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Contents

 Health Status of Chldren: Global and Natonal  Injury Preventon and Chld Maltreatment, 
Perspectves, 
 Key Concepts, Assessments, and Management
 Unque Issues n Pedatrcs,  of Chldren Wth Acute or Chronc Dsease, 9
 Genetcs and Genomcs: The Bascs for Chld  Prescrbng Medcatons n Pedatrcs, 
Health, 
 Complementary Medcne n Pedatrc Prmary
 Envronment and Chld Health,  Care Wth an Introducton to Functonal
Medcne, 
 Chld and Famly Assessment, 9
 Pedatrc Pan and Fever Management, 9
 Cultural Consderatons for Pedatrc Prmary
Care,  9 Pernatal Condtons, 0
 Chldren wth Specal Health Care Needs,  0 Neurodevelopmental, Behavoral, and Mental
Health Dsorders, 
 Prncples of Developmental Management of
Chldren,   Infectous Dseases, 
9 Developmental Management of Newborns,   Congental and Inherted Dsorders, 
0 Developmental Management of Infants, 9  Atopc, Rheumatc, and Immunodeicency
Dsorders, 0
 Developmental Management of Early
Chldhood, 09  Dermatologc Dsorders, 
 Developmental Management of Mddle  Eye Dsorders, 
Chldhood, 9
 Ear and Hearng Dsorders, 
 Developmental Management of Adolescents
and Young Adults,   Respratory Dsorders, 

 Introducton to Health Promoton and Health  Cardovascular Dsorders, 00


Protecton,  9 Hematologc Dsorders, 
 Behavoral and Mental Health Promoton,  0 Gastrontestnal Dsorders, 
 Breastfeedng, 9  Gentournary Dsorders, 9
 Nutrton,   Pedatrc and Adolescent Gynecology, 
 Elmnaton, 9  Musculoskeletal Dsorders, 
9 Physcal Actvty and Sports for Chldren and  Common Pedatrc Injures and Toxc
Adolescents,  Exposures, 99
0 Sleep,   Endocrne and Metabolc Dsorders, 90
 Sexualty, Sex, and Gender Identty, 9  Neurologc Dsorders, 9
 Immunzatons, 0 Appendx, 00
 Dental Health and Oral Dsorders, 9
Burns’ Pedatrc
Prmary Care
Burns’ Pediatric
Primary Care

SEVENTH EDITION

Editors

Dawn Lee Garzon Maaks, PhD, Martha Driessnack, PhD, PNP-BC


­CPNP-PC, PMHS, FAANP, FAAN Associate Professor
School of Nursing
Clinical Professor Oregon Health & Science University
College of Nursing Portland, Oregon
Washington State University Vancouver
Vancouver, Washington
Karen G. Duderstadt, PhD, RN, CPNP,
Nancy Barber Starr, MS, RN, CPNP FAAN
Pediatric Nurse Practitioner
Clinical Professor, Emerita
Advanced Pediatric Associates
Department of Family Health Care Nursing
Centennial, Colorado
School of Nursing
University of California San Francisco
Margaret A. Brady, PhD, RN, CPNP-PC San Francisco, California

Professor
School of Nursing
California State University Long Beach Associate Editor
Long Beach, California
Mary Dirks, DNP, RN, ARNP, CPNP-PC,
Nan M. Gaylord PhD, RN, CPNP-PC, FAANP
PMHS, FAANP, FAAN
Clinical Professor and Assistant Dean for Graduate Practice
Professor Programs
College of Nursing College of Nursing
University of Tennessee University of Iowa
Knoxville, Tennessee Iowa City, Iowa
Elsevier
3251 Riverport Lane
St. Louis, Missouri 63043

BURNS’ PEDIATRIC PRIMARY CARE, SEVENTH EDITION ISBN: 978-0-323-58196-7


Copyright © 2020 by Elsevier, Inc. All rights reserved.

No part of this publication may be reproduced or transmitted in any form or by any means, electronic or
mechanical, including photocopying, recording, or any information storage and retrieval system, without
permission in writing from the Publisher. Details on how to seek permission, further information about the
Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance
Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.

This book and the individual contributions contained in it are protected under copyright by the Publisher
(other than as may be noted herein).

Notice

Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds or experiments described herein. Because of rapid advances
in the medical sciences, in particular, independent verification of diagnoses and drug dosages should be
made. To the fullest extent of the law, no responsibility is assumed by Elsevier, authors, editors or con-
tributors for any injury and/or damage to persons or property as a matter of products liability, negligence
or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in
the material herein.

Previous editions copyrighted 2017, 2013, 2009, 2004, 2000, and 1996.

Library of Congress Control Number: 2019939392

Senior Content Strategist: Sandy Clark


Senior Content Development Specialist: Laura Goodrich
Publishing Services Manager: Catherine Jacksoon
Senior Project Manager: Sharon Corell
Design Direction: Maggie Reid

Printed in Canada

Last digit is the print number: 9 8 7 6 5 4 3 2 1


This edition is dedicated to the timeless leadership, professional expertise dedication, and hard
work of the three emeriti authors who have nurtured this project through the years. Mentors to
dozens, role models to thousands, and tireless advocates for millions of children and their fami-
lies, these pediatric nurse practitioners helped to shape pediatric focused advanced practice and
set the standards for best pediatric care. We are honored to be their friends and colleagues, and
we are better pediatric nurse practitioners because of our association with them. We hope this
edition celebrates their renowned legacy while continuing to honor their purpose and passion.
With deepest thanks and sincere admiration to:

Catherine E. Burns, PhD, RN, CPNP-PC, FAAN


Professor Emeritus
Primary Health Care Nurse Practitioner Specialty
School of Nursing
Oregon Health & Science University
Portland, Oregon

Ardys M. Dunn, PhD, RN, PNP


Associate Professor, Emeritus
University of Portland School of Nursing
Portland, Oregon
Professor, Retired
Samuel Merritt College School of Nursing
Oakland, California

Catherine G. Blosser, MPA: HA, RN, PNP


Pediatric Nurse Practitioner, Retired
Multnomah County Health Department
Portland, Oregon

v
Contributors

Sandra Ann Banta-Wright, PhD, RN, NNP-BC Cynthia Marie Claytor, RN, MSN, PNP, FNP-C, CCRN
Assistant Clinical Professor Graduate Nursing Faculty
Pediatric Nurse Practitioner Program Azusa Pacific University
Oregon Health & Science University Azusa, California
Portland, Oregon
Daniel J. Crawford, DNP, RN, CPNP-PC, CNE
Jennifer Bevacqua, RN, MS, CPNP-AC, CPNP-PC DNP Program Director
Instructor, Pediatric Nurse Practitioner Program Clinical Assistant Professor
Oregon Health & Science University Edson College of Nursing and Health Innovation
Portland, Oregon Arizona State University
Phoenix, Arizona
Tami B. Bland, DNP, PNP-PC
Clinical Assistant Professor Sandra Daack-Hirsch, PhD, RN, FAAN
College of Nursing Associate Professor
University of Tennessee, Knoxville PhD Program Director
Knoxville, Tennessee College of Nursing
The University of Iowa
Catherine Blosser, MPA, HA, RN, PNP Iowa City, Iowa
Pediatric Nurse Practitioner, Retired
Multnomah County Health Department Renée Lynne Davis, DNP, APRN, CPNP-PC
Portland, Oregon Assistant Professor
School of Nursing
Cris Ann Bowman-Harvey, RN, MSN, CPNP-PC, CPNP-AC Saint Louis University
Emergency Department St. Louis, Missouri
Children’s Hospital Colorado Dr. Norman Pediatrics
Aurora, Colorado Belleville, Illinois
Faculty
Department of Pediatrics Sara De Golier, BSN, MS, CPNP
University of Colorado Emergency Department
Denver, Colorado Children’s Hospital Colorado
Aurora, Colorado
Eliza Buyers, MD
Adolescent Gynecologist and Clinical Medical Director Ardys M. Dunn, PhD, RN, PNP
Pediatric and Adolescent Gynecology Associate Professor, Emeritus
Children’s Hospital Colorado School of Nursing
Senior Instructor University of Portland
Department of Obstetrics and Gynecology Portland, Oregon
University of Colorado Professor, Retired
Aurora, Colorado School of Nursing
Samuel Merritt College
Jennifer Chauvin, MA, BSN, RN-BC Oakland, California
DNP Candidate,
College of Nursing Terea Giannetta, DNP, RN, CPNP, FAANP
Washington State University Vancouver Chief NP
Vancouver, Washington Hematology
Valley Children’s Hospital/Children’s Hospital Central California
Donald L. Chi, DDS, PhD Madera, California
Associate Professor Professor, Emeritus
Oral Health Sciences School of Nursing
University of Washington California State University, Fresno
Seattle, Washington Fresno, California

vii
viii Contributors

Valerie Griffin, DNP, PPCNP-BC, FNP-BC, PMHS, FAANP Sharon Norman, DNP, RN, CPNP, CNS, CCRN
Assistant Clinical Professor School of Nursing
Director FNP Program Oregon Health & Science University
Southern Illinois University Edwardsville Portland, Oregon
Edwardsville, Illinois Randall Children’s Hospital-Legacy Emanuel
Portland, Oregon
Emily Gutierrez, DNP, C-PNP, PMHS, IFM-CP
Practice Owner Catherine O’Keefe, DNP, CPNP-PC
Neuronutrition Associates Adjunct Associate Professor, Emerita
Austin, Texas College of Nursing
Adjunct Faculty Creighton University
School of Nursing Omaha, Nebraska
Johns Hopkins University
Baltimore, Texas Sarah Obermeyer, PhD, CNM, WHNP, IBCLC
Assistant Professor
Susan Hines, RN, BSN, MSN, CPNP School of Nursing
Pediatric Pulmonary Medicine Azusa Pacific University
Children’s Hospital Colorado Azusa, California
Aurora, Colorado
Adebloa M. Olarewaju, RN, MS, CPNP-PC
Jennifer Michele Huson, MS, RN, CPNP, CNS Pediatric Nurse Practitioner
Nurse Practitioner Otolaryngology—Head and Neck Surgery
Pediatric Intensive Care UC Davis Medical Center
Children’s Hospital Los Angeles Sacramento, California
Los Angeles, California
Jaime Panton, DNP, MSN, BSN, CPNP-AC/PC
Belinda James-Petersen, BS, MS, DNP, CPNP-PC Assistant Professor
Pediatric Gastroenterology School of Nursing
Children’s Hospital of The King’s Daughters Columbia University
Norfolk, Virginia New York, New York

Rita Marie John, EdD, DNP, CPNP, PMHS, FAANP Michele Polfuss, PhD, BSN, MSN, RN, CPNP-AC/PC
Special Lecturer Consultant Associate Professor
Former PNP Program Director College of Nursing
Columbia University School of Nursing University of Wisconsin—Milwaukee
Hillsborough, New Jersey Joint Research Chair in the Nursing of Children
Nursing Research Department
Victoria Keeton, MS, RN, CPNP, CNS Children’s Hospital of Wisconsin
Clinical Professor Milwaukee, Wisconsin
School of Nursing Department of Family Care Nursing
University of California San Francisco Sarah Elizabeth Romer, DNP, FNP
Pediatric Nurse Practitioner Assistant Professor
Children’s Health Center Adolescent Medicine, Pediatrics
Zuckerberg San Francisco General Hospital and Trauma Center University of Colorado Denver School of Medicine
San Francisco, California Medical Director
BC4U Clinic
Michelle McGarry, MSN, RN, CPNP, CUNP, FAANP Children’s Hospital Colorado
Certified Pediatric and Urology Nurse Practitioner/Program Aurora, Colorado
Director/President
Pediatric Effective Elimination Program Clinic and Counseling, Ruth K. Rosenblum, DNP, RN, PNP-BC, CNS
PC Associate Professor
Highlands Ranch, Colorado DNP Program Co-Coordinator
The Valley Foundation School of Nursing at San Jose State
Jennifer Newcombe, MSN, PCNS-BC, CPNP-PC/AC University
Nurse Practitioner San Jose, California
Pediatric Cardiothoracic Surgery American Nurses Association/California Board of
Loma Linda Children’s Hospital Directory–Secretary
Assistant Professor
School of Nursing
Loma Linda University
Loma Linda, California
Contributors  ix

Susan K. Sanderson, DNP, MSN FNP, APRN School of Nursing


Professor Oregon Health & Science University
Outpatient Nurse Practitioner Doernbecher Children’s Hospital
Pediatric Infectious Diseases Portland, Oregon
University of Utah
Salt Lake City, Utah Helen N. Turner, DNP, APRN, PCNS-BC, AP-PMN, FAAN
Clinical Nurse Specialist
Kathryn Schartz, BA, BSN, MSN Anesthesiology and Perioperative Medicine
Pediatric Nurse Practitioner Oregon Health & Science University
General Academic Pediatrics Portland, Oregon
The Children’s Mercy Hospital
Kansas City, Missouri Amber Wetherington, MSN, CPNP-PC
University Pediatric Urology
Alan T. Schultz, MSN, RN, CPNP-PC East Tennessee Children’s Hospital
Pediatric Nurse Practitioner Knoxville, Tennessee
The Barton Center for Diabetic Education
Joslin Diabetes Center Becky J. Whittemore, MN, MPH, BSN, RN, FNP-BC
Boston, Massachusetts Nurse Educator
Metabolic Clinic
Isabelle Soulé, PhD, RN Newborn Screening
Human Resources for Health Rwanda Oregon Health & Science University
University of Maryland Doernbecher Children’s Hospital
Baltimore, Maryland Institute on Development and Disbility
Portland, Oregon
Arlene Smaldone, PhD, CPNP-PC, CDE
Professor of Nursing Elizabeth E. Willer, RN, MSN, CPNP
Dental Behavioral Sciences Pediatric Nurse Practitioner, Retired
Medical Center Assistant Dean for Scholarship and Research Department of Pediatrics
School of Nursing Kaiser Permanente
Columbia University Medical Center Walnut Creek, California
New York, New York
Teri Moser Woo, PhD, RN, ARNP, CPNP-PC, CNL, FAANP
Jessica L. Spruit, DNP, RN, CPNP-AC Director of Nursing
Clinical Assistant Professor St. Martin’s University
College of Nursing Tacoma, Washington
Wayne State University
Detroit, Michigan Robert J. Yetman, MD
Professor of Pediatrics
Asma Ali Taha, PhD, RN, CPNP-PC/AC, PCNS-BC, CCRN Director of Division of Community and General Pediatrics
Associate Professor University of Texas—Houston Medical School
Director Houston, Texas
Pediatric Nurse Practitioner Program

We would like to thank the previous edition contributors for their efforts in the Sixth Edition and whose work and
ideas ­influenced this edition’s content:

Michele E. Acker, MN, ARNP Joy S. Diamond, MS, CPNP


Pediatric Nurse Practitioner Pediatric Nurse Practitioner
Seattle Children’s Hospital Advanced Pediatric Associates
Seattle, Washington Children’s Hospital Colorado
Aurora, Colorado
Anita D. Berry, MSN, CNP, APN, PMHS
Director Mary Ann Draye, MPH, APRN
Healthy Steps for Young Children Program Assistant Professor, Emerita
Advocate Children’s Hospital DNP FNP Program
Downers Grove, Illinois School of Nursing
University of Washington
Cynthia Marie Claytor, MSN, PNP, FNP Seattle, Washington
Graduate Nursing Faculty
Azusa Pacific University
Azusa California
x Contributors

Susan Filkins, MS, RD Carole R. Myers, PhD, RN


Nutrition Consultant Associate Professor
Oregon Center for Children and Youth with Special Health College of Nursing
Needs University of Tennessee
Oregon Health & Sciences University Knoxville, Tennessee
Portland, Oregon
Noelle Nurre, RN, MN, CPNP
Leah G. Fitch, MSN, RN, CPNP Suspected Child Abuse and Neglect (SCAN) Nurse Practitioner
Pediatric Nurse Practitioner Oregon Health and Science University Doernbecher Children’s
Providence Pediatrics, Carolinas HealthCare System Hospital and CARES Northwest
Charlotte, North Carolina Portland, Oregon

Lauren Bell Gaylord, MSN, CPNP-PC Catherine O’Keefe, DNP, CPNP-PC


Pediatric Nurse Practitioner Associate Professor/NP Curriculum Coordinator, Retired
Etowah Pediatrics College of Nursing
Rainbow City, Alabama Creighton University
Omaha, Nebraska
Teral Gerlt, MS, RN, WHCNP-E, PNP-R
Instructor Gabrielle M. Petersen, MSN, CPNP
School of Nursing Medical Examiner
Oregon Health & Science University Children’s Center
Portland, Oregon Oregon City, Oregon

Denise A. Hall, BS, CMPE Ann M. Petersen-Smith, PhD, APRN, CPNP-PC, CPNP-AC
Practice Administrator Assistant Professor
Advanced Pediatrics Associates College of Nursing
Aurora, Colorado University of Colorado Anschutz Medical Campus
Associate Clinical Professor
Anna Marie Hefner, PhD, RN, CPNP School of Medicine
Associate Professor University of Colorado Anschutz Medical Campus
Azusa Pacific University Aurora, Colorado
Upland, California
Mary Rummell, MN, RN, CNS, CPNP, FAHA
Clinical Nurse Specialist
Pamela J. Hellings, RN, PhD, CPNP-R
Professor, Emeritus The Knight Cardiovascular Institute, Cardiac Services
Oregon Health & Science University
Oregon Health & Science University
Portland, Oregon
Portland, Oregon
Isabelle Soulé, PhD, RN
Susan Hines, RN, MSN, CPNP
Human Resources for Health Rwanda
Pediatric Nurse Practitioner University of Maryland
Sleep Medicine Baltimore, Maryland
Children’s Hospital Colorado
Aurora, Colorado Robert D. Steiner, MD
Executive Director
Julie Martchenke, RN, MSN, CPNP Marshfield Clinic Research Foundation;
Pediatric Cardiology Nurse Practitioner Professor of Pediatrics
Oregon Health & Science University University of Wisconsin
Portland, Oregon Marshfield, Wisconsin
Michelle McGarry, MSN, RN, CPNP, CUNP Ohnmar K. Tut, BDS, MPhil
Certified Pediatric and Urology Nurse Practitioner/Program Adjunct Senior Research Fellow
Director/Owner Griffith University
Pediatric Effective Elimination Program Clinic & Consulting, Program Consultant Investigator
PC HRSA Oral Health Workforce Activities—FSM
Highlands Ranch, Colorado Brisbane, Queensland, Australia
Affiliate Instructor
Peter M. Milgrom, DDS University of Washington
Professor of Oral Health Sciences and Pediatric Dentistry Seattle, Washington
Adjunct Professor of Health Services
Director Yvonne K. Yousey, RN, CPNP, PhD
Northwest Center to Reduce Oral Health Disparities Pediatric Nurse Practitioner
University of Washington Kids First Health Care
Seattle, Washington Commerce City, Colorado
Contributors  xi

Reviewers
Brent Banasik, PhD Emily Souder, MD
Scientist Assistant Professor of Pediatrics
Chemistry Drexel University College of Medicine
Banasik Consulting Group Attending Physician
Seattle, Washington Section of Infectious Diseases
St. Christopher’s Hospital for Children,
Philadelphia, Pennsylvania
Preface

We are delighted to introduce the seventh edition and updated (Chapter 3), environmental issues that impact health (Chapter
title of Burns’ Pediatric Primary Care. With the retirement of three 4), children with special healthcare needs (Chapter 7), develop-
of the initial authors of this book, the team believed it was time mental management of newborns (Chapter 9), immunizations
to alter the title to call it what it is commonly referred to by those (Chapter 22), injury prevention and child maltreatment (Chap-
who love it and use it. Changes to this edition were made to ensure ter 24), perinatal disorders (Chapter 19), and developmental,
the contemporary relevance of topics and to support the educa- behavioral, and mental health promotion (Chapter 30).
tional needs of those in pediatric primary care. The editorial team • Unit 3 was redesigned to include typical developmental health
consists of actively practicing pediatric nurse practitioners who issues and to emphasize health promotion and health protec-
understand the contemporary challenges and complexity of the tion. The first section includes developmental, behavioral,
primary care health care system. Each of the contributing authors and mental health promotion. The second section covers the
of the chapters are experts in their fields. As always, every chapter biophysical domains of nutrition, breastfeeding, elimination,
has been thoroughly updated. physical activity and sports, sleep, and sexuality. The final sec-
This book was initially developed more than 20 years ago as a tion focuses on health protection in the areas of dental health,
resource for advanced practice nurses who were providing primary injury and child maltreatment prevention, and immunizations.
health care to infants, children, and adolescents. Currently, pedi- • Unit 4 was redesigned to include management of common
atric nurse practitioners (PNPs) and family nurse practitioners diseases and disorders. This section no longer includes devel-
(FNPs) are the primary audience. However, physicians, physician opmentally typical conditions and instead focuses on health
assistants, and nurses who care for children in a variety of set- restoration. Developmentally typical conditions and issues were
tings also find this book to be a valuable resource. This is the only relocated to Unit 3. The initial chapter in this unit details prin-
nurse practitioner (NP) editorial team and NP-focused pediatric ciples of pediatric disease management common to all ages.
primary care text on the market. • All other chapters have been updated and redesigned to reflect
Burns’ Pediatric Primary Care emphasizes health promotion, the highest level of contemporary evidence including Healthy
disease prevention, and problem management from the primary People 2020 (Healthy People, 2019) and the new edition of
care provider’s point of view. Each chapter introduces key con- Bright Futures (Hagan et al., 2017).
cepts, provides an evidence-based and theoretical care foundation, • We expanded the use of algorithms to streamline the decision
and includes a discussion of the identification and management of making for clinicians.
symptoms or conditions of specific disease entities. Experienced
clinicians can simply jump to the topic or diagnosis in ques- Organization of the Book
tion while the novice can read the chapter for immersion into
the topic. Additional resources for each chapter include websites Children are a special population. Pediatric healthcare requires
to access organizations and printed materials that may be useful unique perspective grounded in a fundamental understandings
for clinicians and their patients and families. of the complexities of child development, unique epidemiologic
Special Features of the Seventh Edition health influences, varied social determinants and environmental
Some features of the seventh edition about which we are par- influences of health, and each child’s unique genetic influences.
ticularly excited include the following: These themes are carried throughout this book.
• NEW! This edition includes a significant content reorganiza- The book is organized into four major sections—Pediatric Pri-
tion. We made this change to reflect current understanding of mary Care Foundations, Management of Development, Pediat-
the continuum of health and illness and to ensure that the flow ric Health Promotion and Protection, and Disease Management.
and classification of information is intuitive to students and Each chapter follows the same format. Standards and guidelines
providers. for care are highlighted, relevant child development is described,
• NEW! Because of the evolving clarity of the primary care ver- the physiologic and assessment parameters are discussed, man-
sus acute care roles, this edition now solely focuses on primary agement strategies are identified, and management of common
care management and the role of referral and consultation for problems is presented in a problem-oriented format. The scope of
acute care issues. practice of the primary care provider is always emphasized with
• NEW! Pediatric primary care providers see patients with a wide appropriate referral and consultation points identified.
range of issues and health complexities. In order to reflect the It is our hope that this book continues in the tradition of the
depth and breadth of this role, nine new chapters were cre- prior editions by supporting the primary care provider with the
ated. These include: a chapter on unique issues in pediatrics highest quality, evidence-based care strategies to foster improved
(Chapter 1), an overview of genetic and genomic concepts health and wellness of children and their families.

xiii
Acknowledgments

A book of this size and complexity cannot be completed with- • To my parents who first loved, supported, and encouraged me.
out considerable help—the work of the chapter authors who To my husband, Mark, who loved me second and continues to
researched, wrote, and revised content; the consultation and love, support, and encourage me in all my professional endeav-
review of experts in various specialties who critiqued drafts and ors. To my children, Curtis and Leah, who make life fun and
provided important perspectives and guidance; and the essential will continue to do so with their own children. Nan Gaylord
technical support from those who managed the production of the • To my children and their children and their children who,
manuscript and the final product. We are particularly grateful to along with children everywhere, are the living messages we
Laura Goodrich, Sharon Corell, and Sandra Clark at Elsevier for send to a time we will not see. Here’s hoping we have done well
their tireless support and advocacy during the development of this by them. Martha Driessnack
book. • The health of our nation’s children is our most important
resource. My hope is that this edition will contribute to that
Our Thanks to Family and Friends critical mission of improving the health and well-being of our
children and families. Further, to my ever-patient husband
• To my husband and greatest champion, Jeff, who always sup- who has sustained and bolstered me through the work on this
ports me and encourages me while giving me a safe place to edition! Karen Duderstadt
recover and just be; to my amazing daughters, Rachel and Eliz- • With sincere gratitude and love to my amazing husband,
abeth, who give my life meaning; to the students, parents, and Chuck, for his endless support and understanding during
families who make me a better person; and to Amy DiMaggio, extended time dedicated toward my work on this edition.
friends, and family for loving me and giving me wings. Dawn Thanks be to God for all my blessings, my parents for prepar-
Lee Garzon Maaks ing me well for life’s journey, and my children, Taylor and Jack,
• Aloha and mahalo to my Jon, Jonah, and AnnaMei. I am ever my pride and joy. Mary Dirks
grateful for the joy you bring to my life as well as your support
of my time with “the book.” Likewise, I am ever thankful for References
Denise and my APA colleagues who give me the flexibility and
challenge to work hand in hand to provide model pediatric Hagan JF, Shaw JS, Duncan PM: Bright Futures: guidelines for health
care. Nancy Barber Starr supervision of infants, children, and adolescent, ed 4, Elk Grove
• With deep appreciation for the circle of love and support from ­Village, IL, 2017, American Academy of Pediatrics.
my dear family and friends who are always there surrounding Healthy People 2020 (2019). Available at https://www.healthypeople.
gov. Accessed March 30, 2019.
me with warmth, laughter, and joy. Margaret A. Brady

xiv
Contents

Unt 1: Inluences on Chld Health and Chld  Developmental Management of Adolescents


and Young Adults, 
Health Assessment Jame E. Panton and Dawn Lee Garzon Maaks
 Health Status of Chldren: Global and Natonal
Perspectves,  Unt 3: Chld Health Supervson: Health
Karen G. Duderstadt Promoton and Health Protecton
 Unque Issues n Pedatrcs,   Introducton to Health Promoton and Health
Martha Dressnack Protecton, 
Martha Dressnack
 Genetcs and Genomcs: The Bascs for Chld
Health,  Secton A: Behavoral-Mental Health
Sandra Daack-Hrsch and Martha Dressnack
Wellness
 Envronment and Chld Health, 
 Behavoral and Mental Health Promoton, 
Jennfer Bevacqua and Karen G. Duderstadt
Nancy Barber Starr and Dawn Lee Garzon Maaks
 Chld and Famly Assessment, 9
Martha Dressnack and Dawn Lee Garzon Maaks Secton B: Bophyscal Health Management
 Breastfeedng, 9
 Cultural Consderatons for Pedatrc Prmary
Sarah Obermeyer
Care, 
Asma Al Taha and Sharon Norman
 Nutrton, 
Ardys M. Dunn and Karen G. Duderstadt
 Chldren wth Specal Health Care Needs, 
Kathryn Schartz
 Elmnaton, 9
Ardys M. Dunn, Mchelle Mcgarry, and Mary Drks
Unt 2: Chld Development
 Prncples of Developmental Management of 9 Physcal Actvty and Sports for Chldren and
Chldren,  Adolescents, 
Dawn Lee Garzon Maaks Mchele L. Polfuss and Renée L. Davs

9 Developmental Management of Newborns,  0 Sleep, 


Nan M. Gaylord and Robert J. Yetman Susan Hnes

0 Developmental Management of Infants, 9  Sexualty, Sex, and Gender Identty, 9


Sandra A. Banta-Wrght Mary Drks and Teral Gerlt

 Developmental Management of Early Secton C: Health Protecton–Focused Care


Chldhood, 09
Valere Grin  Immunzatons, 0
Catherne O’keefe
 Developmental Management of Mddle
Chldhood, 9  Dental Health and Oral Dsorders, 9
Vctora F. Keeton Donald L. Ch

xv
xvi Contents

 Injury Preventon and Chld Maltreatment,   Dermatologc Dsorders, 


Jame Panton and Dawn Lee Garzon Maaks Tam B. Bland

Unt 4: Common Chldhood Condtons and  Eye Dsorders, 


Ter Moser Woo
Dsorders
 Ear and Hearng Dsorders, 
Secton A: Introducton to Chld Dsease Adebola M. Olarewaju

Management  Respratory Dsorders, 


Rta Mare John
 Key Concepts, Assessments, and Management
of Chldren Wth Acute or Chronc Dsease, 9
Jennfer Huson and Jennfer Newcombe
 Cardovascular Dsorders, 00
Jennfer Newcombe
 Prescrbng Medcatons n Pedatrcs, 
Catherne G. Blosser and Jessca L. Sprut
9 Hematologc Dsorders, 
Terea Gannetta
 Complementary Medcne n Pedatrc Prmary
Care Wth an Introducton to Functonal 0 Gastrontestnal Dsorders, 
Elzabeth E. Wller and Belnda James-Petersen
Medcne, 
Catherne Blosser and Emly Guterrez
 Gentournary Dsorders, 9
Amber Wetherngton
 Pedatrc Pan and Fever Management, 9
Helen N. Turner and Crs Ann Bowman-Harvey
 Pedatrc and Adolescent Gynecology, 
Elza Buyers and Elzabeth Romer
Secton B: Dsease Management
9 Pernatal Condtons, 0  Musculoskeletal Dsorders, 
Cyntha Mare Claytor
Robert J. Yetman and Nan M. Gaylord

0 Neurodevelopmental, Behavoral, and Mental  Common Pedatrc Injures and Toxc


Health Dsorders,  Exposures, 99
Sara D. Degoler and Jenny Bevacqua
Dawn Lee Garzon, Nancy Barber Starr, and Jennfer Chauvn

 Infectous Dseases,   Endocrne and Metabolc Dsorders, 90


Arlene Smaldone, Becky J. Whttemore, and Alan T. Schultz
Susan K. Sanderson and Nan M. Gaylord

 Congental and Inherted Dsorders,   Neurologc Dsorders, 9


Ruth K. Rosenblum and Danel J. Crawford
Martha Dressnack and Sandra Daack-Hrsch

 Atopc, Rheumatc, and Immunodeicency Appendx, 00


Dsorders, 0
Rta Mare John and Margaret A. Brady
Burns’ Pedatrc
Prmary Care
UNIT I Influences on Child Health and
Child Health Assessment

1
Health Status of Children:
Global and National
Perspectives
KAREN G. DUDERSTADT

T
he health of all children is interconnected worldwide, and and violence (UNICEF, 2017). Immigrant children have increased
the health status of all children must be viewed with a global health and educational needs that impact the health and well-being
lens. Whether considering pandemic infectious diseases or of communities; many of these communities have fragile healthcare
global migration, inequities in the health status of children glob- systems. The United Nations Convention on the Rights of Children
ally and nationally are largely determined by common biosocial (UNCRC) charter was established 25 years ago and declares the
factors affecting health. Biosocial circumstances, or social determi- minimum entitlements and freedoms for children globally, including
nants of child health, are shaped by economics, social policies, and the right to the best possible health (UNICEF, 2017a). The charter
politics in each region and country. There is a social gradient in is founded on the principle of respect for the dignity and worth of
health that runs from the top to bottom of the socioeconomic spec- each individual, regardless of race, color, gender, language, religion,
trum globally. Therefore the social gradient in health means that opinions, origins, wealth, birth status, or ability. Immigrant children
health inequities affect low-, middle-, and high-income countries have the right to be protected under this charter (Box 1.1).
(World Health Organization [WHO], 2018). Significant progress Health equity is the absence of unfair or remediable differ-
has been made in reducing childhood morbidity and mortality. ences in health services and health outcomes among populations
However, a sustained effort is required globally and nationally to (WHO, 2016). Addressing health equity globally requires bold
build better health systems to continue to positively impact child goals, political will with broad fiscal support, and a commitment
health outcomes. The framework of the United Nations Millen- within low-resource countries to prioritize the health of children
nium Development Goals (United Nations Development Program and families as a primary goal.
[UNDP], 2015) and Healthy People 2020 (U.S. Department of
Health and Human Services [HHS] Office of Disease Prevention
and Health Promotion [ODPHP], 2018) goals set the mark for Progress on the Millennium Development
improving child health status. Goals
This chapter presents an overview of the global health status
of children, current health inequities, the progress achieved in The United Nations (UN) Millennium Development Goals,
the Millennium Development Goals and Healthy People 2020 adopted in 2000 with a deadline of 2015, produced the most
targets, and the factors currently affecting the health of children successful movement in history by the UN to reduce child pov-
in the United States, including food and housing insecurity. The erty globally (UNDP, 2015). The achievements are the result
chapter also discusses the important role pediatric healthcare pro- of the collaborations between governments, international com-
viders have in advocating for polices that foster health equity and munities, civil societies, and private corporations. Although the
access to quality healthcare services for all children and families. UNDP acknowledges shortfalls that remain, significant progress
has been made globally in the 30 developing countries targeted.
Global Health Status of Children Although the rate of child mortality globally remains high, the
global under-5 mortality rate declined by more than half, from 90
Thirty-one million children younger than 20 years old are part of deaths per 1000 live births in 1990 to 43 deaths per 1000 births
the international migration of populations across continents (United in 2015 (UNDP, 2015). The neonatal mortality rate fell to 19 per
Nations International Children’s Emergency Fund [UNICEF], 1000 live births in 2016 from 37 per 1000 births in 1990. The
2017). Among the world’s refugees are an estimated 10 million highest rates of infant mortality occurred in two countries—39%
children, who have been forcibly displaced from their home coun- of newborn deaths occurred in southern Asia and 38% in sub-
try, and 17 million more who have been displaced due to conflict Saharan Africa. Half of all newborn deaths occurred in just five
1
2 UNIT I Influences on Child Health and Child Health Assessment

 UNICEFa Summary of the United Nations


• BOX 1.1  cell growth, immune function, and intestinal transport of water
Convention on the Rights of Children and electrolytes, and it reduces the duration and severity of diar-
rhea and likelihood of reinfections (Khan and Sellen, 2015).
The UNICEF conventions include 42 articles that are summarized in the
following list. They represent the worldwide standards for the rights of children.
The conventions apply to all children younger than 18 years old. The best
Sustainable Development Goals
interests of children must be a top priority in all actions concerning children. Building on the successes of the UNDP, the Sustainable Develop-
• Every child has the right to: ment Goals (SDGs) came into effect in 2016 and will continue
• Life and best possible health through 2030. The SDGs include 17 expanded goals, including
• Time for relaxation, play, and opportunities for a variety of cultural
and artistic activities
climate change, economic inequality, innovation in industry and
• A legally registered name and nationality infrastructure, sustainable consumption, peace and justice, and
• Knowledge of and care by his or her parents, as far as possible, and a universal call to action to end poverty and to protect the planet
prompt efforts to restore the child-parent relationship if they have and ensure that all people enjoy peace and prosperity (Fig 1.1)
been separated (UNDG, 2016). The UNDG initiatives include work in 170
• Protection from dangerous work countries and territories and provide support to governments to
• Protection from use of dangerous drugs integrate the SDGs into their national development plans and
• Protection from sale and social abuse, exploitation, physical and policies. The plan focuses on key areas including poverty allevia-
sexual abuse, and neglect and special care to help them recover tion, democratic governance and peacebuilding, climate change
their health if they have experienced such toxic life events and disaster risk, and economic inequality. Increased resources
• No incarceration with adults and opportunities to maintain contact
with parents
are needed to meet the data demand for the new development
• Care with respect for religion, culture, and language if not provided agenda. Global standards and an integrated information tech-
by the parents nology (IT) system are also needed for effective monitoring. If
• A full and decent life in conditions that promote dignity, every country achieves the SDGs target by 2030, an additional
independence, and an active role in the community, even if disabled 10 million lives of children younger than 5 years will be saved
• Access to reliable information from mass media, television, radio, throughout the period 2017–30 (UNDG, 2016). Fig 1.2 illus-
and newspapers, as well as protection from information that might trates 15 global challenges in countries collaborating to address
harm them the issue of health equity from a global perspective (The Millen-
• Governments must do all that they can to fulfill the rights of children as nium Project, 2014).
listed here.
aUNICEFstands for the full name United Nations International Children’s Emergency Fund. In
1953, its name was shortened to the United Nations Children’s Fund. However, the original Health Status of Children in the United
acronym was retained.
States
Child poverty rates in the United States remain higher than in
other economically developed nations, and there are significant
countries: India, Pakistan, Nigeria, the Democratic Republic of inequalities in race and ethnicity. In 2016, 19% of children—one
the Congo, and Ethiopia (United Nations Inter-agency Group for in five children or 14.1 million—were living in poverty, with chil-
Mortality Estimates [UN IGME], 2017). dren comprising 32.6% of all people in poverty (Annie E. Casey
Pneumonia, diarrhea, and malaria remain the leading causes of Foundation, 2018). Mississippi and New Mexico have the high-
death globally in children younger than 5 years (UN IGME, 2017). est rate of child poverty, at 30%. The rate of household poverty
The highest proportion of deaths due to these conditions are in chil- is 34% in African-American and Native American children and
dren younger than 2 years old. Rotavirus is the most common cause 28% in Latino children. In addition, 35% of children live in sin-
of diarrhea globally, and Streptococcus pneumoniae is the leading gle-parent families, which often have fewer resources.
cause of pneumonia—both are vaccine-preventable infectious dis- Despite having the highest health expenditure per capita in the
eases. Successful vaccination programs have markedly reduced the world, infant mortality in the United States remains higher than
mortality caused by some infectious diseases, particularly measles other high-income countries; however, there has been a decline
and tetanus. Approximately 84% of children worldwide received in infant mortality over the past decade largely due to a decline
at least one dose of a measles- containing vaccine in 2013, up from in sudden infant death syndrome (SIDS) from 50 per 100,000
73% in 2000 (UNDP, 2015). Other UNDP achievements include: in 2002 to 13 per 100,000 in 2015 (Khan et al., 2018). Inequal-
•  More than 6.2 million malaria deaths have been averted ity in infant mortality rates remain, and African-American infants
between 2000 and 2015, primarily of children younger than 5 have the highest mortality rate, at 1128 per 100,000 infants
years in sub-Saharan Africa. compared with 498/100,000 in non-Hispanic white infants and
• More than 900 million insecticide-treated mosquito nets were 466/100,000 in Latino infants (Khan et al., 2018). For children
delivered to malaria-endemic countries in sub-Saharan Africa 1 to 19 years of age, mortality rates have declined over the past
between 2004 and 2014. decade due to the decline in unintentional injury deaths. How-
• The primary school net enrollment rate in the developing ever, the rate of suicide mortality has increased slightly in children
regions has reached 91% in 2015, up from 83% in 2000. 10 to 19 years of age over the past decade, with the highest rate
• More than 71% of births were assisted by skilled health person- among non-Hispanic white youth in early and late adolescence.
nel globally in 2014, an increase from 59% in 1990. Rising suicide rates resulted in approximately 1400 additional
Undernutrition, low rates of breastfeeding, and zinc deficiency deaths in 2015. Suicide by firearms increased in white youth 15
contribute significantly to the childhood mortality rates globally. to 24 years of age, and intentional drug poisonings increased in
As a micronutrient, zinc is essential for protein supplementation, African-American and Latino youth (Khan et al., 2018).
CHAPTER 1 Health Status of Children: Global and National Perspectives 3

• Fig 1.1 United Nations Development Program (UNDP) Sustainable Development Goals for 2030.
(United Nations Development Program: the millennium development goals report 2015. UNDP. http://www.
undp.org/content/undp/en/home/librarypage/mdg/the-millennium-development-goals-report-2015.html.
Accessed September 10, 2018.)

Sustainable development
and climate change

Global ethics 1 Clean water


15 2
Science and Population
technology 14 3 and resources

Energy 13 Democratization
4

Transnational Global foresight


5
organized crime 12 and decision-making

Status of women 11 6 Global


convergence of IT

10 7 Rich–poor gap
Peace and conflict
9 8
Education Health issues
• Fig 1.2 Fifteen Global Challenges Facing Humanity. IT, Information technology. (From http://107.
22.164.43/millennium/challeng.html.)

Most concerning among the child health indicators is the per- age- and gender-specific growth charts. The rate of obesity among
centage of overweight and obese children. Seventeen percent of adolescent males and females 12 to 19 years of age is currently
children 2 to 19 years of age are obese, defined as a body mass 20.5% and has continued to rise over the past decade. Although
index (BMI) greater than the 95th percentile for age on the BMI rates of obesity among children and youth in the United States
4 UNIT I Influences on Child Health and Child Health Assessment

remain the highest among the high-income countries, surveillance Despite many government food assistance programs in the
studies show that the rate of overweight and obesity has stabi- United States, nearly one in five children in the United States
lized among 2 to 5 year olds at 8.9% and the prevalence is less lives in a food-insecure household. Children who are food inse-
than the Healthy People 2020 goal of 9.4% in early childhood cure are more likely to have poorer general health, higher rates
(Ogden et al., 2015). Obese and overweight children and youth of hospitalization, and increased incidence of overweight, asthma,
are more at risk for developing adult health problems, including and anemia and to experience more behavioral problems. Factors
heart disease, type 2 diabetes, metabolic syndrome, stroke, and other than income impact whether a household is food insecure.
osteoarthritis. Of all the child health indicators, overweight and Maternal education, single-parent households, intimate partner
obesity significantly affect the cost of providing healthcare services violence, and parental substance abuse also contribute to food
in the United States. insecurity. Children living in households where the mother is
moderately to severely depressed have a 50% to 80% increased
risk of food insecurity (Gundersen and Ziliak, 2015).
Food and Housing Insecurity and Effect on Three-quarters of children spend some portion of the pre-
Children’s Health school years being cared for outside of the home. Depending on
child care arrangements, the care can contribute to or ameliorate
Hunger and undernutrition are often associated with food inse- the effects of food insecurity for children. Young children who
curity, which exists when populations do not have physical attend a preschool or child care center have lower food insecurity,
and economic access to sufficient, safe, nutritious, and cultur- whereas children cared for at home by an unrelated adult are at
ally acceptable food to meet nutritional needs. Food insecurity higher risk for food insecurity (Gundersen and Ziliak, 2015). The
occurs in impoverished populations in developing countries and Supplemental Nutritional Assistance Program (SNAP), the Spe-
in industrialized nations, particularly among migrant popula- cial Supplemental Nutrition Program for Women, Infants, and
tions. Children affected by migration and family separation are Children (WIC), and the School Breakfast Program (SBP) are
at risk for food insecurity and are vulnerable to further health federally funded programs with the purpose to combat childhood
consequences, including exposure to exploitation and child hunger. The average monthly WIC benefit for families is $43.
trafficking. Growing evidence about climate change indicates Recent WIC data indicate the proportion of infant-prescribed
the dramatic effect on food crops that has led to food distribu- formula declined over the past decade. This may reflect the trend
tion issues globally, which is one of the primary contributors to of increased rates of breastfeeding in the United States reported in
the migration patterns and food insecurity (Fig 1.3). Globally, 2016 (Patlan and Mendelson, 2018).
undernutrition is an important determinant of maternal and Children living in poverty are also significantly affected by
child health and accounts for 45% of all child deaths in children the affordable and adequate housing crisis in the United States,
younger than 5 years of age (UN, 2015). Low rates of breast- particularly immigrant children and families living in large
feeding remain a problem in developed and developing nations. metropolitan areas. Approximately 21% of persons experienc-
Children who are exclusively breastfed for the first 6 months ing homelessness in the United States are children (OHCHR,
of life are 14 times more likely to survive than nonbreastfed 2017). Although many children are reportedly experiencing
infants. sheltered homelessness, this lack of family financial stability, the

Health effects

Temperature-related
illness and death

Moderating Extreme weather-


influences related health effects

Regional weather
changes
• Contamination
pathway
Air pollution-related
health effects
• Transmission
Climate
• Heat waves dynamics Water- and food-borne
change • Extreme weather • Food diseases
• Temperature availability
• Precipitation • Migration Vector- and rodent-borne
diseases

Psychological effects
Adaptation
measures Malnutrition

Research

• Fig 1.3 Health Effects of Climate Change.


CHAPTER 1 Health Status of Children: Global and National Perspectives 5

limited housing supply in inner cities, and the high eviction rates indicators address social determinants of health. However, the tar-
negatively impact the education and physical and mental health gets often fall significantly below what is required to decrease the
of children. economic inequalities between communities and neighborhoods.
Some communities are addressing social determinants of health
Addressing Children’s Health in the United through connecting community safety and healthy child devel-
opment and advocating for system, policy, and practice change
States (Prevention Institute, 2017). Exposure to neighborhood violence
impacts children, and safer communities can promote social-emo-
Healthy People 2020 tional development for young children. Safe communities offer
The Healthy People 2020 goals for children include foci specific to public places for children to play and community safety promotes
early and middle childhood and adolescents, social determinants economic development. Policies of community safety and early
of health in childhood, health-related quality of life for children, childhood development intersect and impact determinants of the
and specific disparities in child health to improve healthcare ser- sociocultural environment, physical/built environment, and edu-
vices and health outcomes. With increased proportions of chil- cational/economic environment (Prevention Institute, 2017). Fig
dren with developmental delays, Healthy People 2020 focuses on 1.4 illustrates a framework to help communities better understand
objectives to increase the percentage of children younger than 2 and address the inequities that contribute to violence and how
years old who receive early intervention services for developmen- early experiences influence development over the life course.
tal disabilities and to increase the proportion of children entering
kindergarten with school readiness in all five domains of healthy
development—physical health and well-being; social emotional Adverse Childhood Events and Impact on
development; approaches to learning; language development and Child Health Outcomes
communication; and cognitive development. The objectives set
benchmarks to increase the percentage of young children who are There is growing evidence about the disruptive impact of toxic
screened for autism and other developmental delays at 18 and 24 stress on biologic mechanisms that impact childhood develop-
months of age (National Center on Birth Defects and Develop- ment. Early adverse stress is linked to later impairments in learn-
mental Disabilities, Centers for Disease Control and Prevention ing, behavior, and physical and mental well-being (American
[CDC], 2015). Academy of Pediatrics [AAP], 2014; Shonkoff et al, 2012). Toxic
Reports indicate Healthy People 2020 objectives have been stress results from strong or frequent and prolonged activation of
achieved in many areas. The United States surpassed the overall the body’s stress response systems in the absence of the protec-
goal of a 10% reduction in infant and youth mortality in almost tion of a supportive, adult relationship (Shonkoff et al, 2012). The
all age groups, averting 1200 child deaths in 2015 (Kahn et al., adversity can occur as single, acute, or chronic event in the child’s
2018). Infectious diseases among children in the United States— environment, such as emotional or physical abuse or neglect, inti-
Haemophilus influenzae B, hepatitis B, group B streptococcal and mate partner violence, war, maternal depression, parental sepa-
pneumococcal infections, and meningococcal disease—declined, ration or divorce, and parental incarceration (Box 1.2). Adverse
meeting or exceeding the Healthy People 2020 targets and indi- childhood events (ACEs) occur across all income groups, but 58%
cating movement toward the 2020 objectives for completion of of children with ACEs live in homes with incomes less than 200%
the vaccine series across age groups (National Center for Health of the federal poverty level (FPL). African-American children are
Statistics [NCHS], 2016). disproportionately affected by ACEs—6 out of 10 African-Amer-
Healthy People 2020 objectives also address the need for ican children have experienced ACEs and represent 17.4% of all
increasing the proportion of practicing primary care providers, children in the United States with ACEs (Bethell et al., 2017).
including nurse practitioners, to improve access to quality health- Emotional abuse is the most commonly reported ACE, followed
care services. An integrated workforce can provide appropriate by parental separation or divorce, and household substance abuse
evidence-based clinical preventive services to reduce overall health (Merrick et al., 2018).
care costs, as well as improve access and facilitate communica- Toxic stress in childhood has implications that carry over into
tion and continuity of care for children and families. Approaches adulthood. Evidence suggests that the results of the prolonged
to health care must be interprofessional and must consider the and altered biologic mechanisms lead to increased risk of chronic
biosocial factors in the delivery of health care to achieve child health conditions in adulthood, including obesity, heart disease,
health outcomes beyond those of the biomedical dynamics of dis- alcoholism, and substance abuse (Shonkoff et al., 2012). A child
ease (Holmes et al., 2014). The ODPHP advisory committee is who has experienced ACEs is also more likely to engage in high-
building the Healthy People 2030 objectives on the foundational risk behavior, such as the initiation of early sexual activity and
principles, mission, and overarching goals of the Healthy People adolescent pregnancy. Limiting the impact of ACEs through effec-
2020 framework. tive interventions that strengthen communities and families and
protect young children from the disruptive effects of toxic stress is
critical to improve health outcomes throughout the life course for
Social Determinants of Health and Health Equity future generations (Merrick et al., 2018).
The social determinants of health result in unequal and unavoid-
able differences in health status within communities and between Child Health and Access to Care
communities. Individuals are affected by economic, social, and
environmental factors in their communities. Social determinants Child heath is fundamental to overall child development, and
of health recognize that home, school, workplace, neighborhoods, children with health insurance are more likely to have a regular
and access to health care are significant contributors to child source of care and access to preventive healthcare services. Nation-
health outcomes. Many of the Healthy People 2020 leading health ally, there has been significant progress over the past decade on
6 UNIT I Influences on Child Health and Child Health Assessment

tural Drivers
Struc People
• Social networks & trust
• Participation & willingness
Community to act for the common good
• Norms & culture

Place
People Place • What’s sold & how it is promoted
• Look, feel & safety
• Parks & open space
• Getting around
• Housing
Equitable • Air, water, soil
Opportunity • Arts & cultural expression

Equitable Opportunity
• Education
• Living wages & local wealth

• Fig 1.4 Tool for Health and Resilience in Vulnerable Environments (THRIVE) Clusters and Factors
Impacting Early Child Development. (Prevention Institute & Center for Study of Social Policy; Cradle to
community: a focus on community safety and health child development; 2017:1–47. http://preventionin-
stitute.org/sites/default/files/publications/PI_Cradle to Community_121317_0.pdf. Accessed October 12,
2018.)

 Adverse Childhood Events


• BOX 1.2  primary care and preventative services which shifts costs to hos-
pitals and families. Sustained federal funding at current levels is
• Emotional abuse or neglect needed to maintain access to vital healthcare services and improve
• Physical abuse or neglect child health outcomes.
• Sexual abuse
• Mother treated violently
• Household substance abuse
• Household mental illness
Role of Primary Care Providers for Improving
• Parental separation or divorce Child Health
• Incarcerated household member
Pediatric primary card providers (PCPs) have a key role in advo-
cating for child health locally, nationally, and globally. Advanced
Practice Registered Nurses (APRNs) provide continuity of care in
expanding public insurance for children. In 2016, 4% of children the ambulatory care setting for underserved children with health
lacked health insurance, which is half the uninsured rate in 2010 conditions such as asthma, pneumonia, and vaccine-preventable
(Annie E. Casey Foundation, 2018). Alaska has the highest rate of conditions that might otherwise lead to greater use of costly
uninsured children, at 5%, whereas just 1% of children in Mas- emergency departments and hospitalizations. Increasing access
sachusetts are uninsured. Inequalities remain among racial and to APRNs who deliver primary care services reduces healthcare
ethnic populations as 7% of Latino and 12% of Native American costs, improves health outcomes, and produces health care sav-
children remain uninsured. ings—all steps that would allow the United States to lead rather
Thirty million children are currently covered by public insur- than trail the other economically developed countries in child
ance programs in the United States (Bettenhausen et al., 2018). health indicators. In addition, APRNs are able to advocate for
The expansion of Medicaid and the Children’s Health Insurance children and potentially influence economic and political deci-
Program (CHIP) expanded healthcare access to primary care ser- sions to ameliorate health disparities and increase health equality
vices for many low-and middle-income families and decreased among populations and communities to build a healthier genera-
avoidable hospitalizations and child mortality. States are depen- tion of adults.
dent on federal financial support for Medicaid and CHIP, and
the federal share of public costs exceeds 70% in some states (Bet- Health Promotion and Evidence-Based Clinical
tenhausen et al., 2018). The public insurance eligibility rates vary
across states, from 150% to 405% of the FPL income. A decrease Preventive Services
in federal funding levels would limit access to public insurance Many children are not receiving the recommended preventive ser-
enrollment and therefore access to preventive and acute care vices and developmental surveillance required for health promo-
services. Hospitalizations represent the highest healthcare costs. tion. There are many barriers to effective well-child care, including
Reductions in public insurance eligibility decreases access to time constraints; low levels of reimbursement for preventive care
CHAPTER 1 Health Status of Children: Global and National Perspectives 7

and developmental screening services; lack of provider education National Center on Birth Defects and Developmental Disabilities. Cen-
in current strategies to identify child development, emotional, ters for Disease Control and Prevention (CDC). Community report
and behavioral problems; and lack of community referral sources on autism. 2014 (PDF online). www.cdc.gov/ncbddd/autism/states/
to assist children, adolescents, and families. These issues have led comm_report_autism_2014.pdf Accessed October 10, 2018.
National Center for Health Statistics (NCHS). Chapter 23: Immuniza-
to inconsistent quality of preventive healthcare services affecting
tion and Infectious Diseases. Hyattsville, MD: Healthy People 2020
children and families. Midcourse Review; 2016.
Much of the basis for primary care practice is not yet evidence Office of United Nations High Commissioner for Human Rights
based. Primary care would benefit from stronger scientific clini- (OHCHR): Statement on Visit to the USA, Philip Alston, UN Spe-
cal research that could strengthen primary care principles and cial Rapporteur on extreme poverty and human rights. 2017:1–13.
prevention. Lack of funding and infrastructure to support such https://www.ohchr.org/EN/NewsEvents/Pages/DisplayNews.aspx?
primary care clinical research stands in sharp contrast to the orga- NewsID=22533&LangID=E. Accessed on September 12, 2018.
nized commitment and emphasis on advancing knowledge in dis- Ogden CL, Carroll MD, Fryar CD, Flegal KM. Prevalence of Obesity
ease entities and treatment options. This gap provides an area of Among Adults and Youth: United States. 2011-2014. NCHS Data Brief.
research open to pediatric nurse researchers and other pediatric no. 219. Hyattsville, MD; 2015.
Patlan KL, Mendelson M. WIC Participant and Program Characteristics
healthcare providers trained in clinical research. Increased evi-
2016: Food Package Report. Prepared by Insight Policy Research Alex-
dence in the primary healthcare domain would help to move the andria, VA: U.S. Department of Agriculture, Food and Nutrition
public dialogue toward a greater focus on primary prevention and Service, Project Officer: Anthony Panzera; 2018. Available online
away from a disease-focused healthcare system. at: www.fns.usda.gov/research-and-analysis. Accessed on October 26.
2018.
Prevention Institute & Center for Study of Social Policy. Cradle to com-
References munity. A focus on community safety and health child development.
2017:1–47. http://preventioninstitute.org/sites/default/files/publica-
American Academy of Pediatrics (AAP). Adverse childhood experiences
tions/PI_Cradle to Community_121317_0.pdf. Accessed on October
and the lifelong consequences of trauma (PDF online). 2014. www.
12, 2018.
aap.org/en-us/Documents/ttb_aces_consequences.pdf. Accessed Sep-
Shonkoff JP, Garner AS, Committee on Psychosocial Aspects of Child
tember 12, 2018.
and Family Health, et al. The lifelong effects of early childhood adver-
Annie E. Casey Foundation: The 2018 KIDS COUNT data book: an
sity and toxic stress. Pediatrics. 2012;129(1):e232–e246.
annual report on how children are faring in the United States, The Annie
UNICEF: Migration. Monitoring the situation of children and women.
E. Casey Foundation (website). https://www.aecf.org/m/resourcedoc/
UNICEF 2017 (website). https://data.unicef.org/topic/child-migra-
aecf-2018kidscountdatabook-2018.pdf. Accessed September 12, 2018.
tion-and-displacement/migration/. Accessed September 9, 2018.
Bethell CD, Davis MB, Gombojav N, Stumbo S, Powers K. Issue Brief:
UNICEF. Convention on the Rights of Children. UNICEF (website).
Adverse Childhood Experiences Among US Children, Child and Adoles-
https://www.unicef.org/crc/index_73549.html. Accessed September 9,
cent Health Measurement Initiative. Johns Hopkins Bloomberg School
2018, 2017a.
of Public Health; October 2017. http://cahmi.org/projects/adverse-
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en/home/librarypage/mdg/the-millennium-development-goals-
lowering public insurance income limits on hospitalizations for low-
report-2015.html. Accessed September 10, 2018.
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Gundersen C, Ziliak JP. The future of children: research report: child-
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Fund; 2017. http://childmortality.org/files_v21/download/IGME
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Holmes SM, Greene JA, Stonington SD. Locating global health in social
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lenges.html. Accessed October 30, 2018.
2
Unique Issues in Pediatrics
MARTHA DRIESSNACK

T
his chapter focuses on some of the unique issues that especially as children’s cognitive and executive function matures.
inform pediatric primary care, beginning with the inher- Parents are clearly authorities and caregivers, but they are not sur-
ent challenges of providing patient-centered care when the rogates. Pediatric providers need to seek out children’s voices and
focus of care is a two-generation or dual patient. This introduction encourage children’s participation in care and health-related deci-
is followed by a brief discussion of contemporary contexts and sions over time.
theories that influence how we view children, as well as how the
continued use of a developmental lens, although important, cre- Looking Through a Developmental Lens
ates challenges. Also highlighted is the importance of early invest-
ment in lifelong health, with a particular focus on a child’s first How children are viewed influences how primary care pro-
1000 days, adverse childhood experiences (ACEs), and household viders (PCPs) interact with them. If children are seen only as
and health literacy. The final section is a reminder that transition- works in progress using a deficit-based, developmental lens,
ing from a pediatric to an adult primary care system is critical for they are regarded as human becomings, rather than as human
all children, but especially for adolescents and young adults with beings (Driessnack, 2005). Children are not seen as agents in
chronic physical and medical conditions. their own right, human beings who are capable of influencing
their learning and others. Instead, our understanding of chil-
Two-Generation or Dual Patient dren and childhood is left to reports from adult surrogates.
Although pediatric PCPs embrace the concept that every child
One of the unique challenges in pediatrics is the two-generation is considered within the context of family, it does not mean that
or dual patient. Although the primary focus in pediatrics is the parents’ perspectives are preferred or take precedence over the
child, each child and/or adolescent comes with at least one parent child’s when health-related decision-making and plans of care
or caregiver, if not three or four, and cannot be seen or cared for are being considered.
without this context. Taking time to understand and work with Past dominance of deficit-based, stage theories as the lens
parents is paramount in pediatric primary care, but it is distinct through which children are primarily viewed is being chal-
from patient- and family-centered care (PFCC). In PFCC, provid- lenged, replaced with a call for a more balanced understanding.
ers acknowledge the patient’s ultimate control over health-related This shift in understanding parallels the emerging emphasis on
decisions, while acknowledging that these decisions are contex- patient-centered care and shared decision-making. Although
tualized within each patient’s broader life experiences and family. being patient-centered has some inherent challenges in pediatrics,
The challenge of using a pure PFCC model in pediatric primary it is a reminder to advocate for the voices of children, which too
care is that there is not one patient, but two, and while the child is often are absent from health-related decision-making and plans of
the focus, the parent is considered the authority in terms of deci- care. New tools and approaches are needed that access children’s
sions (Eichner, 2012). voices based on children’s cognitive strengths and abilities. In the
For pediatric providers, one of the greatest challenges is how to past, clinicians and researchers have relied on adult-developed
access, acknowledge, and include the child’s voice, which is often and adult-centered tools and approaches, which have been
lost and/or overridden in healthcare. This tendency to lose track adapted for use with children by adding pictures and/or simpler
of and/or override children’s voices is rooted in the long-standing language. There is increasing realization that data from adapted,
tradition of seeing children using deficit-based or developmental adult-centered tools have not adequately captured the voices and/
lenses. Using these lenses there is a presumption of decisional inca- or experiences of children, giving rise to national movements,
pacity in the patient and therefore deference to parental authority. such as No More Hand-Me-Down Research and Nothing About Me
This view is contrasted to how the patient is seen in adult health- Without Me.
care, where there is a presumption of decisional capacity in the Understanding how children develop from conception through
patient, with familial insight serving as adjunctive. adolescence is foundational in pediatric primary care. Although
All health care providers are obligated to provide beneficial a number of major theories have informed the study of child
care to the patient. For adults this means the patient’s needs development over the past century, there are a few that have been
and wishes take priority. In pediatrics, balancing the needs and resurrected, or borrowed from other disciplines, to examine the
wishes within the context of the dual patient continues to give impact of modern societal contexts, rapid advances in science, and
rise to some of the most difficult and challenging care decisions, expanding worlds of media and technology (Table 2.1).

8
CHAPTER 2 Unique Issues in Pediatrics 9

TABLE or the mental models, cultural influences, and worldviews that


2.1 Theories of Child Development inform and guide parents in meeting those needs (Gennetian,
Darling, and Aber, 2016). Behavioral economics is a relatively new
Major field that combines insights from psychology, judgment, and deci-
Type of Theory Theorists Focus sion-making with conventional economic theory to understand
Psychoanalytic Freud Personality formation through
human behavior, especially in terms of individual influences on
Erikson conflict resolution decision-making.
The introduction of behavioral economics represents a para-
Cognitive Constructivist How children think digm shift that is already making an impact, as policy makers
Piaget embrace its approach to understanding a wide range of high-
Vygotsky impact social issues, including obesity and poverty. Of particu-
Information
processing
lar interest in pediatric primary care is the role of cognitive load,
Siegler which refers to an individual’s current capacity to focus on and
digest information. A parent’s cognitive load can have far-reaching
Learning Pavlov How experience affects chil- implications in pediatrics because any one individual can attend
Watson dren’s learning and behavior to only certain phenomena at any given point in time. Behavioral
Skinner economics focuses on developing interventions that temporarily
Bandura
manipulate the salience of different cues, which can have large
Ethologic Bowlby Biology and the role of early effects on decision-making. This shift to focus on salience created
Lorenz experiences during specific a new behavioral science term, nudge, and the teams examining
developmental periods such efforts are often called nudge units (Thaler, 2016; Thaler and
System Bronfenbrenner How environmental and biologic Sunstein, 2009).
Gottllieb systems interact and shape In this era of PFCC, pediatric PCPs can integrate the concept
Lerner development of nudging and nudge units, because there are many opportuni-
Sameroff ties to nudge children’s and parents’ behaviors by making subtle
   changes to the context in which they make decisions. The shift in
focus, drawing attention to the ways in which an individual’s fam-
ily, community, and cultural contexts affect people’s real-world,
Among these theorists, Vygotsky and Siegler are highlighted in-the-moment decision-making, is at the heart of behavioral
here because they both provide pediatric primary care with a new economics (Gennetian, Darling, and Aber, 2016). In addition to
understanding or alternative lens through which to view children providing a new lens for considering individual and parent deci-
and childhood. sion-making, behavioral economics and its focus on cognitive load
Vygotsky’s cognitive theory is not new. In fact, he was a con- and creating salience present an alternative lens for understanding
temporary of Piaget, whose stage theory of cognitive development larger social issues, such as poverty.
remains a curriculum constant in many introductory psychol-
ogy classes. Although contemporaries, they differed in how they Early Investment in Lifelong Health
viewed development. For Piaget, development precedes learning;
for Vygotsky, learning precedes development. This is a subtle but Early experiences shape the architecture of the developing brain
important shift of focus. Piaget’s cognitive theory, as with all other and lay a foundation for long-term health. Health in the earli-
stage theories, uses a deficit-based lens, pointing out what children est years strengthens the systems that enable children to thrive
are not yet able to do at each stage, rather than what they can do. and grow to be healthy adults. Ensuring that children have safe,
Vygotsky’s theory, in contrast, uses a strength-based lens, looking secure environments, families, and communities in which to grow
at what children can do. and learn creates a strong foundation for their futures and a thriv-
One group of theories that has emerged in this call for a more ing, prosperous society. New frameworks focus their attention not
balanced understanding of development is information process- only on programs but also policies that support the foundations
ing theory. This group of theorists (e.g., Siegler) has borrowed of children’s health (Hoagwood et al., 2018). These new frame-
concepts from computer science, focusing on how information works ask providers to work toward enhancing community efforts
is received, processed, and stored, as well as how it then produces to change social environments, expanding their horizons beyond
output. Like Vygotsky, information processing theory centers on focusing their efforts solely on people.
the continuity of development; change occurs smoothly, gradually, Science shows that early exposure to adverse experiences can
and predictably over time. This view is in contrast to stage theories disrupt healthy development and have lifelong consequences. This
(e.g., Piaget), which center on discontinuity, the idea that devel- new awareness is fueling a new way of looking at life, not as dis-
opment proceeds through a series of distinct stages over time with connected stages but as an integrated process across time—a life
each stage qualitatively different from the last. The focus is less on course perspective (Russ et al., 2014). At the forefront of this new
whether children can solve a problem or complete a task correctly perspective is the emergence of evidence surrounding adverse child-
and more on how problems are solved or tasks approached. hood experiences (ACEs) and their lifelong consequences. There
are many other parallel bodies of evidence that all point to shifting
Parents, Families, and Behavioral Economics attention upstream to early childhood, not only locally, but glob-
ally. Historically, early childhood interventions have focused on
Parents clearly play an integral role as active agents on behalf of children of preschool age, but we currently know that interventions
their children. Yet, in pediatrics, best practices are determined encompassing the period before conception through the first 2
based on children’s needs, not on the behaviors of their parents years of life can greatly reduce adverse growth and health outcomes.
10 UNIT I Influences on Child Health and Child Health Assessment

Clearly, what children experience in their earliest days and years 2016). This is extremely important in pediatrics because health
of life shapes and defines their future. One of the best resources literacy is one of the strongest predictors of health. In pediatrics,
is Harvard’s Center for the Developing Child. The World Health PCPs need to assess parental health literacy levels up front, so that
Organization (WHO), World Bank, and the United Nations additional time may be added to encounters as needed. Further-
International Children’s Emergency Fund (UNICEF) have all more, it is important for providers to remember that even parents
drawn attention to the First 1000 Days of Life—from conception with advanced literacy skills can be easily overwhelmed by health
to birth (270 days), to a child’s first birthday (+365 days), through information, especially during stressful or hurried interactions.
to the second birthday (+365 days)—as a unique period where the Limited health literacy in adults has been linked to poor disease
foundations of health, growth, and neurodevelopment across the management skills, medication treatment errors, difficulties navi-
life span are established. All three global organizations contributed gating the health care system, and poorer health care comes for
to and offered guidance to the pivotal series entitled Advancing themselves and their families (Orkan et al., 2018). In the past few
Early Childhood Development: from Science to Scale (Lancet, years, attention has shifted upstream because the roots of health
2016). Furthermore, a major focus of the United Nations’ 2030 literacy are formed early in childhood as children are developing
Sustainable Development Goals (SDGs) is on early childhood their health behaviors (Winkelman et al., 2016). Accordingly,
health and development to ensure that every child achieves her/his childhood and schools are the newest population for targeted
potential (United Nations, 2015). Accordingly, curricula offerings health literacy interventions. The National Health Education Stan-
for parents and providers around the world have been developed dards (NHES) emphasize student comprehension of health pro-
(e.g., Reach­UpandLearn and Care for Child Development [CCD]). motion and disease prevention, offering unique opportunities for
Equally intriguing is the science behind Developmental Origins partnering with a growing number of school-based health centers
of Health and Disease (DOHaD). This field examines models of (American Cancer Society, 2007).
causality and/or mechanisms that can trace the origin of many non- Pediatric practices and PCPs are increasingly involved in
communicable conditions or chronic diseases (e.g., hypertension, these efforts as they support childhood literacy, the key precur-
metabolic syndrome) to environmental influences during early sor to learning. Office-based programs, such as ReachOutAndRead,
development. The link between early life environmental factors ensure that children receive age-appropriate books and literacy-
and later life diseases was originally called the Barker hypothesis, development instructions from their providers beginning with
because Barker showed that poor nutrition during organ develop- the first well-child visit. One of the simplest household literacy
ment could lead to increased risk for chronic disease later in life. screening tools is the single-question query about the number of
His work highlighting the influences of adverse events that occur children’s books in the home. The presence of 10 children’s books
during early phases of human development on the pattern of an is associated with adequate household literacy (Driessnack et al,
individual’s health and disease throughout life provided the foun- 2014). The commitment to ensuring the presence of children’s
dation for the more recent study of adverse childhood experiences. books in every child’s home may well be one of the most impactful
ACEs are currently linked to risky health behaviors (e.g., smok- child health interventions undertaken in primary care. Enhancing
ing, alcoholism, drug use), chronic health conditions (e.g., obesity, both literacy and health literacy holds the potential to improve
diabetes, depression, heart disease, cancer stroke, COPD), low life the health of children and to provide them with tools to be more
potential (graduation rates, academic achievement, lost time from informed and capable consumers in adulthood.
work), and early death (https://www.cdc.gov/violenceprevention/
acestudy/index.html). Of note is that as the number of ACEs Transitioning to Adult Care
increases, so does the risk for these outcomes, which highlights
the call for all pediatric PCPs to screen for and identify adverse Transitioning from pediatrics to an adult primary care system is
events early in life. The research on ACEs continues to be tracked critical for all children but especially for adolescents and young
by the Centers for Disease Control and Prevention (CDC). The adults with congenital and/or chronic physical and medical
CDC and American Academy of Pediatrics (AAP) also provide conditions (e.g., corrected congenital heart disease). Although
toolkits and practice and provider resources. The AAP’s resources advances in neonatal and pediatric medicine continue to
and tools are housed within The Resilience Project. improve the prognosis for children, care transition is increas-
ingly identified as a critical process in health care management.
Health Literacy Well-timed, -planned, and -executed transition plans enable all
youth to maximize lifelong functioning and well-being and opti-
Health literacy is most often defined as the degree to which an mize their ability to assume adult roles and activities, regardless
individual is capable of obtaining, processing, and applying basic of their health care needs. Such transitions require interprofes-
health information. In addition to general literacy and numeracy sional teams from both systems to work collaboratively with
skills, health literacy requires knowledge of health topics. When youth and their families, anticipating the unique medical, psy-
individuals have limited health literacy, they lack knowledge or chosocial, and educational needs as they move from child- to
have misinformation about the body, the nature and causes of adult-centered care. Accordingly, the AAP and the National
disease, disease risk, and the relationship between lifestyle fac- Center for Medical Home Implementation created a health care
tors, such as diet and exercise, and health outcomes. In pediatric transition planning algorithm that specifies the protocol for
primary care, parents’ health literacy levels not only affect their managing the transition process (AAP, 2011). The guidelines
children’s but also affect their children’s care. What parents learned highlight specific activities and decision points and provide a
about health or biology during their own education may currently clear timeline suggesting transition plans begin by age 12. All
be outdated or incomplete. According to the AAP, only 12% of PCPs are encouraged to adopt and adapt these materials for their
adults have proficient levels of health literacy (Winkelman et al., practice.
CHAPTER 2 Unique Issues in Pediatrics 11

References Harvard’s Center for the Developing Child. (https://developingchild.har-


vard.edu/
AAP. Adverse Childhood Experiences and the Lifelong Consequences of Hoagwood KE, Rotheram-Borus MJ, McCaabe MA, et al. The Inter-
Trauma; 2014. Available at: https://www.aap.org/en-us/Documents/ dependence of Families, Communities, and Children’s Health: Public
ttb_aces_consequences.pdf. Investments that Strengthen Children’s Healthy Development and Soci-
AAP. Supporting the healthcare transition from adolescence to adulthood ety Prosperity. NAM Perspectives. Washington DC: Discussion paper,
in the medical home. Pediatrics. 2011;128:182–200. https://doi. National Academy of Medicine; 2018.
org/10.1542/peds.2011-0969. Lancet. Advancing early childhood development: from science to scale.
American Cancer Society, Joint Committee on National Health Educa- Available at: https://www.thelancet.com/series/ECD2016.
tion Standards. National Education Standards: Achieving Excellence; Orkan O, Lopes E, Bollweg TM, et al. General health literacy measurement
2007. Available at: https://sparkpe.org/wp-content/uploads/NHES_ instruments for children and adolescents: a systematic review of the litera-
CD.pdf. ture. BMC. 2018;18:166. https://doi.org/10.1186/s12889-018-5054-0.
Care for Child Development (CCD). (https://www.unicef.org/earlychild- Reach Out and Read [ROAR]. (http://www.reachoutandread.org/)
hood/index_83036.html) ReachUpandLearn. (http://www.reachupandlearn.com/)
Driessnack M, Chung S, Perkhounkova E, Hein M. Using the new- Russ SA, Larson K, Tullis E, Halfon N. A lifecourse approach to health
est vital sign to assess health literacy in children. J Pediatr Health development: implications for the maternal and child health research
Care. 2014;28(22):165–171. https://doi.org/10.1016/j.pedhc.2013. agenda. Matern Child Health J. 2014;18(2):497–510. https://doi.
05.005. org/10.1007/s1099-013-1284-z.
Driessnack M. Children’s drawings as facilitators of communication: Thaler RH. Misbehaving: The Making of Behavioral Economics. New York:
a meta-analysis. J Pediatr Nurs. 2005;20(6):41–23. https://doi. W.W. Norton & Company, Inc; 2016.
org/10.1016/j.pedn.2005.03.011. Thaler RH, Sunstein CR. Nudge: Improving Decisions about Health,
Eichner JM, Johnson BJ. Patient- and family-centered care and the pedia- Wealth, and Happiness. New York: Penguin Books; 2009.
trician’s role. AAP Policy Statement, 2012. https://doi.org/10.1542/ The Resilience Project. (aap.org/theresilienceproject)
peds.2011-–3084. United Nations. Sustainable Development Goals: 17 Goals to Transform
Gennetian L, Darling M, Aber JA. Behavioral economics and develop- Our World; 2015. Available at: https://www.un.org/sustainabledevel-
mental science: a new framework to support early childhood inter- opment. Accessed June 9, 2018.
ventions. J Appl Res Child. 2016;7(2). Article 2. Available at: http:// Winkelman TNA, Caldwell MT, Bertram B, Davis MM. Promoting health
digitalcommons.library.tmc.edu/childrenatrisk/vol7/iss2/2/. literacy for children and adolescents. Pediatrics. 2016;138(6):1–3.
3
Genetics and Genomics:
The Basics for Child Health
SANDRA DAACK-HIRSCH AND MARTHA DRIESSNACK

The future is not in front of us, but inside us.


Joanna Macy In addition, there are specific resources available for PCPs through
the American Academy of Pediatrics (AAP) Genetics in Primary
Care website (Table 3.1: American Academy of Pediatrics [AAP]
Genetics in Primary Care).

K
nowledge of the human genome continues to evolve, This chapter provides a brief review of basic genetic and
transforming not only the field of genetics, but also prior genomic concepts and terminology, genetic contribution to disor-
understanding of human embryology, physiology, and ders, and patterns of inheritance, along with insights into obtain-
disease processes. In short, it is changing the way health care ing a family history and conducting a pediatric assessment using a
providers approach the diagnosis, treatment, and prevention of genetics lens. The concept of epigenetics, types of genomic testing,
human diseases. The study of single genes and their role in inheri- and some of the ethical challenges that can arise are introduced.
tance has expanded to include the interaction of genes across the
genome, as well as how these interactions are influenced by the Basic Principles of Genetics
environment, random events, and epigenetic factors and impact
subsequent phenotypic changes. Very few diseases are entirely Each human is unique, established by the joining of one egg and
genetic and inherited, and health care providers should no longer one sperm, each of which provided a unique deoxyribonucleic
characterize disorders as genetic or nongenetic. Rather, the astute acid (DNA) package. An individual’s total DNA package is called
clinician should consider to what extent genomics influences an a genome. Within each cell, genetic information flows from DNA
individual’s susceptibility to disease and, for that matter, an indi- to ribonucleic acid (RNA) to protein, with each gene coding for
vidual’s potential/actual response to treatment (Fig 3.1). up to 20 different proteins. In other words, the information car-
At the same time, with the current emphasis on patient- ried within the DNA dictates the end product (protein) that will
centered care and patient engagement, children and families are be synthesized. This is known as the central dogma of biology
becoming active participants in both their care and health care (Fig 3.2). An individual’s genome and the encoded protein prod-
decisions. Of equal importance is the impact of the Internet, ucts, in turn, interact with the individual’s internal and external
which delivers all forms of information in real time, accompa- environment in very complex ways.
nied by instant commentary and interpretation by anyone will-
ing to weigh in. While healthcare is being transformed by the Deoxyribonucleic Acid
sheer volume of knowledge and technologies, it is also being
transformed by its consumers. Today’s children are right in the DNA is a molecule that contains genetic instructions for the
mix, growing up at the intersection of the genome era and infor- structure and function of all living organisms. DNA is made up
mation age (Driessnack, 2009). of a string of nucleotides, and each nucleotide consists of deoxyri-
A basic understanding of genomics is essential for all primary bose, a phosphate group, and one of four bases, called adenine (A),
care providers (PCPs) to provide the best care. The medical home cytosine (C), guanine (G), and thymine (T). The two backbones
model of care identifies PCPs as holding a crucial role in the man- of the DNA helix are formed by the deoxyribose and phosphate
agement of patients who have the potential for or have been diag- groups, whereas the rungs that hold them together are formed by
nosed with an inherited or congenital disorder. Core competencies complementary pairing (A-T and C-G) of the bases. The DNA
in genetics for nurses at all levels of practice have already been helix is coiled tightly encircling histone proteins. Uncoiled, each
established, as communicated in The Essentials of Baccalaureate DNA strand is approximately 6 feet long. Although each person
Education for Professional Nursing Practice (American Association has a unique DNA package that reflects one in several million
of Colleges of Nursing [AACN], 2008), The Essentials of Masters possible combinations from the four grandparents’ genetic mate-
Education in Nursing (2011), The Essentials of Doctoral Education rial; the base sequences of any two human genomes are thought
for Advanced Nursing Practice (AACN, 2006), and the Core Com- to be 99.9% identical. In short, people’s DNA structure is more
petencies in Genetics for Health Professionals (National Coalition for alike than different. Yet, the slightest alteration in an individu-
Health Professional Education in Genetics [NCHPEG], 2007). al’s DNA sequence can have devastating health consequences.

12
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 13

Heart
disease

PKU

Cancer Schizophrenia
Cystic Multiple Motor
fibrosis sclerosis Alzheimer vehicle
Diabetes
Fragile X accident
Duchenne Asthma TB
Obesity Struck
muscular Rheumatoid by
Meningococcus
dystrophy arthritis lightning
Autism

Totally Totally
Genetic Environmental

• Fig 3.1 Spectrum of Disease Causation PKU, Phenylketonuria; TB, tuberculosis. (From Health-
Knowledge [website]; 2017. https://www.healthknowledge.org.uk/public-health-textbook/disease-causa-
tion-diagnostic/2d-genetics. Accessed February 14, 2018.)
T
A

ATGCA C C
H
T A C G T GG Transcription M
T v
A

DNA RNA Protein


A
U

Replication UACGU G G Translation

• Fig 3.2 Central Dogma of Biology (From Genius [website]; 2018. https://genius.com/Biology-genius-
the-central-dogma-annotated. Accessed February 14, 2018.)

For example, virtually every case of sickle cell anemia is caused by chromosomes in females (XX) and one X and one Y chromosome
the smallest of genetic changes—a substitution of a single nucleo- (XY) in males. The 22 autosomes are numbered by size—from
tide (A→T). On the other hand, some DNA alterations have no largest (1) to smallest (22). The picture of human chromosomes
known effect on an individual, whereas still others appear to pro- lined up in pairs is called a karyotype (Fig 3.3).
vide a benefit or protective action. The same single nucleotide alter- Human somatic cells are diploid, containing 23 paired chromo-
ation that is responsible for sickle cell anemia can confer a survival somes. Diploid cells are replicated through the process of mitosis,
advantage to unaffected carriers challenged with the malaria patho- which creates two identical daughter cells. In contrast, gametes, or
gen (Withrock, Anderson, Jefferson, McCormack, Mlynarczk germline cells (egg and sperm), are haploid cells, each containing
et al., 2015). This is why sickle cell alterations, including both the only 23 chromosomes. Gametes are produced in the ovary or tes-
trait and disease, persist in populations where malaria is endemic. ticle during meiosis, where there is an exchange of genetic material,
through crossing over and recombination, resulting in a random
assortment of maternally and paternally derived genetic material
Chromosomes
in the daughter cells. Fusion at fertilization restores the 46-chro-
Cytogenetics is the study of genetics at the chromosome level, mosome (23-pair) complement, with one of each chromosome
where most of our genetic information is located. Each chromo- pair from each gamete, creating a unique human being.
some is a strand of DNA. In the nucleus of all normal human A chromosome has a long arm (q) and a short arm (p). Geneti-
cells, with the exception of gametes, are 46 chromosomes arranged cists often use a diagram, or ideogram, which shows a chromo-
in 23 pairs. Twenty-two of the pairs are called autosomes; they some’s size and banding pattern. The bands are used to further
look the same in females and males. The remaining pair, the sex describe the location of genes on each chromosome. For exam-
chromosomes, differs between females and males, with two X ple, the cytogenetic location of the CFTR gene (cystic fibrosis) is
14 UNIT I Influences on Child Health and Child Health Assessment

TABLE
3.1 Online Resources
Normal
human URL (Accessed February 21,
karyotype Resource 2018)
American College of Medi- http://www.ncbi.nlm.nih.gov/
1 2 3 4 5 cal Genetics and Genomics books/NBK55827
(ACMG) ACT Sheets and
Confirmatory Algorithms
American Academy of Pediatrics https://www.aap.org/en-us/
(AAP) advocacy-and-policy/aap-
6 7 8 9 10 11 12 Genetics in Primary Care health-initiatives/pages/
Genetics-in-Primary-Care-
Institute.aspx
Autism Speaks https://www.autismspeaks.org/
13 14 15 16 17 18 science/initiatives/autism-
genome-project
or Baby’s First Test http://www.babysfirsttest.org/
Centers for Disease Control and https://www.cdc.gov/violencepre-
19 20 21 22
XX (female) XY (male) Prevention (CDCa)—ACE Study vention/acestudy/index.html
Autosomes Sex chromosomes Clinical Pharmacogenomics Imple- https://cpicpgx.org/
mentation Consortium (CPIC)
• Fig 3.3 Normal Human Karyotype (From Genetics Home Reference.
Normal human karyotype. http://ghr.nlm.nih.gov/handbook/illustrations/ Centers for Disease Control and https://www.cdc.gov/ncbddd/
normalkaryotype. Accessed November 16, 2015.) Prevention (CDCb)—Folic Acid folicacid/index.html
Genetic Testing Registry (GTR) https://www.ncbi.nlm.nih.gov/gtr/
7q31.2, which means the CFTR gene is located on the long arm Genes In Life http://www.genesinlife.org/
(q) of chromosome 7, band 3, sub-band 1, and sub-sub-band 2.
Genetic Alliance http://www.geneticalliance.org/
Other common symbols include del, for deletion; dup, for dupli-
cation; and + indicating an increased or − indicating a decrease MotherToBaby https://mothertobaby.org/
in number. For example, 47, XY+21 indicates a male with three
NCHPEG National Coalition for https://www.jax.org/education-
copies of chromosome 21 (Down syndrome), whereas 46, XX,8q− Health Professional Education and-learning/clinical-and-
denotes a female with a deletion on the long arm of chromosome in Genetics continuing-education/
8 (Genetics Home Reference, 2018). Family History Collection and Risk family-history
At the ends of each chromosome are protective caps, or telo- Assessment
meres. Telomeres, specific repetitive sequences of noncoding DNA,
Online Mendelian Inheritance http://omim.org/entry/182940
contain and protect the genetic information on the chromosome.
in Man, Neural tube defects,
The telomeres shorten each time a cell divides, losing their pro- susceptibility to; NTD
tective function over time until cells can no longer replicate and
divide, and therefore die. This shortening process is the focus of Positive Exposure http://positiveexposure.org/
ongoing research related to aging and cancer. Emerging research Recommended Uniform Screening https://www.hrsa.gov/advisory-
now suggests that growing up in a stressful environment can also Panel RUSP committees/heritable-disor-
leave lasting marks on young chromosomes. In particular, chil- ders/rusp/index.html
dren from poor and/or unstable homes have been shown to have
shorter telomeres than their unaffected peers (Madhusoodanan,
2014). This line of research parallels the work of the adverse child- is now known that one gene codes for an average of three proteins.
hood experiences (ACE) study, whose findings suggest that as the Today, genes are increasingly viewed through informational science
number of stressors during childhood increase, the risk for adult and computational biology lenses, resulting in the infusion of infor-
health problems also increases in a strong and graded fashion (see mation processing and systems language (e.g., upstream regulation).
Table 3.1: Centers for Disease Control and Prevention [CDC]a). Genotype refers to an individual’s collection of genes. The phenotype
is the manifestation of the individual’s genotype; however, more
Genes precisely, the phenotype is the result of gene expression, which is
regulated by molecular mechanisms and modified by environmental
A gene is a specific coding sequence of DNA organized in small factors. Phenotype includes an individual’s physical and cognitive
blocks of three letters (e.g., GGC, ATG), known as a codon. There features, organ structure, and biochemical and physiologic nature.
are 64 different codons in the genetic code. To early geneticists, Each human inherits two copies of each gene—one copy, or
a gene was an abstract entity whose existence was only known allele, from each parent. Alleles are forms of the same gene with
through its reflected phenotype, or physical expression transmitted differences in their DNA sequence. These differences contribute
between generations. Later, genes on chromosomes were thought to to each person’s unique features. If the two alleles at any given
be like beads on a string, each coding for one protein; however, it location (locus) are similar, the individual is homozygous; if the
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 15

alleles are different, the individual is heterozygous. For example, a Deletions are mutations in which a section of DNA is lost or
child with cystic fibrosis may have identical CFTR gene sequences deleted. The number of base pairs deleted can range from one
(e.g., mutation F508del) in both alleles, and as such would be to thousands. Examples some syndromes cause by deletion muta-
called homozygous for that mutation, whereas this child’s parents tions include 22q11.2 deletions syndrome, Duchenne muscular
are heterozygous in their CFTR gene sequence, each with only dystrophy, and neurofibromatosis type I.
one copy of the mutation allele and one copy of a normal allele. Insertions are mutations in which extra base pairs are inserted
In humans, genes can vary in size from 200 to more than 2 mil- into a new place in the DNA, making it longer than it should be.
lion DNA bases. Humans are thought to have between 20,000 and Like deletions, the number of base pairs involved ranges from one
25,000 different genes. Although every human cell contains every to thousands. Examples of some syndromes caused by an insertion
gene, not all genes are active at once; certain mechanisms activate include Duchenne muscular dystrophy and Charcot-Marie-Tooth
them, turning them on or off at various developmental points or Type 1A. Note that Duchenne muscular dystrophy was presented
at various locations within the body. Each gene also has coding as an example for both insertion and deletion mutations. Many
sequences (exons), separated by noncoding sequences (introns), inherited and congenital syndromes are associated with more than
and occupies a specific location (locus) on a chromosome. It was one type of mutation; however, these different types of mutations
previously believed that differences in noncoding DNA sequences involving the same gene result in the same syndrome.
did not have relevance to human health and development. How- Insertions and deletions are often collectively referred to as
ever, it is now known that some of these differences are associated INDELS. Protein coding DNA is divided into codons. Insertions
with increased risk for common diseases, such as diabetes, heart and deletions in the codons can totally change the gene message
disease, and cancer (Genetics Home Reference, 2018). In addi- so that it cannot be coded or it cannot be coded correctly. This
tion, a small number of genes are located in the mitochondria. specific type of INDEL is called a frameshift mutation. Tay-Sachs,
many types of cancers, and Crohn disease are some examples of
disorders associated with frameshift mutations.
Mutations
An allele is typically regarded as a mutation when its genetic varia- Nucleotide Repeat Expansions
tion is found in less than 1% of the population or a polymorphism A repeat expansion is a special type of insertion mutation that
when it is found in greater than 1% of a population; however, increases the number of times a short DNA sequence is normally
the cutoff of at least 1% prevalence is somewhat arbitrary (Genet- repeated. When the number of repeats increases beyond the nor-
ics Home Reference, 2018). The term mutation is usually used to mally tolerated limit, the mutation (i.e., repeat expansion) results
mean a disease-causing variation, whereas a polymorphism is used in a disorder that could be inherited. For example, almost all cases
to refer to a normal variation, or one that does not directly cause of fragile X syndrome are caused by an expansion of a trinucleo-
disease. But really the key difference between the classification of tide (three-base-pair) repeat sequence (CGG) in the FMR1 gene
mutation and polymorphism is the frequency that each occurs. (Xq27.3) from a normal 5 to 40 times to over 200 times. The
One type of polymorphism is known as single nucleotide poly- expansion makes the gene unstable, resulting in little or no pro-
morphisms, or SNP (pronounced “snip”). SNPs are used to study tein output with an outcome of signs and symptoms of fragile X
the genetic contribution to multifactorial disorders, such as cleft syndrome.
lip and cleft palate, diabetes, heart disease, and cancer, as well as
individual response to drugs (pharmacogenomics). A SNP is a Copy Number Variations
single base pair alteration that is common in a given population. A copy number variation (CNV) involves larger areas of chro-
On average, SNPs are found every 300 to 2000 nucleotides in mosomes, beyond point mutations and repeat expansions. Dur-
the human genome (Genetics Home Reference, 2018). Typically, ing egg and sperm production, unequal crossover events occur
SNPs are not directly disease-causing mutations; however, they throughout the genome. When this happens, children may have
are biologically relevant because they help identify individuals lost (deletion) or gained (duplication) copies of genetic informa-
at increased risk for multifactorial disease. They also are used in tion that were present in either of their parents’ chromosomes.
pharmacogenomic testing to identify individuals at increased risk Unlike other types of mutations that have been inherited for
for adverse response to medications. countless generations, geneticists now recognize that CNVs have
Mutations that directly cause disorders are further subclassi- a more recent origin. The study of CNVs has already enriched
fied as point mutations, nucleotide repeat expansions, copy number current understanding of autism and other neuropsychiatric dis-
variants, or chromosome mutations. It is important to remember eases, such as mental retardation and schizophrenia (Yoo, 2015;
that although these types of mutations can have a large effect on see Table 3.1: Autism Speaks).
individual human health and development, human evolutionary
changes are more likely to result from the accumulation over time Chromosome Mutations
of many mutations with small effects. Chromosome mutations occur when even larger segments of a
chromosome (involving many bands) are deleted, duplicated,
Point Mutations rearranged, or translocated in such a way that there is a resulting
Point mutations are single base pair changes (i.e., substitutions, alteration of the DNA sequence, a modification of the gene dos-
deletions, or insertions), occurring at the level of the nucleotide, age, or a complete absence of a gene or several genes. For example,
yet capable of changing the function of a gene or gene product. cri-du-chat syndrome (5p−) is caused by the deletion of the entire
They are responsible for many single-gene disorders, including end of the short (p) arm of chromosome, whereas Down syndrome
sickle cell anemia and cystic fibrosis. Point mutations should not is caused by the addition of an entire chromosome. Chromosome
be confused with SNPs. Although both are single nucleotide dif- mutations usually result in multiorgan, large effects, such as in
ferences in a DNA sequence, a SNP, by definition, is present in at Down syndrome, in which the individual can have neurologic,
least 1% of the general population. eye, ear, orthopedic, cardiac, and other abnormalities.
16 UNIT I Influences on Child Health and Child Health Assessment

Genetics and Diseases When taking a family history, PCPs should remember there is a
high frequency of chromosomal disorders in spontaneous abortions
The term “genetic disorder” is in some ways an antiquated term. and stillbirths. Further, the prevalence of chromosomal disorders
Nearly all diseases are now thought to have a genetic compo- due to nondisjunction increases with advancing maternal age.
nent, in that diseases are caused in whole, or in part, by changes
in DNA sequence or gene expression (see Fig 3.1). Tradition-
ally, disease and the respective genetic contribution are grouped
Multifactorial Disorders
under one of four categories: (1) single-gene disorders, (2) chro- Multifactorial disorders result from a combination of genetic and
mosome disorders, (3) multifactorial disorders, or (4) mito- environmental factors. Recurrence risks are based on empirical
chondrial disorders. The genotype associated with a particular statistics—observations based on data collected from thousands of
disease can be inherited, arise spontaneously, or be acquired over family histories transformed into probabilities. These disorders can
a lifetime. For example, some diseases are caused by inherited cluster in families; the exact recurrence risk is difficult to predict
mutations; diseases can also be caused by spontaneous muta- because the individuals’ or couples’ precise genetic and environ-
tions that occur during the development of the gametes or in mental risks are usually not known. Therefore a population-based
early human development (de novo), whereas most forms of recurrence risk rather than a personal recurrence risk is given. One
cancers are the result of acquired mutations in a gene or group example of a multifactorial disorder includes neural tube defects
of genes that occur during a person’s life. Mutations that are (NTD), such as spina bifida or anencephaly. NTDs appear in
acquired during a person’s life happen at the somatic level and females more often than in males, and once a child is born with an
occur either randomly or due to a random event or environmen- NTD, the chance for those parents to have another child with an
tal exposure. NTD in a future pregnancy increases (see Table 3.1: Online Men-
delian Inheritance in Man [OMIM]). The rate of NTDs decreases
Single Gene Disorders with sufficient maternal folic acid supplementation. Therefore the
CDC recommends that all women of childbearing age consume
Single gene disorders (also referred to as monogenetic disorders) 0.4 mg (400 μg) of folic acid daily (see Table 3.1: Centers for
occur when the mutation affects one gene. The mutation may Disease Control and Prevention [CDC] b). In contrast, the rate of
be present on one or both chromosomes, associated with one of NTDs increases when mothers have uncontrolled diabetes or take
three different Mendelian patterns of inheritance—dominant, certain medications (e.g., valproic acid). The specific combination
recessive, or X-linked. Dominant disorders are caused by the of genetic factors or how they interact with each other or other
presence of the gene mutation on just one of the two inherited environmental factors is unknown. Other examples of multifacto-
parental alleles; recessive diseases require the presence of the rial disorders that should be familiar to PCPs are congenital heart
gene mutation on both of the inherited alleles; X-linked dis- defect, club foot, cleft lip/palate, pyloric stenosis, Hirschsprung
eases are monogenic disorders confined to the X chromosome. disease, hip dysplasia, and asthma.
They can be dominant or recessive. Some examples of mono-
genic disorders that should be familiar to PCPs are sickle cell Teratogens
disease, thalassemia, neurofibromatosis, hemophilia, Duch- A teratogen is any agent that results in, or increases the incidence
ene muscular dystrophy, cystic fibrosis, fragile X syndrome, of, a congenital malformation. Although teratogens have tradi-
polycystic kidney disease, Marfan syndrome, and Tay-Sachs tionally been considered as environmental toxins altering critical
disease. embryonic and fetal development events, it appears that genomic
factors can have significant modifying effects to the teratogen.
Chromosome Disorders The same teratogenic exposure can induce a severe malformation
in one embryo, while failing to do so in another, even though
Chromosome disorders occur with changes in the number or the timing and dose of the exposure were similar (Wlodarczyk
structure of an entire chromosome, or large segments of it. For et al., 2011). A teratogen may also affect the embryo at one devel-
example, Down syndrome (trisomy 21) is caused by an extra opmental point but not at a different one. The Organization of
copy of chromosome 21, Prader-Willi syndrome is caused by Teratology Information Specialists (OTIS) provides both health
the absence of a group of genes on chromosome 15, and chronic care providers and the public with evidence-based information
myeloid leukemia (CML) results from a translocation in which about exposures during pregnancy and while breastfeeding (see
portions of chromosomes 9 and 22 are exchanged, resulting in a Table 3.1: MotherToBaby). The world’s most notorious teratogen
new, abnormal gene (Genetics Home Reference, 2018 ). Other is probably thalidomide; however, clinicians today are probably
examples of chromosomal disorders that should be familiar to pro- more familiar with fetal alcohol spectrum disorder (FASD), which
viders in primary care are cri-du-chat syndrome (5p−), Williams results from prenatal exposure to alcohol. Teratogenic exposures
syndrome, and DiGeorge syndrome, also referred to as velocardio- can also include viruses, such as rubella, cytomegalovirus, and
facial or 22q11 deletion syndrome. toxoplasmosis; medications, such as warfarin, lithium, tetracy-
Chromosome disorders can also involve sex chromosomes, cline, and phenytoin; and maternal conditions such as type 2 dia-
such as Klinefelter syndrome (XXY), which is caused by an extra betes and phenylketonuria (PKU).
X chromosome, and Turner syndrome (XO), which is caused by
the absence of an X chromosome.
Another type of chromosomal disorder is called mosaicism,
Mitochondrial Disorders
which occurs when an altered chromosomal arrangement occurs Although the majority of an individual’s DNA is found in
in some cells but not in others within the same individual. The chromosomes within the nucleus of a cell, a small amount of
clinical symptoms are usually milder, and the prognosis improves genetic material is found in the mitochondria located in the cyto-
with fewer numbers of cells involved. plasm, outside the nucleus. This genetic material is known as
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 17

mitochondrial DNA (mtDNA) and contains only 37 genes. Each recessive (AR), X-linked dominant, and X-linked recessive, as well
cell contains hundreds to thousands of mitochondria, which as maternal or mitochondrial inheritance. In contrast, most chro-
also means there are more opportunities for mutations. Mito- mosomal disorders are not passed from one generation to the next.
chondrial disorders are caused by mutations in mtDNA (i.e.,
nonchromosomal DNA) and are typically progressive disorders Autosomal Dominant
affecting the brain and muscles. Mitochondrial disorders are This type of single gene disorder is characterized by the inheri-
characterized by exclusively maternal (matrilinear) transmission. tance of a single copy of a mutated gene located on one of
When many normal mitochondria are present, the effects from the autosomal chromosomes (chromosome 1-22). The gene
the aberrant mtDNA may be minimal. Some examples of mito- mutation is passed on from only one parent but results in an
chondrial disorders that should be familiar to PCPs are Leber inherited disorder. The paired gene from the other parent is
hereditary optic neuropathy (LHON), Leigh syndrome, non- normal. The parent passing on the gene mutation typically
syndromic deafness, mitochondrial encephalomyopathy, lactic has the disorder. For the offspring, the risk of inheriting the
acidosis, and stroke-like episodes (MELAS). Of note, mtDNA mutation from an affected parent is 50%, regardless of sex and
also provides individuals with genealogic information about their independent of having an affected sibling (Fig 3.4). Children
female ancestral line. without the abnormal gene will neither develop the disorder
nor pass it on. Examples of disorders with an AD inheritance
pattern include Huntington disease, Noonan syndrome, and
Patterns of Inheritance neurofibromatosis type 1.
Terminology The clinician reviewing a child’s family history should consider
AD inheritance when a specific phenotype appears in a family
One of the important outcomes of taking a family history is generation after generation, both sexes appear equally affected,
the ability to recognize basic inheritance patterns; however, it is and male-to-male transmission occurs. However, penetrance,
important to understand that there can be variable phenotypes, expressivity, pleiotropy, variable age of onset, and anticipation can
making some patterns of inheritance harder to detect. There are interfere with one’s ability to recognize AD inheritance. Further,
a few terms that clinicians need to understand, including pen- some AD disorders, such as achondroplasia, have a high rate of de
etrance, expressivity, pleiotropy, variable age of onset, and antici- novo (new) mutations, making it highly likely that a pedigree will
pation (Table 3.2). not reveal additionally affected relatives.
Autosomal Recessive
Mendelian Inheritance Patterns
This type of single gene disorder requires inheritance of two cop-
Disorders caused by mutations in a single gene are usually inher- ies of a mutated gene (one from each parent) located on one of
ited in one of several patterns, commonly referred to as Mendelian the autosomal chromosomes (chromosome 1-22). Offspring who
(after Gregor Mendel, known as the father of genetics) patterns of inherit only one abnormal gene in the pair are considered carriers;
inheritance. They include autosomal dominant (AD), autosomal they can pass that gene to their children but are typically unaffected.

TABLE
3.2 Definitions of Gene Expression Variables
Term Definition Examples
Penetrance—complete or Proportion (%) of individuals with a specific genotype that
incomplete exhibit the corresponding disease phenotype.
Complete: Everyone with a specific disease genotype
(100%) manifests the corresponding phenotype Complete: Huntington disease
Incomplete: Some (varying %) of the affected individuals Incomplete: Breast cancer from BRCA1 or BRCA2 mutation
manifest the phenotype
Expressivity (variable Degree to which a phenotype is expressed. Can vary by Van der Woude syndrome: Children can have a cleft lip, cleft
expressivity) compilation and/or severity, even within families. palate, or both.
Children can have pits near the center of the lower lip;
mounds, and/or missing teeth.
Pleiotropy One genotype results in multiple, seemingly unrelated Marfan syndrome: From joint hypermobility and limb elonga-
phenotypes tion to aortic and heart disease, vision problems, caused
by a dislocated lens in either one or both eyes, as well as
varying severity, timing of onset, and rate of progression
Variable age of onset Phenotypic expression does not emerge until later in life Alzheimer or Parkinson disease
Anticipation Some phenotypes become more severe and/or appear at Myotonic dystrophy, fragile X syndrome, Huntington disease
an earlier age as a disorder is passed from one genera-
tion to the next
18 UNIT I Influences on Child Health and Child Health Assessment

For offspring of parents who both carry an AR mutation, there is more frequently throughout sub-Saharan Africa, the Middle East,
a 25% chance of inheriting the mutation from both parents, thus and the Indian subcontinent (Williams and Weatherall, 2012).
developing the associated disorder, a 50% chance of inheriting one
copy and becoming a carrier, and a 25% chance of not inheriting X-Linked Inheritance
either mutation (Fig 3.5). Examples of AR disorders include cystic Although X-linked inheritance patterns have traditionally been
fibrosis, albinism, PKU, thalassemia, and sickle cell anemia. separated into subcategories of X-linked dominant or recessive,
The clinician reviewing a child’s family history should consider there is a move toward collapsing these categories, considering
AR inheritance when a specific phenotype affects multiple siblings X-linked inheritance patterns across a spectrum. However, for the
and both sexes are affected. The phenotype is often not present purposes of this chapter, they will be presented separately.
in a family generation after generation. However, a family’s geo- X-Linked Dominant. When a disorder is classified as X-linked
graphic ancestry and ethnic background, as well as consanguin- dominant, it means that a single abnormal gene on the X chro-
ity, can influence the likelihood of AR disorders, making it more mosome gives rise to the disease (Fig 3.6). If the father is affected
likely that the family will have affected family members in several (abnormal gene on his X chromosome) and the mother is not, all of
generations. Examples of geographic ancestry increasing risk for his female offspring will inherit the disease-causing allele, but none
AR disorders include (1) gene mutations associated with cystic of his male offspring, because daughters always inherit their father’s
fibrosis occur most frequently in populations of European descent X-chromosome, whereas sons inherit their father’s Y-chromosome.
and (2) gene mutations associated with sickle cell anemia occur If the mother is affected (one abnormal gene on an X chromosome)

Autosomal dominant

Affected Unaffected
father mother

Affected

Unaffected

Affected Unaffected Unaffected Affected


child child child child
• Fig 3.4 Autosomal Dominant Inheritance (From Genetics Home Reference. Autosomal dominant.
http://ghr.nlm.nih.gov/handbook/illustrations/autodominant. Accessed November 16, 2015.)

Autosomal recessive

Carrier Carrier
father mother

Affected

Unaffected

Carrier

Carrier

Affected Carrier Carrier Unaffected


child child child child
• Fig 3.5 Autosomal Recessive Inheritance (From Genetics Home Reference. Autosomal recessive.
http://ghr.nlm.nih.gov/handbook/illustrations/patterns?show=autorecessive. Accessed November 16, 2015.)
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 19

and the father is not, there is only a 50% chance that each daughter (X-linked dominant conditions are often lethal in males) and the
or son will inherit the disease-causing allele and manifest the disor- absence of male-to-male transmission. Examples of disorders with
der, because mothers have two X chromosomes to pass on. X-linked dominant inheritance include Rett syndrome and vita-
The clinician reviewing a child’s family history should con- min D–resistant rickets.
sider X-linked dominant inheritance when a specific phenotype X-Linked Recessive. When a disorder is classified as X-linked
affects both sexes in each generation, with slightly more females recessive, it usually occurs in males (Fig 3.7). This pattern is seen

X-linked dominant, affected father X-linked dominant, affected mother

Affected Unaffected Unaffected Affected


father mother father mother

Affected

Unaffected XY XX XY XX

XY XX XY XX XY XX XY XX

Unaffected Affected Unaffected Affected Unaffected Affected Affected Unaffected


son daughter son daughter son daughter son daughter
• Fig 3.6 X-Linked Inheritance—Dominant (From Genetics Home Reference. Inheritance patterns.
http://ghr.nlm.nih.gov/handbook/illustrations/patterns?show=xlinkdominantfather; and http://ghr.nlm.nih.
gov/handbook/illustrations/patterns?show=xlinkdominantmother. Accessed November 16, 2015.)

X-linked recessive, affected father X-linked recessive, carrier mother

Affected Unaffected Unaffected Carrier


father mother father mother

Affected
XY XX XY XX
Unaffected

Carrier

XY XX XX XY XY XX XX XY

Unaffected Carrier Carrier Unaffected Unaffected Unaffected Carrier Affected


son daughter daughter son son daughter daughter son

Carrier

• Fig 3.7 X-Linked Inheritance—Recessive (From Genetics Home Reference. Inheritance patterns.
http://ghr.nlm.nih.gov/handbook/illustrations/patterns?show=xlinkrecessivefather; and http://ghr.nlm.nih.
gov/handbook/illustrations/patterns?show=xlinkrecessivemother. Accessed November 16, 2015.)
20 UNIT I Influences on Child Health and Child Health Assessment

because males have only one X chromosome, so a single, abnor- Codominant Inheritance
mal, recessive allele on that X chromosome is enough to cause A disorder is categorized as having a codominant inheritance when
the disease. When the father is affected, none of his sons will be two different alleles for a gene can be expressed and different com-
affected, and all of his daughters will be carriers. If the mother binations result in slightly different proteins (Fig 3.9). There are a
is a carrier (one abnormal gene on one of her X chromosomes), few genes with established codominant inheritance patterns; how-
there is a 50% chance that each son will be affected. Daughters ever, some disorders do not follow established patterns and are
have a 50% chance of being a carrier like their mothers. Although considered multifactorial in origin. Sometimes the specific gene(s)
females can have an X-linked recessive disorder, it is rare. remain partially or fully unidentified. The best example of this
When reviewing a child’s family history, one should consider type of inheritance is reflected in blood type (ABO blood group)
X-linked recessive inheritance when a specific phenotype is noted determination.
in males more often or more severely than females. Examples of
X-linked recessive disorders include Fabry disease, hemophilia A Genomic Imprinting
and B, G6PD deficiency, and Duchene muscular dystrophy. As Children typically inherit two copies of genes, one from their
with AD inheritance, some disorders (e.g., Duchene muscular mother and one from their father, and both copies are active
dystrophy) have high rates of de novo (new) mutations, thus ren- (i.e., turned on) in the cells together; however, in some cases only
dering the past family history negative. one copy needs to be expressed, and therefore the other copy is
turned off or silenced during embryogenesis. The decision as to
Nontraditional Inheritance Patterns which gene remains working and which is silenced depends on
the parent of origin. Only a small number of genes go through
Mitochondrial Inheritance genomic imprinting, which occurs when the origin of the gene
Another inheritance pattern arises from the mtDNA, which accord- (maternal vs. paternal) is marked (imprinted) on the gene dur-
ingly is called mitochondrial inheritance (Fig 3.8). Mothers alone ing the formation of egg or sperm cells through methylation.
pass on mtDNA (i.e., matrilinear or maternal inheritance) because Imprinted genes tend to cluster together in the same regions
only egg cells contribute mitochondria to the developing embryo. of certain chromosomes (Genetics Home Reference, 2018).
Disorders that arise from mutations in mtDNA can appear in Improper imprinting can result in a child having two active cop-
every generation, affecting both sexes. On average, males are more ies or two inactive copies. Two major clusters of imprinted genes
severely affected compared with females. Examples of disorders with have been identified in humans, on chromosomes 11 and 15.
maternal (mitochondrial) inheritance include LHON, myoclonic Prader-Willi syndrome occurs when the paternally derived genes
epilepsy with ragged red fibers (MERRF), and MELAS. located in a specific chromosome 15 region are either improp-
erly imprinted or deleted, whereas Angelman syndrome occurs
Mitochondrial
when the maternally derived genes in the same area are either
improperly imprinted or deleted. Thus the developing embryo
Unaffected Affected Affected Unaffected does not detect a paternal or maternal copy of chromosome 15,
father mother father mother
producing one syndrome or the other. Beckwith-Wiedemann
and Russell-Silver syndromes are other examples of disorders
influenced by genomic imprinting.

Affected
Codominant
Unaffected
Blood Blood
type A type B

A allele

B allele AO BO
Affected children Unaffected children
O allele

AO AB BO OO
Blood Blood Blood Blood
type A type AB type B type O
(Codominant)
• Fig 3.8 Mitochondrial Inheritance (From Genetics Home Refer- • Fig 3.9 Codominant Inheritance (From Genetics Home Reference.
ence. Inheritance patterns. http://ghr.nlm.nih.gov/handbook/illustrations/ Inheritance patterns. http://ghr.nlm.nih.gov/handbook/illustrations/patterns?
patterns?show=mitochondrial. Accessed November 16, 2015.) show=codominant. Accessed November 16, 2015.)
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 21

Uniparental Disomy with a comprehensive family health history, is important in iden-


When a child receives two copies of one chromosome, or a part of tifying inherited and congenital disorders.
a chromosome, from one parent and none from the other parent,
it results in uniparental disomy (UPD). The child will be homozy- Family Health History and Pedigree
gous for every gene located on that chromosome, which increases In primary care practice, taking the time to collect a child’s family
the possibility of inheriting an AR disorder. UPD can occur as a health history and pedigree can be just as important as informa-
random event during the formation of egg or sperm cells, or may tion from a laboratory test, yet this is often underused or absent in
happen in early fetal development. today’s increasingly time-constrained well child visits. Individual
In many cases, UPD has no effect on a child’s health or devel- and family involvement in family health history got a boost in
opment, because most genes are not imprinted. Thus it does not 2004, when the U.S. Surgeon General declared Thanksgiving as
matter if a child inherits both copies from one parent or one copy the ideal day to investigate and/or update one’s family health his-
from each parent. However, in some cases, maternal or paternal tory. An individual’s family history should be updated annually.
inheritance of a specific gene is important. Examples of disorders Three-Generation Pedigree. The pedigree is a valuable visual
that can arise from UPD include Prader-Willi and Angelman syn- record of genetic links and health-related information. It should
dromes, which were also noted under genomic imprinting. Prader- include at least three generations and is much more helpful in visual
Willi syndrome (caused by UPD) happens when the fetus inherits form, rather than in lists or narrative formats. It is important to
two maternal chromosome 15 (she or he is missing a paternally remember that most disorders have some genetic component, and the
derived chromosome 15). Angelman syndrome (caused by UPD) strength or pattern of traits or diseases may become apparent based
happens when the fetus inherits two paternal chromosome 15 (she on the number or pattern of individuals in a family who are affected.
or he is missing a maternally derived chromosome 15). Table 3.3 suggests specific questions to use when conducting a com-
prehensive family health history. Insights about families are gained,
not only because families share genes, but also because they also often
Epigenetics share environments, behaviors, and culture—all of which contribute
Epigenetics is the study of changes in gene expression that occur with- to shared health problems. See Figs 3.4 to 3.9 for the exemplars of
out a change in DNA sequence (Genetics Home Reference, 2018). pedigrees highlighting different patterns of inheritance.
Epigenetics regulates which genes get turned on and off. Its study is All PCPs should be able to obtain, record, and interpret a three-
increasingly important in the identification and treatment of child- generation pedigree, which is a construct that includes the health
hood diseases and developmental disorders. Unlike the genome, status of first-, second-, and third-degree relatives (three genera-
the epigenome is modifiable. The epigenome consists of molecular tions) of the individual’s or child’s family. Although the aim for
compounds that “mark” the genome and modify genetic expres- clinical practice is a three-generation pedigree, asking about only
sion by telling a gene or several genes what to do, when to do it, two generations, or in some cases asking about four generations,
and where to do it. DNA methylation, histone modification, and/ may be more appropriate, depending on the trait or disorder and
or microRNA (miRNA) are examples of three types of epigenetic family size (see Table 3.4 for proportion of genetic material shared
modifications. DNA methylation involves the addition of a methyl by family relationships).
(CH3) group to the DNA, which modifies gene expression by turn- There is a set of standardized pedigree symbols that have been
ing the gene(s) off. Histone modification involves adding or subtract- adopted internationally (Bennett et al., 2008). An overview of the
ing molecules that in turn change how tightly coiled a segment symbols, as well as how to connect them to illustrate various fam-
of DNA is around its corresponding histone. DNA that is tightly ily relationships, is provided in Figs 3.10 and 3.11. There are also
coiled is closed to transcription, and therefore local genes cannot be multiple Internet resources to assist children, families, and provid-
expressed, whereas loosely coiled DNA is open to transcription and ers in obtaining and documenting family health histories, includ-
subsequent expression. miRNA regulate expression of target genes ing Genetic Alliance’s “Does It Run in the Family?” Toolkit (see
through posttranscription gene silencing. Different experiences or Table 3.1: Genetic Alliance, NCHPEG Family History Collection
exposures may influence the epigenetic profile, including chemical and Risk Assessment, and Genes In Life).
exposures, diet, endocrine disruptive compounds, hypoxia, mater- The process of constructing a family pedigree should begin with
nal physical state and age, placenta size, smoking, stress, and trauma. the nuclear family, followed by added aunts and uncles, cousins,
Many common adult disorders are now believed to be caused by and grandparents. For all persons included in the pedigree, it is
epigenetic changes that occurred during that individual’s embryonic important to record their date of birth or age, relevant symptoms,
development or in early childhood, such as obesity, heart disease, traits, or disorders, as well as the ages of diagnosis, and the ages
hypertension, diabetes, and obesity (Puumala and Hoyme, 2015). and causes of death. It is also important to record miscarriages,
stillbirths, infertility, and any children relinquished for adoption.
An additional query should be made about the presence or pos-
Integration of Basic Genetics and Genomics sibility of consanguinity or incest. When pieces of family history
are missing, it is important to note the information as missing,
into Pediatric Primary Care because the absence of information does not mean the child has
Assessment not acquired genetic risk.
Genetic Red Flags From the History. Genetic red flags indi-
Family health history and the recognition of genetic red flags cate the potential for genetic risk. For some providers, it is easiest
provide the foundation from which care evolves. Emphasis is on to remember the Rule of Too/Two. For some providers, it is easiest
understanding genetic screening, working with children and fami- to remember simple rules (e.g., rule of too/two) or mnemonics
lies to understand the implications of a genetic workup and diag- (e.g., SCREEN, F-GENES) to remember the important compo-
nosis, and coordinating care with genetic specialists. A complete nents to look for or ask about when obtaining a family health
head-to-toe physical and developmental assessment, combined history. (Table 3.5).
22 UNIT I Influences on Child Health and Child Health Assessment

TABLE
3.3 General Screening for Genetic Conditions: The History
Question Rationale/Comments
Does/has anyone in the family have/had a birth To identify conditions that affect others in the family. If answer is yes, try to get more information
defect? about the nature of the defect.
Has anyone in the family had a stillborn baby? A baby To identify unrecognized syndrome. Babies who died very early may have inheritable metabolic
who died early? A baby who died unexpectedly? disorders.
Distinguish sudden unexplained infant death (SUID) and sudden infant death syndrome (SIDS).
Is there any chance that you and your partner are Consanguinity of partners closer than first cousins is a risk factor for autosomal recessive (AR) disor-
blood-related? ders. If yes, recommend genetics consultation.
Is this pregnancy a product of incest?
Is there any history of consanguinity/incest in your
extended family?
Is there anyone in your family who routinely sees a Significant if early onset, two or more close relatives affected.
health care provider for specific condition? Remember to ask about hearing/vision, growth disorders.
Genetic heart disease and genetic cancer risks are important. If yes, recommend genetic consultation
and monitoring.
Have you or your partner, or any of your/your May indicate a chromosome translocation. If yes, order a karyotype of the mother or father (or both).
partners’ parents/siblings had three or more Difficulties becoming/maintaining a pregnancy may indicate a genetic syndrome.
miscarriages?
How about infertility issues?
Does anyone in the family have learning problems, Look for multiple members affected and associated with dysmorphic features.
mental retardation/behavioral disorders, develop- If yes, recommend genetic consultation.
mental delays?
What is your ethnic/geographic heritage background? Discovering where an individual’s ancestors come from can help identify certain ethnic and/or
Your partner’s? population risk factors.

TABLE Degree of Relationship Between Individual


3.4 Family Members and Shared Genetic Material Physical Findings Indicating Inherited or
Congenital Disorders
Amount of Shared
It is important not only to identify red flags in the history but also
Relationship Genetic Material (%) Example
to identify physical findings that can point to the presence of a
First-degree 50 Children, full siblings, particular inherited or congenital condition(s). Findings that are
relatives biologic parents particularly notable include physical abnormalities (e.g., multiple
Second-degree 25 Grandparents, half café au lait spots, growth problems, and congenital anomalies)
relatives siblings, aunts/uncles, and neurologic abnormalities (including hearing loss, vision loss,
nieces/nephews developmental delay, mental retardation, hypotonia, progressive
Third-degree 12.5 Cousins muscle weakness, and hard-to-control seizure disorders). PCPs
relatives
can hone their abilities by familiarizing themselves with advanced
   anthropomorphic measurement skills and by reviewing detailed
descriptions and photographs of children and adults with various
disorders (see Table 3.1: Positive Exposure).

In general, providers should pay attention if one or more of Minor and Major Anomalies
these genetic red flags emerge when taking a family health history: Classification of features can appear somewhat arbitrary. A con-
(1) multiple affected members with the same related disorder; (2) genital anomaly or birth defect is an abnormality of structure or
earlier age at onset than expected for the disorder; (3) a condition function that is present at birth. A physical finding is referred
or disorder seen in the less-often affected sex; (4) the appearance to as a major anomaly if it impairs normal body function (e.g.,
of a disease in the absence of any known risk factors; (5) at-risk congenital heart disease, cleft palate), whereas a minor anomaly
ethnicity or ancestral background; (6) unusual close relationships, is more of a cosmetic variation, without impairing function (e.g.,
such as consanguinity, by blood or through a common ancestor; clinodactyly, small ear). This distinction is made because a genetic
(7) multifocal or bilateral occurrence in paired organs; (8) intel- etiology is often considered when an individual has one major or
lectual impairment with or without major or minor malforma- more than two minor anomalies. Minor anomalies in the head,
tions; (9) women experiencing three or more miscarriages; and neck, and hand account for the majority of all minor anomalies
(10) individuals with two or more major malformations. (Table 3.6).
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 23

Instructions:
— Key should contain all information relevant to interpretation of pedigree (e.g., define fill/shading)
— For clinical (non-published) pedigrees include:
a) Name of proband/consultand
b) Family name/initials of relatives for identification, as appropriate
c) Name and title of person recording pedigree
d) Historian (person relaying family history information)
e) Date of intake/update
f) Reason for taking pedigree (e.g., abnormal ultrasound, familial cancer, developmental delay, etc.)
g) Ancestry of both sides of family
— Recommended order of information placed below symbol (or to lower right)
a) Age; can note year of birth (e.g., b. 1978) and/or death (e.g., d. 2007)
b) Evaluation
c) Pedigree number (e.g., 1-1, 1-2, 1-3)
— Limit identifying information to maintain confidentiality and privacy
Male Female Gender not Comments
specified
1. Individual Assign gender by phenotype (see text for
disorders of sex development, etc.)
b. 1925 30 y 4 mo Do not write age in symbol.
2. Affected individual Key/legend used to define shading or other
fill (e.g., hatches, dots, etc.). Use only when
individual is clinically affected.

With 2 conditions, the individual’s symbol can be partitioned


accordingly, each segment shaded with a different fill and
defined in legend.
3. Multiple individuals, Number of siblings written inside symbol.
number known 5 5 5 (Affected individuals should not be grouped).

4. Multiple individuals, “n” used in place of “?”.


number unknown or n n n
unstated
5. Deceased individual Indicate cause of death if known. Do not use
a cross (†) to indicate death to avoid confusion
d. 35 d. 4 mo d. 60s with evaluation positive ().
6. Consultand Individual(s) seeking genetic counseling/
testing.

7. Proband An affected family member coming to medical


attention independent of other family members.
P P
8. Stillbirth (SB) Include gestational age and karyotype, if
known.
SB SB SB
28 wk 30 wk 34 wk
9. Pregnancy (P) Gestational age and karyotype below symbol.
P P P Light shading can be used for affected; define
LMP: 7/1/2007 20 wk in key/legend.
47, XY, 21 46, XX

Pregnancies not carried to term Affected Unaffected


10. Spontaneous abortion (SAB) If gestational age/gender known, write below
17 wks female  10 wks symbol. Key/legend used to define shading.
cystic hygroma

11. Termination of pregnancy (TOP) Other abbreviations (e.g., TAB, VTOP) not
18 wks used for sake of consistency.
47< XY, 18

12. Ectopic pregnancy (ECT) Write ECT below symbol.


ECT

• Fig 3.10 Pedigree Model Common pedigree symbols, definitions, and abbreviations. (Adapted from
Bennett RL, French KS, Resta RG, et al. Standardized human pedigree nomenclature: update and
assessment of the recommendations of the National Society of Genetic Counselors. J Genet Couns.
2008;17[5]:424–433.)

Malformations are birth defects that result from an intrinsic such as oligohydramnios or twins, on an otherwise normal struc-
process, such as altered genetic or developmental processes. They ture (e.g., club foot), whereas a disruption refers to destruction
typically result in a basic alteration in structure and occur early in of a tissue or structure that was previously normal (e.g., amniotic
gestation (e.g., cleft palate, anencephaly, limb agenesis). Deformi- bands). In contrast, dysplasia is used to reflect abnormal cellular
ties and disruptions are defects that result from an external process, organization within tissues that results in a structural change (e.g.,
resulting in an abnormal shape or positioning of a body part or achondroplasia). When there is a set, recurrent pattern of features
organ. A deformity results from a distortion by a physical force, or malformations that often have a known genetic component,
24 UNIT I Influences on Child Health and Child Health Assessment

1. Definitions Comments
1. Relationship line If possible, male partner should be to left of female partner on
relationship line.

3. Sibship line 2. Line of descent


Siblings should be listed from left to right in birth order (oldest to
youngest).
4. Individual’s line

2. Relationship line (horizontal)


a. Relationships A break in a relationship line
indicates the relationship no
longer exists. Multiple previous
partners do not need to be
shown if they do not affect
genetic assessment.

b. Consanguinity If degree of relationship not obvious from pedigree, it should be stated


(e.g., third cousins) above relationship line.
3. Line of descent (vertical or diagonal)
a. Genetic Biologic parents shown.

– Multiple Monozygotic Dizygotic Unknown Trizygotic The horizontal line indicat-


gestation ing monozygosity is placed
? between the individual’s
line and not between each
symbol. An asterisk (*) can
be used if zygosity proven.

– Family history ? ?
not available/
known for
individual
– No children Indicate reason, if known.
by choice or
or reason
unknown vasectomy tubal

– Infertility Indicate reason, if known.


or

azoospermia endometriosis

b. Adoption in out by relative Brackets used for all


adoptions. Adoptive and
biological parents denoted
by dashed and solid lines
of descent, respectively.

• Fig 3.11 Pedigree Line Definitions (Adapted from Bennett RL, French KS, Resta RG, et al. Standard-
ized human pedigree nomenclature: update and assessment of the recommendations of the National
Society of Genetic Counselors. J Genet Couns. 2008;17[5]:424–433.)

it is called a syndrome. An association, on the other hand, is a group and the American College of Medical Genetics and Genomics
of anomalies that occur more frequently than would be expected (ACMG) to update their policy statements on newborn screening,
by chance alone. Associations do not have a predictable pattern or diagnostic genetic testing, carrier testing, predictive genetic test-
a unified etiology (e.g., VACTERL association—V = vertebral, A ing in children, and the disclosure of genetic test results (Hamid,
= anal anomalies, C = cardiac, TE = trachea-esophageal fistula, R = 2013). In addition, they added a statement about direct-to-con-
radial and/or renal anomalies, L = limb anomalies). The numbers sumer genetic testing, strongly discouraging the use of this type
of malformation syndromes described are increasing daily. Health of genetic testing in children. As highlighted in their policy state-
care providers need to think in terms of phenotypic analysis, which ment, decisions about whether to offer genetic screening and/or
begins with a complete physical and developmental assessment. testing should be informed by the best interest of the child (AAP
Committee on Bioethics, Committee on Genetics and ACMG
Social, Ethical, and Legal Issues Committee, 2013). The Genetic
Diagnostic Studies
Testing Registry (GTR) is a robust resource for health care provid-
No single genetic test can identify all disorders. Equally impor- ers, and it provides current information about available genetic
tant, findings from genetic testing completed for one individual tests and where they can be done (see Table 3.1: Genetic Testing
can impact other family members. The increased availability Registry [GTR]). Chapter 32 discusses managing primary care for
and use of genetic screening and testing in children led the AAP children with congenital and inherited disorders.
CHAPTER 3 Genetics and Genomics: The Basics for Child Health 25

TABLE Mnemonics for Gathering and Interpreting the TABLE Minor Malformations and/or Variations of
3.5 Genetic Health Data 3.6 Normal
Mnemonic Meaning General Short/tall stature
Body/limb disproportion
Rule of Too/Two Too many of something: individual is too tall, too Failure to thrive or obesity
short, too early, too young, too different, and so on
or Craniofacial Unusual head shape/circumference/fontanels
Two birth defects, two cancers, two in a family, or features Synophrys (fused eyebrows)
two generations involved Long eyelashes
Hyper/hypotelorism
SCREEN Some Concerns about traits or diseases that run in Epicanthal folds
the family Up/down slanting and/or short palpebral fissures
Reproductive problems Heterochromia, ptosis, cataract, glaucoma
History of Early disease, death, or disability Low nasal bridge
Ethnicity of the patient Abnormal ear position/shape/tags/pits
Nongenetic risk factors or conditions that run in the Short, long, or flattened philtrum
family Malar flattening
F-GENES Family history: Multiple affected siblings in the Prominent metopic ridge
same or individuals in multiple generations Bifid uvula, high arched/cleft palate
Groups (two or more) of congenital anomalies or Natal teeth/central incisor
anatomic variations Micrognathia
Extreme or exceptional presentation of a common Hands/feet Abnormal creases
condition(s), including early onset, recurrent Short/long digit(s)
miscarriage, bilateral disease Prominent digital pads
Neurodevelopmental delay or degeneration (regres- Clinodactyly (incurved fingers)
sion) Syndactyly (fused digits)
Extreme or exceptional pathology Polydactyly
Surprising laboratory values Camptodactyly (bent/flexed)
Adapted from Genetics in Primary Care Institute (GPCI): genetic red flags. https://www.aap.
Dysplastic nails
org/en-us/advocacy-and-policy/aap-health-initiatives/pages/Genetics-in-Primary-Care-Insti- Hair/skin Abnormal hair line or color
tute.aspx. Accessed May 21, 2018.
Increased numbers or anterior location of hair whorl
   Hirsutism
Hypopigmented/hyperpigmented patches
Pigmented nevi
Screening Neck Short, webbing
Screening is used in asymptomatic populations to identify indi-
viduals who need further evaluation and/or testing. Pediatric pro- Chest Widely spaced or supernumerary nipples
viders need to be familiar with newborn and prenatal screening. Abnormal chest shape
The family health history and specific tests that screen for disor- Abdomen/ Redundant umbilicus
ders increasingly thought to have a genetic basis, such as autism, genitalia Shawl scrotum
are also important screening tools.   
Newborn Screening. Newborn screening is used to identify
inherited and congenital disorders that can benefit from early diag-
nosis and treatment. Today, effective newborn screening involves a are regularly revised based on new tests and information (see Table
sophisticated network of coordinated efforts among public health 3.1: ACMG ACT Sheets and Confirmatory Algorithms).
agencies, PCPs, and specialists. It involves individual and fam- Prenatal Screening. Screening and diagnostic tests to detect
ily education, mass screening for a select subset of congenital or inherited and congenital disorders have become standard prenatal
inherited conditions, and short- and long-term follow-up plans care. Prenatal screening tests are typically offered to all women
for newborns who screen positive. Each state determines the con- to screen for common syndromes (such as Down syndrome) and
ditions included on their newborn screening panel; however, there congenital anomalies (such as NTDs), or to select women who
is a national Recommended Universal Screening Panel (RUSP), might be at higher risk based on age, ancestral or ethnic back-
which currently lists 34 core conditions and 26 secondary condi- ground, or a specific family history of the disorder. All forms of
tions, for which every baby should be screened. The RUSP is not genetic testing for the specific purpose of diagnosing a fetus can be
a law, serving only as a guide for states. Clinicians should check performed directly on the fetus by collecting fetal cells through a
the Advisory Committee on Heritable Disorders in Newborns and chorionic villus sample (CVS) or amniocentesis. In contrast, pre-
Children and Baby’s First Test (see Table 3.1: RUSP; Baby’s First implantation testing is used to detect genetic changes in embryos
Test), where the latest information on the conditions included in created through assisted reproductive techniques before they are
each state’s newborn screening is continually updated. implanted to initiate pregnancy in the woman.
Following up a positive newborn screen is stressful for both the
clinician and the family. Being well prepared will make the initial Diagnostic Genetic Testing
contact with the family more effective. The ACMG developed action Diagnostic testing is used to confirm a diagnosis and is used in
(ACT) sheets that provide clinicians with the steps to be taken after a symptomatic individual or in response to a positive screening
an initial positive screening result with an accompanying algorithm. test. Such tests are selected depending on the type or specific dis-
Their website contains the latest versions of the ACT sheets, which ease one is trying to confirm. Specific practice guidelines can help
Another random document with
no related content on Scribd:
Mr. Baldridge makes wads of comb, or comb-cappings, which he
finds good, and by pressing these against the edges of the comb he
wishes to fasten, he fastens them to the frames, quickly and
securely.
Having fastened all the worker-comb that we can into the frames
—of course all the other, and all bright drone-comb, will be preserved
for use as guide-comb—and placed the frames in the new hive—
these should be put together if they contain brood, especially if the
colony is not very strong, and the empty frames to one side—we
then place our hive on the stand, pushing it forward so that the bees
can enter anywhere along the alighting-board, and then shake all the
bees from the box, and any young bees that may have clustered on
any part of the old hive, or on the floor or ground, where we
transferred the comb, immediately in front. They will enter at once
and soon be at work, all the busier for having passed "from the old
house into the new." In two or three days, remove the wires or
strings and sticks, when we shall find the combs all fastened and
smoothed off, and the bees as busily engaged as though their
present home had always been the seat of their labors. In case we
practice the methods of either Captain Hetherington or Mr. Baldridge,
there will be nothing to remove, and we need only go and
congratulate the bees in view of their new and improved home.
Of course, in transferring from one frame to another, the matter is
much simplified. In this case, after thoroughly smoking the bees, we
have but to lift the frames, and shake or brush the bees into the new
hive. For a brush, a chicken or turkey wing, or a large wing or tail
feather from a turkey, goose or peacock, serves admirably. Now, cut
out the comb in the best form to accommodate the new frames, and
fasten as already suggested. After the combs are all transferred,
shake all remaining bees in front of the new hive, which has already
been placed on the stand previously occupied by the old hive.
CHAPTER VIII.
FEEDING AND FEEDERS.

As already stated, it is only when the worker-bees are storing that


the queen deposits to the full extent of her capability, and that brood-
rearing is at its height. In fact, when storing ceases, general
indolence characterizes the hive. Hence, if we would achieve the
best success, we must keep the workers active, even before
gathering commences, as also in the interims of honey secretion by
the flowers; and to do this we must feed sparingly before the advent
of bloom in the spring, and whenever the neuters are forced to
idleness during any part of the season, by the absence of honey-
producing flowers. For a number of years, I have tried experiments in
this direction by feeding a portion of my colonies early in the season,
and in the intervals of honey-gathering, and always with marked
results in favor of the practice.
Every apiarist, whether novice or veteran, will receive ample
reward by practicing stimulative feeding early in the season; then his
hive at the dawn of the white clover era will be redundant with bees,
well filled with brood, and in just the trim to receive a bountiful
harvest of this most delicious nectar.
Feeding, too, is often necessary to secure sufficient stores for
winter—for no apiarist, worthy the name, will suffer his faithful, willing
subjects to starve, when so little care and expense will prevent it.

HOW MUCH TO FEED.


If we only wish to stimulate, the amount fed need not be great. A
half pound a day, or even less, will be all that is necessary to
encourage the bees to active preparation for the good time coming.
For information in regard to supplying stores for winter see Chapter
XVII.

WHAT TO FEED.
For this purpose I would feed coffee A sugar, reduced to the
consistency of honey, or else extracted honey kept over from the
previous year. The price of the latter will decide which is the most
profitable. Honey, too, that has been drained or forced out of
cappings, etc., is good, and only good to feed. Many advise feeding
the poorer grades of sugar in spring. My own experience makes me
question the policy of ever using such feed for bees. The policy, too,
of feeding glucose I much question. In all feeding, unless extracted
honey is what we are using, we cannot exercise too great care that
such feed is not carried to the surplus boxes. Only let our customers
once taste sugar in their comb-honey, and not only is our own
reputation gone, but the whole fraternity is injured. In case we wish
to have our combs in the sections filled or capped, we must feed
extracted honey, which may often be done with great advantage.

Fig. 54.

Division-Board Feeder.
Lower part of the face of the can
removed, to show float, etc.
HOW TO FEED.
The requisites of a good feeder are: Cheapness, a form to admit
quick feeding, to permit no loss of heat, and so arranged that we can
feed without in any way disturbing the bees. The feeder (Fig, 54)
which I have used with the best satisfaction, is a modified division-
board, the top-bar of which (Fig, 54, b) is two inches wide. From the
upper central portion, beneath the top-bar, a rectangular piece, the
size of an oyster-can, is replaced with an oyster-can (Fig 54, g), after
the top of the latter has been removed. A vertical piece of wood (Fig.
54, d) is fitted into the can so as to separate a space about one inch
square, on one side from the balance of the chamber. This piece
does not reach quite to the bottom of the can, there being a one-
eighth inch space beneath. In the top-bar there is an opening (Fig.
54, e) just above the smaller space below. In the larger space is a
wooden float (Fig. 54, f) full of holes. On one side, opposite the
larger chamber of the can, a half-inch piece of the top (Fig. 54, c) is
cut off, so that the bees can pass between the can and top-bar on to
the float, where they can sip the feed. The feed is turned into the
hole in the top-bar (Fig. 54, e), and without touching a bee, passes
down under the vertical strip (Fig. 54, d) and raises the float (Fig. 54,
f). The can may be tacked to the board at the ends near the top. Two
or three tacks through the can into the vertical piece (Fig. 54, d) will
hold the latter firmly in place; or the top-bar may press on the vertical
piece so that it cannot move. Crowding a narrow piece of woolen
cloth between the can and board, and nailing a similar strip around
the beveled edge of the division-board makes all snug.
Fig. 55.

Shuck's Boss Bee-Feeder.

Simplicity Bee-Feeder.
One of our students suggests the name "Perfection" for this
feeder. The feeder is placed at the end of the brood-chamber (page
137), and the top-bar covered by the quilt. To feed, we have only to
fold the quilt over, when with a tea-pot we pour the feed into the hole
in the top-bar. If a honey-board is used, there must be a hole in this
just above the hole in the division-board feeder. In either case, no
bees can escape, the heat is confined, and our division-board feeder
is but little more expensive than a division-board alone.
Some apiarists prefer a quart tin can with finely perforated cover.
This is filled with liquid, the cover put on, and the whole quickly
inverted and set above a hole in the quilt. Owing to the pressure of
the air, the liquid will not descend so rapidly that the bees cannot sip
it up.
Many other styles of feeders are in use, as the "Simplicity" and
"Boss," but I have yet to see one that in all respects equals the one
figured and described above.
The best time to feed is just at night-fall. In this case the feed will
be carried away before the next day, and the danger to weak
colonies from robbing is not so great.
In feeding during the cold days of April, all should be close above
the bees to economize the heat. In all feeding, care is requisite that
we may not spill the feed about the apiary, as this may, and very
generally will, induce robbing.
CHAPTER IX.
QUEEN REARING.

Suppose the queen is laying two thousand eggs a day, and that
the full number of bees is forty thousand, or even more—though the
bees are liable to so many accidents, and as the queen does not
always lay to her full capacity, it is quite probable that this is about an
average number—it will be seen that each day that a colony is
without a queen there is a loss equal to about one-twentieth of the
working force of the colony, and this is a compound loss, as the
aggregate loss of any day is its special loss, augmented by the
several losses of the previous days. Now, as queens are liable to
die, to become impotent, and as the act of increasing colonies
demands the absence of queens, unless the apiarist has extra ones
at his command, it is imperative, would we secure the best results, to
ever have at hand extra queens. So the young apiarist must early
learn

HOW TO REAR QUEENS.


As queens may be needed by the last of May, preparations
looking to the early rearing of queens must commence early. When
preparing the colonies for winter the previous autumn, be sure to
place some drone-comb somewhere near the centre of the colony
that has given the best results the previous season. In March, and
certainly by the first of April, see that all colonies have plenty of bee-
bread. If necessary, place unbolted flour, that of rye or oats is best, in
shallow troughs near the hives. It may be well to give the whole
apiary the benefit of such feeding before the flowers yield pollen. Yet,
I have found that here in Central Michigan, bees can usually gather
pollen by the first week of April, which I think is as early as they
should be allowed to fly, and, in fact, as early as they will fly with
sufficient regularity to make it pay to feed the meal. I much question,
after some years of experiment, if it ever pays to give the bees a
substitute for pollen.
The colony under consideration, should be given frames
containing bee-bread which was stored the previous year. At the
same time, March or April, commence stimulative feeding. If you
have another colony equally good with the first, also give that the
pollen, and commence giving it honey or syrup, but only worker-
comb should be in the brood-chamber. This will prevent the close in-
breeding which would of necessity occur if both queens and drones
were reared in the same colony; and which, though regarded as
deleterious in the breeding of all animals, should be practiced in
case one single queen is of decided superiority to all others of the
apiary.
Very likely in April, drone-eggs will be laid in drone-comb. I have
had drones flying on the first of May. As soon as the drones
commence to hatch out, remove the queen and all eggs and
uncapped brood from some good, strong colony, and replace it with
eggs or brood just hatched from the colony that is being fed, or if two
equally good colonies have been stimulated, from the one in which
no drone-comb was placed. The queen which has been removed
may be used in making a new colony, in manner soon to be
described under "dividing or increasing the number of colonies." This
queenless colony will immediately commence forming queen-cells
(Fig, 56). Sometimes these are formed to the number of fifteen or
twenty, and they are started, too, in a full, vigorous colony, in fact,
under the most favorable conditions. Cutting off edges of the comb,
or cutting holes in the same where there are eggs or larvæ; just
hatched, will almost always insure the starting of queen-cells in such
places. It will be noticed, too, that our queens are started from eggs
or from larvæ but just hatched, as we have given the bees no other,
and so are fed the royal pabulum from the first. Thus, we have met
every possible requisite to secure the most superior queens. By
removal of the queen we also secure a large number of cells, while if
we waited for the bees to start the cells preparatory to natural
swarming, in which case we secure the two desirable conditions
named above, we shall probably fail to secure so many cells, and
may have to wait longer than we can afford.
Even the apiarist who keeps black bees and desires no others, or
who has only pure Italians, will still find that it pays to practice this
selection, for, as with the poultry fancier, or the breeder of our larger
domestic animals, so, too, the apiarist is ever observing some
individuals of marked superiority, and he who carefully selects such
queens to breed from, will be the one whose profits will make him
rejoice, and whose apiary will be worthy of all commendation. As will
be patent to all, by the above process we exercise a care in breeding
which is not surpassed by the best breeders of horses and cattle,
and which no wise apiarist will ever neglect.
After we have removed all the queen-cells, in manner soon to be
described, we can again supply eggs, or newly-hatched larvæ—
always from those queens which close observation has shown to be
the most vigorous and prolific in the apiary—and thus keep the same
queenless colony or colonies, engaged in starting queen-cells till we
have all we desire. Yet we must not fail to keep this colony strong by
the addition of capped brood, which we may take from any hive as
most convenient. I have good reason to believe that queen-cells
should not be started after the first of September, as I have observed
that late queens are not only less prolific, but shorter lived. In nature,
late queens are rarely produced, and if it is true that they are inferior,
it might be explained in the fact, that the ovaries remain so long
inactive. As queens that are long unmated are utterly worthless, so,
too, mated queens long inactive are enfeebled.
In a week the cells are capped, and the apiarist is ready to form
his

NUCLEI.
A nucleus is simply a miniature colony of bees—a hive and
colony on a small scale, for the purpose of rearing and keeping
queens. We want the queens, but can afford to each nucleus only a
few bees. The nucleus hive, if we use frames not more than one foot
square, need be nothing more than an ordinary hive, with chamber
confined by a division-board to the capacity of three frames. If our
frames are large, then it may be thought best to construct special
nucleus hives. These are small hives, need not be more than six
inches each way, that is, in length, breadth, and thickness, and made
to contain from four to six frames of corresponding size. These
frames are filled with comb. I have for the last two or three years
used the first named style of nucleus hive, and have found it
advantageous to have a few long hives made, each to contain five
chambers, while each chamber is entirely separate from the one
next to it, is five inches wide, and is covered by a separate, close-
fitting board, and the whole by a common cover. The entrance for the
two end chambers is at the ends near the same side of the hive. The
middle chamber has its entrance at the middle of the side near which
are the end entrances, while the other two chambers open on the
opposite side, as far apart as is possible. The outside might be
painted different colors to correspond with the divisions, if thought
necessary, especially on the side with two openings. Yet I have
never taken this precaution, nor have I been troubled much by losing
queens. They have almost invariably entered their own apartments
when returning from their wedding tour. These hives I use to keep
queens during the summer. Except the apiarist engages in queen-
rearing extensively as a business, I doubt the propriety of building
such special nucleus hives. The usual hives are good property to
have in the apiary, will soon be needed, and may be economically
used for all nuclei. In spring I make use of my hives which are
prepared for prospective summer use, for my nuclei. Now go to
different hives of the apiary, and take out three frames for each
nucleus, at least one of which has brood, and so on, till there are as
many nuclei prepared as you have queen-cells to dispose of The
bees should be left adhering to the frames of comb, only we must be
certain that the queen is not among them, as this would take the
queen from where she is most needed, and would lead to the sure
destruction of one queen-cell. To be sure of this, never take such
frames till you have seen the queen, that you may be sure she is left
behind. I usually shake off into the nucleus the bees from one or two
more frames, so that, even after the old bees have returned, there
will still be a sufficient number of young bees left in the nucleus to
keep the temperature at a proper height. If any desire the nuclei with
smaller frames, these frames must of course be filled with comb, and
then we can shake bees immediately into the nuclei, as given above,
till they shall have sufficient to preserve a proper temperature. In this
case the queen-cell should be inserted just before the bees are
added; in the other case, either before or after. Such special articles
about the apiary are costly and inconvenient. I believe that I should
use hives even with the largest frames for nuclei. In this case we
should need to give more bees. To insert the queen-cell—for we are
now to give one to each nucleus, so we can never form more nuclei
than we have capped queen-cells—we first cut them out,
commencing to cut on either side the base of the cell, at least one-
half inch distant, we must not in the least compress the cell, then
cutting up and out for two inches, then across opposite the cell. This
leaves the cell attached to a wedge-shaped piece of comb (Fig, 56),
whose apes is next the cell.

Fig. 56.

A similar cut in the middle frame of the nucleus, which in case of


the regular frames is the one containing brood, will furnish an
opening to receive the wedge containing the cell. The comb should
also be cut away beneath (Fig, 56), so that the cell cannot be
compressed. After all the nuclei have received their cells and bees,
they have only to be set in a shady place and watched to see that
sufficient bees remain. Should too many leave, give them more by
removing the cover and shaking a frame loaded with bees over the
nucleus; keep the opening nearly closed, and cover the bees with a
quilt. The main caution in all this is to be sure not to get any old
queen in a nucleus. In two or three days the queens will hatch, and
in a week longer will have become fertilized, and that, too, in case of
the first queens, by selected drones, for as yet there are no other in
the apiary, and the apiarist will possess from ten to thirty-five
queens, which will prove his best stock in trade. I cannot over-
estimate the advantage of ever having extra queens. To secure pure
mating later, we must cut all drone-comb from inferior colonies, so
that they shall rear no drones. If drone larvæ are in uncapped cells,
they may be killed by sprinkling the comb with cold water. By giving
the jet of water some force they may be washed out, or we may
throw them out with the extractor, then use the comb for starters in
our sections. By keeping empty frames, and empty cells in the
nuclei, the bees may be kept active; yet with so few bees, one
cannot expect very much from the nuclei. After cutting all the queen-
cells from our old hive, we can again insert eggs, as above
suggested, and obtain another lot of cells, or, if we have a sufficient
number, we can leave a single queen-cell, and this colony will soon
be the happy possessor of a queen, and just as flourishing as if the
even tenor of its ways had not been disturbed.

SHALL WE CLIP THE QUEEN'S WING?


In the above operation, as in many other manipulations of the
hive, we shall often gain sight of the queen, and can, if we desire,
clip her wing, if she has met the drone, that in no case she shall lead
the colony away to parts unknown. This does not injure the queen,
as some have claimed. General Adair once stated that such
treatment injured the queen, as it cut off some of the air-tubes, which
view was approved by so excellent a naturalist as Dr. Packard. Yet
we are sure that this is all a mistake. The air-tube and blood-vessel,
as we have seen, go to the wings to carry nourishment to these
members. With the wing goes the necessity of nourishment and the
need of the tubes. As well say that the amputation of the human leg
or arm would enfeeble the constitution, as it would cut off the supply
of blood.
Many of our best apiarists have practiced this clipping of the
queen's wings for years. Yet, these queens show no diminution of
vigor: we should suppose they would be even more vigorous, as
useless organs are always nourished at the expense of the
organism, and if entirely useless, are seldom long continued by
nature. The ants set us an example in this matter, as they bite the
wings off their queens, after mating has transpired. They mean that
the queen ant shall remain at home nolens volens, and why shall not
we require the same of the queen bee? Were it not for the necessity
of swarming in nature, we should doubtless have been anticipated in
this matter by nature herself. Still, if the queen essays to go with a
swarm, and if the apiarist is not at hand, she will very likely be lost,
never regaining the hive; but in this case the bees will be saved, as
they will return without fail. I always mean to be so watchful, keeping
my hives shaded, giving ample room, and dividing or increasing, as
to prevent natural swarming. But in lieu of such caution I see no
objection to clipping the queen's wing, and would advise it.
Some apiarists clip one primary wing the first year, the secondary
the second year, the other primary the third, and if age of the queen
permits, the remaining wing the fourth year. Yet, such data, with
other matters of interest and importance, better be kept on a slate or
card, and firmly attached to the hive, or else kept in a record,
opposite the number of the hive. The time required to find the queen
is sufficient argument against the "queen-wing record.". It is not an
argument against the once clipping of the queen's wings, for, in the
nucleus hives, queens are readily found, and even in full colonies
this is not very difficult, especially if we heed the dictates of interest
and keep Italians. It will be best, even though we have to look up
black queens, in full colonies. The loss of one good colony, or the
vexatious trouble of separating two or three swarms which had
clustered together, would soon vanquish this argument of time.
To clip the queen's wing, take hold of her wings with the left
thumb and index finger—never grasp her body, especially her
abdomen, as this will be very apt to injure her—raise her off the
comb, then turn from the bees, place her gently on a board or any
convenient object—even the knee will do—she will thus stand on her
feet, and not trouble by constantly passing her legs up by her wings,
where they, too, would be in danger of being cut off. Now, take a
small pair of scissors, and with the right hand open them, carefully
pass one blade under one of the front wings, shut the blades, and all
is over. Some apiarists complain that queens thus handled often
receive a foreign scent, and are destroyed by the bees. I have
clipped hundreds, and never lost one. I believe that the above
method will not be open to this objection. Should the experience of
any one prove to the contrary, the drawing on of a kid glove, or even
the fingers of one, might remove the difficulty.

FERTILE WORKERS.

We have already referred to (pp. 77 and 90) and described fertile


workers. As these can only produce unimpregnated eggs, they are,
of course, valueless, and unless superseded by a queen, will soon
cause the destruction of the colony. As their presence often prevents
the acceptance of cells or a queen, by the common workers, they
are a serious pest.
The absence of worker brood, and the abundant and careless
deposition of eggs—some cells being skipped, while others have
received several eggs—are pretty sure indications of their presence.
To rid a colony of these, unite it with some colony with a good
queen, after which the colony may be divided if very strong. Simply
exchanging places of a colony with a fertile worker, and a good
strong colony, will often cause the destruction of the wrong-doer. In
this case, brood should be given to the colony which had the fertile
worker, that they may rear a queen; or better, a queen-cell or queen
should be given them. Caging a queen in a hive, with a fertile worker,
for thirty-six hours, will often cause the bees to accept her. Shaking
the bees off the frames two rods from the hive, will often rid them of
the counterfeit queen, after which they will receive a queen-cell or a
queen.
CHAPTER X.
INCREASE OF COLONIES.

No subject will be of more interest to the beginner, than that of


increasing stocks. He has one or two, he desires as many score, or,
if very aspiring, as many hundred, and if a Hetherington or a
Harbison, as many thousand. This is a subject, too, that may well
engage the thought and study of men of no inconsiderable
experience. I believe that many veterans are not practicing the best
methods in obtaining an increase of stocks.
Before proceeding to name the ways, or to detail methods, let me
state and enforce, that it is always safest, and generally wisest,
especially for the beginner, to be content with doubling, and certainly,
with tripling, his number of colonies each season. Especially let all
remember the motto, "Keep all colonies strong."
There are two ways to increase: The natural, known as
swarming, already described under natural history of the bee; and
artificial, improperly styled artificial swarming. This is also called, and
very properly, too, "dividing."

SWARMING.
To prevent anxiety and constant watching, and to secure a more
equable division of bees, and, as I know, more honey, it is better to
provide against swarming entirely by use of means which will appear
in the sequel. But as this requires some experience, and, as often,
through neglect, either necessary or culpable, swarms may issue,
every apiarist should be ever ready with both means and knowledge
for immediate action. Of course, the hives were all made the
previous winter, and will never be wanting. Neglect to provide hives
before the swarming season, is convincing proof that the wrong
pursuit has been chosen.
If, as we have advised, the queen has her wing clipped, the
matter becomes very simple, in fact, so much simplified that were
there no other argument, this would be sufficient to recommend the
practice of cutting the queen's wing. Now, if several swarms cluster
together, we have not to separate them, they will separate of
themselves and return to their old home. To migrate without the
queen means death, and life is sweet even to bees, and is not to be
willingly given up except for home and kindred. Neither has the
apiarist to climb trees, to secure his bees from bushy trunks, from off
the lattice-work or pickets of his fence, from the very top of a tall,
slender, fragile fruit tree, or other most inconvenient places. Nor will
he even be tempted to pay his money for patent hivers. He knows
his bees will return to their old quarters, so he is not perturbed by the
fear of loss, or plans to capture the unapproachable. It requires no
effort "to possess his soul in patience." If he wishes no increase, he
steps out, takes the queen by the remaining wings, as she emerges
from the hive, soon after the bees commence their hilarious leave-
taking, puts her in a cage, opens the hive, destroys, or, if he wishes
to use them, cuts out the queen cells as already described (page
167), gives more room—either by adding boxes or taking out some
of the frames of brood, as they may well be spared, places the cage
enclosing the queen under the quilt, and leaves the bees to return at
their pleasure. At night-fall the queen is liberated, and very likely the
swarming fever subdued for the season.
If it is desired to hive the absconding swarm with a nucleus
colony, exchange the places of the old hive containing the caged
queen, and the nucleus, to which the swarm will then come. Remove
queen-cells from the old hives as before, give some of the combs of
brood to the nucleus, which is now a full colony, and empty frames,
with comb or foundation starters, or, if you have them, empty combs
to both, liberate the queen at night and all is well, and the apiarist
rejoices in a new colony. If the apiarist has neglected to form nuclei,
and so has no extra queens—and this is a neglect—and wishes to
hive his swarm separately, he places his caged queen in an empty
hive, with which he replaces the old hive till the bees return, then this
new hive, with queen and bees, and, still better, with a frame or two
of brood, honey, etc., in the middle, which were taken from the old
hive, is set on a new stand. The old hive, with all the queen-cells
except the largest and finest one removed, is set back, so that the
apiarist has forestalled the issue of after-swarms, except that other
queen-cells are afterward started, which is not likely to happen. The
old queen is liberated as before, and we are in the way of soon
having two good colonies. Some apiarists cage the queen and let the
bees return, then divide the colony as soon to be described.
Some extensive apiarists, who desire to prevent increase of
colonies, cage the old queen, destroy cells, and exchange this hive
—after taking out three or four frames of brood to strengthen nuclei
—with one that recently swarmed. Thus a colony that recently sent
out a swarm, but retained their queen, has probably, from the
decrease of bees, loss of brood and removal of queen-cells, lost the
swarming fever, and if we give them plenty of room and ventilation,
they will accept the bees from a new swarm, and spend their future
energies in storing honey. Southard and Ranney have been very
successful in the practice of this method. If building of drone-comb in
the empty frames which replaced the brood-frames removed, should
vex the apiarist—Dr. Southard says they had no such trouble—it
could be prevented by giving worker-foundation. If the swarming
fever is not broken up, we shall only have to repeat the operation
again in a few days.

HIVING SWARMS.

But in clipping wings, some queens may be omitted, or from


taste, or other motive, some bee-keepers may not desire to "deform
her royal highness." Then the apiarist must possess the means to
save the would-be rovers. The means are good hives in readiness,
some kind of a brush—a turkey-wing will do—and a bag or basket,
with ever open top, which should be at least eighteen inches in
diameter, and this receptacle so made that it may be attached to the
end of a pole, and two such poles, one very long and the other of
medium length.
Now, let us attend to the method: As soon as the cluster
commences to form, place the hive on the ground near by, leaving
the entrance widely open, which with our bottom-board only requires
that we draw the hive forward an inch Or more over the alighting-
board. As soon as the bees are fully clustered, we must manage as
best we can to empty the whole cluster in front of the hive. As the
bees are full of honey we need have little fear of stings. Should the
bees be on a twig that could be sacrificed, this might be easily out off
with either a knife or saw, and so carefully as hardly to disturb the
bees; then carry and shake the bees in front of the hive, when with
joyful hum they will at once proceed to enter. If the twig must not be
cut, shake them all into the basket, and empty before the hive.
Should they be on a tree trunk, or a fence, then brush them with the
wing into the basket, and proceed as before. If they are high up on a
tree, take the pole and basket, and perhaps a ladder will also be
necessary.
Always let ingenuity have its perfect work, not forgetting that the
object to be gained is to get just as many of the bees as is possible
on the alighting-board in front of the hive. Carelessness as to the
quantity might involve the loss of the queen, which would be serious.
The bees to ill not remain unless the queen enters the hive. Should a
cluster form where it is impossible to brush or shake them off, they
can be driven into a basket, or hive, by holding it above them and
blowing smoke among them. As soon as they are nearly all in—a
few may be flying around, but if the queen is in the new hive, they
will go back to their old home, or find the new one—which Mr.
Betsinger says they will always do, if it is not far removed—remove
the hive to its permanent stand. All washes are more than useless. It
is better that the hive be clean and pure. With such, if they are
shaded, bees will generally be satisfied. But assurance will be made
doubly sure by giving them a frame of brood, in all stages of growth,
from the old hive. This may be inserted before the work of hiving is
commenced. Mr. Betsinger thinks this will cause them to leave; but I
think he will not be sustained by the experience of other apiarists. He
certainly is not by mine. I never knew but one colony to leave
uncapped brood; I have often known them to swarm out of an empty
hive once or twice, and to be returned, after brood had been placed
in the hive, when they accepted the changed conditions, and went at
once to work. This seems reasonable, too, in view of the attachment
of bees for their nest of brood, as also from analogy. How eager the
ant to convey her larvæ and pupæ—the so-called eggs—to a place
of safety, when the nest has been invaded and danger threatens.
Bees doubtless have the same desire to protect their young, and as
they cannot carry them away to a new home, they remain to care for
them in one that may not be quite to their taste.
If it is not desired to increase, the bees may be given to a colony
which has previously swarmed, after removing from the latter all
queen-cells, and adding to the room by giving boxes and removing
some frames of brood to strengthen nuclei. This plan is practiced by
Dr. Southard. We may even return the bees to their old home by
taking the same precautionary measures, with a good hope that
storing and not swarming will engage their attention in future; and if
we exchange their position with that of a nucleus, we shall be still
more likely to succeed in overcoming the desire to swarm; though
some seasons, usually when honey is being gathered each day for
long intervals, but not in large quantities, the desire and
determination of some colonies to swarm is implacable. Room,
ventilation, changed position of hive, each and all will fail. Then we
can do no better than to gratify the propensity, by giving the swarm a
new home, and make an effort

TO PREVENT SECOND SWARMS.


As already stated, the wise apiarist will always have on hand
extra queens. Now, if he does not desire to form nuclei (as already
explained), and thus use these queen cells, he will at once cut them
all out, and destroy them, and give the old colony a fertile queen.
The method of introduction will be given hereafter, though in such
cases there is very little danger incurred by giving them a queen at
once. And by thoroughly smoking the bees, and sprinkling with

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