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Some Notes On Burckhardt
Some Notes On Burckhardt
Some Notes On Burckhardt
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access to Journal of the History of Ideas
Friedrich Nietzsche's essay The Use and Abuse of History remains the
most eloquent attack upon historicism, historicism being here considered as
any kind of thinking that advises man to rely upon history or the " course "
of history when he ought instead to rely upon himself.' Nietzsche's essay
also continues unsurpassed in several other, lesser respects. As we read it
today, we experience successive shocks of recognition as Nietzsche provides
us with general categories, with descriptive suggestions, that seem to cry out
to us to apply them to so many historians and to so many of the motives of
historians. Here, for example, is a sentence that at once calls to mind Lord
Acton: " Only he whose heart is oppressed by an instant need ... feels the
want of 'critical history,' the history that judges and condemns." 2 And
here, I think, is the subject of our essay, Jacob Burckhardt: "History is
necessary to the man of conservative and reverent nature, who looks back to
the origins of his existence with love and trust." 3
The origins of Jacob Burckhardt's existence lay in Basle, Switzerland,
where the families of both his parents had lived since the fifteenth century.
Burckhardt's father was a pastor, a simple man who taught his son how to
sketch and draw. He belonged, however, to a branch of a family that had
long been a prominent and conservative force in a community once described
by Treitschke as the " sulking corner " of Europe. It was natural that
Treitschke, a Prussian apologist, should depict Basle in this way, for the
citizens of Basle were skeptical of a good many things, including the propo-
sition that God, history, and Prussia all marched in the same legion.
Burckhardt, however, had not always shared the skepticism of his coun-
trymen. The letters of his student days in Berlin reveal an admiration,
though not an uncritical one, of Prussian dreams for a greater Germany.4
Indeed, the question of Burckhardt's reactions to nationalism is apt in the
long run to prove the most difficult for those historians who have of late
shown an enthusiasm for drawing a thorough-going distinction between
Burckhardt and his teacher at the University of Berlin, Leopold von Ranke.
123
Burckhardt the liberal champion of " cultural history," Ranke the national-
ist defender of " political history," it makes a nice distinction; and it may
very well be irrelevant that Burckhardt himself was most imperfectly aware,
if at all, of any marked antithesis between his " cultural history" and his-
tory as it had been done previously.5 It must, however, be significant that
Burckhardt, while increasingly critical of the kind of historicism that finds
ethical fulfillment in the development of the nation-state, never did cease to
speak of the nation in a non-liberal way as having purposes that transcend
the well-being of its individual members.6 As for the state itself, that was
a different matter, as we shall see; in contrasting the attitudes of Burck-
hardt and Ranke towards nationalism, we would, however, do well to remem-
ber that Ranke was in many ways a " good European " much concerned
with relating the history of individual nations to " universal history." 7
Burckhardt might never begin a series of lectures with the clumsy and
mischievous kind of metaphysic with which Ranke had begun-" Gentle-
men, nations are God's thoughts " 8-but concern for the Idea of nationality
and the allied conviction that historical thinking has its spiritual side (as it
seeks to uncover such Ideas) were present in his mind, although without the
harmful emphasis sometimes given them by Ranke. It could even be
argued, against Burckhardt's " liberal " admirers, that his final revulsion
against power-" power is in itself evil " 9-had its origins not so much in
his distrust of nationalism as in his weariness with that secular factionalism
which the quest for German national unity appears to have intensified.
" Yes," he wrote in 1846, " I want to get away from them all, from the
radicals, the communists, the industrialists, the intellectuals, the pretentious,
the reasoners, the sophists, the State fanatics, the idealists, the 'ists ' and
'isms' of all kind." 10
Burckhardt's desire to escape from faction was probably occasioned by
two sets of experiences, neither of them pleasant. First, there were his ob-
servations as a youth of the cliques and rivalries among German scholars.
Then, as proof that Basle itself was becoming neoteric, came his impressions
of political strife gathered when he served for a time in the eighteen-forties
as editor of the conservative Basler Zeitung. The revolutions of 1848 served
only to confirm Burckhardt in his worst fears, and he began to cast about,
unsystematically, for an historical explanation of such disruptions of social
11 Jacob Burckhardt to Gottfried Kinkel, Basle, April 18, 1845, and to Hermann
Schauenburg, Basle, September, 1849. The Letters, 92-4, 107.
12 He did, however, think that " Only the study of the past can provide us with
a standard by which to measure the rapidity and the strength of the particular mo-
ment in which we live." Shades of Henry Adams! Burckhardt, Force and Free-
dom, 92.
13 Nietzsche, op. cit., 36. 14Jacob Burckhardt to Hermann Schauenburg,
Basle, May 5 [1846]. The Letters, 97.
15 Jacob Burckhardt to Hermann Schauenburg, Basle, February 26, 1846. The
Letters, 96.
17 Jacob Burckhardt to Friedrich von Preen, Basle, June 28, 1872. The Letters,
152-3. 18 Benedetto Croce, History as the Story of Liberty (London, 1941), 100-10.
and development. Burckhardt wished like all of us, I think, that the course
of history and his own judgment of what that course ought to be might coin-
cide. Failing that, he would have preferred to think that history is not on
anyone's side, that each generation makes its own destiny. He knew, how-
ever, that the course of human events in his own time ran counter to those
remains of the past with which he had identified himself; and he had in fact
resigned himself almost entirely to the fact that extreme nationalists, mate-
rialists, and others of equally gross nature were in the ascendancy and were
likely to grow stronger.
It is rather difficult for a man to understand, with proper historical sym-
pathy, those parts of the past that lead directly into those things in the
present that he loathes; it is even more difficult for him to concede that the
things he loves have become powerless before the things he hates, have in
some instances become accessories in the crime, as when art becomes com-
mercial. It is small wonder then that in Burckhardt's case a reaction
against that variety of historicism which emphasizes our obligation to sup-
port this or that course of development tended at times to become a reac-
tion against history itself. Often one has the impression that he could no
longer explain the past but could only condemn or admire certain parts of
it. Were we correct in saying in our introduction that history is necessary
to a man of Burckhardt's " conservative and reverent nature," it may be
that Burckhardt's reaction against the usual logic of historical explanation
accounts to a considerable extent for the decline of his creative powers at a
comparatively early age.
If, as Burckhardt was prepared to concede, history or the course of hu-
man events appeared to have no use for him or the things of which he was
fond, he still wished to make use of history, so strong is the pragmatic or
utilitarian tendency in everyone. Burckhardt would not have cared to be
spoken of thusly; he usually abhorred the " pragmatic " historian who, when
he is not a straightforward party man, is tirelessly sifting the past in search
of precedents to be followed or morals to be drawn. Rather than seek this
kind of immediate utility in historical study, Burckhardt hoped mainly that
history might make us " wiser forever." 21
Forever is, however, a long time; and those of us who try desperately to
be wise for the here and now might have endless fun, for awhile, at the ex-
pense of the historian who looks for wisdom on such a grand scale. Burck-
hardt's hope might, however, be more easily apprehended if we bear in mind
what we shall later discuss in more detail, namely that the kind of wisdom
Burckhardt might discover, or might think he had discovered, in history
would be not so much a workable knowledge as a knowledge that enlightens
us as to the futility of certain kinds of work.
Even so, any historical wisdom, if it is possible, is dependent upon cer-
tain assumptions as to the nature of man's experiences. Just as a series of
items cannot sum itself, a series of past experiences cannot of itself bring
wisdom. Since it is notorious that the past has taught, or has appeared to
teach, so many different, even conflicting lessons, it is undeniable that his-
torical interpretation as distinct perhaps from historical narrative involves
21 Ibid., 86.
22 Jacob Burckhardt to Albert Brenner, Zurich, March 16, 1856. The Letters,
122. Force and Freedom, 80. 23Ibid., 82.
24 Croce, op. cit., 103. I suspect that the vehe
the " typical " stems from the fact that theories
torian much of what Croce insisted could be su
we say, for example, " Napoleon was a man," doe
whether we conceive of the predicate " man " as
a " universal " taken from philosophy? If this
only way to unite the particular with the univer
tween the two, he thought, is occasioned by the " awakening " of man's
consciousness. While nature works upon a "few primeval models in the
people," society is " not so much a type as a gradual product " in which
mind is ever involved. Every species in nature possesses what it needs for
life; man, however, is incomplete and striving for completion. In nature,
Burckhardt wrote in a way that shows he was not always at odds with
Hegel, the species remain relatively constant; but the " essence " of man's
history is change. In nature the individual counts for nothing; in history
the exceptional man can sometimes act effectively upon society (Burck-
hardt's estimate of the importance of the " great man " in history was
Carlylean, although he did not dwell upon the subject or resort to fustian
language). Burckhardt's last distinction between nature and history con-
cerns death: in nature death is external; in history it is prepared for by
inward degeneration.25
It was a habit of Burckhardt's, after he had in his youth given up the
study of theology for the study of history, to protest modestly, especially to
Nietzsche,26 that he had no capacity for philosophizing. Nietzsche thought
that this was a ruse by which Burckhardt sought to avoid following his own
arguments to their logical end, but perhaps Burckhardt was honest all along.
Certainly there is much in Burckhardt's brief distinctions between nature
and history to suggest a philosophy of development, or at least to point
away from the doctrine of the " same anew " that Burckhardt had espoused.
To say that the essence of man's history is change is to say in effect that it
has no essence, of the kind that can be broken down into the " recurrent,
constant, and typical." To say that man's consciousness awakens and that
society is a gradual product is to recognize that history does move; and, in
fact, Burckhardt's conclusion that the body social is " the peculiar spirit of
the people in its gradual development 2227 iS, taken by itself, indistinguish-
able from that of the German historical school.
If Burckhardt did not embrace the idea of historical development in a
century when such an idea was supreme, he did sometimes accept the fact of
historical development. And in a few areas of human experience, mainly in
historical science and art appreciation, he was willing to recognize develop-
ment as progress. At this point in his thinking Burckhardt did a curious
thing: although the future looked dark, he uttered the cry of a wishful con-
servative. Against the certainty he had repeatedly affirmed, that the future
belongs to the masses or to the men who can explain things simply to them,
he wondered if even now a " spiritual current " might not be near at hand to
sweep aside the forces of barbarism. Then Burckhardt proceeded to do
something even more curious, for a man whose posthumous fame depends so
much upon his prophecies: he stated that a future known in advance is an
absurdity and that " Foreknowledge of the future. . . is not only undesir-
able, it is probably beyond our powers as well." 28
25 Burckhardt, Force and Freedom, 101-3. 26 See, for instance, Jacob Burck-
hardt to Friedrich Nietzsche, Basle, February 25, 1874, which is Burckhardt's note
of thanks for a copy of Nietzsche's essay on the use and abuse of history. The
Letters, 158-60.
27 Burckhardt, Force and Freedom, 102. 28 Ibid., 90-1.
"keep their distance," with which Schopenhauer had ended his Studies in
Pessimism,37 fitted perfectly Burckhardt's personal aloofness. On the level
of thought, how pleased Burckhardt probably was to read in Schopen-
hauer that " the really essentially content [of history] is everywhere the
same." 38
Paradoxical as it may seem, there was, however, another side to Schopen-
hauer's philosophy that must have been of considerable appeal to Burck-
hardt and, in this case, to Nietzsche as well. It was Schopenhauer's doc-
trine of the " inconstant flux of time " as distinct from his doctrine of the
" permanence of substance." Although Schopenhauer was prone to talk
endlessly of the principle of causality, he conceived of the " accidental " as
causal in itself, not as Hume had done, as a cause as yet undiscovered.39
In their nearly poetic awareness of the " inconstant flux of time " Schopen-
hauer, Burckhardt, and Nietzsche, too, shared an exaggerated deference to
the " accidental"; and they bent over backwards to prove that history was
not, as Hegel had thought, a " planned whole " in which reason progressively
triumphs over all.
According to Burckhardt his own emphasis upon the role of accidents in
history could be traced back to the early death of his mother during his
childhood, which, he later recalled, impressed upon him the " great frailty
and uncertainty of all earthly things." This event, Burckhardt was certain,
had " determined his view of life "; 40 and the conclusions he drew from it
must surely have played havoc with his attempts in his maturity to discover
what is " recurrent, constant, and typical " in man's history. Behind these
mental efforts there must have lain an awareness of their vanity, a suspicion
that flux may be the only constant and accidents the major recurrence.
Such a weakness or possible contradiction within Burckhardt's thoughts
served, however, to strengthen his hand. For now he had two arguments in
behalf of his pessimism. If the constant recurrence of evil does not wreck
the good intentions and the best laid plans of men, then he could predict
that the " accidental " would. Only in a moment of wishful tlhinking, in his
suggestion that a " spiritual current " might now be on hand to save us all,
had Burckhardt envisaged the accidental (that is to say, something for
which Burckhardt in his strictures of the recent past had not prepared us
as an aid to humanity. Ordinarily Burckhardt seems to have seen through
one dubious, optimistic kind of " historical necessity," the Hegelian, only to
fall victim to another, the kind that relies upon an uncritical mixture of
arguments emphasizing the necessary and the accidental to inform us that
our present trajectory is a fatal one.
" I hate democracy because I love liberty " is a sentiment more intel-
41 Were this essay concerned with the history of the concept of " mass culture "
and the infringements of such a culture upon individual liberty (or privilege), it
would be fruitful at this point to compare and contrast Burckhardt with de Tocque-
ville and Chateaubriand, for instance. Emphasis would have to be placed upon
Burckhardt's awareness of the importance of the military and the industrial orders
as means of providing social discipline in mass cultures. Burckhardt's love of liberty
would, however, have to be placed beside his fear of anarchy for examination; in the
light of Burckhardt's loyalty to the principle of multiple social corporations as a
check upon individual or mass despotism, he might appear to agree with the de-
spised Hegel. See Burckhardt to von Preen, April 13, 1882. The Letters, 206-8.
42Burckhardt, Force and Freedom, 118.
Even if we could rely upon society against the State, this might prove
immoral. For if, as Burckhardt thought, the State is only an expedient
(whose power has outgrown its value) and society is a necessity, can we
ever construct an ethics out of this social necessity without deifying society
in much the same way as Hegel and Ranke were accused of deifying the
State? Were we to grant Burckhardt, for the moment, that power may al-
ways be evil in itself (ordinarily this would be a nonsensical proposition,
arising from the noble failure to realize that the ends do sometimes justify
the means), is there not something yet to be said in favor of the power of
impersonal public law against the power of social custom? Is it not possible
still to see custom, despite Burckhardt and Burke, as often accidental and
capricious, and to see reason, even the reason of the majority, at times in a
more favorable light, perhaps as the ultimate protector of that individual
freedom of thought prized so highly by Burckhardt?
As for his dire predictions, their partial success does not prove the cor-
rectness of many of his analyses or assignments of guilt. It is important to
remember that neither Hitler nor Stalin symbolizes adequately the deeds of
Western man since Burckhardt's death. Even where they do symbolize
some of the deeds Burckhardt foresaw, we must consider whether the suc-
cessful prediction of human behavior is always as difficult as present opinion
would have it, and whether, as Burckhardt would have to admit, the " acci-
dental " has not actually assisted in the verification of many a mournful
prophecy. We would be claiming too much for history, and our understand-
ing of it, to think that the moral properties of any human instrumentality
such as the State had been forever determined somewhere in the past, at
about the time of the French Revolution, so that the behavior of the State
in the twentieth century is only a chapter in a story already written before
Burckhardt's death.
By the same token we would be claiming too little for man; and, like
Burckhardt with his prophecies based in part upon his interpretation of
what is " recurrent, constant, and typical " in history, we would be guilty
of a subtle historicism that must be exposed as such, lest it become in the
long run more pernicious than any historicism contained in Hegel's philos-
ophy of development. The sometimes false hopes of Hegel and the way in
which he confused what is and what ought to be are as nothing in compari-
son with the premature despair of Burckhardt and the way in which he con-
fused what was and what will be. Burckhardt himself we had best leave in
the capacity he most enjoyed, a beloved and dutiful Cicerone to the students
of art history. A man who so bitterly condemned philosophies that were
intended for some positive utility could surely not protest overmuch if we
found his own philosophy, or thoughts, not especially useful and preferred
his feelings for art to his reflections on history.
Massachusetts Institute of Technology.