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Pāli
For New Learners
Book II
How to read it
J. R. Bhaddacak
Version 2.0
Copyright © 2023 J. R. Bhaddacak
Release History
Version Built on Description
2.0 18 Nov 2022 Reformatted and updated
1.0 18 Nov 2021 First release, proofreading needed
Preface
The first volume of Pāli for New Learners series, released previ-
ously, was intended to be a friendly Pāli primer, yet a comprehen-
sive one. Learning how to speak the language first in a familiar
way is the main aim of that book. Foundations of Pāli gram-
mar, as taught by the tradition, are also presented in that book
thoroughly. When finishing the first book, the learners should
understand Pāli enough to form a simple conversation and to use
the basic grammar correctly. Speaking the language fluently is
not the objective of our learning.1 Instead, approaching the lan-
guage, or any language in this matter, by trying to say it first is
the fastest way to learn it.
In this volume, the objective is different. I expect that the
readers are no more new learners. Foundations laid in the first
volume are the prerequisite to this one. Now we will learn to read
Pāli texts in a rigorous way, I mean, a critical way. It is not the
way the tradition does it, so there are several things we have to
learn before we get into the texts.
To understand our situation, let me explain how the tradi-
tion approaches Pāli scriptures. In the elementary level, stu-
dents, mostly in monastic settings, have to learn grammatical
rules and commit them to memory. At the same time, or at least
when students get acquainted with some basic rules, they learn to
translate texts directly.2 The concept of translation is basically
based on a belief that there is a high degree of equivalence be-
tween source language (Pāli) and target language (English, Thai,
or whatever).3 Thus, the translation process looks transparent.
It is just a mechanical transformation from one language to the
other. Meanings are mostly retained and conveyed.
1 Although some great scholars may can, but I still cannot say things in
Dhammapada.
3 We will discuss more on equivalence in Chapter 11.
iii
As we shall learn, this naive view is now challenged in our time
and in several fronts. So, in our course, before we learn to read
or translate a text, we should know what translation is all about
first. This involves a multi-disciplinary approach led by literary
studies.4 No matter how Pāli texts come or how authoritative
they are, a brute fact is that the texts are all literary works.
All texts have their author, and authoring process is selective
by nature. That means when texts portray certain information
something has to be included, and something has to be excluded;
something is stressed, and something is played down. So, in a
good reading of text, these should be kept in mind by the readers.
That enables us to read beyond the text itself and to get better
understanding.
Does that modern way of reading texts undermine the author-
ity (possibly read, sacredness) of the scriptures, and undermine
the religion in turn? This question may arise to those of the
traditional mind who prefer the old way of reading under the
umbrella of traditional guidelines. From my position, scriptures
have no authority by its own. Religious authority comes from
religious organization. And every organization has political di-
mension. Religious scripture instrumentally serves its organiza-
tion, hence serves politics in turn. Reading texts against the
established guidelines may challenge the institution’s power, but
it cannot do harm to any scripture, because by its nature text can
be read in many ways depending on whose benefit. I think a great
number of portions in religious texts have just an expressive or
artistic intention, but they are used as a political or proselytizing
instrument.
How about soteriological reading of texts, then? Is there such
a thing? From my Buddhist position, it is simple: salvation or
awakening does not require much reading or any firm belief in
certain things. We just unlearn our previous unhealthy misread-
ing5 and live our life mindfully. That is to say, to be liberated you
need unlearning rather than learning. But the process of unlearn-
ing something seems far more difficult than learning new things.
4 Some may see differently on this point. In my concern, first and foremost
we have to accept that religious texts, no matter how sacred they are, are a
kind of literature, a product of authoring. So, I see literary studies as the
main entry point.
5 As we shall see later on, all readings are a form of misreading. Read more
in Chapter 10.
iv
Preface
v
can discern the differences between the canon and post-canonical
literature.
Like the first volume of Pāli for New Learners, my main target
readers, apart from those who study Pāli in academic settings,
are those who adhere to the tradition but want to learn more
than the tradition can teach. And those who want to explore
Pāli texts more critically will find my approach helpful.
For some technical terms mentioned but unexplained in this
book, the readers can skip them safely because they have little
to do with the main content. If they are really curious, con-
sulting Wikipedia suffices their need in most cases, particularly
with terms used in philosophy, linguistics, psychology, and other
academic disciplines.
For very new learners who come across this book, do not forget
to use our companion program, Pāli Platform.6 It contains
the whole collection of the main Pāli texts and essential learning
tools such as dictionaries.
Finally, because I have done all my works alone from gathering
ideas to typesetting the whole books. They are inevitably far from
perfect. If the readers see flaws in the books and the program and
wish they could be better, please take notes and send back to the
author.7 Discussions and suggestions are all gratefully welcome.
6 http://paliplatform.blogspot.com
7 jakratep at gmail dot com
vi
Contents
Preface iii
Contents vii
List of Tables xi
Abbreviations xiii
I. Theoretical Foundations 1
1. What is understanding? 3
10.On translation 53
vii
Contents
11.On equivalence 59
12.Translation ethics 62
13.Translation techniques 67
18.Sentence decomposition 99
20.Simile 144
viii
Contents
29.Kālāmasutta 245
Pre-reading introduction . . . . . . . . . . . . . . . . . . 245
Reading with a draft translation . . . . . . . . . . . . . 246
Conclusion and discussion . . . . . . . . . . . . . . . . . 260
ix
Contents
31.Visuddhimagga 288
Pre-reading introduction . . . . . . . . . . . . . . . . . . 288
Reading with a draft translation . . . . . . . . . . . . . 290
Conclusion and discussion . . . . . . . . . . . . . . . . . 300
Afterword 319
Bibliography 321
Colophon 330
x
List of Tables
4.1. Taxonomy of illocutionary acts . . . . . . . . . . . 17
xi
List of Figures
1.1. Relation between understanding and translation . 4
xii
Abbreviations
References to Literary Works
Referencing scheme of Pāli literature in this volume follows the
structure of Chaṭṭha Saṅgāyana CD (CSCD). For some more ex-
planation see PNL1.
Abbrev. Description
ATi Tikanipāta, Aṅguttaranikāya, Suttapiṭaka
ACa Catukkanipāta, Aṅguttaranikāya, Suttapiṭaka
ACha Chakkanipāta, Aṅguttaranikāya, Suttapiṭaka
ASa Sattakanipāta, Aṅguttaranikāya, Suttapiṭaka
AAṭ Aṭṭhkādinipāta, Aṅguttaranikāya, Suttapiṭaka
ANa Navakanipāta, Aṅguttaranikāya, Suttapiṭaka
ADa Dasakanipāta, Aṅguttaranikāya, Suttapiṭaka
Apadā Apadāna, Khuddakanikāya, Suttapiṭaka
CSCD Chaṭṭha Saṅgāyana CD8
Cv Cullavagga, Vinayapiṭaka
Dham Dhammapada, Khuddakanikāya, Suttapiṭaka
Dham-a9 Dhammapada, Aṭṭhakathā
Dī Dīghanikāya, Suttapiṭaka
DN Dīghanikāya (with sutta no.)
Iti Itivuttaka, Khuddakanikāya, Suttapiṭaka
Iti-a Itivuttaka, Aṭṭhakathā
Jā Jātaka, Khuddakanikāya, Suttapiṭaka
Jā-a Jātaka, Aṭṭhakathā
Continued on the next page…
xiii
Abbrev. Description
Kacc Kaccāyanabyākaraṇaṃ
Mah Mahānidessa, Khuddakanikāya, Suttapiṭaka
Maj Majjhimanikāya, Suttapiṭaka
Maj-a Majjhimanikāya, Aṭṭhakathā
MN Majjhimanikāya (with sutta no.)
Mil Milindapañhā, Khuddakanikāya, Suttapiṭaka
Mogg Moggallānabyākaraṇaṃ
Mv Mahāvagga, Vinayapiṭaka
Paṭi Paṭisambhidhāmagga, Khuddakanikāya,
Suttapiṭaka
Pet Petavatthu, Khuddakanikāya, Suttapiṭaka
PNL1 Pāli for New Learners, Book I
PTSD The Pali Text Society’s Pali-English Dictionary10
Rūpa Padarūpasiddhi
Sadd Saddanītipakaraṇaṃ Suttamālā (with sutta no.)
Sadd Pad Saddanītipakaraṇaṃ Padamālā
Saṅ Dhammasaṅgaṇī, Abhidhammapiṭaka
Sut Suttanipāta, Khuddakanikāya, Suttapiṭaka
Sut-a Suttanipāta, Aṭṭhakathā
SKhan Khandhavagga, Saṃyuttanikāya, Suttapiṭaka
SMah Mahāvagga, Saṃyuttanikāya, Suttapiṭaka
SMah-a Mahāvagga, Aṭṭhakathā
SNid Nidānavagga, Saṃyuttanikāya, Suttapiṭaka
SNid-a Nidānavagga, Aṭṭhakathā
SSag Saḷāyatanavagga, Saṃyuttanikāya, Suttapiṭaka
SSaḷ Sagāthāvagga, Saṃyuttanikāya, Suttapiṭaka
Therī Therīgāthā, Khuddakanikāya, Suttapiṭaka
Thera Theragāthā, Khuddakanikāya, Suttapiṭaka
Vibh11 Vibhaṅga, Vinayapiṭaka
Vibh-a Vibhaṅga, Aṭṭhakathā
Vism Visuddhimagga
xiv
Abbreviations
Grammatical Terms
Abbrev. Description
abl. Ablative case (Pañcamī)
abs. Absolutive
acc. Accusative case (Dutiyā)
adj. Adjective (Guṇanāma)
adv. Adverb
aor. Aorist tense (Ajjatanī)
cond. Conditional mood (Kālātipatti)
dat. Dative case (Catuṭṭhī)
dict. Dictionary form
f. Feminine gender (Itthīliṅga)
f.p.p. Future Passive Participle
fut. Future tense (Bhavissanti)
g. gender (Liṅga)
gen. Genitive case (Chaṭṭhī)
imp. Imperative mood (Pañcamī)
imperf. Imperfect tense (Hiyyattanī)
ind. Indeclinable (Avyāya)
inf. Infinitive
ins. Instrumental case (Tatiyā)
loc. Locative case (Sattamī)
m. Masculine gender (Pulliṅga)
n. Noun (Nāma)
nom. Nominative case (Paṭhamā)
nt. Neuter gender (Napuṃsakaliṅga)
num. Number (Vacana)
opt. Optative mood (Sattamī)
p.p. Past Participle
perf. Perfect tense (Parokkhā)
pl. Plural (Bahuvacana)
pr.p. Present Participle
pres. Present tense (Vattamānā)
pron. Pronoun (Sabbanāma)
sg. Singular (Ekavacana)
v. Verb (Ākhayāta)
v.i. Intransitive verb
Continued on the next page…
xv
Abbrev. Description
v.t. Transitive verb
voc. Vocative case (Ālāpana)
xvi
Part I.
Theoretical Foundations
1
1. What is understanding?
We will start with the problem of ‘understanding.’ This is not
seen, by me, as a philosophical problem, but a scientific one. Un-
derstanding ‘understanding’ is essential to our theoretical foun-
dation. Also, understanding this problem clearly, in a way, can
shake our old belief. So, please go through carefully and think
along with me. I will not go technically deep.
To put it simply, ‘understanding’ is a mental state that happens
when we know something. A synonym of this is ‘comprehension.’
It is more or less equal to ‘knowledge,’ but I will not use this term
because it has a specific use in epistemology, and I do not want
to approach it philosophically.1
When I say “I know that today is Monday,” I have an under-
standing. In this case, I can mistake, say, it is really Tuesday
today. So, I can have wrong understanding. If I take it rightly,
I have right understanding. I may know that the sky is beauti-
ful and I have a reason for that. You might disagree with this
with another reason, but we cannot say who has the right un-
derstanding in this case. So, understanding can be objective or
subjective. We will not pay attention to veracity or truthfulness
of understanding here. That is a task of philosophers. We care
only there is a mental state that happens to us as a comprehen-
sion.2
To be a little more precise, to understand something I mean to
consciously see something, or hear, touch, think, and so on. Once
an understanding happens, its content is stored in our memory,
3
1. What is understanding?
focus only to things that can be verified, at least by our common experiences.
4 This is a vulnerable issue. Some may argue that understanding is indeed
4
process, the transformation from understanding (mental state)
into language (its representation). And we can see translation as
reading process, the transformation from language back to under-
standing. That is to say, translation is a specific case of reading,
the interlingual reading from textual materials, in audible or vis-
ible form.5
When I use ‘reading’ here, it is not just when we process a
visual image to gain certain understanding. Generally, reading is
the process of sense making regardless of textual form. You can
also read by touching, or by hearing, and so on. As you might see,
understanding has a close relation to meaning. Basically, when
we say we understand some text, we understand its meaning. By
this, it looks like that meaning belongs to text, and understand-
ing belongs to our mind. Relation between understanding and
meaning is crucial to our course, so we will come to this in detail
in the following chapters.
5
2. How does understanding
come?
Before we talk more about understanding, let us go to the lower
level of that first. At the level of perception, we never see the
world as it is. Our mind fills up missing information to construct
a meaningful seeing. To illustrate the point, let us see Figure
2.1.1
6
the explanation and its suggestive configuration. Some may insist
that they do not really see the hovering triangle. In that case, let
us move to Figure 2.2.2
7
2. How does understanding come?
the figure, close one eye and use the other eye stare at the letter
in crosswise manner. If you open the right eye, you stare at R
on the left side, for example. (2) Slowly move your face towards
the image straightly, fixing your eye to the letter. (3) At some
point, you will see the other letter you does not fix your eye on
disappears. Adjust the position in and out slowly if you do not
see as such, keeping your face at the center. The right distance
is about three times of the distance between the letters.
From this experiment, you can see that what you see with your
eyes is not really what you perceive by your brain. Information
from two eyes combines in the way that makes you see the coher-
ent picture of the world. In addition, you can see the 3D world
by the combination of two flat images from the two eyes, which
are slightly different, thanks to the visual processor in our brain.
'$ '$
R L
&% &%
3 The use of ‘discourse’ here is deliberately put. As we shall see later, one
discourse does not monopolize the truth. But in my view, scientific discourse
or scientific explanation of reality is the most reliable and straight way to see
the world. It is less disputable and has strong defensibility.
4 I use ‘knowledge’ here in a simple sense—a collection of processed infor-
8
plays a major role in understanding formation.5
To put it another way, our understanding of the world comes
from active interplay between the world and the mind. Knowl-
edge structure in our mind is accumulative in nature, and every-
one has a unique structure. That means when sensing the same
world-data, two persons can have different understanding due to
difference in internal knowledge structure formed previously. At
the basic level, this difference does not has a significant impact
on our living. We can understand each other in conversation. We
can read a novel, see a movies and understand the same story
line. However, everyone has an experience that sometimes, if not
often, our and others’ understanding of the same event are not
exactly the same.
To conclude, understanding partly comes from external world’s
information, and partly from our existing knowledge structure.
These two parts always work together. Even newly born babies
have a kind of bootstrapping knowledge, otherwise they will not
survive.6
9
3. How do we understand
each other?
Human beings in essence are social animals. This means commu-
nication is a fundamental instrument for our survival and pros-
perity. And communication basically is transference of under-
standing from one person to another. It can be non-verbal or
verbal.
Non-verbal communication in human beings has a biological
basis. We all have ability of mind-reading, a simple version of
telepathy. In philosophy of mind and psychology, it is called the-
ory of mind. We can normally interact with other people because
we have a kind of theory of mind module (TOMM) in our brain.
The impairment of this module is a marked symptom of autism.1
This ability is not mysterious. Everyone has it. Attest yourself
by reading a good novel or seeing a decent movie. If your TOMM
works properly, you can feel joy, pain, and other feelings as if you
are the characters.
Verbal communication is more complicated than that and it is
the main part of our concern in this chapter. For complex un-
derstanding, it cannot be simply induced by TOMM like feelings.
When we have certain understanding, and want to let another
have it too, we have to convert the understanding into words and
send them to the receiver. In a naive view, it looks like we put
a thing into a box, and we give the box to someone. When that
person gets the box and open it, the thing is obtained. So, under-
standing is transferred perfectly. In reality, however, it is more
than just handing a thing to someone because our perception is
constructive in nature and our cultural matrix plays a significant
role on meaning making. There is an explanation from commu-
nication studies read as follows:
10
message out of signs. This message stimulates you
to create a meaning for yourself that relates in some
way to the meaning that I generated in my message
in the first place. The more we share the same codes,
the more we use the same sign systems, the closer
our two ‘meanings’ of the message will approximate
to each other.2
11
3. How do we understand each other?
explanation on terms used (like glossary), but this is far from be-
ing a code we are talking about. That is to say, it is inevitably to
read texts through a contemporary code. Then your only choice
is (b). This reminds us that retaining the original meaning of
ancient texts from modern reading is indeed questionable.
In communication studies there are two approaches to commu-
nication.5 The first defines communication as the transmission
of messages. So, the main focus of this school is on efficiency and
accuracy. If the receiver do not get the sender’s intention right,
the communication is regarded as failed.
On the other hand, the second approach defines communication
as the production and exchange of meanings. As such, meaning
is not seen as static entity that is given from the sender to the
receiver. Rather meaning is created dynamically by interaction
between participants and text, as well as the environment like
cultures. Therefore, misunderstanding does not necessarily mean
failure of communication. For our concern, translation of ancient
texts is more suitable for the second approach, because determin-
ing the exact intention of the texts not belonging to our time is
very difficult, if not impossible. We will discuss more on this issue
in due course.
12
4. How does
misunderstanding happen?
As we have seen, communication is not a foolproof activity. It is
vulnerable to miscarriage. In this chapter we will discuss factors
contributing to how we misunderstand each other.
13
4. How does misunderstanding happen?
3 Schacter
2001; Foster 2009, p. 82
4 For
a quick treatment, it is worth seeing Elizabeth Loftus in TED talk
(www.ted.com) on “How reliable is your memory?”
14
as well as emotional state, inevitably occurs in this case.
15
4. How does misunderstanding happen?
locutionary act. Second, the saying has certain ‘force’ to make things
happen—illocutionary act. And third, by saying so, certain effect happens—
percutionary act. See Austin 1962, pp. 101–2 for some examples. I will not
go to all these in detail. Only illocutionary acts are useful to know here.
9 Austin himself suggests five kinds of illocutionary acts: verdictives, ex-
16
Table 4.1.: Taxonomy of illocutionary acts
Act Examples/Typical Verbs
1. Constatives
- Assertives affirm, allege, assert, aver,
avow, claim, declare, deny,
indicate, maintain, propound,
say, state, submit
- Predictives forecast, predict, prophesy
- Retrodictives recount, report
- Descriptives appraise, assess, call, categorize,
characterize, classify, date,
describe, diagnose, evaluate,
grade, identify, portray, rank
- Ascriptives ascribe, attribute, predicate
- Informatives advise, announce, apprise,
disclose, inform, insist, notify,
point out, report, reveal, tell,
testify
- Confirmatives appraise, assess, bear witness,
certify, conclude, confirm,
corroborate, diagnose, find,
judge, substantiate, testify,
validate, verify, vouch for
- Concessives acknowledge, admit, agree,
allow, assent, concede, concur,
confess, grant, own
- Retractives abjure, correct, deny, disavow,
disclaim, disown, recant,
renounce, repudiate, retract,
take back, withdraw
- Assentives accept, agree, assent, concur
- Dissentives differ, disagree, dissent, reject
- Disputatives demur, dispute, object, protest,
question
- Responsives answer, reply, respond, retort
- Suggestives conjecture, guess, hypothesize,
speculate, suggest
Continued on the next page…
17
4. How does misunderstanding happen?
18
Table 4.1: Taxonomy of illocutionary acts (contd…)
Act Examples/Typical Verbs
5. Effectives By mutual belief, one can be
hired, appointed, nominated,
elected, promoted, naturalized,
or ordained.
6. Verdictives By the right of authority, one
can be acquitted, certified, or
disqualified.
share the same forms. And when a verb is put at the beginning, the sentence
can be seen as a question.
19
5. How does text have
meaning?
Now let us move to how meaning is attached to text. This issue is
really important but few in Pāli or Buddhist studies think about
it seriously, and many are not aware of its significance. Most
people hold a naive view that words have meaning, then text is
just a combination of words’ meaning. It is more complicated
than that. Let us start with ‘text’ first.
Technically, what we mean by ‘text’ is “a composite struc-
ture consisting of smaller sign elements.”1 That is simple and
straightforward. Not only literary works are counted as text, but
also musical notations, mathematical equations, conversations, or
even rituals. By ‘sign’ we simply mean “something that stands
for something else in some way.”2 When a sign is used, we say it
has certain ‘meaning,’ the association between the sign body and
that ‘something else.’ We will talk more about ‘meaning’ below.
Just gathering signs in one place does not make text, but signs
have to be arranged in a coherent way according to code sug-
gested by context (see Chapter 3 for code and context). We call
the encoded meaning that is contained in text ‘message.’3 To un-
derstand text, hence we have to decode the message in the right
way. A difficulty of this is that one message can convey mul-
tiple meanings, and one meaning can be derived from different
messages.4
What is ‘meaning’ after all? Here is a definition from dictio-
nary: “Something that is conveyed or signified; sense or signif-
icance.”5 When someone understand something and he or she
wants to express the idea into a textual form, he or she has to
1 Danesi
2007, p. 98
2 p.
29
3 pp. 97–8
4 Danesi 2004, p. 16
5 The American Heritage Dictionary, https://www.ahdictionary.com/
word/search.html?q=meaning
20
convert it into words by orchestrating an amount of meaning to
represent the idea. Meaning of the idea as a whole can be roughly
a combination of meaning of every single word. That means
meaning can be of low level (i.e. word), and higher levels (i.e.
sentence, paragraph, discourse). Now we will focus on low-level
meaning first.
Introduction to semiotics
To understand how a word holds certain meaning, a field of study
has to be introduced. This leads us to semiotics—the study of
signs.6 The reason why this matters to our concern can be ex-
plained as follows:
21
5. How does text have meaning?
22
has lost a chess piece, say, a knight. We can use other object,
like a bottle cap, instead to play in that position. We can replace
one thing with another because they have the same value.12 The
meaning thus is not really in the chess pieces, but in the matrix
of convention. Seeing this in terms of language, a word is a con-
venient token that separates one meaning from others, just for
making a distinction. The meaning is derived from the interac-
tion between words and the matrix. That is to say, meaning in
nature is culture-bounded.
The consequence of this is disturbing. Meaning turns to be
not the representation of the real out there. It is just a relation
within the system of signs. Think about a dictionary, for example,
one definition always links to other definitions. And meanings
are always subject to change. Old dictionaries are not useful
anymore. Now we reach at the border of a forbidden area. We
touch the line of relativism, a dangerous zone I do not want to
lead you to.13 However, sometimes defending an idea objectively
is challenging. We have to do it nonetheless.
Meaning is vulnerable to change because it “is not an absolute,
static concept to be found neatly parcelled up in the message.
Meaning is an active process.”14 Meaning is not stable, not only
because we have active mechanism in cognition, not only because
the way we use signs is changing over time, but also the codes
in our cultural matrix are changing too. As Umberto Eco puts
it: “In exchanging messages and texts, judgments and mentions,
people contribute to the changing of codes.”15
12 p. 110
13 Relativism, aka “anything goes,” is a no-no area in intellectual world. It
ruins any attempt to establish the common truth. If it is real at any rate,
argumentation is a waste of time, because everyone is right in one’s own
way. That sounds nice, but it will be no progress intellectually. So, as a
good scholar, we should do our best to reach the common truth. In religious
practice, however, I think some dose of relativism can bring a healthy living,
sympathy, and detachment.
14 Fiske 1990, p. 46
15 Eco 1976, p. 152
23
6. How is text understood?
As we have learned so far, from the nature of our cognition to the
complex relation between signs and meaning, obtaining original
understanding from reading a text is not easy, if not possible. If
it is so easy, we have no need to learn all of these. Because of
its difficulty, we have to be careful and address it in various per-
spectives. In this section, I will lead the readers to another area
concerning how we understand text. It is called hermeneutics.1
Introduction to hermeneutics
Unlike in the study of biblical texts, hermeneutics is rarely men-
tioned in the study of Buddhist scriptures. That does not mean
Buddhist scholars have no methodology in reading texts, but
rather the methodology was rigidly set by former exegetes as we
see in the commentaries and grammatical books. We just have to
follow the tradition. Discussion on the part of method is hardly
found.
To grasp what it is all about, we have to know the subject
historically. In the modern era, it is said that Friedrich Schleier-
macher (1768–1834) established the field. To him, hermeneutics
is the art of understanding, in a nutshell, “the reexperiencing of
the mental processes of the text’s author.”2 That is the direct
way when we think what a reader should get from a reading.
By the best of our knowledge nowadays, reproducing the same
mental states from one person to another is not (yet) possible.
The author indeed has something in mind, but once the idea is
converted into words its clarity goes, because ambiguities are rife
at every level of language processing, as well as other factors we
have seen previously. So, the ideal principle of Schleiermacher is
untenable in practice.
1 The theory and methodology of interpretation, especially of scriptural
text. (https://www.ahdictionary.com/word/search.html?q=hermeneutics)
2 Palmer 1969, p. 86
24
Before we go to other theorists of hermeneutics, discussing the
role of the author is worthwhile here. I have a question: “Does
the intention of the author really matter in text reading?”, and
the following one: “Isn’t it better to put aside the author and
read the text as it is presented to us?” The shift of significance
from the author to the text itself has a great impact in literary
studies. As W. K. Wimsatt Jr. and M. C. Beardsley put it, “the
design or intention of the author is neither available nor desirable
as a standard for judging the success of a work of literary art.”3
By this view, the intention of the author, even the life of the
author, is irrelevant to text reading. The readers should get the
best out of the text by their own right. Does this sound alright?
Some scholars say ‘No,’ because text cannot mean whatever
we want it to mean. If text “means what it says, then it means
nothing in particular.”4 Even though text can be read in a number
of ways, there must be only one true meaning, which the author
intends. This argument sounds reasonable, because most of the
time we think we get the author right. If it is not so, literary
criticism will be clueless. However, seeing that the author is a
unified person who consciously has a clear, consistent intention in
producing the whole work is quite a mistake, as far as cognitive
psychology can tell us. In a reading religious text which the
authors are really unknown or long dead, the readers have to
reconstruct the original intention by their own understanding.
That sounds equal to that the readers control the meaning by
themselves. In practice, religious authority play a major role to
determine the text’s intention. Keep this in mind for a moment.
This point is important as we will discuss more later when we
talk about ‘discourse.’
Another scholar who ‘kills’ the author is Roland Bathes (1915–80).
He declares “the death of the author.”5 To Barthes the person
who produce the text does not exist in the first place. It is the
subject ‘I’ posited by language that tells the story. The author is
therefore a constructed entity. Barthes holds such a view because
he sees text as follows:
[A] text is not a line of words releasing a single ‘the-
ological’ meaning (the ‘message’ of the Author-God)
3 Wimsatt Jr. and Beardsley 1946, p. 468
4 Hirsch1967, p. 13
5 Barthes 1977, pp. 142–8
25
6. How is text understood?
26
understand the lower elements correctly, we have to know that
what the higher parts is all about. So, the process runs in circle.
Understanding of the parts enhances understanding of the whole
and vice versa. Even though this sounds endless and impossible to
reach perfect understanding, but our understanding grows better
in each run.
Interpretation never comes to an end – or, at least,
any ending to which interpretation comes is always
temporary, always contingent, always open to revi-
sion.9
As noted above, we always can get a better understanding. The
existing interpretation is not necessary the best one. When the
context changes, our understanding should be changed accord-
ingly.
Another figure next to Schleiermacher as a theorist of hermeneu-
tics is Wilhelm Dilthey (1833–1911). Dilthey’s idea is not far
from Schleiermacher in believing that we somehow can reexperi-
ence the author’s life through his or her works. A key difference in
Dilthey’s idea is not just immediate experience when one produces
a work, but the whole life of the author that is to be experienced.
For him, hermeneutic circle is more or less the circle of life of the
author, as he expresses thus:
This circle repeats itself in the relation between an
individual work and the development and spiritual
tendencies of its author, and it returns again in the
relation between an individual work and its literary
genre.10
As you have seen, hermeneutic circle is not limited to one work,
the relation between the whole work and its parts, but rather it
is the relation between the work and its environment. To under-
stand one’s work is even more difficult in this case, because we
have to understand, not just the work itself, but the place where
the work is situated, and perhaps the whole life of the author as
well. Echoing the discussion above, Dilthey admits that “under-
standing always remains partial and can never be completed.”11
9 Malpas 2015, p. 3
10 Dilthey 1996, p. 249
11 p. 249
27
6. How is text understood?
28
And it is never finished, because life changes, so does significance
from the reading.
Here comes hermeneutic circle seen by Heidegger. For him,
“[i]nterpretation is never a presuppositionless grasping of some-
thing previously given.”17 That means we inevitably have some-
thing in mind before we start the part-whole interactive circle. A
kind of hermeneutic kick-start, so to speak. This echoes what I
call existing knowledge structure previously. Heidegger calls this
fore-structure of understanding.18 This pre-knowledge prevents
us from seeing text as it is. What we see is “nothing other than
the self-evident, undiscussed prejudice of the interpreter.”19 The
notion of prejudice is important to the later development done by
Hans-Georg Gadamer (1900–2002), one of his student.
Following Heidegger, Gadamer sees understanding as “the orig-
inal form of the realization of Dasein.”20 Understanding text thus
becomes understanding life itself, as Gadamer puts it:
[F]or understanding the expressions of life or of texts—
it still remains true that all such understanding is ul-
timately self-understanding.21
Before we can understand something, we must be equipped
with prerequisite knowledge with some values laden. From such
prejudices, all understanding begins.22 There is no way for all
of us to escape this condition. To overcome hermeneutic circle is
not to escape it, for it cannot be done, but rather to find “the
legitimacy of prejudices.”23 One answer of this is the legitimiza-
tion from authority and tradition. This leads us to the notion of
horizon.
In Gadamer’s view, prejudices constitute “the horizon of a par-
ticular present, for they represent that beyond which it is impos-
sible to see.”24 Let me explain in this way. We know we have
17 Heidegger 2010, p. 146
18 Precisely,it has three parts: fore-having, foresight, and fore-conception.
For explanation, see Being and Time, pp. 145–6.
19 p. 146, emphasis added
20 Gadamer 2004, p. 250
21 p. 251
22 What Heidegger calls fore-structure of understanding is called ‘prejudice’
29
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“Don’t get angry, O-Nami-san; I can make a fine picture of you at
this very moment. But there is something wanting in your expression,
and it will be a great pity to portray you without that something.”
“Something wanting? That cannot be helped, as I cannot be
anything else but what I am born with.”
“You may be born with; but the face may look in all sorts of ways.”
“At your own pleasure?”
“Yes.”
“The idea! Don’t you make a fool of me, because you think I am
only a woman.”
“Why, now I say all this, because you are a woman.”
“Eh? Show me, then, Sensei, how you can make your face look in
all sorts of ways.”
“You have seen enough of me of being made to look in all sorts of
ways day after day.”
Nami-san said no more, but turned the other way. The
embankments had disappeared, the river-sides being now almost
level with the surface of the stream. The rice growing low-lands on
either side, which had not yet been ploughed, had turned into a sea
of rouge, with the wild red milk-vetch in full bloom. The pink sea
stretched limitlessly till it was swallowed up in the distant haze. The
eyes that followed up the haze, saw a high peak, half way up which,
a soft, dreamy cloud of Spring was issuing.
“That is the mountain the rear of which you scaled in coming up to
Nakoi, Sensei,” said Nami-san, as her fair hand pointed toward the
mountain that towered into the sky like a vision of Spring.
“Is the ‘Hobgoblin Cliff’ about there?”
“You see that purple spot under that deep green?”
“That shaded place, you mean?”
“Is it a shaded place? It must be a bared patch.”
“No, it must be a hollow; a bared patch would look more brown.”
“That may be. Anyhow, the rock is said to be about there.”
“Then the ‘Seven Bends’ must be a little to the left.”
“No, the Seven Bends is a good bit further away, it being in
another mountain, which is beyond that one.”
“That is so; but it must be in the direction, where a light sheet of
cloud is hanging.”
“Yes, in that direction, Sensei.”
The old man’s arm resting on the side of the boat slipped, and
that awoke him. He asked if the destination had not been reached,
and he gave himself up to yawning, which act took the shape of
putting out the chest, bending the doubled right elbow backward, and
stretching the left arm full length forward, in short going through a
form of archery. Nami-san burst out laughing.
“This is my way....”
“You must be fond of archery,” I said laughing.
The aged spa-hotel man volunteered to tell me that he made only
a toy of ordinary bows in his days, and his arms were pretty sure
even in his old age, patting his left shoulder as he said this. Talk of
war was at its height behind him.
Our boat was now fast reaching its destination, the vetch adorned
field having given way to rows of houses, then to lumber yards,
shops, eating houses and so on. Swallows flitted over the stream,
and ducks quacked in the water. In no time we got out of our boat
and headed for the railway station.
I was at last dragged back into the living world. I call it the living
world, where railway trains may be seen. I am of opinion that there is
nothing else that represents the twentieth century civilization so truly
as the railway train. It packs hundreds of people in a box, and they
have no choice but to be transported all at the same uniform speed,
in complete disregard of individuality. The twentieth century strives to
develop individuality to its utmost, and then goes about crushing this
individuality in every conceivable way, saying you are free in this lot
of so many by so many feet, but that you must not set a foot outside
the encircling fence, as in the case of railway train prisoners. But the
iron fence is unbearably galling to all with any sense of individuality,
and they are all roaring for liberty, day and night. Civilization gives
men liberty and makes them strong as a tiger. It then entraps and
keeps them encaged. It calls this peace. But this is not a real peace.
It is a peace like that of the tiger in the menagerie, which is lying
quietly as he looks calmly over the crowd that gathers round his
cage. Let a single bar of the cage be out of its place and darkness
will descend on the earth. A second French Revolution will then
break out. Individual revolutions are even now breaking out. Ibsen
has given us instances of the way in which this revolution will burst
forth. However, this opinion of railway train can hardly embellish my
sketch book, and still less may I impart it openly to others. So I kept
my peace and joined my companions in stopping at a refreshment
room in front of the railway station.
There were two countrymen in their straw sandals, sitting on
stools near us, one of them wrapped in a red blanket, and the other
wearing a pair of old fashioned native trousers of diverse colours,
with one of his hands over the largest patch, which made the
combination of variegation of black, red, yellow particularly
conspicuous.
One of them was saying: “No good, after all, eh?”
“No, not a bit good.”
“Pity that man is not given two stomachs like the bovine.”
“All would be well if we had two. Why, all you have to do, then, will
be to cut out one of them if it goes wrong.”
I thought the countrymen, at least one of them, must be a victim
of stomach trouble. They know not even the smell of winds howling
over the Manchurian battlefield. They see nothing wrong in modern
civilization. They probably know not what revolution means, having
never heard even the word itself. They are perhaps, not quite sure
that they have got one or two stomachs in them. I took out my book
and sketched them.
Clang, clang went the bell at the station. The ticket had already
been bought for Kyuichi with the platform tickets.
“Now let us go,” says Nami-san standing up.
“All right,” joined the old gentleman, suiting his action to his
words, and we trooped out of the refreshment room, into the station,
then past the wicket to the platform. The bell was ringing.
The monster snake of civilization came rumbling into the station,
gliding over the shining rails. The snake was puffing black smoke
from its mouth.
“Now be good,” said old Mr. Shiota.
“Good-bye,” returned Kyuichi-san bowing his head.
“Go and meet your death,” says cynical Nami-san again.
The snake stopped in front of us and many doors on its side
opened. Many people came out and many went in, Kyuichi being
one of the latter. The old gentleman, Nami-san’s brother, Nami-san,
and I, all stood near the edge of the platform.
Once the wheels turned, Kyuichi-san would no more be one of
“our” world, but would be going to far, far away country, where men
are struggling among the fumes of smoke and powder, and slipping
and rolling unreasonly in something red and the sky is screeching
with detonations. Kyuichi-san, who was going to a world of that weird
sort, stood motionless in his car, gazing at us in silence. The bond of
relations between us and Kyuichi-san, who caused us to come out
here was to break here, was, in fact, breaking momentarily. The door
of the car still stood open as did the car window, and we were
looking at each other, with only six feet between the going and the
stopping; but that was all that remained of the bond, which was
every second snapping.
The conductor came along quickly closing the doors, each door
shut increasing the distance between the going and the stopping.
Bang closed Kyuichi-san’s car door, and we now stood in two
different worlds. The old gentleman unconsciously brought himself
close up to the car window and the young man held out his head.
“Look out there!” The train began to move almost before the
words were finished, the sound of the engine working, coming in
measured rhythm at first, gradually gaining in speed. One by one the
car windows passed us and Kyuichi-san’s face grew smaller and
smaller. The last third class car rolled before us, and just at that
moment another head appeared out of its window.
The unshaven face of the “tramp” peered out from under a worn-
out brown soft hat, casting a sad lingering look. The eyes of Nami-
san and of the deserted one met unintentionally. The train was
moving out in earnest. The face at the window disappeared instantly.
Nami-san stood abstractedly, gazing after the departing train.
Strangely enough, in that abstracted look of hers, I saw that missing
“compassion and pity” visibly outstanding, that I had never seen
before.
“That is the stuff! You’ve got it. With that coming, it will make a
picture.”
I said this in a low voice as I patted Nami-san on her back. That
moment I completed the plan of my picture.
NOTES.
(1) Noh is a peculiarly Japanese stage performance of ancient
origin, from which sprang the latter-day theatrical plays. It is
presented on its own stage to the enjoyment of those who
love to see human actions reduced to dreamy gracefulness,
beautiful curves, and melodious sweetness.
(2) Basho Matsuo was the founder of his own school of Hokku
and one of the most famous poets Japan has produced. He
was a seer in his way. Born in 1644, he died in 1694.
(3) Hokku, also called Haiku, is an ode consisting of only 17
Japanese kana syllables, and makes a point of
compressing into a couple of lines an impression made by
the outside world, thoughts aroused by an event,
sentiments felt and all else that affects human heart. In fact,
everything that carries poetical sentiments and is uttered in
poetical tune within 17 syllables makes a hokku. It may be
a mere whim, an instantaneous impression, or else a very
deep thought; but a good hokku is always rich in colour and
profound in idea, which it leaves unsaid but only hints, and
at least arouses a train of fancies in the reader.
(4) Danna-sama is a term originally adopted from Sanscrit
Dana, meaning “exhibition of charity” and is used in
addressing a man of position. Stands for English Sir,
Master, or Your Honour; but nearer French Monsieur. Less
formally it takes the form of Danna-san or simply Danna.
(5) A small yellowish-green warbler, that sings with a peculiarly
sweet note, generally but wrongly identified with the English
nightingale. The uguisu never sings at night, as does the
English bird, except as a caged captive under a paper
cover, with a light burning near.
(6) Means an old woman or a grandmother with an honorific O;
Bah-san is less formal.
(7) Inen was a disciple of Basho and a passionate lover of
nature in her quietude.
(8) A rustic air sung by a mago or packhorse driver and the
like, always arousing pastoral associations of peace and
care-freeness.
(9) Oba means aunt and san a honorific affix less formal than
sama. Oba-san is used in its broadest sense as is aunt.
(10) Aki is the name of a woman; in this case that of the old
woman’s married daughter. O and san are respectively an
honorific prefix and affix.
(11) Jo is daughter with the honorific sama, which becomes san
less formally.
(12) “Wise that the bride went horseback after cherry season.”
This haiku was probably suggested by an old ditty: “Why tie
a horse to a blossoming cherry tree? The flowers will
scatter if spirited the horse becomes.”
(13) Same as O-Bah-san, only less polite. See (6).
(14) Obi is a lined belt, made of fabric of various texture used
over the kimono, going two or three times round the waist.
The Japanese woman’s obi is often made of very beautiful
material, and is about eight-tenths of a foot in width and
thirteen feet or so in length, so that it is a ponderous affair
to wear round the waist.
(15) The semi-transparent paper screen, sliding in grooves and
serving the purposes of light-admitting doors in Japanese
houses.
(16) Same as shoji, only mounted with wall-paper like stuff and
therefore heavier. It also moves in grooves and takes the
place of a door in Japanese houses.
(17) A shoji is often put in windows in Japanese houses.
(18) In Japan it is considered nothing extraordinary or improper
for hotel maids or others of the sex, waiting on a guest, to
help him to put on a kimono.
(19) The three stringed Japanese guitar, often called “Sangen”
nowadays.
(20) Generally means a Buddhist priest, implying respect. Osho-
san is a less formal form.
(21) Zen is the name of a Buddhist sect, credited with rising
above worldly trammels.
(22) Same as karakami.
(23) A term of widest application. Scholars, teachers, savants
men of profession or of speciality are all Sensei.
(24) Same as Danna-sama, only less polite. See (4).
(25) A round-head Buddhist priest, often pronounced “bonze” by
Westerners.
(26) Buddhist priests from the youngest to the oldest keep their
head clean shaved all over.
(27) Same as karakami. See (16).
(a) “The crazy thing, it shakes dew-drops off the aronia?” A
blossoming aronia wet in rain is often sung as a beauty in
ablution. Crazy must therefore be any one who shakes dew
drop off an aronia in bloom.
(b) “Shadow of a flower; shadow of a woman; both so misty!”
An instantaneous picture of woman standing by a
blossoming tree in the dim moonlight.
(c) “The Reynard In woman’s guise, the moon so misty.” The
fox is often spoken of as “Shoichii,” which is the title of the
Inari god, who is always associated with the animal. The
fancy here is that the moon being so soft and dim that it will
give the cunning animal an opportunity to assume a human
figure, and the woman may be a fox in disguise.
(d) “A garland she makes of the midnight stars of Spring.”
(e) “It is Beauty loosening and bathing her hair in the clouds of
a Spring night.”
(f) “Spring’s night this, how fair the singing one.”
(g) “Spirit of aronia lured out even the moon-lit night.”
(h) “Song rises and falls, with Spring sauntering under the
moon.”
(i) “How so alone, when fullest Spring is ripening!”
(j) “Dews on aronia fly; ’tis morning raven.”
(jk) “Shadowy the shadow of flower and the shadow of woman.”
(k) “Shadow of flower doubled the shadow of woman.”
(l) “It is lordling in woman’s guise in misty moonlight.”
(m)
“Even like the dew drop
That when autumn comes,
Lodges trembling on grass
So must I roll off to die.”
(n)
“Hark, the packhorse bells in the Spring breeze,
Even as they jingled in Inen’s ear.”
(o)
“List, mago-uta, grey hair undyed
Spring is going again.”
(p)
“Wise that the bride went
After the flower season on horse back.”
(q)
“Even as the gate of heaven opens
In the Spring breeze, fair one!
Show what is in your heart.”
A BRIEF BIOGRAPHY OF THE AUTHOR.
“Soseki” Natsume was born in Ushigome, on January 5, 1867. After graduating
from Tokyo Imperial University, he taught in the Middle Schools of Matsuyama and
Kumamoto. Later he was appointed a professor of Kumamoto No. 5 High School.
In 1900 he was ordered to England by the Department of Education to prosecute
his studies. On coming home in 1903 he was given a chair of Literature In Tokyo
Imperial University.
He resigned his university post in 1907 and immediately accepted a position in
the Tokyo Asahi Shimbun newspaper. From about 1909, he began to ail from
ulceration of the stomach, and the subsequent seven years he spent in hospital
and going to spas for a change of air, until the disease carried him in 1916, he
having never recovered fully from its attack. He was in his fiftieth year when he
died.
Chronology of Soseki’s works:
Name Year
Miscellaneous:
London (London Letters) 1901
Shosoku
London Toh (The Tower of London) 1905
Eijitsu Shohin (Long Day Miscellany) 1909
Critical Essays:
Bungaku-ron (Literature, an essay) 1907
Bungaku (Literary Criticisms) 1909
Hyoron
Asahi (Reprints from the Asahi) 1911
Bunten-to (Art and The Department of 1912
Geijutsu Education Exhibition of Art)
Novels:
Wagahaiwa (I Am A Cat) 1909–
Neko-de Aru 1906
Botschan (Botchan) 1906
Chronology of Soseki’s works:
Name Year
Nowaki (A Blast Of Fall Wind) 1907
Gubijinso (The Corn-poppy) 1907
Sanshiro (Sanshiro) 1908
Sorekara (Next) 1909
Mon (The Gate) 1910
Higan-sugi (Until After the Equinox) 1912
Made
Kokoro (The Heart) 1914
Mei-An (Light and Shade) not finished 1915
版權所有
昭和二年七月一日印刷
昭和二年七月十日發行
英譯現代日本文藝叢書
定價 金貳圓五拾錢
英譯 草枕
譯者 高橋一知
東京市麴町區内幸町一丁目五番地
ジャパン・タイムス社
發行者 不破瑳磨太
東京市麴町區内幸町一丁目五番地
印刷者 北村東一
東京市麴町區内幸町一丁目五番地
印刷所 ジャパン・タイムス社印刷部
東京市麴町區内幸町一丁目五番地
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Transcriber’s Notes
In the HTML version of this text, original page numbers are enclosed in square
brackets and presented in the right margin.
Misspelled words have been corrected, sometimes referring to the original
Japanese text. Obsolete and alternative spellings have been left unchanged
(e.g. arn’t, atheneum, ecstacy, indivorcible, irridescent, straightway). Spelling
and hyphenation have otherwise not been standardised. Grammar has not been
corrected.
Punctuation has been silently corrected.
“Edit Distance” in Corrections table below refers to the Levenshtein Distance.
Japanese Data
(from end of book)
Title: 草枕
Kusamakura (lit: “Grass Pillow”)
Author: 夏目漱石
Natsume, Sōseki
Translator: 高橋一知
Takahashi, Kazutomo
Publisher (person): 不破瑳磨太
Fuwa, Samata
Printer (person): 北村東一
Kitamura, Tōichi
Print date: 昭和二年七月一日
Shōwa (era) year 2 July 1 (i.e. 1 July 1927)
Printing site: ジャパン・タイムス社印刷部
東京市麴町區内幸町一丁目五番地
Japan Times Company Printing Department
Tokyo City
Kōji-machi Uchisaiwai-chō 1-chōme 5-banchi
Publication date: 昭和二年七月十日
Shōwa (era) year 2 July 10 (i.e. 10 July 1927)
Publication site: ジャパン・タイムス社出版部
東京市麴町區内幸町一丁目五番地
Japan Times Company Publication Department
Tokyo City
Kōji-machi Uchisaiwai-chō 1-chōme 5-banchi
Sales site: 全國各書店
Nationwide various book stores
Fixed Price: 金貳圓五拾錢
2 yen 50 sen
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