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Almgren
Health Care Politics, Policy, and Services
A Social Justice Analysis, T H I R D E D I T I O N
Health Care
Gunnar Almgren, PhD, MSW
Politics, Policy,
social justice theories are used to critically evaluate current U.S. health care systems and policies,
providing readers with various perspectives of the field. Extensive coverage of our health care
system’s structures, finances, and performance on a variety of population health indicators provides
the necessary background, frameworks, and principles through which the adequacy of alternative
health care system financing strategies can be analyzed.
Highlights include:
• Analyzes the current U.S. health care system and policies from several social justice theories,
providing a critical examination of the field.
• Examines the historical evolvement of the U.S. health care system, its financing and health care
delivery structures, and the prospects for health care reform.
and Services
A Social Justice
• Analyzes disparities in access to health and health care by race, ethnicity, class, age, gender,
and geography.
• Compares the U.S. health care system with that of other democracies, providing a unique
comparative perspective.
THIRD EDITION
• Updated instructor’s resources include for each chapter: chapter synopsis and learning
objectives, ideas worth grasping, key terms and concepts, discussion questions, and
writing assignments.
This book is an ideal text for graduate courses in health care policy or disparities in the U.S. health
care system in schools of social work, public health, nursing,
medicine, and public policy and administration.
ISBN 978-0-8261-6897-9
11 W. 42nd Street
New York, NY 10036-8002 9 780826 168979 Gunnar Almgren
www.springerpub.com
Health Care Politics, Policy,
and Services
Gunnar Almgren, PhD, MSW, is professor of social work and social welfare at the University
of Washington School of Social Work, Seattle Campus. He joined academia after a 15-year
career as a social work practitioner and administrator in not-for-profit and public health
care systems. His teaching and research interests include health care policy, social welfare
policy, poverty and inequality, research methods, safety-net health care systems, and the
determinants of disparities in health and in health care. In addition to Health Care Politics,
Policy, and Services, he is also the author of Health Care as a Right of Citizenship: The Continu-
ing Evolution of Reform, and coauthor of The Safety-Net Health Care System: Health Care at
the Margins.
Health Care Politics, Policy,
and Services
A SOCIAL JUSTICE ANALYSIS
Third Edition
No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any
means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Springer
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ISBN: 9780826168979
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publication and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.
Preface ix
Acknowledgments xiii
Share Health Care Politics, Policy, and Services: A Social J ustice Analysis,
Third Edition
1. A Primer on Theories of Social Justice and Defining the Problem
of Health Care 1
Defining the Problem of Social Justice 1
Alternative Theories of Social Justice 2
Concluding Comments: Alternative Theoretical Perspectives on
“The Right to Health Care” 26
Notes 34
References 37
2. The Historical Evolvement of the U.S. Health Care System 39
Historical Evolvement of the Basic Components of the Health Care
System: Hospitals, Doctors, Nurses, and Health Insurance 39
The Historical Evolvement of the Federal Government in
Health Care 51
Concluding Comments: Prospects for Achieving Health
Care Reform 77
Notes 77
References 81
3. The Contemporary Organization of Health Care:
Health Care Finance 83
Health Care Expenditures 84
An Overview of Health Care System Finance—Employment-Based
Health Insurance 90
An Overview of Health Care System Finance—Public Financing of
Health Care 107
Concluding Comments: The Large Presence of Public Dollars in the
Financing of Health Care 120
Notes 120
References 122
v
vi Contents
This widely adopted and award-winning book, now in its third edition, has been
written with the conviction that health care policy courses, which serve as the
policy foundation for students of the health professions, must go well beyond
the traditional descriptive analysis of the health care system, or even other anal-
yses of health care policy that are based on particular disciplinary frameworks.
There continues to be a need for a book that critically examines health care pol-
icy and the structure of the U.S. health care system in light of the prevalence of
disparities in health and health care. This entails looking at how different per-
spectives on social justice might lead to very different conclusions about the cen-
tral purposes and boundaries of health care policy.
Central to the purpose of this book is an ethos that health care practitio-
ners, who have committed their careers and much of their lives to the health of
others, are those who must be at the forefront of the national dialogue on just
health care policy. Health care practitioners are closest to the translation of
health care policy aims and structure into realities of patient care and commu-
nity health needs, and therefore their voices must be the strongest in health care
policy. This book provides health care professionals with the essential prepara-
tion toward that end.
In its opening chapter, the book provides readers with a foundation in alter-
native theories of social justice and their contrasting implications for both health
care rights and the principles that should guide national health care policy. In
the chapters that follow, this analytical perspective is applied to the historical
evolvement of the U.S. health care system; its health care financing and delivery
structures, in both acute and long-term care; and alternative approaches to health
care reform. The book also provides a comparative analysis of the U.S. health
care system that contrasts the organization, expenditures, and outcomes of this
system with those of other modern democracies. Another defining feature of the
book is the extensive analysis it provides of disparities in access to and quality
of health care by race, ethnicity, class, age, gender, and geography and its theo-
retically informed examination of the causal origins of disparities in health that
are rooted in the nation’s economic and social structures.
This newly revised edition of Health Care Politics, Policy, and Services makes
its appearance at a pivotal crossroads in the evolvement of national health care
policy and the nation’s health care system. Over the next few years, as Congress
grapples with the public’s demand that the core policy aims and accomplishments
ix
x Preface
of the Affordable Care Act (ACA) be retained while its shortcomings are addressed
in new health care reform legislation, the defining question will not be whether
the ACA per se survives, but rather whether its central premise and justification
endure—that is, whether the benefits of American citizenship encompass an all-
inclusive social right to an adequate standard of affordable health care. Although
this book does not predict either the future of the ACA or the viability of any
alternative approach to the financing of health care that might plausibly replace
it, the chapters that follow provide the background knowledge, frameworks, and
principles through which the adequacy of alternative health care system financ-
ing strategies can be analyzed.
The third edition of this book retains the basic structure of preceding editions,
but chapters have been substantially revised with updated content on the financ-
ing and organization of the health care system, the current status of the nation’s
population health and health care needs, the prevalence of health and health care
disparities, and the latest evidence relating to theories that explain the causal
origins of health and health care disparities. The book also addresses the latest
developments in such health care policy domains as long-term care, end-of-life
care, and health care policy initiatives to reduce disparities in health. Particular
attention is devoted to both the accomplishments and deficits of the ACA, a criti-
cal analysis of the legislative approaches advanced by proponents of its repeal
and replacement, and the politics of health care reform that will ultimately
define the future of health care reform.
Also new to this edition is an updated companion Instructor’s Manual, writ-
ten by the book’s author—an award-winning teacher at his university. Included
for each chapter of the main textbook is a chapter synopsis with specific learning
objectives, a list of core ideas worth grasping, key terms and concepts, discus-
sion questions, and writing assignments based on both chapter content and a
theory of developmental writing. Qualified instructors can request the Instruc-
tor’s Manual by e-mail: textbook@springerpub.com.
CONTENTS
The book begins with a primer on alternative theories of social justice and their
implications for the principles of a just health care policy. This first chapter con-
siders the moral foundations of rights to health care in accordance with five
alternative social justice frameworks: libertarianism, utilitarianism, Marxism,
liberalism, and the capabilities approach. The next four chapters then provide
a descriptive and critical analysis of the history of the U.S. health care system,
health care financing, the contemporary organization of health care, and long-
term care policy. With these foundations in place, the next two chapters provide
an analysis of health care disparities and the theoretical frameworks that inform
our understanding of the determinants of disparities in health and health care.
Preface xi
The final chapter then provides a political and principled analysis of health care
reform, with particular attention to the policy aims and structure of the ACA
and legislation that has been proposed and might plausibly be enacted to replace
it. The book concludes with a health care financing framework that would be in
keeping with both the demands of justice as they pertain to a social right to health
care and the unique social and political context of the U.S. health care system.
INTENDED AUDIENCE
This book is an ideal text for graduate courses in health care policy or disparities
of the U.S. health care system in schools of social work, public health, nursing,
medicine, and public policy and administration. Although the book is written
by a sociologist with a career background in medical social work, it incorporates
theories and substantive findings from an array of social science disciplines,
including medical sociology, social psychology, economics, political science, and
social epidemiology. Nonetheless, students trained in the biological sciences
will find the book to be reader-friendly. Where theories and empirical evidence
from the social sciences are applied to the book’s analysis of particular health care
policy issues, the essential foundational knowledge is concisely summarized.
Although this book is written with careful attention to the facts pertaining
to demographics of the nation’s health and disparities in health care, the chal-
lenges embedded in health care financing and delivery reform, and the social
and political context of health care policy, it is neither neutral nor dispassionate
with respect to the central purposes of health care policy. That is, this book is
written with the conviction that health care policy is first and foremost a com-
plex and multilayered problem of social justice. Whether or not the particular
theory of justice that is favored by the author also resonates with most or even a
small minority of readers, it is hoped that this one central idea is engaging to all.
Gunnar Almgren
Acknowledgments
I would first like to thank my wife and lifelong partner in all things that matter
in life, Linda Viola Almgren, for her steadfast and generous support throughout
this latest book project. For the content review and updating of various critical
parts of this revised third edition of the book, I am deeply indebted to Elaine M.
Albertson, graduate student research assistant from the University of Washing-
ton School of Public Health. Elaine’s work on the revised manuscript required
incredible tenacity and reflects her very high standards of academic and edito-
rial excellence. I also wish to thank my editorial partners at Springer Publishing
Company: Debra Riegert, Executive Acquisitions Editor, Behavioral Sciences,
and Rose Mary Piscitelli, Senior Editor, Production Department, for their contri-
butions to both the quality of this new edition and their shepherding of the man-
uscript through the production process. Finally, I wish to thank Jitendra Kumar,
Sr. Project Manager, and the editorial staff at Westchester Publishing Services
for their very able work in preparing the book’s final proofs.
xiii
Share
Health Care Politics, Policy, and Services: A
Social Justice Analysis, Third Edition
ONE
The premise of this chapter is that relatively few students in public health, med-
icine, nursing, and social work have more than a superficial acquaintance with
specific theories of social justice. Although this text employs a very specific
(Rawlsian) social justice framework in its analysis of health care policy, the text’s
chosen perspective is contextualized and highlighted by contrasting it with other
dominant theories of social justice. In later chapters, the health care policy impli-
cations of the differing perspectives on social justice are considered.
The term social justice has many uses and interpretations, but in its most basic
and universal sense, social justice is a philosophical construct—in essence, a
political theory or system of thought used to determine what mutual obligations
flow between the individual and society. As such, social justice is distinct from
the concept of individual justice, the latter pertaining only to obligations that
exist among individuals (Rhodes, Battin, & Silvers, 2002). Also inherent in the
concept of social justice, as it is generally construed within democratic societ-
ies, is the idea that civil society is predicated on the basis of a social contract
that spells out the benefits, rights, and obligations of societal membership.1 For
example, at a very basic level, collective security as a benefit of membership in
civil society is reciprocated through individual obligations pertaining to taxa-
tion and availability for military service.
Beyond these points pertaining to general definition, there is no absolute,
generally agreed-upon notion of what defines or constitutes “social justice,”
either as process or as an outcome. Were that the case, the problem of social
justice would be limited to one of social engineering—ways of organizing social
institutions to ensure that the individuals, groups, and organizations that make
up society act in “just” ways in accordance with the rules of “absolute, true, and
universal” social justice. However, unlike a theocracy comprising culturally
homogeneous and like-minded individuals ascribing to a shared moral and polit-
ical philosophy, a pluralist democracy must accommodate diverse points of
view on what mutual obligations exist, what rules for the governance of mutual
1
2 Health Care Politics, Policy, and Services
Western political philosophy that favor the use of thought experiments that
presuppose the existence of a utopian ideal of a perfect system of justice.11
to employ coercion or the use of force to either (a) benefit the person, (b) benefit
others, or (c) prevent third parties from violating the rights of others (Vallen-
tyne & van der Vossen, 2014, p. 1). A fourth core premise, mentioned previ-
ously, concerns the minimalist role of governments, in essence, the position
that governmental functions should be limited to the protection of life, prop-
erty, and the exercise of personal autonomy (Nozick, 1974). Collectively, these
premises imply that the obligations that flow from individuals to society are
limited to those that involve overt or explicit consent, and, in the case of individ-
ual obligations to the government, are limited to those essential for the preser-
vation of collective security and individual liberty, such as taxation for national
defense and law enforcement. Indeed, other than those obligations assumed
under explicit and free consent, the only other obligations owed by individuals
to society at large are those that involve a duty not to violate the essential rights
of others (Vallentyne & van der Vossen, 2014).15
Notably, libertarians do not dismiss the idea that individuals have moral
responsibilities, or that various obligations do not arise from their status as
moral actors. In the libertarian thought, it is entirely compatible for a libertar-
ian to voluntarily hold himself or herself to a stringent moral philosophy that
requires that in every action he or she places the well-being of others before
his or her own narrow self-interest. It is also the case that libertarians place
great emphasis on the notion that the free agency carries with it the full bur-
den of accountability for whatever good or evil might result from one’s actions
(Clarke, 2003).
The dignity that one has in virtue of being a free agent, then, consists in
one’s making a difference, by one’s exercise of active control, in how things go
in the world. It consists of one’s actions (and some of their consequences) being
attributable to the individual self as source and author, and, provided that one
has an ordinary capacity to appreciate and act for moral reasons, in one’s being
responsible for one’s actions (and some of their consequences).16
Although we can clearly read the foregoing account of libertarian free will
as a heavy imperative that individuals should strive to do good in the world and
should pursue existence as atomistic and egocentric beings, the distinct thread
of libertarianism is retained through the exercise of free will in selecting one’s
individual moral philosophy. The central point of libertarianism concerning the
obligations that flow from the individual to the society at large is that obliga-
tions toward others in society are a matter of free choice, other than the non-
consensual obligation or duty to not violate the libertarian rights of others
(Vallentyne & van der Vossen, 2014).
having diverse preferences and beliefs about what constitutes personal security
and the requisites of happiness, then how is it possible to sustain a form of gov-
ernment that serves all individual ideologies and preferences? The answer is
that central governments in fact cannot, and that by some method (be it demo-
cratic or authoritarian), central governments are bound to select and impose
duties, mutual obligations, and limits to freedom that force some individuals to
conform to the social ideologies of others. The objection to the central gov-
ernment being the purveyor of mutual social obligations, as opposed to com-
munities and other voluntary forms of human association, is that individuals
cannot “opt out” and seek other alternatives short of renouncing citizenship and
fleeing—which itself defeats the very purpose of having a central government.
contested among Marxists and non-Marxists alike. As such, Peffer’s Marxist the-
ory of social justice stands as an exemplar of a Marxist social justice framework
rather than the definitive Marxist theory of social justice.
“There is no other book for the general reader that states the case
for a scientific handling of the human factor in industry more clearly
or more convincingly.” B. L.
20–10077
20–5190
[2]
MYERSON, ABRAHAM. Nervous housewife.
*$2.25 (4½c) Little 616.8
20–21011
21–492
This novel of Polish life has been translated from the Polish by
Michael Henry Dziewicki. It takes the form of self-revelations of a
beautiful, intellectual and self-centered girl—the transitional woman.
Nothing matters to her but her own sensations, her own experiences.
From the height of a coldly reasoning, logical intellect she surveys
passion, coquettes with it, longs for it and, when it comes rejects it—
from an inherited instinct of chastity. In the words of a rejected
lover, she was: “A bundle of theories, of sentimental scepticism, of
self-assurance.... A poor frightened bird always popping its head
under its wing!” But then this particular lover was only a splendid
specimen of physical perfection. At the end, discouraged and
bewildered, Janka returns to her old professor, who had been sorely
grieved when she had disappointed his hopes for her and had turned
her back upon science. The confessions are in three parts: Ice-plains;
“The garden of red flowers”; A canticle of love.
Reviewed by H. W. Boynton
20–17909
20–3354
One hundred and three of the one hundred and ninety-one pages
of this “contribution toward the interpretation of the national mind”
(Sub-title) are preface, excused by the authors on the ground “having
read it, one need not read the book.” The authors’ contention is that
“deep down in every man there is a body of congenital attitudes, a
corpus of ineradicable doctrines and ways of thinking, that
determines his reactions to his ideational environment.” While the
preface consists of ratiocinations on these attitudes, doctrines and
ways of thinking the book itself is a collection of maxims and
traditional tenets that are supposed to make up the mental
equipment of the ordinary man. The first one reads: “That the
philoprogenitive instinct in rabbits is so intense that the alliance of
two normally assiduous rabbits is productive of 265 offspring in one
year.” Other examples are: “That Henry James never wrote a short
sentence”; and “That German peasants are possessed of a profound
knowledge of music.”
“None but a captious critic could find fault with the fact that the
authors’ preface occupies fully two-thirds of the book, for in that
space the truth about America and its inhabitants is told as it has not
been for some time.” G. M. H.
20–1889
The story of a boy’s school and college life, and his first contacts
with the outer world. Peter’s father sends him to Phillips Exeter with
the vague intention of giving him a gentleman’s education. The two
years in this school are followed by four at Harvard and the story
traces the quiet unsensational development of his mind and
character. He makes friends, is converted to Carverism—the
economic creed of a popular professor, and in his junior year meets
Joan, a Radcliffe student. Peter and Joan are married the year after
his graduation. They set up housekeeping in a New York tenement
and work and play together and test out their theories of life. The
story ends with the birth and death of their child.
“Unluckily there is not quite enough ‘to him’ to command and hold
our interest and concern at the exacted pitch.” H. W. Boynton
“The story is well thought out and well written. Mr Nathan has put
a great deal into his work and has taken it seriously. That in itself is
more than can be said for many writers of current fiction.”
“The boy is a tolerably nice boy, and he does and thinks and says
the things a tolerably nice boy would. We do not deny that he is true
to fact. But what of it? Who cares? Since the author has failed to
make us care about him as a person?” H. W. Boynton
20–16269
“In this book the author attempts no more than a review of the
general nature of electricity, the methods of producing it and the
services to which it is applied.” (Preface) The book is illustrated with
forty-five figures in the text. It is issued as one of Pitman’s common
commodities and industries series.
“It is remarkable how complete and accurate is the information
given. The reader is, however, hurried on unpleasantly fast, and is
never allowed to pause where his interest is aroused.”
[2]
NEIHARDT, JOHN GNEISENAU. Splendid
wayfaring. il *$2.25 Macmillan 978
20–27591
“As a poet, picturing the savage adventure of the early days of the
Yankee invasion of the plains and mountains, Mr Neihardt has
already won his reputation: his theme is huge and his powers are not
unworthy of it. In his new volume, a prose volume, he appears again
in his chosen domain, now as an historian. The period taken is 1822
to 1831, the event is the career of Jedediah Smith, who in the eight
years of his adventurous maturity was the first American leader to
discover the central overland route to California—later the great
immigrant and trade route—and to measure the length of the Pacific
coast from Los Angeles to the Columbia.”—Bookm
“Mr Neihardt gives unity and verve to his volume by making Smith
the central spirit: but it is in a truly epic mode that the story is
conceived, and hence there could not be less than a picturesque
emphasis upon the companions of the hero, among them Ashley and
Henry, builders of the fur industry, and the trapper Hugh Glass who
is the subject of one of Mr Neihardt’s best-known poems.” Hartley
Alexander
+ Bookm 52:360 Ja ’21 580w
“This task has evidently been a labour of love, for Mr Neihardt has
not felt impelled to follow the pattern of angular, unimaginative
recital into which so many books of this kind fall.” L. B.
“Mr Neihardt has for the subject of this prose story one of the truly
dramatic themes of American history.”
[2]
NEKLIUDOV, ANATOLII VASIL’EVICH.
Diplomatic reminiscences before and during the
world war, 1911–1917; tr. from the French, by
Alexandra Paget. *$8 Dutton
(Eng ed 20–10794)
“Having lost his emperor, his country and his sons, this former
representative of a departed system sees no necessity to guard
certain of those secrets which go to make up the mystery of
diplomacy. In consequence of this break with the past which fate has
forced upon him M. Nekliudov is interesting and informative.”
The first volume was published last year. Like it this second
volume is a collection of short stories by different authors, each story
in keeping with the character of its narrator. Contents: Jim of
Moloch’s bar, by Francis Carco: Bread upon the waters, by Michael
Sadleir; The history of Andrew Niggs, by Basil Blackwell; The tool, by
W. F. Harvey; The master-thief, by Dorothy L. Sayers; The affair of
the Mulhaven baby, by M. Nightingale; The vase, by Camilla Doyle;
“Once upon a time” by Bill Nobbs; A prayer perforce, by M. Storm
Jameson; Salvator Street, by Sherard Vines.
“‘The new Decameron,’ to carry on its excellent plan, must be, like
the ‘Canterbury tales’ which its general method recalls, more
variously human in substance and in modulation. Their
inventiveness in plot and ingenuity in structure are remarkable. But
these are not high qualities in fiction. ‘The new Decameron’ needs
not, indeed, cheerfulness, but sunlight; less smell of the charnel
house and more of the earth.”
[2]
NEWBOLT, SIR HENRY JOHN. Book of
good hunting. il *$3.50 (*10s 6d) Longmans 799
20–18594
20–3902
20–1630
A series of papers by an English musical critic. Among the titles
are: “L’enfant prodigue”; On instruments and their players; On
musical surgery; Criticism by code; Futurist music; The best hundred
scores.