with same geographic region received during
a linear array of charge-coupled devices different passes of the SAR platform at
(CCD) arranged perpendicular to the flight different times. InSAR can survey height
direction of the platform without using a information of the illuminated scene with
mechanical rotation device, are called cm-scale vertical resolution and 30-m pixel
Pushbroom scanners, such as High resolution, and covering areas 100  100 km
Resolution Visible of SPOT and Advanced (in standard beam modes). Examples include
Land Imager of EO-1. ERS-1 (1991), JERS-1 (1992), RADARSAT-1
• Spectroradiometer: A radiometer that can and ERS-2 (1995), and ASAR (2002). While the
measure the radiance in multiple spectral majority of InSAR missions to date have
bands, such as the Moderate Resolution utilized C-band sensors, recent missions such
Imaging Spectroradiometer (MODIS) and the as ALOS PALSAR, TerraSAR-X, and COSMO
Multi-angle Imaging SpectroRadiometer SKYMED are expanding the available data in
(MISR). the L- and X-bands.
• Scatterometer: A high frequency microwave
Active sensors provide their own electromag-
radar designed specifically to determine the
netic radiation to illuminate the scene they
normalized radar cross section of the surface.
observe. They send a pulse of energy from the
Over ocean surfaces, measurements of
sensor to the scene and then receive the radiation
backscattered radiation in the microwave
that is reflected or backscattered from that scene.
spectral region can be used to derive maps of
Typical active sensors include:
surface wind speed and direction. It has also
• Radar (Radio Detection and Ranging): A been used for mapping surface soil moisture
microwave radar that uses a transmitter and freeze/thaw states. Examples include the
operating at microwave frequencies to emit Advanced Microwave Instrument (AMI) of
electromagnetic radiation and a directional ERS-1 and ERS-2.
antenna or receiver to measure the time of • LiDAR: An active optical sensor that uses a
arrival of reflected or backscattered pulses of laser in the ultraviolet, visible, or near-
radiation from distant objects for determining infrared spectrum to transmit a light pulse
the distance to the object. and a receiver with sensitive detectors to
• SAR: A side-looking radar imaging system measure the backscattered or reflected light.
that uses relative motion between an antenna Distance to the object is determined by
and the Earth surface to synthesize a very recording the time between the transmitted
long antenna by combining signals (echoes) and backscattered pulses and using the speed
received by the radar as it moves along its of light to calculate the distance traveled. The
flight track for obtaining high spatial details are given in Chapters 13 and 14.
resolution imagery. There are multiple SAR • Laser Altimeter: A laser altimeter that uses a
systems in operation, and some examples can LiDAR to measure the height of the
be seen in Section 13.4 for estimating instrument platform above the surface. By
vegetation canopy height and vertical independently knowing the height of the
16 1. A systematic view of remote sensing

platform with respect to the mean Earth’s of view (IFOV) of the sensor, or the linear dimen-
surface, the topography of the underlying sion on the ground represented by each pixel.
surface can be determined. The Geoscience Fig. 1.7 shows the campus of the University of
Laser Altimeter System (GLAS) of ICESat is a Maryland at College Park at four different
typical example of a space-based Laser spatial resolutions. Table 1.7 shows the spatial
Altimeter. resolution of some common sensors.

1.2.6.2 Spectral resolution


1.2.6 Data characteristics The spectral resolution describes the number
The specifications of the platform and the and width of spectral bands in a sensor system.
sensor determine the resolutions of the remotely Many sensor systems have a panchromatic
sensed data: spatial, spectral, temporal, and band, which is one single wide band in the
radiometric. visible spectrum, and multispectral bands in
the visible-near-IR or thermal-IR spectrum see
1.2.6.1 Spatial resolution (Table 1.7). Hyperspectral systems usually have
Spatial resolution is a measure of the smallest hundreds of spectral narrow bands; for example,
object that can be resolved by the sensor, or the Hyperion on EO-1 satellite has 220 bands at 30-m
ground area imaged for the instantaneous field spatial resolution.

(A) 1 m (B) 10 m

(C) 30 m (D) 250 m

FIGURE 1.7 Campus of the University of Maryland at College Park at four Spatial resolutions.
1.2 Platform and sensor systems 17
TABLE 1.7 Characteristics of some commonly used satellite sensors.

Spatial Radiometric Temporal Temporal


Satellite sensors Spectral bands resolution (m) resolution (bit) resolution (day) coverage

Coarse resolution POLDER B1eB9 6000*7000 12 4 POLDER 1:


(>1000 m) October 1996 to
June 1997
POLDER2: April
to October 2003
Medium MODIS B1eB2 250 12 Daily 1999
resolution (100
e1000 m) B3eB7 500
B8eB36 1000
AVHRR B1eB5 1100 at nadir 10 Daily

Fine resolution ALI/EO1


(5e100 m)
ASTER/Terra B1 15 8
B2eB9 30
B11eB14 90 12
ETMþ/Landsat 7 Pan 15 8 16 1999-
B1eB5,B7 30

B6 60
HRV/SPOT5 Pan 2.5 or 5 8 26/2.4 2002-
B1eB3 10
SW-IR 20
Very high Ikonos Panchromatic 0.82 at nadir 11 3 days at 40 1999-
resolution band degrees latitude
(<5 m)
B1-b4 3.2 at nadir
Quickbird Pan 0.61 11 1e3.5 2001-

B1eB4 2.44
World view Pan 0.5 at nadir 11 1.7e5.9 2007-
Geoeye-1 Pan 1.41 at nadir 11 2.1e8.3 days at 40 2008-
degrees latitude
B1eB4 1.65 at nadir

1.2.6.3 Temporal resolution The temporal resolutions of common sensors are


Temporal resolution is a measure of the repeat also shown in Table 1.7.
cycle or frequency with which a sensor revisits
the same part of the Earth’s surface. The fre- 1.2.6.4 Radiometric resolution
quency characteristics are determined by the Radiometric resolution refers to the dynamic
design of the satellite sensor and its orbit pattern. range, or the number of different output numbers
18 1. A systematic view of remote sensing

(A) 8 bits (256 levels) (B) 4 bits (16 levels)

(C) 2 bits (4 levels) (D) 1 bit (2 levels)

FIGURE 1.8 Campus of the University of Maryland at College Park at four radiometric resolutions.

in each band of data, and is determined by the (2) the data can be recorded on board the
number of bits into which the recorded radiation satellite for transmission to a GRS at a later
is divided. In 8-bit data, the digital numbers (DN) time; and
can range from 0 to 255 for each pixel (28 1/4 256 (3) the data can also be relayed to the GRS
total possible numbers). Obviously more bits re- through the Tracking and Data Relay
sults in higher radiometric accuracy of the sensor, Satellite (TDRS) System (TDRSS), which
as shown in Fig. 1.8. The radiometric resolutions consists of a series of communications
of common sensors are shown in Table 1.7. satellites in geosynchronous orbit. The data
are transmitted from one satellite to another
until they reach the appropriate GRS.
NASA’s TDRS started in the early 1970’s and
1.3 Data transmission and ground has evolved for three generations. The
receiving system current TDRSS consists of 10 in-orbit
satellites (four first generation, 3 s generation
There are three main options for transmitting and two third generation satellites)
data acquired by satellite sensors to the surface: distributed to provide near-constant
(1) the data can be directly transmitted to Earth communication links between the ground
if a Ground Receiving Station (GRS) is in the and orbiting satellites (e.g., Landsat).
line of sight of the satellite;
1.4 Data processing 19
There are two types of GRSs: fixed and mo- 1.4 Data processing
bile. Most GRSs are fixed, and Fig. 1.9 shows
the locations of all currently active ground sta- A series of preprocessing tasks are needed to
tions operated by the United States (only two undertake before environmental information
in South Dakota and Aelaska) and International can be accurately extracted from remotely
Cooperator ground station network for the sensed data. Two types of preprocesses are
direct downlink and distribution of Landsat 7 conducted: radiometric processing and geomet-
(L7) and/or Landsat 8 (L8) image data. As ric processing. The radiometric processing may
coverage of the globe by ground receiving sta- include sensor radiometric calibration, image
tions is not complete, as seen from Fig. 1.9, the enhancement (mostly filtering noises), atmo-
mobile station is an attractive solution to fill spheric correction, and image fusion.
the holes and also an efficient means to perform
acquisition in a remote location for a long period
of time when a lot of images are needed for 1.4.1 Radiometric calibration
particular work (cartography of a region for
Radiometric calibration is a process that con-
example).
verts recorded sensor voltages or digital
The ground receiving stations acquire,
numbers (DN) to an absolute scale of radiance
preprocess, archive, and process data. Their
or reflectance. Because outer space is such a
typical components and functions may include
harsh environment, the performance of all satel-
the data acquisition facility, the data processing
lite sensors degrades over time. To achieve
facility, the value added facility, and user sup-
consistent and accurate measurements that can
port services.
be used to detect climatic and environmental

FIGURE 1.9 The locations of all active ground stations operated by our US and International Cooperator (IC) ground sta-
tion network for the direct downlink and distribution of Landsat 8 and/or Landsat 9 data. The circles show the approximate
area over which each station has the capability for direct reception of Landsat data. Downloaded from https://landsat.usgs.gov/igs-
network in February 2019.
20 1. A systematic view of remote sensing

change, the digital numbers (DNs) need to be reflective solar sensors. There are several
transformed into physical quantities. common desired characteristics of an
Calibration measurements can be conducted invariant sited for example, temporal
in three stages: preflight, in-flight, and post- stability, spatial uniformity, little or
launch: nonvegetation, and relatively high surface
reflectivity with approximately Lambertian
• Preflight calibration measures a sensor’s
reflectance. Commonly used sites include
radiometric properties before that sensor is
stable desert areas of the Sahara, Saudi
sent into space. Preflight instrument
Arabia, Sonoran, White Sand, and regions in
calibration is performed at the instrument
Bolivia. By observing these sites with satellite
builder’s facilities. The controllable and stable
sensor systems over extended periods of time,
environment in the laboratory guarantees
degradations (trends) in sensor responsivity
high calibration accuracy and precision
can be monitored and quantified.
• In-flight calibration is usually performed on a
routine basis with on-board calibration Some sensors have neither on-board calibra-
systems. More and more optical sensors have tion devices nor regular post-launch calibration,
on-board calibration devices. For example, for example, AVHRR. One solution to calibrate
the AVHRR optical sensor does not have an the sensor is through cross calibration. MODIS
on-board calibration capability, but the as a well calibrated instrument (Xiong et al.,
ETMþ has three on-board calibration devices: 2018) has been used as a reference to calibrate
the Internal Calibrator, the Partial Aperture other sensors using coincident observations of
Solar Calibrator, and the Full Aperture Solar MODIS and the target sensors over the pseudo-
Calibrator. MODIS also has three dedicated invariant calibration sites. For example, Vermote
calibration devices for the reflective bands: and Kaufman (1995) proposed a cross-
Solar Diffuser, Solar Diffuser Stability calibration method using a time series of MODIS
Monitor, and the Spectroradiometric and AVHRR data over a Saharan Desert site.
Calibration Assembly. In addition, MODIS These two methods using data over the
has two additional calibration techniques: pseudo-invariant calibration sites provide abso-
looking at the Moon and at deep space. The lute radiometric calibration of the sensors.
MODIS sensor has such an onboard Many sensors contain multiple detectors that
calibration system that promises an absolute have slightly different responsivities. As a result,
error better than 2%. the imagery produced by these sensors may
• Post-launch calibration data have to be contain a significant level of striping. One solu-
obtained from vicarious calibration tion is to match the mean values of each detector
techniques that typically make use of selected over a period of times so that all detectors pro-
natural or artificial sites on the surface of the duce the relatively uniform values.
Earth. Prelaunch and onboard methods are
better established, and postlaunch methods
using invariant sites in vicarious calibration is 1.4.2 Geometric processing
becoming more popular with the changing
No image acquired by sensors can perfectly
design and demands of new instruments.
represent the true spatial properties of the land-
Vicarious calibration using pseudo-invariant
scape. Many factors can also distort the geomet-
sites has become increasingly accepted as a
ric properties of remote sensing data, such as
fundamental postlaunch calibration method
variations in the platform altitude, attitude and
to monitor long-term performance of satellite
velocity, Earth rotation and curvature, surface
1.4 Data processing 21

(A) (B)
TGSD
1

0.8 Ideal PSF 1

0.8

0.6 0.6

PSF
footprint decided
PSF

0.4 by TGSD
0.4 0.2

Realistic PSF 0
0.2 10
5 10
0 5
Y( 0
km –5 –5
0 ) )
–20 –15 –10 –5 0 5 10 15 20 –10 –10 X (km
X distance from scene center (km)

FIGURE 1.10 Point spread functions: (A) Realistic and ideal PSF model for simulating GEO radiances, (B) Sketch of EE in
terms of the PSF, Dashed square shows the integral area for EE, which is determined by the TGSD (Zhang et al., 2006).

ACK
GTR
ALON
N
GSCA
ALON

Nadir


a–
– Major axis of scan spot ellipse
a
b b–
– Minor axis of scan spot ellipse

FIGURE 1.11 Sketch of pixel geometry for the AVHRR for adjacent scan lines to illustrate autocorrelation (Breaker, 1990).

relief displacement, and perspective projection. called the modulation transfer function (MTF), a
Some of these resulting distortions are system- precise measurement of details and contrast
atic and can be corrected through analysis of made in the frequency domain. The sensor PSF
sensor characteristics and platform ephemeris is often modeled as a Gaussian. Fig. 1.10 illus-
data, but others are random and have to be cor- trates the PSF in two- and three-dimensions
rected by using ground control points (DCP). (Fig. 1.11), where TGSD is the threshold ground
In the sensor ground instantaneous field of sample distance, which is the centroid-to-
view (IFOV), surface elements do not contribute centroid distance between adjacent pixels.
to the pixel value equally, but rather, the central The actual response function of the ground
part contributes most to the pixel value. This IFOV is often not square; for example, for
kind of spatial effect is usually specified by the MODIS, it is twice as wide cross-track as
sensor point spread function (PSF) in the spatial in-track because of time integration during scan-
domain, and the Fourier transform of the PSF is ning. For most whiskbroom scanners, such as
22 1. A systematic view of remote sensing

FIGURE 1.12 The actual size of the ground IFOV of AVHRR as a function of the view zenith angle.

AVHRR and MODIS, the actual size of the example, dropped lines are usually filled with
ground IFOV is a function of the scanning angle the values of the previous lines or the averages
(see Fig. 1.12). of the neighboring lines. Strips can be removed
This topic is significant because level-1 radi- by using simple along-line convolution, high-
ance data or level-2 reflectance data should be pass filtering, and forward and reverse principal
corrected for geometric distortions before calcu- component transformations.
lating geophysical parameters in order to obtain To assist human visual interpretation, various
a truly absolute geophysical parameter. The image enhancement techniques have been incor-
details are discussed in Chapter 2. porated in many remote sensing digital image
processing systems. These enhancement
methods can be divided into spatial domain
1.4.3 Image quality enhancement and frequency domain categories. In spatial
domain techniques, we directly deal with the im-
Imperfections or image artifacts are continu-
age pixels. Fig. 1.13 illustrates the effects of a
ously caused by the instrument’s electronics,
linear enhancement technique. The pixel values
dead or dying detectors, and downlink errors.
are manipulated to achieve the desired enhance-
Known artifacts include the scan-correlated shift, ment. In frequency domain methods, the image
memory effect, modulation transfer function, is first transferred to the frequency domain.
and coherent noise. Dropped lines and That is, the Fourier transform of the image is
in-operable detectors also exist as a result of computed first, all the enhancement operations
decommutating errors and detector failure.
are performed on the Fourier transform of the
Potential remnant artifacts include banding and
image, and then the inverse Fourier transform
striping. In the past, these effects were ignored
is performed to obtain the resultant image.
or artificially removed using cosmetic algo-
rithms during radiometric preprocessing. For
1.4 Data processing 23

(A) (B)

2.0×104

1.5×104

1.0×104

5.0×103

0
500 1000 1500 2000
Data value

(C) (D)

8000

6000

4000

2000

0
500 1000 1500 2000
Data value

FIGURE 1.13 An example of linear enhancement: original image and its histogram (A) and (B); linearly enhanced image
and its histogram (C) and (D). Note that the radiometric properties characterizing environmental conditions are artificially
altered by image enhancement methods. Most image enhancement techniques for assisting visual interpretation should not
be performed before quantitatively estimating biophysical variables. (A) Original image. (B) Histogram. (C) Enhanced image.
(D) New histogram.

1.4.4 Atmospheric correction applications. Various cloud and shadow detec-


tion algorithms have been developed, and cloud
Since the observed radiance recorded by a mask is one of the high-level atmospheric prod-
spaceborne or airborne sensor contains both ucts. However, this is still an active research
atmospheric and surface information, atmo- area, and more effective and reliable algorithms
spheric effects must be removed to estimate are needed. For km coarse-resolution imagery
land surface biogeophysical variables, particu- (e.g., AVHRR and MODIS), there usually remain
larly from the reflective and thermal IR data, many cloudy or mixed cloudy pixels after
since microwave signals are not very sensitive applying the cloud mask. Various solutions
to changes in atmospheric conditions. have been used to address this issue. One solu-
Clouds in the atmosphere largely block Earth tion relies on temporal compositing techniques,
surface information and make most optical and converting daily observations to weekly or
thermal-IR imagery useless for terrestrial
24 1. A systematic view of remote sensing

satellite imagery, different methods (Sun et al.,


2017b), such as the threshold, radiative transfer
and statistical methods have been developed to
identify the clouds and the associated shadows.
One example is shown in Fig. 1.14.
For optical imagery, both aerosol and water
vapor scatter and absorb the radiation reflected
from the surface. There are two approaches for
atmospheric correction:
• The first assumes known atmospheric
properties, usually the total amounts of
aerosol and water vapor in the atmospheric
column, which may be estimated from other
sensors and/or other sources. Many
atmospheric radiative transfer codes (e.g.,
MODTRAN, 6S) can be used to calculate the
quantities required for atmospheric
correction.
• The second relies only on the imagery itself
FIGURE 1.14 Examples of cloud detection. The left col- without any external information.
umn shows two false-color composite imagery of Landsat
data and the detected clouds are shown in the right column If the atmospheric information can be accu-
(Sun et al., 2017b). rately estimated from other sources, the first
approach is preferable, but quite often we are
monthly data based on maximum vegetation in- not that lucky. Fig. 1.15 shows the significant dif-
dex or other criteria; other solutions include ferences of MODIS surface reflectance before and
replacement of these contaminated pixels using after atmospheric correction (Liang et al., 2002).
smoothing algorithms. This topic will be This topic will be discussed in Chapter 4.
discussed in Chapter 3. For high-resolution

FIGURE 1.15 An example of atmospheric correction of MODIS imagery before (A) and after (B) (Gui et al., 2010). From
Liang, S., Fang, H., Chen, M., Shuey, C., Walthall, C., Daughtry, C., 2002. Atmospheric correction of landsat ETMþ land surface
imagery: II. validation and applications. IEEE Trans. Geosci. Remote Sens. 40, 2736e2746. © 2002, IEEE.
1.5 Mapping category variables 25
For thermal-IR imagery, if we can acquire at- • Multispatial images from the same or multiple
mospheric profile information (mainly tempera- sensors (e.g., merge ETM panchromatic and
ture and water vapor) from sounding data, multispectral images);
atmospheric correction is straightforward. The • Multiple images of different spectral regions
split-window approach based on two thermal- from the same or multiple sensors (e.g., merge
IR bands, when no such atmospheric profile SAR with optical imagery or visible bands
information is available, is often used to estimate with thermal bands);
land surface temperature without atmospheric • Remote sensing images with ancillary data
correction. The details are available in Chapter 7. (e.g., topographic map).
When the high-level satellite products are
evaluated, it is surprising to see that most prod-
1.4.5 Image fusion and product ucts are mainly generated from a single sensor.
integration For example, the MODIS albedo product is
mainly from MODIS data, which is also true
There are many cases where we need to inte- for MISR, MERIS, etc. The same product from
grate image data through image fusion tech- different satellite sensors may have different
niques. Definitions of image fusion in the characteristics (e.g., spatial and temporal resolu-
literature are very diverse. Image fusion can be tions, accuracy). Instead of asking the user to
viewed as a process that produces a single image pick the “best” product, we can generate a
from a set of input images. The fused image blended/integrated product from multiple-
should have more complete information and is sensor products. Chapter 21 is devoted to
more useful for estimating land surface vari- addressing this topic in the example of leaf
ables. It can improve both reliability by using area index (LAI).
redundant information and capability by using
complementary information, as illustrated in
Fig. 1.16. 1.5 Mapping category variables
Image fusion is not distinguished from image
merging or image integration, which at the pixel We are interested in two types of land surface
level may be in many different forms, for variables: category and quantitative. The cate-
example: gory variables represent the types of objects on
• Multitemporal images from the same or the land surfaces and are usually mapped out
multiple sensors for change detection (e.g., through image classification. The purpose of im-
merge TM images acquired at different age classification is to group together pixels that
times); have similar properties into a finite set of classes.
An example of a classified image is a land cover
map. Fig. 1.17 is a global land cover map map-
ped from MODIS data. The key steps in the clas-
sification process are as follows:
(1) Definition of classification system (scheme):
This depends on the objective and the
characteristics of the remote sensing data.
The purpose of such a scheme is to provide
(2) A framework for organizing and
FIGURE 1.16 Illustration of image fusion. categorizing the information that can be
26
1. A systematic view of remote sensing
FIGURE 1.17 Global land cover classification map from MODIS.
1.6 Estimating quantitative variables 27
extracted from the data. A number of (6) Accuracy assessment: The classified results
classification schemes have been developed should be checked and verified for their
for mapping regional and global land cover accuracy and reliability. The training data
and land use maps. The IGBP land cover are usually divided into two parts, one for
classification system for global mapping training and the other for validation. In the
using MODIS data is shown in Fig. 1.17. evaluation of classification errors, a
(3) Selection of features: Classification is classification error matrix is typically
executed based on a series of features in the formed, which is sometimes called a
feature space. It divides the feature space confusion matrix or contingency table.
into several classes based on a decision rule.
The details of image classification techniques
Instead of using the original bands, they are
are not covered by this book, but the basic prin-
often transformed into feature space to
ciples and progress can be found elsewhere
discriminate between the classes. Examples
(Dash and Ogutu, 2016; Lu and Weng, 2007).
of features include various vegetation
Some typical techniques for mapping land use
indexes, principal components and those
types will be discussed in Chapters 23e25. At
from the Tasseled-Cap transformation, and
most spatial resolutions, the majority of pixels
other spatial, temporal, and angular features.
are mixed. If a pixel is required not just to be
The subset of features is selected to
labeled as one of the cover types but to estimate
maximally distinguish different classes.
the percentages of the cover types, it would be
(4) Sampling of training data: Training is the
more challenging. How to estimate the fractional
process of defining the criteria by which these
vegetation coverage within one pixel will be dis-
classes are recognized and is performed with
cussed in Chapter 12.
either a supervised or an unsupervised
method. Supervised training is closely
controlled by the analyst, who selects pixels
from each class based on high-resolution 1.6 Estimating quantitative variables
imagery, ground truth data, or maps, while
unsupervised training is more computer- To drive, calibrate, and validate the Earth pro-
automated and enables the user to specify cess models and support various applications,
some parameters that the computer uses to high-level products of quantitative variables
uncover statistical patterns that are inherent are much more desirable. How to generate these
in the data but do not necessarily correspond products is the main focus of this book. In the
to classes in the classification scheme. early stages of remote sensing technique devel-
(5) Classification: A parametric or opment, visual interpretation was the approach
nonparametric decision rule, which is often commonly used for extracting land surface infor-
called a classifier, is used to perform the mation. Statistical analysis later became a more
actual sorting of pixels into distinct class common method for quantitatively estimating
values. There are various classifiers, such as land surface information. As can be seen in the
the parallelepiped classifier, minimum following chapters, various inversion techniques
distance classifier, maximum likelihood based on physically based surface radiation
classifier, regression tree classifier, and models have become the subject of mainstream
support vector machine (SVM) classifier. research (Liang, 2007). It is necessary to provide
They are compared with the training data so an overview of these techniques. As many inver-
that an appropriate decision rule is selected sion algorithms are based on forward radiation
for classification. modeling, let us first begin with that.
28 1. A systematic view of remote sensing

1.6.1 Forward radiation modeling ellipsoid shape and the calculated sunlit and
shadowed components.
This is the process that links the pixel values Turbid-medium radiative transfer models
of an image with surface characteristics through treat surface elements (leaf or soil particle) as
mathematical models (Liang, 2004). We will small absorbing and scattering particles with
mainly present landscape generation, surface given optical properties, distributed randomly
and atmosphere radiative transfer modeling, in the scene and oriented in given directions. In
and sensor models. one-dimensional canopy models(Kuusk, 1995;
Liang and Strahler, 1993b; Liang and Town-
1.6.1.1 Scene generation shend, 1996; Verhoef, 1984), canopy elements
Scene generation is a quantitative description are assumed to be randomly distributed, but
of our understanding of the landscape. Strahler three-dimensional RT models (Kuusk, 2018;
et al. (1986) identify two different scene models Myneni et al., 1989) can take into account the
in remote sensing: H- and L-resolution models. structural information of the landscape, as
H-resolution models are applicable where the el- shown in Fig. 1.19. The further development of
ements of the scene are larger than the pixel size, geometric optical models has incorporated radi-
and L-resolution models are applicable when the ative transfer theory in calculating the individual
converse is true. H-resolution scenes can be sunlit/shadow components; the resulting
generated using computer graphics techniques; models are often called hybrid models. In com-
for example, a vegetation canopy can be created puter simulation models, the arrangement and
with Onyx software (http://www.onyxtree. orientation of scene elements are simulated on
com/). L-resolution scenes can be generated a computer, and the radiation properties are
using mathematical models or GIS (geographic determined based on the radiosity equations
information system) techniques. (Borel et al., 1991; Huang et al., 2013; Qin and
Gerstl, 2000) and/or Monte Carlo ray tracing
(Disney et al., 2006; Gastellu-Etchegorry et al.,
1.6.1.2 Surface radiation modeling 2015; Lewis, 1999; North, 1996; Qi et al., 2019)
Given landscape composition and its optical methods. Fig. 1.20 compares a photo of grass
properties, we can predict the radiation field. field and the simulated field using the Botanical
Three types of models characterize the radiation Plant Modeling System (Lewis, 1999) based on
field of the scene, and they are commonly used the ray-tracing technique.
in optical remote sensing: geometric optical
models, turbid-medium radiative transfer 1.6.1.3 Atmospheric radiative transfer
models, and computer simulation models. The radiation at the Earth’s surface is
In geometric optical models (Li and Strahler, disturbed by the atmosphere before being
1985, 1986), canopy or soil is assumed to consist captured by the sensor in the atmosphere
of geometric protrusions with prescribed shapes (airborne sensors) or above the atmosphere
(e.g., cylinder, sphere, cones, ellipsoid, (spaceborne sensors).
spheroid), dimensions, and optical properties Atmospheric gases, aerosols, and clouds scat-
that are distributed on a background surface in ter and absorb the incoming solar radiation and
a defined manner (regularly or randomly distrib- the reflected and/or emitted radiation from the
uted). The total pixel value is the weighted surface. As a result, the atmosphere greatly mod-
average of sunlit crown, sunlit ground, shad- ulates the spectral dependence and spatial distri-
owed crown, and shadowed ground. Fig. 1.18 il- bution of the surface radiation. The atmospheric
lustrates a simulated canopy field with an radiative transfer theory is quite mature, and
1.6 Estimating quantitative variables 29

FIGURE 1.18 DART (discrete anisotropic radiative transfer) (Gastellu-Etchegorry, 2008).

(A) (B)

Sunlit
r
Projecon crown shadowed
b

(shadowed) crown
h
A(

shadowed
ground

FIGURE 1.19 Principles of the geometric-optical model (A) for the canopy with an ellipsoid crown and the simulated
canopy field (B).
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children like stories, and during the telling of the story, if it is at all
worth while, the children will be quiet and attentive. The teacher
may, however, call the restless child to herself, saying to him, “I like
to have somebody stand by me.” Better still, she may gather all the
pupils around her and say to the mischievous boy, “Robert, I am
going to tell you a story. The other boys and girls may listen.” This
will captivate the child, and when she has finished she may ask him
to tell the story.
By this time the reader will sigh and ask, “Must all this be done to
keep one mischievous boy at work?” Yes, but it is far easier to
interest him than to be worried by his pranks. Then, too, by keeping
him interested, the teacher is administering to his development,
while to let him loll in his mischief would only tend to create in him
habits of inattention and idleness. At the close of the day the boy will
go home happy and the benediction of a happy teacher will follow
him. Nothing adds more to a teacher’s usefulness and happiness
than the thought of work well done.
In the above procedure the teacher has practiced suggestive
control. She has led the mischievous boy into activities that interest
him, that appeal and fascinate as well as satisfy that active mind, and
that will mature into right action. It is far easier to deal with a child
full of life, than to deal with a dullard. Direct properly the impulse
that causes this mischief, and it will become a force for real good in
the child’s life. The discreet teacher will look ahead and avoid
difficulties, and nowhere will she get more valuable clues to a
method of control than on the playground.
Watch the child in his play at recess to see what activity interests
him most. Suggest to him some point about that activity which he
has overlooked and commend him on his skill. Every child has a
hobby. If you can find this boy’s hobby and tell him something about
it which he does not know, you will make a warm place in his heart
for yourself. Then utilize the knowledge thus gained, and his
increased confidence in you, in order to add to his school work just
the element that will make it so interesting for the child that he will
find the work more delightfully fascinating than the mischief.
The first grade teacher needs to be in her room but a few days
before she will see some little child making grimaces at his neighbor
and not infrequently he may make a grimace at the teacher,
especially if he feels that the teacher has not dealt fairly with him.
This is not a serious annoyance and should give the prudent teacher
no worry. It can not be repeated too often that many of the small
offenses that harass a school day are doubly intensified by the
attention that is paid them. Often when a pupil does some petty
misdemeanor, he would soon forget it were it not that the teacher
notices it and pounces upon the offender with some brand of
punishment and thereby the child learns that this certain offense is a
thing that the teacher dislikes. In the future, whenever that child’s
feelings are ruffled, he will resort to this certain offense to annoy the
teacher. The discreet teacher will train her pupils in such a way that
they will not settle upon any specific type of annoyance.
In cases where a child resorts to the practice too frequently, the
teacher will find it well to devise some means by which she can
substitute one activity for another; that is, substitute a more
interesting activity for the making of grimaces. The teacher may use
the following method and conversation:
“Children, we are planning to have a little play party once a month.
This is to be on the last Friday afternoon of each month. Each one of
you is to bring either a cooky, an apple, an orange, or a banana, and I
will bring some candy. We will play all kinds of games and just before
school dismisses we will eat our dainties. Won’t that be fine? But,
children, I have just thought that any one who makes grimaces or
ugly faces during the month ought not to be invited. We do not want
our party spoiled. What do you say?”
Of course all, or nearly all of the children will say that any one who
is guilty of making faces shall not come. The teacher who has not
tried anything like this will think it is absurd and impracticable, but
it will greatly assist in removing grimacing and many other evils that
troop through a teacher’s school experiences.
The means of discipline need not necessarily be a party. It can be
some other affair or activity that children like. If the teacher chooses
a party, she must have a goodly number of games ready and keep her
children intensely interested.
The luncheon is an important feature of the party and must be well
managed by the teacher. All the sweetmeats must be divided into
small parts and so mixed that a child does not get the dainty he
contributed. A cooky can be cut into four pieces, a banana into four
or five pieces, and the same with other sweetmeats. Children like
little things. Then, too, the teacher may suggest that they play at
having a luncheon.

CASE 84 (SECOND GRADE)

Adams White knew a large number of Making Faces


systems by which to rearrange his features For Fun
so as to produce laughter. When the book-agent sat at the side of the
room, Adams took occasion to entertain him with the horrible figure
made by drawing down his lower eyelids until a large part of the
eyeball was exposed to view. The boy did this, or a similar prank,
every once in a while, and his teacher, young Benjamin Danner,
scarcely knew what penalty would do the boy the most good.
Unfortunately for Adams, he was caught in the act. “Go to the
blackboard, Adams. Put your hands behind your back and lean
forward till your head touches the wall. Did you understand me?”
“Well,” thought the agent, “this is interesting. I can hardly believe
that such methods are in use today. But here is the proof right before
my eyes.” He watched Adams move in a clumsy, resistant manner,
and assume the position prescribed.

CONSTRUCTIVE TREATMENT

Instead of such a punishment as the one described above, we


propose that Mr. Danner pay no attention to the deed until school is
out for the day. Find some favor that Adams can do for you and put
him at it immediately. When he has completed the task, or at least
made good headway, call him to one side, look him straight in the
eye, as he is seated in front of you, and say:
“Adams, you need to be careful how you look at visitors who call at
our school. The gentleman was surprised at your action today. I felt
sorry for him. I want to know if you can keep at your work in an
orderly way on similar occasions hereafter.”
If the answer is more or less satisfactory, accept it and say:
“I am going to depend on you for this. I A Firm
want to see no more expressions of shame Injunction
on the face of a visitor because of your conduct. I want every pupil to
work straight on no matter who may come in.”

COMMENTS

This boy needs no publicity as a reward for his misdemeanor; he


will sooner or later take advantage of his unexpected predicament to
make more trouble for his teacher. The penalty had no logical
connection with the prank, and only aggravated the boy’s antipathy
toward school rules. Mr. Danner advertised his lack of good
discipline by resorting to this barbarous penalty, especially when a
stranger was present.
If the conduct of Adams is to be permanently improved, this one
act must be viewed in its relation to his conduct generally. As soon as
Adams feels vitally his part in making the school a success, his
behavior will improve. No pupil is so obstreperous that one need
despair of winning him by some kind of means, at least until one has
exhausted his resources.
The plan recommended above, or some adaptation of it, can be
used profitably for a pupil of any grade.

ILLUSTRATION (FIFTH GRADE)

Jim was ten years old when he was Making a Man


transferred from Webster Street School in
the East End of the city to Central School on Main Street. This
transfer was the culmination of a long series of misdemeanors on his
part and many untactful methods employed by his teachers. No
species of juvenile mischief remained untried by him.
He went into each room with a scarred record from his former
teacher, and was not allowed to forget the fact that he always did the
wrong thing. He was scolded daily, sent into the hall to stay for hours
and gaze benignly upon the works of art that decorated the walls,
which of course he didn’t do, not being deeply engrossed in art study.
More naturally he spent the time in mischievous pranks. He was
whipped, threatened, and denied the advantages of less energetic
and less talented pupils.
But with the transfer came a change in the boy’s nature. When he
entered Central School, Miss Burns grasped his hand and said, “Well,
Jim, I’m glad you’re going to be in our school. I know we’re going to
get along finely.” She treated him as if he intended to do the right
thing, and before long he actually thought he did so intend.
She had him go on errands for her when she saw he was getting
restless, or erase the blackboard for her after an exercise, which he
did with great dispatch, and before the end of the first day she had
completely won his respect and gratitude.
One morning on his way to school Jim heard his classmates
planning Christmas presents for their teacher. Immediately he began
to contrive ways and means for securing a beautiful necklace he had
seen in the jeweler’s shop—a necklace of gold and pearls. This was
the only gift that his active little brain could conceive of as being
worth giving to Miss Burns.
Only, he hadn’t the money to buy the necklace. His parents were
far-seeing in a financial way, and did not believe in bestowing
unlimited amounts of coin upon their children. So it was that Jim
found need to do something unusual in order to secure the coveted
present. He was not long in working up a paper route. He would rise
early in the morning and spend long hours delivering his papers.
In connection with this work he took orders for Christmas wreaths,
then secured a large quantity of holly from a wholesale man on
market; his little sister, Ruth, bought a supply of fluffy, flaming
ribbon at the Ten-Cent Store. Together they made the wreaths, Jim
paying Ruth for her artistic advice and time. In this way the wreaths
cost less than the ready-made wreaths, and Jim was able to secure a
better price for them. Thus Jim saved enough money to buy the
necklace and also some lovely presents for those at home.
You can imagine Miss Burn’s surprise when, among other gifts,
she found Jim’s necklace on her desk the morning before Christmas.
Realizing the value of the gift and Jim’s true devotion to her, she won
from him the story of his sacrifice. She said, “Oh, Jim, you don’t
know how this makes me feel,” and Jim went home at the end of the
day with a beaming face.
Jim’s sacrifice reacted upon himself, for this taste of his powers led
him into many fair means of earning money, and so launched him
well on what turned out to be a successful business career.
“Making faces” is essentially a little child’s offense, although
sometimes it persists in upper grades or even in the high school.

CASE 85 (FOURTH GRADE)

In a small village there existed bad feeling “Making Faces”


between the pastor of the church and for Spite
several of his leading members. Some parishioners took sides with
the pastor, and in the school the children of these two church
factions carried on the quarrel of their elders. The teacher kept peace
on the playground through active personal supervision, but in school
he encountered the face-making problem in a degree only less
ridiculous than it was annoying.
There existed an active emulation in the ugliness of the facial
contortions produced, and when a member of one faction had made
a particularly horrid grimace, he looked for and received the silent
applause of his sympathizers.
Charles Briggs was the teacher. He knew that the feeling of alliance
in the members of the factions was the cause of the face-making
epidemic, but he could not at first think of a logical way of meeting
the situation. He tried, first, the use of his absolute authority. He
forbade the making of faces, and punished the children when he
caught them at it. Whereupon face-making became a more exciting
sport than ever, since the zest of escaping notice was added to the
pleasure of presenting an ugly front to the enemy.
Mr. Briggs said, “How funny you would all look if your faces
should stay twisted into those grotesque shapes.” Nevertheless the
children spent their recesses, when kept in, in inventing new twists
and contortions; they stood in corners and drew the attention of the
whole room to fresh triumphs in grotesqueness. The evil grew,
because the cause was not touched. One boy even set a looking-glass
up in front of his book, into which he made faces for the benefit of
the girl who sat behind him, keeping his head lowered meanwhile as
if using his handkerchief to wipe his tearful eyes.
Then Mr. Briggs began to think of underlying causes and intrinsic
remedies. As a consequence, he made up a fairy story about a land
where people’s thoughts molded their features with instant magic
into the semblance of ugly animals or noble men and beautiful
women. He introduced a princess of evil disposition whose face was
that of a cross, snapping dog, but whom a magician changed into a
being of loveliness and grace by his persuasions to self-sacrifice and
kindness. He told this story as vividly as he could, with emphasis
upon the dislike people feel for an ugly face. Then he waited a day or
two for the story to take effect. He heard the children laughingly
allude to it once or twice, but the evil went on.
Then he talked to his school about face-making. He explained that
such contortions really do affect the faces and characters of those
who make them, not of those who see them. He led his boys and girls
to see that face-making made them contemptible, and that every
time it was done it published the inferiority of the doer. Then, having
condemned the old ideal, he tried to build up a new habit by showing
that the strongest man is the one who is most self-controlled, and
ended by a little skillful ridicule of the babyish method they had been
taking to show a silly spite.
“Suppose,” he proposed at last, “that we put the babies who make
faces over here with the primary pupils, where they’ll feel more at
home? Bright people don’t like to be associated with such children.
But we’ll not try it unless we have to. I shall watch you during the
next few days, and I’m going to see how many can show their friends
and their enemies, if they have any, that they are worth respecting,
and that their souls don’t look like twisted turnips.”
No magical change came over the school, but gradually the
sentiment for, and practice of, face-making died out. The children
unconsciously copied the teacher’s contempt for it. By stories and
references he built up an ideal of beauty and dignity in personal
appearance and behavior.

CONSTRUCTIVE TREATMENT
Mr. Briggs did well to search for underlying causes and effective
remedies, because the use of authority in such a case is a mistake, as
he found. Make no attempt to suppress the practice, but proceed at
once to the constructive plan of building up a good sentiment.
Whatever you do, do not assume that the pupil is disrespectful to
you. If the pupils have shown such disrespect in the past, simply set
about gaining their confidence.
Face-making is largely an outgrowth of the play impulse, no matter
what its motive. Substitute a better form of play. Dramatizing a story
that emphasizes the opposite of the undesirable characteristics, is
one of the best ways of overcoming the fault. Read “The Little Knight
of Kentucky” during the twenty-minute periods just before school
closes. Dramatize parts of it. When the children are imbued with the
chivalrous spirit of the story, suggest the incongruities of face-
making and other spiteful acts, by saying to the boy whom you
“catch”: “Harold, the little knights of Kentucky did not make faces at
each other. Would we be as proud of them as we are, had they done
so? Then, let’s not have any one who makes faces play that story
today.”

COMMENTS

When the motive is the approbation of fellow-pupils, these fellow-


pupils must be made to change their attitude of admiration for
muscular grotesqueness for one of appreciation of facial repose,
beauty and dignity. It is a matter of inculcating ideals. Beautiful
pictures of ideal faces, such as those of Hoffman’s Boy Christ and
Raphael’s Madonna of the Chair, may be used to illustrate the ideal
of fine, controlled faces that express beautiful and kind thoughts.
Sometimes offhand contempt of a babyish practice helps, especially
with a vain and self-conscious type of pupil.

ILLUSTRATION (THIRD GRADE)

Miss Grasome stood aghast at the rude Cure for Bad


manners and selfishness of her third grade Manners
pupils. She had tried many plans for improving the situation, but
with little success, for the children had the constant example before
them of rude manners in their homes. As the Christmas season drew
near she thought to herself, “I’ll try once more. We will dramatize
‘The Birds’ Christmas Carol.’ Perhaps that beautiful story will teach
the children the lesson that I seem to have failed thus far in
clinching. I’ll use the rudest and most selfish girl I have for the sick
child’s part. She won’t play as well as some of the others, but if she’ll
only catch the lesson I want her to get, I won’t mind the blunders.”
The proposition to have a play instead of a Christmas tree
delighted the children. The story interested them so much that when,
toward the latter part of their study, Miss Grasome proposed that
they follow out the thought of the story and make some needy or
unfortunate person the recipient of their gifts this year instead of
making them to each other, the children were quite ready for the
sacrifice.
Of course committees must be appointed, and much coöperative
work done before all details could be arranged. But every child had a
share in the planning, and not many weeks had passed before a
gentler and more considerate spirit began to dominate the school-
room. Miss Grasome smiled and said to herself: “Coöperation works
better than prohibiting or forcing, even in such matters as the
training of manners, it seems.”

CASE 86 (FIFTH GRADE)

Algie B. knew all the fun there is in Paper Wads


throwing paper wads, particularly when he
could run the greatest risks of detection and yet escape discovery.
Said he to himself one busy morning:
“I believe I’ll take a shot at Redtop. The teacher’s got him scared
into looking at his book; he’s got to be waked up.”
A good-sized wad soon sped across space, struck Redtop plump on
the side of the head, fell and rolled back toward Algie.
“Better yet, I’ll just get that wad and have it for another shot. It’s a
lucky boy I am, if I can do that.”
Stooping, he made four stealthy steps forward, regained his wad
and slid back into his seat. When Miss Stone looked about, the next
moment Algie’s eyes fell to his book and all was quiet and peaceful as
a day in spring.
This fine example of bravery and success was not lost on other
restless spirits. By the next day an observing onlooker counted up ten
instances in which sly wad-throwers had reproduced Algie’s feat.
On the third day over-boldness brought the climax. Miss Stone had
been too much absorbed to note the minor noises that were
provoked. But when Amy Lane, nervous, uncontrolled, uttered a yell
of terror as a cold wad struck her in the back of her neck and slipped
down, ten pupils broke loose in a chorus of laughter.
Miss Stone roused up and, strange to say, succeeded in getting a
story of the recent happenings. She threatened the last culprit, who
in self-defense said,
“Why must I suffer when all the other boys do the same thing?”
and he named nearly every boy in school, ending up with Algie.
Her threats of punishment of course were vain in the presence of
so many offenders. With a sharp talk she dropped the discussion.

CONSTRUCTIVE TREATMENT

Miss Stone has one simple task: to rouse from absorption in one
duty and wisely distribute her attention to several matters.
Promises must not be taken as fulfillment; assurances of any sort
must not be taken for more than they are worth. Find a safe medium
between espionage and disastrous indifference.

COMMENTS

School-room behavior will never take care of itself under any


system of management. A teacher who thinks he has solved all of his
disciplinary problems is resting in a deceitful security. A sweet
trustfulness that keeps every pupil in his most delightful mood and
never sees the wild emotions and boisterous conduct that arises from
them is the rock of destruction for a teacher’s influence.

ILLUSTRATION (SIXTH GRADE)

Roland was an unkempt, dirty, red- Painting Face


headed little fellow in the sixth grade of a
small town school. He came from an unlettered, hard-working,
shiftless family in the country and, like Topsy, had just growed up.
He was bright enough, but his reasoning power and sense of right
and wrong were undeveloped because he had never been taught
rightly. He had been whipped when naughty without fully
understanding that what he had done was wrong.
One day, in the new school, he daubed his nose, cheeks and chin
with ink when Miss Downer, the teacher, was not looking, and
convulsed with laughter everyone who looked at him.
It was almost recess time, and Miss Downer quietly bade him wash
his face. When the rest were dismissed she said, “Roland, I want to
speak to you a minute.”
“Going to get a licking!” whispered the boy behind him, and
Roland grinned scornfully, for whippings really did not matter much
to him any more, though Miss Downer was new and untried and she
looked as though she might be pretty strong.
When the rest had gone Miss Downer sat down in front of Roland
and spoke to him kindly, “Roland, why do you do such things in
school?”
Roland shifted uneasily and said, “Dunno.”
“Have you your language lesson?” at which he shook his head.
“Didn’t you think that besides foolishly wasting your own time you
were wasting the other children’s time by making them laugh at
you?”
This was an entirely new thought to him and he looked at her in
incomprehension.
“You come to school to learn, don’t you, Roland? And the more you
can learn the better off you will be. Some day when you get to be a
man you’ll be glad you know more than somebody else, and sorry
that you don’t know as much as some other person. Why, you were
just telling me yesterday that your father didn’t have a chance to go
to school beyond the fourth grade! And here you are wasting this
precious, precious time of yours!”
Roland looked intently at a dirty finger-nail and Miss Downer
could not tell whether she had made an impression on him or not.
She gave him a story from a supplementary reader, telling of
Lincoln’s struggles to get an education, to read during the rest of
recess.
A week later Roland became really interested in the history lesson.
This teacher’s questions weren’t the kind you could answer, parrot-
like, by memorizing the words of the textbook. You had to stop and
think about it. He asked, “I’d like to know about this yere Civil War,
anyway. Some says they fit about slavery and the book says because
they seceded, and I’d like to know which is right.”
Miss Downer devoted the rest of the class period to satisfying
Roland’s query, and counted the time well spent because she had laid
the first stone in the foundation of Roland’s education—she had
aroused intellectual curiosity, satisfied it, and given him food for
more questions.
Every time he misbehaved after that she kept him in and talked to
him seriously. Not once did she threaten or scold. And at other times
she tried to draw him out by being interested in him and his affairs—
the baby brother at home, a new dog he had, and what “my paw” said
and did.
At length Roland began to realize that this teacher was not a
vindictive creature, wreaking her spite upon him for harmlessly
amusing himself and other people, but one who was interested in
him, Roland Smith, and really cared what he did and thought. And,
though she had queer ways of looking at things, he really hated to
disappoint her and she could make him feel most awfully
uncomfortable and ashamed of himself.
Miss Downer’s final test came when Paper Wads
Roland was discovered throwing paper
wads at a boy across the room. Miss Downer felt very much inclined
to thrash him soundly, for this was a case of wanton naughtiness. But
she did not.
Instead she merely talked to him as she had talked before, bringing
in a little more of the personal element.
“Roland, what if your brother kicked you every time you were
almost asleep at night, or joggled your elbow every time you started
to take a mouthful at the table, or pulled the chair out from under
you when you started to sit down? It would be funny at first,
wouldn’t it, but how long do you suppose you and your brother could
keep on playing together as good friends if he kept it up?”
Roland shook his head, mystified.
“That’s just what you’re doing to me. You told me you wanted to
learn and get on in the world, and the rest of these children do, too—
they don’t want to be stupid when they’re grown up. But we can’t
learn very fast with some one hindering us all the time, and I was
counting on your help.”
Miss Downer spoke very kindly and earnestly, and looked directly
at Roland.
“I wasn’t goin’ to throw them paper wads, honest I wasn’t, Miss
Downer. But before I knowed it, they was thrown,” and Roland did
look truly sorry.
Miss Downer’s impulse was to punish him, not to forgive him
again, but if he really were sorry and trying to do better, a whipping
would spoil all the good work she had accomplished so far.
“Are you sorry, Roland?” her voice was low and serious.
There was a long pause, during which Roland fingered a scrap of
paper nervously, not looking up. Then his lip began to quiver and he
nodded violently, breaking into sobs.
“I—I d-didn’t mean to and I won’t do it no more, honest.” Roland,
whose boast was that “nary whipping” had ever made him cry, was
penitent because he had disappointed her who had been kind to him.

CASE 87 (HIGH SCHOOL)

Hen. Rutgers couldn’t help having plenty Laughing at


of fun. If no one made it for him he took a Nothing
turn and produced it himself. He could have plenty and not laugh.
Then he could laugh like the falling water on a cataract when there
was very little fun in sight.
Hen. laughed. He laughed out loud. Miss Gresham went speedily
to his desk, looked him straight in the face, and said:
“Henry, why did you laugh just now?”
Hen. lifted his head slowly and just as slowly rolled his eyes over
until he looked her squarely in the eyes. With their glances mutually
fixed Henry said very deliberately:
“I—don’t—know,” without a smile.
“Henry, you surely know what caused you to laugh. What was it?”
Then glibly but without a smile came Henry’s reply.
“O yes, I remember. I was just thinking what would happen if Mr.
Finley (superintendent, weighing two hundred and fifty pounds)
should back off the platform there sometime when he’s walking
around so fast.”
“You should be at work, Henry,” was all that Miss Gresham could
utter at the time. The chief reason for her weak response was she had
drawn the attention of half the pupils and a general titter arose at
Henry’s reply chiefly because of his absolute composure of
countenance.
Henry did not care so much for mischief for its own sake. His chief
sport was attracting the attention of other pupils and getting the
teacher into a mild predicament by setting a sort of disciplinary trap
for her.

CONSTRUCTIVE TREATMENT

Avoid asking such questions as, What made you laugh? Why did
you do it? etc., except privately. Even then unless you are reasonably
sure of a satisfactory answer to these questions you may complicate
your case by so doing instead of helping it toward a solution.
Pass over details of causes which pupils most often allude to and
lay hold of the prime provocation for bad order. Use your power of
analysis and apply an effective remedy. Henry needs an abundance
of heavy but interesting work. Bear down so deep into his interest in
geology that he cannot menace your loyalty to him by trifling with
you in respect to discipline. Treat him so squarely, frankly,
generously that his respect for you will be an unremitting check on
small misdemeanors.

COMMENTS

Pupils may not know what to answer when asked, “Why did you do
so and so?” The truth is the causes are numerous. The last cause may
have been the stumbling of one pupil over another one’s foot. But
another cause lies behind this—disrespect for the teacher; behind
this, fondness for another teacher. Why does a pupil act in a certain
fashion? He is underfed, improperly clothed, irritated from
insufficient sleep—these are all proper answers to the question,
“Why?” Hence, every time the query is put a teacher runs the risk of
provoking a worse situation and yet of gaining nothing from the
inquisition.

ILLUSTRATION

Superintendent Finley called Henry in after his little one-act play


in the assembly room and the following interview occurred.
“I have some facts about your affairs in Gymnasium
the study period, Henry, that need to be
cleared up. Yesterday you are said to have denied making faces when
the fact was you had been guilty.”
“Well, I’ll tell you just how it was. I was at Remedy
my desk. Miss Gresham thought something
was off-color and came down to see me. I told her I didn’t know and
then I recalled and answered her. The pupils looked on and laughed.
Miss Gresham was nettled, I suppose. She walked down the aisle,
stopped at Ellen’s desk, her back to me, and said to Ellen,
“‘Look over to Henry’s desk and see what he is doing.’
“Ellen caught sight of me and must have told that I was making a
face, for Miss Gresham came to me and said: ‘What were you doing
just now?’ I said, ‘Nothing.’ She said, ‘You were making a face.’ I said,
‘I was not.’ Then she sent me home.”
“Why did you deny making a face?”
“Because I hadn’t done it. I scowled but that was all. I didn’t do
anything that need excite Miss Gresham. She’s got it in for me.”
“Now that will do on that. You are not properly occupied some way
in your periods in the study room. I credit you with having intellect
enough to know how to play the gentleman. It’s a question of
whether you are always going to take advantage of opportunities to
make sport at the expense of pupils’ and teachers’ time, or whether
you are going to help make school work a success. I know pretty well
what you think on these matters, but I’d like to hear you express
yourself on this point.”
Henry did discuss the matter; there were a few weak spots in his
view of school life. His evident restlessness during long school hours
was a predisposing cause of several troubles. For this and other
reasons, Mr. Finley decided to revise his schedule for use of the
gymnasium during school hours and to provide suitable
interruptions of mental labor by physical exercise of various sorts.
This new program gratified the pupils as well as relieved physical
necessities.
The interview ended fortunately for both teacher and pupil and
eventually brought relief to several unfavorable conditions in the
school as a whole.
(2) Teasing tricks. Sometimes a pupil can cause no end of
annoyance by teasing others. This fault may have been trained into
the child at home.

CASE 88 (SEVENTH GRADE)

A bright lad and into all sorts of mischief, George had gradually
acquired the reputation among the teachers of being “a bad boy”;
and the new superintendent was informed to this effect when he
came to the school.
One day there was a great commotion in Snake in School-
his grade; an innocent garter snake had room
been let loose in the school-room. George was accused, and as the
disturbance had begun in his corner of the room, and as he was
known to have a great fondness for all sorts of animals, insects,
snakes, etc., the evidence seemed decidedly against him.
“No, sir!” he replied to the superintendent, when sent for to go to
the office. “No, sir! I didn’t do it!”
“I’m afraid that you are not telling me the truth, George. You have
a bad reputation. I think that I shall punish you by sending you into
the next lower grade, until you can learn to become more of a man.”
“It’s such a disgrace, mother! No, I can’t go back. The boys will all
make fun of me. Besides, I didn’t do it!”
Finally, however, his mother made him see that the manly thing
would be to take his punishment, even if he wasn’t to blame. So, on
the following morning, he reported himself to the teacher of the next
lower grade, and told her that he was to study there.
Later in the day the superintendent made his rounds, and
exclaimed surprisedly, when he saw George,
“Why, you here? I didn’t expect to ever see you again!”
Needless to say that was the last appearance of George at school,
and a life that might have been helped was spoiled by an unjust
punishment and a careless remark. Even superintendents may make
mistakes!

CONSTRUCTIVE TREATMENT

Say to the mischief-loving boy, “George, we can not have these


animals loose in the school-room; it disturbs our work entirely too
much. But there is a way that we can have them here, some of them
at least, and everybody enjoy them. How would you like to help me
make a fresh water aquarium for the school?” “You would like it?
Very well. We shall need one more to help us. Tell the boy who
brought in the snake to come to me with you this afternoon and
together we will plan how to make the aquarium. We’ll get it all ready
and give the other children a surprise. I’ll help you until it is ready
for the animals. You and he can get the specimens, and after that I
would like to have you two take care of them. Meanwhile, we’ll get
from the library all the books we can find about the animals you two
select, and talk about them in the nature study period.” The
aquarium, referred to above, need not be an expensive apparatus. In
fact, most any kind of a vessel or a very large bottle would serve the
purpose very well. Do not furnish this yourself but let one of the boys
bring it.

COMMENTS

The fact that George was fond of animals, insects, snakes, etc., was
the clew for the teacher to work upon in gaining the good will and
coöperation of the troublesome boy. Knowing one strong interest
that he had, the teacher should start with that and work out from it
to other and broader fields of action.
Unless the teacher had actual proof to the contrary, she should
have accepted the boy’s statement that he did not bring in the snake.
It is far better that a guilty boy go unpunished, than that an innocent
person be punished. Take the initiative in coöperation with the
troublesome pupil and the troubles will soon disappear.

ILLUSTRATION 1 (THIRD GRADE)

Henry Gould was very fond of his collie The Pet Dog
and insisted upon having his company every
day at school. His teacher, Miss Greenway, probably would have
made no objection to this had it not been for a fact that the dog was
inclined to snap at any child except his master and thus endanger the
safety of the other children. How to forbid the presence of the dog
without arousing the antagonism of his owner was the problem. She
resolved to try approval and initiative in coöperation. So she called
Henry to her at noon time and said:
“Henry, I noticed the collie snapping at one of the little girls today,
and I think we shall have to ask him to stay at home after this. But he
is such a bright little fellow we shall miss him. Don’t you think it
would be fine for the children to take his picture before he goes? How
would you like to get him into a good position when the drawing
period comes and let the children use him for a model?”
Henry was proud to have his pet honored, stood by him patiently
while the children drew, and made no further insistence that he
should come to school.

ILLUSTRATION 2 (HIGH SCHOOL)

A practical joke loses all of its point when A Live Mouse


nobody is annoyed or made ridiculous by it.
A teacher who tactfully makes himself seem one of a group who is
deriving benefit from an experiment, wins the respect of his
students. Such a teacher was the high school instructor in science,
whose attention was directed to a mischievous pupil, by a girl’s
seemingly nervous fear of this fun-loving boy. Cautious investigation
revealed the fact that a living mouse was in the wide-mouthed bottle
which protruded from the joker’s pocket.
This principal told the boy that it would be instructive fun to let
the mouse loose in the building and see what the timid little thing
would do, but that such a course of action would endanger the future
safety of books, lunches, etc., left in the building. He, therefore,
advised that, at the coming recess, all who did not fear the mouse,
form a large circle in the school yard and that the mouse be let loose
in the center of the circle. And that all observe closely just what the
little animal did.
At recess, the principal himself joined the circle, asking the boys to
notice carefully whether or not the mouse would change his course to
avoid a shouting student.
After the mouse was experimented upon and killed the mischief-
maker began to wonder why it was that he was glad that he had not
annoyed the principal with the mouse, as he had intended to do.

CASE 89 (EIGHTH GRADE)

Teasing Rhymes
“Hey Diddle Diddle!
Parts his hair in the middle!”
This was the couplet that greeted John Fraser as he entered his
eighth grade room one September noon. Above the couplet was a
portrait of himself, the style of his hair indicated very clearly. He
erased the decorations hastily, but said nothing about it. He was very
young, however, and the thoughtless disrespect shown him hurt
sadly.
A day or two passed, during which he noticed the covert
amusement at his faultlessly pressed clothes, his punctilious
manners, his careful grooming, all new and strange to the crude little
town in the Southwest in which he taught. Then, one noon, he
entered the room from the playground to find a rough cartoon on the
board, labeled, “Mr. Fraser pressing his pants to make creases at 2
a.m.” The pupils were vastly entertained by it.
“Who made this picture?” John demanded, very angry and feeling
that his dignity demanded that the offender be punished. Every head
turned instantly toward Cleaver Trotter, who seemed much pleased
to be singled out for attention.
“Cleaver, you may remain in at recess. I want to see you.”
“Just as you say, Mr. Fraser!” sang out Cleaver, jauntily. There was
a half-suppressed titter of admiration, and Mr. Fraser felt that he
had come out second best.
At recess he ascertained that Cleaver had really drawn the picture,
and forbade him sternly to repeat the offense. The interview took
place in the otherwise empty school-room, and when Cleaver was
allowed to go he joined a group of gaping admirers on the
playground.
“What did he do to you?” they demanded to a man.
“Oh, he asked me why I did it, and I told him I couldn’t help it; I
just knew it took him all night to press his pants that way.”
“And what did he say then?”
“Well, he smelled of the smelling-salts and said that’d be all for
today, so I came on out.”
None of this account was true, but Cleaver won by it the thing his
boyish vanity wanted, the admiration of his crowd. They approved
the ridicule because it furnished them with fun, and Cleaver was
shrewd enough to know that his leadership depended upon their
approbation of his attitude. He annoyed John Fraser constantly

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