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Are We Bodies or Souls Richard Swinburne Full Chapter PDF
Are We Bodies or Souls Richard Swinburne Full Chapter PDF
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OUP CORRECTED PROOF – FINAL, 7/5/2019, SPi
Are We Bodies
or Souls?
Richard Swinburne
1
OUP CORRECTED PROOF – FINAL, 7/5/2019, SPi
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© Richard Swinburne 2019
The moral rights of the author have been asserted
First Edition published in 2019
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
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above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2019934392
ISBN 978–0–19–883149–5
Printed and bound in Great Britain by
Clays Ltd, Elcograf S.p.A.
OUP CORRECTED PROOF – FINAL, 7/5/2019, SPi
Contents
1. Introduction 1
2. Physicalism and Property Dualism 12
3. Theories of Personal Identity 42
4. Descartes’s Argument for the Soul 68
5. We Know Who We Are 86
6. Souls and Bodies Interact 115
7. Could Science Explain Souls? 141
Notes 173
Guide to Further Reading 183
Index 185
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OUP CORRECTED PROOF – FINAL, 6/5/2019, SPi
1
Introduction
sometimes very unclear ones. For example, to say that someone has
‘a good mind’ may only mean that that person is intelligent, and may
not in any way imply that the person has a part distinct from their
body. Hence as far as possible I will avoid use of the noun ‘mind’;
and although I will use the adjective ‘mental’, I will give a precise
definition in Chapter 2 of the sense in which I am using it.
Any philosophical argument which aims to reach clear and definite
conclusions must define its crucial expressions. I put definitions of
expressions which I use for the first time in bold type, so that when
I use these expressions again at a later stage in the book, readers will
be able easily to check what I mean by them. I have put a few of the
more technical philosophical points which will be of interest only
to those familiar with philosophical writing on the topic in endnotes
and in the Appendix to Chapter 5, all of which may be ignored by
others without losing the main points of my arguments.
that two bodies are the same if their fingerprints and DNA are the
same. More recently surgeons have learnt to transplant many bodily
parts, and there is the serious possibility that very soon a surgeon will
transplant a head. This raises the question whether the person with
the transplanted head is the same person as the person who previ-
ously had the same body (apart from the head), or the same person as
the person who previously had the head. We may well think that the
essential part of a person’s body is their brain, and so it is the person
who has the brain of an earlier person who is that person. But it seems
very probable that within the next few years neurosurgeons will be
able to make large changes to a person’s brain and to replace parts of
it, and so to make great differences to that person’s character and to
what they seem to remember. (What a person seems to remember of
what they did or experienced I shall often call their memory beliefs or
‘apparent memories’, which I shall often shorten to ‘a-memories’.
These may or may not be real memories; whether they are real
memories depends on whether someone actually did or experienced
those things and whether the person who seems to remember them
was the person who actually did or experienced them.) When scien-
tists do make changes such as I have described, then even if we know
exactly what are the differences between the brain, apparent memor-
ies, and character of the earlier person and those of the later person, it
will no longer be obvious whether the later person is or is not the
same person as the earlier person. This is because there is no obvious
answer to the question of how much of the body or brain or memory
or character of the earlier person a later person needs to have in order
to be the same person as that earlier person. If a large part of George’s
brain has been replaced by a part of a brain taken from another
person, or neurosurgeons have radically altered George’s a-memories,
there will be a serious question about whether the later ‘George’ is the
same person as the earlier George. A law court will need to know the
answer to that question before they find the later ‘George’ guilty of
some crime committed by the earlier George.
The same kind of question will arise for any person who has a
serious brain disease which can be cured only by replacing a
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soul, but some of them held that he or she could not exist, or could
not exist ‘fully’, without also having a body. I shall follow Descartes in
defending the extreme version of a soul theory which claims that we
are essentially souls, which are joined on earth to bodies; our thoughts
and feelings and other mental events are ours because they are events
in our souls. I do not wish to deny that—given the operation of the
laws of nature which currently operate on earth—our souls are kept
in existence by the operation of our brains, and that brain events
cause many of the mental events in our souls. But my claim is that if
those laws ceased to operate and so to bind body and soul together, it
would be the continuing existence of our souls—if they continued to
exist—which would constitute the continuing existence of us.
Almost without exception modern philosophers have claimed that
Descartes’s argument contains some simple error; and textbooks of
the philosophy of mind often begin with a quick ‘refutation’ of his
argument. I shall claim that although Descartes’s original argument
does not prove as much as he intended, a slightly amended version of
it does prove all that he intended. However, there is a very powerful
objection to Descartes’s argument which, if it were cogent, would also
defeat my amended version of the argument, as well as Descartes’s
original argument. This is the objection that Descartes’s argument
depends on a crucial assumption that when each of us refers to ‘I’, we
know to what we are referring; we know what the ‘I’ is about which we
are trying to assess the different theories. But that, the objection
claims, is to beg the crucial question. I argue in Chapter 5 that this
objection to Descartes’s argument rests on ignoring an important
philosophical distinction between what I call ‘informative’ and ‘unin-
formative’ designators, and I go on to explain how recognizing this
distinction enables us to see the error involved in this powerful
objection. I conclude that the simple theory of personal identity
does indeed lead to the theory that each human being consists of
two substances, body and soul, and that it is our soul which makes
each of us who we are. Hence ‘substance dualism’. I bring out that
substance dualism is not merely a theory postulated as the best
explanation of mental phenomena, but that our soul is a datum of
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2
Physicalism and Property
Dualism
A. Human Beings
This book is about the nature of human beings. ‘Human beings’ are
persons belonging to the same biological group as ourselves; and that
almost certainly involves having the same group of ancestors as
ourselves. I understand by ‘persons’ beings who have the capacity
(or will have the capacity as a result of normal developmental pro-
cesses) to have conscious events of certain kinds, including occurrent
thoughts (thoughts which ‘cross your mind’) about past and future
(such as ‘John was born many years ago, and will soon be dead’),
moral beliefs (beliefs about what is morally good and what is morally
bad), and the ability to do some very simple logical reasoning (for
example, to reason by mentally imaged symbols that ‘if there are five
apples in the bag, there are more than two apples in the bag’). By a
‘conscious event’ I mean an experience of which the individual who
has it is aware of having; a pain or an occurrent thought are conscious
events because the individual who has them is aware of having them.¹
Hence when an organism has ‘conscious events’, there is what
Thomas Nagel described as ‘something it is like to be that organism’.²
(Note that I do not mean by someone having ‘conscious events’ that
they are awake, as opposed to being asleep or unaware of their sur-
roundings. Someone who is asleep may be dreaming and so have
conscious events of which they are aware.) I and my readers are not
merely individuals who have the capacity to have conscious events, but
persons. Human infants do not currently have the capacities to have
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particular desk being made, being painted brown, being placed 10ft.
away from the wall, being moved 15ft. away from the wall, damaging
the floor when moved, and then being destroyed. And so on for every
substance. If you listed all the events which are different from each
other on my definition, there would be nothing more to the history of
the world or some narrow spatiotemporal region of it than what is
listed there.
Finally, I need to define a philosophical term much used in discus-
sions of our topic—‘supervenient’. Properties are said to ‘supervene’
on other properties, and events are said to ‘supervene’ on other
events. To say that some property A ‘supervenes’ on another property
B can mean simply that a substance having B causes the substance
to have A, and to say that some event of a substance having
A ‘supervenes’ on another event of that substance having B can
mean merely that the second event causes the first event. However,
in discussions of the topic of this book, ‘supervenes’ is not normally
used in that causal sense. In philosophical writing about the topic of
this book ‘supervenes’ is normally understood in a much stronger
sense, as follows. A property A supervenes on a property B iff
(of logical necessity) any event of a substance having the property
A would (if it occurred) make no further difference to the world
additional to that made by an event of that substance having the
property B, but the event of a substance having B would make a
further difference to the world additional to the event of that sub-
stance having A; and any substance which has B has A because it has
B.⁶ So having B involves having A, but having A does not involve
having B. Thus being ‘coloured’ supervenes on being ‘green’, because
any substance being coloured is nothing extra beyond it being green,
but it being green is something extra beyond it being coloured; and
substances are coloured because they are green (and not vice versa).
An event F supervenes on an event E iff (of logical necessity) the
occurrence of F makes no further difference to the actual world
beyond the occurrence of E, but the occurrence of E does make a
further difference beyond the occurrence of F; and F occurs
because E occurs. So ‘my desk being symmetrical at 10am’ supervenes
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on ‘my desk being square at 10am’; the desk being symmetrical is not
something further beyond it being square. Rather, the desk being
symmetrical is already involved in it being square, but it being square
is something extra beyond it being symmetrical; and it is symmetrical
because it is square (and not vice versa). As the point is sometimes
expressed, God would not need to do anything extra beyond making
my desk square in order to make it symmetrical, but he could make it
symmetrical without making it square.
C. Physicalism
I can now use these definitions to articulate the different views about
the nature of human beings in a more precise way than I was able to
do in Chapter 1. I begin by discussing views rival to my own, the most
extreme of which is physicalism. I understand physicalism as the
doctrine that humans are physical substances, and that all the prop-
erties of humans are physical properties or properties supervening on
these.⁷ I shall provisionally understand by a physical substance a
substance, all of whose essential properties are physical properties or
properties supervenient on physical properties. I shall provisionally
understand by a physical property a property of a kind possessed by
inanimate substances, as well as often by humans and higher animals,
or a conjunction or disjunction of such properties. (A conjunction of
several properties P, Q, R is the property ‘P and Q and R’.
A disjunction of several properties P, Q, R is the property ‘P or
Q or R’.) So both properties such as having a certain mass or electric
charge possessed by fundamental particles like electrons and protons,
and properties possessed by larger inanimate substances composed of
fundamental particles, such as being slippery or octagonal, or flat or
mountainous, are physical properties. Thus a particular table is a
physical substance, since the essential properties of such a table are
being made of such-and-such solid matter (for example, wood or
steel), having a flat surface, having a certain height, and being used by
humans for putting things on. All of these properties are typical
physical properties. Among other physical substances are gates,
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roads, trees, and other plants. Also, human bodies are physical sub-
stances, because their only essential properties are properties of
height, mass, and having as parts a brain and most other typical
human organs such as a heart, liver, and limbs interacting in certain
ways. The parts of our bodies, such as our brains, are also physical
substances; the essential properties of human brains include such
properties as consisting of a cerebrum and cerebellum, intercon-
nected by complicated neural networks of certain kinds. But physic-
alism claims not merely that human bodies or brains are physical
substances, but that humans themselves are physical substances,
since—it holds—all their essential properties are physical properties
(or properties supervenient on physical properties). I shall provision-
ally understand by a physical event an event of a substance having a
physical property (or gaining or losing a physical property) at a
particular time, or a physical substance coming into existence or
ceasing to exist at a particular time. Among physical events are events
in a human brain, such as neurons firing.
Clearly, however, humans have, as well as physical properties,
properties which inanimate substances do not have; humans get
angry, are in pain, are afraid, intend to go to London, believe that
the world is very old, have thoughts about philosophy, and so on; and
tables and planets, electrons and protons, do not have these proper-
ties. I shall provisionally understand by a mental property a prop-
erty of this kind which humans (and the higher animals) have, but
physical substances do not have. I shall understand by a mental
substance (if there are any such) a substance which has at least one
essential mental property (whether or not it also has any essential
physical properties). Mental events are events of a substance having
(or gaining or losing) a mental property (or a mental substance
coming into existence or ceasing to exist) at a particular time.
Among mental events are such events as ‘James being angry with
John all last week’ and ‘George being in pain on 22 October 2017’.
Physicalists claim that all mental properties are really identical to
physical properties or supervene on them, and that that is why all
humans are physical substances; and that all mental events are really
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whenever the A-delta fibres of a fish fire, the fish is in pain. And for
organisms of different kinds, perhaps to be found on distant planets,
such organisms being in pain might be correlated with types of event
in those organisms’ bodies totally unknown to us.
So in the face of the problem of ‘multiple realizability’, physicalists
typically modify their claim of identity between mental and physical
properties (and mental and physical events) to a claim of superven-
ience. Mind-brain supervenience theory assumes that whenever
any mental event occurs (for example, some organism has a pain),
there occurs a brain event of some type (for example, that organism’s
C-fibres or A-delta fibres fire), such that the occurrence of any brain
event of that type is correlated with a mental event of the former type,
and that the mental event (the pain) could not fail to occur if the
correlated brain event occurs; but the brain event occurs because of
the occurrence of other physical events. Given that assumption, the
theory holds the occurrence of every mental event is involved in the
occurrence of some brain event, and so when the brain event occurs,
the mental event occurs, and so the mental event is nothing extra
beyond the occurrence of the brain event. But what makes mind-
brain supervenience theory different from type-type identity theory is
that—according to mind-brain supervenience theory—the occur-
rence of a mental event of a certain type (for example, a pain) need
not be involved in the occurrence of a physical event only of one
particular type, but merely in the occurrence of a physical event of
some type or other. So the mental property supervenes on the phys-
ical property, and the mental event supervenes on the physical event.
(Another way used to make the same claim is to say that the mental
event is ‘realized by’ the brain event—hence the description of the
problem which gives rise to this theory as the problem of ‘multiple
realizability’.)
As an instance of one physical event supervening on another
physical event, the American philosopher David Lewis gave the
example of a dot-matrix picture, in which a pattern of dots forms a
picture of a face.⁸ All there is to the picture is dots or empty spaces
without dots at each point of the matrix. Yet many different
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traveller from another planet where there are persons with bodies of
quite different kinds from any bodies found on earth visited earth, he
could learn everything about human bodies and brains, and note that
humans scream if you stick knives into them; but, however clever he
was in working out the consequences of what he had discovered, he
could still rationally wonder whether humans are simply inanimate
machines programmed to scream whenever a knife is stuck into
them, or whether they scream because they are in pain, and more
generally whether they have feelings. It would still be consistent with
whatever the traveller discovered about their bodies and brains to
hold that humans are never conscious—what he holds does not entail
a contradiction. The relation of the dot-matrix to the picture it
produces is very different from the relation of a brain event to its
correlated mental event, because there is a contradiction in supposing
that the same pattern of dots which in fact produces the picture could
occur without producing the picture; but there is not a contradiction
in supposing that—even if we suppose that everything else in the
world remains the same—a certain brain event could have occurred
without the occurrence of any mental event of a type normally
correlated with it. I conclude that mental events are extra events in
the history of the world additional to brain events and other physical
events. Mental properties are not identical to physical properties, nor
do they supervene on them; and mental events are not identical to
physical events, nor do they supervene on them.
D. Property Dualism
While I believe that the conclusion in the last sentence follows from
the simple argument given in the previous paragraph, that conclusion
becomes even more obvious when we examine the source of the
distinction between mental and physical events. I followed most
philosophical discussions by defining physical properties as ones of
a kind possessed by inanimate substances as well as by humans and
higher animals (or conjunctions or disjunctions thereof ), and phys-
ical events and substances as ones which involve physical properties
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until we reach Chapter 6, that things are as they seem in this respect:
that our intentions which seem to influence our bodily movements do
in fact do so. However, a considerable number of philosophers and
scientists claim that this is an illusion, and that our intentions make
no difference to our bodily movements. I shall discuss and reject this
claim in Chapter 6.)
Many of our actions are consequences of forming intentions which
we are influenced to form by our desires, in the sense of felt inclin-
ations to do this or that—for example, to eat the cake, to kick the table
or the man who insulted me, or to go to bed. We can, however, resist
our desires and not allow them to influence our behaviour. (I suggest
that all pure mental events can be analysed in terms of mental events of
the kinds so far described. For example, ‘being angry’ can be analysed
in terms of a conjunction of a belief (such as the belief that someone or
something has hurt you), a desire (such as the desire to hurt someone
or something), and a sensation (such as a tight feeling in the stomach).
But nothing in my argument turns on this; there may well be pure
mental events of kinds which cannot be analysed in such ways.)
It is evident that each human has privileged access by experience
to their (occurrent) thoughts as well as to their sensations. No
brain event or other public event involves me having the thought
‘crossing my mind’ that today is Thursday, nor does the occurrence
of that thought involve any brain event. Many philosophers who
admit that sensations (and maybe thoughts) are pure mental events
hold that someone having some belief, or having some intention in
what they are doing, or some desire to do some action, is simply a
matter of the way they behave publicly. But that is not so. Beliefs by
themselves have no consequences for public behaviour, and neither
do intentions or desires by themselves. Beliefs only lead to public
behaviour if combined with intentions; and different combinations of
beliefs and intentions may lead to the same public behaviour. You
have a headache, you ask me for an aspirin, I give you a pill; it is a
poison pill and you die. My action may be the result of a belief that the
pill was an aspirin and my intention to cure your headache; or the
result of a belief that the pill was poisonous and my intention to kill
OUP CORRECTED PROOF – FINAL, 7/5/2019, SPi
don’t have ‘beliefs’; they are just guided by principles built into them
by others. Hence it remains the case that we do have privileged access
to our subconscious beliefs by experiencing them, a kind of access
which others cannot have. And just as there are subconscious beliefs,
so also there are subconscious intentions and desires, ones which we
can bring to consciousness if we make enough effort to be honest with
ourselves, an effort for which we may need help from others.
Nearly every one has the idea, or mania, or whatever you call it, of
making some kind of a collection. It often begins to show itself early
in a fellow’s life, and I’ve seen some old codgers in which it was still
going strong at seventy.
For instance, when I was only 10 or 12 years old I began to collect
postage stamps; mother started to collect trading stamps as soon as
they were invented; dad has a wonderful collection of old
carbureters, which ill-fated motorists had thrown away, and Messrs.
Carnegie and Rockefeller are still collecting the coin of the realm.
The pet collections of the ladies of my home town consisted
chiefly of souvenir spoons, china, pewter-ware and cut-glass while
the men collected autographs and books, bugs and butterflies,
antiques and paintings, fishing tackle and sporting guns. Then there
was a sad-eyed young man whose parents were poor, but dishonest,
who got a notion he would make a collection of all the solid silver
water pitchers in and adjacent to Montclair, but the police made him
to part with his novel collection and for the next five years he had
ample time to collect his scattered wits.
A few years after I had been with Mr. Marconi at St. Johns, when
he received the first signals flashed across the Atlantic, his and other
companies and various governments began to put up and to operate
gigantic cableless stations. It came to me that it would be a nice
thing to make a collection of all these big wireless plants. In thinking
it over, though, I had to admit there were a couple of obstacles in the
way which would make it a mighty hard proposition to carry through
—and these were: (1) I couldn’t get them all in our back-yard in
Montclair, and (2) I didn’t have the ready money to buy them.
The next best plan, I pictured in my mind’s eye, would be to make
a two foot scale model of each one of them and arrange them in a
double row like the mummies in the Metropolitan Art Museum. As
this scheme too, I figured, would take much time and money I
compromised the matter by promising myself that I would visit each
station in turn as they were put up and then in the end, I’d have a
mental collection of them and this, at least, wouldn’t take up any
room nor would it cost very much.
After Marconi had received messages up to 1,551 miles and
signals up to 2,099 miles at sea on a Morse register from his
experimental station at Poldhu the future of cableless telegraphy was
an assured fact.
In 1902 stations of much greater power were put up at Poldhu,
England, and at Glace Bay on the Newfoundland Coast and at
Wellfleet, Mass. When the latter station was far enough along so that
messages could be sent, Colonel Roosevelt, who was then
President of the United States was asked to send King Edward VII
the first cableless message across the Atlantic. It read:
As the new station at Poldhu was not in shape to send back the
reply of King Edward it had to be transmitted by cable and it read:
Trouble was brewing down in Mexico. Did I say was brewing? Well,
what I should have said is that it had brewed, and will keep on
brewing until Uncle Sam goes down there and cleans out Villa and
all the other bandits and revolutionists.
You say the Monroe Doctrine won’t permit it? Now there you’ve
got the best of me; I have a very hazy idea of what the Monroe
Doctrine means but I’ve had occasion to observe that whenever a
country can’t govern itself or the ruler of some country wants to
govern the whole world Uncle Sam just naturally drives a gun
carriage through the Monroe Doctrine and settles the affair to
everybody’s satisfaction once and for all. He is very like a school
teacher who is so much annoyed by a couple of his pupils that are
constantly arguing and fighting he finally gets mad himself and licks
both of them and then things quiet down and become decent like.
Getting down to cases, though, what I mean is that trouble was
brewing between Mexico and the United States. The Mexicans had
been fighting a long time among themselves; Madero who had been
president of the republic was shot and killed; Huerta, an Indian of
Aztec stock, was president at that time and he carried things on with
a high hand, while Carranza, a rebel who wanted to be president,
was, with the aid of Villa and other revolutionists, doing his best to
wrest the government from him.
Your Uncle Sam thought about as much of President Huerta as he
thinks now of the bandit Villa and would not recognize him as the
head of the Mexican Government. His attitude naturally made Huerta
very sore on the United States and, as I remarked before, trouble
was brewing, for Huerta had been doing small, contemptible things
to aggravate the United States and now he pulled off another low
down trick.
It came about like this: in April, 1914, the U. S. S. Dolphin
anchored in the bay of Tampico, Mexico, and the paymaster of the
ship and some marines went over to town in a launch. Their object in
going ashore was to buy some gasoline but before they had gone
very far a number of Huerta’s Mexican soldiers arrested them, led
them through the streets with a howling mob of greasers after them
and then threw them into jail.
Rear Admiral Mayo of the Dolphin soon learned of the
predicament of his men and demanded of the Commander of the
Mexican army to set them free immediately, if not sooner. The
Commander, knowing full well what would happen if he tried to hold
the marines, let them go and apologized for the mistake, as he called
it.
But the Admiral was not the kind of an officer to let the Army or
any other branch of the Mexican Government insult our men and get
away with it. He therefore avowed that the Huerta government
should salute our flag by firing guns and that this must be done on or
before a certain hour.
In the meantime the Admiral communicated the incident to our
government at Washington and this was done by sending wireless
messages from his flagship to our Darien wireless station at
Camento, Panama, and from there it was retransmitted to Arlington.
The Darien station which had been completed only a little while
before, has a sending apparatus equal in power to the Arlington
station but it can send and receive farther than the latter station
because all three of its towers are 600 feet high.
Mr. Bryan, who was then Secretary-of-State, got in touch with Mr.
O’Shaughnessy, the U. S. chargé d’affaires in Mexico City, and he
took up the matter with President Huerta. The erstwhile President of
Mexico also apologized profusely, believing that he could in this way
get out of saluting our flag. Our government insisted that apologies
were not enough but that the Mexican Government must salute our
flag as Rear Admiral Mayo had ordered, and this Huerta finally
agreed to do.
Knowing the Mexican disposition, whose watchword is mañana
(which means to-morrow), and having every reason to believe that
there would be a hitch in the proceedings, the Admiral extended the
time in which the salute was to be given to May 12.
As before, the 12th went by and the New York papers stated that
Huerta had failed in his promise to salute the flag. I doped it out that
there would be big doings down there and, unlike the greasers, I did
not let mañana interfere with my patriotic obligations to Uncle Sam,
but I went right over to a recruiting station on 23rd Street and
enlisted in the Navy as an “electrician for wireless telegraphy.”
At that time a man who wanted to enlist in the Navy as a wireless
operator had to have “a working knowledge of telephones,
measuring instruments, call bells, etc., and he must be able to
connect up same to batteries and make minor repairs to them.” Also
“familiarity with ordinary telegraph instruments while an aid in
acquiring a working knowledge of wireless telegraph instruments, is
not an essential qualification for enlistment as a wireless telegraph
operator.”
This is what the enlistment circular I was given to read said but, of
course, it was meant for men who knew a little about electricity and
nothing about wireless telegraphy to start with. But here I was a full
fledged operator, who had worked with Marconi and had helped to
install the equipment in the Arlington station!
The circular went on to say that “applicants would be enlisted as
electricians, third class, at $30 per month.” Some come-down for a
man who had been a first wireless officer on a transatlantic liner and
who had earned, at least on one round voyage, $200 a month, to say
nothing of one who had worked with Marconi!
As I read on, the circular further stated “that men detailed as
operators will be eligible to be promoted to higher ratings when they
qualify as operators and have served the required probationary time
under the regulations through the successive grades to chief
electricians at $60 per month when they prove their ability to take
charge of the wireless telegraph station and interior communication
on board ship and have been assigned to duty.”
A man who knew nothing about wireless but wanted to become an
operator was given a course of instruction at some naval wireless
school or wireless telegraph shore station and when he was
proficient enough he was assigned to a cruising ship either in charge
of a station or else as an assistant to the electrician in charge.
As expert wireless operators were always in demand in the Navy I
was at once assigned to the Alabama as an assistant operator and it
was not long before I was rated as a first class electrician.
I joined the Alabama over at the Brooklyn Navy Yard, at New York,
where she had been in dry-dock undergoing repairs and the next day
we rode down the East River, through New York Bay and out to sea
where we joined the North Atlantic Fleet under the command of
Rear-Admiral Fletcher.
Surely enough, we got the news from Arlington on the 18th that
Huerta had put off saluting the flag though still agreeing he would do
so; President Wilson was heartily tired of it all and he finally sent an
ultimatum to the sly old fox at Mexico City. This was to the effect that
if he did not salute the flag by 6 o’clock of the afternoon of the 19th
he (President Wilson) would ask Congress the next day to permit
him to send the army and navy to Mexico to force him (Huerta) to do
so.
To see that this was done on schedule time we received orders by
wireless to sail on the 14th to Mexico. The North Atlantic Fleet was
formed of some thirty-six warships, and these were manned by no
less than 15,000 blue jackets and marines.
We were soon heading south. Talk about cleaning up Mexico!
Why, we had a fleet that could have cleaned up the world, and a
mighty pretty sight did she make, too. When we got there the fleet
was split up into two squadrons, one going to Tampico and the other,
to which the Alabama belonged, going to Vera Cruz, the Atlantic port
nearest to Mexico City.
From what I gathered from the officers the purpose of President
Wilson was not to make war on poor old war-ridden, moth-eaten
Mexico, but simply to blockade the ports of Tampico and Vera Cruz
and take over their customs houses until such time as Huerta could
see the necessity of ordering the Commander of the Mexican Army
to salute.
Two days later when we were steaming at full speed for Mexican
waters, I caught the message that Huerta had again agreed to salute
and since he knew we were coming I believed that he would do it
this time sure and that our next orders would be to steam to northern
waters. I was out of luck, that’s all. But we kept right on going just the
same.
What Huerta really said was that if his Army fired the salute it
would be right, he thought, for our Navy to salute in turn. Huerta was
informed that this was always the custom when salutes of this kind
were fired and that our Navy would, of course, return it.
We learned by wireless the next day that Huerta had again
flopped over and he now wanted the salute to be fired gun for gun,
that is, his army would fire the first gun, then our fleet would fire the
next one and so on. Not only this but he wanted President Wilson to
sign some kind of a paper and tied the whole proceedings in a hard
knot with a lot of other strings. These conditions which Huerta
wanted to impose President Wilson would not agree to and there
was nothing else left for him to do but to back the ultimatum on the
day he said he would.
On the way down I had plenty of time to look over the Alabama, to
get acquainted with the men and to get my bearings. I can’t tell you
here the little things that happened on board but I must say a word
about the Alabama.
The battleship, in her day, was the giant of all the sea-fighting craft
and her armor, that is, the steel covering that protects her, is a great
piece of work. First of all the whole main deck is made of thick
sheets of steel called armor plate and this covers the ship from her
stem to stern-post just above the water line.
The part of a battleship where a shell hitting her would likely do
the most damage is at her water-line and if a shell should hit there
and explode it might tear out a big hole when she would quickly fill
with water and sink. To prevent this from happening a very thick
band of steel armor plate is riveted all the way round her at the
water-line.
All the machinery and equipment of the ship including her
engines, boilers and machinery, the powder magazines and shell
rooms, the passageways through which the ammunition is taken, the
wireless room, in fact everything except her guns, is in the hold
below this strong deck. Of course there must be some openings in
this deck but these are protected by gratings of heavy steel, the bars