Professional Documents
Culture Documents
Evidence Biased Antidepressant Prescription Overmedicalisation Flawed Research and Conflicts of Interest Michael P Hengartner Full Chapter PDF
Evidence Biased Antidepressant Prescription Overmedicalisation Flawed Research and Conflicts of Interest Michael P Hengartner Full Chapter PDF
Evidence Biased Antidepressant Prescription Overmedicalisation Flawed Research and Conflicts of Interest Michael P Hengartner Full Chapter PDF
Prescription: Overmedicalisation,
Flawed Research, and Conflicts of
Interest Michael P. Hengartner
Visit to download the full and correct content document:
https://ebookmass.com/product/evidence-biased-antidepressant-prescription-overme
dicalisation-flawed-research-and-conflicts-of-interest-michael-p-hengartner/
More products digital (pdf, epub, mobi) instant
download maybe you interests ...
https://ebookmass.com/product/idea-and-methods-of-legal-research-
p-ishwara-bhat/
https://ebookmass.com/product/korea-at-war-conflicts-that-shaped-
the-world-michael-j-seth/
https://ebookmass.com/product/the-oxford-handbook-of-acceptance-
and-commitment-therapy-michael-p-twohig/
https://ebookmass.com/product/the-causes-and-consequences-of-
interest-theory-analyzing-interest-through-conventional-and-
islamic-economics-cem-eyerci/
Evidence Based Practice for Nurses: Appraisal and
Application of Research 4th Edition, (Ebook PDF)
https://ebookmass.com/product/evidence-based-practice-for-nurses-
appraisal-and-application-of-research-4th-edition-ebook-pdf/
https://ebookmass.com/product/economic-development-13th-edition-
michael-p-todaro/
https://ebookmass.com/product/development-in-wastewater-
treatment-research-and-processes-maulin-p-shah-2/
https://ebookmass.com/product/development-in-wastewater-
treatment-research-and-processes-maulin-p-shah/
https://ebookmass.com/product/a-research-agenda-for-skills-and-
inequality-michael-tahlin/
Evidence-biased
Antidepressant Prescription
Overmedicalisation,
Flawed Research,
and Conflicts of Interest
Michael P. Hengartner
Evidence-biased Antidepressant Prescription
Michael P. Hengartner
Evidence-biased
Antidepressant
Prescription
Overmedicalisation, Flawed Research,
and Conflicts of Interest
Michael P. Hengartner
School of Applied Psychology
Zurich University of Applied Sciences
Zurich, Switzerland
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer Nature
Switzerland AG 2022
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of
illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and trans-
mission or information storage and retrieval, electronic adaptation, computer software, or by similar or
dissimilar methodology now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication
does not imply, even in the absence of a specific statement, that such names are exempt from the relevant
protective laws and regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and information in this book
are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or
the editors give a warranty, expressed or implied, with respect to the material contained herein or for any
errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Contents
References265
Index351
v
List of Tables
vii
1
Introduction: How Did I Get Here?
I believe that the enduring skepticism and distorted views about antide-
pressant drugs are due to the stigma of mental illness and prejudice toward
the medical specialty responsible for its study and care. This historical
stigma is perpetuated by lay and professional groups, who oppose the use
and deny the efficacy of psychotropic medication for ideologic reasons or
organizational biases. Psychiatry has the dubious distinction of being the
only medical specialty with an anti-movement that is constantly challeng-
ing and undermining the field. The other source of opposition comes from
anti-scientific or anti-medical groups who draw the battle lines along
whether medical or psychotherapeutic treatment modalities can or should
be used … Doctors should not be fooled by the pharmacologic naysayers,
and no patient with major depressive disorder should be denied the effec-
tive treatment that can be hugely beneficial for them [2].
symptoms was not evidently clear from the outset, but I was told that I
must search the data to find the “truth”. Searching the data means to run
various statistical models with changing definitions of predictor and out-
come variables, checking the impact of different control variables on the
results and thus deriving the “best” model. According to this exploratory
approach, the “best” model is the statistical analysis that confirms your
hypothesis. Thus, eventually we were able to demonstrate a prospective
association between cannabis use and the occurrence of psychotic symp-
toms, and we published the results in a leading medical journal [35]. But
was the “best” model necessarily the most accurate model? Did we really
detect a true association, or did we rather adjust our statistical analysis
until it confirmed our hypothesis (also referred to as data dredging or
p-hacking)? As the saying goes, “if you torture the data long enough, it
will confess to anything”. It is now widely accepted that this is poor sci-
entific practice that substantially increases the risk of false positive results,
that is, statistical artifacts or chance findings [36–40]. But back in late
2010, as a PhD student, I simply did what I was told by my supervisors
(and taught in university), even though it didn’t feel right. I was not
aware yet of the compelling scientific literature that strongly advised
against such questionable research practices.
The publication of our cannabis-psychosis paper coincided with the
proclamation of the replication crisis in psychology [41–44]. My intu-
ition that psychological and psychiatric research, and by extension
research in general, was often unreliable, irreproducible, and systemati-
cally biased towards spectacular but most likely false positive findings,
became a prominently discussed hot topic. I was immediately intrigued
by this flood of new research that exposed so many pernicious problems
in contemporary psychological research. In my new position as research
associate for Drs Rössler and Angst I prepared various research papers. I
quickly gained experience in data analysis and I also acquired profound
knowledge in statistics and research methodology. I dug deeper into the
metascience literature and found deeply concerning evidence for what I
have expected for so long, but never was told as a student and junior
researcher. A large portion, presumably a majority, of research findings in
psychology, psychiatry, and biomedicine, is most likely false or massively
exaggerated [45–50]. I learned about p-hacking, the fabrication of
6 M. P. Hengartner
statistically significant results [39], about the flaws and limitations of sta-
tistical significance testing [51], and about publication bias, the selective
reporting of favourable (i.e. hypothesis-confirming) research find-
ings [52].
In 2014, about a year after I had completed my PhD, I left the
Psychiatric University Hospital of Zurich to assume a tenured position at
the Zurich University of Applied Sciences. Metascience, research meth-
odology, statistics, and the philosophy of science became my primary
research interests. I started to write papers about methodological flaws
and research biases and how these can easily produce false-positive results
in biomedical and psychological research [53, 54]. I also wrote about the
systematic biases in psychotherapy research [55]. But my biggest interest
was in antidepressants for depression, and this preference changed my
career fundamentally.
But there was not only delight and appreciation for my critical research
on the benefit–harm ratio of antidepressants. Some people, especially
psychiatrists, attacked me fiercely on social media, but also in their
reviewer comments on articles I submitted for publication. Some accused
me of spreading conspiracy theories and misinformation. Akin to Dr
Lieberman in his blanket condemnation of researchers who question the
clinical significance of antidepressants quoted at the beginning of this
book [2], they alleged I was running an anti-scientific, ideologically
biased crusade against psychiatry. My former PhD supervisor, Dr. Wulf
Rössler, who also supported me as co-author on two controversial papers,
once warned me that some leaders in the field would push back hard. He
cautioned that by pursuing this kind of research I would soon make pow-
erful enemies. He was right. There were times I felt exhausted and crest-
fallen, demoralised by insults on social media and irritating ad hominem
attacks by anonymous reviewers.
I soon realised that the debate was highly polarised and hateful. Even
scientific arguments could quickly turn into scathing and discrediting
accusations. But there was also interest in my arguments and honest will-
ingness to discuss the scientific evidence. A few debates were indeed con-
structive, especially when opponents were willing to discuss my scientific
arguments instead of simply attacking me as a person for the kind of
research I do. I also learned that many practicing psychiatrists and GPs
were simply not aware of these pervasive issues that, to me, seemed so
evident after my scrutiny of the literature. Some also admitted honestly
to me, in confidence, that they were not allowed to raise these issues in
the clinic, fearing disapproval and rejection from their colleagues and
supervisors.
After I completed my habilitation (qualification for professorship and
highest academic degree in Switzerland and various other countries) at
the medical faculty of the University of Zurich, I gave my inaugural
speech at the university in February 2019. I lectured about threats to
evidence-based antidepressant prescribing. I detailed the selective report-
ing of efficacy and safety outcomes in antidepressant trials, which lead to
a systematic overestimation of benefits and underestimation of harms.
This is not just a provocative, misinformed opinion (as some psychiatrists
had suggested), it is a well-established scientific fact consistently
1 Introduction: How Did I Get Here? 9
Antidepressant Prescribing
The introduction of the SSRIs in the late 1980s led to a massive increase
in antidepressant prescribing. In 1980, Americans filled about 30 million
antidepressant prescriptions, in 2001 that number rose to a staggering
2 Antidepressants in Clinical Practice 13
2011 to 2014, 68% of antidepressant users aged 12 years and older had
been taking the drugs for at least two 2 years, and about 25% had been
taking the drugs for 10 years and more [107]. According to Mojtabai and
Olfson [124], 7% of the US adult population had been on antidepres-
sants for at least 2 years in the year 2009/2010, as compared to 3% in the
year 1999/2000. In a large general practice study from the Netherlands,
in the period 2005–2015, 44% of antidepressant users had been taking
the drugs for 15 months and longer, as compared to 30% in the period
1995–2005 [126]. Finally, in England, as of 2018, altogether 52% of
antidepressant users had been on the drugs continuously for more than
12 months [113], and according to a large general practice study in
Scotland, 47% of adult antidepressant users were on the same drug for at
least 2 years [127].
A third prescription trend that is worth mentioning is the growing rate
of psychotropic polypharmacy. That is, antidepressants are increasingly
prescribed in combination with other psychiatric drugs. In US psychiat-
ric outpatient practice, from 1996 to 2006, 23% of adult antidepressant
users were additionally prescribed sedative-hypnotic drugs (mostly ben-
zodiazepines and Z-drugs), 13% were co-medicated with antipsychotics,
and further 13% with a second antidepressant. The rate of polypharmacy
had significantly increased from 1996 to 2006 [128]. Polypharmacy has
also increased in youths. For example, in the Swedish population aged
12–17 years, polypharmacy in antidepressant users increased from 49%
in 2006 to 70% in 2013. For the vast majority of youths using antide-
pressants, polypharmacy comprised co-medication with sedative-
hypnotics and, considerably less so, with antipsychotics [122].
In sum, not only is an increasing proportion of the population pre-
scribed antidepressants each year, people on antidepressants also use the
drugs continuously for an ever-growing period and are increasingly co-
medicated with other psychotropic drugs, especially sedative-hypnotics.
Although antidepressants are increasingly prescribed for anxiety, insom-
nia, and non-psychiatric conditions (e.g. pain), another consistent find-
ing is that, across countries and age groups, by far the most frequent
treatment indication is still depression [96-99, 129-131].
16 M. P. Hengartner
“The newer antidepressant drugs have now been used experimentally and
clinically for approximately seven years. Their place in the physician’s
armamentarium is still far from clear, although many clinicians feel that
the drugs are useful and effective. However, controlled clinical trials of
these agents have not always led to unequivocally positive findings. Even
when the findings have been favourable to the drugs under study, the dif-
ferences between the efficacy of the drug and a placebo have not been as
great as one might wish, or as one might have anticipated after reading
published reports of uncontrolled trials” [136].
Up to this day, the main question for patients and prescribers still is:
how effective are antidepressants for depression? Do most users really
benefit? And how safe are the drugs? Although these questions seem
straightforward and easy to answer, they’re not. That’s why after so many
decades antidepressants have been on the market, there are still diverging
opinions and fierce debates about their utility and whether benefits
clearly outweigh harms [18, 133, 134, 137-140]. Take for instance the
high-impact meta-analysis by Cipriani and colleagues published in
2018 in the leading medical journal Lancet [141], which, as of June 2021,
has already been cited a stunning 1346 times according to Google Scholar.
2 Antidepressants in Clinical Practice 17
companies to test new products only against placebo. If you can beat
sugar pills in your drug trial, you get your drug licensed” [1]. But it’s even
worse than that. Drug regulators don‘t even require that the new drug
consistently beats placebo. In fact, the drug company can conduct as
many trials as it wants and merely needs to demonstrate a positive result
in two of them (sometimes in merely one trial). That is, a new drug may
fail to be more effective than placebo in several adequately powered and
well-controlled trials, but if at least two were positive (or partially posi-
tive), the license will be granted. This rather peculiar approach to assess-
ing efficacy is based on the premise that when a drug fails to beat placebo
in a controlled trial, the FDA determines that the trial lacked “assay sen-
sitivity”, that is, it was a failed and uninformative trial [150]. As aptly
stated by Shorter referring to the controversial approval of sertraline,
“This really involved almost bending over backward in order to avoid say-
ing anything negative about sertraline [and other new-generation antide-
pressants]. This was the new FDA: When drugs fail, it is the trial not the
drug that is at fault” [1].
This is intuitively problematic. Imagine that a new antidepressant
failed to be superior to placebo in, say, four trials, but successful in two,
this would mean that the trial success rate is only 33% (2 out of 6 trials).
Would you deem a drug effective when it beats placebo in merely every
third well-controlled and adequately powered clinical trial? Probably you
will insist that this example is purely hypothetical and does not reflect the
true regulatory situation. Unfortunately, it’s not hypothetical. For
instance, Pfizer submitted five placebo-controlled efficacy trials of its
SSRI sertraline to the FDA for marketing approval. Sertraline was statis-
tically definitely superior to placebo in one trial, a second trial was ques-
tionably positive (i.e. inconclusive statistical evidence), and three trials
were definitely negative (i.e. sertraline did not beat placebo). So, success
rate was 20% if you don’t count the questionable trial as positive and
40% if you consider that questionable trial as positive. Indeed not really
a favourable overall assessment. Of note, sertraline, which is one of the
most widely prescribed antidepressants, also failed to demonstrate effi-
cacy in most independently sponsored, well-designed post-marketing tri-
als (see, for example [151–153]).
20 M. P. Hengartner
now? It sounds rather technical and complicated, but it’s in fact quite
simple. Let me explain it briefly.
Imagine we want to test whether a new diet pill is effective. For it we
carefully select a large sample of overweight people who are otherwise
healthy and not using other medications. We also ensure that they have
previously not shown a poor response to another diet pill. All participants
are informed about the side effects of the new drug (e.g. tiredness, dizzi-
ness) and the exact study procedures. Those who consent to participate
then enter the actual trial. Half of the sample is randomly assigned to the
study drug and the other half to an inert placebo pill. The two pills look
identical and both participants and the clinical investigators don’t know
who is taking the active drug and who is taking placebo, which is referred
to as double-blind procedure. However, in reality, various participants
will eventually correctly guess whether they take the active drug or pla-
cebo due to the presence or lack of side effects (referred to as unblinding).
The participants are closely monitored and frequently tested for, say, 12
weeks. The primary outcome is the difference in body weight between
treatment groups at 12 weeks and it is found that the diet pill has reduced
weight by 200 grams relative to the placebo pill. This is the average treat-
ment effect and a statistical test shows that it is statistically significant,
meaning that the effect is unlikely due to mere chance (i.e. random varia-
tion) if, and only if, all assumptions of the statistical test are met. These
assumptions are frequently violated though, thus in fact even a statisti-
cally significant effect could be due to chance [160]. So the average treat-
ment effect of 200 grams is not even necessarily a true effect, despite a
statistically significant result. And it could also be substantially overesti-
mated due to methodological limitations, for example unblinding of trial
participants. Assuming that people on placebo terminated the trial earlier
because they correctly guessed that they received the inert placebo pill
due to lack of side effects, it could well be that the tiny drug-placebo dif-
ference at study endpoint was a methodological artefact, that is, a false-
positive effect due to inadequate handling of study dropouts and their
missing data [161-163].
Nevertheless, according to the FDA and other agencies, the trial was
positive, and the drug regulators would conclude that the investigational
drug has demonstrated efficacy. If a second trial yields a similar result,
22 M. P. Hengartner
and if there are no serious safety concerns, the FDA and other drug regu-
lators will most likely approve the new drug. But would you consider
such a drug truly effective? Would you risk various side effects for losing
barely 200 grams weight? If you can’t confidently answer these questions
with “Yes”, you understand that a statistically significant treatment effect
does not imply clinical significance (or practical relevance), even when a
second trial produced the same result. As demonstrated by van
Ravenzwaaij and Ioannidis [164], the common regulatory approach to
consider a drug effective based on two statistically significant trials pro-
vides rather poor evidential support, especially when the true treatment
effect is weak, when sample size is modest, and when statistically signifi-
cant results were obtained in a minority of trials (as is often the case in
antidepressant trials). The authors thus state, “Medicines should only be
endorsed if the evidence in favor of its efficacy is strong and consistent,
but the reality provides a stark contrast to that ideal” [164].
The FDA made clear that it bases its decisions to approve a new psy-
chiatric drug merely on whether a drug is statistically significantly better
than placebo, and not on the magnitude of the treatment effect. That is,
the FDA approves psychiatric drugs when they have any discernible effect
at all relative to placebo, no matter how trivial that effect is, and even
when a new drug is inferior to established antidepressants [1, 9, 150]. Dr.
Leber, former director of the psychopharmacology division at the FDA
once stated: “Now, again this brings up the old issue of size of treatment
effect versus the existence of a treatment effect. And for purposes of
approval we rely on the existence, the hypothesis testing whether or not
it is there” [1]. Thus, any effect that is statistically discernible from zero,
say 200 grams weight reduction as in the example above, qualifies as
treatment efficacy. But the FDA and its advisory committee were of
course aware that the average treatment effect of the new-generation anti-
depressants was quite disappointing. At various FDA advisory committee
meetings it was acknowledged (and critically discussed) that the SSRIs
were barely better than placebo and that they largely failed to demon-
strate efficacy in psychiatric inpatients with severe (melancholic) depres-
sion, that is, those patients most in need of effective treatments [1, 9].
But despite underwhelming efficacy data, the SSRIs and other new-
generation antidepressants were approved, for, according the FDA
2 Antidepressants in Clinical Practice 23
director Dr. Leber, “I think you have to understand that when we face an
application, from a regulatory perspective, we are asked to face what the
law requires us to do. We are obliged to approve an NDA [new drug
application] unless our review finds that the drug is unsafe for use” [1].
This ultimately implies that the FDA approved the SSRIs and other new-
generation antidepressants not because they were clearly effective in most
patients, but because they were considered not harmful in most patients.
But this doesn’t necessarily prove that a drug is safe in use or that it con-
veys sustained benefits, for new psychiatric drugs are tested in small and
selective samples over a very short period. In total, 43 new psychiatric
drugs were approved by the FDA between 2005 and 2012. The median
sample size in the pivotal efficacy trials was 432, of which a median of
231 received the investigational drug, and the median trial duration was
a meagre 6 weeks (no trial lasted longer than 6 months) [165]. When the
SSRIs and SNRIs were clinically tested in the 1980s and 1990s, the typi-
cal sample size in antidepressant trials was even smaller. In those years,
the average number of patients per group was 84 for placebo and 85 for
medication [166]. It is thus evidently impossible to detect rare but seri-
ous adverse drug reactions in such trials, especially harm resulting from
long-term use. It is also impossible to determine whether the drug has
any sustained benefits, that is, therapeutic effects lasting beyond the acute
treatment period of 6–8 weeks.
The lenient criteria adopted by the FDA are of course not unique [167,
168]. Other drug regulators such as the European Medicines Agency
(EMA) also have a permissive approval principle (i.e. statistically signifi-
cant treatment effects against placebo in 1 or 2 small short-term trials or
non-inferiority compared to approved drugs). Pignatti and colleagues
[169] analysed 111 new drug applications submitted to the EMA and
showed that 39% of drugs had marginal or no clinically relevant efficacy.
However, marginal or no clinical efficacy did not influence whether an
application was approved or not, indicating that a substantial portion of
approved drugs were largely ineffective. Therefore, as recently concluded
by Erhel and colleagues based on an analysis of EMA reviews of approved
new psychiatric drug applications, “The evidence for psychiatric drug
approved by the EMA was in general poor” [170]. Boesen and colleagues
also criticised the designs for psychiatric drug trials recommended by
24 M. P. Hengartner
both FDA and EMA. The authors concluded, “The EMA and FDA clini-
cal research guidelines for psychiatric pivotal trials recommend designs
that tend to have limited generalisability. Independent and non-conflicted
stakeholders are underrepresented in the development phases and current
guidelines emphasise trials with limited scope that may not offer much
clinical value. EMA and FDA should reconsider their guideline develop-
ment and find ways to promote greater involvement of the public and
independent stakeholders” [167].
When the requirements for approval of new drugs are so low (or inad-
equate), it necessarily follows that a large portion of new therapeutic
agents offer very little therapeutic benefit to the average patient treated in
real-world healthcare settings [171, 172]. According to the German
Institute for Quality and Efficiency in Health Care (IQWiG), 58% of all
drugs approved in Germany between 2011 and 2017 had no added ben-
efit (relative to established drugs on the market), and only 25% were
judged to have considerable or major added benefit. The situation is even
worse with respect to psychiatric drugs. Only 1 of 18 approved psychiat-
ric drugs (6%) was shown to have a minor added benefit, all others had
no added benefit [173].
thus remains largely unknown. Please bear this major limitation in mind
when I guide you through the average efficacy estimates based on meta-
analyses of clinical trials.
Pooled across trials, the response rate, defined as a symptom improve-
ment of at least 50% from baseline, is about 50% for antidepressants
[191] and 35–40% for placebo [192], thus producing a drug–placebo
difference in response rates at the end of the acute treatment period of
10–15% and a rate ratio of about 1.2 to 1.4 [140, 193, 194]. This means
that achieving a meaningful clinical improvement (i.e. response) is only
1.2 to 1.4 times more likely with antidepressants relative to inert placebo
pills, which is a small clinical benefit (a rate ratio of 1 indicates no bene-
fit). Likewise, based on these response rate differences, the number
needed to treat is about 9, indicating that only 1 of 9 adults (11%) treated
with an antidepressant achieve a good treatment outcome (i.e. response)
that they would not have with a placebo pill. Conversely, this means that
8 of 9 adults (89%) treated with an antidepressant would have the same
good outcome with a placebo pill but are unnecessarily exposed to the
drug’s side effects [18, 140]. Based on these established results for response
rates it’s evidently wrong to claim that antidepressants benefit most
patients. In fact, the correct conclusion derived from these data is that
they benefit only 1 in 9 patients, that is, 11% of all users. However, that’s
not a definite answer.
Response rates have serious limitations, since they are based on an
arbitrary dichotomisation of continuous depression scores and capture
only broadly defined improvements [13, 16, 195]. For instance, both
patient A whose symptoms worsened by 20% (deterioration) and patient
B whose symptoms improved by 49% (substantial improvement) are
recorded as non-responders, although their treatment outcome is funda-
mentally different, whereas patient C whose symptoms improved by
50% (also a substantial improvement) is recorded as a responder, although
his/her treatment outcome is almost identical to patient B (who is
recorded as a non-responder). So, you see that classifying patients as
responders and non-responders is a very imprecise and diffuse approach
that largely misses the true individual treatment outcome. A much more
accurate way to analyse antidepressant trials is therefore to examine the
continuous depression scores at study endpoint, which denote exactly
2 Antidepressants in Clinical Practice 27
how well (or unwell) each patient was after acute treatment. Continuous
depression scores also allow to determine to what extent a patient wors-
ened or improved over the course of treatment. Continuous depression
scores thus comprise much more information than response rates and
also take into account that some patients’ symptoms worsened (or
remained unchanged) over the course of treatment.
According to the most widely applied depression outcome measure,
the 17-item Hamilton Depression Rating Scale (HDRS-17; range 0 [no
symptoms] to 52 points [most extreme symptoms]), the average symp-
tom change on antidepressant from baseline to end of acute treatment is
about 11 points, and the corresponding change on placebo is about 9
points, thus the drug–placebo difference at the end of the acute 6–8 week
treatment period is only 2 points [13, 196]. On the Montgomery-Asberg
Depression Rating Scale (MADRS; range 0 [no symptoms] to 60 points
[most extreme symptoms]), another popular outcome measure, the aver-
age drug–placebo difference is 3 points [17]. The standardised effect size
estimate derived from these drug–placebo differences is about d=0.3 for
both scales [17, 57, 141]. There is little doubt that these are modest (or
weak) effects, but how meaningful are they to patients? Are they trivial
and not worth the side effects? Or else, are they small but important to
patients, despite side effects? And, most importantly, does efficacy assessed
in a controlled experimental setting translate into effectiveness in routine
healthcare [20]?
Antidepressants have demonstrated modest efficacy in some clinical
trials, but this does not necessarily imply that they are also effective in
real-world clinical practice. Efficacy merely indicates that a treatment
effect was statistically significant in a controlled experimental setting, no
matter how practically relevant the effect size is. That is, a statistically
significant effect is not necessarily meaningful. In fact, as detailed above,
when sample size is sufficiently large and measurement precision ade-
quate, even tiny effects that have no practical relevance whatsoever can
reach statistical significance [15, 18, 158, 197]. Effectiveness, on the
other hand, evaluates whether a drug can make a real difference in rou-
tine practice, where monitoring and clinical management are often poor.
Therefore, to have a real impact in routine practice, an efficacy estimate
established under optimal experimental conditions must reach a
28 M. P. Hengartner
that antidepressants, both older and newer drugs, are equally effective as
psychotherapy during the acute treatment phase [204–206], and this
applies to both severe/melancholic depression and non-severe depression
[205, 207, 208]. However, treatment discontinuation rates are signifi-
cantly higher with antidepressants, suggesting that the benefit–harm
ratio of pharmacotherapy is less favourable than that of psychotherapy,
and in long-term studies, psychotherapy is consistently more effective
than pharmacotherapy, indicating that psychotherapy has more sustained
benefits than antidepressants [204–206, 209–212]. Finally, there is evi-
dence that the combination of antidepressants and psychotherapy is more
effective than psychotherapy alone during the acute treatment phase, but
this is not consistently replicated when combination therapy is compared
to psychotherapy plus pill placebo [204]. Moreover, long-term data (6
months and longer) indicate that combination therapy is not definitely
superior to psychotherapy alone, suggesting that adding antidepressants
to psychotherapy offers at best a marginally small long-term benefit over
psychotherapy alone [204, 212, 213].
Long-term Outcomes
Given that most antidepressants are prescribed long-term (i.e. 6 months
and longer), it would be extremely important to evaluate long-term ben-
efits rather than merely 6–8 week acute phase results. In theory it’s pos-
sible that antidepressants have substantial long-term benefits despite their
modest (or poor) efficacy in the acute treatment phase. This is very
unlikely though, given that, as detailed above, psychotherapy is superior
to antidepressants in the long-term despite similar short-term treatment
outcomes [214]. Nevertheless, let’s briefly review long-term, placebo-
controlled antidepressant trials. First thing to note is that, although there
are hundreds of short-term antidepressant trials [141], there are almost
no classic placebo-controlled long-term trials. A systematic review and
meta-analysis of long-term SSRI trials found only 6 trials that lasted at
least 6 months (specifically 6–8 months). While the effect on response
rates was statistically significant and similar to that found in acute short-
term trials, the authors failed to find a statistically significant effect on
30 M. P. Hengartner
Addressing Counterarguments
Of course, many psychiatrists (and likely also various GPs) will object to
my evaluation of antidepressant efficacy and effectiveness. But in view of
the compelling scientific evidence from the systematic reviews and meta-
analyses detailed above, how do they defend the notion that antidepres-
sants are clearly effective in some or even most users? So, let’s consider
their reasoning. A common counterargument is that some patients may
derive substantial benefits from antidepressants while a larger portion has
little or no benefit, which would invalidate evaluations based on average
treatment effects [137–139]. While this is certainly a legitimate point, it’s
important to stress that if antidepressants are highly effective in a small
subgroup of users, then, by necessity, they don’t work in most users (oth-
erwise the average treatment effect would not be so poor). Now you may
object that if we prescribe antidepressants exclusively to this subgroup of
patients, then they would work in most users. Unfortunately, it’s not
known whether antidepressants are more effective in some patient sub-
groups than others. Parallel-group clinical trials (here specifically a group
of patients on antidepressant compared to a group of patients on pla-
cebo) can only estimate average treatment effects (i.e. the mean difference
between antidepressant and placebo), since in such trials an individual
participant receives either active drug or placebo, but never alternately
both over repeated treatment periods [240]. For sure, changes in depres-
sion symptoms over the course of treatment differ between patients (some
deteriorate, some have no meaningful change, some improve slightly, and
others improve substantially), which is referred to as observed treatment
outcome (or observed response). However, an observed treatment out-
come is not exclusively due to the drug effect. In fact, more than 80% of
2 Antidepressants in Clinical Practice 33
the observed treatment outcome (i.e. symptom change over the course of
treatment) are due to other factors than the drug’s pharmacological effect
[18, 140].
Based on a clinical trial it’s thus impossible to determine whether inter-
individual differences in symptom change among patients treated with
an antidepressant were due to the drug’s pharmacological effect (i.e. its
biologically active ingredient), placebo effects, spontaneous remission, or
other treatment effects, including the therapeutic relationship between
physician and patient [184, 185] and comedication with sedative-
hypnotic drugs, which are frequently prescribed in antidepressant trials
[166, 241]. That is, not all people receiving a specific treatment improve
equally. Someone’s symptoms may decline rapidly, because the depres-
sion episode was improving anyway independent of treatment (i.e. spon-
taneous remission), while another person may even deteriorate because a
stressful life event unrelated to treatment (e.g. separation from the part-
ner or job loss) made the symptoms worse. Therefore, inter-individual
differences in the observed treatment outcome don’t imply that there is
treatment effect heterogeneity, that is, inter-individual differences in drug
effects [240, 242]. The only thing we can safely conclude from a parallel-
group trial is that the average effect attributable to a drugs’ pharmacologi-
cal effect is the mean difference in outcome between the antidepressant
and the placebo group. No more, and no less. So is there no way to
determine whether antidepressants work better in some people than in
others? There is.
If we can demonstrate that in a specific and clearly defined subgroup
of patients (e.g. patients with severe anhedonia, specific personality traits
or gen variants) larger drug–placebo differences are consistently shown
across trials, then this would provide evidence for treatment effect hetero-
geneity. Such patient characteristics that reliably influence efficacy esti-
mates are also referred to as treatment effect modifiers (or moderators).
Alas, thus far no treatment effect modifiers have been found and there is
no scientific evidence for treatment effect heterogeneity, suggesting that
antidepressants’ pharmacological effects on depression symptoms are
largely similar across patients [243-246]. This sobering conclusion reso-
nates with expert evaluations in general psychiatry and other medical
specialties, which caution that personalised/precision medicine may fall
34 M. P. Hengartner
associated with more side effects and therefore higher treatment discon-
tinuation [268]. As confirmed by Furukawa and colleagues in another
recent meta-analysis, flexible dosing (or titration) of SSRIs, venlafaxine
or mirtazapine above the fixed minimum licensed dose does not increase
efficacy [269]. In fact, as the authors conclude elsewhere, “For the most
commonly used second-generation antidepressants, the lower range of
the licensed dose achieves the optimal balance between efficacy, tolerabil-
ity, and acceptability in the acute treatment of major depression” [270].
In accordance, two other recent meta-analyses demonstrate that dose
increase (or escalation) as compared to unchanged dose after initial non-
response does not improve treatment efficacy [271, 272]. Therefore, con-
trary to popular claims [265], there is absolutely no evidence from
doubleblind randomised controlled trials that flexible dose increase (titra-
tion) would yield higher efficacy estimates than fixed low, medium or
high doses. Increasing the dose does not add benefits, it merely produces
more side effects [268, 270].
Finally, it could be argued that pooling all antidepressants together is
inadequate since individual drugs differ in their pharmacological action
and may thus produce distinct outcomes. It is certainly true that anti-
depressants differ in their psychotropic effects and side effect profile.
For instance, most tricyclics, as well as trazodone and mirtazapine, have
strong sedating effects, whereas the SSRIs and in particular the SNRIs
have more activating effects [93, 273, 274]. However, SSRIs quite often
also have sedating effects [274, 275], and all antidepressants—sedating
and activating drugs—appear to cause emotional numbing (or blunt-
ing), that is, a reduction of both negative and positive emotions
[276–279]. Bearing this in mind, let’s examine whether there are mean-
ingful differences in treatment efficacy between antidepressant drugs or
classes. According to the scientific literature this doesn’t seem to be the
case, for comparative studies found only minor and unreliable differ-
ences in efficacy between drug classes and individual drugs [141,
280–282]. By contrast, various authors contend that the tricyclics are
more effective than the new-generation antidepressants in patients with
melancholic depression [1, 9, 253, 255, 283], but this view is contro-
versial and not consistently supported by the scientific evidence
[284–288]. Thus, it’s still open to debate whether the tricyclics are more
2 Antidepressants in Clinical Practice 37
Language: English
WASHINGTON
GOVERNMENT PRINTING OFFICE
1905
To-day I wish to speak to you on one feature of our national
foreign policy and one feature of our national domestic policy.
The Monroe Doctrine is not a part of international law. But it is the
fundamental feature of our entire foreign policy so far as the Western
Hemisphere is concerned, and it has more and more been meeting
with recognition abroad. The reason why it is meeting with this
recognition is because we have not allowed it to become fossilized,
but have adapted our construction of it to meet the growing,
changing needs of this hemisphere. Fossilization, of course, means
death, whether to an individual, a government, or a doctrine.
It is out of the question to claim a right and yet shirk the
responsibility for exercising that right. When we announce a policy
such as the Monroe Doctrine we thereby commit ourselves to
accepting the consequences of the policy, and these consequences
from time to time alter.
Let us look for a moment at what the Monroe Doctrine really is. It
forbids the territorial encroachment of non-American powers on
American soil. Its purpose is partly to secure this Nation against
seeing great military powers obtain new footholds in the Western
Hemisphere, and partly to secure to our fellow-republics south of us
the chance to develop along their own lines without being oppressed
or conquered by non-American powers. As we have grown more and
more powerful our advocacy of this doctrine has been received with
more and more respect; but what has tended most to give the
doctrine standing among the nations is our growing willingness to
show that we not only mean what we say and are prepared to back it
up, but that we mean to recognize our obligations to foreign peoples
no less than to insist upon our own rights.
We can not permanently adhere to the Monroe Doctrine unless we
succeed in making it evident in the first place that we do not intend to
treat it in any shape or way as an excuse for aggrandizement on our
part at the expense of the republics to the south of us; second, that
we do not intend to permit it to be used by any of these republics as
a shield to protect that republic from the consequences of its own
misdeeds against foreign nations; third, that inasmuch as by this
doctrine we prevent other nations from interfering on this side of the
water, we shall ourselves in good faith try to help those of our sister
republics, which need such help, upward toward peace and order.
As regards the first point we must recognize the fact that in some
South American countries there has been much suspicion lest we
should interpret the Monroe Doctrine in some way inimical to their
interests. Now let it be understood once for all that no just and
orderly government on this continent has anything to fear from us.
There are certain of the republics south of us which have already
reached such a point of stability, order, and prosperity that they are
themselves, although as yet hardly consciously, among the
guarantors of this doctrine. No stable and growing American republic
wishes to see some great non-American military power acquire
territory in its neighborhood. It is the interest of all of us on this
continent that no such event should occur, and in addition to our own
Republic there are now already republics in the regions south of us
which have reached a point of prosperity and power that enables
them to be considerable factors in maintaining this doctrine which is
so much to the advantage of all of us. It must be understood that
under no circumstances will the United States use the Monroe
Doctrine as a cloak for territorial aggression. Should any of our
neighbors, no matter how turbulent, how disregardful of our rights,
finally get into such a position that the utmost limits of our
forbearance are reached, all the people south of us may rest
assured that no action will ever be taken save what is absolutely
demanded by our self-respect; that this action will not take the form
of territorial aggrandizement on our part, and that it will only be taken
at all with the most extreme reluctance and not without having
exhausted every effort to avert it.
As to the second point, if a republic to the south of us commits a
tort against a foreign nation, such, for instance, as wrongful action
against the persons of citizens of that nation, then the Monroe
Doctrine does not force us to interfere to prevent punishment of the
tort, save to see that the punishment does not directly or indirectly
assume the form of territorial occupation of the offending country.
The case is more difficult when the trouble comes from the failure to
meet contractual obligations. Our own Government has always
refused to enforce such contractual obligations on behalf of its
citizens by the appeal to arms. It is much to be wished that all foreign
governments would take the same view. But at present this country
would certainly not be willing to go to war to prevent a foreign
government from collecting a just debt or to back up some one of our
sister republics in a refusal to pay just debts; and the alternative may
in any case prove to be that we shall ourselves undertake to bring
about some arrangement by which so much as is possible of the just
obligations shall be paid. Personally I should always prefer to see
this country step in and put through such an arrangement rather than
let any foreign country undertake it.
I do not want to see any foreign power take possession
permanently or temporarily of the custom-houses of an American
republic in order to enforce its obligations, and the alternative may at
any time be that we shall be forced to do so ourselves.
Finally, and what is in my view, really the most important thing of
all, it is our duty, so far as we are able, to try to help upward our
weaker brothers. Just as there has been a gradual growth of the
ethical element in the relations of one individual to another, so that
with all the faults of our Christian civilization it yet remains true that
we are, no matter how slowly, more and more coming to recognize
the duty of bearing one another’s burdens, similarly I believe that the
ethical element is by degrees entering into the dealings of one nation
with another.
Under strain of emotion caused by sudden disaster this feeling is
very evident. A famine or a plague in one country brings much
sympathy and some assistance from other countries. Moreover, we
are now beginning to recognize that weaker peoples have a claim
upon us, even when the appeal is made, not to our emotions by
some sudden calamity, but to our consciences by a long continuing
condition of affairs.
I do not mean to say that nations have more than begun to
approach the proper relationship one to another, and I fully recognize
the folly of proceeding upon the assumption that this ideal condition
can now be realized in full—for, in order to proceed upon such an
assumption, we would first require some method of forcing
recalcitrant nations to do their duty, as well as of seeing that they are
protected in their rights.
In the interest of justice, it is as necessary to exercise the police
power as to show charity and helpful generosity. But something can
even now be done toward the end in view. That something, for
instance, this Nation has already done as regards Cuba, and is now
trying to do as regards Santo Domingo. There are few things in our
history in which we should take more genuine pride than the way in
which we liberated Cuba, and then, instead of instantly abandoning it
to chaos, stayed in direction of the affairs of the island until we had
put it on the right path, and finally gave it freedom and helped it as it
started on the life of an independent republic.
Santo Domingo has now made an appeal to us to help it in turn,
and not only every principle of wisdom but every generous instinct
within us bids us respond to the appeal. The conditions in Santo
Domingo have for a number of years grown from bad to worse until
recently all society was on the verge of dissolution. Fortunately just
at this time a wise ruler sprang up in Santo Domingo, who, with his
colleagues, saw the dangers threatening their beloved country, and
appealed to the friendship of their great and powerful neighbor to
help them. The immediate threat came to them in the shape of
foreign intervention. The previous rulers of Santo Domingo had
recklessly incurred debts, and owing to her internal disorders she
had ceased to be able to provide means of paying the debts. The
patience of her foreign creditors had become exhausted, and at least
one foreign nation was on the point of intervention and was only
prevented from intervening by the unofficial assurance of this
Government that it would itself strive to help Santo Domingo in her
hour of need. Of the debts incurred some were just, while some were
not of a character which really renders it obligatory on, or proper for,
Santo Domingo to pay them in full. But she could not pay any of
them at all unless some stability was assured.
Accordingly the Executive Department of our Government
negotiated a treaty under which we are to try to help the Dominican
people to straighten out their finances. This treaty is pending before
the Senate, whose consent to it is necessary. In the meantime we
have made a temporary arrangement which will last until the Senate
has had time to take action upon the treaty. Under this arrangement
we see to the honest administration of the custom-houses, collecting
the revenues, turning over forty-five per cent to the Government for
running expenses and putting the other fifty-five per cent into a safe
deposit for equitable division among the various creditors, whether
European or American, accordingly as, after investigation, their
claims seem just.
The custom-houses offer well-nigh the only sources of revenue in
Santo Domingo, and the different revolutions usually have as their
real aim the obtaining possession of these custom-houses. The
mere fact that we are protecting the custom-houses and collecting
the revenue with efficiency and honesty has completely discouraged
all revolutionary movement, while it has already produced such an
increase in the revenues that the Government is actually getting
more from the forty-five per cent that we turn over to it than it got
formerly when it took the entire revenue. This is enabling the poor
harrassed people of Santo Domingo once more to turn their attention
to industry and to be free from the curse of interminable
revolutionary disturbance. It offers to all bona fide creditors,
American and European, the only really good chance to obtain that
to which they are justly entitled, while it in return gives to Santo
Domingo the only opportunity of defense against claims which it
ought not to pay—for now if it meets the views of the Senate we
shall ourselves thoroughly examine all these claims, whether
American or foreign, and see that none that are improper are paid.
Indeed, the only effective opposition to the treaty will probably come
from dishonest creditors, foreign and American, and from the
professional revolutionists of the island itself. We have already good
reason to believe that some of the creditors who do not dare expose
their claims to honest scrutiny are endeavoring to stir up sedition in
the island, and are also endeavoring to stir up opposition to the
treaty both in Santo Domingo and here, trusting that in one place or
the other it may be possible to secure either the rejection of the
treaty or else its amendment in such fashion as to be tantamount to
rejection.
Under the course taken, stability and order and all the benefits of
peace are at last coming to Santo Domingo, all danger of foreign
intervention has ceased, and there is at last a prospect that all
creditors will get justice, no more and no less. If the arrangement is
terminated, chaos will follow; and if chaos follows, sooner or later
this Government may be involved in serious difficulties with foreign
governments over the island, or else may be forced itself to
intervene in the island in some unpleasant fashion. Under the
present arrangement the independence of the island is scrupulously
respected, the danger of violation of the Monroe Doctrine by the
intervention of foreign powers vanishes, and the interference of our
Government is minimized, so that we only act in conjunction with the
Santo Domingo authorities to secure the proper administration of the
customs, and therefore to secure the payment of just debts and to
secure the Santo Dominican Government against demands for
unjust debts. The present method prevents there being any need of
our establishing any kind of protectorate over the island and gives
the people of Santo Domingo the same chance to move onward and
upward which we have already given to the people of Cuba. It will be
doubly to our discredit as a nation if we fail to take advantage of this
chance; for it will be of damage to ourselves, and, above all, it will be
of incalculable damage to Santo Domingo. Every consideration of
wise policy, and, above all, every consideration of large generosity,
bids us meet the request of Santo Domingo as we are now trying to
meet it.
So much for one feature of our foreign policy. Now for one feature
of our domestic policy. One of the main features of our national
governmental policy should be the effort to secure adequate and
effective supervisory and regulatory control over all great
corporations doing an interstate business. Much of the legislation
aimed to prevent the evils connected with the enormous
development of these great corporations has been ineffective, partly
because it aimed at doing too much, and partly because it did not
confer on the Government a really efficient method of holding any
guilty corporation to account. The effort to prevent all restraint of
competition, whether harmful or beneficial, has been ill-judged; what
is needed is not so much the effort to prevent combination as a
vigilant and effective control of the combinations formed, so as to
secure just and equitable dealing on their part alike toward the public
generally, toward their smaller competitors, and toward the wage-
workers in their employ.
Under the present laws we have in the last four years
accomplished much that is of substantial value; but the difficulties in
the way have been so great as to prove that further legislation is
advisable. Many corporations show themselves honorably desirous
to obey the law; but, unfortunately, some corporations, and very
wealthy ones at that, exhaust every effort which can be suggested
by the highest ability, or secured by the most lavish expenditure of
money, to defeat the purposes of the laws on the statute books.
Not only the men in control of these corporations, but the business
world generally, ought to realize that such conduct is in every way
perilous, and constitutes a menace to the nation generally, and
especially to the people of great property.
I earnestly believe that this is true of only a relatively small portion
of the very rich men engaged in handling the largest corporations in
the country; but the attitude of these comparatively few men does
undoubtedly harm the country, and above all harm the men of large
means, by the just, but sometimes misguided, popular indignation to
which it gives rise. The consolidation in the form of what are
popularly called trusts of corporate interests of immense value has
tended to produce unfair restraints of trade of an oppressive
character, and these unfair restraints tend to create great artificial
monopolies. The violations of the law known as the anti-trust law,
which was meant to meet the conditions thus arising, have more and
more become confined to the larger combinations, the very ones
against whose policy of monopoly and oppression the policy of the
law was chiefly directed. Many of these combinations by secret
methods and by protracted litigation are still unwisely seeking to
avoid the consequences of their illegal action. The Government has
very properly exercised moderation in attempting to enforce the
criminal provisions of the statute; but it has become our conviction
that in some cases, such as that of at least certain of the beef
packers recently indicted in Chicago, it is impossible longer to show
leniency. Moreover, if the existing law proves to be inadequate, so
that under established rules of evidence clear violations may not be
readily proved, defiance of the law must inevitably lead to further
legislation. This legislation may be more drastic than I would prefer.
If so, it must be distinctly understood that it will be because of the
stubborn determination of some of the great combinations in striving
to prevent the enforcement of the law as it stands, by every device,
legal and illegal. Very many of these men seem to think that the
alternative is simply between submitting to the mild kind of
governmental control we advocate and the absolute freedom to do
whatever they think best. They are greatly in error. Either they will
have to submit to reasonable supervision and regulation by the
national authorities, or else they will ultimately have to submit to
governmental action of a far more drastic type. Personally, I think our
people would be most unwise if they let any exasperation due to the
acts of certain great corporations drive them into drastic action, and I
should oppose such action. But the great corporations are
themselves to blame if by their opposition to what is legal and just
they foster the popular feeling which tells for such drastic action.
Some great corporations resort to every technical expedient to
render enforcement of the law impossible, and their obstructive
tactics and refusal to acquiesce in the policy of the law have taxed to
the utmost the machinery of the Department of Justice. In my
judgment Congress may well inquire whether it should not seek
other means for carrying into effect the law. I believe that all
corporations engaged in interstate commerce should be under the
supervision of the National Government. I do not believe in taking
steps hastily or rashly, and it may be that all that is necessary in the
immediate future is to pass an interstate-commerce bill conferring
upon some branch of the executive government the power of
effective action to remedy the abuses in connection with railway
transportation. But in the end, and in my judgment at a time not very
far off, we shall have to, or at least we shall find that we ought to,
take further action as regards all corporations doing interstate
business. The enormous increase in interstate trade, resulting from
the industrial development of the last quarter of a century, makes it
proper that the Federal Government should, so far as may be
necessary to carry into effect its national policy, assume a degree of
administrative control of these great corporations.
It may well be that we shall find that the only effective way of
exercising this supervision is to require all corporations engaged in
interstate commerce to produce proof satisfactory, say, to the
Department of Commerce, that they are not parties to any contract
or combination or engaged in any monopoly in interstate trade in
violation of the anti-trust law, and that their conduct on certain other
specified points is proper; and, moreover, that these corporations
shall agree, with a penalty of forfeiture of their right to engage in
such commerce, to furnish any evidence of any kind as to their trade
between the States whenever so required by the Department of
Commerce.
It is the almost universal policy of the several States, provided by
statute, that foreign corporations may lawfully conduct business
within their boundaries only when they produce certificates that they
have complied with the requirements of their respective States; in
other words, that corporations shall not enjoy the privileges and
immunities afforded by the State governments without first complying
with the policy of their laws. Now the benefits which corporations
engaged in interstate trade enjoy under the United States
Government are incalculable; and in respect of such trade the
jurisdiction of the Federal Government is supreme when it chooses
to exercise it.
When, as is now the case, many of the great corporations
consistently strain the last resources of legal technicality to avoid
obedience to a law for the reasonable regulation of their business,
the only way effectively to meet this attitude on their part is to give to
the Executive Department of the Government a more direct and
therefore more efficient supervision and control of their
management.
In speaking against the abuses committed by certain very wealthy
corporations or individuals, and of the necessity of seeking so far as
it can safely be done to remedy these abuses, there is always
danger lest what is said may be misinterpreted as an attack upon
men of means generally. Now it can not too often be repeated in a
Republic like ours that the only way by which it is possible
permanently to benefit the condition of the less able and less
fortunate, is so to shape our policy that all industrious and efficient
people who act decently may be benefited; and this means, of
course, that the benefit will come even more to the more able and
more fortunate. If, under such circumstances, the less fortunate man
is moved by envy of his more fortunate brother to strike at the
conditions under which they have both, though unequally, prospered,
he may rest assured that while the result may be damaging to the
other man, it will be even more damaging to himself. Of course, I am
now speaking of prosperity that comes under normal and proper
conditions.
In our industrial and social system the interests of all men are so
closely intertwined that in the immense majority of cases the straight-
dealing man who by ingenuity and industry benefits himself must
also benefit others. The man of great productive capacity who gets
rich through guiding the labor of hundreds or thousands of other men
does so, as a rule, by enabling their labor to produce more than it
would without his guidance, and both he and they share in the
benefit, so that even if the share be unequal it must never be
forgotten that they too are really benefited by his success.
A vital factor in the success of any enterprise is the guiding
intelligence of the man at the top, and there is need in the interest of
all of us to encourage rather than to discourage the activity of the
exceptional men who guide average men so that their labor may
result in increased production of the kind which is demanded at the
time. Normally we help the wage-worker, we help the man of small
means, by making conditions such that the man of exceptional
business ability receives an exceptional reward for that ability.
But while insisting with all emphasis upon this, it is also true that
experience has shown that when there is no governmental restraint
or supervision, some of the exceptional men use their energies, not
in ways that are for the common good, but in ways which tell against
this common good; and that by so doing they not only wrong smaller
and less able men—whether wage-workers or small producers and
traders—but force other men of exceptional abilities themselves to
do what is wrong under penalty of falling behind in the keen race for
success. There is need of legislation to strive to meet such abuses.
At one time or in one place this legislation may take the form of
factory laws and employers’ liability laws. Under other conditions it
may take the form of dealing with the franchises which derive their
value from the grant of the representatives of the people. It may be
aimed at the manifold abuses, far-reaching in their effects, which
spring from overcapitalization. Or it may be necessary to meet such
conditions as those with which I am now dealing and to strive to
procure proper supervision and regulation by the National
Government of all great corporations engaged in interstate
commerce or doing an interstate business.
There are good people who are afraid of each type of legislation;
and much the same kind of argument that is now advanced against
the effort to regulate big corporations has been again and again
advanced against the effort to secure proper employers’ liability laws
or proper factory laws with reference to women and children; much
the same kind of argument was advanced but five years ago against
the franchise-tax law enacted in this State while I was governor.
Of course there is always the danger of abuse if legislation of this
type is approached in a hysterical or sentimental spirit, or, above all,
if it is approached in a spirit of envy and hatred toward men of
wealth.
We must not try to go too fast, under penalty of finding that we
may be going in the wrong direction; and in any event, we ought
always to proceed by evolution and not by revolution. The laws must
be conceived and executed in a spirit of sanity and justice, and with
exactly as much regard for the rights of the big man as for the rights
of the little man—treating big man and little man exactly alike.
Our ideal must be the effort to combine all proper freedom for
individual effort with some guarantee that the effort is not exercised
in contravention of the eternal and immutable principles of justice.
Transcriber’s Note:
Archaic and variable spelling has been preserved.
*** END OF THE PROJECT GUTENBERG EBOOK ADDRESS OF
PRESIDENT ROOSEVELT AT CHAUTAUQUA, NEW YORK,
AUGUST 11, 1905 ***
Updated editions will replace the previous one—the old editions will
be renamed.