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HANDBOOK OF CLINICAL
NEUROLOGY

Series Editors

MICHAEL J. AMINOFF, FRANÇOIS BOLLER, AND DICK F. SWAAB

VOLUME 143
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Vol. 79, The human hypothalamus: basic and clinical aspects, Part I, D.F. Swaab, ed. ISBN 9780444513571
Vol. 80, The human hypothalamus: basic and clinical aspects, Part II, D.F. Swaab, ed. ISBN 9780444514905
Vol. 81, Pain, F. Cervero and T.S. Jensen, eds. ISBN 9780444519016
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Vol. 87, Malformations of the nervous system, H.B. Sarnat and P. Curatolo, eds. ISBN 9780444518965
Vol. 88, Neuropsychology and behavioural neurology, G. Goldenberg and B.C. Miller, eds. ISBN 9780444518972
Vol. 89, Dementias, C. Duyckaerts and I. Litvan, eds. ISBN 9780444518989
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Vol. 95, History of neurology, S. Finger, F. Boller and K.L. Tyler, eds. ISBN 9780444520081
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Vol. 100, Hyperkinetic movement disorders, W.J. Weiner and E. Tolosa, eds. ISBN 9780444520142
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Vol. 103, Ataxic disorders, S.H. Subramony and A. Durr, eds. ISBN 9780444518927
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vi AVAILABLE TITLES (Continued)
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Vol. 129, The human auditory system: Fundamental organization and clinical disorders, G.G. Celesia
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Vol. 131, Occupational neurology, M. Lotti and M.L. Bleecker, eds. ISBN 9780444626271
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Vol. 133, Autoimmune neurology, S.J. Pittock and A. Vincent, eds. ISBN 9780444634320
Vol. 134, Gliomas, M.S. Berger and M. Weller, eds. ISBN 9780128029978
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Vol. 136, Neuroimaging Part II, J.C. Masdeu and R.G. González, eds. ISBN 9780444534866
Vol. 137, Neuro-otology, J.M. Furman and T. Lempert, eds. ISBN 9780444634375
Vol. 138, Neuroepidemiology, C. Rosano, M.A. Ikram and M. Ganguli, eds. ISBN 9780128029732
Vol. 139, Functional neurologic disorders, M. Hallett, J. Stone and A. Carson, eds. ISBN 9780128017722
Vol. 140, Critical care neurology Part I, E.F.M. Wijdicks and A.H. Kramer, eds. ISBN 9780444636003
Vol. 141, Critical care neurology Part II, E.F.M. Wijdicks and A.H. Kramer, eds. ISBN 9780444635990
Vol. 142, Wilson disease, A. Członkowska and M.L. Schilsky, eds. ISBN 9780444636256

All volumes in the 3rd Series of the Handbook of Clinical Neurology are published electronically, on Science Direct:
http://www.sciencedirect.com/science/handbooks/00729752.
Foreword

The varying clinical presentations of patients with vascular malformations of the central nervous system and its
coverings can make their diagnosis challenging. Refinements in imaging procedures have facilitated the recognition
of these lesions, however, and advances in surgical and endovascular techniques have led to remarkable changes in the
management of affected patients. These developments have generated new questions concerning the need to treat these
malformations in asymptomatic patients in whom they have been encountered incidentally by the sophisticated
imaging procedures now in widespread use. A new understanding of the genetic underpinnings of various vascular
malformations, their pathophysiology, and the manner in which these malformations affect neurologic function has
also led to a more informed approach to patients harboring these lesions. Much has yet to be learned, of course,
and a convenient up-to-date review might well be useful – we hoped – in pointing the way to future advances. For
these various reasons, then, we felt the need to devote a volume of the Handbook of Clinical Neurology to the topic.
We were particularly glad that Professor Robert F. Spetzler, the J.N. Harber Chairman of Neurological Surgery
and Director of the Barrow Neurological Institute in Phoenix, Arizona, agreed to edit this volume because he is
an internationally recognized authority on these lesions, has contributed much to the relevant literature, and has
unrivaled experience in their surgical management. He has been aided in this endeavor by two of his former trainees,
Dr. Karam Moon and Dr. Rami O. Almefty, both also in Phoenix. Together, they have produced a most comprehensive
and wide-ranging text.
The volume is divided into several parts. The first two-thirds, containing some 20 chapters, deals with arteriovenous
malformations from many different viewpoints. Twelve chapters focus on intracranial lesions, covering both cerebral
(eight chapters) and dural vascular anomalies (four chapters), and another eight chapters are devoted to intramedullary
or dural spinal lesions. Different chapters discuss the epidemiology, clinical manifestations, and surgical and endovas-
cular management of these arteriovenous anomalies. The last one-third of the volume contains 11 chapters devoted to
all aspects of cranial and spinal cavernous malformations.
We are grateful to the volume editors, and to the various contributors whom they enlisted as coauthors, for crafting
such a splendid and well-illustrated volume. As series editors, we reviewed all of the chapters for scope, substance, and
style, making suggestions for improvement as needed. Based on our review, it is our belief that the volume will serve as
a valuable reference work for neurologists, neurosurgeons, and interventional radiologists, as well as providing a
practical guide to the management of patients with these lesions.
Elsevier has been the publisher of the Handbook series since its inception, and we are grateful for the continued
support that we have received from the publisher. We acknowledge with particular pleasure, however, our personal
indebtedness to Michael Parkinson in Scotland and to Mara Conner and Kristi Anderson in California for their
assistance in seeing these volumes to fruition.
Michael J. Aminoff
François Boller
Dick F. Swaab
Preface

Vascular malformations, specifically arteriovenous and cavernous malformations, have long fascinated cerebrovascu-
lar surgeons with their complexity and management options. At Barrow Neurological Institute, we have studied the vast
continuum of these malformations affecting our patients, and we have refined the techniques for managing these
lesions. Although considerable knowledge and new treatment strategies have been added to our armamentarium in
recent decades, many questions remain about the optimal management of individual vascular malformations.
Because these lesions can vary widely in size, location, and clinical presentation, the care of individual patients must
be tailored to provide the least risky and most efficacious management available. For the best treatment options, the
judicious use of microsurgery, radiosurgery, and embolization requires expertise from multiple specialists. However,
nonintervention remains preferable for the nonsymptomatic patient who has a grade 5 arteriovenous malformation or
a cavernous malformation under the floor of the fourth ventricle. Thus, the aims of this volume are to improve recog-
nition of the pathology, awareness of the natural history, and understanding of the risks of treatment and nontreatment
of these lesions.
In developing this volume for the Handbook of Clinical Neurology, we have drawn on the experience and expertise
of established leaders in the field to update surgeons, neurologists, trainees, and others on the best current knowledge to
diagnose and treat these often complex and challenging lesions. The chapters in this volume specifically address arte-
riovenous malformations and cavernous malformations. Their subject matter comprises the full spectrum of diagnostic
modalities for the evaluation of patients, considerations crucial to clinical decision-making, the risks and benefits of
treatment, and the latest neurosurgery literature on natural history and outcomes.
The volume is divided into two sections. The first section encompasses arteriovenous malformations, beginning
with chapters that discuss genetics, natural history, and clinical presentation. The next several chapters discuss the
intricacies of treatment of arteriovenous malformations, including the indications for treatment and the multiple treat-
ment modalities that are available. This section also discusses arteriovenous fistulas, which are a close relative of arte-
riovenous malformations. Finally, discussions of spinal arteriovenous malformations and fistulas are included as well.
The second section of the book is devoted to cavernous malformations. The first few chapters are devoted to the
natural history, epidemiology, clinical presentation, and pathophysiology of these lesions. A discussion of develop-
mental venous anomalies, which are closely associated with cavernous malformations, is also included. Finally,
because the presentation of cavernous malformations and the indications for their treatment depend on the location
of these lesions, several chapters are dedicated to their surgical management.
We believe that readers will find this volume of the Handbook of Clinical Neurology to be a valuable contribution to
the existing neurosurgery literature on these complex lesions. Although questions remain about spinal arteriovenous
malformations and fistulas, ongoing research, from the molecular to the clinical level, is focused on providing more
answers.
We sincerely thank all the contributors to this volume for the key roles they have played in bringing this endeavor to
fruition. We hope that our readers glean much from the collective expertise within these pages.
Robert F. Spetzler, MD
Karam Moon, MD
Rami O. Almefty, MD
Contributors

I.J. Abecassis W. Brinjikji


Department of Neurological Surgery, University of Department of Radiology, Mayo Clinic, Rochester, MN,
Washington, Seattle, WA, USA USA

A.A. Abla P.A. Brown


Department of Neurological Surgery, University of Department of Radiology, Duke University, Durham,
Arkansas for Medical Sciences, Little Rock, AR, USA NC, USA

J.R. Adler A. Can


Department of Neurosurgery, Stanford University, Department of Neurosurgery, Brigham and Women’s
Stanford, CA, USA Hospital and Harvard Medical School, Boston, MA,
USA
F.C. Albuquerque
Department of Neurosurgery, Barrow Neurological
P.R. Chen
Institute, St. Joseph’s Hospital and Medical Center,
Department of Neurosurgery, University of Texas Health
Phoenix, AZ, USA
Science Center, Houston, Texas, USA
R.O. Almefty
Department of Neurosurgery, Barrow Neurological A.J. Clark
Institute, St Joseph’s Hospital and Medical Center, Department of Neurological Surgery, University of
Phoenix, AZ, USA California, San Francisco, CA, USA

S. Ambekar M.L. Cohen


Department of Neurosurgery, University of Miami, Department of Pathology, University Hospitals, Case
Miami, FL, USA Western Reserve University, Cleveland, OH, USA

G.S. Atwal E.M. Cox


Department of Neurosurgery, Barrow Neurological Department of Neurosurgery, University Hospitals, Case
Institute, St. Joseph’s Hospital and Medical Center, Western Reserve University, Cleveland, OH, USA
Phoenix, AZ, USA
A.L. Day
N.C. Bambakidis
Department of Neurosurgery, University of Texas
Department of Neurosurgery, University Hospitals, Case
Medical School at Houston, Houston, TX, USA
Western Reserve University, Cleveland, OH, USA

D.L. Barrow D. Ding


Department of Neurosurgery, Emory University, Atlanta, Department of Neurosurgery, University of Virginia,
GA, USA Charlottesville, VA, USA

S.C. Bir R.L. Dodd


Department of Neurosurgery, Louisiana State University Department of Neurosurgery, Stanford University,
Health Sciences Center, Shreveport, LA, USA Stanford, CA, USA
xii CONTRIBUTORS
R. Du B. Jian
Department of Neurosurgery, Brigham and Women’s Department of Neurological Surgery, University of
Hospital and Harvard Medical School, Boston, California, San Francisco, CA, USA
MA, USA
M.Y.S. Kalani
A.F. Ducruet
Department of Neurosurgery, Barrow Neurological
Department of Neurological Surgery, University of
Institute, St. Joseph’s Hospital and Medical Center,
Pittsburgh Medical Center, Pittsburgh, PA, USA
Phoenix, AZ, USA
M.S. Elhammady
Department of Neurosurgery, University of Miami, A. Kaul
Miami, FL, USA Department of Neurological Surgery, Harborview
Medical Center, University of Washington, Seattle,
J.A. Ellis WA, USA
Department of Neurosurgery, Emory University School
of Medicine, Atlanta, GA, USA L. Kim
Department of Neurological Surgery and Department
C. Ene
of Radiology, University of Washington, Seattle,
Department of Neurological Surgery, Harborview
WA, USA
Medical Center, University of Washington, Seattle,
WA, USA
D. Kondziolka
C. Gesteira Benjamin Department of Neurosurgery and Center for Advanced
Department of Neurosurgery, NYU Langone Medical Radiosurgery, NYU Langone Medical Center,
Center, New York, NY, USA New York, NY, USA

H.E. Goldstein G. Lanzino


Department of Neurosurgery, The Neurological Institute, Department of Neurosurgery, Mayo Clinic, Rochester,
Columbia University Medical Center, New York, NY, USA MN, USA

L.F. Gonzalez
M.T. Lawton
Department of Neurosurgery, Duke University, Durham,
Department of Neurological Surgery, University of
NC, USA
California, San Francisco, CA, USA
C. Grady
Department of Neurosurgery, NYU Langone Medical D.D.M. Lin
Center, New York, NY, USA Division of Neuroradiology, Russell H. Morgan
Department of Radiology and Radiological Science,
Johns Hopkins University School of Medicine,
B.A. Gross
Baltimore, MD, USA
Department of Neurosurgery, Brigham and Women’s
Hospital and Harvard Medical School, Boston, MA and
Department of Neurosurgery, Barrow Neurological T.K. Maiti
Institute, St. Joseph’s Hospital and Medical Center, Department of Neurosurgery, Louisiana State University
Phoenix, AZ, USA Health Sciences Center, Shreveport, LA, USA

R.C. Heros P. McCormick


Department of Neurosurgery, University of Miami, Department of Neurological Surgery, Columbia
Miami, FL, USA University Medical Center, Neurological Institute of
New York, New York, NY, USA
O.R. Idowu
Division of Neuroradiology, Russell H. Morgan C.G. McDougall
Department of Radiology and Radiological Science, Department of Neurosurgery, Barrow Neurological
Johns Hopkins University School of Medicine, Institute, St. Joseph’s Hospital and Medical Center,
Baltimore, MD, USA Phoenix, AZ, USA
CONTRIBUTORS xiii
G. Mendez R.F. Rudy
Department of General Surgery, Rush University Department of Neurosurgery, Brigham and Women’s
Medical Center, Chicago, IL, USA Hospital and Harvard Medical School, Boston,
MA, USA
K. Moon
Department of Neurosurgery, Barrow Neurological M.J. Rutkowski
Institute, St. Joseph’s Hospital and Medical Center, Department of Neurological Surgery, University of
Phoenix, AZ, USA California, San Francisco, CA, USA

M.A. Mooney
Department of Neurosurgery, Barrow Neurological C.E. Sarris
Institute, St. Joseph’s Hospital and Medical Center, Department of Neurosurgery, Barrow Neurological
Phoenix, AZ, USA Institute, St. Joseph’s Hospital and Medical Center,
Phoenix, AZ, USA
M.K. Morgan
Department of Clinical Medicine, Macquarie University, J. Schramm
Sydney, New South Wales, Australia Department of Neurosurgery, University of Bonn, Bonn,
Germany
C.B. Mulholland
Department of Neurosurgery, Barrow Neurological J.P. Sheehan
Institute, St. Joseph’s Hospital and Medical Center, Department of Neurosurgery, University of Virginia,
Phoenix, AZ, USA Charlottesville, VA, USA

P. Nakaji
R.A. Solomon
Department of Neurosurgery, Barrow Neurological
Department of Neurosurgery, The Neurological Institute,
Institute, St. Joseph’s Hospital and Medical Center,
Columbia University Medical Center, New York, NY, USA
Phoenix, AZ, USA

A. Nanda R.F. Spetzler


Department of Neurosurgery, Louisiana State Department of Neurosurgery, Barrow Neurological
University Health Sciences Center, Shreveport, Institute, St. Joseph’s Hospital and Medical Center,
LA, USA Phoenix, AZ, USA

M. Narayanan R.M. Starke


Department of Neurosurgery, Barrow Neurological Department of Neurosurgery, University of Virginia,
Institute, St. Joseph’s Hospital and Medical Center, Charlottesville, VA, USA
Phoenix, AZ, USA
H. Sun
J.W. Osbun Department of Neurosurgery, Barrow Neurological
Department of Neurosurgery, Emory University, Atlanta, Institute, St. Joseph’s Hospital and Medical Center,
GA, USA Phoenix, AZ, USA
M. Otten
Department of Neurological Surgery, Columbia E.S. Sussman
University Medical Center, Neurological Institute of Department of Neurosurgery, Stanford University,
New York, New York, NY, USA Stanford, CA, USA

A. Ozpinar A.H. Turkmani


Department of Neurological Surgery, University of Department of Neurosurgery, University of Texas
Pittsburgh Medical Center, Pittsburgh, PA, USA Medical School at Houston, Houston, TX, USA

M.R. Reynolds D.D. Wang


Department of Neurosurgery, Emory University, Atlanta, Department of Neurological Surgery, University of
GA, USA California, San Francisco, CA, USA
xiv CONTRIBUTORS
K.Y. Wang D.S. Xu
Division of Neuroradiology, Russell H. Department of Neurosurgery, Barrow Neurological
Morgan Department of Radiology and Radiological Institute, St. Joseph’s Hospital and Medical Center,
Science, Johns Hopkins University School of Phoenix, AZ, USA
Medicine, Baltimore, MD and Department of
J.M. Zabramski
Radiology, Baylor College of Medicine, Houston,
Department of Neurosurgery, Barrow Neurological
TX, USA
Institute, St. Joseph’s Hospital and Medical Center,
Phoenix, AZ, USA
G.M. Weiner
Department of Neurological Surgery, University A.R. Zomorodi
of Pittsburgh Medical Center, Pittsburgh, Department of Neurosurgery, Duke University, Durham,
PA, USA NC, USA
Handbook of Clinical Neurology, Vol. 143 (3rd series)
Arteriovenous and Cavernous Malformations
R.F. Spetzler, K. Moon, and R.O. Almefty, Editors
http://dx.doi.org/10.1016/B978-0-444-63640-9.00001-1
© 2017 Elsevier B.V. All rights reserved

Chapter 1

Epidemiology, genetics, pathophysiology, and prognostic


classifications of cerebral arteriovenous malformations

ALP OZPINAR1*, GUSTAVO MENDEZ2, AND ADIB A. ABLA3


1
Department of Neurological Surgery, University of Pittsburgh Medical Center, Pittsburgh, PA, USA
2
Department of General Surgery, Rush University Medical Center, Chicago, IL, USA
3
Department of Neurological Surgery, University of Arkansas for Medical Sciences, Little Rock, AR, USA

Abstract
Arteriovenous malformations (AVMs) are vascular deformities involving fistula formation of arterial to
venous structures without an intervening capillary bed. Such anomalies can prove fatal as the high arterial
flow can disrupt the integrity of venous walls, thus leading to dangerous sequelae such as hemorrhage.
Diagnosis of these lesions in the central nervous system can often prove challenging as intracranial AVMs
represent a heterogeneous vascular pathology with various presentations and symptomatology. The liter-
ature suggests that most brain AVMs (bAVMs) are identified following evaluation of the etiology of acute
cerebral hemorrhage, or incidentally on imaging associated with seizure or headache workup. Given the
low incidence of this disease, most of the data accrued on this pathology comes from single-center expe-
riences. This chapter aims to distill the most important information from these studies as well as examine
meta-analyses on bAVMs in order to provide a comprehensive introduction into the natural history, clas-
sification, genetic underpinnings of disease, and proposed pathophysiology. While there is yet much to be
elucidated about AVMs of the central nervous system, we aim to provide an overview of bAVM etiology,
classification, genetics, and pathophysiology inherent to the disease process.

INTRODUCTION presentations and symptomatology, as well as a wide var-


iation in severity of the effect of an AVM on a patient’s
Vascular disease entities manifest in various forms, and overall well-being. The literature suggests that most
are particularly dangerous when high-flow arterial sys- brain AVMs (bAVMs) are identified following evalua-
tems erroneously communicate directly with venous sys-
tion of the etiology of acute cerebral hemorrhage, or inci-
tems. Arteriovenous malformations (AVMs) are vascular
dentally on imaging associated with seizure or headache
deformities involving fistula formation of arterial to
workup (Hofmeister et al., 2000; Conger et al., 2015). As
venous structures without an intervening capillary bed.
reinforced by Conger et al. (2015), subsequent to detec-
Such anomalies can prove fatal as the high arterial flow tion of the AVM, history and physical examination
can disrupt the integrity of venous walls, thus leading to coupled with critical imaging, including computed
sequelae such as hemorrhage. The central nervous sys- tomography (CT), magnetic resonance imaging (MRI),
tem (CNS) is particularly sensitive to such insults as and catheter angiogram, allow neurosurgeons to form a
intracranial hemorrhage secondary to AVM rupture can clinical picture of the AVM patient as well as visualize
prove profoundly disabling or deadly. Diagnosis of these the structure and hemodynamics of the vascular malfor-
lesions can prove challenging, as intracranial AVMs rep- mation (Conger et al., 2015).
resent a heterogeneous vascular pathology with various

*Correspondence to: Alp Ozpinar, MD, Department of Neurological Surgery, University of Pittsburgh Medical Center, Suite B-400,
200 Lothrop Street, Pittsburgh PA, USA. Tel: +1-412-647-3685, E-mail: ozpinara@upmc.edu
6 A. OZPINAR ET AL.
To date, bAVM data have been derived from single- of brain adjacent to the malformation. The five-point
center experiences. From epidemiological studies, the scale assigns a score as follows: for size, <3 cm ¼ 1 point,
incidence of AVMs ranges from 1.12 to 1.42 cases per 3–6 cm ¼ 2 points, >6 cm ¼ 3 points; for location,
100 000 person-years, with 38–68% of new cases pre- eloquent brain ¼ 1 point, noneloquent ¼ 0 points; for
senting as first-ever hemorrhage (Abecassis et al., venous drainage, deep venous drainage ¼ 1 point, not
2014). Annual rates of hemorrhage in untreated bAVMs deep venous drainage ¼ 0 points. Applying this scheme,
have been estimated at 2.10–4.12% (Abecassis et al., higher scores translate to higher Spetzler–Martin grade,
2014). Various studies have tried to identify factors asso- which corresponds to greater risk of morbidity and
ciated with increased risk of AVM rupture. Meta- mortality with microsurgical removal of the lesion. (See
analyses on the topic have found that increased risk of Figure 1.1 for an example of Spetzler–Martin grade 3
future rupture has been associated with factors such as AVM on preoperative imaging, intraoperative photos,
previous rupture, location of AVM in deep brain struc- and intraoperative fluorescence angiography processing.)
tures, and exclusive deep venous drainage (Stapf et al., While the Spetzler–Martin grade is the most-quoted
2006; Gross and Du, 2013). Gross and Du (2013) calcu- benchmark/standard in determining outcome and man-
lated for observed AVMs an overall yearly risk of hem- agement, other grading systems have been introduced
orrhage rate of 3.0%, with an annual rate of 2.2% for the as adjuncts. Lawton et al. proposed a supplementary
unruptured subset and 4.5% for ruptured AVMs. Stapf and complementary system to the Spetzler–Martin
et al. (2006) showed that the annual rate of rupture for grade in 2010 that takes into account age, hemorrhagic
an AVM is 35.5% when the AVM has the triad of deep presentation, and diffuseness of lesion, and yields
venous drainage, deep location, and prior hemorrhage. improved accuracy in predictability of neurologic out-
The other large meta-analysis (Kim et al., 2014) exam- come when combined with the Spetzler–Martin scale
ined four AVM cohorts and found an overall annual hem- (Table 1.1). This supplementary scale in conjunction
orrhage rate of 2.3%, with a rate of 1.3% for unruptured with Spetzler–Martin is a 10-point scale that takes the
AVMs and 4.8% for the ruptured group. These estimates five-point Spetzler–Martin scheme and, in addition,
have held up as results of the multicenter prospective ran- accounts for the following: for age, <20 years ¼ 1 point,
domized trial ARUBA showed a 2.2% annual risk of rup- 20–40 ¼ 2 points, >40 ¼ 3 points; for hemorrhagic pre-
ture for unruptured bAVMs (Mohr et al., 2014). sentation, hemorrhage ¼ 0 points, no hemorrhage ¼ 1
Data for the natural history of ruptured AVMs are less point; for lesion nidus diffuseness, compact ¼ 0 points,
prevalent as the decision to observe ruptured lesions is a diffuse ¼ 1 point. Lawton et al. (2010) have shown
riskier enterprise. Some studies (Kondziolka et al., 1995; that application of their scale can help with preoperative
Brown, 2000) have gone so far as to extrapolate lifetime risk prediction and extrapolation of outcome (Kim
risk of hemorrhage by using annual rates and applying et al., 2014).
the following equation: In 2011, Spetzler and Ponce suggested a consolida-
tion of the Spetzler–Martin scale into a three-tiered sys-
Annual rupture risk ¼ 1  ðrisk of no hemorrhageÞðlife expectancyÞ
tem by combining grades I and II, and grades IV and
and rupture risk ¼ 105  patientage V into classes A and C, respectively. Grade III lesions
were classified as class B in the consolidated system.
While the aforementioned studies have shown concor- Grouping into these new classes was based on similar
dance in estimates of annual risk of rupture, variability surgical results and was intended to provide simplified
among lesions and patient populations presents inherent management recommendations as well as superior sta-
challenges to generalizability and comprehensively pre- tistical power for comparative studies (Spetzler and
dicting risk of rupture, as illustrated in various studies on Ponce, 2011).
the natural history of bAVMs (Pollock et al., 1996; Stapf Another predictive model of neurologic outcome
et al., 2001; Stefani et al., 2002; Fullerton et al., 2005; following bAVM surgery is the University of Toronto
Kim et al., 2010; Laakso et al., 2010; Gross and Brain AVM Study Group’s scale. Proposed by Spears
Du, 2013). and collaborators (2006), the scale is a nine-point strat-
ified risk score where the predictive variable’s influence
is a function of its relative weight (eloquence ¼ 4, dif-
CLASSIFICATION SYSTEMS
fuse nidus ¼ 3, deep venous drainage ¼ 2). Applying
Multiple scales have been formulated to predict the mor- the score, the probability of suffering a disabling neuro-
bidity and mortality associated with AVMs and the asso- logic outcome with surgery is as follows: low risk (0–2
ciated risk of intervention. Spetzler and Martin (1986), points) ¼ 1.8%, moderate risk (3–5 points) ¼ 17.4%,
in their seminal paper on bAVMs, proposed a grading high risk (6–7 points) ¼ 31.6%, very high risk (>7
system based on size, venous drainage, and eloquence points) ¼ 52.9% (Spears et al., 2006).
EPIDEMIOLOGY, GENETICS, PATHOPHYSIOLOGY, AND PROGNOSTIC CLASSIFICATIONS 7

Fig. 1.1. (A) A representative Spetzer–Martin grade 3 arteriovenous malformation (AVM) (3 points for size) of the right frontal
operculum and premotor region is demonstrated on anterior–posterior angiography. (B) Intraoperative photo demonstrates the
dilated draining veins of Labbe and Trolard on the surface of the AVM with the AVM nidus located deep to the draining veins.
(C) Intraoperative flow 800 processing of indocyanine green angiography demonstrates the arrival time of dye to the AVM with red
demonstrating the vessels that fill first (feeders). Seconds in the figure key indicates latency in arrival time of dye. (D) AVM nidus
seen deep to the draining veins along the anterior noneloquent border of the AVM. (E) Intraoperative photo demonstrating the
surgical bed following resection. Note the change in color of the draining veins which are no longer arterialized. Change in color
from red (before resection) to blue (following resection). (F) Postoperative anterior–posterior cerebral angiography demonstrating
complete resection of AVM.

Table 1.1 Along with surgery, other methods have been adopted
to treat bAVMs. Namely, radiosurgical modalities have
Comparing the Spetzler–Martin scale and Lawton
become an established therapeutic option. Given that fac-
supplementary grade (Kim et al., 2014)
tors determining risk of procedure as well as variables
Spetzler–Martin associated with successful surgical resection of intracra-
grading Points Supplementary grading nial AVMs differ from those for radiosurgical manage-
ment, development of a grading system for AVM
Size (cm) Age (years) radiosurgery was conceived. The radiosurgery-based
<3 1 <20 AVM score (RBAS) was introduced following collabora-
3–6 2 20–40 tive efforts between the University of Pittsburgh and the
>6 3 >40 Mayo Clinic. Multiple validation studies have followed
Venous drainage Bleeding since then analyzing its application to lesions in various
Superficial 0 Yes
locations (including brainstem, deep structures, and all
Deep 1 No
locations for AVMs), as well as with different radiosur-
Eloquence Compactness
No 0 Yes gery techniques, including gamma knife, linac and
Yes 1 No CyberKnife (Pollock, 2013). The evolution of the grad-
Total 5 ing scale has reflected a trend towards simplification, as
the original Pittsburgh AVM radiosurgery scale (Pollock
et al., 1997) takes into account AVM volume, patient age,
Of note, the Toronto scale has been found to have a AVM location, embolization status, and number of drain-
superior predictive ability to even the supplementary- ing veins, while more recent iterations of the scale,
Spetzler–Martin scale when looking at area under receiver namely the modified radiosurgery-based AVM score,
operating characteristic curve, but is not as widely adopted focus on AVM location and volume, and patient age
as the multiple iterations of the Spetzler–Martin scheme. (Pollock and Flickinger, 2008) (See Fig. 1.2 for
8 A. OZPINAR ET AL.
60 power of the new grading scale is in helping surgeons
% Modified Rankin Scale Decline

better stratify patients between surgical and endovascular


50 treatment strategies. The Buffalo score represents a new
tool with potential utility in guiding endovascular man-
40 agement of intracranial AVMs, which will likely undergo
additional external validation moving forward.
30

20 GENETICS
Animal models have allowed researchers to observe
10
characteristic changes in nidal vessels of cerebral AVMs,
including nonuniform changes in the thickness of vessel
0
£1.00 1.01-1.50 1.51-2.00 >2.00 walls, lack of tight and adherent junctions, and splitting
Pollock-Flickinger AVM Score of elastic lamina (Tu et al., 2010). These observed
Fig. 1.2. Relationship of modified radiosurgery-based arterio- changes illustrate the manifestation of molecular and cel-
venous malformation (AVM) grading system and decline in lular underpinnings that drive the development of cere-
modified Rankin Scale. Error bars illustrate 95% confidence bral AVMs. The genetic basis of intracranial AVMs is
interval for each point along the curve. (Adapted from still being elucidated, but multiple candidate genes and
Pollock and Flickinger, 2008.) pathways have been identified, both in syndromic and
sporadic AVMs. Cerebral AVMs that result from associ-
illustration of relationship between change in modified ated syndromes provide insight into the etiology of AVM
Rankin Scale and Pollock–Flickinger AVM score.) development. For example, the most common syndrome
The most recent grading scale in AVM management associated with bAVMs is Osler–Weber–Rendu (also
was created to address outcomes in endovascular treat- known as hereditary hemorrhagic telangiectasia), which
ment of intracranial AVMs. Dumont and colleagues has been linked to haplo-insufficiency of transforming
(2015) devised the Buffalo score and retrospectively growth factor (TGF)-b pathway signaling genes like
applied the metric to 50 bAVM patients treated with ENG and SMAD4 (Rangel-Castilla et al., 2014). Another
endovascular embolization, comparing accuracy of com- syndrome of note with increased incidence of AVM
plication prediction to that seen with the Spetzler–Martin formation is Cobb’s syndrome, in which patients are
system. The proposed Buffalo score grade is determined diagnosed with spinal AVMs and exhibit abnormal
by accounting for arterial pedicle number, arterial pedicle expression of platelet endothelial cell adhesion molecule
diameter, and eloquence of nearby cortex (Table 1.2; (PECAM-1), vascular endothelial growth factor (VEGF),
Dumont et al., 2015). Results from this initial retrospec- and matrix metalloproteinase (MMP)-9 (Rangel-Castilla
tive study showed superior correlation of grade and com- et al., 2014).
plication incidence when compared to the Spetzler– Although there is no grand unifying signaling path-
Martin scale for this particular subset of AVM patients way for AVM proliferation in the context of associated
(Dumont et al., 2015). The authors note that part of the syndromes, the dysregulation of angiogenesis, vasculo-
genesis, and inflammation have all been implicated
Table 1.2 (Sturiale et al., 2013). These recurring themes may also
play a leading role in sporadic AVM formation and
Buffalo grading system for endovascular treatment of brain
development. One proposed mechanism associated with
arteriovenous malformations (Dumont et al., 2015)
AVM development is single-nucleotide polymorphisms
Graded feature Points assigned (SNPs) of inflammatory factors like TGF-b and
interleukin-6, and SNPs of vascular growth factors like
Number of arterial pedicles angiopoietin-like 4 glycoprotein (Rangel-Castilla et al.,
1 or 2 1 2014). In the same vein, studies have found overexpres-
3 or 4 2 sion of VEGF and angiopoietin-2 (a factor promoting
5 or more 3 vascular remodeling and destabilization) work in concert
Diameter of arterial pedicles to assist in intracranial AVM development (Kim et al.,
Most >1 mm 0 2009; Moftakhar et al., 2009). Notch4 signaling activa-
Most 1 mm 1
tion has also been characterized as sufficient to induce
Nidus location
AVM phenotype in the developing mouse brain as it pro-
Noneloquent 0
Eloquent 1 duces pathologically large vessels, and shunting physiol-
ogy consistent with AVM (Murphy et al., 2008).
EPIDEMIOLOGY, GENETICS, PATHOPHYSIOLOGY, AND PROGNOSTIC CLASSIFICATIONS 9
Along with AVM development, genetic anomalies findings were a difference of 43.4% in mean arterial
have been found to predispose to AVM rupture. In partic- pressure between ruptured versus unruptured AVMs.
ular, alterations in MMPs can lead to compromise of vas- The nidus or functional unit of the AVM creates a tan-
cular stability and irregular angiogenesis. Studies have gled vascular network that connects feeding arteries and
shown that even plasma levels of MMP-9 are elevated draining veins. Located proximal to the nidus are perini-
in AVM cases relative to controls prior to intervention dal vessels that form a capillary network which some
(Starke et al., 2010). Authors from the University of Cal- believe may contribute to postoperative hemorrhage or
ifornia have also shown the potential for agents which recurrence upon attempted surgical resection of the nidal
block MMP activity; antibiotic medications, including unit (Ogilvy et al., 2001). It is important to note that
doxycycline, may have the potential for inducing a static endovascular embolization of an AVM, which is often
state in which AVM growth or activity can be mitigated done to prevent complications during surgical resection,
(Frenzel et al., 2008). can possibly increase the potential risk of rupture by
Along with a better understanding of the etiology of altering local hemodynamics and re-routing blood flow
bAVMs, genetic analysis allows for identification of tar- within the AVM (Henkes et al., 2004). This may also
gets for future molecular therapies, and therapeutic inhi- be in part due to angiogenesis via upregulation of VEGF
bition of aberrant pathways. and hypoxia-inducible factor (HIF) following partial
embolization (Meyer et al., 1999).
Compartmentalization of AVMs, first described by
PATHOPHYSIOLOGY
Yasargil (1987), is a concept pertaining to a single hemo-
The origin of AVMs remains unclear and is an area of dynamic unit (i.e., compartment) served by one or more
ongoing investigation. Eliciting how these lesions arise feeding pedicles with one or more draining veins. Intrao-
can improve clinical management based on the presen- peratively, as feeding arteries are resected, the compart-
tation, especially in assessment of the risk of rupture ment will lose blood flow, causing it to collapse. Thus,
leading to intracranial hemorrhage. Though intracranial theoretically, if feeders are removed and all compart-
hemorrhage is the most common presentation, others ments of the AVM collapse, hemorrhage would reason-
include seizure and neurologic deficit without underly- ably be avoided. However, Pellettieri et al. (1997) first
ing rupture (Zivin, 2012; Josephson et al., 2015). Norris proposed the idea of hidden compartments following sur-
et al. (1999) conducted a study on 31 patients showing gery to explain the occurrence of postoperative hemor-
that alterations in contrast dilution curves (decreased rhage and edema. If a compartment was unaccounted
time to peak contrast versus increased time to peak con- for, bleeding could be explained if that compartment
trast) are correlated with seizure or hemorrhage. The became subsequently filled. There has been development
interplay of shear force and altered flow dynamics of methods to detect the presence of underlying hidden
mixed with architectural vascular anomalies constitutes compartments, including serial selective digital subtrac-
physiologic changes that shape the understanding of tion angiography and serial high-resolution MR angiog-
AVM development in addition to underlying molecular raphy (Homan et al., 1986; Hashimoto and Nozaki,
mechanisms (Moftakhar et al., 2009). Each respectively 1999). Yamada et al. (2004) established a protocol to
requires further validation. potentially outline compartments to ensure preservation
Feeding artery pressure has been correlated with of surrounding brain tissue.
clinical presentation in conjunction with AVM size Abnormal venous architecture is a factor some have
(Mckissock and Paterson, 1956; Henderson and implicated in AVM pathogenesis (Mullan, 1994; Mullan
Gomez, 1967; Houser et al., 1973; Waltimo, 1973; et al., 1996a). Theories involve architectural changes
Guidetti and Delitala, 1980; Parkinson and Bachers, that either give rise to de novo AVM production or
1980; Itoyama et al., 1989; Spetzler et al., 1992). The perpetuate existing native arteriovenous connections.
relationship of size to risk of rupture has been postu- On histologic examination, endothelial cells seen within
lated to be inversely proportional, or, in other words, AVMs resemble those of early embryologic develop-
smaller AVMs have greater risk of rupture resulting ment despite arterial vasculature of feeding arteries
in intracranial hemorrhage (Norris et al., 1999). How- lacking analogous primitive features (Deshpande and
ever, other studies have failed to support this theory Vidyasagar, 1980). Though invalidated, embryologic
(Gross and Du, 2013). One can infer feeding artery anomalies leading to venous occlusion, stenosis, or
pressures are higher in AVMs that rupture compared agenesis seek to explain subsequent de novo AVM
to those that do not due to the wall stress exerted on development due to venous hypertension (Bederson
the vessels. Spetzler et al. (1992) measured intraopera- et al., 1991; Herman et al., 1995; Lawton et al.,
tive perfusion pressure plus mean arterial pressure on 1997). As the role of venous hypertension has yet to
24 patients while documenting the AVM size. Key be definitively determined, an alternative hypothesis
10 A. OZPINAR ET AL.
describes angiogenesis originating from venous struc- compensation following degeneration of normal vessels
tures due to venous hypertension causing transformation serving redundant areas, AVM production may occur as
to AVM (Bederson et al., 1991; Wilson, 1992). Hypo- blood flow through shunted vessels increases. Related to
xia resulting from vascular pressure changes may stimu- the earlier discussion of perinidal vessels, hemodynamic
late the formation of arteriovenous fistulas thought to overload state can result due to a hypervascular perinidal
arise from venous structures (Wilson, 1992). This would network potentially connected to the nidus termed
establish abnormal vascular architecture that increases “modja-modja” (Takemae et al., 1993). Solely following
venous pressure. Lastly, fistula formation of low-flow surgical resection of AVM, intravascular pressure can
malformations has been implicated based on similar char- increase in this feeble vascular network, leading to rup-
acteristics with select AVMs (abnormal surface and deep ture and hemorrhage.
vein drainage plus the presence of deep collecting veins), Dilation of feeding arteries deprives alternate vessels of
accounting for the belief that low-flow malforma- blood flow, shunting blood to the AVM under increased
tions provide an architectural platform for AVMs to arise pressure (Taylor et al., 2002). The presence of vascular
(Mullan, 1994; Mullan et al., 1996b; Pietil€a et al., 2000). steal phenomenon, where blood is “stolen” from other
Abnormal venous drainage, specifically solely deep regions and redirected toward the AVM, can be defined
drainage, is a supported finding in the literature for pos- as such. Support for this theory comes from CT imaging
sible formation of intracranial AVMs, and interestingly, studies, both single-photon emission and Xe-CT, that dem-
de novo AVMs have often been found to drain into onstrate decreased blood flow in areas adjacent to AVMs
low-flow malformations (Nataf et al., 1997). It is thus (Okabe et al., 1983; Homan et al., 1986). One observation
hypothesized that low-flow malformations may contrib- describes cerebral calcifications arising, which is theorized
ute to the generation of AVMs. Previous authors have to arise from steal phenomenon (Yu et al., 1987). Addition-
also demonstrated that AVMs, cavernous malformations, ally, neuropsychologic studies have described a relation-
and capillary teleangiectasias may exist on a spectrum ship between the potential occurrence of vascular steal
and may be related, as demonstrated by the sequential phenomenon with lesion size, peripheral venous drainage,
formation of all three entities in a single patient (Abla and the development of abnormal feeding arteries (Marks
et al., 2008). et al., 1991). In theory, steal may play a role in risk of cere-
Native arteriovenous connections are thought to bral edema postoperatively. Following lesion resection,
become pathogenic following a venous vaso-occlusive increased blood flow through vessels previously deprived
event progressing to AVM as blood flow is redirected of fluid volume could account for this occurrence along
through preformed connections from occluded vessels with underlying molecular mechanisms of injury/ischemia
(Hasegawa et al., 1967). This postulate has been supported (i.e., HIF and VEGF) (Moftakhar et al., 2009). This may
in animal studies, but is still in early investigational stages be due to chronic hypoxia with loss of capillaries and
as to its validity in human models. In regard to rupture risk, hypoperfusion, leading to increased production of both
those abnormalities that increase venous pressure (venous HIF and VEGF (Meyer et al., 1999).
stenosis, predominant deep drainage, and venous reflux) Some conflicting data surrounding the actual pres-
have been associated with hemorrhage (Awad et al., ence of AVM steal come from studies that provide no
1993; al-Rodhan, 1995; Mullan et al., 1996a). Venous support for the presence of steal in cerebral vascular net-
abnormalities are thus evidenced to have a role in AVM works with AVMs (Mast et al., 1995; Meyer et al., 1998).
pathogenesis, yet other factors still remain pertinent. Meyer and collaborators (1998) conducted a study that
One such factor is the role of autoregulation. showed that blood flow is maintained at relatively nor-
The relationship between hemodynamics and AVM mal levels, calling to question the existence of steal phe-
pathogenesis remains unclear. One postulate pertains to nomenon in AVM physiology. Advanced imaging
abnormal autoregulation, which may lead to changes techniques have been used to further investigate these
in perfusion pressures. Spetzler et al. (1978) describe a discrepancies, namely MR perfusion studies, which have
theory whereby the presence of an AVM leads to local described abnormal blood flow regulation (Bambakidis
loss of autoregulation, described as normal perfusion et al., 2001; Guo et al., 2004). Additional studies are still
pressure breakthrough theory. Those in opposition to this needed to provide further insight into the in vivo charac-
theory, however, believe paradoxically that autoregula- teristics of “steal.”
tion (or dysautoregulation) gives rise to the AVM rather
than being caused by the presence of one (Quick et al.,
CONCLUSION
2001). In this instance, loss of autoregulation causes
venous hypertension that decreases perfusion pressure, In conclusion, AVMs of the CNS represent a fascinating
ultimately resulting in reduction of blood flow and and complex disease entity with a presentation profile
AVM development. In essence, as a mode of consisting of with hemorrhage, seizure, or headache.
EPIDEMIOLOGY, GENETICS, PATHOPHYSIOLOGY, AND PROGNOSTIC CLASSIFICATIONS 11
Various classification systems are described, most nota- arteriovenous malformations. Stroke; a Journal of Cere-
bly the Spetzler–Martin grading system, the Lawton– bral Circulation 36: 2099–2104.
Young supplementary grading scheme, the Pollock– Gross BA, Du R (2013). Natural history of cerebral arteriove-
Flickinger AVM score for radiosurgery, and the newly nous malformations: a meta-analysis. J Neurosurg 118:
437–443.
described Buffalo score for endovascular treatment.
Guidetti B, Delitala A (1980). Intracranial arteriovenous mal-
AVMs can occur in association with hereditary genetic
formations. Conservative and surgical treatment.
syndromes; they can also involve sporadic development J Neurosurg 53: 149–152.
and formation, which may relate to abnormalities in cere- Guo W-Y, Wu Y-T, Wu H-M et al. (2004). Toward normal
bral vascular autoregulation as well as abnormalities in perfusion after radiosurgery: perfusion MR imaging
venous architecture. Finally, the entities of normal perfu- with independent component analysis of brain arterio-
sion pressure breakthrough as part of a global process of venous malformations. AJNR Am J Neuroradiol 25:
loss of cerebral autoregulation and the process described 1636–1644.
as “steal” are fascinating pathophysiology described in Hasegawa T, Ravens JR, Toole JF (1967). Precapillary arterio-
AVM literature and are the subjects of ongoing study. venous anastomoses. “Thoroughfare channels” in the
brain. Arch Neurol 16: 217–224.
Hashimoto N, Nozaki N (1999). Do cerebral arteriovenous
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Handbook of Clinical Neurology, Vol. 143 (3rd series)
Arteriovenous and Cavernous Malformations
R.F. Spetzler, K. Moon, and R.O. Almefty, Editors
http://dx.doi.org/10.1016/B978-0-444-63640-9.00002-3
© 2017 Elsevier B.V. All rights reserved

Chapter 2

The natural history of cerebral arteriovenous malformations


ANIL CAN, BRADLEY A. GROSS, AND ROSE DU*
Department of Neurosurgery, Brigham and Women’s Hospital and Harvard Medical School, Boston, MA, USA

Abstract
Cerebral arteriovenous malformations (AVMs) are composed of a complex tangle of abnormal arteries and
veins and are a significant source of cerebral hemorrhage and consequent morbidity and mortality in young
adults, representing a diagnostic and therapeutic challenge. Current natural-history studies of cerebral
AVMs report overall annual rates of 1% and 3% for the risk of epilepsy and hemorrhage, respectively.
Unruptured AVMs have an annual hemorrhage rate of 2.2% while ruptured lesions have an annual hem-
orrhage rate of 4.5%. These hemorrhage rates are can change over time, particularly for hemorrhagic
lesions, with the rebleed rate ranging from 6% to 15.8% in the first year after rupture across several studies.
Besides hemorrhage, other significant risk factors for AVM hemorrhage include deep location, deep
venous drainage, associated aneurysms, and pregnancy. Other factors include patient age, sex, and small
AVM size, which are not currently considered significant risk factors for AVM hemorrhage. In addition to
hemorrhage risk and seizure risk, the natural history of an AVM also encompasses the daily psychologic
burden that a patient must endure knowing that he or she possesses an untreated AVM. This chapter
reviews the epidemiology, clinical features, and natural history of cerebral AVMs.

(Waltimo, 1973; Pasqualin et al., 1985; Kader et al.,


INTRODUCTION 1996; Lee et al., 2002; Buis et al., 2004).
Cerebral arteriovenous malformations (AVMs) are a Cerebral AVMs are typically located in the cerebral
complex of abnormal arteries and veins consisting of hemispheres, but may be located in any region of the
direct fistulous connections without normal intervening brain, including the cerebellum, brainstem, or spinal
capillary beds or functional neural tissue (Steinheil, cord. Size of AVMs may vary from occult or cryptic,
1895; McCormick, 1966). Although their exact patho- invisible on angiography or during surgery, to giant
genesis and pathophysiology remain poorly understood, AVMs, involving one or several adjacent lobes, the entire
AVMs are generally considered congenital lesions that cerebral hemisphere, or even the whole brain
arise from arrested vascular embryologic development (Al-Rodhan et al., 1986). Due to this heterogeneity in
resulting in atypical differentiation in the capillaries size and location, cerebral AVMs may cause a wide range
and subsequent abnormal communication between arter- of clinical symptoms. Classically, the most frequent clin-
ies and veins (McCormick, 1966; Gross et al., 2015). ical symptoms include hemorrhage resulting from rup-
However, selected case reports of de novo AVM develop- ture, seizures, and focal neurologic deficits.
ment and experimental models in animals showing Treatment paradigms for AVMs continue to change as
de novo AVM formation have challenged congenital the- endovascular, microsurgical, and radiosurgical proce-
ories of AVM development (Gonzalez et al., 2005; dures evolve. However, essential for the management
Kilbourn et al., 2014). In addition, recurrent cerebral of these lesions is a thorough understanding of their nat-
AVMs after complete surgical resection have been ural history as it must be weighed against the risk of any
reported, as well as spontaneously disappearing AVMs anticipated treatment. Natural history not only includes

*Correspondence to: Rose Du, MD, PhD, Department of Neurosurgery, Brigham and Women’s Hospital and Harvard Medical
School, 75 Francis St, Boston MA 02115, USA. Tel: +1-617-732-6600, Fax: 617-734-8342, E-mail: rdu@bwh.harvard.edu
16 A. CAN ET AL.
the anticipated hemorrhage risk and accompanying hemorrhagic stroke. Population-based natural-history
morbidity and mortality; it also includes the future risk studies have reported an approximately 50% rate of hem-
of seizures as well as the underreported daily psycho- orrhagic presentation, with intracerebral hemorrhage as
logic burden and consequent anxiety of harboring a the most common type of bleed, followed by intraven-
life-threatening intracranial abnormality. tricular and subarachnoid hemorrhages (Stapf et al.,
2006; Kim et al., 2007; da Costa et al., 2009; Gross
DEMOGRAPHICS and Du, 2013). In a recent meta-analysis, the overall rate
of hemorrhagic presentation was 52% (95% CI 48–56%)
The true incidence and prevalence of cerebral AVMs
(Gross and Du, 2013). AVM rupture typically presents in
remain unknown, due to the relative rarity of the disease
the third or fourth decade of life, and in a retrospective,
and lack of large-scale epidemiologic studies. Across
hospital-based study of patients under 40 years of age
autopsy studies, the prevalence of AVMs has ranged from
with intracerebral hemorrhage, AVMs were the leading
5 to 613 cases per 100 000 (Courville, 1967; Stapf et al.,
cause of intracerebral hemorrhage, affecting 33% (95%
2001). Al-Shahi and colleagues (2002) found a crude
CI 40–85%) of patients (Ruiz-Sandoval et al., 1999).
AVM prevalence rate of 15–18 per 100 000 adults in a ret-
In addition to hemorrhage, seizures have been reported
rospective community-based study in Scotland. In the
as the second most common presentation modality, seen
New York Islands study, a prospective population-based
in 27% of patients (95% CI 24–30%) (Gross and Du,
survey in which the incidence of AVM-related hemorrhage
2013). Other less common presenting symptoms include
and the associated rates of morbidity and mortality were
headaches or focal neurologic deficits due to mass effect
determined, the annual AVM detection rate was 1.34 per
or, though rare, as sources of ischemic symptoms as a
100 000 person-years (95% confidence interval (CI)
result of steal phenomena.
1.18–49) (Stapf et al., 2001). Other studies reported detec-
Headaches in the absence of hemorrhage are reported
tion rates of 1.12 (95% CI 0.90–1.37) and 1.11 (95% CI
to occur in approximately 6–14% of patients with AVMs
0.6–1.8) per 100 000 person-years (Brown et al., 1996;
and Waltimo et al. (1975) reported that 58% of women
Al-Shahi et al., 2003).
with AVMs were found to have migraine with or without
Despite their presumed congenital origin, cerebral
aura (Fults and Kelly, 1984; Ondra et al., 1990; Brown
AVMs are usually not hereditary lesions, and a recent
et al., 2005). The headaches are usually unilateral;
study evaluating the prevalence of AVMs in first-degree
however, more generalized headaches due to elevated
relatives of patients harboring these lesions suggested
venous pressures have also been reported (Al-Shahi
against a familial risk factor (van Beijnum et al.,
and Warlow, 2001). However, the lack of prospective
2014). However, aside from cases of hereditary hemor-
studies with validated diagnostic criteria hampers draw-
rhagic telangiectasia, rare cases of familial occurrence
ing definite conclusions regarding the association
have been reported, supporting the hypothesis that
between headaches and AVMs, and more prospective
genetic factors may play a role in the etiology (van
longitudinal natural-history studies with standardized
Beijnum et al., 2007).
diagnostic headache criteria are needed.
Six large natural-history studies with at least 200
Although rare, cerebral AVMs may cause focal neuro-
patients with cerebral AVMs reported a mean age in a
logic deficits and signs of ischemia in the absence of prior
tight range of 32–39 years of age (Pollock et al., 1996;
or concomitant cerebral hemorrhage in approximately
Stapf et al., 2006; Kim et al., 2007; Yamada et al.,
3–10% of patients (Crawford et al., 1986; Itoyama
2007; Hernesniemi et al., 2008; da Costa et al., 2009).
et al., 1989; Kader et al., 1994; Mast et al., 1997;
Indeed, in a recent meta-analysis of cerebral AVMs,
Al-Shahi and Warlow, 2001; Halim et al., 2004; Stapf
the mean age at presentation was reported to be
et al., 2006; Yamada et al., 2007). Focal neurologic def-
33.7 years (95% CI 31.1–36.2), underscoring that this
icits can present with sudden onset and their course may
is an abnormality discovered in younger patients
vary from transient to progressive. The multifactorial
(Gross and Du, 2013).
pathophysiology includes vascular steal phenomenon,
Most studies do not report a significant sex predispo-
resulting from high-flow shunting through the AVM with
sition for patients with cerebral AVMs, including studies
consequent low blood pressure in the surrounding arter-
of pediatric patients (Stapf et al., 2006; Kim et al., 2007;
ies and brain tissue (Mast et al., 1995). Other contributing
da Costa et al., 2009; Darsaut et al., 2011).
factors are venous hypertension causing hypoperfusion
of the surrounding brain parenchyma, and mass effect
CLINICAL PRESENTATION
of the AVM or hydrocephalus. Other modes of AVM pre-
Regardless of study design (natural history vs. surgical/ sentation that have been reported in the literature include
interventional series), the most commonly reported pre- cognitive dysfunction (Olivecrona and Riives, 1948),
sentation modality for patients with cerebral AVMs is learning and behavioral disorders (Lazar et al., 1999),
THE NATURAL HISTORY OF CEREBRAL ARTERIOVENOUS MALFORMATIONS 17
pulsatile tinnitus (Sabra, 1959), raised intracranial pres- sex, and frontotemporal lesion location were significant
sure (Chimowitz et al., 1990), and specific deficits asso- risk factors for seizures on presentation; deep artery per-
ciated with location of AVMs, such as movement forators were associated with postoperative seizures
disorders by AVMs located in the basal ganglia (Englot et al., 2012).
(Lobo-Antunes et al., 1974) or cranial nerve palsies Although several studies have demonstrated clear
(Hatori et al., 1991), trigeminal neuralgia (Johnson and risk factors for seizures at presentation, this important
Salmon, 1968), and hemifacial spasm caused by AVMs feature is not as well represented in the prospective
in the posterior fossa (Kim et al., 1991). natural-history literature (Englot et al., 2012; Galletti
In addition, with advances in diagnostic radiology and et al., 2014). A recent observational analysis of 229
the availability of high-resolution imaging techniques, adults with a new diagnosis of an AVM reported a
asymptomatic AVMs are being detected more often, with 72% 5-year risk of recurrent seizures in patients present-
an overall rate of 10% in modern series (Pollock et al., ing with an initial seizure. Of patients presenting with
1996; Stapf et al., 2006; Kim et al., 2007; Yamada seizures, by 2 years, 76% will develop epilepsy
et al., 2007; Hernesniemi et al., 2008; da Costa et al., (Josephson et al., 2012). In patients presenting with hem-
2009; Gross and Du, 2013). orrhage, the 5-year risk of a first unprovoked seizure was
26%. In a natural-history study of 217 patients with
AVMs, the risk of epilepsy for all-comers by 10-year
SEIZURE RISK
follow-up was 11%, increasing to 18% by 20-year
The second most common presenting manifestation of follow-up. This corresponds to an annual de novo seizure
cerebral AVMs is seizures (Thorpe et al., 2000), with risk of 1% (Crawford et al., 1986). Twenty-two percent
approximately 17–30% of AVM patients presenting with of patients presenting with hemorrhage developed epi-
this symptom (Galletti et al., 2014; Spetzler et al., 2015). lepsy within 20 years of diagnosis, representing the
However, the exact pathogenesis of seizures caused by greatest risk factor for de novo epilepsy. In addition,
cerebral AVMs remains unclear. Hemosiderin deposi- the younger the patient was at diagnosis, the higher the
tion, mass effect with cortical irritation, hemodynamic risk of developing epilepsy during follow-up, with rates
modifications, and/or vascular remodeling leading to ranging from 44% for patients aged 10–19 and 6% for
steal, ischemia, and neuronal damage have all been sug- patients over the age of 30. Size or depth of the AVM
gested as pathophysiologic etiologies to epilepsy result- did not influence de novo epilepsy development
ing from cerebral AVMs (Turjman et al., 1995a; (Crawford et al., 1986).
Moftakhar et al., 2009).
Some studies have reported risk factors for seizure
HEMORRHAGE RISK
presentation in patients with AVMs. In one study, frontal,
temporal, and/or superficial topography were significant Estimating the natural history of AVMs has been chal-
risk factors for seizure presentation, with the strongest lenged by the heterogeneity of AVM lesions and diverse
association for temporal-lobe location (odds ratio (OR) patient populations, with a wide range of clinical presen-
3.48; 95% CI 1.77–6.85) (Galletti et al., 2014). Other tations and outcomes, in addition to surgeon or institu-
studies also confirmed frontal and temporal location to tional bias toward or against treatment. Hemorrhage is
be correlated with seizure presentation (Perret and often considered the most common source of morbidity
Nishioka, 1966; Morello and Borghi, 1973) in addition and mortality from an AVM and is therefore the main
to other angioarchitectural features such as cortical loca- focus of most natural-history studies that seek to identify
tion of the AVM, feeding by the middle cerebral artery, risk factors predicting hemorrhage. In one long-term
cortical location of the feeder, absence of aneurysms, follow-up study of 168 patients with unruptured cerebral
and presence of varix/varices (Turjman et al., 1995a). AVMs, morbidity and mortality from AVM hemorrhage
In Galletti et al.’s (2014) study, 31% of patients presented were 35% and 29%, respectively (Brown et al., 1988). In
with seizures as the first clinical presentation of cerebral another recent retrospective study of 51 patients sustain-
AVM, while 80% of these patients had epilepsy which ing a hemorrhage from a previously untreated AVM,
led to the discovery of the lesion, and the remaining 74% of patients who survived had neurologic deficits
20% had a single seizure at the time of diagnosis. Nearly upon discharge, with 25% of patients having a severe
half of the patients had simple partial seizures, 13% com- deficit (Majumdar et al., 2015). On follow-up, 55% of
plex partial, 16% partial evolving to secondary general- patients were independent in their daily activities of
ized seizures, and only 3% generalized seizures (Galletti living. The mortality rate was 8%. In a pediatric study
et al., 2014). In the remaining 23% of patients, the clin- of 115 patients, 68% of those sustaining a hemorrhage
ical pattern could not be established (Galletti et al., were independent (Gross et al., 2015). Overall, estimated
2014). In another study, prior AVM hemorrhage, male hemorrhage-related mortality rates range from 10% to
18 A. CAN ET AL.
30%, and morbidity rates from 20% to 30% (Crawford hemorrhage (Yamada et al., 2007; Hernesniemi et al.,
et al., 1986; Brown et al., 1988; Ondra et al., 1990). 2008; Gross and Du, 2013). This was confirmed in a
Numerous studies have evaluated AVM hemorrhage recent meta-analysis where small AVM size was not
risk, and there is general consensus that the overall associated with an increased risk of hemorrhage (Gross
annual hemorrhage rate for AVMs ranges from 2% to and Du, 2013). Significant risk factors for hemorrhage
4%. In a retrospective series of 238 patients with include prior hemorrhage, exclusively deep venous
untreated AVMs and an average follow-up of 13.5 years, drainage, deep location, associated aneurysms, and
the average annual risk of hemorrhage from AVM was pregnancy (da Costa et al., 2009; Gross and Du,
2.4% (Hernesniemi et al., 2008). A recent meta-analysis 2012a, 2013).
confirmed these reports and defined the overall rate
at 3.0% (95% CI 2.7–3.4%) (Gross and Du, 2013).
Prior hemorrhage
However, this overall rate has little meaning for individ-
ualized counseling as it is well known that it varies Although the original Finnish and University of Toronto
widely depending on various risk factors. AVM natural-history studies did not report an increased
Many early studies evaluated the influence of demo- risk of hemorrhage after AVM rupture (Ondra et al.,
graphic and AVM angioarchitectural features on the risk 1990; Stefani et al., 2002b), subsequent reports from
of hemorrhagic presentation, a relatively simplistic the same and other groups with longer follow-up
approach as it does not require follow-up. Langer et al. clearly identified previous rupture to be the most signif-
(1998) found hypertension, small size, and deep venous icant risk factor for subsequent hemorrhage during
drainage to be significantly associated with AVM hemor- follow-up (Forster et al., 1972; Crawford et al., 1986;
rhagic presentation. Other authors reported deep location Mast et al., 1997; Halim et al., 2004; Stapf et al.,
(Stefani et al., 2002b; Stapf et al., 2006), nonborderzone/ 2006; Yamada et al., 2007; Hernesniemi et al., 2008;
watershed location (Stapf et al., 2006), associated da Costa et al., 2009). The prospective University of
aneurysms (Stapf et al., 2006), infratentorial location Toronto AVM study demonstrated an annual hemor-
(Khaw et al., 2004), small number of draining veins rhage rate of 4.61% per year for the entire cohort of
(Stefani et al., 2002b), high feeding artery pressure 678 patients and an annual hemorrhage rate of 7.48%
(Duong et al., 1998), and venous ectasias (Stefani for patients with initial hemorrhagic presentation, result-
et al., 2002b) as independent factors significantly associ- ing in prior hemorrhage as a significant independent pre-
ated with hemorrhagic AVM presentation. However, this dictor of future hemorrhage (hazard ratio 2.15, p ¼ 0.07)
type of analysis is largely influenced by presentation (da Costa et al., 2009). A recent meta-analysis of AVM
bias, as quiescent AVMs that may otherwise only present natural-history studies confirmed these findings by dem-
with hemorrhage, such as small lesions, were perceived onstrating hemorrhage to be a statistically significant risk
as having a greater risk of hemorrhage (Itoyama et al., factor for subsequent bleeding, with a hazard ratio of 3.2
1989; Turjman et al., 1995b; Stapf et al., 2002; Stefani (95% CI 2.1–4.3) (Gross and Du, 2013). Unruptured
et al., 2002a; Majumdar et al., 2015). Results from this AVMs had an annual hemorrhage rate of 2.2% (95%
approach have little validity for patient counseling as fac- CI 1.7–2.7%) in this study while ruptured AVMs had
tors associated with hemorrhagic presentation are not an annual re-rupture rate of 4.5% (95% CI 3.7–5.5%)
equal to independent risk factors for future hemorrhage. (Gross and Du, 2013). The former is consistent with
Therefore, such decisions should be based on the per- the recent ARUBA trial results that demonstrated an
ceived prospective risk of hemorrhage after presentation. annual hemorrhage rate of 2.2% for untreated, unrup-
Thus, recent studies have evaluated annual rates of hem- tured AVMs (Mohr et al., 2014).
orrhage and hemorrhage risk factors on this annual rate. Although rebleed rates are higher for AVMs, it is
Most modern studies have not demonstrated a signif- important to underscore that the rebleed rate is dynamic,
icant impact of demographic features such as patient age with the highest hemorrhage rate during the first year of
and sex on the risk of hemorrhage (Kim et al., 2007; rupture, and declines thereafter. This may explain why
Hernesniemi et al., 2008; da Costa et al., 2009; Gross studies with longer follow-up periods generally report
and Du, 2013). Though studies based on hemorrhagic lower average annual rupture rates than studies with
presentation suggested a greater risk of hemorrhagic pre- shorter follow-up times. Re-rupture rates within the first
sentation for small AVMs (Itoyama et al., 1989; Spetzler year range from 6% to 15.8% across multiple studies
et al., 1992; Kader et al., 1994; Turjman et al., 1995b; (Mast et al., 1997; Yamada et al., 2007; Hernesniemi
Stapf et al., 2002; Stefani et al., 2002b), as discussed, this et al., 2008; da Costa et al., 2009; Gross and Du,
was likely an artifact of presentation bias as studies based 2012b), a fact that has important implications for both
on prospective annual hemorrhage rates have not demon- the timing of surgical treatment and the choice of radio-
strated small size to be a significant risk factor for surgery for ruptured AVMs. In one study comparing the
THE NATURAL HISTORY OF CEREBRAL ARTERIOVENOUS MALFORMATIONS 19
risk of hemorrhage in the clinical course of AVMs in 281 1.01–5.67) and 4.1 (95% CI 1.2–14.9), respectively. In
patients with and without initial hemorrhage, re-rupture a recent meta-analysis, the overall hazard ratio for hem-
occurred in 13% versus 2% in the nonhemorrhage group, orrhage from AVMs with deep venous drainage was 3.25
leading to an annual risk of hemorrhage of 17.8% and (95% CI 1.01–5.67) (Stapf et al., 2006).
2.2%, respectively (Mast et al., 1997). However, in a sub-
sequent report of the same cohort with 622 consecutive Deep location
patients, with a mean follow-up of 829 days during
Approximately one-third of AVMs in natural-history
which 39 patients developed AVM hemorrhage, the
studies are deep (Yamada et al., 2007; Hernesniemi
annual rupture rate for unruptured AVMs was 1.3% ver-
et al., 2008; Gross and Du, 2013). It is important to
sus 5.9% for those after hemorrhagic AVM presentation
underscore that deep location has been implicated as a
(Stapf et al., 2006). In another study, two-thirds of AVMs
risk factor for hemorrhage independent of the tendency
that rebled within the first year were associated with
of deep AVMs to possess deep venous drainage. Deep
aneurysms, suggesting that associated aneurysms are
location may be an independent risk factor due to a
probably a contributing factor to this high re-rupture rate.
greater tendency for deep AVMs to have supply from
The permanent morbidity from a rebleed was 45%
fragile perforators or potentially from a lack of
(Gross and Du, 2012b). Interestingly, after reviewing
“tamponade effect” from adjacent parenchyma for those
the literature, this report illustrated that the rebleed rate
presenting to a ventricular surface (Hernesniemi et al.,
within the first year was generally double the overall
2008; Gross and Du, 2013).
re-hemorrhage rate provided in each natural-history
Overall, annual hemorrhage rates for deep AVMs
study (Gross and Du, 2012b).
range from 4.1% to 8.6% in the literature (Yamada
et al., 2007; Hernesniemi et al., 2008). Deep location
Deep venous drainage was found to correlate with clinical presentation of hem-
orrhage in some retrospective reports (Turjman et al.,
Deep drainage has been shown to be correlated with
1995b; Mansmann et al., 2000), but not in others
hemorrhagic presentation by multiple research groups
(Duong et al., 1998; Langer et al., 1998). Across two
(Marks et al., 1990; Kader et al., 1994; Turjman et al.,
natural-history studies, the annual rupture rate for deep
1995b). In one retrospective study, deep drainage was
AVMs ranged from 3.1% to 4.5% for unruptured lesions
significantly associated with hemorrhagic presentation
and increased to 11.4–14.8% for ruptured AVMs (Stapf
(odds ratio 5.77; p ¼ 0.009) and 25% of patients had
et al., 2006; Yamada et al., 2007). Deep location was an
additional intraventricular hemorrhage (Langer et al.,
independent risk factor for subsequent AVM hemorrhage
1998). In addition to these small retrospective studies
in several studies, with hazard ratios ranging from 3.07
with significant limitations, most natural-history studies
(95% CI 1.28–7.40) (Yamada et al., 2007) to 3.25
consistently demonstrate that approximately half of
(95% CI 1.30–8.16) (Stapf et al., 2006). In a recent
AVMs possess deep venous drainage (Stapf et al.,
meta-analysis, the overall meta-analytic hazard ratio of
2006; Yamada et al., 2007; Hernesniemi et al., 2008;
deep AVM location was 2.4 (95% CI 1.4–3.4) (Gross
da Costa et al., 2009). It has been postulated that the
and Du, 2013). However, similar to small AVMs, deep
increased pressure of the deep venous system, and sub-
lesions may be less likely to cause symptoms such as sei-
sequent increase in the pressure gradient in the AVM
zures and neurologic deficits due to their deep location,
nidus, is the etiologic cause of greater reported hemor-
and are therefore prone to selection bias.
rhage rates for AVMs with this feature (Hernesniemi
et al., 2008; da Costa et al., 2009). Overall hemorrhage
Associated aneurysms
rates for AVMs with deep venous drainage range from
3.4% to 5.4% in the literature (Yamada et al., 2007; The pathophysiology, incidence, and classification of
Hernesniemi et al., 2008; da Costa et al., 2009). Across intracranial aneurysms in relation to cerebral AVMs have
two natural-history studies, annual hemorrhage rates for been the topic of controversy and interest, and the subject
AVMs with deep venous drainage ranged from 2.4% to of ongoing discussions in the medical literature. Aneu-
2.6% for unruptured lesions and increased to rysms may be located in the nidus, on feeding arteries,
7.2–11.4% for ruptured AVMs (Stapf et al., 2006; or they may occur on peripheral arteries seemingly unre-
Yamada et al., 2007). Deep venous drainage was reported lated to the AVM lesion. They have been reported to
as an independent predictor of subsequent hemorrhage in occur in association with AVMs in approximately 10%
a prospective study of 622 patients with untreated AVMs of patients (Al-Shahi and Warlow, 2001), and across
from the Columbia AVM database (Stapf et al., 2006) several natural-history studies, approximately 20% of
and in an earlier reported analysis of the same cohort cerebral AVMs were associated with aneurysms
(Mast et al., 1997), with hazard ratios of 3.25 (95% CI (Brown et al., 1988; da Costa et al., 2009; Gross and
20 A. CAN ET AL.
Du, 2013). In these studies, approximately 50% of associ- system, although the exact underlying mechanisms in rela-
ated aneurysms were on feeding arteries while 25% were tion to AVMs have yet to be clarified (Stieg et al., 2007).
intranidal and 25% were in a remote location (Gross and Early studies report AVMs to be responsible for intra-
Du, 2013). cranial hemorrhage in 21–48% of cases of spontaneous
Multiple studies found an association between clini- intracranial hemorrhage during pregnancy (Fliegner
cal presentation of AVMs and the presence of related et al., 1969; Amias, 1970; Robinson et al., 1972,
intracranial aneurysms (Marks et al., 1990; Turjman 1974). In a study of 154 pregnant women with verified
et al., 1995b). In a cross-sectional study of 463 prospec- intracranial hemorrhage, 23% of the hemorrhages were
tively enrolled patients, Stapf et al. (2002) demonstrated secondary to ruptured AVMs (Dias and Sekhar, 1990).
in a multivariate model an independent effect of feeding The overall maternal and fetal mortality from ruptured
artery aneurysms on hemorrhagic AVM presentation AVMs in patients that were observed were 32% and
(OR 2.11, 95% CI 1.18–3.78). 23%, respectively. More than half of patients with rup-
Although some of these studies demonstrated a clear tured AVMs were moribund or comatose at time of
correlation between hemorrhagic presentation and asso- presentation.
ciated aneurysms, this important angiographic feature is In another report comprised of 24 women with AVMs,
underreported in the prospective natural-history litera- hemorrhage was associated with a 49% fetal complica-
ture. With intuitive preliminary evidence that AVMs tion rate and a 26% mortality rate, in contrast to a 33%
associated with aneurysms have a greater risk of rupture fetal complication rate associated with aneurysmal
(Turjman et al., 1995b; Stapf et al., 2002), and with addi- subarachnoid hemorrhage (Robinson et al., 1974).
tional evidence suggesting greater morbidity from rup- A recent retrospective study of 54 women with an angio-
ture of AVMs associated with aneurysms (Gross et al., graphic diagnosis of an AVM quantified a hemorrhage
2013), it is likely that these lesions are selected out early rate of 8.1% per pregnancy or an annual hemorrhage rate
from natural-history studies and are therefore subject to of 10.8% versus 1.1% in nonpregnant women. The sta-
selection bias, unless the aneurysms seem angiographic- tistically significant hazard ratio for hemorrhage during
ally benign and/or small. Nevertheless, two studies pregnancy was 7.91 in this study (Gross and Du,
reported relatively consistent annual hemorrhage rates 2012a). These findings are consistent with another recent
ranging from 6.9% to 8.3% for AVMs associated with study that reported an annual hemorrhage rate of 11.1%
aneurysms. In the prospective Toronto AVM study, mul- for women who become pregnant during the 3-year
tivariate analysis did not reveal associated aneurysms as latency interval between stereotactic radiosurgery and
independent predictors for subsequent hemorrhage. documented AVM obliteration (Tonetti et al., 2014).
However, in univariate analysis for specific aneurysm Among nonpregnant women, the annual hemorrhage rate
subtypes, both feeding artery aneurysms (HR 1.7, was 2.5% during the latency interval (Tonetti et al.,
p ¼ 0.03) and intranidal aneurysms (HR 2.1, p ¼ 0.03) 2014). Timing of hemorrhage during pregnancy varies
significantly increased the risk of hemorrhage, in con- widely among studies, with reported cases during the
trast with remote aneurysms (da Costa et al., 2009). first (Horton et al., 1990; Tonetti et al., 2014), second
A subsequent recent meta-analysis reinforced associated (Horton et al., 1990), and third trimester (Horton et al.,
aneurysms as a statistically significant risk factor for 1990; Gross and Du, 2012a), and puerperium (Horton
hemorrhage (Gross and Du, 2013). et al., 1990).
Due to preliminary studies that strongly suggest ele-
vated hemorrhage risks during pregnancy and the obvious
ethical dilemmas related to prospective natural-history
Pregnancy
studies in pregnant women harboring AVMs, no such
Although data regarding risk of AVM hemorrhage during studies have been performed to date and the annual hem-
pregnancy are sparse and inconclusive, pregnancy has orrhage rates for these patients are consequently lacking.
long been implicated as a significant risk factor for
AVM hemorrhage and the presence of an AVM signifi-
Age and sex
cantly complicates the management of pregnant women
(Crawford et al., 1986; Lanzino et al., 1994; Skidmore Although age was shown to be a significant predictor of
et al., 2001). In the early natural-history study by AVM hemorrhage in some studies (Karlsson et al., 1997;
Crawford et al. (1986), 25% of women aged 20–29 years Stapf et al., 2006), this finding was not confirmed by
old presenting with AVM hemorrhage were pregnant. others (Yamada et al., 2007; da Costa et al., 2009;
Pregnancy may be a risk factor for AVM hemorrhage Gross and Du, 2013). In one prospective study, patients
due to several major physiologic changes that occur within who experienced an AVM rupture were younger at
the cardiovascular, hormonal, and hemostatic-thrombotic admission (on average 5 years), but these results were
THE NATURAL HISTORY OF CEREBRAL ARTERIOVENOUS MALFORMATIONS 21
not significant in univariate and multivariate Cox models In addition, women desiring to bear children with inci-
(Hernesniemi et al., 2008). However, a recent meta- dentally discovered AVMs should also be considered
analysis of combined data from four large cohorts found for curative treatment prior to planned conception.
increasing age to be significantly associated with an Although the details of AVM treatment go beyond the
approximately 30% increase in risk for every 10-year scope of this chapter, the choice of management for
increase in age (HR 1.34 per decade, 95% CI patients harboring these lesions should consider
1.17–1.53). However, the lack of consensus in the litera- treatment-related risks as related to patient age, location
ture, combined with a higher risk of poor outcome after sur- of the lesion, size of the AVM, and vascular topography,
gery in elderly patients (Ding et al., 2015), highlights the as well as the natural history of the individual patient.
need for more well-designed larger prospective studies. Therapeutic options for AVMs include operative obliter-
Similar to data regarding age, current studies do not ation or resection, endovascular embolization, and radio-
provide clear associations between sex and risk of surgery. Given the high risk of rebleeding within 1 year,
AVM-related hemorrhage. One clear exception was a ruptured AVMs are generally considered for surgical
natural-history study of 305 consecutive patients with treatment as it provides the most expedient and definitive
AVMs that showed a significantly increased hemorrhage means for angiographic obliteration. Similarly, AVMs
risk among female patients (HR 2.93 95% CI 1.20–7.16). with deep venous drainage or associated aneurysms
However, the smaller portion of female patients and should also be considered for early surgery, if feasible
skewed distributions in this study compared with other at low morbidity. Deep AVMs (e.g., deep capsular, brain-
studies may have influenced the results (Fults and stem, or basal ganglia) may pose a challenge for surgery
Kelly, 1984; Mast et al., 1997; Stapf et al., 2003; given their tendency to involve eloquent tissue; radiosur-
Halim et al., 2004). Karlsson et al. (1997) reported that gery may thus serve as the optimal therapeutic option.
the risk of hemorrhage was higher in women during their Although one early prospective study of 73 consecutive
fertile years as compared to males in the same age group. patients with grades IV and V AVMs suggested that
Although Mast et al. (1997) initially reported male sex to high-grade AVMs may in fact have a more benign
be significantly associated with subsequent hemorrhage natural history than their low-grade counterparts (Han
(HR 9.2, 95% CI 2.1–41.3), these findings were not con- et al., 2003), more recent studies have reported conflicting
firmed in a more recent report from the same group (Stapf results. One retrospective study of 61 consecutive patients
et al., 2006). In line with the discussed differences in pre- with high-grade AVMs reported an annual hemorrhage rate
viously published reports, Kim et al. (2007) reported bor- of 10.4% (95% CI 2.2–15.4) (Jayaraman et al., 2007),
derline associations between female sex and hemorrhage while another reported an overall annual hemorrhage rate
risk (HR 1.49, 95% CI 0.96–2.30) and a recent meta- of 3.3% that increased to 6.0% for ruptured, high-grade
analysis showed female sex not to be associated with lesions (Laakso et al., 2008). Though they present a signi-
hemorrhage (Gross and Du, 2013). ficant potential therapeutic challenge, these recent studies
encourage creative, multimodality approaches when con-
sidering treatment of high-grade AVMs.
DISCUSSION
As an increasing number of unruptured cerebral
The wide variation in the clinical course of patients with AVMs are identified due to the increasing use of
AVMs and the heterogeneity of different patient popula- high-resolution imaging, this will lead to a shift in the
tions hamper generalizations and make estimations of the AVM population, creating a diagnostic and treatment
natural history of AVMs the subject of controversy. The challenge for clinicians. For a better understanding of
natural history of AVMs must incorporate a perceived, the natural history of cerebral AVMs, future studies with
prospective risk of epilepsy, hemorrhage, and accompa- longer follow-up times are needed.
nying daily psychologic burden. The risk of epilepsy is
considerably less explored than the risk of hemorrhage
CONCLUSION
in the literature, and the importance of seizure control
is often undervalued in the surgical treatment of AVMs; The natural history of cerebral AVMs encompasses over-
however, epilepsy may result in significant morbidity all annual rates of 2–4% for the risk of hemorrhage, and
and decreased quality of life. Nevertheless, the decision an annual rate of 1% for the development of de novo sei-
to treat an AVM is often predicated on the presumed, pro- zures. Significant risk factors for hemorrhage include
spective risk of hemorrhage from the lesion. This chapter prior rupture, deep location, deep venous drainage, asso-
gave an overview of risk factors for hemorrhage that ciated aneurysms, and pregnancy. Patient age, sex, and
should lower the threshold for treatment – specifically small AVM size are not currently considered significant
for hemorrhagic AVMs, deep AVMs, those with deep risk factors for AVM hemorrhage. In addition to hemor-
venous drainage, and those with associated aneurysms. rhage risk and seizure risk, the natural history of an AVM
22 A. CAN ET AL.
also encompasses the daily psychologic burden that a Dias MS, Sekhar LN (1990). Intracranial hemorrhage from
patient must endure knowing he or she possesses an aneurysms and arteriovenous malformations during preg-
untreated AVM. All of the above factors need to be taken nancy and the puerperium. Neurosurgery 27: 855–865;
into consideration when determining the optimal treat- discussion 865–856.
Ding D, Xu Z, Yen CP et al. (2015). Radiosurgery for cerebral
ment of an AVM.
arteriovenous malformations in elderly patients: effect of
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Stapf C, Mohr JP, Pile-Spellman J et al. (2002). Concurrent a systematic review. J Neurol Neurosurg Psychiatry 78:
arterial aneurysms in brain arteriovenous malformations 1213–1217.
with haemorrhagic presentation. J Neurol Neurosurg van Beijnum J, van der Worp HB, Algra A et al. (2014).
Psychiatry 73: 294–298. Prevalence of brain arteriovenous malformations in
Stapf C, Mast H, Sciacca RR et al. (2003). The New York first-degree relatives of patients with a brain arteriovenous
Islands AVM Study: design, study progress, and initial malformation. Stroke 45: 3231–3235.
results. Stroke 34: e29–e33. Waltimo O (1973). The change in size of intracranial arterio-
Stapf C, Mast H, Sciacca RR et al. (2006). Predictors of hem- venous malformations. J Neurol Sci 19: 21–27.
orrhage in patients with untreated brain arteriovenous mal- Waltimo O, Hokkanen E, Pirskanen R (1975). Intracranial
formation. Neurology 66: 1350–1355. arteriovenous malformations and headache. Headache
Stefani MA, Porter PJ, terBrugge KG et al. (2002a). 15: 133–135.
Angioarchitectural factors present in brain arteriovenous Yamada S, Takagi Y, Nozaki K et al. (2007). Risk factors for
malformations associated with hemorrhagic presentation. subsequent hemorrhage in patients with cerebral arteriove-
Stroke 33: 920–924. nous malformations. J Neurosurg 107: 965–972.
Handbook of Clinical Neurology, Vol. 143 (3rd series)
Arteriovenous and Cavernous Malformations
R.F. Spetzler, K. Moon, and R.O. Almefty, Editors
http://dx.doi.org/10.1016/B978-0-444-63640-9.00003-5
© 2017 Elsevier B.V. All rights reserved

Chapter 3

Arteriovenous malformations: epidemiology, clinical


presentation, and diagnostic evaluation

JOSHUA W. OSBUN, MATTHEW R. REYNOLDS, AND DANIEL L. BARROW*


Department of Neurosurgery, Emory University, Atlanta, GA, USA

Abstract
Brain arteriovenous malformations (AVMs) represent an uncommon disease of the central nervous system
characterized by an arteriovenous shunt in which one or multiple arterial pedicles feed into a vascular
nidus, creating early drainage into a venous outflow channel. These lesions are considered to be congenital
and can come to clinical attention in a variety of ways such as seizure, intracranial hemorrhage, chronic
headache or progressive neurological deficit. We focus on the epidemiology, clinical presentation and
diagnostic evaluation in this chapter.

INTRODUCTION can vary greatly from patient to patient in terms of angio-


architectural features related to size, location, and venous
Arteriovenous malformations (AVMs) represent an
drainage pattern. Multiple AVMs in a single patient are
uncommon disease of the central nervous system with
uncommonly observed. No hereditary cause has been esta-
important clinical implications. These lesions can occur
blished and clustering in families is exceedingly infrequent
anywhere in the brain and spinal cord and are a type of
in what is already a rare disease (Berman et al., 2000; van
arteriovenous shunt in which one or multiple arterialized
Beijnum et al., 2014). They are associated with a few syn-
pedicles feed into a vascular nidus and drain in a variety dromes, such as hereditary hemorrhagic telengiectasia
of venous outflow channels. This gives the lesion its clas- (Osler–Weber–Rendu), Wyburn–Mason syndrome, von
sic hallmark of “early venous drainage” on formal Hippel–Lindau disease, and Sturge–Weber syndrome.
catheter-based cerebral angiography. These lesions are Although several mechanisms of AVM formation in the
generally considered to be congenital and can come to developing fetus have been proposed, the heterogeneity
clinical attention in a number of ways, such as seizure, and lack of inheritance of these lesions cause their precise
chronic headache, progressive neurologic deficit, or intra- etiology to remain idiopathic.
cranial hemorrhage. Some remain asymptomatic and are A few population-based studies have been performed to
discovered only incidentally on cerebral imaging for unre- aid in describing both the incidence and prevalence of brain
lated reasons. Because AVMs are associated with a life- AVMs. One of the earliest studies was data retrospectively
long risk of hemorrhage (Ondra et al., 1990), these recorded in Olmsted County, Minnesota, over a 27-year
lesions require proper evaluation, diagnostic workup, period, which captured an incidence of 0.82 AVMs per
and consideration for treatment based upon a variety of
100 000 persons based upon patients presenting with intra-
factors, including age, size, location, and drainage pattern.
cranial hemorrhage (Brown et al., 1996). The New York
Islands AVM study is a registry and surveillance program
EPIDEMIOLOGY
of the population of the New York Islands (Manhattan,
Brain AVMs are most likely congenital lesions that Staten Island, and Long Island) regarding patients with
form for unclear reasons in the developing embryo. They cerebrovascular anomalies (Stapf et al., 2003). The 19

*Correspondence to: Daniel L. Barrow, MD, 1365 Clifton Road Suite B6200, Atlanta GA 30322, USA. Tel: +1-404-778-5770,
E-mail: Daniel_barrow@emoryhealthcare.org
26 J.W. OSBUN ET AL.

Fig. 3.1. A 34-year-old man who presented with a first-time seizure. (A) Anteroposterior and (B) lateral angiogram of the left
internal carotid demonstrates a 4-cm arteriovenous malformation (AVM) nidus in the left frontal lobe fed by branches of the middle
cerebral artery. Drainage is via both a superficial vein into the sagittal sinus (arrowheads) and a deep vein into the internal cerebral
veins (arrows). (C) T2-weighted magnetic resonance demonstrated the appearance of “flow voids” (white arrowhead) in the frontal
lobe signifying the AVM nidus. Due to these high-risk angiographic features, treatment was planned with stereotactic radiosurgery.
Unfortunately, the patient suffered a devastating hemorrhage (D) while awaiting definitive treatment. Images courtesy of Emory
University Hospital Department of Neurosurgery.

major area hospitals in the study captured 95% of the any one race or ethnicity, a few studies have identified
region’s 9 429 541 inhabitants as of the 2000 Census. that Hispanic populations have a two- to threefold
The study prospectively registered new AVM cases in increase in the risk of intracranial hemorrhage from
the population with both hemorrhagic and nonhemorrhagic AVM (Kim et al., 2007; Yang et al., 2015).
presentation. Initial results suggested an incidence of 1.34
per 100 000 and an incidence of first-time AVM hemor-
CLINICAL PRESENTATION AND
rhage of 0.51 per 100 000. A population study in Western
NATURAL HISTORY
Australia reported an incidence of 0.89 per 100 000
(ApSimon et al., 2002) and a similar Scottish study repor- AVMs can present with a variety of clinical symptoms.
ted a rate of 1.12 per 100 000 (Al-Shahi et al., 2003). In Intracranial hemorrhage, seizure, chronic headache,
summary, a collection of population-based studies from and progressive focal neurologic deficit are the most
the literature approximate the incidence of brain AVMs common presenting symptoms. In the modern era of
at 0.69–1.32 per 100 000 (Brown et al., 1996; Berman magnetic resonance imaging (MRI), AVMs are being ini-
et al., 2000; Stapf et al., 2001; ApSimon et al., 2002; tially diagnosed incidentally on imaging performed for
Al-Shahi et al., 2003; Choi and Mohr, 2005; Laakso and potentially unrelated reasons, such as headache, tinnitus,
Hernesniemi, 2012). stroke, and/or transient ischemic attack symptoms, or
AVMs may present at any age and distribution among other vague neurologic complaints.
sexes is equal. Although AVMs are congenital, they most Intracranial hemorrhage is the most common clinical
commonly come to clinical attention in the second presentation (See Fig. 3.1). AVMs are estimated to
through fourth decades of life. While no increase in account for 2–4% of all hemorrhagic strokes and 1–2%
the incidence or prevalence of AVMs is associated with of all total strokes (Choi and Mohr, 2005; Choi et al.,
EPIDEMIOLOGY ARTERIOVENOUS MALFORMATIONS 27
2006; Laakso and Hernesniemi, 2012; Gross and Du, intervention by surgery, embolization, or stereotactic
2013). Population-based studies have reported that the radiosurgery (Mohr et al., 2014). The primary outcome
incidence of hemorrhage from AVM is 0.51–1.11 per measure was death or symptomatic stroke and the
100 000 per year. Natural-history studies report a risk secondary outcome was clinical impairment (modified
of hemorrhage for known AVMs to be 2–5% per year Rankin Scale of 2). During the study period, 1740
(Ondra et al., 1990; Choi et al., 2006; van Beijnum patients were screened, yet only 726 were deemed eli-
et al., 2011; Gross and Du, 2013). In all, 5–25% of all gible to enroll in the study. A total of 323 patients
AVM hemorrhages are fatal. Data from the UCSF Brain refused to enroll and 177 had their management deci-
AVM Study Project have suggested that age, Hispanic sion made by the treating team outside of the random-
race, hypertension, and previous intracranial hemorrhage ization process. The study was halted after randomizing
are associated with increased risk of intracranial hemor- 223 patients with 114 randomized to intervention and
rhage. A recent study from Johns Hopkins reported a 109 to medical management. In the intervention group,
threefold increased risk of hemorrhage in nonwhites. 5 were treated with microsurgical resection, 30 with
Particular angiographic and MR features have not defin- embolization, 31 with radiotherapy, and 28 with multi-
itively been demonstrated to increase the risk of hemor- modality therapy. The primary endpoint was achieved
rhage, but in general there is a trend towards increased in 35 (30.7%) of the 114 patients randomized to treat-
risk of hemorrhage in AVMs with multiple arterial ment and in 11 (10.1%) of the 109 patients in the med-
feeders, deep-seated locations in the brain, exclusively ical management arm. The secondary outcome was
deep drainage, and feeding-artery aneurysms (Stapf achieved in 24 (46.2%) patients receiving intervention
et al., 2006; Lv et al., 2011, 2013; Hetts et al., 2014). and 8 (15.1%) of the medically managed patients at
Smaller AVMS and those with limited venous drainage 30 months. The authors concluded that medical man-
have been reported to have a higher risk of hemorrhage. agement is superior to intervention in preventing death
Patients who present with intracranial hemorrhage or stroke in patients with unruptured AVMs followed
have symptoms that range from sudden severe headache, for 33 months. The design and interpretation of this
decreased level of consciousness, hemiparesis, neglect study have raised a number of legitimate concerns. It
and gaze preference, aphasia, cranial neuropathy, visual is unclear why such a large number of eligible patients,
field deficits, and coma. Approximately 25% of patients who did not refuse enrollment, were not randomized.
expire from their first hemorrhage. Secondly, the study design provides no standardization
Seizures are another common presentation of brain of the treatment arm. Anything less than complete oblit-
AVMs and occur in 20–29% of patients upon initial pre- eration of an AVM does nothing to protect patients from
sentation (van Beijnum et al., 2011; Garcin et al., 2012; future hemorrhage. Many patients in ARUBA were
Laakso and Hernesniemi, 2012; Gross and Du, 2013; Lv treated with suboptimal therapy that did not accomplish
et al., 2013; Galletti et al., 2014; Mohr et al., 2014; Ding the goal of complete obliteration. A recent large
et al., 2015a, b). A recent study from China found that meta-analysis of treated AVMs reported obliteration
20.9% of patients presented with seizure out of a series rates of 96% for surgical resection, 38% for stereotactic
of 3299 patients diagnosed with brain AVMs (Tong radiosurgery, and 13% for embolization (van Beijnum
et al., 2016). Seizures are more common in male patients et al., 2011). In the ARUBA study, only 5 patients
with AVMs in cortical locations, particularly the frontal received surgical resection alone when 76 patients in
and temporal lobe, and increase in frequency of occur- the treatment arm had grade Spetzler–Martin grade
rence with increasing AVM size (Garcin et al., 2012; I or II AVMs. Embolization is generally not considered
Galletti et al., 2014; Ding et al., 2015b; Tong et al., a curative procedure. It is concerning that 30 of the
2016). For AVMs in deep location, up to 32% of insular treatment patients were managed with embolization
AVMs may present with seizure, while other deep loca- alone. Of the 114 patients randomized to treatment,
tions, such as the basal ganglia, thalamus, corpus callo- 53 had not completed therapy and 20 had not even ini-
sum, brainstem, and cerebellum, present with seizure in tiated therapy at the time of analysis. Given the lack of
less than 10% of cases (Ding et al., 2015b). With treat- information and heterogeneity regarding therapies, it is
ment, seizure control rates range from 49% to 85% impossible to understand what the treatment arm
depending on treatment strategy (surgery, radiosurgery, represents.
or embolization), with the highest seizure freedom being Many thoughtful critics of this study have pointed out
obtained in patients with confirmed angiographic obliter- that it is irresponsible to conclude superiority of medical
ation after radiosurgery (Mohr et al., 2014; Ding et al., management for AVMs when the treatment arm con-
2015b; Moon et al., 2015; Nerva et al., 2015, 2016). sisted of therapeutic options that are well below the cur-
The ARUBA trial was a randomized study that rent standard of care for elimination of AVMs. Finally,
sought to compare the natural history of AVMs to the 33-month follow-up for a disease with a lifelong risk
28 J.W. OSBUN ET AL.
of hemorrhage is clearly inadequate to make conclusions hemorrhage adjacent to the AVM nidus. Another classic
regarding the optimal treatment. The fact there was a appearance is a “flame-shaped” hemorrhage emanating
10% incidence of death or stroke over a time interval from the ventricle. In other cases an AVM may have an
of less than 3 years in the medically managed group associated flow-related aneurysm and present with sub-
underscores the need to provide a low-risk cure for these arachnoid hemorrhage from aneurysm rupture. In the
patients and emphasizes the risk of untreated AVMs over setting of acute hemorrhage, the diagnosis of AVM
the lifetime of the patient and warrants consideration of on noninvasive vascular imaging may not be possible
an appropriate treatment strategy. because the hemorrhage will obscure the details of sur-
While intracranial hemorrhage and seizures are the rounding blood vessels. This is particularly true in
most common presenting features of a brain AVM, many smaller AVMs.
present with less ominous symptoms such as chronic Regardless of how an AVM may be demonstrated on
headache or tinnitus. As stated previously, these lesions noninvasive imaging, the gold standard for diagnosis is a
are being discovered more and more frequently as inci- formal catheter-based cerebral angiogram. Since an
dental findings on noninvasive imaging. Regardless of angiogram is a time-resolved dynamic study, an AVM
the clinical presentation or route of discovery, any will demonstrate its hallmark of early venous drainage.
AVM harbors a risk of intracranial hemorrhage over Angiography will demonstrate an AVM’s arterial feeders,
the lifetime of the patient and warrants a full diagnostic nidus configuration, and pattern of venous drainage. It
workup so that an appropriate treatment strategy may will demonstrate any flow-related aneurysms, intranidal
be formed. aneurysms, or venous varices. Three-dimensional rota-
tional angiography is crucial in understanding the precise
angiographic architecture of the lesion, and greatly aids in
DIAGNOSTIC EVALUATION
treatment decisions such as the safety of embolization in
AVMs have signature hallmarks on several noninvasive regard to en passage vessels that simultaneously supply
imaging studies. The appropriate workup will depend on AVM nidus and normal cortex, and the technical feasi-
the patient’s presentation. AVMs are now presenting with bility of embolization in regard to microcatheterization
increased frequency on noninvasive imaging studies. In of feeding arteries. Three-dimensional spatial resolution
such cases, larger AVMs can appear as a hyperdense will also greatly assist in the formation of a surgical resec-
mass that can even be confused for hemorrhage on non- tion plan. Size, location, and drainage pattern are essen-
contrast computed tomography (CT). CT angiography tial for understanding surgical risk as exhibited by the
(CTA) can reveal a nidus or even arterial feeders and Spetzler–Martin grading scale, and angiography will
large tortuous veins. On plain magnetic resonance imag- help define most of these parameters. Angiography will
ing (MRI), T2-weighted sequences often demonstrate a therefore aid in surgical planning and help in determining
classic tangle of “flow voids” around the AVM nidus. whether preoperative embolization can be safe and
Magnetic resonance angiography (MRA) may poten- effective.
tially delineate the nidus, arterial feeders, or draining
veins. Even if an AVM is discovered incidentally on CONCLUSIONS
MRI, T2-weighted imaging is essential for understand-
ing the exact anatomic location and size of the nidus AVMs are an uncommon vascular malformation of the
for determining potential treatment decisions. Functional brain and spinal cord with important clinical implications
MRI testing can help determine the lesion’s relationship in terms of hemorrhagic stroke, epilepsy, and neurologic
to functionally important areas such as motor and lan- disability. An understanding of their epidemiology, clin-
guage areas, and can be extremely valuable for determin- ical presentation, and natural history is imperative when
ing the safety of surgical resection. A fine-cut volumetric forming a plan for full diagnostic workup. A full diagnos-
T2-weighted study or T1-weighted study with contrast tic workup, including both MRI and catheter-based cere-
can be used with neuronavigation systems for intraopera- bral angiography, is paramount in calculating a treatment
tive guidance. modality that will maximize both AVM obliteration and
Other patients will present in a more acute fashion. patient safety.
For patients presenting with seizures, often a noncon-
trast CT is performed to rule out intracranial hemor- REFERENCES
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Handbook of Clinical Neurology, Vol. 143 (3rd series)
Arteriovenous and Cavernous Malformations
R.F. Spetzler, K. Moon, and R.O. Almefty, Editors
http://dx.doi.org/10.1016/B978-0-444-63640-9.00004-7
© 2017 Elsevier B.V. All rights reserved

Chapter 4

Seizures associated with cerebral arteriovenous malformations


JOHANNES SCHRAMM*
Department of Neurosurgery, University of Bonn, Bonn, Germany

Abstract
Various types of seizures and epilepsy are associated with 20–45% of cerebral arteriovenous malforma-
tions (AVMs). The necessity to differentiate between occasional seizures, epilepsy with repetitive seizures,
and the much rarer drug-resistant epilepsy (DRE) is underlined. It is clear that where there is frequent
seizures or DRE, vascular surgeons should take epilepsy surgery aspects into account. The epidemiology
of AVM-associated seizures, assumed pathophysiologic mechanisms, most frequent seizures types, and
medical treatment are described. Depending on the severity of the epilepsy, the diagnostic workup, includ-
ing electroencephalogram (EEG), video-EEG, and, rarely, invasive evaluation, is explained. An invasive
presurgical workup is only necessary in rare cases of DRE. The indication to extend the resection to more
than just removal of the AVM is defined and the various specific resection techniques for this rare form are
outlined. In the vast majority of AVM cases removal of the AVM with some adjoining gliotic or hemo-
siderotic rim of cortex will be sufficient, however. In the majority of cases with preoperative epilepsy,
patients will be seizure-free after surgery. Patients who never had a seizure before AVM removal may
develop de novo epilepsy postoperatively (5–15%). Rates of seizure freedom after different treatments
(microsurgery, radiosurgery, endovascular) vary.

INTRODUCTION DEFINITIONS
Seizures are the second most frequent presentation of Seizures in cerebral AVM may be induced by a first hem-
cerebral arteriovenous malformations (AVMs). Seizures orrhage, but may be present in unruptured AVMs even
are found in 20–45% of AVM cases seen for treatment, for years. The World Health Organization (WHO) has
yet the major problem in cerebral AVM is the risk of hem- defined epilepsy as a chronic neurologic disorder charac-
orrhage which is around 2–3% annually. In large series terized by recurrent seizures, i.e., brief episodes of invol-
hemorrhage is the most frequent presentation in up to untary movement of a part or the entire body which may
50% of cases and the true significance of this is the result- or may not be accompanied by loss of consciousness and
ing morbidity and mortality. Thus, the major concern loss of control of bowel and bladder function (World
with cerebral AVM is prevention of bleeding or rebleed- Health Organization, 2016). The International League
ing with increased morbidity. However, having seizures Against Epilepsy (ILAE) prefers to call epilepsy a dis-
or epilepsy brings about a set of problems for the patient ease instead of disorder (International League Against
which may be considerable – many professions off Epilepsy, 2014). The WHO uses the term epilepsy if
limits, more accidents, higher mortality, social stigma, two or more unprovoked seizures are found, whereas a
no swimming, no car driving, no climbing, plus the need single seizure does not constitute epilepsy.
for medication with its side-effects. These factors make Seizures are caused by sudden synchronous electric
AVM-related epilepsy a significant factor to consider discharges in large groups of neurons. They may be
in case management to achieve a fully satisfactory out- triggered by various stimuli (e.g., trauma, hemorrhage,
come. This chapter deals with seizures and epilepsy types blood–brain barrier disruption). The patient with
found in patients with cerebral AVM. AVM-associated seizures carries a double burden. Not

*Correspondence to: Johannes Schramm, M.D., Medical Faculty, Bonn University, Sigmund-Freud Str. 25, 53127 Bonn, Germany.
E-mail: johannes.schramm@ukb.uni-bonn.de
32 J. SCHRAMM
only is there the fear of hemorrhage; epilepsy is also seen in seizures may be due to potentiation of excitatory
associated with many psychosocial problems and may transmissions or to the failure of inhibitory transmission.
need lifelong medication (with potential side-effects). The precise mechanisms are as yet unknown, but a
Patients with chronic epilepsy are also endangered by number of mechanisms have been described in experi-
seizure-associated injuries. Epilepsy patients have a mental setups, including gliosis, blood–brain barrier dis-
higher mortality rate and patients with drug-resistant epi- ruption, localized ischemia, hemosiderotic deposits, and
lepsy (DRE) have in fact a shortened life expectancy. The scars following microbleeds (LeBlanc and Rasmussen,
older classification into symptomatic and kryptogenic 1974; Stefan et al., 1987; Wolf et al., 1993; Englot
epilepsies has been replaced by a new classification of et al., 2012). It is known that not one single cellular
epilepsies or syndromes: localization-related, generalized mechanism is involved in the generation of seizures.
(idiopathic, special and other), and “unspecified” (World Numerous models of experimental epilepsy exist and sei-
Health Organization, 2016). Single or occasional seizures zures can be induced by topical application of chemical
are observed also in healthy brains associated with condi- substances (kainate, penicillin, aluminum oxide, or com-
tions such as seizure-provoking drugs or sleep depriva- pounds with metallic ions, e.g., hemosiderin). The pri-
tion: seizures in patients with epilepsy are frequently mary inhibitory neurotransmitter gamma-aminobutyric
associated with structural lesions, cortical malformations, acid (GABA) is presumed to play an important role in
and biochemical alterations in cortical tissue. epileptogenesis. For temporal-lobe epilepsy GABA
It may be practical to look at AVM-associated seizures increases have been demonstrated by microdialysis tech-
from the perspective of a neurosurgeon who sees the nique in the extracellular space. GABA homeostasis is
patient for the first time, and classify them into three complicated and may be influenced by many factors,
groups: such as quantity of GABA transporter proteins, and by
complicated astrocyte–pericyte interactions. Drugs
1. Sporadic seizures group: patients who have had one
effective in convulsive seizures can augment GABAer-
or two seizures only.
gic neurotransmission (Macdonald and McLean, 1986)
2. Chronic epilepsy group: all patients who have had
or can reduce the capability of cells to generate
more than two seizures, but do not fulfill the criteria
high-frequency discharges. Focal or generalized convul-
for DRE.
sions are associated with prolonged membrane deep
3. DRE: if seizures persist for over 2 years after failure
polarizations.
of adequate trials of two tolerated and appropriately
A more recent discovery was the significant role of
used antiepileptic drug (AED) schedules.
astroglia in epileptogenesis. Although astrocytes do
The mechanisms whereby epilepsy turns into DRE are not produce ictal discharges, they play a role in K+
unclear. DRE may include many or few seizures, e.g., buffering and metabotropic glutamate receptor signaling
four seizures per year, four seizures per month, or more. (Kovács et al., 2012). Blood–brain barrier disruption has
The definition of seizure freedom must be based been found to play a role in epileptogenesis, especially
somehow on the typical interval between seizures. The the leaking of serum proteins, leading to inflammatory
ILAE has therefore decided that sustained seizure free- response, and impaired homeostasis of the extracellular
dom is achieved when the seizure-free period after a space, leading to increased excitability of neurons, which
new drug regime or after surgery was longer than at least results in an altered balance of excitatory and inhibitory
three times the longest interseizure interval (Kwan elements (Friedman and Heinemann, 2012).
et al., 2010).
MECHANISMS IN AVM-RELATED
EPILEPSY
PATHOPHYSIOLOGY OF
EPILEPTOGENESIS Lesional epilepsies, such as AVM-related epilepsy, affect
brain areas differently; they are more common in tempo-
AVMs consist of atypical and malformed blood vessels ral and frontal lobe (Friedman and Heinemann, 2012).
and do not contain neurons. Seizures are not generated Several factors have been found to be associated with
by the AVM proper but they are induced by the effects AVM-related seizures: hemorrhage from the AVM
the AVM exerts on the adjacent cortex. The basic rule (Thorpe et al., 2000), size of the AVM, feeders from
is that only neurons can generate seizures and thus cor- the middle cerebral artery territory, associated venous
tical lesions are most likely to produce seizures. In prin- varices, superficial large AVMs (Morello and Borghi,
ciple, seizures can develop if the balance between 1973; Crawford et al., 1986b), and superficial venous
excitation and inhibition at the cellular level or synaptic drainage (Turjman et al., 1995; Garcin et al., 2012). Of
level is disturbed. The synchronized neuronal discharges 27 cases, histology of excised seizure foci contained
SEIZURES ASSOCIATED WITH CEREBRAL ARTERIOVENOUS MALFORMATIONS 33
gliosis in 26, hemosiderin deposits in 10, and focal hem- may stop generating seizures after the primary lesion
orrhages in 4 (Yeh et al., 1990). In a recent series of 103 with its surrounding epileptogenic cortex has been
patients (von der Brelie et al., 2015) temporal and frontal removed. It may be warranted to opt for removal of
localization were most frequent (37.9% and 33%). In the primary lesion and secondary focus in one procedure,
that series unruptured AVMs were associated with sei- or for a stepwise approach with invasive evaluation and
zures in 61%. A seizure as a first symptom was reported secondary focus resection only done when seizures per-
in that series in 43%; other authors report 15–35% of sist after lesionectomy.
patients having a seizure as a first symptom (Perret The more frequently the seizures occur, the larger the
and Nishioka, 1966; Morello and Borghi, 1973; lesion, the more cortex is affected, and the longer the
Michelsen, 1979; Graf et al., 1983; Fults and Kelly, duration of the epilepsy, the greater the chance that epi-
1984; Wilkins, 1985; Brown et al., 1988; da Costa leptogenic cortex is not only present in the immediate
et al., 2009). vicinity of the AVM. A more extensive cortical resection
The storage of albumin in astroglial cells around may be necessary, as demonstrated earlier (Yeh et al.,
vascular lesions has recently been implicated in 1990; Yeh and Privitera, 1991; von der Brelie et al.,
AVM-associated epileptogenesis (Raabe et al., 2012). 2015). Seizure semiology, ictal electroencephalogram
Since seizures are induced by the effects of AVM on (EEG) findings, and the occasional invasive evaluation
the surrounding cortex via ischemia, microhemorrhages, with grids or strips may pinpoint the area of a secondary
gliosis, inflammatory processes, and albumin extravasa- focus (Yeh and Privitera, 1991). The big question is when
tion, it is no surprise that epilepsy may cease after to go for a more extensive epilepsy investigation, even
removal of the AVM. On the other hand, there must be with invasive recordings. DRE as opposed to chronic
mechanisms that cause persistence of seizures despite epilepsy or sporadic seizures is a definitive candidate
removal of the AVM, most likely because these changes for extensive presurgical evaluation (von der Brelie
induced permanent epileptogenic areas in the neighbor- et al., 2015).
ing cortex. One such factor may be the duration of the
epilepsy until the removal of the primary lesion (e.g.,
NATURAL HISTORY
AVM). The longer the epileptogenic process, brought
AND EPIDEMIOLOGY
on and maintained by the presence of an AVM, has
existed, the more likely that the AVM-related epilepsy Seizures are the presenting symptom in 20–40% of cases
may persist after removal of the vascular malformation. in larger series (Kida et al., 2000; Hoh et al., 2002;
Epilepsy occurs more frequently in larger AVMs Josephson et al., 2011; von der Brelie et al., 2015).
(McKissock and Paterson, 1956; Hyun et al., 2012). The most frequent seizure type in AVM patients is gen-
eralized tonic-clonic seizure (Kida et al., 2000; Hoh et al.,
2002; Josephson et al., 2011; von der Brelie et al., 2015),
EXTENDED EPILEPTOGENIC ZONE
although in the DRE subgroup initial focal seizures were
AND SECONDARY FOCI
more frequent (von der Brelie et al., 2015). Generalized
Epileptogenesis may take place in cortical areas distant tonic-clonic seizures were most frequent in a large series
from the immediate border of the AVM, where it nor- (Piepgras et al., 1993) and of the focally starting seizures
mally has its primary location. This can occur in two half were associated with secondary generalization.
different forms: (1) the primary ictal onset zone enlarges Larger AVMs were found to be more likely to present
over time to form a larger ictogenic area in direct with seizures, whereas AVMs < 3 cm were more likely
proximity to the AVM; and (2) a second ictogenic area to present with hemorrhage (Piepgras et al., 1993). Tem-
develops away from the cortex surrounding the porally located AVMs have a tendency to present with
AVM – a process that usually takes time and happens complex partial seizures, many of which, however, later
only in some cases. These distant secondary foci are generalize.
thought to be induced by exposure to repetitive seizure The risk of developing seizures in an incidentally dis-
patterns from cortex close to the epileptogenic lesion. covered AVM, where no seizures had occurred so far, is
This kindling phenomenon is particularly prominent in relatively low (8% within 5 years: Josephson et al., 2011,
the mesial temporal lobe but may also occur in the neo- or 1.1% per person-year: Crawford et al., 1986a, b),
cortex, especially in the central area. If kindling in a tem- so prophylactic AED therapy may not be indicated. If
porally located AVM occurs, it may lead to secondary the patient had initially presented with hemorrhage the
hippocampal sclerosis, which may become an indepen- risk of a first seizure within the next 5 years increases
dent focus, then called dual pathology, with a higher risk to 23%. AVM patients who presented with a single
for persisting seizures despite removal of the AVM. seizure had a 5-year risk of developing epilepsy of 58%
However, some secondary epileptogenic cortical areas (Josephson et al., 2011). In a study of 153 nonoperated
34 J. SCHRAMM
patients who were followed up for a 20-year period, 18% first-line treatment is medical, unless AVM removal is
developed epilepsy (Crawford et al., 1986a, b). When diag- indicated. Patients with primary generalized seizures
nosed, younger patients aged 10–19 years were found to need other AEDs than do patients with focal seizures.
have a 44% risk compared to 6% risk in those who were Since recommended drug regimes change over time it
over the age of 30, during a 20-year follow-up period is wise to involve an epileptologist. The chance to
(Crawford et al., 1986a). The same study also confirmed achieve seizure freedom with AED is about 70% in
that temporal-lobe location carries the greatest risk of any epilepsy, but was only 60% in a large observational
developing epilepsy (Crawford et al., 1986b). population-based AVM study (Josephson et al., 2011).
The same study described that immediate AED prescrip-
Drug-resistant epilepsy tion increased the time to seizure recurrence and reduced
the time to 2-year seizure freedom. After successful
Whereas about 30% of all epilepsy patients suffer from
AVM removal in cases with previous chronic epilepsy
DRE, the percentage of DRE in AVM-related seizures
or DRE it is recommended to continue the AED for at
is much lower. A few studies have clearly described
least 1 year, and preferably 2 years, as is standard practice
DRE cases (Yeh and Privitera, 1991; Yeh et al., 1993;
in epilepsy surgery.
Lim et al., 2006); however their percentage of DRE in
the whole series was not given. It was 24 of 103 in the
own AVM series (von der Brelie et al., 2015), and less PRESURGICAL DIAGNOSTICS
than 1% AVM cases out of over 2000 resective epilepsy
The neuroradiologic routine examination is the same for
surgery cases in the Bonn epilepsy surgery program. In a
AVM cases with and without seizures: four-vessel digital
very large series 18% of epilepsy cases had DRE (Englot
subtraction angiography and magnetic resonance imag-
et al., 2012).
ing (MRI). The MRI examination may give hints with
In our own DRE group preoperative duration of epi-
regard to gliotic areas, edematous zones, and microhe-
lepsy was significantly longer (156 months vs. 37 months
morrhages at the AVM border, but also of edema in the
for chronic epilepsy and 6 months for sporadic seizures).
area of a more distended or stenotic draining vein as
Initial intracerebral hemorrhage was less frequent and
potential sources of distant epileptogenic cortex. The
frontal localization of the AVM was most common;
MRI in temporal AVM cases with chronic epilepsy or
patients more frequently had multimodal treatment
DRE should ideally be performed with sequences used
before surgery and they were twice as frequently associ-
for presurgical epilepsy workup. In order to obtain good
ated with high Spetzler–Martin grades compared to the
visualization of the hippocampus and other mesiotem-
total cohort (von der Brelie et al., 2015). More extensive
poral structures the axial slices should be inclined paral-
resections led to better results: 8 of 10 patients with
lel to the length axis of the hippocampus.
extended lesionectomy were seizure-free, but only 6 of
No specific electrophysiologic techniques need be
14 with standard resections (no statistical significance
applied for AVMs with only sporadic seizures.
because of low numbers). In another series factors pre-
For chronic epilepsy, as defined above, preoperative
disposing to develop DRE were hemorrhage, frontotem-
video-EEG is advisable if seizure frequency is high
poral lesion, male gender, and larger AVM size (3.1 cm
and seizure types or frequency are very disturbing, for
vs. 2.4 cm in nonseizure cases) (Englot et al., 2012).
example, affecting professional activity.
Few data on management of DRE in AVM cases are
Workup in DRE cases focuses on localization of the
available (Yeh et al., 1993; Cao et al., 2011; von der
ictogenic area, since AVM removal is done in a standard
Brelie et al., 2015). In another series with mostly
fashion. DRE cases need to have video-EEG with the aim
DRE cases, 25 of 54 patients had additional cortical
of recording at least two seizures. Video-EEG may not be
excisions, i.e., extended lesionectomies (Yeh et al.,
available everywhere and should be done in collabora-
1993); 12 of these were in a remote location, i.e., foci
tion with an epilepsy service. The seizure semiology
of secondary epileptogenesis. In our own series 13 of
and possible postictal neurologic deficits may give
24 DRE cases underwent epileptologic evaluation lead-
important hints regarding the presence and location of
ing to an epilepsy surgery approach in 11 of those
a so-called remote ictogenic focus.
13 cases (von der Brelie et al., 2015); in another series
The use of invasive evaluation with strip, depth, or grid
10 of 17 temporal AVMs were associated with a remote
electrodes will rarely be necessary. It will be indicated if
seizure focus (Yeh et al., 1993).
there is a discrepancy between the MRI and the findings
from the noninvasive evaluation, i.e., video-EEG record-
DRUG TREATMENT
ings of two seizures, and the localizing signs obtained from
For patients presenting with a first ever seizure but no careful history taking and the semiology of the seizures.
hemorrhage leading to the diagnosis of AVM, the A typical example would be a small AVM in the frontal
SEIZURES ASSOCIATED WITH CEREBRAL ARTERIOVENOUS MALFORMATIONS 35
lobe and a seizure semiology pointing to the temporal lobe. freedom, i.e., potentially an invasive evaluation to detect
DRE from temporal AVM must be particularly carefully extended areas of epileptogenicity. The indication for
evaluated because of the well-known propensity of the surgery may also be given for patients who cannot toler-
temporal lobe to develop secondary epileptogenic areas ate side-effects of anticonvulsants (Yeh et al., 1993).
(Yeh and Privitera, 1991; Cascino et al., 1992; Jooma
et al., 1995; Moore et al., 1999). Intraoperative electrocor-
Epilepsy surgery concepts applicable in
ticography does not reliably indicate the epileptogenic
AVM removals
zone or remote seizure foci because no seizures are
recorded. The resection of an AVM which presented with one or a
The implantation of strip and grid electrodes can be few seizures does not have to consider principles of epi-
used for extraoperative mapping of both, epileptogenic lepsy surgery, since the term epilepsy surgery is reserved
and functional cortex. It requires a first craniotomy for for cases with DRE. AVM removal for chronic seizures
the implantation and a second one for the resection, and DRE may be considered lesional epilepsy surgery.
but offers the huge advantage that mapping of cortical Thus, the vascular surgeon should be aware of the defi-
function can be performed outside the operating room nition of DRE (see section on definitions, above).
for lengthy periods if necessary. Video-EEG with AVM removal alone (in epilepsy surgery terminology
implanted electrodes is the most useful EEG recording a “pure lesionectomy”) may be supplemented by addi-
type for detection of seizure origin. It can help to plan tional removal of a cortical rim, or adjacent scarred/glio-
the resection of AVM close to eloquent cortex and the tic cortical areas. For lesional epilepsy several options
localization of secondary epileptogenic areas and their exist: simple lesionectomy (i.e., only the AVM is
topographic relationship to functional cortex. Again, col- removed), lesionectomy with rim of cortex, and extended
laboration with an epilepsy surgery group is very impor- lesionectomy, i.e., lesionectomy with rim plus resection
tant. Awake craniotomy can only be used for functional of secondary epileptogenic focus or dual pathology. The
mapping, not for precise localization of ictogenic areas, extended cortical removal may concern a defined cortical
since intraoperative seizures are normally not present, area in the vicinity of the lesion beyond the small cortical
and rather are to be avoided. rim or in temporal-lobe epilepsy it may include amygda-
lohippocampectomy, or, rarely, even temporal lobec-
tomy. Rasmussen already defined in 1983, for the
SURGICAL STRATEGIES
purpose of resective surgery in epilepsy, primary and sec-
Considering surgery, prevention of hemorrhage is the ondary localization. In cases of cerebral AVM the pri-
classic indication, not treatment of seizures. Thus, with mary localization would be the irritated or disturbed
an unruptured AVM discovered because of one or a cortex immediately bordering on the AVM, correspond-
few seizures, the seizures do not constitute an indication ing to the term lesionectomy with rim. The secondary
for surgery. The primary treatment for rare seizures is localization would be the adjacent cortex that must be
pharmacotherapy. The main aim is complete removal recruited to generate a clinical seizure. In a typical case
of the AVM using the same microsurgical techniques these two regions would be lying side by side and the sec-
as in cases without epilepsy. In patients with only a ondary location would correspond in some cases to a
few seizures, the chance to obtain seizure freedom with larger adjacent cortical area needing an extended lesio-
simple AVM removal is good, so no specific resection nectomy. The rarer variant of extended lesionectomy is
strategy appears necessary, apart from including small necessary if the recruited epileptogenic cortex lies distant
areas of gliosis and hemosiderotic cortex immediately from the immediate cortex around the AVM, such as, for
adjacent to the AVM border, provided eloquent cortex example, the hippocampus in a case of lateral superficial
is not affected. temporal AVM.
In patients with AVMs associated with chronic epi- During the very long debate on what procedure is best,
lepsy where DRE is present, it is worth being aware of some facts have evolved for lesion-related epilepsy in
some concepts of epilepsy surgery. Ideally the vascular general, not necessarily restricted to AVM-related sei-
surgeon confronted with these two conditions should zures. Although resection of the AVM alone may be asso-
know about and include epilepsy surgery aspects in the ciated with good postoperative control of seizure activity,
planning of the AVM removal. simple lesionectomy for temporal-lobe lesions has
Rarely, patients who do not initially wish to have their poorer results than lesionectomy combined with resec-
AVM removed but suffer from uncontrolled seizures are tion of mesial structures (Cascino et al., 1992; Jooma
candidates for surgery with the primary aim of achieving et al., 1995; Moore et al., 1999). Findings that support
seizure freedom. For these cases planning should include a greater likelihood of being seizure-free after a simple
considerations to optimize chances to achieve seizure lesionectomy were shorter duration of the seizure
36 J. SCHRAMM
disorder, lower seizure frequency, or good response to various patient groups or for different durations of the
antiepileptic treatment (Rassi-Neto et al., 1999). For sev- epilepsy disorder, two factors known to influence seizure
eral lesion types (benign tumors and vascular malforma- outcome.
tions) combined lesionectomy plus corticectomy were In principle, one would expect best outcomes after the
more successful (Weber et al., 1993). removal of the AVM with its surrounding damaged cor-
For chronic epilepsy with disturbing seizure types or tical rim. The AVM-derived factors known to induce epi-
affecting professional activity it may be advisable in leptogenesis should ideally be removed in the course of
those cases where the AVM is distant from eloquent cor- AVM resection (e.g., hemosiderin deposits, gliosis) or
tex to perform a lesionectomy with a wider rim, i.e., disappear shortly after (e.g., edema, localized ischemia).
AVM removal, including areas of gliotic and hemosi- Since some of these factors disappear only if they are
derotic cortex in the immediate vicinity plus 0.5 cm of mechanically removed, and others when the hemody-
healthy-appearing cortex. namic abnormalities around the AVM disappear, it
Although the superiority of an epilepsy surgery con- becomes clear that complete obliteration of the AVM
cept used in AVM removal with DRE or chronic epilepsy alone can lead to cessation of seizures. With microsur-
has been seen (Yeh et al., 1993; Jafar and Huaeng, 1999), gery the hemodynamic effects will be gone but also
but not proven so far, success in non-AVM cases supports the mechanical removal of structural changes has
its use. occurred, so a wider spectrum of ictogenic factors is dealt
with when microsurgery is used. If edema, pulsatile com-
pression, and relative ischemia are leading factors in sei-
POSTOPERATIVE SEIZURES AND
zure generation, total occlusion by embolization will
OUTCOME ASSESSMENT
significantly reduce the ictogenic potential of the AVM.
There are a variety of postoperative seizures. They may In microsurgical removal of the AVM by bipolar
be a continuation of preoperative seizures, they may be coagulation and use of sucker a small corridor of work
de novo seizures in previously seizure-free patients, around this lesion is created and a proportion of the struc-
and they may constitute a deterioration of pre-existent tural changes very close to the AVM will automatically
seizures because of higher frequency or worse seizure be included in the resected tissue volume. During micro-
type. To make assessment more complicated some surgery, hematomas and cortical zone overlying hemato-
patients have a single early postoperative seizure; for mas will additionally be removed. It is thus no surprise
example, in the San Francisco series 16% had a single that experience has demonstrated that simple AVM
postoperative seizure (Englot et al., 2012). removal can lead to quite satisfactory seizure-free rates.
It is difficult to interpret the available literature, since One has to assume that, once the AVM is gone, the icto-
outcome scales common in epilepsy surgery are not used genic factors originating from or produced by the AVM
by many authors; only modern series have used the Engel are so greatly reduced or have disappeared that they no
outcome scale, sometimes considerably modified longer irritate the surrounding cortex. Any treatment
(Przybylowski et al., 2015). Many authors have used modality that does not obliterate or remove the AVM
individualized outcome classifications. Unfortunately it completely would therefore be expected to lead to
is not always clear whether seizure freedom is meant less satisfactory seizure outcomes. Some results support
according to the Engel classification or to the ILAE clas- the concept that seizure-free rates likely improve when
sification. In Engel I seizure-free patients can still have the AVM has been completely occluded (Ghossoub
auras, whereas ILAE outcome class I is seizure free with- et al., 2001; Hoh et al., 2002; Lim et al., 2006; Hyun
out aura. Outcome scores using different cutoffs vary et al., 2012; Yang et al., 2012).
widely. Sometimes a difference is made between one
seizure versus more than two (Thorpe et al., 2000;
Early postoperative seizure versus de novo
Ghossoub et al., 2001; Sch€auble et al., 2004; Cao
epilepsy
et al., 2011) and others choose one to three seizures ver-
sus more than four (Piepgras et al., 1993; Yeh et al., 1993; Unfortunately patients who never experienced seizures
Lim et al., 2006). In older references one may find before AVM removal may have de novo seizures postop-
terms like “improved” or combined outcome descrip- eratively. One or two early postoperative seizures do not
tions like “seizure-free or significantly improved.” In constitute epilepsy. Occasional single seizures in the
one meta-analysis (Chen et al., 2014), the terms early postoperative period are not rare (Englot et al.,
“seizure-free status” and “seizure control” were used, 2012) and are not synonymous with persistent epilepsy.
with the latter including “seizure improvement.” Com- De novo seizures were seen in 6% of a large series
paring seizure outcomes is difficult to impossible. It is (Piepgras et al., 1993); additionally in 2%, seizure pat-
also not easy to extract different outcome data for the terns deteriorated, and there was a high rate of de novo
SEIZURES ASSOCIATED WITH CEREBRAL ARTERIOVENOUS MALFORMATIONS 37
seizures (17.6%) in another (Rohn et al., 2014). They seizure-free during short-term follow-up (Lv et al.,
appeared later than 1 year after surgery in 6.3% 2010). Other series found 50% seizure freedom after
(Thorpe et al., 2000). Other authors reported that epi- embolization (Hoh et al., 2002) or 70% seizure-free or
lepsy worsened following a seizure (Forster et al., occasional auras (Lv et al., 2010). Embolization, which
1972; Parkinson and Bachers, 1980; Murphy, 1985). is at present unable to totally occlude most AVMs – only
The frequency of de novo seizures seems to be influ- smaller ones in up to 30% or 40% – leaves most of the
enced by the size of the AVM: AVMs < 3 cm in 3%, cortex-disturbing factors behind. In one series, no patient
3–6 cm in 6%, and > 6 cm in 16% de novo seizures became seizure-free (Fournier et al., 1991). In a meta-
(Piepgras et al., 1993). Persisting and repetitive seizures, analysis endovascular treatment achieved 49.3% sei-
to be called epilepsy if they are more than two, should not zure freedom in a mean of five studies (Baranoski
be mixed up with one or two seizures in the first 7–10 et al., 2014).
days after surgery. They most likely stem from the surgi-
cal trauma to the cortex analogous to the occasional
Seizure outcomes after radiosurgery
seizure after other types of cerebral surgery. In a meta-
analysis 9.1% of 547 microsurgery patients, 5.4% of In two multidisciplinary series radiosurgery cases had
568 stereotactic radiosurgery patients, and 39.4% in lower seizure freedom rates than microsurgery: 43%
the endovascular group experienced de novo seizures vs. 81% (Hoh et al., 2002), and 78% vs. 66% (Hyun
(Baranoski et al., 2014). et al., 2012). A recent review article shows much lower
rates of complete seizure freedom compared to microsur-
SEIZURE OUTCOMES gically removed AVMs. Another review found a seizure
freedom rate of 62.8% for all radiosurgically treated
Seizure outcomes after microsurgery AVM versus 78.3% for microsurgery (Baranoski et al.,
Approximately 45–80% of patients with AVM-associated 2014), and for completely obliterated AVM higher rates
seizures become seizure-free after microsurgery. Seizure- of seizure freedom (85.2%) with radiosurgery. Remark-
free outcomes were 43% (Yeh et al., 1990), 89.5% ably, only 41% of partially occluded cases were
(Piepgras et al., 1993), 70.9% (Yeh et al., 1993), 70.4% seizure-free versus 82% of totally occluded AVM
(Thorpe et al., 2000), 77.4% (Heros et al., 1990), 78.1% (Chen et al., 2014). These numbers speak for complete
(Cao et al., 2011), 83.3% (Hyun et al., 2012), 80.6% obliteration being an important factor in achieving high
(Englot et al., 2012), 93% (Hoh et al., 2002). In our rates of seizure freedom. In 73 of 253 patients with pre-
own cohort (von der Brelie et al., 2015), overall seizure treatment seizures sufficient seizure outcome data were
freedom was 76.7% and 84.5% had a “favorable” out- available in a series from Charlottesville, of which
come, corresponding to ILAE 1–3, which is Engel I and 36 were completely seizure-free (Engel class IA, 49%)
II, i.e., up to two seizures a year. Seizure outcomes varied or had auras or simple partial seizures (Engel class IB,
considerably with duration of preoperative seizure disor- n ¼ 29, 40%) (Przybylowski et al., 2015). In a series of
der: 85.7% of patients with sporadic seizures were sylvian fissure AVM, total obliteration rates increased
seizure-free, 80.5% with chronic epilepsy, and only from 35% at 3 years to 60% at 4 and 5 years and 76%
58.3% with DRE. Other series had better outcomes for at 10 years. For patients with pretreatment seizures, rates
DRE (Hoh et al., 2002), with 91% seizure-free. Interest- of seizure improvement were 29% at 3 years, 36% at
ingly, outcomes improved from 1 year (77%) to 79% at 5 years, 50% at 10 years, and 60% at 15 years – overall
5 years and 84% at 10 years (von der Brelie et al., 2015). 53% Engel class I outcome. In a recent review of
19 radiosurgery case series (Chen et al., 2014), 997
patients with available seizure outcome were identified
Seizure outcomes after embolization
from 19 radiosurgery case series and had 43.8% seizure
Not many series with seizure outcomes after AVM embo- freedom and 68.7% “seizure freedom or improvement”
lization are available (Fournier et al., 1991; Hoh et al., and concluded that “improved seizure control is signifi-
2002; Le Feuvre and Taylor, 2007; Lv et al., 2010; Los cantly more likely with complete AVM obliteration.”
Reyes et al., 2011; Hyun et al., 2012). In some studies However, it is difficult to prove beyond doubt that
seizure outcome for different modalities is given (Hoh incomplete obliteration is the major factor in a poorer
et al., 2002; Hyun et al., 2012; Baranoski et al., 2014). outcome since many other factors have been associated
If embolization occluded the AVM totally the effect on with influencing seizure outcome, e.g., short seizure dis-
epileptogenesis-inducing factors should be detectable order, infratentorial location, AVM size, hemorrhagic
early, in contrast to radiosurgery, where AVM occlusion presentation.
may take 2–4 years. In a series of 30 patients who had On the one hand there is a presumed direct suppres-
endovascular treatment for their AVM, 70% became sive action of radiation on seizure generation in the
38 J. SCHRAMM
cortex. On the other hand, when radiosurgery is applied regard to seizure freedom. Since complete AVM removal
for temporal-lobe epilepsy there is a typical considerable or obliteration yields better seizure outcomes, one would
increase in the frequency of auras in the first 6–9 months, expect better seizure outcomes with microsurgery since
so there is no doubt that radiosurgery has the potential to this modality has the highest total occlusion rate. It is also
induce seizures in the short term. Although radiosurgery frequently difficult to find out how outcomes vary for
has been used for the treatment of mesial temporal-lobe patients with sporadic seizures versus those with epi-
epilepsy, radiosurgery may cause delayed epilepsy via lepsy of longer standing or even those with DRE.
radiochemical damage (necrosis, edema) (Husain et al., The need for vascular surgeons to become acquainted
2001; Yang et al., 2012). Epilepsy is not expected to with concepts of epilepsy surgery when they write up
cease immediately after radiosurgery since obliteration their AVM series and describe AVM-related seizures is
of the AVM takes some time. In this period hemorrhages obvious. It would be ideal, if vascular surgeons came
continue to occur at an annual rate of about 2% and these to accept that chronic epilepsy or DRE associated with
again may result in epilepsy (Yang et al., 2012). AVMs is a similarly important task to be dealt with like
removal of the AVM. For this purpose vascular surgeons
should become familiar with concepts from epilepsy sur-
SHORT SUMMARY OF MANAGEMENT geons on how to approach lesions (i.e., AVMs) associ-
STRATEGY ated with chronic or DRE. This includes the need to be
aware that secondary epileptogenic foci may exist some-
● AVM with no seizures: just treat with appropriate
what distant from the AVM. For those rare cases of DRE
treatment modality, no prophylactic AEDs neces-
associated with AVM it may be most appropriate to seek
sary. In case of microsurgery include microhemor-
collaboration with an epileptologist or epilepsy surgeon.
rhages and areas of gliosis in adjacent cortex.
● AVM with sporadic seizures: choose appropriate
treatment modality, no prophylactic AEDs neces-
REFERENCES
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rhages and areas of gliosis in adjacent cortex. trol for intracranial arteriovenous malformations is directly
● AVM with more than two seizures, with many sei- related to treatment modality: a meta-analysis. Journal of
zures, or chronic epilepsy: if microsurgery is chosen, neurointerventional surgery 6 (9): 684–690.
a small rim of adjacent normal cortex should be Brown RD, Wiebers DO, Forbes G et al. (1988). The natural
included when removing the AVM. In chronic epi- history of unruptured intracranial arteriovenous malforma-
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Handbook of Clinical Neurology, Vol. 143 (3rd series)
Arteriovenous and Cavernous Malformations
R.F. Spetzler, K. Moon, and R.O. Almefty, Editors
http://dx.doi.org/10.1016/B978-0-444-63640-9.00005-9
© 2017 Elsevier B.V. All rights reserved

Chapter 5

Surgical management
MICHAEL K. MORGAN*
Department of Clinical Medicine, Macquarie University, Sydney, New South Wales, Australia

Abstract
Surgical management includes selection of patients for surgery, performing the technical procedure of
brain arteriovenous malformation (bAVM) resection and perioperative management that maximize the
chance for the best outcome. In general the Spetzler–Ponce class (SPC) can divide patients into those with
good evidence that surgery is appropriate in most cases (SPC A), those in whom surgery should only be
considered occasionally with highly nuanced indications (SPC C), and surgery may be appropriate having
made a detailed analysis of patient (including age), clinical (including mode of presentation), and AVM
characteristics (including diffuseness), and a comparative analysis of outcomes with alternate management
pathways for SPC B cases. The underlying competent performance of surgery must successfully achieve:
consideration of the physiology; correct identification of vessel; protection of the arterial supply to normal
brain; understanding of the expected anatomic relationship between feeding arteries and draining veins;
and recognition and management of complex arterial feeding patterns from transdural and transosseous
sources. Aggressive blood pressure management is required for bAVM with significant changes to brain
vascular physiology as a consequence of surgery. For such cases, brain vascular remodeling will take
approximately 1 week after surgery. During this period, protection against elevation of blood pressure must
be strictly achieved.

BACKGROUND
perform preoperative embolization and difficulty may
There is almost nothing as satisfying in a neurosurgeon’s arise in identifying cases that failed to proceed to surgery
career as the execution of a technically proficient exci- because of complications sustained during the emboliza-
sion of a brain arteriovenous malformation (bAVM). tion procedure.
Nor is there likely to be anything as terrifying as a bAVM Establishing complications for bAVM management
resection going wrong. Therefore, it is extremely impor- related to an intention to treat is presently limited to a
tant that the decision to recommend surgery for bAVM is single randomized control trial of unruptured bAVM
not clouded by the desire to operate, nor fear, and is (ARUBA) in which 18 cases had surgery as part of man-
firmly based upon the needs of the patient and informed agement, of whom only 5 cases were treated exclusively
by the evidence. The complexity in establishing those by surgery (Mohr et al., 2014). These small numbers
patients for whom surgery is of benefit is confounded prevent the ability to generalize outcomes from surgery
by the choices between surgery, embolization, radiosur- and therefore ARUBA cannot be easily used as a guide-
gery, conservative management, and their combinations. line for treatment of unruptured bAVM (Korja
Outcomes of combined management, where responsibil- et al., 2014b). Whether or not embolization is utilized
ities towards the goal of obliteration of bAVM may vary prior to surgery may not influence outcomes in surgical
between proceduralists and institutions, have been diffi- series (Morgan et al., 2013; Korja et al., 2014a). The
cult to critically evaluate. Analyzing retrospectively sur- main conclusions that can be drawn from ARUBA are
gical series almost always includes some series that that the natural history of rupture for unruptured bAVM

*Correspondence to: Michael Kerin Morgan, Department of Clinical Medicine, Macquarie University, Sydney, New South Wales,
Australia. Tel: +61-409-074-824, E-mail: michael.morgan@mq.edu.au
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moving, and from the centre diffuses itself over the whole body of the
microcosm.
It was the sad perception of this truth that made Tyndall confess
how powerless is science, even over the world of matter. “The first
marshalling of the atoms, on which all subsequent action depends,
baffles a keener power than that of the microscope.” “Through pure
excess of complexity, and long before observation can have any
voice in the matter, the most highly trained intellect, the most refined
and disciplined imagination, retires in bewilderment from the
contemplation of the problem. We are struck dumb by an
astonishment which no microscope can relieve, doubting not only the
power of our instrument, but even whether we ourselves possess the
intellectual elements which will ever enable us to grapple with the
ultimate structural energies of nature.”
The fundamental geometrical figure of the Kabala—that figure
which tradition and the esoteric doctrines tell us was given by the
Deity itself to Moses on Mount Sinai[67]—contains in its grandiose,
because simple combination, the key to the universal problem. This
figure contains in itself all the others. For those who are able to
master it, there is no need to exercise imagination. No earthly
microscope can be compared with the keenness of the spiritual
perception.
And even for those who are unacquainted with the great science,
the description given by a well-trained child-psychometer of the
genesis of a grain, a fragment of crystal, or any other object—is
worth all the telescopes and microscopes of “exact science.”
There may be more truth in the adventurous pangenesis of Darwin
—whom Tyndall calls a “soaring speculator” than in the cautious,
line-bound hypothesis of the latter; who, in common with other
thinkers of his class, surrounds his imagination “by the firm frontiers
of reason.” The theory of a microscopic germ which contains in itself
“a world of minor germs,” soars in one sense at least into the infinite.
It oversteps the world of matter, and begins unconsciously busying
itself in the world of spirit.
If we accept Darwin’s theory of the development of species, we
find that his starting-point is placed in front of an open door. We are
at liberty with him, to either remain within, or cross the threshold,
beyond which lies the limitless and the incomprehensible, or rather
the Unutterable. If our mortal language is inadequate to express
what our spirit dimly foresees in the great “Beyond” while on this
earth—it must realize it at some point in the timeless Eternity.
Not so with Professor Huxley’s theory of the “Physical Basis of
Life.” Regardless of the formidable majority of “nays” from his
German brother-scientists, he creates a universal protoplasm and
appoints its cells to become henceforth the sacred founts of the
principle of all life. By making the latter identical in living man, “dead
mutton,” a nettle-sting, and a lobster; by shutting in, in the molecular
cell of the protoplasm, the life-principle, and by shutting out from it
the divine influx which comes with subsequent evolution, he closes
every door against any possible escape. Like an able tactician he
converts his “laws and facts” into sentries whom he causes to mount
guard over every issue. The standard under which he rallies them is
inscribed with the word “necessity;” but hardly is it unfurled when he
mocks the legend and calls it “an empty shadow of my own
imagination.”[68]
The fundamental doctrines of spiritualism, he says, “lie outside the
limits of philosophical inquiry.” We will be bold enough to contradict
this assertion, and say that they lie a great deal more within such
inquiry than Mr. Huxley’s protoplasm. Insomuch that they present
evident and palpable facts of the existence of spirit, and the
protoplasmic cells, once dead, present none whatever of being the
originators or the bases of life, as this one of the few “foremost
thinkers of the day” wants us to believe.[69]
The ancient Kabalist rested upon no hypothesis till he could lay its
basis upon the firm rock of recorded experiment.
But the too great dependence upon physical facts led to a growth
of materialism and a decadence of spirituality and faith. At the time
of Aristotle, this was the prevailing tendency of thought. And though
the Delphic commandment was not as yet completely eliminated
from Grecian thought; and some philosophers still held that “in order
to know what man is, we ought to know what man was”—still
materialism had already begun to gnaw at the root of faith. The
Mysteries themselves had degenerated in a very great degree into
mere priestly speculations and religious fraud. Few were the true
adepts and initiates, the heirs and descendants of those who had
been dispersed by the conquering swords of various invaders of Old
Egypt.
The time predicted by the great Hermes in his dialogue with
Æsculapius had indeed come; the time when impious foreigners
would accuse Egypt of adoring monsters, and naught but the letters
engraved in stone upon her monuments would survive—enigmas
incredible to posterity. Their sacred scribes and hierophants were
wanderers upon the face of the earth. Obliged from fear of a
profanation of the sacred mysteries to seek refuge among the
Hermetic fraternities—known later as the Essenes—their esoteric
knowledge was buried deeper than ever. The triumphant brand of
Aristotle’s pupil swept away from his path of conquest every vestige
of a once pure religion, and Aristotle himself, the type and child of his
epoch, though instructed in the secret science of the Egyptians,
knew but little of this crowning result of millenniums of esoteric
studies.
As well as those who lived in the days of the Psammetics, our
present-day philosophers “lift the Veil of Isis”—for Isis is but the
symbol of nature. But, they see only her physical forms. The soul
within escapes their view; and the Divine Mother has no answer for
them. There are anatomists, who, uncovering to sight no indwelling
spirit under the layers of muscles, the net-work of nerves, or the
cineritious matter, which they lift with the point of the scalpel, assert
that man has no soul. Such are as purblind in sophistry as the
student, who, confining his research to the cold letter of the Kabala,
dares say it has no vivifying spirit. To see the true man who once
inhabited the subject which lies before him, on the dissecting table,
the surgeon must use other eyes than those of his body. So, the
glorious truth covered up in the hieratic writings of the ancient papyri
can be revealed only to him who possesses the faculty of intuition—
which, if we call reason the eye of the mind, may be defined as the
eye of the soul.
Our modern science acknowledges a Supreme Power, an Invisible
Principle, but denies a Supreme Being, or Personal God.[70]
Logically, the difference between the two might be questioned; for in
this case the Power and the Being are identical. Human reason can
hardly imagine to itself an Intelligent Supreme Power without
associating it with the idea of an Intelligent Being. The masses can
never be expected to have a clear conception of the omnipotence
and omnipresence of a Supreme God, without investing with those
attributes a gigantic projection of their own personality. But the
kabalists have never looked upon the invisible En-Soph otherwise
than as a Power.
So far our modern positivists have been anticipated by thousands
of ages, in their cautious philosophy. What the hermetic adept claims
to demonstrate is, that simple common sense precludes the
possibility that the universe is the result of mere chance. Such an
idea appears to him more absurd than to think that the problems of
Euclid were unconsciously formed by a monkey playing with
geometrical figures.
Very few Christians understand, if indeed they know anything at
all, of the Jewish Theology. The Talmud is the darkest of enigmas
even for most Jews, while those Hebrew scholars who do
comprehend it do not boast of their knowledge. Their kabalistic
books are still less understood by them; for in our days more
Christian than Jewish students are engrossed in the elimination of
their great truths. How much less is definitely known of the Oriental,
or the universal Kabala! Its adepts are few; but these heirs elect of
the sages who first discovered “the starry truths which shone on the
great Shemaïa of the Chaldean lore”[71] have solved the “absolute”
and are now resting from their grand labor. They cannot go beyond
that which is given to mortals of this earth to know; and no one, not
even these elect, can trespass beyond the line drawn by the finger of
the Divinity itself. Travellers have met these adepts on the shores of
the sacred Ganges, brushed against them in the silent ruins of
Thebes, and in the mysterious deserted chambers of Luxor. Within
the halls upon whose blue and golden vaults the weird signs attract
attention, but whose secret meaning is never penetrated by the idle
gazers, they have been seen but seldom recognized. Historical
memoirs have recorded their presence in the brilliantly illuminated
salons of European aristocracy. They have been encountered again
on the arid and desolate plains of the Great Sahara, as in the caves
of Elephanta. They may be found everywhere, but make themselves
known only to those who have devoted their lives to unselfish study,
and are not likely to turn back.
Maimonides, the great Jewish theologian and historian, who at
one time was almost deified by his countrymen and afterward treated
as a heretic, remarks, that the more absurd and void of sense the
Talmud seems the more sublime is the secret meaning. This learned
man has successfully demonstrated that the Chaldean Magic, the
science of Moses and other learned thaumaturgists was wholly
based on an extensive knowledge of the various and now forgotten
branches of natural science. Thoroughly acquainted with all the
resources of the vegetable, animal, and mineral kingdoms, experts in
occult chemistry and physics, psychologists as well as physiologists,
why wonder that the graduates or adepts instructed in the
mysterious sanctuaries of the temples, could perform wonders,
which even in our days of enlightenment would appear supernatural?
It is an insult to human nature to brand magic and the occult science
with the name of imposture. To believe that for so many thousands of
years, one-half of mankind practiced deception and fraud on the
other half, is equivalent to saying that the human race was
composed only of knaves and incurable idiots. Where is the country
in which magic was not practiced? At what age was it wholly
forgotten?
In the oldest documents now in our possession—the Vedas and
the older laws of Manu—we find many magical rites practiced and
permitted by the Brahmans.[72] Thibet, Japan and China teach in the
present age that which was taught by the oldest Chaldeans. The
clergy of these respective countries, prove moreover what they
teach, namely: that the practice of moral and physical purity, and of
certain austerities, developes the vital soul power of self-illumination.
Affording to man the control over his own immortal spirit, it gives him
truly magical powers over the elementary spirits inferior to himself. In
the West we find magic of as high an antiquity as in the East. The
Druids of Great Britain practiced it in the silent crypts of their deep
caves; and Pliny devotes many a chapter to the “wisdom”[73] of the
leaders of the Celts. The Semothees,—the Druids of the Gauls,
expounded the physical as well as the spiritual sciences. They
taught the secrets of the universe, the harmonious progress of the
heavenly bodies, the formation of the earth, and above all—the
immortality of the soul.[74] Into their sacred groves—natural
academies built by the hand of the Invisible Architect—the initiates
assembled at the still hour of midnight to learn about what man once
was and what he will be.[75] They needed no artificial illumination,
nor life-drawing gas, to light up their temples, for the chaste goddess
of night beamed her most silvery rays on their oak-crowned heads;
and their white-robed sacred bards knew how to converse with the
solitary queen of the starry vault.[76]
On the dead soil of the long bygone past stand their sacred oaks,
now dried up and stripped of their spiritual meaning by the
venomous breath of materialism. But for the student of occult
learning, their vegetation is still as verdant and luxuriant, and as full
of deep and sacred truths, as at that hour when the arch-druid
performed his magical cures, and waving the branch of misletoe,
severed with his golden sickle the green bough from its mother oak-
tree. Magic is as old as man. It is as impossible to name the time
when it sprang into existence as to indicate on what day the first man
himself was born. Whenever a writer has started with the idea of
connecting its first foundation in a country with some historical
character, further research has proved his views groundless. Odin,
the Scandinavian priest and monarch, was thought by many to have
originated the practice of magic some seventy years b.c. But it was
easily demonstrated that the mysterious rites of the priestesses
called Voïlers, Valas, were greatly anterior to his age.[77] Some
modern authors were bent on proving that Zoroaster was the founder
of magic, because he was the founder of the Magian religion.
Ammianus Marcellinus, Arnobius, Pliny, and other ancient historians
demonstrated conclusively that he was but a reformer of Magic as
practiced by the Chaldeans and Egyptians.[78]
The greatest teachers of divinity agree that nearly all ancient
books were written symbolically and in a language intelligible only to
the initiated. The biographical sketch of Apollonius of Tyana affords
an example. As every Kabalist knows, it embraces the whole of the
Hermetic philosophy, being a counterpart in many respects of the
traditions left us of King Solomon. It reads like a fairy story, but, as in
the case of the latter, sometimes facts and historical events are
presented to the world under the colors of a fiction. The journey to
India represents allegorically the trials of a neophyte. His long
discourses with the Brahmans, their sage advice, and the dialogues
with the Corinthian Menippus would, if interpreted, give the esoteric
catechism. His visit to the empire of the wise men, and interview with
their king Hiarchas, the oracle of Amphiaraüs, explain symbolically
many of the secret dogmas of Hermes. They would disclose, if
understood, some of the most important secrets of nature. Eliphas
Levi points out the great resemblance which exists between King
Hiarchas and the fabulous Hiram, of whom Solomon procured the
cedars of Lebanon and the gold of Ophir. We would like to know
whether modern Masons, even “Grand Lecturers” and the most
intelligent craftsmen belonging to important lodges, understand who
the Hiram is whose death they combine together to avenge?
Putting aside the purely metaphysical teachings of the Kabala, if
one would devote himself but to physical occultism, to the so-called
branch of therapeutics, the results might benefit some of our modern
sciences; such as chemistry and medicine. Says Professor Draper:
“Sometimes, not without surprise, we meet with ideas which we
flatter ourselves originated in our own times.” This remark, uttered in
relation to the scientific writings of the Saracens, would apply still
better to the more secret Treatises of the ancients. Modern medicine,
while it has gained largely in anatomy, physiology, and pathology,
and even in therapeutics, has lost immensely by its narrowness of
spirit, its rigid materialism, its sectarian dogmatism. One school in its
purblindness sternly ignores whatever is developed by other schools;
and all unite in ignoring every grand conception of man or nature,
developed by Mesmerism, or by American experiments on the brain
—every principle which does not conform to a stolid materialism. It
would require a convocation of the hostile physicians of the several
different schools to bring together what is now known of medical
science, and it too often happens that after the best practitioners
have vainly exhausted their art upon a patient, a mesmerist or a
“healing medium” will effect a cure! The explorers of old medical
literature, from the time of Hippocrates to that of Paracelsus and Van
Helmont, will find a vast number of well-attested physiological and
psychological facts and of measures or medicines for healing the
sick which modern physicians superciliously refuse to employ.[79]
Even with respect to surgery, modern practitioners have humbly and
publicly confessed the total impossibility of their approximating to
anything like the marvellous skill displayed in the art of bandaging by
ancient Egyptians. The many hundred yards of ligature enveloping a
mummy from its ears down to every separate toe, were studied by
the chief surgical operators in Paris, and, notwithstanding that the
models were before their eyes, they were unable to accomplish
anything like it.
In the Abbott Egyptological collection, in New York City, may be
seen numerous evidences of the skill of the ancients in various
handicrafts; among others the art of lace-making; and, as it could
hardly be expected but that the signs of woman’s vanity should go
side by side with those of man’s strength, there are also specimens
of artificial hair, and gold ornaments of different kinds. The New York
Tribune, reviewing the contents of the Ebers Papyrus, says:—“Verily,
there is no new thing under the sun.... Chapters 65, 66, 79, and 89
show that hair-invigorators, hair dyes, pain-killers, and flea-powders
were desiderata 3,400 years ago.”
How few of our recent alleged discoveries are in reality new, and
how many belong to the ancients, is again most fairly and eloquently
though but in part stated by our eminent philosophical writer,
Professor John W. Draper. His Conflict between Religion and
Science—a great book with a very bad title—swarms with such facts.
At page 13, he cites a few of the achievements of ancient
philosophers, which excited the admiration of Greece. In Babylon
was a series of Chaldean astronomical observations, ranging back
through nineteen hundred and three years, which Callisthenes sent
to Aristotle. Ptolemy, the Egyptian king-astronomer possessed a
Babylonian record of eclipses going back seven hundred and forty-
seven years before our era. As Prof. Draper truly remarks: “Long-
continued and close observations were necessary before some of
these astronomical results that have reached our times could have
been ascertained. Thus, the Babylonians had fixed the length of a
tropical year within twenty-five seconds of the truth; their estimate of
the sidereal year was barely two minutes in excess. They had
detected the precession of the equinoxes. They knew the causes of
eclipses, and, by the aid of their cycle, called saros, could predict
them. Their estimate of the value of that cycle, which is more than
6,585 days, was within nineteen and a half minutes of the truth.”
“Such facts furnish incontrovertible proof of the patience and skill
with which astronomy had been cultivated in Mesopotamia, and that,
with very inadequate instrumental means, it had reached no
inconsiderable perfection. These old observers had made a
catalogue of the stars, had divided the zodiac into twelve signs; they
had parted the day into twelve hours, the night into twelve. They had,
as Aristotle says, for a long time devoted themselves to observations
of star-occultations by the moon. They had correct views of the
structure of the solar system, and knew the order of emplacement of
the planets. They constructed sundials, clepsydras, astrolabes,
gnomons.”
Speaking of the world of eternal truths that lies “within the world of
transient delusions and unrealities,” Professor Draper says: “That
world is not to be discovered through the vain traditions that have
brought down to us the opinion of men who lived in the morning of
civilization, nor in the dreams of mystics who thought that they were
inspired. It is to be discovered by the investigations of geometry, and
by the practical interrogations of nature.”
Precisely. The issue could not be better stated. This eloquent
writer tells us a profound truth. He does not, however, tell us the
whole truth, because he does not know it. He has not described the
nature or extent of the knowledge imparted in the Mysteries. No
subsequent people has been so proficient in geometry as the
builders of the Pyramids and other Titanic monuments, antediluvian
and postdiluvian. On the other hand, none has ever equalled them in
the practical interrogation of nature.
An undeniable proof of this is the significance of their countless
symbols. Every one of these symbols is an embodied idea,—
combining the conception of the Divine Invisible with the earthly and
visible. The former is derived from the latter strictly through analogy
according to the hermetic formula—“as below, so it is above.” Their
symbols show great knowledge of natural sciences and a practical
study of cosmical power.
As to practical results to be obtained by “the investigations of
geometry,” very fortunately for students who are coming upon the
stage of action, we are no longer forced to content ourselves with
mere conjectures. In our own times, an American, Mr. George H.
Felt, of New York, who, if he continues as he has begun, may one
day be recognized as the greatest geometer of the age, has been
enabled, by the sole help of the premises established by the ancient
Egyptians, to arrive at results which we will give in his own language.
“Firstly,” says Mr. Felt, “the fundamental diagram to which all science
of elementary geometry, both plane and solid, is referable; to
produce arithmetical systems of proportion in a geometrical manner;
to identify this figure with all the remains of architecture and
sculpture, in all which it had been followed in a marvellously exact
manner; to determine that the Egyptians had used it as the basis of
all their astronomical calculations, on which their religious symbolism
was almost entirely founded; to find its traces among all the
remnants of art and architecture of the Greeks; to discover its traces
so strongly among the Jewish sacred records, as to prove
conclusively that it was founded thereon; to find that the whole
system had been discovered by the Egyptians after researches of
tens of thousands of years into the laws of nature, and that it might
truly be called the science of the Universe.” Further it enabled him
“to determine with precision problems in physiology heretofore only
surmised; to first develop such a Masonic philosophy as showed it to
be conclusively the first science and religion, as it will be the last;”
and we may add, lastly, to prove by ocular demonstrations that the
Egyptian sculptors and architects obtained the models for the quaint
figures which adorn the façades and vestibules of their temples, not
in the disordered fantasies of their own brains, but from the “viewless
races of the air,” and other kingdoms of nature, whom he, like them,
claims to make visible by resort to their own chemical and
kabalistical processes.
Schweigger proves that the symbols of all the mythologies have a
scientific foundation and substance.[80] It is only through recent
discoveries of the physical electro-magnetical powers of nature that
such experts in Mesmerism as Ennemoser, Schweigger and Bart, in
Germany, Baron Du Potet and Regazzoni, in France and Italy, were
enabled to trace with almost faultless accuracy the true relation
which each Theomythos bore to some one of these powers. The
Idæic finger, which had such importance in the magic art of healing,
means an iron finger, which is attracted and repulsed in turn by
magnetic, natural forces. It produced, in Samothrace, wonders of
healing by restoring affected organs to their normal condition.
Bart goes deeper than Schweigger into the significations of the old
myths, and studies the subject from both its spiritual and physical
aspects. He treats at length of the Phrygian Dactyls, those
“magicians and exorcists of sickness,” and of the Cabeirian
Theurgists. He says: “While we treat of the close union of the Dactyls
and magnetic forces, we are not necessarily confined to the
magnetic stone, and our views of nature but take a glance at
magnetism in its whole meaning. Then it is clear how the initiated,
who called themselves Dactyls, created astonishment in the people
through their magic arts, working as they did, miracles of a healing
nature. To this united themselves many other things which the
priesthood of antiquity was wont to practice; the cultivation of the
land and of morals, the advancement of art and science, mysteries,
and secret consecrations. All this was done by the priestly
Cabeirians, and wherefore not guided and supported by the
mysterious spirits of nature?”[81] Schweigger is of the same opinion,
and demonstrates that the phenomena of ancient Theurgy were
produced by magnetic powers “under the guidance of spirits.”
Despite their apparent Polytheism, the ancients—those of the
educated class at all events—were entirely monotheistical; and this,
too, ages upon ages before the days of Moses. In the Ebers Papyrus
this fact is shown conclusively in the following words, translated from
the first four lines of Plate I.: “I came from Heliopolis with the great
ones from Het-aat, the Lords of Protection, the masters of eternity
and salvation. I came from Sais with the Mother-goddesses, who
extended to me protection. The Lord of the Universe told me how to
free the gods from all murderous diseases.” Eminent men were
called gods by the ancients. The deification of mortal men and
supposititious gods is no more a proof against their monotheism than
the monument-building of modern Christians, who erect statues to
their heroes, is proof of their polytheism. Americans of the present
century would consider it absurd in their posterity 3,000 years hence
to classify them as idolaters for having built statues to their god
Washington. So shrouded in mystery was the Hermetic Philosophy
that Volney asserted that the ancient peoples worshipped their gross
material symbols as divine in themselves; whereas these were only
considered as representing esoteric principles. Dupuis, also, after
devoting many years of study to the problem, mistook the symbolic
circle, and attributed their religion solely to astronomy. Eberhart
(Berliner Monatschriff) and many other German writers of the last
and present centuries, dispose of magic most unceremoniously, and
think it due to the Platonic mythos of the Timæus. But how, without
possessing a knowledge of the mysteries, was it possible for these
men or any others not endowed with the finer intuition of a
Champollion, to discover the esoteric half of that which was
concealed, behind the veil of Isis, from all except the adepts?
The merit of Champollion as an Egyptologist none will question.
He declares that everything demonstrates the ancient Egyptians to
have been profoundly monotheistical. The accuracy of the writings of
the mysterious Hermes Trismegistus, whose antiquity runs back into
the night of time, is corroborated by him to their minutest details.
Ennemoser also says: “Into Egypt and the East went Herodotus,
Thales, Parmenides, Empedocles, Orpheus, and Pythagoras, to
instruct themselves in Natural Philosophy and Theology.” There, too,
Moses acquired his wisdom, and Jesus passed the earlier years of
his life.
Thither gathered the students of all countries before Alexandria
was founded. “How comes it,” Ennemoser goes on to say, “that so
little has become known of these mysteries? through so many ages
and amongst so many different times and people? The answer is
that it is owing to the universally strict silence of the initiated. Another
cause may be found in the destruction and total loss of all the written
memorials of the secret knowledge of the remotest antiquity.”
Numa’s books, described by Livy, consisting of treatises upon natural
philosophy, were found in his tomb; but they were not allowed to be
made known, lest they should reveal the most secret mysteries of
the state religion. The senate and the tribune of the people
determined that the books themselves should be burned, which was
done in public.[82]
Magic was considered a divine science which led to a participation
in the attributes of Divinity itself. “It unveils the operations of nature,”
says Philo Judæus, “and leads to the contemplation of celestial
powers.”[83] In later periods its abuse and degeneration into sorcery
made it an object of general abhorrence. We must therefore deal
with it only as it was in the remote past, during those ages when
every true religion was based on a knowledge of the occult powers
of nature. It was not the sacerdotal class in ancient Persia that
established magic, as it is commonly thought, but the Magi, who
derive their name from it. The Mobeds, priests of the Parsis—the
ancient Ghebers—are named, even at the present day, Magoï, in the
dialect of the Pehlvi.[84] Magic appeared in the world with the earlier
races of men. Cassien mentions a treatise, well-known in the fourth
and fifth centuries, which was accredited to Ham, the son of Noah,
who in his turn was reputed to have received it from Jared, the fourth
generation from Seth, the son of Adam.[85]
Moses was indebted for his knowledge to the mother of the
Egyptian princess, Thermuthis, who saved him from the waters of
the Nile. The wife of Pharaoh,[86] Batria, was an initiate herself, and
the Jews owe to her the possession of their prophet, “learned in all
the wisdom of the Egyptians, and mighty in words and deeds.”[87]
Justin Martyr, giving as his authority Trogus Pompeius, shows
Joseph as having acquired a great knowledge in magical arts with
the high priests of Egypt.[88]
The ancients knew more concerning certain sciences than our
modern savants have yet discovered. Reluctant as many are to
confess as much, it has been acknowledged by more than one
scientist. “The degree of scientific knowledge existing in an early
period of society was much greater than the moderns are willing to
admit;” says Dr. A. Todd Thomson, the editor of Occult Sciences, by
Salverte; “but,” he adds, “it was confined to the temples, carefully
veiled from the eyes of the people and opposed only to the
priesthood.” Speaking of the Kabala, the learned Franz von Baader
remarks that “not only our salvation and wisdom, but our science
itself came to us from the Jews.” But why not complete the sentence
and tell the reader from whom the Jews got their wisdom?
Origen, who had belonged to the Alexandrian school of Platonists,
declares that Moses, besides the teachings of the covenant,
communicated some very important secrets “from the hidden depths
of the law” to the seventy elders. These he enjoined them to impart
only to persons whom they found worthy.
St. Jerome names the Jews of Tiberias and Lydda as the only
teachers of the mystical manner of interpretation. Finally, Ennemoser
expresses a strong opinion that “the writings of Dionysius Areopagita
have palpably been grounded on the Jewish Kabala.” When we take
in consideration that the Gnostics, or early Christians, were but the
followers of the old Essenes under a new name, this fact is nothing
to be wondered at. Professor Molitor gives the Kabala its just due.
He says:
“The age of inconsequence and shallowness, in theology as well
as in sciences, is past, and since that revolutionary rationalism has
left nothing behind but its own emptiness, after having destroyed
everything positive, it seems now to be the time to direct our
attention anew to that mysterious revelation which is the living spring
whence our salvation must come ... the Mysteries of ancient Israel,
which contain all secrets of modern Israel, would be particularly
calculated to ... found the fabric of theology upon its deepest
theosophical principles, and to gain a firm basis to all ideal sciences.
It would open a new path ... to the obscure labyrinth of the myths,
mysteries and constitutions of primitive nations.... In these traditions
alone are contained the system of the schools of the prophets, which
the prophet Samuel did not found, but only restored, whose end was
no other than to lead the scholars to wisdom and the highest
knowledge, and when they had been found worthy, to induct them
into deeper mysteries. Classed with these mysteries was magic,
which was of a double nature—divine magic, and evil magic, or the
black art. Each of these is again divisible into two kinds, the active
and seeing; in the first, man endeavors to place himself en rapport
with the world to learn hidden things; in the latter he endeavors to
gain power over spirits; in the former, to perform good and beneficial
acts; in the latter to do all kinds of diabolical and unnatural
deeds.”[89]
The clergy of the three most prominent Christian bodies, the
Greek, Roman Catholic, and Protestant, discountenance every
spiritual phenomenon manifesting itself through the so-called
“mediums.” A very brief period, indeed, has elapsed since both the
two latter ecclesiastical corporations burned, hanged, and otherwise
murdered every helpless victim through whose organism spirits—
and sometimes blind and as yet unexplained forces of nature—
manifested themselves. At the head of these three churches, pre-
eminent stands the Church of Rome. Her hands are scarlet with the
innocent blood of countless victims shed in the name of the Moloch-
like divinity at the head of her creed. She is ready and eager to begin
again. But she is bound hand and foot by that nineteenth century
spirit of progress and religious freedom which she reviles and
blasphemes daily. The Græco-Russian Church is the most amiable
and Christ-like in her primitive, simple, though blind faith. Despite the
fact that there has been no practical union between the Greek and
Latin Churches, and that the two parted company long centuries
ago, the Roman Pontiffs seem to invariably ignore the fact. They
have in the most impudent manner possible arrogated to themselves
jurisdiction not only over the countries within the Greek communion
but also over all Protestants as well. “The Church insists,” says
Professor Draper, “that the state has no rights over any thing which it
declares to be within its domain, and that Protestantism being a
mere rebellion, has no rights at all; that even in Protestant
communities the Catholic bishop is the only lawful spiritual
pastor.”[90] Decrees unheeded, encyclical letters unread, invitations
to ecumenical councils unnoticed, excommunications laughed at—all
these have seemed to make no difference. Their persistence has
only been matched by their effrontery. In 1864, the culmination of
absurdity was attained when Pius IX. excommunicated and
fulminated publicly his anathemas against the Russian Emperor, as
a “schismatic cast out from the bosom of the Holy Mother
Church.”[91] Neither he nor his ancestors, nor Russia since it was
Christianized, a thousand years ago, have ever consented to join the
Roman Catholics. Why not claim ecclesiastical jurisdiction over the
Buddhists of Thibet, or the shadows of the ancient Hyk-Sos?
The mediumistic phenomena have manifested themselves at all
times in Russia as well as in other countries. This force ignores
religious differences; it laughs at nationalities; and invades unasked
any individuality, whether of a crowned head or a poor beggar.
Not even the present Vice-God, Pius IX., himself, could avoid the
unwelcome guest. For the last fifty years his Holiness has been
known to be subject to very extraordinary fits. Inside the Vatican they
are termed Divine visions; outside, physicians call them epileptic fits;
and popular rumor attributes them to an obsession by the ghosts of
Peruggia, Castelfidardo, and Mentana!

“The lights burn blue: it is now dead midnight,


Cold fearful drops stand on my trembling flesh,
Methought the souls of all that I caused to be murdered
Came....”[92]

The Prince of Hohenlohe, so famous during the first quarter of our


century for his healing powers, was himself a great medium. Indeed,
these phenomena and powers belong to no particular age or country.
They form a portion of the psychological attributes of man—the
Microcosmos.

For centuries have the Klikouchy,[93] the Yourodevoÿ,[94] and


other miserable creatures been afflicted with strange disorders,
which the Russian clergy and the populace attribute to possession
by the devil. They throng the entrances of the cathedrals, without
daring to trust themselves inside, lest their self-willed controlling
demons might fling them on the ground. Voroneg, Kiew, Kazan, and
all cities which possess the thaumaturgical relics of canonized
saints, abound with such unconscious mediums. One can always
find numbers of them, congregating in hideous groups, and hanging
about the gates and porches. At certain stages of the celebration of
the mass by the officiating clergy, such as the appearance of the
sacraments, or the beginning of the prayer and chorus, “Ejey
Cherouvim,” these half-maniacs, half-mediums, begin crowing like
cocks, barking, bellowing and braying, and, finally, fall down in fearful
convulsions. “The unclean one cannot bear the holy prayer,” is the
pious explanation. Moved by pity, some charitable souls administer
restoratives to the “afflicted ones,” and distribute alms among them.
Occasionally, a priest is invited to exorcise, in which event he either
performs the ceremony for the sake of love and charity, or the
alluring prospect of a twenty-copeck silver bit, according to his
Christian impulses. But these miserable creatures—who are
mediums, for they prophesy and see visions sometimes, when the fit
is genuine[95]—are never molested because of their misfortune. Why
should the clergy persecute them, or people hate and denounce
them as damnable witches or wizards? Common sense and justice
surely suggest that if any are to be punished it is certainly not the
victims who cannot help themselves, but the demon who is alleged
to control their actions. The worst that happens to the patient is, that
the priest inundates him or her with holy water, and causes the poor
creature to catch cold. This failing in efficacy, the Klikoucha is left to
the will of God, and taken care of in love and pity. Superstitious and
blind as it is, a faith conducted on such principles certainly deserves
some respect, and can never be offensive, either to man or the true
God. Not so with that of the Roman Catholics; and hence, it is they,
and secondarily, the Protestant clergy—with the exception of some
foremost thinkers among them—that we purpose questioning in this
work. We want to know upon what grounds they base their right to
treat Hindus and Chinese spiritualists and kabalists in the way they
do; denouncing them, in company with the infidels—creatures of
their own making—as so many convicts sentenced to the
inextinguishable fires of hell.
Far from us be the thought of the slightest irreverence—let alone
blasphemy—toward the Divine Power which called into being all
things, visible and invisible. Of its majesty and boundless perfection
we dare not even think. It is enough for us to know that It exists and
that It is all wise. Enough that in common with our fellow creatures
we possess a spark of Its essence. The supreme power whom we
revere is the boundless and endless one—the grand “Central
Spiritual Sun” by whose attributes and the visible effects of whose
inaudible will we are surrounded—the God of the ancient and the
God of modern seers. His nature can be studied only in the worlds
called forth by his mighty fiat. His revelation is traced with his own
finger in imperishable figures of universal harmony upon the face of
the Cosmos. It is the only infallible gospel we recognize.
Speaking of ancient geographers, Plutarch remarks in Theseus,
that they “crowd into the edges of their maps parts of the world which
they do not know about, adding notes in the margin to the effect that
beyond this lies nothing but sandy deserts full of wild beasts and
unapproachable bogs.” Do not our theologians and scientists do the
same? While the former people the invisible world with either angels
or devils, our philosophers try to persuade their disciples that where
there is no matter there is nothing.
How many of our inveterate skeptics belong, notwithstanding their
materialism, to Masonic Lodges? The brothers of the Rosie-Cross,
mysterious practitioners of the mediæval ages, still live—but in name
only. They may “shed tears at the grave of their respectable Master,
Hiram Abiff;” but vainly will they search for the true locality, “where
the sprig of myrtle was placed.” The dead letter remains alone, the
spirit has fled. They are like the English or German chorus of the
Italian opera, who descend in the fourth act of Ernani into the crypt of
Charlemagne, singing their conspiracy in a tongue utterly unknown
to them. So, our modern knights of the Sacred Arch may descend
every night if they choose “through the nine arches into the bowels of
the earth,“they “will never discover the sacred Delta of Enoch.” The
“Sir Knights in the South Valley” and those in “the North Valley” may
try to assure themselves that “enlightenment dawns upon their
minds,” and that as they progress in Masonry “the veil of
superstition, despotism, tyranny” and so on, no longer obscures the
visions of their minds. But these are all empty words so long as they
neglect their mother Magic, and turn their backs upon its twin sister,
Spiritualism. Verily, “Sir Knights of the Orient,” you may “leave your
stations and sit upon the floor in attitudes of grief, with your heads
resting upon your hands,” for you have cause to bewail and mourn
your fate. Since Phillipe le Bel destroyed the Knights-Templars, not
one has appeared to clear up your doubts notwithstanding all claims
to the contrary. Truly, you are “wanderers from Jerusalem, seeking
the lost treasure of the holy place.” Have you found it? Alas, no! for
the holy place is profaned; the pillars of wisdom, strength and beauty
are destroyed. Henceforth, “you must wander in darkness,” and
“travel in humility,” among the woods and mountains in search of the
“lost word.” “Pass on!“you will never find it so long as you limit your
journeys to seven or even seven times seven; because you are
“travelling in darkness,” and this darkness can only be dispelled by
the light of the blazing torch of truth which alone the right
descendants of Ormazd carry. They alone can teach you the true
pronunciation of the name revealed to Enoch, Jacob and Moses.
“Pass on!” Till your R. S. W. shall learn to multiply 333, and strike
instead 666—the number of the Apocalyptic Beast, you may just as
well observe prudence and act “sub rosa.”
In order to demonstrate that the notions which the ancients
entertained about dividing human history into cycles were not utterly
devoid of a philosophical basis, we will close this chapter by
introducing to the reader one of the oldest traditions of antiquity as to
the evolution of our planet.
At the close of each “great year,” called by Aristotle—according to
Censorinus—the greatest, and which consists of six sars[96] our
planet is subjected to a thorough physical revolution. The polar and
equatorial climates gradually exchange places; the former moving
slowly toward the Line, and the tropical zone, with its exuberant
vegetation and swarming animal life, replacing the forbidding wastes
of the icy poles. This change of climate is necessarily attended by
cataclysms, earthquakes, and other cosmical throes.[97] As the beds
of the ocean are displaced, at the end of every decimillennium and
about one neros, a semi-universal deluge like the legendary
Noachian flood is brought about. This year was called the Heliacal
by the Greeks; but no one outside the sanctuary knew anything
certain either as to its duration or particulars. The winter of this year
was called the Cataclysm or the Deluge,—the Summer, the
Ecpyrosis. The popular traditions taught that at these alternate
seasons the world was in turn burned and deluged. This is what we
learn at least from the Astronomical Fragments of Censorinus and
Seneca. So uncertain were the commentators about the length of
this year, that none except Herodotus and Linus, who assigned to it,
the former 10,800, and the latter 13,984, came near the truth.[98]
According to the claims of the Babylonian priests, corroborated by
Eupolemus,[99] “the city of Babylon, owes its foundation to those who
were saved from the catastrophe of the deluge; they were the giants
and they built the tower which is noticed in history.”[100] These giants
who were great astrologers and had received moreover from their
fathers, “the sons of God,” every instruction pertaining to secret
matters, instructed the priests in their turn, and left in the temples all
the records of the periodical cataclysm that they had witnessed
themselves. This is how the high priests came by the knowledge of
the great years. When we remember, moreover, that Plato in the
Timæus cites the old Egyptian priest rebuking Solon for his

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