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Organizations as Wrongdoers
Organizations as
Wrongdoers
From Ontology to Morality
STEPHANIE COLLINS
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
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© Stephanie Collins 2023
The moral rights of the author have been asserted
First Edition published in 2023
Impression: 1
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and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
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Library of Congress Control Number: 2022945694
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DOI: 10.1093/oso/9780192870438.001.0001
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Contents
Acknowledgements vii
PART I. METAPHYSICS
1. The Reality of Organizations 3
1.1 Overview 3
1.2 Organizations’ Attributes 8
1.3 Realism about Organizations 14
1.4 The Questions 24
2. Towards a Metaphysics of Membership 27
2.1 Introduction 27
2.2 Causation, Supervenience, Anchoring 30
2.3 Grounding and Parthood 36
2.4 Members as Parts-Plus: Existing Accounts 42
2.5 Conclusion 48
3. A Metaphysics of Membership 50
3.1 Introduction 50
3.2 Members: Parts with Commitments, Inputs, and Enactment 51
3.3 Objections and Replies 59
3.4 Members of Corporations 65
3.5 Members of Liberal-Democratic States 75
3.6 Conclusion 79
References 189
Index 199
Acknowledgements
The ideas in this book have been gestating for more than a decade and have
followed me to five universities in three countries. I first started thinking
about group agents in 2010 as a PhD student at the Australian National
University, under the primary supervision of Bob Goodin and Nic
Southwood. I took these thoughts to my first academic job at the
University of Manchester, where in 2016 I wrote the article on which
Chapter 7 is based and in 2017 wrote the article on which Section 6.3 is
based. In 2019, I wrote the article on which Chapter 5 is based while I was a
visiting research professor at the University of Vienna. The first full type-
script was written in 2020–2021, while I was at the Australian Catholic
University. Final revisions were done from Monash University in 2022.
I thank each of these organizations—and, more importantly to me, their
members—for their support and encouragement.
Financial support was provided by the above universities, but also by
external funding bodies. This research was funded by the European Union’s
Horizon 2020 Research and Innovation programme under grant agreement
No. 740922, ERC Advanced Grant ‘The Normative and Moral Foundations
of Group Agency’. I subsequently worked on the book while holding an
Australian Research Council Discovery Early Career Researcher Award for
the project ‘Organisations’ Wrongdoing: From Metaphysics to Practice’
(project number DE200101413).
For helpful comments on presentations of the ideas, I thank audiences at
the following events: the University of Auckland Philosophy Seminar,
a workshop on Acts and Omissions at the Australian Catholic University,
the Australian Catholic University’s Dianoia Institute of Philosophy
Workshop, a conference on Collectivity at the University of Bristol, the
Social Ontology 2021 Conference at the University of California at San
Diego, the Deakin University Philosophy Seminar, the Collective
Intentionality X Conference at Delft University of Technology, the TU
Eindhoven Philosophy and Ethics Seminar, a workshop on Collective
Responsibility at University of Jyväskylä, the University of Leeds Ethics
and Metaethics Seminar, the London School of Economics Political
Philosophy Seminar, the Macquarie University Philosophy Seminar, a
viii
1.1 Overview
¹ For example, List and Pettit 2011 and Tollefsen 2015 address group responsibility with a
focus on the underlying philosophy of mind; Isaacs 2011 with an emphasis on philosophy of
action.
Organizations as Wrongdoers: From Ontology to Morality. Stephanie Collins, Oxford University Press.
© Stephanie Collins 2023. DOI: 10.1093/oso/9780192870438.003.0001
4
In 2019, Australia received the final report of its Royal Commission into
Misconduct in the Banking, Superannuation and Financial Services
Industry. In Australia, Royal Commissions engage in inquiry and fact-
finding. They’re less formal than a court, but they have the power to refer
entities to courts for prosecution. Perhaps most importantly, their policy
recommendations are taken seriously by government and the media.
The Banking Royal Commission (as I’ll call it) was set up to inquire
whether there was ‘misconduct, or conduct falling short of community
standards and expectations, in Australian financial services entities’. If so,
the Commission was asked to report on whether that conduct was ‘attrib-
utable to the particular culture and governance practices of a financial
services entity or broader cultural or governance practices in the relevant
industry or relevant subsector’ and whether the conduct ‘result[ed] from
other practices, including risk management, recruitment and remuneration
practices of a financial services entity, or in the relevant industry or relevant
subsector’ (2018, 2).
The Commission revealed that Australia’s biggest banks had engaged in
widespread and pervasive dishonest practices. These included charging fees
when no service had been provided (including to deceased customers), lying
to customers, forging customers’ signatures, impersonating customers,
falsely witnessing documents, transferring customers’ funds to advisors’
personal bank accounts, underpaying interest on term deposits, and on
and on. The Commission’s report attacked the ‘culture’ of ‘dishonesty and
greed’ in Australia’s largest banking and finance corporations (Royal
Commission 2018, 73; 2019, 138). The Commission’s final report asserted
that the corporations themselves were culpable for the misconduct the
Commission uncovered (2019, 4).
Yet the Commission didn’t explicitly endorse the idea that the banks were
blameworthy in a manner ‘irreducible’ to the blameworthiness of the indi-
viduals involved. Instead, the Commission simply raised the question:
‘[s]hould there be more focus on criminal proceedings against [banks and
financial institutions] rather than individual advisors?’ (Royal Commission
2018, 158). It left answering this question to the politicians and bureaucrats
who were the primary audience of its report. In this, the Commission
arguably submitted to a long tradition in Australia of viewing corporations
as ‘legal fictions’, with individuals (such as financial advisors) being the ones
6
who are chased by the legal system. The Commission left it up to regulators
whether this tradition should be overthrown.
You might think the Commission’s question is a legal one, not a philo-
sophical one. But Australian law gives a philosophically contentious answer.
Australia’s Criminal Code ‘applies to bodies corporate in the same way as it
applies to individuals’—yet it allows for prosecution of a corporation only
when ‘an offence is committed by an employee, agent or officer . . . within the
actual or apparent scope of his or her employment, or . . . authority’
(Criminal Code Act 1995 (Cth), Part 2.5, Sec. 12.1, emphasis added).
Crimes can also be attributed to a ‘corporate culture’, understood as ‘an
attitude, policy, rule, course of conduct or practice existing within the body
corporate generally or in the part of the body corporate in which the relevant
activities [of employees, agents, or officers] take place’ (Criminal Code Act
1995 (Cth), Part 2.5, Sec. 12.4). But even within this ‘corporate culture’
provision, identifiable wrongful activities of individuals are what’s attributed
to the corporate culture. And the corporate culture provision has rarely been
used, so there is little clarity over how to interpret and apply it (Hill 2003;
Adams et al. 2017). The upshot: legally, in Australia at least, corporate
criminal wrongdoings generally exist only when individual criminal wrong-
doings exist.
In recent years, several philosophers have provided pictures of collective
wrongdoing that allow us to argue that this legal orthodoxy is wrong-headed
(e.g., French 1984; Pettit 2007; Isaacs 2011; Tollefsen 2015). However, as
I aim to show, our current philosophical picture of corporate wrongdoing is
incomplete. Therefore, our potential to provide a full and defensible answer
to the Commission’s question is also incomplete. This book will fill the gaps,
providing the theoretical tools for us to answer the Commission’s question
of whether it is desirable—or even defensible, or even possible—to hold
organizations themselves culpable.
What’s true of legal wrongdoing is also true of legal metaphysics: the
picture that prevails is an individualist picture. The above legal approach to
corporate criminal wrongdoing reflects the fact that much of Australia’s
corporate law seems to employ a shareholder-based metaphysics of corpor-
ations, in which the corporation is identified with its shareholders (Hill 2003;
this view has recently received philosophical defence in Ludwig 2017a)—or,
only slightly less reductively, with a ‘nexus of contracts’ that includes employ-
ees, suppliers, customers, and so on (Jensen and Meckling 1976).
The nexus-of-contracts model arguably encourages the reduction of the
corporation and its wrongdoing to individuals and their wrongdoing: on this
7
model, if we can find out what those in the nexus have done, then we will
have found out what the organization has done. But organizational wrong-
doing is both narrower and broader than this. It’s narrower insofar as many
in the contractual nexus—such as suppliers and customers—should not
have their actions attributable to the corporation. And it’s broader insofar
as wrongs sometimes seem attributable to corporations’ cultures (as the
Banking Royal Commission claimed). It’s unclear where to locate a ‘culture’
within a nexus-of-contracts metaphysics. All of this suggests that philosophy
can help to answer the Commission’s question—in both its moral and
metaphysical dimensions.
In outlining the Banking Royal Commission and the Polluter Pays Principle,
I’ve made an assumption that may surprise some readers. I’ve assumed
states are organizations. Often, when we hear ‘organization’, we think of
large corporations and charities, but not states.² My usage is broader. As I’ll
² Though I’m certainly not the first to argue that states are collective moral agents (see e.g.,
Erskine 2001; Erskine 2003; Wendt 2004).
9
jobs or tasks and the relations are usually reporting and delegation lines. The
roles and their relations can be highly diverse. Both the roles and the
relations are representable in an organization chart (that depicts the roles
as ‘nodes’ and the relations as ‘edges’).
Organizations are composed of people who ‘realize a structure’—that is,
occupy the roles in the structure. A structure is an abstract representation of
various roles and of the relations between those roles. As an analogy, we can
think of a recipe. A recipe is an abstract representation of various roles (the
onion role, the garlic role, and so on) and of how the occupants of those roles
must be related to one another in order to realize a certain dish. For the dish
to be realized, we must find particular role-occupants (particular onions,
particular bulbs of garlic, and so on) and we must make it the case that those
role-occupants are related in such a way as to follow the recipe.³
Following Katherine Ritchie, saying that an organization is composed of
people who realize a structure allows us to say that an organization is a
realized structure, where a structure is ‘realized’ when enough people
occupy the structure’s roles. (How many is ‘enough’? That will be dictated
by the organization’s decision-making procedure—something I will charac-
terize shortly.) This idea of structure gives us an explanation of how an
organization is both ‘one’ and ‘many’. It is ‘one’ because it is a realized
structure—a single thing. It is ‘many’ because it is the many individuals who
occupy its roles.⁴
Chapters 2 and 3 will say much more about the metaphysics here.
Specifically, I will argue that members are physical parts of an organization,
and that an organization is located wherever its members are. This will
incorporate organizations into a naturalist, materialist view of the world.
For now, the important point is this: since all organizations are realized
structures, the just-mentioned metaphysical views can apply in the same
way to different types of organizations (states, for-profits, non-profits, and
so on). This vindicates the project of developing a unified theory of organ-
izations as wrongdoers.
³ The recipe analogy comes from Kathrin Koslicki’s (2008) discussion of ordinary objects.
⁴ See Ritchie (2013). Harris (2020, 360–1) objects to Ritchie’s particular version of the
organizations-as-structure view: structures do not allow for changes in members, roles, or
relations; clearly, organizations can change members, roles, and relations while remaining the
same organization. We can respond to this by saying that two realized structures, which exist at
different times, are the same organization just in case the later structure is descended in the right
way from the earlier structure.
12
⁵ Recent sceptics include Heugens, Kaptein, and van Oosterhout 2008, Rönnegard 2015,
and Ludwig 2017a—tracing back to Popper 1945, Hayek 1948, Weber 1968, Weick 1979, and
Elster 1989.
15
social and political world, what we do see is individual humans. Our society
and politics seems to be made up of humans. While we might sometimes refer
to groups of humans, it is tempting to view this as ‘mere shorthand’ for
humans themselves.
Despite these criticisms, realism is widely enough accepted—and the
reasons for it have been widely enough circulated—that my defence here
will be brief, schematic, and familiar to many readers.⁶ This truncated
defence will enable the remaining chapters to forge new ground. There are
three broad reasons for realism about organizations: their multiple realiz-
ability, their inward and outward causal-explanatory power, and (what I’ll
call) their functionalist-interpretivist agency.
⁶ See, e.g., Goodpaster and Mathews 1982, Ruben 1985, Pettit 1996, Hatch 1997, Reed 2001,
Fairclough 2005, Hess 2013, and Thomasson 2019. In her influential overview of organization
theory, Hatch (1997) divides organization theory into ‘modern’, ‘symbolic’, and ‘postmodern’
perspectives. In the sense I’m using here, all three perspectives are ‘realist’. The modern
perspective analyses organizations as agents of rational control; the symbolic perspective
views organizations as sites of cultural meaning and symbolism; and the postmodern perspec-
tive views organizations as ideologically driven forces of hegemonic power. My arguments can
be wielded from any of these perspectives. More generally, the metaphysical and moral issues
addressed in this book cross-cut debates in organization theory about organizations’ interests,
values, and meanings.
16
replaced by new ones). Then, pain is equivalent to C-fibres firing. For pain to
be non-equivalent to (i.e., distinct from) its neural realizers, there must be
different types of potential neural realizers. This holds in our example:
Australia’s act of permitting the mine could have been secured by legislation,
or by a judicial ruling, or by the run-of-the-mill implementation of some
existing policy, or in some other way. These are all different types of realizers
of the organization-level event.
Other philosophers have similarly used multiple realizability to argue for
organizations’ existence, but those arguments have tended to focus on how
an organization manifests itself across time (e.g., List and Pettit 2011; List
and Spiekermann 2013). Such cross-temporal arguments says that an organ-
ization persists through time even while its members alter. For example, an
organization persists even though some members leave while other mem-
bers join. Such persistence across changes in membership provides reason to
view the organization as a metaphysically distinct entity. But such cross-
temporal change is not the only relevant kind of multiple realizability.
Instead of tracking the organization across time, we can track the organ-
ization across different possible worlds: even if members never change in the
actual world, we should be realists about the organization if it’s true that the
organization would persist were members to change. The counterfactual
(rather than cross-temporal) version of multiple realizability is worthwhile
for a few reasons. First, it enables realism about a broader pool of organiza-
tions than the cross-temporal version of the argument. Second (and more
importantly), it enables us to assess just how robust the organizational entity
is. We can ask across how many changes in membership (or across what
kinds of changes in membership) the organization would remain. Of course,
any survival across changes in membership gives us reason to posit the
organization. But a more robust entity—an entity that would survive a
higher or more diverse range of changes to its membership—is likely to
have more explanatory power, and so more reason to be posited. This brings
us to the second reason for realism about organizations.
together, if they were not acting within the structure governed by the
organization-level decision-making procedure of Australia. Of course,
the mine might end up on the land by sheer fluke, without any action by
the Australian state, but then we would not describe the mine as having been
permitted by anyone. The ‘permitting’ in that kind of case is not an inten-
tional action, but rather an accident or omission. By contrast, if the mine
is permitted by an edict produced by Australia’s organization-level decision-
making procedure, then the permission is reliably and intentionally
controlled; therefore, the permission is an action. Yet no individual can
successfully produce the permission on their own: the action must be
attributed to the state.
To these intuitive demonstrations, we can add that some of the leading
theories of causal explanation are amenable to including organizations in
causal explanations. This is most obviously true on counterfactual theories
of causal explanation (see, e.g., List and Menzies 2009; List and Spiekermann
2013). According to these theories, an outcome is explained by the facts that
hold across all (or most) of the possible counterfactual worlds where that
outcome obtains. Consider Australia’s permitting of the coal mine. This
outcome doesn’t co-vary with the specifics of particular individuals: the
individuals are more or less replaceable when it comes to securing the
outcome. Instead, it co-varies with organization-level facts (events, proper-
ties, entities) like ‘Australia’s belief that coal creates jobs and boosts GDP’.
Such organization-level phenomena also feature in causal explanations that
use a probabilistic theory (on which causes make effects more likely) or a
robustness theory (on which causes make effects more secure). (See similarly
List and Spiekermann 2013. I say more about social-level phenomena as
causes in Collins 2019b; Collins 2019a, ch. 3.)
Organizations can also be part of causal explanations if we use a process
theory of causal explanation. On these theories, the causes of some effect are
the internal elements of the process that pre-empted the event—where that
process might be a flow of energy, or might be the transmission of a
modification in an otherwise consistent structure, or might be the conser-
vation of a quantity (like mass-energy, linear momentum, or charge) within
a given object over time (Schaffer 2016). For organizations to be potential
causes on the process view, organizations would have to be concrete par-
ticulars: things through which energy can flow, modifications can be trans-
mitted, or mass-energy can be conserved. In Chapters 2 and 3, I will develop
and defend a view on which organizations are concrete particulars that have
members as material parts. Lines can be drawn around them via their
20
A final reason for realism about organizations is that they are agents. I’ll
assume that if we should be realists about anything, we should be realists
about agents. I have argued elsewhere that collectives are agents—where
‘collectives’ are to be understood as entities composed of agents united
under a group-level decision-making procedure that can process moral
reasons (Collins 2019a, ch. 6; see similarly List and Pettit 2011; Isaacs
2011; Hess 2018b; Hindriks 2018). As already explained, organizations are
a type of collective agent: they are large, structured, labour-divided, gov-
erned, hierarchical collective agents. So, if my arguments elsewhere are
correct, then it follows that organizations are agents.
It is worth briefly recapitulating the reasons for believing in organizations’
agency, for two reasons. First, many working on collective agency (including
my earlier self) do not sufficiently distinguish between functionalist and
interpretivist reasons for believing in collectives’ agency. This distinction is
important, because philosophers of mind (and others) tend to fall on different
sides of the functionalist-interpretivist divide. If organizations were agents in
an interpretivist sense but not a functionalist sense, then any argument for
collective agency that relied on interpretivism would alienate those who have
independent reasons for believing in functionalism—and vice versa, if organ-
izations were functionalist agents but not interpretivist ones. Thus, my aim
here is to show that both accounts of agency render organizations agents.
The second reason for recapitulating reasons for believing in collectives’
agency is that organizations specifically are particularly clear cases of col-
lective agents. Thus, even if one doubts that collectives in general are agents
(for example, if one was unconvinced by my or others’ earlier arguments),
then one may still be convincible that organizations specifically are agents.
That’s what I aim to do here.
What are the functionalist and interpretivist accounts of agency? I will
start with functionalism. Within social ontology, functionalism about
agency has been defended by Bryce Huebner (2014), Gunnar Björnsson
21
and Kendy Hess (2016), and David Strohmaier (2020). It’s a popular
account of mental states in general—and attitudes towards propositions in
particular—throughout philosophy of mind. The characteristic feature of
functionalism is that propositional attitudes are characterized by their
functional profile. That is: attitudes such as belief, desire, hope, regret, and
so on, when taken towards propositions, are characterized by the function
that those attitudes play within some system. This system is the agent or
entity that bears the attitude. The function of an attitude includes causing,
grounding, or blocking other attitudes and behavioural dispositions. For
example, we attribute to me the attitude of belief towards the proposition
‘the ice cream is in the freezer’, I have an attitude that causes me to perform
the behaviour of going to the freezer when I want ice cream. In this way,
propositional attitudes are characterized by their relations to one another,
and to behaviour.
By contrast, interpretivism has been defended within social ontology by
Christian List and Philip Pettit (2011)⁷ and Deborah Tollefsen (2015).
Under this approach, the key question for agency is whether it’s possible
(or rational, or reasonable) for an external observer to adopt the ‘intentional
stance’ towards an entity. The intentional stance is a mindset in which one
views the entity’s behaviours as explained by its beliefs, desires, hopes, fears,
regrets, and so on. This stance is rational if it does a good job of explaining
and predicting the observed behaviour of the entity. For example, if an
observer sees me take the ice cream from the freezer, they might interpret
me as desiring ice cream and believing it’s in the freezer. After observing me
for a few days, they might predict that I’ll perform this behaviour in all
future days after dinner. The (rationality of) ascriptions determine or
even constitute my desiring ice cream after dinner and my believing it’s in
the fridge.
A key distinction between functionalism and interpretivism, then, is that
the functionalist focuses on mechanisms internal to the agent, while the
interpretivist focuses on behaviours that are observable from external to the
agent. The functionalist also includes behaviours in their characterization of
⁷ List and Pettit appeal to interpretivism at some points (e.g., 2011, 11, 13, 23) and to
functionalism at other points (e.g., 2011, 171). However, at one point they say ‘the performance
[behaviour] itself should dictate the representations and motivations we ascribe to the agent’
(2011, 28). This places them more strongly in the interpretivist camp. I thank David Strohmaier
for convincing me of this; see also Strohmaier 2020. Interpretivism differs from behaviourism:
I take behaviourism to explain mentality just in terms of an entity’s behaviours, while inter-
pretivism explains mentality in terms of how an idealized observer would interpret those
behaviours.
22
⁸ Both also have problems. Arguably, each theory countenances too many agents. For
functionalism, collective agents are sometimes taken to be counterexamples (Block 1978);
another would be complex robots. For interpretivism, it seems odd that my mental states are
determined by, or even constituted by, someone else’s ascriptions. It seems there must be
constraints on the interpreter’s ascriptions, if the ascriptions are to determine my agency.
I will assume such problems don’t undermine understanding organisations as agents, though
in Chapters 4 and 5 I will address nearby worries about organizations’ blameworthiness, namely,
the worry that organizations lack the phenomenology necessary for blameworthiness.
23
2.1 Introduction
Organizations as Wrongdoers: From Ontology to Morality. Stephanie Collins, Oxford University Press.
© Stephanie Collins 2023. DOI: 10.1093/oso/9780192870438.003.0002
28
That’s a large task, and one it’d be best to avoid—or so I will assume.¹ As
Kendy Hess puts it, ‘[w]ithout this justified claim to material existence, the
corporate agent would be exactly the ghostly, mysterious, incorporeal,
bizarre, hovering entity mocked by the critics’ (Hess 2018a, 51, emphasis
added). For an organization to be a material object, it must be an ‘individual
entity with a unity of form and causal capacity through which it can be
individuated and located in terms of its spatio-temporal coordinates’ (Sheehy
2006, 138). But where is an organization’s location? And what is its materiality?
How can we draw lines around organizations as objects in the world?
In this chapter and the next, I aim to answer these questions by analysing
the relation between organizations and their members. The goal of this
chapter and the next, then, is to answer two related questions. First, given
that organizations are real yet dependent on members, just how do they
relate to their members? Second, how can we account for organizations’
existence as material objects? As we’ll see, my answer to the second question
will fall out of my answer to the first question.
In this chapter, I argue that we should view members as material parts of
an organization. In Chapter 3, I’ll provide a more specific analysis, using
Kathrin Koslicki’s (2008) theory of parthood. Koslicki develops her theory
in order to account for ordinary objects like motorcycles.² I will apply
Koslicki’s theory to organizations in general, and then to corporations and
liberal-democratic states specifically.
Before Chapter 3 provides that positive proposal, the present chapter
rules out various alternative proposals. Section 2.2 argues that the relations
of supervenience, causation, and anchoring cannot capture the relation
between an organization and its members. I examine these relations closely
before rejecting them, for two reasons. First, they feature prominently in
debates about individualism versus holism in the social sciences. From
reading the literature on ontological individualism versus holism, one
might get the impression that causation and supervenience are all that
¹ Some philosophers might find nonmaterial agents entirely acceptable. My aim in this
chapter and the next is to give an account of organizations’ materiality, rather than to convince
these philosophers.
² On Koslicki’s theory, an object’s material parts together constitute the object. So Koslicki’s
theory—and my application of it to organizations—uses the notion of constitution, as well as
that of parthood. But I emphasize the ‘parthood’ aspect, because parthood captures the thought
that an organization’s members are themselves individualizable material objects, in the manner
just quoted from Sheehy. Chapter 3’s use of Koslicki explains why I exclude ‘constitution’ from
the above list of relations: on Koslicki’s view, which I follow, constitution is a kind of parthood;
specifically, constitution is material parthood.
29
matter for capturing the way in which social phenomena relate to individual
phenomena. These relations therefore deserve to be taken seriously. Second,
these relations hold between organizations and various entities, where those
entities are blameworthy in virtue of that relation. That is: we hold often
hold various individual and collective agents blameworthy, for the fact that
they subvene under, cause, or anchor organizations. Thus, these relations
should be included with our full picture of blameworthiness when organ-
izations do wrong. The relations simply do not capture how organizations
are themselves material objects that do wrong, or how organizations relate to
their members—or so Section 2.2 will argue.
Section 2.3 turns to grounding and parthood. I argue that members are
most centrally parts of organizations, even though it’s true that some facts
about members ground some facts about organizations. This is important
for organizational wrongdoing: Part II will argue that various properties of
individuals are (under certain circumstances) also properties of the organ-
ization of which they are members. The ‘transfer’ of these properties from
members to organizations will be important for incorporating wrongful
organizations into our socio-political blame practices. The ‘transfer’ of
members’ relevant properties will not work if individuals are merely causes,
or supervenience bases, or anchors, or grounds, of organizations. The
transfer will rely on the idea that members are parts of organizations.
Once we know that members are parts of organizations, we are left with
the question: how do we pick out who the members are? In Section 2.4, I’ll
consider other social ontologists’ answers to this question, where those social
ontologists take members to be parts of organizations, as I do. As we’ll see,
none of their answers quite work. But consideration of their views will
produce several desiderata on a full account of the organization–member
relation. These desiderata will guide my own full account of the relation,
which I will present in Chapter 3.
In this way, the arguments of this chapter are largely negative. I will
proceed by examining various possible characterizations of the relation
between organizations and their members. I will argue that none of those
characterizations is satisfactory. But these negative arguments will have
important payoffs, since they will guide and constrain my positive proposal
in Chapter 3.
Before beginning, I should admit that the ‘realized structures’ view of
organizations is not the only game in town, though it is the picture
I presume in this book. Perhaps organizations are instead pluralities, fusions,
or sets (Uzquiano 2018; Wilhelm 2020; Horden and López de Sa 2020;
30
2.2.1 Causation
2.2.2 Supervenience
³ Chapter 3’s account of membership will explain in more detail why brokers should be
excluded.
32
has gone insolvent: the company can go from solvent to insolvent while all
individuals in the world sleep.
Now, one might object that for a coffee company to go insolvent over-
night, there needs to be a background of social principles that determine
what it means for a company to be or become insolvent. These ‘insolvency
principles’ are, perhaps, set up or underpinned by individuals. But this
doesn’t mean individuals—let alone members—are the entirety of the super-
venience base of the insolvency: we can imagine two possible worlds, in
which all the insolvency principles and all the facts about the company’s
members are exactly the same, yet in one world the company’s fridges break
and in the other the fridges keep working. There is a difference in the
company-level facts of these two worlds (a difference in the solvency
facts), without any difference in any facts about individuals—let alone a
difference about members specifically.
In this way, supervenience is too broad for analysing the relationship
between organizations and their members. Just like with causation, a huge
number of individuals and objects are within the supervenience base for
facts about organizations. Of course, this may prove useful for real-world
blame practices: if an agent (individual or collective) is such that changes in
certain facts about them would change certain facts about an organization,
then that agent may well be blameworthy for certain facts about the organ-
ization. In a way, then, supervenience may turn out to be extremely useful
for responding to the world at large when organizations do wrong. It’s just
not useful for understanding the internal composition (or material reality)
of the organization itself as a wrongdoer.
This obvious point is worth stressing, for two reasons. The first is the
prevalence of supervenience in social ontological debates. It’s been prevalent
for a good reason (namely, its role in establishing the non-mysterious
irreducibility of social facts and properties)—but that doesn’t mean it
captures the most interesting and important relations between individuals
and organizations, such as the relation of membership. The second reason
for discussing supervenience is that the limits of supervenience are more
apparent for organizations specifically, rather than for collective agents or
human groups at large. For some human groups—such as two individuals
painting a house together or two individuals going for a walk (examples
discussed by Bratman (2014) and Gilbert (1989), respectively)—it might be
plausible that facts about members are the entirety of the supervenience base
for facts about the group. Those groups are fairly small, self-contained,
short-lived, simple, and unregulated by outsiders. But supervenience fails
34
2.2.3 Anchoring
⁴ Strictly speaking, this is the ‘paper money’ principle. Electronic money has grounds other
than paper, so electronic money will require a different principle, which will in turn be anchored
by potentially different agents or phenomena. I use the money example simply to introduce the
anchoring relation. I don’t take a stand on how money in general is grounded or anchored.
I thank an anonymous reviewer for pressing the importance of electronic money.
35
2.3.1 Grounding
VASCO DA GAMA:
HIS VOYAGES AND ADVENTURES.
“Da Gama’s history is full of striking adventures, thrilling incidents, and perilous
situations; and Mr. Towle, while not sacrificing historical accuracy, has so skilfully
used his materials, that we have a charmingly romantic tale.”—Rural New-Yorker.
PIZARRO:
HIS ADVENTURES AND CONQUESTS.
“No hero of romance possesses greater power to charm the youthful reader than
the conqueror of Peru. Not even King Arthur, or Thaddeus of Warsaw, has the
power to captivate the imagination of the growing boy. Mr. Towle has handled his
subject in a glowing but truthful manner; and we venture the assertion, that, were
our children led to read such books as this, the taste for unwholesome, exciting,
wrong-teaching boys’ books—dime novels in books’ clothing—would be greatly
diminished, to the great gain of mental force and moral purpose in the rising
generation.”—Chicago Alliance.
MAGELLAN;
OR, THE FIRST VOYAGE ROUND THE WORLD.
“What more of romantic and spirited adventures any bright boy could want than
is to be found in this series of historical biography, it is difficult to imagine. This
volume is written in a most sprightly manner; and the life of its hero, Fernan
Magellan, with its rapid stride from the softness of a petted youth to the sturdy
courage and persevering fortitude of manhood, makes a tale of marvellous
fascination.”—Christian Union.
MARCO POLO:
HIS TRAVELS AND ADVENTURES.
“The story of the adventurous Venetian, who six hundred years ago penetrated
into India and Cathay and Thibet and Abyssinia, is pleasantly and clearly told; and
nothing better can be put into the hands of the school boy or girl than this series of
the records of noted travellers. The heroism displayed by these men was certainly
as great as that ever shown by conquering warrior; and it was exercised in a far
nobler cause,—the cause of knowledge and discovery, which has made the
nineteenth century what it is.”—Graphic.
RALEGH:
HIS EXPLOITS AND VOYAGES.
“This belongs to the ‘Young Folks’ Heroes of History’ series, and deals with a
greater and more interesting man than any of its predecessors. With all the black
spots on his fame, there are few more brilliant and striking figures in English
history than the soldier, sailor, courtier, author, and explorer, Sir Walter Ralegh.
Even at this distance of time, more than two hundred and fifty years after his head
fell on the scaffold, we cannot read his story without emotion. It is graphically
written, and is pleasant reading, not only for young folks, but for old folks with
young hearts.”—Woman’s Journal.
DRAKE:
THE SEA-LION OF DEVON.
Drake was the foremost sea-captain of his age, the first English admiral to send
a ship completely round the world, the hero of the magnificent victory which the
English won over the Invincible Armada. His career was stirring, bold, and
adventurous, from early youth to old age.