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PeriAnesthesia Nursing Core

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f » ASPAN
* American Society o PcnAncrthcsia Nuraes

PeriAnesthesia
Nursing
Core Curriculum

EDITORS

Lois Schick
FJ .SEV1ER
Pamela E . Windle
SECTION ONE SECTION FIVE
Professional Competencies System Competencies

Evolution of Perianesthesia Care, 1


1  18 Respiratory, 333
Standards, Legal Issues, and Practice Settings, 10
2  19 Cardiovascular, 387
Safety, Quality Improvement, and Regulatory and
3  20 Neurological, 446
Accrediting Agencies, 26 21 Endocrine, 499
Research and Evidence-­Based Practice, 40
4  22 Gastrointestinal, 517
23 General Surgery, 537
SECTION TWO
Preoperative Assessment Competencies 24 Hematology, 566
25 Renal/Genitourinary, 580
Preoperative Evaluation, 51
5 
26 Obstetrics and Gynecology, 613
Preexisting Medical Conditions, 70
6 
27 Ophthalmology, 660
Transcultural Nursing and Alternative Therapies, 88
7 
28 Oral/Maxillofacial/Dental, 675
The Developmentally and Physically Challenged
8 
29 Orthopedics and Podiatry, 686
Patient, 113
30 Otorhinolaryngology, 723
SECTION THREE 31 Peripheral Vascular Disease, 744
Life Span Competencies 32 Plastic and Reconstruction, 770

The Pediatric Patient, 138


9  33 Bariatrics, 795

10 The Adolescent Patient, 181 34 Trauma, 817

11 The Adult Patient, 194 35 Interventional Radiology and Special


Procedures, 833
12 The Geriatric Patient, 205
36 Perianesthesia Complications, 843
SECTION FOUR
Perianesthesia Competencies SECTION SIX
Education and Discharge Competencies
13 Fluid, Electrolyte, and Acid-­Base Balance, 220
37 Postoperative/Postprocedure Assessment, 859
14 Anesthesia, Moderate Sedation/Analgesia, 238
38 Discharge Criteria, Education, and Postprocedure
15 Thermoregulation, 287
Care, 896
16 Postoperative/Postdischarge Nausea and
Appendix A: Certification of Perianesthesia Nurses:
Vomiting, 301
The CPAN and CAPA Certification Programs, 908
17 Pain and Comfort, 312
Appendix B: Testing Concepts and Strategies, 914
Fourth Edition

PeriAnesthesia
Nursing
Core Curriculum
Preprocedure, Phase I and Phase II PACU Nursing
EDITORS
Lois Schick MN, MBA, RN, CPAN, CAPA, FASPAN
Perianesthesia Nurse Consultant
Per Diem Staff Nurse II, PACU
Lutheran Medical Center
Wheat Ridge, Colorado

Pamela E. Windle DNP, RN, NE-BC, CPAN, CAPA, FAAN, FASPAN


Perianesthesia Nurse Consultant
Nursing Program Manager
Harris Health System
Houston, Texas
Elsevier
3251 Riverport Lane
St. Louis, Missouri 63043

PERIANESTHESIA NURSING CORE CURRICULUM: PREPROCEDURE, ISBN: 978-­0-­323-­60918-­0


PHASE I AND PHASE II PACU NURSING, FOURTH EDITION

Copyright © 2021 by Elsevier, Inc. All rights reserved.

No part of this publication may be reproduced or transmitted in any form or by any means, electronic or
mechanical, including photocopying, recording, or any information storage and retrieval system, without
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Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.

This book and the individual contributions contained in it are protected under copyright by the Publisher
(other than as may be noted herein).

Notice

Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds or experiments described herein. Because of rapid advances
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or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in
the material herein.

Previous editions copyrighted 2016, 2010, 2004.

Library of Congress Control Number: 2020931431

Senior Content Strategist: Sandra Clark


Senior Content Development Manager: Lisa Newton
Senior Content Development Specialist: Laura Selkirk
Publishing Services Manager: Catherine Jackson
Senior Project Manager: Doug Turner
Designer: Amy Buxton

Printed in the United States of America

Last digit is the print number: 9 8 7 6 5 4 3 2 1


I would like to dedicate the fourth edition of the Core Curriculum to my family
and friends, including my co-­workers at Lutheran Medical Center in Wheat Ridge,
Colorado, and all the contributing authors to this edition. A special thank you is
extended to co-­editor Pam Windle and all nursing colleagues whom I have
encountered and have had the opportunity to share nursing stories. Without the
support and encouragement of others, including family, it would have been dif-
ficult to update the material in this edition and to meet deadlines. You will note
some changes in the fourth edition of the ASPAN PeriAnesthesia Nursing Core
Curriculum: Preprocedure, Phase I, and Phase II PACU Nursing, including the
formatting, font size, and new punctuation based on Doland’s Medical Dictionary.
It has been an experience of new changes, challenges, and opportunities. Thank
you!
Lois Schick

I dedicate this book to all perianesthesia nurses, especially my former staff in


the Post Anesthesia Care Unit (PACU), Day Surgery Center, CV Preop/PACU,
Surgical Observation Unit and Endoscopy departments at St. Luke’s Medical
Center, Houston, Texas, who for over 20 years consistently showed commitment
in their daily practices, shared their knowledge, and provided me with their ex-
pertise and insights. Working with them to provide the best postoperative care
management for all types of patients has been a great privilege and an honor.
To David, my husband, my two children, Cynthia and Michael, my son-in-law,
Jeremy, and my granddaughter, Natalia, for their understanding of my dedication
and love of my career, and for their support and patience throughout this en-
deavor, as well as to my brothers Junior, Alan, Peter, and Philip, and sisters Elsie,
Jane, Tina, and Brenda, and especially to my loving parents, Mary and Lorenzo,
who believed in me! Thank you all!
Pamela E. Windle
CONTRIBUTORS

Maria Liza Anicoche, MSN, RN, ACNS-­BC, Amy Dooley, MS, BSN, RN, CPAN, CAPA
CPAN, CAPA Clinical Educator
NCIII, PACU PACU, Ambulatory Surgery, Pre-­Operative Center
Johns Hopkins Hospital Lahey Hospital and Medical Center
Baltimore, Maryland Burlington, Massachusetts
ASPAN Past President 2019-2020
Krista Paternostro Bower, MPA, CAE
Cherry Hill, New Jersey
Chief Executive Officer, Administration
American Board of Perianesthesia Nursing Certification, Inc. Susan Fetzer, PhD, MBA, MSN, BA, BSN, RN
New York, New York Professor Emeritus
College of Health and Human Services
Courtney Brown, PhD, RN, CRNA
University of New Hampshire
Associate Director Didactic Education
Durham, New Hampshire
Nurse Anesthesia Program
Director of Research
Wake Forest School of Medicine
Southern New Hampshire Medical Center
Winston-­Salem, North Carolina
Nashua, New Hampshire
Matthew Byrne, PhD, RN, CNE
Barbara Godden, MHS, BA, BSN, RN, CPAN, CAPA
Adjunct Professor, Nursing
Staff Nurse, PACU
Saint Catherine University
Sky Ridge Medical Center
Saint Paul, Minnesota
Lone Tree, Colorado
Shelly L. Cannon, MSN, BSN, APRN, AGCNS-BC, Editor, Breathline
CPAN, RN-BC ASPAN
CNS Pain Management Cherry Hill, New Jersey
PACU, ERAS Coordinator
Valerie Aarne Grossman, BSN, RN, MALS, NE-­BC
Lutheran Medical Center
Nurse Manager, Medical Imaging
Wheat Ridge, Colorado
Highland Hospital (University of Rochester affiliate)
Sarah Marie Independence Cartwright, DNP, MSN-PH, Rochester, New York
BAM, RN-BC, CAPA
Vallire D. Hooper, PhD, RN, CPAN, FAAN
Integrated Clinical Practice Strategist
Nurse Scientist Scholar
Anesthesiology and Perioperative Medicine
Nursing Practice, Education, and Research
Augusta University
Mission Health
Augusta, Georgia
Asheville, North Carolina
Theresa L. Clifford, MSN, RN, CPAN, CAPA,
Seema S. Hussain, MS, BSN, RN
FASPAN
Nurse Educator
Manager Perioperative Services
Nursing Professional Practice
Mercy Hospital
MedStar Washington Hospital Center
Portland, Maine
Washington, District of Columbia
ASPAN Nurse Liaison for Special Projects
ASPAN Past President 2009–2010 Deborah Johnson-­Sasso, MHA, BSN, RN
Cherry Hill, New Jersey Service Line Director
Cardiovascular and Critical Care
Audrey E. Cook, MS, RN, CPAN, CAPA
Lutheran Medical Center
Perianesthesia
Wheat Ridge, Colorado
Children’s National Hospital
Washington, District of Columbia H. Lynn Kane, MSN, MBA, RN, CCRN
Clinical Nurse Specialist, Nursing
Amy Dempsey, MSN, BSN, RNC
Thomas Jefferson University Hospital, Methodist Division
Obstetrics Clinical Practice Specialist
Philadelphia, Pennsylvania
Women and Children’s Center
Lutheran Medical Center
Wheat Ridge, Colorado

v
vi Contributors

Dina A. Krenzischek, PhD, RN, CPAN, CFRE, FAAN, Nancy O’Malley, MA, BSN, RN, CPAN, CAPA
FASPAN Staff RN, ECT PACU
Director of Nursing Professional Services Porter Adventist Hospital
Mercy Medical Center Denver, Colorado
Owings Mills, Maryland
Jan Odom-­Forren, PhD, RN, CPAN, FAAN, FASPAN
ASPAN Past President 2004-2005
Associate Professor, College of Nursing
Cherry Hill, New Jersey
University of Kentucky
Maureen Lisberger, BS, RN, AD, CCRN, CPAN, CAPA Lexington, Kentucky
PACU Nurse Perianesthesia Nursing Consultant
Center for Pain Management Louisville, Kentucky
Presbyterian St. Luke’s Medical Center ASPAN Past President 1992-1993
Denver, Colorado Cherry Hill, New Jersey
Myrna Eileen Mamaril, MS, BSN, DNP, RN, NEA-BC, CPAN, Sohrab Alexander Sardual, MBA, BSN, RN, NE-BC
CAPA, FAAN, FASPAN Assistant Clinical Director
Clinical Nurse Specialist Pediatric ICU
Perioperative Services Texas Children’s Hospital
Johns Hopkins Hospital Houston, Texas
Baltimore, Maryland
Lois Schick, MN, MBA, RN, CPAN, CAPA, FASPAN
ASPAN Past President 1999-2000
Perianesthesia Nurse Consultant
Cherry Hill, New Jersey
Per Diem Staff Nurse II, PACU
Rex A. Marley, MS, CRNA, RRT Lutheran Medical Center
Nurse Anesthetist Wheat Ridge, Colorado
Independent Contractor ASPAN Past President 2008-2009
Anesthesiology Cherry Hill, New Jersey
Fort Collins, Colorado
Linda Wilson, PhD, RN, CPAN, CAPA, NPD-BC, CNE,
Rae Marshall, MS, RN, CPAN CNEcl, CHSE-­A, FASPAN, ANEF, FAAN
Educator, PeriAnesthesia Assistant Dean for Simulation and Continuing Education
Centura Health Porter Adventist Hospital College of Nursing and Health Professions
Denver, Colorado Drexel University
Philadelphia, Pennsylvania
Maureen Frances McLaughlin, MS, ACNS-­BC, CPAN,
ASPAN Past President 2002-2003
CAPA
Cherry Hill, New Jersey
Quality Nurse Anesthesiology
Lahey Hospital and Medical Center Pamela E. Windle, DNP, RN, NE-­BC, CPAN, CAPA,
Burlington, Massachusetts FAAN, FASPAN
Perianesthesia Nurse Consultant
Kim A. Noble, PhD, RN, ACCNS-AG, CPAN, FASPAN
Nursing Program Manager
Assistant Professor, School of Nursing
Harris Health System
Widener University
Houston, Texas
Chester, Pennsylvania
ASPAN Past President 2006-2007
Staff Nurse
Cherry Hill, New Jersey
Jeanes Hospital
Philadelphia, Pennsylvania Vicki G. Yfantis, MSN, RN, CRNP, CPAN
President 2017–2020
Denise O’Brien, DNP, RN, ACNS-­BC, CPAN, CAPA,
American Board of Perianesthesia Nursing Certification, Inc.
FCNS, FAAN, FASPAN
New York, New York
Perianesthesia Clinical Nurse Specialist
Clinical Nurse Manager
Department of Operating Rooms/PACU
Pre-Op, PACU, Pre-Surgical Testing
Adjunct Clinical Instructor
Suburban Hospital
School of Nursing
Bethesda, Maryland
University of Michigan Hospitals and Health Centers
Ann Arbor, Michigan
ASPAN Past President 1994-1995
Cherry Hill, New Jersey
REVIEWERS

Sylvia J. Baker, MSN, RN, CPAN, FASPAN Allan Schwartz, DDS, CRNA
Clinical Education Specialist President
Mercy Health Sedation Consult, LLC
Rockford, Illinois Columbia, Missouri
Associate Professor
William Mark Enlow, DNP, NP, CRNA, DCC
Department of Periodontics the Center for Advanced Dental
Nurse Anesthetist
Education
Department of Anesthesia Services
St. Louis University
Samaritan Medical Center
St. Louis, Missouri
Watertown, New York
Sarah A. Sheets, MSN, CRNA
Teresa Passig, BSN, RN, CPAN, CAPA, CCRN, CPHQ
Fort Collins, Colorado
Regulatory Consultant
Orlando Health
Orlando, Florida

vii
FOREWORD

The American Society of PeriAnesthesia Nurses (ASPAN) streamlining content to create a more concise book.
is pleased to offer the fourth edition of the PeriAnesthesia Education and discharge competences have been revised to
Nursing Core Curriculum. While professional practice and address changes in ambulatory settings and patient dis-
nursing knowledge are embedded in day-­to-­day practice, charge practices. Updated new content will include ERAS
leadership in the development of care delivery models and in multiple chapters, transgender care, Do Not Resuscitate/
constant collaboration in medicine have driven the need to Do Not Attempt Resuscitation/Do Not Intubate (DNR/
update this essential text. This edition provides subject DNAR/DNI) and the impact of the latest technology on
matter encompassed in the wide range of perianesthesia perianesthesia nurses.
practice and has been created by clinical experts in peri- ASPAN’s compelling vision is to be recognized as the
anesthesia nursing. leading organization for evidence-­ based perianesthesia
The core tenets in this curriculum are intended to pro- nursing practice. The depth and value this edition will bring
vide guidance to cover the spectrum of perianesthesia toward that goal is immense. As a core curriculum, it will
nursing, from preoperative or preprocedural assessments provide guidance for nurses seeking certification, a map for
and planning to day-­of-­surgery or procedure care, through creating unit-­based competencies, a reference for clinical
Phase I, Phase II and Extended Levels of Care to include orientation of new staff and new perianesthesia nurses, and
Enhanced Recovery After Surgery (ERAS). In addition, a resource for the fundamentals and standards of practice.
these concepts of practice are intended to offer guidance ASPAN offers this text as a comprehensive review for
regardless of the location of that care. This includes the the assessment and care of patients of all ages presenting
acute care setting, ambulatory or free-­standing facilities, with a wide variety of medical findings, surgeries, and pro-
and office-­based practices, to name a few. New topics are cedures in all phases and settings of perianesthesia care.
integrated throughout the text to reflect a growing body of
evidence and to address emerging trends in care. New fea- The American Society of PeriAnesthesia Nurses
tures in this edition include combining chapters and (ASPAN)

ix
P R E FA C E

The specialty of perianesthesia nursing is performed in a Certified Ambulatory PeriAnesthesia Nurse (CAPA) certi-
variety of settings. Once practiced only in the “recovery fication examination. Certification in one’s specialty is a
room,” nurses now care for perioperative and postproce- way to promote quality of care to the general public, the
dure patients in an array of surroundings—hospital-­based nursing profession, and the individual nurse. When a nurse
and freestanding. Perianesthesia nursing encompasses car- achieves certification in his or her specialty, this demon-
ing for patients during the preanesthesia level of care (pre- strates commitment to his or her nursing career, provides
admission and day of surgery/procedure), in postanesthesia tremendous personal satisfaction, and provides opportuni-
levels of care (Phase I, Phase II and Extended Care), ambu- ties for career advancement.
latory care settings, extended observation settings, and The text uses an outline format to delineate areas of peri-
special procedure areas (e.g., endoscopy, radiology, cardio- anesthesia nursing practice. The text is not designed to be a
vascular, oncology), obstetric units, pain management complete study guide. The nurse must identify his or her
services, and physician or dental offices. Nurses caring for own areas of strength and weakness, seek out additional
perianesthesia patients need to possess a variety of skills resources, and develop an individualized study plan that will
and expertise. Patients undergoing operative and invasive meet his or her needs. This book can be utilized as:
procedures come to the facility either as a planned event or • A study guide for nurses new to the perianesthesia
as an emergency. Being able to assess the patient, develop setting
an individualized plan of care, implement the plan, and • Development of an orientation plan for the PACU
evaluate the results requires proficiency in perianesthesia • Development of perianesthesia nursing competencies
nursing based on safety and evidenced-­based practices. • A reference guide for student nurses rotating through
This book is divided into the following sections to the PACU
address competencies: The chapter authors are experts in their fields of prac-
• Professional Competencies tice, and many of them are certified in their specialties. The
• Preoperative Assessment Competencies information presented in this text is as accurate and cur-
• Life Span Competencies rent as possible. Each chapter has been reviewed to ensure
• Perianesthesia Competencies accuracy. The development of this core curriculum was
• System Competencies sponsored by and supported by the American Society of
• Education and Discharge Competencies PeriAnesthesia Nurses (ASPAN).
This text is also a resource for nurses preparing to take
either the Certified Post Anesthesia Nurse (CPAN) or the Lois Schick and Pamela E. Windle

xi
ACKNOWLEDGMENTS

The fourth edition of the Core Curriculum has been always been there to encourage and support me in all my
updated by combining chapters of like subjects to reflect life endeavors and during my nursing career. Thank you to
evidence-­based practice. Revisions were made to the surgi- the ASPAN Board of Directors for the opportunity to co-­
cal specialties chapters to combine care concepts. In this edit the fourth edition of the Core Curriculum. I am
edition, from inception to its final reality, we encountered indebted to co-­editor Pam Windle and to Laura Selkirk and
numerous challenges but none so monumental that they Doug Turner at Elsevier for their expertise and support
could not be overcome. We wish to thank the previous during this time of writing.
authors and our current authors who contributed chapters,
as well as the reviewers who provided insightful sugges- Lois Schick
tions and recommendations for updating each chapter in To all perianesthesia nurses, especially to my former
this edition. The time, energy, and dedication the authors staff in the PACU, Day Surgery Center, CV Preop/PACU,
and reviewers contributed is a reflection of their devotion Endoscopy departments and Surgical Observation Unit at
to our nursing specialty. CHI St. Luke’s Medical Center, Houston, Texas, who for
Our sincere appreciation goes to Laura Selkirk, Senior the past 20 years have consistently shown commitment in
Content Development Specialist at Elsevier, for her dedica- their daily practices, shared their knowledge, and pro-
tion in assisting us and each chapter author with any vided me with their expertise. Working with them has
desired changes in their manuscript. She was always there been a great privilege and an honor. And to all the peri-
with encouragement and words of kindness, keeping us on anesthesia staff at Harris Health System and to all the
track to get the project done on time and to print, which is TAPAN members whom I’ve mentored throughout the
greatly appreciated. We extend our gratitude to the numer- years, thank you!
ous other members of Elsevier’s team and thank them for A special thanks to my husband David, for his patience
bringing this project to fruition and to Doug Turner for throughout this endeavor, and for his support and under-
getting the final proofs ready in a timely manner. standing of my dedication and love of my career. To my
We could not have accomplished the rewrite of this 2 children, Cynthia and Michael, Jeremy and Natalia, my
book without the opportunity provided by the American brothers Junior, Alan, Peter, and Philip, and my sisters
Society of PeriAnesthesia Nurses (ASPAN) to recognize Elsie, Jane, Tina, and Brenda, and especially to my loving
the continued need for an updated evidenced-­based core parents, Mary and Lorenzo, for their continual support and
curriculum. This text will assist the perianesthesia nurse in encouragement. Thank you also to my best friend and
enhancing his or her knowledge and skills in preparation mentor, Lois Schick, for her continued assistance as co-­
for taking their certification examination(s) and for pro- editor, to Laura Selkirk and Doug Turner at Elsevier, who
viding comprehensive care to patients and families. are always there for us. Lastly, to ASPAN, thank you for this
I continue to appreciate all the support given to me over wonderful opportunity and to all the authors for your con-
the years from my eleven older siblings and their families tributions to this book! Thank you all!
particularly sisters Jean Newton, Lavonne Hougen, Henry
Schick, and nurse friend Roma Schweinefus, who have Pamela E. Windle

xiii
CONTENTS

SECTION ONE 16 Postoperative/Postdischarge Nausea and


Professional Competencies Vomiting, 301
Jan Odom-­Forren
Evolution of Perianesthesia Care, 1
1 
17 Pain and Comfort, 312
Jan Odom-­Forren and Theresa L. Clifford Linda Wilson and H. Lynn Kane
Standards, Legal Issues, and Practice
2 
Settings, 10 SECTION FIVE
Barbara Godden System Competencies
Safety, Quality Improvement, and Regulatory and
3 
Accrediting Agencies, 26 18 Respiratory, 333
Rex A. Marley
Dina A. Krenzischek
Research and Evidence-­Based Practice, 40
4  19 Cardiovascular, 387
Deborah Johnson-­Sasso
Susan Fetzer
20 Neurological, 446
SECTION TWO Pamela E. Windle
Preoperative Assessment Competencies 21 Endocrine, 499
Matthew Byrne
Preoperative Evaluation, 51
5  22 Gastrointestinal, 517
Sarah Marie Independence Cartwright Denise O’Brien
Preexisting Medical Conditions, 70
6  23 General Surgery, 537
Lois Schick Maria Liza Anicoche and Myrna Eileen Mamaril
Transcultural Nursing and Alternative
7  24 Hematology, 566
Therapies, 88 Pamela E. Windle and Sohrab Alexander Sardual
Myrna Eileen Mamaril
25 Renal/Genitourinary, 580
The Developmentally and Physically Challenged
8  Kim A. Noble
Patient, 113 26 Obstetrics and Gynecology, 613
Theresa L. Clifford
Amy Dempsey

SECTION THREE 27 Ophthalmology, 660


Seema S. Hussain
Life Span Competencies
28 Oral/Maxillofacial/Dental, 675
The Pediatric Patient, 138
9  Denise O’Brien
Myrna Eileen Mamaril 29 Orthopedics and Podiatry, 686
10 The Adolescent Patient, 181 Shelly L. Cannon
Pamela E. Windle and Lois Schick 30 Otorhinolaryngology, 723
11 The Adult Patient, 194 Rae Marshall
Lois Schick 31 Peripheral Vascular Disease, 744
12 The Geriatric Patient, 205 Maureen Lisberger
Pamela E. Windle and Myrna Eileen Mamaril 32 Plastic and Reconstruction, 770
Theresa L. Clifford
SECTION FOUR 33 Bariatrics, 795
Perianesthesia Competencies Kim A. Noble

13 Fluid, Electrolyte, and Acid-­Base Balance, 220 34 Trauma, 817


Myrna Eileen Mamaril
Kim A. Noble
14 Anesthesia, Moderate Sedation/Analgesia, 238 35 Interventional Radiology and Special
Courtney Brown Procedures, 833
Amy Dooley and Valerie Aarne Grossman
15 Thermoregulation, 287
Vallire D. Hooper 36 Perianesthesia Complications, 843
Lois Schick

xv
xvi Contents

SECTION SIX Appendix A: Certification of Perianesthesia Nurses:


Education and Discharge Competencies The CPAN and CAPA Certification Programs, 908
Krista Paternostro Bower and Vasso G. Yfantis
37 Postoperative/Postprocedure Assessment, 859
Appendix B: Testing Concepts and Strategies, 914
Maureen Frances McLaughlin
Nancy O’Malley
38 Discharge Criteria, Education, and Postprocedure
Care, 896
Audrey E. Cook
SECTION ONE
Professional Competencies

CHAPTER 1
Evolution of Perianesthesia Care
Jan Odom-­Forren and Theresa L. Clifford

OBJECTIVES 5. Information from Glasgow Hospital presented at a


At the conclusion of this chapter, the reader will be meeting of the British Medical Association in 1909
able to do the following: 6. Twentieth century
1. Describe three of the earliest recovery rooms. a. First general anesthesia in ambulatory surgery at
2. Name the decade when recovery rooms became Sioux City, Iowa, in 1918
commonplace. b. 1920s and 1930s: complexity of surgeries
3. Name the one historical event that contributed most to increased
the advent of recovery rooms. c. 1923: Johns Hopkins Hospital, Baltimore,
4. Name three advances in medical technology that led to Maryland, three-­bed neurosurgical recovery
an increase in ambulatory surgeries. unit opened by Dandy and Firor
5. List three reasons for consumer acceptance of d. World War II: recovery units created to provide
ambulatory surgery. adequate level of nursing care during nursing
6. Describe the development of the American Society of shortage
PeriAnesthesia Nurses (ASPAN), formerly known as the e. 1942: Mayo Clinic, Rochester, Minnesota
American Society of Post Anesthesia Nurses. f. 1944: New York Hospital
7. Describe three benefits brought to perianesthesia g. 1945: Ochsner Clinic, New Orleans, Louisiana
nursing by ASPAN. h. 1940s and 1950s: early ambulation after surgery
came into acceptance
B. Value of recovery room demonstrated in improving
surgical care
I. Early Beginnings 1. Anesthesia Study Commission of the Philadelphia
County Medical Society report (1947) stated that
A. Early beginnings of recovery room and ambulatory one-­third of preventable postsurgical deaths during
surgery an 11-­year period could have been eliminated by
1. Trephining of the skull and amputations identified improved postoperative nursing care
in the year 3500 BC, as evidenced by cave drawings 2. The Operating Room Committee for New York
2. New Castle Infirmary, New Castle, England (1751): Hospital (1949) stated that adequate recovery room
rooms reserved for dangerously ill or major surgery service was necessary for any hospital that provided
patients surgical services
3. Florence Nightingale, London, England (1863):
separate rooms for patients to recover from imme-
diate effects of anesthesia
4. Ambulatory surgeries performed at Glasgow Royal II. Acceptance and Decline of
Hospital for Sick Children in Scotland from 1898 Recovery Rooms
to 1908
a. Surgeries were performed on 8988 children A. Impact of changing technology on patient care
b. Surgeries included orthopedic problems, cleft lip 1. 1950s: more knowledge of common postanesthesia
and cleft palate, spina bifida, skull fracture, her- complications
nias, and others 2. 1950s and 1960s: growth of surgical intensive care
c. None of the children required hospital and postoperative respiratory support
admission 3. Expanding complex surgical procedures

1
2 SECTION ONE • Professional Competencies

4. Expanding technology led to outpatient complex 5. The American Society for Outpatient Surgeons
surgeries (now known as American Association of
Section

a. Microscopic surgeries abounded Ambulatory Surgery Centers) was formed in 1978,


One

b. New lasers were developed (yttrium argon gas, leading to surgery being performed in doctors’
argon, and carbon dioxide) offices
c. New laparoscopic instruments facilitated a. The 1980s brought a shortage of inpatient hospi-
shorter, less-­invasive laparoscopic procedures tal beds
d. More endoscopic procedures performed as out- b. In 1980, the Omnibus Budget Reconciliation Act
patient procedures authorized reimbursement for outpatient
e. Video equipment and computer-­assisted surger- surgery
ies now performed c. In 1981, the American College of Surgeons
f. Fiber optics led to advances in ophthalmic sur- (ACS) approved the concept of ambulatory sur-
geries, most performed in outpatient settings gery units (ASUs) as preadmission units for
5. Change in anesthesia techniques and medications scheduled inpatients
6. 1970s: recovery rooms managed routine postanes- d. In 1983, Porterfield and Franklin advocated for
thesia patients, including ambulatory, routine, and office outpatient surgery
critically ill patients receiving respiratory and cir- e. The Society for Ambulatory Anesthesia was
culatory support formed in 1984
7. Many diagnostic procedures done in ambulatory B. The ambulatory surgery concept proliferated in the
settings 1980s
a. X-­ray procedures 1. Hospital-­affiliated ambulatory surgery accounted
b. Laboratory tests for 9.8 million operations (45%) performed within
c. Physical therapy hospital settings by 1987
d. Cardiopulmonary tests 2. By 1988, there were 984 Medicare-­participating
e. Pain blocks freestanding ambulatory surgery centers in the
B. Recovery rooms lose viability and identity United States
1. Staffing: shortage of skilled personnel 3. By 1988, the 984 freestanding outpatient surgery
2. No organized body of knowledge pertinent to centers performed more than 1.5 million surgical
postanesthesia operations
a. Staff performance evaluated on the basis of trial 4. The list of approved procedures that can be con-
and error ducted in surgery centers was expanded in 1987, by
b. No territorial restrictions: sometimes considered the Health Care Financing Administration (HCFA),
an extension of the operating room now known as the Centers for Medicare and
c. No established standards of care Medicaid Services
5. In 1989, HCFA revised the payment schedule for
outpatient surgeries performed on Medicare
III. Ambulatory Surgery Focus patients
C. Freestanding recovery sites
A. Ambulatory surgery programs established 1. In 1979, the first freestanding recovery care center
1. The nation’s first ambulatory surgery program opened in Phoenix, Arizona
opened at Butterworth Hospital in Grand Rapids, a. Patients were transported directly to the recovery
Michigan, in 1961, and staff performed 879 ambu- care center from hospital postanesthesia care units
latory surgeries between 1963 and 1964 (PACUs), from ASUs, and from physicians’ offices
2. A formal ambulatory surgery program began at the b. Some patients were transferred there from hospi-
University of California, Los Angeles in 1962 tals on their second or third postoperative day
3. In 1968, the Dudley Street Ambulatory Surgery 2. The limits of stay for recovery care centers are
Center opened in Providence, Rhode Island defined by each state regulation
4. The nation’s first freestanding surgery facility was 3. In the 1980s, the concept of 23-­hour units led to
opened in 1970, by Dr. Wallace Reed and Dr. John guest services being developed for patients living
Ford in Phoenix, Arizona more than 1 hour away from the site where the sur-
a. In 1971, the American Medical Association gery was to be performed (hospital hotels; medical
endorsed the use of surgicenters motels)
b. In 1974, the Society for the Advancement of a. Freestanding medical motels are considered a
Freestanding Ambulatory Surgery was formed, comfortable, affordable, and convenient place to
which was the precursor for the current Federated recuperate
Ambulatory Surgery Association (FASA) b. Patients are cared for by family members
CHAPTER 1 • Evolution of Perianesthesia Care 3

Table 1.1
Characteristics of Ambulatory and Inpatient Surgeries.

One
Section
One
CHARACTERISTICS AMBULATORY SURGERIES INPATIENT SURGERIES

Section
Amount Percent Amount Percent
Total visits/stays for surgeries 9.9 million 57.8 7.2 million 42.2
Visits/stays per 100,000 population 5600 — 4100 —
Total number of surgeries 11.5 million 52.7 10.3 million 47.3
Average number of surgeries per visit/stay 1.2 — 1.4 —
Adapted from Steiner CA, Karaca Z, Moore BJ, et al: Surgeries in hospital-­based ambulatory surgery and hospital inpatient settings, 2014: Statistical brief #223, Agency for
Healthcare Research and Quality, 2017, revised February 2018.

c. Home health nurses make visits, or a nurse is g. Outpatient facilities eliminate the costs of cafete-
stationed onsite ria, laundry, and the need for 24-­hour staffing
4. Data from the National Center for Health Statistics h. Outpatient procedures eliminate unnecessary
Data Center, 1996 lab, x-­ray, and electrocardiogram services
a. An estimated 31.5 million surgical and nonsur- i. Patients recovering in 23-­hour units are con-
gical procedures were performed during 20.8 sidered nonhospitalized for purposes of reim-
million ambulatory visits in 1996 bursement by Medicare and third-­party
b. An estimated 17.5 million (84%) of the ambula- payers
tory surgery visits were in hospitals, and 3.3 mil- E. Legislation encouraged growth of ambulatory centers
lion (16%) were in freestanding centers in 1996 1. Relaxation of legislation began to occur in the
c. In 2000, 63% of all surgeries were performed in 1980s
outpatient settings 2. By 1987, the Omnibus Budget Reconciliation Act
5. In 2005, there were more than 4200 ambulatory provided for less reimbursement to hospitals, pro-
surgery centers, which provided more than 12 mil- viding rates equal to those for ambulatory surgery
lion surgeries annually centers
6. Nearly 64% of all surgeries in the United States are 3. The Omnibus Budget Reconciliation Act of 1989
performed in the ambulatory setting, including again increased the reimbursement rates for
approximately 22 million surgeries (Table 1.1) assigned surgical procedures in ambulatory centers
D. Economics of ambulatory surgery 4. Ambulatory centers became certified by accepted
1. Cost control, a primary force in the development of certifying agencies
ambulatory surgery F. Consumer acceptance of ambulatory surgery
a. In 1988, 58% of surgery centers contracted with 1. Awareness
health maintenance organizations, and 52% with a. Increased marketing led to increased consumer
preferred provider organizations awareness
b. In 1990, the American Hospital Association b. Greater awareness led to greater demand for
reported that more than 50% of all hospital-­ surgery in ambulatory settings
based surgical procedures were done on an out- c. Consumers saw more physician involvement in
patient basis ambulatory settings
c. In the 1990s, 23 home observation units (recov- d. Patient consumers felt more involved and took
ery centers) were established in the United States part in decisions
d. The percentage of outpatient procedures e. Few problems were seen with quality of care
approved for payment under Medicare increased 2. Convenience
(1) In 1982, 450 procedures were approved a. Flexible hours
(2) By the early 1990s, 2500 procedures were b. Early admission and same-­day discharge
approved c. Less time lost from work
(3) On July 1, 2003, 282 more approved proce- d. Units easily accessible
dures were added 3. Wellness philosophy well accepted
e. Third-­party payers require many surgeries to be a. Patients could walk to the operating room
performed in an ambulatory setting, to avoid the b. Patients could recover on stretchers or in
cost of hospitalization recliners
f. Many freestanding centers have contractual c. Parents could remain with children during
arrangements with managed care plans, rehabili- induction; parents and sometimes families could
tation centers, and nursing homes be present postoperatively
4 SECTION ONE • Professional Competencies

d. Patients were able to keep dentures, eyeglasses,


and hearing aids with them V. First years (October 1980 to
Section

e. Patients felt more involved in decision making April 1982)


One

for their care


f. Family visitation encouraged in phase I PACUs A. Financial development
4. Reimbursement 1. ASA grant for legal expenses
a. Reimbursement provided by Medicare for out- 2. Membership dues
patient procedures for the elderly made ambula- B. Internal organization developed
tory surgery a viable alternative 1. Committees appointed
b. Employers were paying less, and consumers 2. Newsletter, Breathline, begun in 1981
found ambulatory settings less expensive, 3. Membership increased
making outpatient surgery an attractive a. First national conference planned
option b. Regional educational meetings held

IV. Emergence of Organized VI. ASPAN Developments


Recovery Room Groups
A. Publications
A. The need to identify a special body of knowledge and 1. 1981: Breathline (ASPAN’s newsletter)
skills required for practice 2. 1983: Guidelines for Standards of Care
1. Groups form to develop educational opportunities 3. 1984: Post Anesthesia Nursing Review for
a. Nineteen groups were organized in the United Certification
States 4. 1986: Standards of Nursing Practice
b. The Florida Society of Anesthesiologists initi- 5. 1986: Journal of Post Anesthesia Nursing (JoPAN)
ated a yearly seminar in 1969 6. 1986: Redi-­Ref, ed 1
(1) Attended by nurses from United States and 7. 1990: Fifty Years of Progress in Post Anesthesia
Canada Nursing 1940–1990
(2) Dr. Frank McKechnie: supporter of recovery 8. 1991: Standards of Post Anesthesia Nursing Practice
room nurses 9. 1991: Core Curriculum for Post Anesthesia Nursing
2. Series of seminars sponsored by American Society Practice, ed 2
of Anesthesiologists (ASA) in the 1970s 10. 1992: Standards of Post Anesthesia Nursing Practice
a. Supported by solid attendance and strong inter- 11. 1992: ASPAN Resource Manual
est from nurses in the specialty 12. 1993: Postanesthesia and Ambulatory Surgery
b. Interest shown in development of recovery room Nursing Update (Saunders, publisher)
nursing organization 13. 1994: Pediatrics added to Redi-­Ref
B. Local and state organizations form a national group 14. 1994: ASPAN Resource Manual published in collab-
1. Regional nursing representatives met with ASA oration with American Board of Post Anesthesia
Care Team to organize a national postanesthesia Nursing
nurses’ association 15. 1994: Ambulatory Post Anesthesia Nursing Outline:
2. Goals established Content for Certification
a. Education for postanesthesia nurses 16. 1995: Core Curriculum for Post Anesthesia Nursing
b. Recognition of postanesthesia nursing as a Practice, ed 3
specialty 17. 1995: Standards of Perianesthesia Nursing Practice
3. 1979: steering committee formed 18. 1996: Certification Review for Perianesthesia
a. Selection of name: American Society of Post Nursing
Anesthesia Nurses (ASPAN) 19. 1996: Research Primer
b. Preparation of bylaws 20. 1997: Competency Based Orientation and
c. Incorporation Credentialing Program, ed 1
d. First ASPAN president: Ina Pipkin, RN, from 21. 1998: Redi-­Ref, ed 2
Seattle, Washington 22. 1998: Standards of Perianesthesia Nursing
4. First meeting of board of directors held October Practice—new additions
1980, in Orlando, Florida a. Guidelines for preadmission phase
5. April 1982: charter for component status granted to (1) Preadmission
Alabama and Florida (2) Day of surgery/procedure
CHAPTER 1 • Evolution of Perianesthesia Care 5

b. Guidelines for phase III (addresses ongoing care (1) “Safe Medication Administration”
for those patients requiring extended observa- (2) “Cultural Diversity and Sensitivity in

One
Section
tions/interventions after transfer/discharge from Perianesthesia Nursing Practice”

One
phase I or phase II) (3) “Perianesthesia Safety”

Section
c. 1998 Position statements approved: 39. December 2007: ASPAN’s Safety Model introduced,
(1) “Minimum Staffing in Phase I PACU” “Perianesthesia Nursing’s Essential Role in Safe
(2) “Registered Nurse Use of Unlicensed Practice,” published in Journal of PeriAnesthesia
Assistive Personnel” Nursing (JoPAN)
(3) “Intensive Care Unit (ICU) Overflow 40. 2007: Competency Based Orientation and
Patients” Credentialing Program for the Unlicensed Assistive
23. 1999: Core Curriculum for Ambulatory Personnel in the Perianesthesia Setting, ed 2
Perianesthesia Nursing Practice 41. February 2008: ASPAN’s Perianesthesia Data
24. 1999: Core Curriculum for Perianesthesia Nursing Elements (PDE) Model introduced
Practice, ed 4 42. 2008–2010 Standards of PeriAnesthesia Nursing Practice
25. 1999 Position statements a. “Smallpox Vaccination Program” position state-
a. “Fast Tracking” ment retired
b. “Pain Management” b. Position statements approved:
c. “On Call/Work Schedule” (1) “The Geriatric Patient”
26. 2000 Standards included a “Joint Position (2) “Advocacy”
Statement on ICU Overflow Patients,” developed by 43. 2009: A Competency Based Orientation and
ASPAN, American Association of Critical Care Credentialing Program for the Registered Nurse in
Nurses (AACN), and ASA’s Anesthesia Care Team the PeriAnesthesia Setting, ed 2
Committee and Committee on Critical Care 44. 2009: ASPAN PDE
Medicine and Trauma Medicine 45. 2009: ASPAN Safety Toolkit
27. 2001: Competency Based Orientation and 46. 2009: Evidence-­Based Clinical Practice Guideline
Credentialing Program for the Unlicensed Assistive for the Promotion of Perioperative Normothermia
Personnel in the Perianesthesia Setting, ed 1 47. 2009: Additional position statements
28. 2002: Standards included position statement on the a. “The Pediatric Patient”
“Nursing Shortage” b. “The Workplace Violence”
29. 2003: Competency Based Orientation and 48. 2009: “Go Green” initiatives
Credentialing Program, ed 2 a. Breathline—only available online
30. 2003: Prevention of Unplanned Perioperative b. ASPAN educational syllabus—only available online
Hypothermia Guidelines 49. 2010: ASPAN Bylaws and Representative Assembly
31. 2003: Pain and Comfort Clinical Practice Guidelines Standard Procedures (updated version)
and Resource Manual 50. 2010: 2010 Redi-­Ref for Perianesthesia
32. 2003 Position Statements approved included: Practices, ed 4
a. “Medical/Surgical Overflow Patients in the 51. 2010–2012 ASPAN Standards
PACU and Ambulatory Care Unit” a. Name changes to include practice
b. “Visitation in Phase I Level of Care” recommendations
c. “Smallpox Vaccination Programs” b. Position statement approved:
33. 2003: Breathline approved for online access (1) “Substance Abuse in Perianesthesia Practice”
34. 2004: Redi-­Ref, ed 3 52. 2012–2014 ASPAN Standards
35. 2004: PeriAnesthesia Nursing Core Curriculum: a. Format and name changed to include interpre-
Preoperative, Phase I and Phase II PACU Nursing, tive statements
ed 1 b. Approved “Principles of Perianesthesia Safe
36. August 2005: ASPAN’s Evidence-­Based Practice Practice”
Model introduced c. New Practice Recommendations:
37. 2006: Evidence-­Based Clinical Practice Guideline for (1) “Obstructive Sleep Apnea in the Adult
the Prevention and/or Management of PONV/PDNV Patient”
38. 2006–2008 Standards of PeriAnesthesia Nursing 53. 2013: Additional position statement
Practice—new additions a. “Social Media and Perianesthesia Practice”
a. “The Joint Commission Universal Protocol for 54. 2015–2017: ASPAN Standards
Preventing Wrong Site, Wrong Procedure, a. Additional practice recommendation:
Wrong Person Surgery” (1) “The Prevention of Unwanted Sedation in
b. Position statements approved: the Adult Patient”
6 SECTION ONE • Professional Competencies

b. Additional position statements: 8. 1996: name changed to American Board of


(1) “Care of the Perinatal Patient” PeriAnesthesia Nursing Certification (ABPANC)
Section

(2) “Nurse of the Future: Minimum Bachelor of 9. 1998: 4191 CPANs, 1183 CPANs, and 100 with dual
One

Science in Nursing (BSN) Requirement for certification


Practice” 10. 2003: 3921 CPANs, 1730 CPANs, and 202 with dual
55. 2014: A Competency Based Orientation and certification
Credentialing Program for the Registered Nurse in 11. 2006 Advocacy Award created to recognize publicly
the PeriAnesthesia Setting, 2014 ed. the CPAN and/or CAPA certified nurse who exem-
56. 2015: 2015 Redi-­Ref for Perianesthesia Practices, ed plifies leadership as a patient advocate
5 12. 2006 Shining Star Award created to recognize
57. 2016: A Competency Based Orientation and ASPAN components for supporting and encourag-
Credentialing Program for the Registered Nurse ing certification at the local level
Caring for the Pediatric Patient in the 13. 2008: 5371 CPANs, 3210 CAPAs, and 297 with dual
PeriAnesthesia Setting, 2016 ed. certification
58. 2016: PeriAnesthesia Nursing Core Curriculum: 14. 2008: the American Nurses Credentialing Center
Preprocedure, Phase I and Phase II PACU Nursing, (ANCC) and the American Nurses Association
ed 3 (ANA) designated March 19 as National Certified
59. 2017: A Competency Based Orientation and Nurses Day
Credentialing Program for the Unlicensed Assistive 15. 2009: Computer-­based testing for CPAN and CAPA
Personnel in the PeriAnesthesia Setting, 2017 ed underway
60. 2017–2018: ASPAN Standards 16. 2013: 6670 CPANs, 4302 CAPAs, and 494 with dual
a. Additional position statements: certification
(1) “Alarm Management” 17. 2014: 6958 CPANs, 4542 CAPAs, and 550 with dual
(2) “Acuity Based Staffing for Phase I” certification
(3) “Air Quality and Occupational Hazard 18. 2017–2018: 7439 CPANs, 5141 CAPAs, and 676
Exposure Prevention” with dual certification
61. 2017: Certification Review for PeriAnesthesia 19. Spring 2019: 6977 CPANs, 4866 CAPAs, 808 with
Nursing, ed 4 dual certification
62. 2019–2020: ASPAN Standards C. Education
a. Additional position statements: 1. 1982: national conference and annual educational
(1) “Opioid Stewardship in Perianesthesia program started
Practice” 2. Regional core curriculum workshops (2-­day pro-
(2) “Gender Diversity” gram available)
(3) “Certified postanesthesia nurse (CPAN) and 3. Regional ambulatory surgery workshops
certified ambulatory postanesthesia nurse 4. Regional interpersonal and leadership skills
(CAPA) Perianesthesia Nursing workshops
Certification” 5. ASPAN videotapes, overviews of postanesthesia
(4) “Marijuana” nursing
B. Certification 6. 1993: national ASPAN Lecture Series established
1. 1985: American Board of Post Anesthesia Nursing 7. 1993: joint ASPAN/Association of periOperative
Certification (ABPANC) established (see Appendix A) Registered Nurses (AORN) Ambulatory Surgery
2. Certification examination developed to recognize Symposium
knowledge and skill of practitioners 8. 1994: cosponsored Governmental Affairs
3. November 1986: certification examination first Workshop with American Association of Nurse
administered, 172 nurses certified Anesthetists (AANA), AORN, and the American
4. Annual CPAN and CAPA recognition day at Veterans Association of Nurse Anesthetists
national conference 9. September 1994: sponsored first Volunteer
5. 1991: certification examination expanded to Leadership Institute in Richmond, Virginia
include ambulatory surgery nurses who work in 10. 1997: patient education videos on general anesthe-
preoperative and phase II areas sia, conscious sedation, and regional anesthesia
6. 1993–1994: separate certification examinations developed
under development for phase I PACU nurses and 11. Continuing education articles available in JoPAN
ambulatory postanesthesia nurses—CPAN and 12. 1998: Consensus Conference for Perioperative
CAPA designations Normothermia held in Bethesda, Maryland
7. November 1994: CAPA examination first 13. 2001: Consensus Conference for Pain and Comfort
administered held in Nashville, Tennessee
CHAPTER 1 • Evolution of Perianesthesia Care 7

14. 2008: second consensus meeting for normothermia 17. September 2006: ASPAN represented at the first
guidelines held in St. Louis, Missouri summit of the newly formed Society for

One
Section
15. 2011: on-­demand programming initiated Perioperative Assessment and Quality Improvement

One
D. Specialty representation 18. October 2006: ASPAN president is invited to attend

Section
1. Member of National Federation for Specialty the ACS in Chicago
Nursing Organizations (NFSNO) since June 1983 19. October 2007: ASPAN president participated in the
a. 1990: Federation presidents invited for Nurses Irish Anaesthetic and Recovery Nurses Association
Day Luncheon given by Barbara Bush at the Conference and began a partnership in Waterford,
White House with ASPAN President Ireland
attending 20. October 2011: Inaugural International Conference
2. Member of National Organization Liaison Forum for PeriAnesthesia Nurses held in Toronto, Canada
(NOLF) 21. September 2013: International Conference for
3. Established official liaison with ASA PeriAnesthesia Nurses held in Dublin, Ireland
4. Official liaisons with following organizations 22. September 2015: International Collaboration of
a. Society of Gastroenterology Nurses and PeriAnaesthesia Nurses held in Copenhagen, Denmark
Associates 23. November 2017: International Collaboration of
b. Society of Critical Care Medicine PeriAnaesthesia Nurses held in Sydney, Australia
c. FASA 24. November 2019: International Collaboration of
5. Increased networking with the following PeriAnaesthesia Nurses held in Cancun, Mexico
a. AANA E. Other highlights
b. AORN 1. 1983: members encouraged to change name from
c. AACN recovery room to PACU
6. 1992: organizational affiliate of ANA 2. 1989: postanesthesia nurse awareness week
7. 1994–1996: ASPAN elected to NFSNO Executive established
Board 3. 1989: definition of immediate postanesthesia nurs-
8. 1994: ASPAN elected to NOLF Board ing expanded to include preoperative and phase II
9. 1994: ASPAN represented at AORN Perioperative areas to incorporate ambulatory nurses working in
World Conference in Adelaide, Australia those areas
10. Nursing Summit held in Chicago—a coalition of all 4. 1989: presidential award established
nursing leadership to discuss Nursing’s Agenda for 5. 1989: AACN formally recognized postanesthesia
Healthcare Reform nursing as a critical care specialty
11. September 2000: ASPAN started the first 6. 1991: clinical excellence and outstanding achieve-
Component Development Institute, focusing on ment awards established
leadership, education, research, clinical practice, 7. 1991: ASPAN becomes an ANA approver and pro-
and advocacy vider of continuing education
12. Fall 2002: ASPAN president represented at the 10th 8. 1992–1993: research committee offers grants and
Congress of the Cuban Nursing Society and the conducts the first Delphi study to establish postan-
first Colloquium on Natural and Traditional esthesia and ambulatory surgery nursing priorities
Medicine in Havana, Cuba 9. 1993: ASPAN Foundation established with first
13. 2003: NOLF and NFSNO combine to form new board of trustees
organization of the Alliance: Nursing Organizations 10. 1993: organizational task force appointed to look at
Alliance (NOA) size and structure of ASPAN Board, dues structure,
14. 2003: ASPAN begins partnership with the British and membership voting
Anaesthetic and Recovery Nurses Association 11. 1994: approved concept of specialty practice groups
(BARNA), and seven ASPAN delegates attended 12. 1994: Ontario, Canada, becomes ASPAN’s first
the BARNA Conference affiliate member
15. 2004: ASPAN collaborates with the AANA, 13. 1994: online communication by means of the inter-
American Association of Surgical Physician net, between officers and national office
Assistants, ACS, ASA, AORN, and the 14. 1995: change of ASPAN’s name to American Society
Association of Surgical Technologists to form the of PeriAnesthesia Nurses approved, effective July 1,
Council on Surgical and Perioperative Safety 1996
(CSPS), dedicated to promote a culture of patient 15. 1995: funds for first scholarship awards donated by
safety and a caring perioperative workplace the ASPAN Foundation
environment 16. 1996: one dues structure initiated (one payment
16. July 2006: ASPAN represented at the Nursing includes national and component membership)
Terminology Summit, Nashville, Tennessee 17. 1996: ASPAN website created (www.aspan.org)
8 SECTION ONE • Professional Competencies

18. 1996: Journal of Post Anesthesia Nursing name 10. Debby Niehaus, 1991; Bridging Knowledge and
changed to Journal of PeriAnesthesia Nursing Growth
Section

19. April 10, 1997: newly structured board of directors 11. Cindy Smith, 1992; In Session
One

met for first time in Denver, Colorado, after the 12. Jan Odom-­Forren, 1993; Goldmine of Knowledge
ASPAN Conference 13. Dolly Ireland, 1994; Reaching for Excellence
20. 1997: ASPAN Foundation receives seat, and 14. Denise O’Brien, 1995; Champions of Caring
ASPAN member attends AANA Foundation 15. Lois Roberts, 1996; Proud Past, Bright Future
Research Scholars Program 16. Terry McLean, 1997; Attaining New Heights,
21. April 21, 1998: first meeting of the ASPAN Change and Transition
Representative Assembly at National Conference in 17. Lisa Jeran, 1998; Professional Growth through
Philadelphia Knowledge and Fitness
22. 2006–2007: ASPAN Safe Staffing Group conducted 18. Maureen Iacono, 1999; New Milestones in a New
a multidisciplinary meeting and developed an Millennium
ASPAN Fatigue Checklist as a guide for members 19. Myrna Mamaril, 2000; Creating Visions for the Future
23. 2007: ASPAN Research Committee conducted the 20. Nancy Saufl, 2001; Making the Connection through
second Delphi study for ASPAN members’ research Teaching, Touch, and Technology
priorities 21. Susan Shelander, 2002; Transforming Vision into
24. 2009: ASPAN joined social media with a Facebook Reality, Our Journey, Our Legacy
page, Twitter, LinkedIn, and Pinterest 22. Linda Wilson, 2003; Reach Beyond the Horizon—
25. 2013: ASPAN introduces Standards to digital Make Dreams a Reality
libraries 23. Sandra Barnes, 2004; Circles of Influence—
26. 2018: Established the Fellows of the American Shaping Tomorrow’s Definition of Perianesthesia
Society of PeriAnesthesia Nurses (FASPAN) pro- Nursing
gram with 17 inaugural inductees 24. Dina Krenzischek, 2005; Vision in Action—Values,
27. Membership highlights Power, Unity, Passion
a. 1998: ASPAN membership is more than 10,000 25. Meg Beturne, 2006; Perianesthesia Nursing
with 40 components Diversity—Touch the World That Touches You
b. 2008: ASPAN membership is 13,403 26. Pamela Windle, 2007; Soaring on the Magical
c. 2013: ASPAN membership is 15,458 Journey to Excellence
d. 2018: ASPAN membership is 14,032 27. Susan Fossum, 2008; Be the Voice—Advocacy
e. 2019: ASPAN membership as of August is 14,138 through Education, Practice, Research, and
F. Specialty interest groups Legislative Involvement
1. Preoperative Assessment, chartered 1996–1997 28. Lois Schick, 2009; Dreams Create Lasting Legacies
2. Management, chartered 1998–1999 29. Theresa Clifford, 2010; Roots of Knowledge, Seeds
3. Pain Management, chartered 1999–2000 of Transformation
4. Publications, chartered 2002–2003 30. Kim Kraft, 2011; Reinvest in Your Potential
5. Pediatric, chartered 2003–2004 31. Christine Price, 2012; Beacons of Change, Focusing
6. Geriatric, chartered 2004–2005, retired 2018 on the Future
7. Advanced Degree, chartered 2004–2005 32. Susan Carter, 2013; Towering Opportunities,
8. Perianesthesia Nurse Educator, chartered Endless Possibilities
2007–2008 33. Twilla Shrout, 2014; Dealing with Challenges:
9. Informatics, chartered 2009–2010 Winning with Power, Practice, Purpose
G. Past presidents of ASPAN and national conference 34. Jacque Crosson, 2015; Igniting Professionalism:
themes Excellence in Practice, Leadership and
1. Ina Pipkin, 1982; First National Conference Collaboration
2. Hallie Ennis, 1983; Nurses in Action 35. Armi Holcomb, 2016; Renew Perianesthesia
3. Jeanne Maher, 1984; New Horizons Passion: Inspire Excellence
4. Marilyn Glaser, 1985; Caring, Sharing, and All That 36. Katrina Bickerstaff, 2017; Energizing Generations:
Jazz The Race to Distinction!
5. Clara Conn, 1986; Spirit of 86 37. Susan Russell, 2018; Detecting Greatness: The
6. Meg Danielson Alexander, 1987; ASPAN Directions Proof is in Our Practice
for Change 38. Regina Hoefner-­Notz, 2019; Leading With
7. Jean Sutton, 1988; Challenge of Excellence Knowledge; Serving With Heart
8. Anne Allen, 1989; Magic of Caring 39. Amy Dooley, 2020. Celebrate Strengths, Elevate
9. Deborah Johnson, 1990; Sailing into the Future Practice
CHAPTER 1 • Evolution of Perianesthesia Care 9

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Anesth Nurs 3(4):222–228, 1988.
Odom-­Forren J: Drain’s Perianesthesia Nursing: a critical care
Burden N, Quinn D, O’Brien D, et al.: Ambulatory surgical nurs-
approach, ed 7, St. Louis, 2018, Elsevier.
ing, ed 2, Philadelphia, 2000, Saunders.
Russo A, Elixhauser A, Steiner C, Wier L: Hospital-­based ambula-
Clifford TL, Windle PE, Wilson L: ASPAN perianesthesia data
tory surgery, 2007. Washington, DC, 2010, Agency for
elements: the model, J Perianesth Nurs 23(1):49–52, 2008.
Healthcare Research and Quality.
Cullen KA, Hall MJ, Golosinskiy A: Ambulatory surgery in the
Ruth H, Haugen F, Grove DD: Anesthesia study commission, J
United States, 2006, Hyattsville, 2009, National Center for
Am Med Assoc 135(14):881–884, 1947.
Health Statistics.
Schneider M: Trends in postanesthesia nursing, J Post Anesth
DeFazio-­Quinn D, editor: Ambulatory surgical nursing core cur-
Nurs 2(3):183–188, 1987.
riculum, Philadelphia, 1999, Saunders.
Wetchler BV: Anesthesia for ambulatory surgery, ed 2, Philadelphia,
Dunn F, Shupp M: The recovery room: a wartime economy, Am J
1990, Lippincott.
Nurs 43(3):279–281, 1943.
Feeley TW, Macario A: The postanesthesia care unit. In ed 6, Miller
R, editor: Anesthesia. New York, 2004, Churchill Livingstone.
CHAPTER 2
Standards, Legal Issues, and
Practice Settings
Barbara Godden

OBJECTIVES G. Framework for the evaluation of care


At the conclusion of this chapter, the reader will be H. Minimal requirements that define an acceptable level
able to do the following: of care
1. Describe the importance of standards as they relate
to perianesthesia nursing practice.
2. Discuss the contents of the American Society of
II. Evolution of Nursing
PeriAnesthesia Nurses (ASPAN) Perianesthesia Standards
Nursing Standards, Practice Recommendations and
Interpretive Statements. A. Before 1950
3. Define the scope of practice for perianesthesia 1. Florence Nightingale
nursing. 2. Her early treatments were used as standards
4. Describe the preanesthesia phase of care. B. Code of Ethics published by the American Nurses
5. Explain the three phases of postanesthesia care. Association (ANA) in 1950
6. List three inpatient and three outpatient settings 1. Nursing care without prejudice
where perianesthesia nursing care is delivered. 2. Confidential care
7. Define competency-­based practice. 3. Safe care
8. Identify important ethical principles. C. Standards of professional nursing practice
9. List the steps for ethical decision making. 1. Pertain to general or specialty practice
10. Identify five common causes of nursing liability. 2. First generic nursing standards in 1973 by the ANA
11. Describe the four elements of negligence. Congress for Nursing Practice
12. Discuss phases of litigation that can occur with a 3. Specialty standards followed beginning in 1974
malpractice suit.
13. Differentiate between a policy and a procedure.
14. Name three agencies or organizations that influence III. Sources of Standards
perianesthesia policies and procedures.
15. Identify policies and procedures that define practice A. Accrediting organizations
in perianesthesia nursing settings. 1. Centers for Medicare and Medicaid Services (CMS)
2. The Joint Commission (TJC)
3. Healthcare Facilities Accreditation Program
(HFAP)
4. Det Norske Veritas (DNV)
I. Definition of Standard 5. Center for Improvement in Healthcare Quality
(CIHQ)
A. Established by authority, custom, or general consent 6. National Committee for Quality Assurance
B. Model for quality or quantity (NCQA)
C. Standardized for everyone 7. Accreditation Association for Ambulatory Health
D. Determined by what a reasonably prudent nurse act- Care (AAAHC)
ing under the same circumstance would do 8. American Association for the Accreditation of
E. Describes the responsibilities for which the nursing Ambulatory Surgical Facilities (AAAASF)
profession is accountable B. State Nurse Practice Act and Board of Nursing Rules
F. Provides direction for professional nursing practice C. Federal agency guidelines and regulations
10
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 11

1. Agency for Healthcare Research and Quality 3. Professional practice evaluation: evaluates one’s
(AHRQ) own nursing practice

Section
2. Occupational Safety and Health Administration 4. Collegiality: interacts with professional peers and

One
(OSHA) colleagues
D. American Nurses Association (ANA) 5. Collaboration: collaborates with patient, family, and
1. Magnet Environments for Professional Nursing others
Practice 6. Ethics: integrates ethics into all aspects of
E. ASPAN or other national specialty organizations performance
F. Hospital or ambulatory surgery facility rules and 7. Research: integrates and disseminates research
procedures findings into practice
G. State Board of Nursing 8. Resource utilization: considers factors related to
H. Nursing texts and articles safety, effectiveness, cost, and impact on practice
I. Common practice 9. Leadership: provides leadership in the practice
J. Determined by expert witnesses for judicial system setting
1. Essential in professional negligence cases

VI. Agency for Healthcare


IV. Standard Criteria Research and Quality (AHRQ)
A. Standard: authoritative statement articulated and dis- A. Established in 1989
seminated by the profession by which the quality of B. Goals to enhance the quality, appropriateness, and
practice, service, or education can be judged effectiveness of health care and to ensure efficient
B. Rationale: delineates the importance to perianesthesia implementation and evaluation
practice C. Standard of practice: patients will receive care accord-
C. Outcome: measures the results of activity (per TJC, ing to the standard
care should meet the same standards of practice wher- D. Guideline: to guide practitioners, patients, and con-
ever the care is provided) sumers in health care decisions
D. Criteria: describes principles and actual activities used E. First guidelines in 1992: Acute Pain Management
in implementing practices to meet the standard goals:
1. Reduce the incidence and severity of patients’ acute
postoperative or post-­traumatic pain
V. ANA Standards of Nursing 2. Educate patients about the need to communicate
Practice unrelieved pain
3. Implement proactive and multimodal interventions
A. Original standards published in 1973—updated as 4. Enhance patient comfort and satisfaction
changes in practice occur 5. Contribute to fewer postoperative complications
B. Applies to all registered nurses (RNs) in clinical and shorter lengths of stay
practice
C. Standards of practice: describe a competent level of VII. 2019–2020 Perianesthesia
nursing care
1. Assessment: collect pertinent patient health
Nursing Standards, Practice
information Recommendations, and
2. Diagnosis: analyze assessment data to determine Interpretive Statements
nursing diagnosis
3. Outcomes identification: identify individualized A. ASPAN history of standards (see Chapter 1 for addi-
expected patient outcomes tional information)
4. Planning: develop a plan of care specific for the 1. 1983: Guidelines for Standards of Care published
patient 2. 1986: Standards of Nursing Practice published
5. Implementation: implement the identified plan 3. 1989: definition expanded to include preoperative
6. Evaluation: evaluate progress toward outcomes and phase II areas
D. Standards of professional performance: describe a 4. 1991: Standards of Post Anesthesia Nursing
competent level of behavior in the professional role Practice published; included data for initial, ongo-
1. Quality of practice: enhances quality and effective- ing, and discharge assessment for phase I and
ness of nursing practice phase II
2. Education: acquires knowledge and competency 5. 1992: Standards of Post Anesthesia Nursing
related to current practice Practice published
12 SECTION ONE • Professional Competencies

6. 1995: Standards of Perianesthesia Nursing Practice (2) Endoscopy/gastrointestinal (GI) procedures


published; included preanesthesia, preprocedural, (3) Cardiac catheterization lab
Section

phase I and phase II postanesthesia information (4) Electroconvulsive therapy (ECT)


One

7. 1998: Standards of Perianesthesia Nursing Practice, (5) Pain management clinic


revised; included the addition of postanesthesia (6) Oncology
phase III for patients requiring extended 2. Outpatient settings
observation a. Ambulatory surgery unit
8. 2000–2010: Standards of Perianesthesia Nursing (1) Hospital based
Practice, revised every 2 years (2) Free-­standing center
9. 2010–2012: Perianesthesia Nursing Standards and b. Areas where procedural sedation/analgesia is
Practice Recommendations; some resources required
changed to be entitled Practice Recommendations (1) Interventional and diagnostic radiology
10. 2012–2014 Perianesthesia Nursing Standards, (2) Endoscopy/GI procedures
Practice Recommendations and Interpretive (3) Cardiac catheterization
Statements; Interpretive statements added for fre- (4) ECT
quently asked questions (5) Pain management clinic
11. 2015–2017 Perianesthesia Nursing Standards, (6) Oncology
Practice Recommendations and Interpretive (7) Urgent care centers
Statements, revised and updated c. Office-­based settings
12. 2017–2018 Perianesthesia Nursing Standards, (1) Dental
Practice Recommendations and Interpretive (2) Dermatology
Statements, revised and updated (3) Ophthalmology
13. 2019–2020 Perianesthesia Nursing Standards, (4) Plastic surgery
Practice Recommendations and Interpretive D. Perianesthesia nursing encompasses the following
Statements, revised and updated continuum of care:
B. Scope of perianesthesia nursing practice 1. Preanesthesia phase
1. Cultural, developmental, and age-­specific assess- a. Preadmission: preparation, interviewing, assess-
ment, diagnosis, intervention, and evaluation of ment, identification of potential or actual prob-
individuals within the perianesthesia continuum lems, and education
2. Nursing practice is systematic, integrative, and b. Day of surgery/procedure: assessment, valida-
holistic and includes: tion of existing information; coordination of
a. Nursing process care (sometimes patients need radiology proce-
b. Critical thinking dure before going to the OR), preparation and
c. Clinical decision making completion of required documents, reinforce-
d. Inquiry ment of preoperative teaching, and review of
3. The scope of practice includes, but is not limited to, discharge instructions
the following: 2. Postanesthesia phase I: immediate postanesthesia
a. Preanesthesia level of care period; basic life-­sustaining needs, constant vigi-
(1) Preadmission lance and monitoring, safe handoff
(2) Day of surgery/procedure 3. Postanesthesia phase II: prepare the patient/signifi-
b. Postanesthesia levels of care cant other for home or extended care environment,
(1) Phase I discharge teaching
(2) Phase II 4. Extended care (formerly phase III): provide ongoing
(3) Extended care care for patients requiring extended observation/
C. Perianesthesia nursing practice occurs in, but may not intervention after discharge from phase I or phase II
be limited to, the following environments: 5. Care of the patient and family/significant other
1. Hospital settings (inpatients and outpatients) along the perianesthesia continuum
a. Preadmission assessment/testing unit a. Physical
b. Preoperative/preprocedural holding area b. Psychological
c. Postanesthesia care unit c. Educational
d. Same-­day surgery units d. Cultural
e. Extended observation e. Spiritual
f. Obstetrical units E. Perianesthesia nursing practice is based on knowledge
g. Emergency department of:
h. Special procedure areas 1. Physiological and psychological responses
(1) Interventional and diagnostic radiology 2. Vulnerability of patients subjected to the following:
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 13

a. Sedation/analgesia 21. Anesthesia Patient Safety Foundation (APSF)


b. Anesthetic agents and techniques 22. Association for Radiologic & Imaging Nursing

Section
c. Specific surgical or procedural interventions (ARIN)

One
3. Principles of age-­specific medical-­surgical nursing 23. Association for Vascular Access (AVA)
and critical care nursing 24. Association of Anesthesia Clinical Directors
4. Evidence-­based practice (EBP) (AACD)
F. Perianesthesia nursing roles encompass: 25. Association of periOperative Registered Nurses
1. Clinical practice (AORN)
2. Education 26. Association of Women’s Health, Obstetric and
3. Research Neonatal Nurses ((AWHONN)
4. Management 27. British Anaesthetic and Recovery Nurses
5. Administration Association (BARNA)
6. Consultation 28. Council on Surgical and Perioperative Safety
7. Advocacy (CSPS)
G. The scope of perianesthesia nursing practice is regu- 29. Enhanced Recovery After Surgery (ERAS)
lated by: 30. International Collaboration of PeriAnaesthesia
1. Hospital or facility policies and procedures Nurses (ICPAN)
2. State and federal regulatory agencies 31. Irish Anaesthetic and Recovery Nurses Association
3. National accreditation organizations (IARNA)
4. Professional nursing organizations 32. National Association of Clinical Nurse Specialists
H. Perianesthesia nursing interacts with other profes- (NACNS)
sional groups to advance the delivery of quality care. 33. National Association of PeriAnesthesia Nurses of
These groups include, but may not be limited to, the Canada (NAPANc)
following: 34. National League for Nursing (NLN)
1. Alliance for Nursing Informatics (ANI) 35. Nursing Community Forum
2. Ambulatory Surgery Center Association (ASCA) 36. Nursing Organizations Alliance (NOA)
3. American Academy of Ambulatory Care Nursing 37. Pain Action Alliance to Implement a National
(AAACN) Strategy (PAINS)
4. American Academy of Anesthesiologists Assistants 38. Society for Ambulatory Anesthesia (SAMBA)
(AAAA) 39. Society for Office Based Anesthesia (SOBA)
5. American Association of Colleges of Nursing 40. Society for Perioperative Assessment and Quality
(AACN) Improvement (SPAQI)
6. American Association of Critical Care Nurses 41. Society of Anesthesia and Sleep Medicine (SASM)
(AACN) 42. Society of Gastroenterology Nurses and Associates
7. American Association of Neuroscience Nurses (SGNA)
(AANN) 43. Society of Pediatric Nurses (SPN)
8. American Association of Nurse Anesthetists 44. Surgical Pain Consortium (SPC)
(AANA) 45. The Joint Commission (TJC)
9. American Association of Nurse Practitioners I. Perianesthesia Principles for Ethical Practice
(AANP) 1. Specific context in which to apply the ANA Code of
10. American Board of PeriAnesthesia Nursing Ethics
Certification (ABPANC) 2. Moral commitment to uphold values and ethical
11. American College of Surgeons—John A, Hartford obligations related to perianesthesia nursing
Foundation (ACS-­JAHF) Geriatric Program 3. Strive to ensure:
12. American College of Surgeons (ACS) a. Competency
13. American Medical Informatics Association (AMIA) (1) Maintains personal accountability
14. American Nurses Association (ANA) (2) Participates in professional continuing
15. American Nursing Informatics Association (ANIA) education
16. American Organization of Nurse Executives (3) Adheres to ASPAN’s standards
(AONE) (4) Complies with institutional policies and
17. American Society for Pain Management Nursing procedures
(ASPMN) (5) Accepts responsibility/accountability
18. American Society of Anesthesiologists (ASA) (6) Participates in performance improvement
19. American Society of Plastic Surgical Nurses (7) Uses competency-­based orientation
(ASPSN) (8) Participates in periodic performance
20. Americans for Nursing Shortage Relief (ANSR) reviews
14 SECTION ONE • Professional Competencies

(9) Remains current on new products/equip- d. Collegiality


ment/procedures (1) Maintains respectful, civil, and cooperative
Section

(10) Incorporates research and evidence into workplace environment


One

practice (2) Engages in multidisciplinary collaboration


b. Responsibility to patients to improve patient outcomes
(1) Practices with compassion and respect (3) Demonstrates and promotes cultural sensitivity
(2) Provides quality care to all patients e. Research
(3) Ensures patient safety (1) Identifies problems to be considered for
(4) Introduces self and explains procedures research
(5) Maintains patient confidentiality and (2) Obtains appropriate Institutional Review
privacy Board (IRB) approvals
(6) Participates in perianesthesia teaching (3) Protects the rights of all research partici-
(7) Answers questions honestly and accurately pants and staff
(8) Communicates pertinent information (4) Protects patient confidentiality
(9) Respects advance directives (5) Uses research and evidence to change and
(10) Provides communication aids support clinical practice
(11) Advocates for spiritual comfort (6) Promotes dissemination of research findings
(12) Respects patient’s decisions f. Advocacy
(13) Advocates for patient welfare (1) Promotes advocacy and awareness
(14) Delegates tasks appropriately (2) Promotes coalition building within the nurs-
(15) Provides multimodal pain management ing community
and other comfort measures (3) Maintains commitment to activism and
(16) Includes the patient’s family and/or sup- advocacy for the profession, perianesthesia
port system in the plan of care practice, and patients
(17) Ensures that all patients are cared for by a (4) Provides ongoing education and informa-
competent perianesthesia RN tion on current political events involving
(18) Adheres to policies regarding social media healthcare policy
and electronic devices (5) Advances the position and image of peri-
c. Professional responsibility anesthesia nursing through public outreach
(1) Provides comparable level of care regard- and education
less of physical setting (6) Promotes principles of nursing advocacy
(2) Collaborates with appropriate healthcare involving collaboration with other profes-
providers sional organizations and regulatory agencies
(3) Maintains accurate, objective patient J. Principles of Safe Perianesthesia Practice
records 1. Define the principles and scope of perianesthesia safety
(4) Safeguards confidentiality of verbal, 2. Provide guidelines for best practices
written, and electronic patient infor- 3. Supported by an environment of caring
mation 4. Guided by research and evidence-­based practices
(5) Participates in activities that contribute to 5. Characteristics of a culture of safety defined by the
the ongoing development of the perianes- Institute of Healthcare Improvement (IHI)
thesia nursing profession a. Active leadership
(6) Promotes certification for perianesthesia (1) Influences members to engage in activities that
nursing result in enhanced performance and outcomes
(7) Acts as a mentor/preceptor (2) Creates a supportive environment for staff
(8) Demonstrates stewardship through respon- to express concerns.
sible management of resources b. Psychological safety
(9) Maintains an awareness of changing peri- (1) Staff believe concerns and opinions will be
anesthesia practice issues received openly and treated with respect
(10) Engages in activities that promote care of c. Accountability
self (1) Supports a just culture where staff are
(11) Recognizes need for work-­life integration accountable but treated fairly in adverse events
(12) Follows policies, procedures, and laws to d. Teamwork and communication
protect the patient from incompetent, (1) Behaviors for effective groups include time
unethical, or illegal practice and report management, evaluation, structured com-
appropriately munication, and active multidisciplinary
(13) Maintains professional boundaries risk management
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 15

e. Negotiation and conflict management 9. A Position Statement on Workflow Interruptions,


(1) Requires collaborative efforts to resolve con- Technology, Social Media, and Perianesthesia

Section
flict and identify solutions Practice

One
f. Transparency 10. A Position Statement on Care of the Perinatal
(1) Patient safety problems are identified and Patient
examined as opportunities to learn from 11. A Position Statement on the Nurse of the Future:
problems and improve systems Minimum BSN Requirement for Practice
g. Reliability 12. A Position Statement on Alarm Management
(1) Develops system supports to optimize 13. A Position Statement on Acuity-­Based Staffing for
strengths and support weakness to produce Phase I
consistent and dependable outcomes 14. A Position Statement on Air Quality and
h. Improvement and measurement Occupational Hazard Exposure Prevention
(1) Seeks opportunities to implement best 15. A Position Statement on Opioid Stewardship in
practices Perianesthesia Practice
i. Continuous learning 16. A Position Statement on Gender Diversity
(1) Focuses on proactive learning and 17. A Position Statement on CPAN and CAPA
improvement Perianesthesia Nursing Certification
K. Standards of perianesthesia nursing practice 18. A Position Statement on Marijuana
1. Standard I: Patient Rights and Responsibilities N. ASPAN Resources
2. Standard II: Environment of Care 1. Appraisal and Synthesis of Evidence Using Joanna
3. Standard III: Staffing and Personnel Management Briggs Institute (JBI)
4. Standard IV: Quality Improvement 2. American Society of Anesthesiologists (ASA)
5. Standard V: Research and Clinical Inquiry Standards:
6. Standard VI: Nursing Process a. Statement on Routine Preoperative Laboratory
L. Practice Recommendations and Diagnostic Screening
1. Patient Classification/Staffing Recommendations b. Basic Standards for Preanesthesia Care
2. Components of Assessment and Management for c. Standards for Postanesthesia Care
the Perianesthesia Patient d. Standards for Basic Anesthetic Monitoring
3. Equipment for Preanesthesia/Day of Surgery Phase, e. Statement on Nonoperating Room
PACU Phase I, Phase II, and Extended Care Anesthetizing Locations
4. Competencies for the Perianesthesia Registered 3. Association for Radiologic & Imaging Nursing
Nurse (ARIN) Clinical Practice Guideline: Handoff
5. Competencies of Perianesthesia Support Staff Communication Concerning Patients
6. Safe Transfer of Care: Handoff and Transportation Undergoing a Radiological Procedure with
7. The Role of the Registered Nurse in the General Anesthesia
Management of Patients Undergoing Procedural 4. Perianesthesia Orientation Timeline
Sedation O. Practice Resources—available at:
8. Fast Tracking/Bypassing Phase I http://www.aspan.org/Clinical-­Practice/Practice-­
9. Family Presence in the Perianesthesia Setting Resources
10. Obstructive Sleep Apnea in the Adult Patient 1. Society for Ambulatory Anesthesia
11. The Prevention of Unwanted Sedation in the Adult a. Consensus Guidelines for the Management of
Patient Postoperative Nausea and Vomiting
M. ASPAN Position Statements b. Consensus Guidelines for the Management
1. A Position Statement on the Perianesthesia Patient of Postoperative Nausea and Vomiting: An
with a Do-­Not-­Resuscitate Advance Directive Executive Summary for Perianesthesia
2. A Position Statement on a Healthy Work Schedule Nurses
3. A Position Statement on Overflow Patients 2. American Society for Pain Management Nursing
4. A Position Statement on Safe Medication a. Registered Nurse Management and Monitoring
Administration of Analgesia by Catheter Techniques: Position
5. A Position Statement on the Older Adult Statement
6. A Position Statement on the Pediatric Patient P. Clinical Practice Guidelines—available at:
7. A Position Statement on Workplace Violence in the http://www.aspan.org/Clinical-­Practice/Clinical-­
Perianesthesia Setting Guidelines
8. A Position Statement on Substance Use Disorders 1. Normothermia
in Perianesthesia Practice 2. Pain and Comfort
16 SECTION ONE • Professional Competencies

18. Postoperative education and teaching


VIII. Competency-­Based 19. Discharge readiness phase I and phase II
Section

Practice 20. Medical imaging/interventional radiology


One

21. Legal issues and clinical documentation


A. Comprehensive guide to competency and skill devel- 22. Transcultural nursing/diversity care
opment for the perianesthesia nurse 23. EBP in the perianesthesia setting
B. May be used to orient the new perianesthesia nurse G. Competency-­based orientation for the perianesthesia
C. May be used for annual skills renewal and annual support staff in the perianesthesia setting
updates for the perianesthesia nurse 1. Introduction
D. Provides the perianesthesia nurse a framework of 2. Patient rights, confidentiality, and communication
essential performance criteria, thus establishing basic skills
competencies needed to practice in diverse perianes- 3. Basic infection prevention and control practices
thesia settings 4. Preoperative testing
E. Guidelines for using unlicensed assistive personnel 5. Basic life support
(UAP) in the perianesthesia setting 6. Airway management
1. Value of using competent UAP in perianesthesia 7. Care of the patient requiring monitoring
settings 8. Care of the patient receiving intravenous fluids
2. Foremost concern is to promote a safe environment 9. Pain assessment and management
for the perianesthesia patient 10. Care of the patient requiring comfort measures
3. Perianesthesia nursing profession defines and 11. Care of the patient with nausea and vomiting
supervises the education, training, and utilization 12. Care of the patient requiring oral or nasal suctioning
of UAPs involved in direct patient care 13. Care of the patient requiring oral intake
4. Perianesthesia RN is responsible for and account- 14. Care of the patient with catheters and drains
able for the provision of nursing practice 15. Care of the patient with hypothermia
5. Perianesthesia RN supervises and determines 16. Care of the patient with malignant hyperthermia
appropriate utilization of any UAP involved in 17. Care of the patient with seizure disorder
direct patient care 18. Care of the patient requiring anti-­embolism devices
6. Purpose of the UAP is to assist the professional peri- 19. Assisting with ambulation
anesthesia nurse to provide nursing care for the patient 20. Safe transport of the perianesthesia patient
F. Competencies for the RN in the perianesthesia setting To obtain a copy of the 2019–2020 Perianesthesia Nursing
1. Mentoring: beyond orientation Standards, Practice Recommendations and Interpretive
2. Teamwork and collaboration Statements; A Competency-­ Based Orientation and
3. Critical thinking Credentialing Program for the Registered Nurse in the
4. Safety Perianesthesia Setting 2019; A Competency-­Based Orientation
5. Preanesthesia care and Credentialing Program for the Registered Nurse Caring
a. Preanesthesia testing for the Pediatric Patient in the Perianesthesia Setting 2016;
b. Preprocedural teaching and/or A Competency-­Based Orientation and Credentialing
c. Preanesthesia history and assessment Program for the Unlicensed Assistive Personnel in the
d. Day of surgery preparation Perianesthesia Setting 2017, contact ASPAN at 90 Frontage
6. Airway management Road, Cherry Hill, NJ 08034-­1424; at 1-­877-­737-­9696 (toll-­
7. Circulation free); or at www.aspan.org → Resources → ASPAN Publications
8. Neurological
9. Renal
10. Moderate sedation and analgesia IX. Ethical Issues
11. Anesthesia agents and adjuncts
a. General inhalation agents A. Ethics
b. Muscle relaxants 1. The principle related to moral actions and values
c. Regional anesthesia 2. Concerned with motives and attitudes and their
d. Intravenous and oral agents relation to the good of the individual
12. Perianesthesia fluid management and resuscitation B. Professional responsibilities and duties
13. Pain and comfort management 1. Duty of veracity: a duty to tell the truth
14. Nausea and vomiting 2. Rule of confidentiality: a duty to control disclosure
15. Malignant hyperthermia of personal information about patients to others
16. Hypothermia 3. Health Insurance Portability and Accountability
17. Geriatric competencies Act of 1996 (HIPAA)
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 17

a. Major goal is to ensure proper protection of G. Perianesthesia Standards for Ethical Practice, included
individuals’ health information in the 2019–2020 Perianesthesia Nursing Standards,

Section
b. Major purpose is to limit the circumstances in Practice Recommendations and Interpretive

One
which an individual’s protected health informa- Statements
tion may be disclosed H. American Nurses Association (ANA) Code of Ethics
4. Duty of advocacy: nurse supports the best interests for Nurses with Interpretive Statements 2015
of the individual patient 1. The nurse practices with compassion and respect
5. Accountability: answerable to others for one’s 2. The nurse’s primary commitment is to the patient
actions 3. The nurse advocates for, and protects the rights,
6. Duty of fidelity: obligation to be faithful to com- health, and safety of the patient
mitments to self and others 4. The nurse is accountable for individual nursing
C. Ethical theories practice
1. Utilitarianism: defines good as happiness or 5. The nurse owes the same duties to self as to others
pleasure 6. The nurse participates in maintaining and improv-
a. Greatest good for the greatest number of people ing the ethical environment of the work setting and
b. The end justifies the means conditions of employment for safe, quality care
2. Deontology: system of ethical decision making 7. The nurse participates in the advancement of the pro-
based on moral obligation or commitment to fession through research, standards, and health policy
others 8. The nurse collaborates with other health profes-
a. Emphasis on the dignity of human beings sionals and the public to promote health
3. Principalism: incorporates various existing ethical 9. The profession of nursing is responsible for articu-
principles and attempts to resolve conflicts by lating nursing values, for maintaining the integrity
applying one or more of them of the profession, and for integrating social justice
D. Ethical principles principles into healthcare policy
1. Beneficence: views the primary goal of health care I. Nurse staffing versus the nursing shortage
as doing good for patients 1. American Nurses Association: advocates for safe
2. Nonmaleficence: requirement that health care pro- staffing requirements
viders prevent or do no harm to their patients 2. U.S. Congress: introduction of safe staffing legisla-
3. Autonomy: freedom of action as chosen by an tion bills
individual 3. The Joint Commission -­publication: Health Care at
4. Justice: duty to be fair to all people the Crossroads -­Strategies for Addressing the
E. Ethical decision making: goal is to determine right Evolving Nursing Crisis
from wrong in certain situations in which the lines are
unclear
1. Decision-­making process X. Legal Concepts
a. Obtain as much information as possible
b. State the problem or dilemma as clearly as A. Sources of law
possible 1. Constitutional—system of laws for governance of a
c. List all possible choices of action nation; may be federal or state
d. Evaluate the consequences of each choice 2. Statutory—made by the legislative branch of the
e. Make a decision government
2. Moral model 3. Administrative—laws enacted by administrative
a. Massage the dilemma agencies charged with implementing particular
b. Outline the options legislation
c. Resolve the dilemma 4. Judicial—laws made by the courts that interpret
d. Act by applying chosen option legal issues that are in dispute
e. Look back and evaluate entire process B. Types of law
F. Relationship of law and ethics 1. Common law: derived from principles rather than
1. Legal system is founded on rules and regulations rules and regulations
that are formal and binding; ethical values are sub- 2. Civil law: based on rules and regulations
ject to philosophical, moral, and individual a. Administered through courts as damages or
interpretation money compensation
2. Legal right may or may not be ethical b. Most important area is tort law, which involves
3. Moral right may or may not be a legal right compensation to those wrongfully injured
4. Law influences ethical decision making, and ethics 3. Criminal law: conduct that is offensive or harmful
can influence legal decision making to society as a whole
18 SECTION ONE • Professional Competencies

4. Substantive law: concerns the wrong, harm, or duty (2) May be an act of commission (e.g., adminis-
that caused the lawsuit tration of a medication to which the patient
Section

5. Procedural law: concerns the process and rights of had an allergy)


One

the individual charged with violating substantive law c. Causation: plaintiff must prove that the breach
C. Legal definitions (Box 2.1) of duty was the cause of damages (e.g., the
D. Negligence law administration of the medication to which the
1. Tort law: a civil wrong that allows the injured party patient had an allergy caused an anaphylactic
to seek reparation; concerns any action or omission shock, resulting in the patient’s death)
that harms someone (1) Most difficult element to prove
a. Negligence d. Damages—actual loss or damages must be
b. Malpractice established (e.g., death, nerve damage, or
c. Assault and battery fracture)
d. Invasion of privacy e. Plaintiff must prove all four elements of negli-
e. False imprisonment gence for the cause of action to succeed
f. Defamation 3. Employer liability
2. Essential elements of professional negligence a. Respondent superior—“let the master speak”—
(malpractice) employer is vicariously liable for negligent acts
a. Duty: once you, as a nurse, undertake the care of employee if the act occurred during an
of a patient, you are under a duty to act in employment relationship and within part of the
accordance with the standard of care (e.g., you employee’s job responsibilities
establish a duty to the patient when you take b. The corporate liability-­health care delivery sys-
report on a patient in the postanesthesia care tem can be sued when it breaches any direct
unit and accept that patient into your care) duty to the patient
b. Breach of duty—failure to act in accordance 4. Res ipsa loquitur —“the thing speaks for itself ”—a
with the standard of care rule of evidence that allows a supposition of negli-
(1) May be an act of omission (e.g., a failure to gence on the part of the defendant (e.g., permanent
administer a medication that was ordered) loss of neuromuscular control of arm after routine
hysterectomy)
BOX 2.1 a. Defendant must be solely in control at the
time injury occurred, and injury would not
Legal Terminology have occurred if defendant had exercised due
Assault: An attempt or threat that causes a person to care
fear physical touch or injury b. Plaintiff must have done nothing to contribute
Battery: The unauthorized touching of an individual’s to negligence (e.g., foreign object left inside
body, any extension of it, or anything attached to it in patient after surgery)
an offensive or injurious manner 5. Intentional torts—intent is necessary, and there
Defendant: Person or entity against whom plaintiff’s must be a willful action against the injured person
allegations are made a. Assault: an action that causes apprehension or
Expert witness: A person who serves to educate the unwarranted touching (e.g., threatening a
court and jury about the subject under consideration, patient)
including the appropriate standard of care b. Battery: unauthorized touching of one person by
Malpractice (professional negligence): A type of neg- another (e.g., lack of consent for treatment)
ligence that involves a standard of care that can be c. Invasion of privacy: patient’s right to privacy is
reasonably expected from professionals (e.g., attor- recognized
neys, nurses, physicians, and accountants); failure to (1) Releasing private patient information to a
act as a reasonably prudent nurse would act under third party
similar circumstances (2) Unauthorized entry into a patient’s medical
Negligence: Deviation from the standard of care that record
a reasonable person would use in a certain set of (3) Unauthorized observation of a procedure
circumstances (4) Taking pictures of patients without consent
Plaintiff: The person or party who brings the lawsuit d. Defamation: wrongful injury to another’s
and alleges harm reputation
Standard of care: The care and judgment exercised (1) Libel (written form)
by a reasonable, prudent person (nurse) under the (2) Slander (spoken form)
same or similar circumstances e. False imprisonment: unjustifiable detention of a
person without a legal warrant
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 19

(1) Not allowing a patient to go who wants to a. Nurses expected to exercise independent judg-
leave against medical advice ment and object when physician’s orders are

Section
(2) Inappropriately restraining a patient inappropriate

One
6. Unintentional torts—result from the defendant’s b. Report facts to manager or otherwise follow
negligence chain of command
a. Negligence 10. Failure to follow a physician’s order promptly and
(1) Foreign object left in patient after surgery accurately
(2) Failure to observe a patient as ordered 11. Failure to follow institutional or facility procedures
(3) Failure to report a change in patient 12. Failure to properly teach patient or caregiver accu-
condition rate and appropriate discharge instructions
(4) Failure to report witnessed negligence a. Should receive discharge instructions before
(5) Failure to keep side rails up admission or surgery
(6) Failure to provide discharge teaching b. Use preprinted discharge instructions
7. Standards of care: minimal requirements that define c. Give verbal and written instructions
an acceptable level of care (see section III. Sources of 13. Premature discharge for the ambulatory surgery
Standards at the beginning of the chapter.) patient
14. Failure to ensure the presence of an informed care-
giver (responsible adult)
XI. Liability Issues 15. Failure to assess the ambulatory surgery patient on
admission (e.g., nothing by mouth status, any signs
A. Possible causes of nursing liability for the perianesthe- or symptoms that might affect reaction to anesthe-
sia nurse sia or surgery, medication use that day)
1. Failure to adequately assess or monitor a patient B. Prevention of liability
a. Nurse must possess competency to assess and/or 1. Documentation
monitor patient a. Accurate and comprehensive documentation
b. Assessment and monitoring of patient are actu- b. Purposes of documentation
ally performed (1) To communicate the patient’s condition to
c. If assessment and monitoring reveal reportable other health professionals
condition, nurse must notify physician (2) To assess for improvements that might be
d. Nurse must continue to assess and monitor to needed by risk management and quality
evaluate effectiveness of intervention management
2. Errors in the use of equipment (3) To obtain data for research
3. Failure to provide language access in health care (4) To obtain reimbursement from the govern-
settings: Title VI and Beyond ment and insurance
4. Errors in medication or treatment (5) As a legal record
a. Failure to follow eight rights: (6) To use as data for quality-­of-­care review
(1) Right drug c. Nurses’ notes, the first place an attorney will look
(2) Right dose (1) Electronically entered/written with time and
(3) Right patient (two identifiers) date and in chronological order
(4) Right route (2) Contains most detailed information regard-
(5) Right time ing the patient
(6) Right reason d. Documentation guidelines
(7) Right documentation (1) Chart accurately
(8) Right response (a) It is very difficult to prove that some-
5. Failure to communicate thing was done if it is not charted
a. To another nurse (b) However, deliberate inaccuracies can
b. Confirmation of physician orders totally destroy defense and expose nurse
c. Changes in patient condition to a physician to criminal charges of fraud
6. Patient falls (c) Adhere to institutional documentation
7. Operating-­room errors (e.g., sponges/instruments guidelines regarding paper or electronic
left inside patient) documentation
8. Mix-­ups during patient transfers and/or before sur- (2) Chart objectively
gery (e.g., wrong surgery on patient, failure to com- (a) Describe only what you observe and not
municate change of order of patients’ surgeries) what you hear from other colleagues
9. Failure to report or act on deviations from accepted (b) Do not use words such as seems, appar-
practice ently, or appears
20 SECTION ONE • Professional Competencies

(c) Be factual and use quotations for actual (1) Should be no fear of reprisal or other nega-
statements if needed tive consequences
Section

(3) If using paper record, write legibly and use (2) Atmosphere of trust and cooperation essen-
One

standard abbreviations adopted by the tial for system to be of best value


health care facility (3) Often used to identify and correct systems
(4) Do not use the chart to criticize or issues when similar reports filed from differ-
complain ent areas
(a) Use other appropriate avenues if there is b. All actual and potential injuries must be
criticism of another nurse reported
(5) Do not destroy or obliterate (1) Should be initiated by the person who
documentation observed the event or the first to become
(a) Do not use correction fluid or any other aware of the incident
kind of eradicator on any part of a paper (2) Incorporate patient’s description into the
patient record report by use of direct quotes
(b) If paper charting, draw one line through c. Documentation should be factual and objective
the error, initial, and date the line (1) Include information regarding patient,
(6) Document as promptly as possible after the description of the incident, any injuries sus-
care is given tained, and outcome of event
(7) Correct grammar, spelling, and punctua- d. Allows risk manager to assess situation and
tion make a difference decide on best corrective action
(8) Do not document for someone else or e. Record fact about event in nurses’ notes, but not
allow someone else to document for you fact that incident report filed
(9) Use appropriate procedure for document- 4. Telephone calls
ing a late entry a. Document any telephone calls made to report
(10) Document patient and/or family teaching changes in patient condition
(11) Document disposition of any personal b. Important information to include:
belongings (1) Specific time call was made
(12) Document any nursing interventions and (2) Person who made the call
patient responses to those interventions (3) Person called
(13) Document any communication with a phy- (4) Person to whom information was given
sician or supervisor concerning a patient’s (5) All information given
condition (6) All information received
2. Electronic documentation guidelines c. Report to attending physician/designee regard-
a. Protect the user identification code or password ing abnormal findings or problems and
given for personal use document
(1) No one else should be given access to that d. When obtaining consents (and any other time
password or document for the user appropriate), have another witness listen in
b. Only access information and document in chart (total of two witnesses)
as authorized to do so 5. Personal accountability
(1) An attempt to access an electronic chart on a. Know your state Nurse Practice Act
a patient without authorization is a breach b. Know the national standards for perianesthesia
of confidentiality and privacy nursing practice
c. Never ignore electronic reminders that informa- c. Continuing education is essential
tion is coded incorrectly or that important data (1) Read professional journals and books
has been overlooked or flagged for critical infor- (2) Attend pertinent seminars
mation about the patient (e.g., lab work) (3) Maintain membership in professional orga-
(1) Systems alert nurses if a portion of the nurs- nization pertinent to specialty
ing process is absent d. Policies and procedures
d. Know the facility procedure for how to handle (1) Will be held accountable for knowing and
late entries following hospital or ambulatory facility’s
e. Know downtime procedures policies and procedures
f. Stay updated when changes in documentation (2) Policies should not conflict with one another
format occur (3) Should reflect actual practice
3. Incident/occurrence reports (4) Report to appropriate resource of any prac-
a. Use has changed from punitive measure to a tice not covered under policy and any
documentation of unusual events unclear policies
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 21

e. Patient relations d. Defendant presents case—uses expert witnesses


(1) Important aspect of prevention of liability e. Defense may make motion for directed verdict

Section
(2) Old adage is true: “A happy patient rarely against plaintiff, argues that the plaintiff has not

One
sues.” met the burden of proof
(3) Do not criticize other health care providers f. Closing statements by plaintiff and defendant
in the presence of the family or patient g. Jury instructions by the judge
(4) Maintain good communication and rapport h. Jury deliberations
with the patient and family i. Verdict
j. Appeal (optional)

XII. Legal Process
XIII. Issues of Consent
A. Phases of litigation
1. Evaluation for suit-­review of medical record A. Informed consent
2. Pleadings 1. Consent obtained after the patient has been fully
a. Complaint: outlines alleged negligence, states informed by the physician or dentist about the risks
the injury, and may indicate an amount of com- and benefits of the treatment, alternatives, and con-
pensation demanded sequences of no treatment
(1) Notify insurer and hospital after complaint 2. Types of consent
received a. Express: given by direct words, either written or
b. Answer: defendant is allowed a certain period to oral
respond to allegations b. Implied: inferred by the patient’s conduct or
(1) Attorney prepares the answer may be legally presumed in emergency
3. Prelitigation panels: required by some states situations
a. Medical review panel 3. Treatment without consent
b. Medical tribunal a. Assault and/or battery
c. Arbitration panel b. Negligent failure to obtain consent
4. If you have been sued 4. Exceptions to duty to disclose
a. Do not discuss the case with anyone other than a. Some emergencies: life or well-­being of the indi-
the risk manager or your attorney vidual is threatened, and consent cannot be
b. Do not talk to the plaintiff, the plaintiff ’s attor- obtained or it would result in a delay of
ney, or anyone testifying for the plaintiff treatment
c. Do not discuss with reporters b. Therapeutic privilege: physician believes infor-
d. Do not alter patient’s chart or hide any informa- mation would be harmful to the patient; very
tion from your attorney restricted
5. Discovery (pretrial phase): attempts to narrow c. Patient has waived right to consent: does not
issues for trial by gathering and clarifying facts want to be informed
a. Interrogatories: list of written questions that d. Lack of decision-­making capacity—information
seeks information to support or refute the must be shared with proxy decision maker or
complaint guardian
b. Production of documents: may be requested 5. Documentation of consents
(e.g., ambulatory surgery facility records, inci- a. Nurses who sign as witnesses are only witness-
dent reports—varies state to state, anesthesia ing signature of person signing consent form
records, policies and procedures, and discharge b. If patient has additional questions, nurse should
teaching forms) refer questions to physician
c. Deposition: oral testimony of any person c. If physician fails to discuss questions further with
thought to have information pertaining to the the patient, nurse must report that information
case through the appropriate chain of command
(1) Testimony given under oath d. If English is not primary language of patient, an
(2) Recorded by court reporter interpreter must be used
6. Settlement negotiations: may continue throughout 6. Provide health care access to language
process and occur at any time in the process B. Advance Directives
7. Trial of lawsuit: may be a judge or jury trial 1. Living will: directive from competent individual to
a. Jury selection medical personnel and family members regarding
b. Opening statements by plaintiff and defendant treatment he or she wishes to receive when he or she
c. Plaintiff presents case—uses expert witnesses can no longer make the decisions himself or herself
22 SECTION ONE • Professional Competencies

2. Natural Death/Right to Die Laws e. Support objective decision making—reference


a. Choose death by refusing treatment for deciding course of action and clarifying
Section

b. State-­legislated, legally recognized living wills misunderstandings


One

with statutory enforcement f. Promote compliance—how to meet professional


c. Protects practitioner and ensures patient’s standards or external regulatory requirements
wishes are followed g. Assign authority—who oversees defined actions
3. Durable power of attorney for health care—allows h. Establish benchmarks—assess performance
competent patients to appoint an individual to related to expectations of policy
make health care decisions if they become incom- B. Procedure
petent to do so 1. Definition
4. Patient Self-­Determination Act a. Instructions with detailed steps for how to
a. Passed in 1990 as part of federal Omnibus accomplish a task
Budget Reconciliation Act b. Specific directions for how to implement a
b. Requires healthcare facilities to ask on admis- policy
sion whether the patient has completed an 2. The purpose of a procedure is to do the following:
advance directive a. Provide all information necessary to complete
c. Requires healthcare facilities to provide infor- the task/action
mation to all patients of their rights to refuse b. Explain concisely how to do a task
treatments and of any relevant state laws dealing c. Establish the organization’s approved method of
with advance directives achieving the goal(s) of a policy
d. Documentation will occur regarding the presence d. Serve as a:
or absence of an advance directive, and a copy of (1) Guide for learning new tasks
the advance directive requested if completed (2) Resource for teaching new personnel
5. Do Not Resuscitate (DNR), Do Not Attempt (3) Standard to assess performance related to
Resuscitate (DNAR), Do Not Intubate (DNI) compliance with accepted procedure
Directives C. Policy and procedure format
a. DNR and DNAR directives: require documentation 1. Defined by organization and consistently applied,
that the patient’s decision was made after consulta- includes:
tion with physician and understanding of options a. Approving body
b. DNI directive requires documentation that the b. Dates of implementation, review, and revision
patient’s decision was made after consultation c. Item, page, and section numbering
with physician and understanding of options 2. Policy commonly followed by procedure in same
c. CSPS DNR/DNAR/DNI Checklist (Fig. 2.1) document
a. Policy includes:
(1) Reason the policy exists
XIV. Policies and Procedures (2) Definition of terms
(3) Assignment of responsibilities
A. Policy b. Procedure includes:
1. Definition (1) Necessary resources/equipment
a. Set of principles used as a guide for action (2) Sequential steps
b. Organizational rules to define desired outcomes (3) Time frame requirements
(1) Define the means to achieve organizational (4) Documentation guidelines
goals (5) References
(2) Reflect and support organization’s vision 3. Policies and procedures require a process for
and mission review and revision
(3) Consistent with all applicable legal and reg- 4. Policies and procedures are readily accessible to staff
ulatory requirements a. Written
2. The purpose of a policy is to do the following: b. Electronic format
a. Give direction—the action to take in a particular D. Perianesthesia policies and procedures
situation 1. Guide and define the delivery of care in the peri-
b. Define responsibility and accountability—who is anesthesia setting
expected to take action a. Congruent with:
c. Define boundaries—specific actions included or (1) ANA Code of Ethics for Nurses with
excluded Interpretive Statements
d. Provide consistency—same action in each (2) American Hospital Association Patient Care
circumstance Partnership
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 23

Section
One
“The resuscitation status of all patients brought into the perioperative care setting should be documented explicitly. For the avoidance of error and
confusion, this is particularly important in the case of patients who are or who have been DNR. For those patients in particular, an entry in the
chart should document whether the existing DNR status remains in force and, if not, how it is to be modified upon admission to perioperative care
and upon discharge from perioperative care. Any ambiguity should be addressed with and by the surgeon of record. ”

DNR/DNAR/DNI CHECKLIST GUIDE FOR NURSES DATE:

SETTING RESPONSIBILITY / ACTION YES NO N/A


Pre Admission or • Advance directives and DNR/DNAR/DNI in the patient’s
Inpatient – Day(s) chart
Before Surgery
• DNR/DNAR/DNI surgeon’s orders (retain or suspend) and
intervention plan.

PREOP (on the day of PREOP NURSE:


surgery) • Check and review advance directives.
• Check surgeon’s DNR/DNAR/DNI order and intervention
plan.
• Contact surgeon for clarification:
o If no DNR Suspension surgeon’s order and no
intervention plan on patient with existing
DNR/DNAR/DNI.
o If there is a conflict or unclear DNR/DNAR/DNI
documentation, patient’s advance directives and
physician’s consent.
• Check informed consent for anesthesia care, e.g. type of
resuscitation and duration of intervention plan.
• Assess patient or surrogate decision maker’s concerns and
issues related to DNR/DNAR/DNI and communicate to
physicians as indicated.
• Provide hand off to OR Nurse.
NOTE: If a nurse has an ethical discomfort/concern, inform Nurse
Manager to resolve ethical conflict or concern by finding someone
who is not bothered by the current state of affairs.

INTRAOP OR NURSE:
• Receive hand off report from Preop Nurse
• Implement necessary actions to be taken
NOTE: If a nurse has an ethical discomfort/concern, inform Nurse
Manager to resolve ethical conflict or concern by finding someone
who is not bothered by the current state of affairs.

Post Anesthesia DURING HANDOFF REPORT:


Care Unit (Phase I) • Receive hand off report from anesthesia provider and OR
Nurse.
• Check physicians’ DNR/DNAR/DNI orders, intervention
plan, and duration of implementation time.
• Check change in physician’s order to resume
DNR/DNAR/DNI and effective time.
• Obtain clear intervention plan throughout the length of
PACU stay and upon transfer.
• Provide hand off report to the receiving nurse upon
transfer to the next level of care.

Do Not Resuscitate (DNR), Do Not Attempt Resuscitate (DNAR), Do Not Intubate (DNI) Directives

Fig. 2.1 CSPS Do Not Resuscitate (DNR), Do Not Attempt Resuscitate (DNAR), Do Not
Intubate (DNI) Directives Checklist. (From Council on Surgical & Perioperative Safety: CSPS’ DNR/
DNRI/DNI checklist guide, Chicago: IL, 2017).

(3) ASPAN Perianesthesia Standards for Ethical (1) State Board of Nursing
Practice (2) State health department/services
b. Comply with standards of accrediting bodies 2. Benefit from collaboration among administrators, man-
(1) The Joint Commission (TJC) agers, and direct care perianesthesia nursing providers
(2) Centers for Medicare and Medicaid Services 3. Incorporate research findings and EBP
(CMS) 4. Require systematic review and timely revision in
(3) Accreditation Association for Ambulatory response to changes in:
Health Care (AAAHC) a. Standards of practice
(4) American Association for the Accreditation b. Regulatory requirements
of Ambulatory Surgical Facilities (AAAASF) c. Technology
c. Consistent with state regulatory and licensing E. The number and scope of policies and procedures in
agencies any practice setting is determined by the:
24 SECTION ONE • Professional Competencies

1. Nature of the perianesthesia unit or care area j. Translation services


2. Type of health care facility k. Special procedure cases
Section

3. Procedures performed 5. Quality management/performance improvement


One

4. Services provided a. Staff orientation


5. Characteristics of the patient population b. Continuing education
F. Examples of perianesthesia policies and procedures c. Individual performance evaluation and compe-
1. Administrative tency assessment
a. Unit description, hours of operation d. Unit-­specific and organizational performance
b. Job descriptions, hiring prerequisites, required improvement program
certifications 6. Information management
c. Staffing patterns, availability, on call, call back a. Medical record access and storage
d. Attire, professional conduct, personal communi- b. Confidentiality and security
cation devices c. Release of information
e. Employee health, annual testing or screening
2. Patient rights
a. Health Insurance Portability and Accountability
Act (HIPAA)
Bibliography
b. Consents American Hospital Association: The patient care partnership.
(1) Surgical, procedural, anesthesia, blood Available at: https://www.aha.org/system/files/2018-­01/aha-­
products patient-­care-­partnership.pdf, Accessed 21 October 2018.
(2) Emergency, minors, incompetency American Nurses Association: Code of Ethics for Nurses.
c. Advance directives Available at: http://nursing.rutgers.edu/civility/ANA-­Code-­
d. Power of attorney of-­Ethics-­for-­Nurses.pdf, Accessed 21 October 2018.
e. Ethical treatment American Nurses Association: Nursing: scope and standards of
3. Environment of care practice. Available at: https://www.nursingworld.org/practice-­
a. Supplies: inventory, procurement, and storage policy/scope-­of-­practice/, Accessed 21 October 2018.
b. Equipment operation and maintenance American Nurses Association: ANA position statements. https://
w w w. n u r s i n g w o r l d . o r g / p r a c t i c e -­p o l i c y / n u r s i n g -­
c. Fire and safety plans
excellence/official-­position-­statements/, Accessed 21 October
d. Emergency preparedness and disaster response 2018.
e. Infection control and personal protective ANA applauds nurse staffing legislation: Available at: https://ww
equipment w.nursingworld.org/news/news-­releases/2018/ana-­applauds-­
f. Hazardous material management: medical waste nurse-­staffing-­legislation/, Accessed 21 October 2018.
and anesthetic gases American Society of PeriAnesthesia Nurses: 2019-­2020
g. Security: patients, staff, visitors, and volunteers Perianesthesia nursing standards, practice recommendations
h. Access to unit, restricted areas, and visitation and interpretive statements, Cherry Hill, NJ, 2018, American
4. Patient care (specific to each level of perianesthesia Society of PeriAnesthesia Nurses.
care) American Society of PeriAnesthesia Nurses: A competency based
a. Patient care management orientation and credentialing program for the registered nurse
caring for the pediatric patient in the perianesthesia setting,
(1) Anesthesia provider responsibilities and
Cherry Hill, NJ, 2016, American Society of PeriAnesthesia
availability Nurses.
(2) Physician orders: procurement and American Society of PeriAnesthesia Nurses: A competency based
implementation orientation and credentialing program for unlicensed assistive
(3) Chain of command: nursing, medical, surgi- personnel in the perianesthesia setting, Cherry Hill, NJ, 2017,
cal, and administrative American Society of PeriAnesthesia Nurses.
b. Admission and discharge criteria for each phase American Society of PeriAnesthesia Nurses: A competency based
of care orientation and credentialing program for the registered nurse
c. Standards of care: diagnosis and age-­specific in the adult perianesthesia setting, Cherry Hill, NJ, 2019,
patient care plans or treatment protocols American Society of PeriAnesthesia Nurses.
d. Nurse-­patient ratios Council on Surgical & Perioperative Safety: CSPS’ DNR/DNAR/
DNI checklist guide. Available at https://www.cspsteam.org/15-­
e. Assessment, monitoring, and documentation
resuscitation-­plan, Accessed 15 December 2018.
guidelines D’Arcy Y: Practice guidelines, standards, consensus statements,
f. Medications: storage, access, administration, position papers: what they are, how they differ, Am Nurse
controlled substances, wastage, and Today 2(10):23–24, 2007.
documentation Facts on the nursing shortage in north America: Available at: htt
g. Patient education and discharge planning ps://www.aacnnursing.org/Portals/42/News/Factsheets/Nur
h. Patient handoff, transportation, and transfers sing-­Shortage-­Factsheet-­2017.pdf, Accessed 21 October
i. Perianesthesia family presence 2018.
CHAPTER 2 • Standards, Legal Issues, and Practice Settings 25

Ferrell KG: clinical editor: Nurse’s legal handbook, ed 6, The Joint Commisson: Health care at the Crossroads: strategies for
Philadelphia, 2016, Wolters Kluwer Health. addressing the evolving nursing crisis. Available at: https://www

Section
Godden BA, Krenzischek DA: Standards, legal issues, and prac- .jointcommission.org/assets/1/18/health_care_at_the_crossro

One
tice settings. In Schick L, Windle P, editors: Perianesthesia ads.pdf, Accessed 21 October 2018.
nursing core curriculum: preprocedure, phase I and phase II
PACU nursing, St. Louis, 2016, Elsevier, pp 12–31.
H.R: 5052 – Safe staffing for nurse and patient safety act of 2018.
Available at: https://www.congress.gov/bill/115th-­
congress/house-­bill/5052/text, Accessed 21 October 2018.
New safe staffing legislation introduced to congress. Available at:
https://dailynurse.com/new-­s afe-­s taffing-­l egislation-­
introduced-­to-­congress/, Accessed 21 October 2018.
Odom-­Forren J: Drain’s perianesthesia nursing: a critical care
approach, ed 7, St. Louis, 2018, Elsevier.
The Joint Commission: 2018 Hospital accreditation standards,
Oakbrook Terrace, IL, 2018, The Joint Commission.
CHAPTER 3
Safety, Quality Improvement, and
Regulatory and Accrediting Agencies
Dina A. Krenzischek

OBJECTIVES (1) Organizational leadership


At the conclusion of this chapter, the reader will be (2) Managers and health care workers
able to do the following: 3. Brief history of safety culture
1. Define health care quality, patient safety, safety a. The Chernobyl disaster in 1986 highlighted the
culture, and brief history of safety culture. importance of safety culture and the effect of
2. Describe the American Society of PeriAnesthesia managerial and human factors on safety
Nurses (ASPAN) safety goal, safety culture performance.
characteristics, and safety related position statements. b. First used in the 1988 International Nuclear
3. Describe organizational and regulatory patient safety Safety Group’s (INSAG) summary report on the
resources. post-­accident review meeting on the Chernobyl
4. Describe patient safety tools and resources. “Accident.”
5. Describe perianesthesia nursing implications and c. Safety culture was described as “That assembly of
approach to data management for analysis. characteristics and attitudes in organizations and
individuals which establishes that, as an overrid-
ing priority, nuclear plant safety issues receive the
attention warranted by their significance.”
I. Workplace Definitions d. The U.K. Health and Safety Commission (1993)
developed one of the most commonly used defini-
A. Quality of healthcare tions of safety culture: “The product of individual
1. The degree to which health services for individuals and group values, attitudes, perceptions, competen-
and populations increase the likelihood of desired cies, and patterns of behavior that determine the
health outcomes that are consistent with current commitment to, and the style and proficiency of,
professional knowledge. an organization’s health and safety management.”
B. Patient safety e. The Cullen Report: The Ladbroke Grove rail
1. The prevention of harm to patients with emphasis crash saw safety culture as “the way we typically
on the system of care delivery that: do things around here,” implying that every
a. Prevents errors organization has a safety culture
b. Learns from the errors that do occur f. International Atomic Energy Agency (IAEA)
c. Builds on a culture of safety that involves health and U.K. Health and Safety Commission (HSC):
care professionals, organizations, and patients Some characteristics associated with safety cul-
C. Safety culture in workplace ture include the incorporation of beliefs, values,
1. A safety culture is an organizational culture that and attitudes that are shared by a group.
places a high level of importance on safety g. Mearns et al.: Considered safety culture as an
beliefs, values, and attitudes and are shared by important concept that forms the environment
the majority of people within the company or within which individual safety attitudes develop
workplace. and persist, and safety behaviors are promoted.
2. Safety culture in nursing h. Reason: Considered an ideal safety culture as the
a. A “culture of safety” describes the core values engine that drives the system toward the goal of
and behaviors that come about when there is a sustaining the maximum resistance toward its
collective and continuous commitment to operational hazards regardless of current com-
emphasize safety over competing goals by the: mercial concerns or leadership style.
26
CHAPTER 3 • Safety, Quality Improvement, and Regulatory and Accrediting Agencies 27

i. Pidgeon and O’Leary: Considered that a good 3. Competency


safety culture might reflect and be promoted by a. Achieve and support professional competence in

Section
four factors: clinical practice

One
(1) Senior management commitment to safety b. Initiate, support, and provide education for staff
(2) Realistic and flexible customs and practices and patients
for handling both well-­defined and ill-­ c. Demonstrate appropriate clinical judgment and
defined hazards critical thinking
(3) Continuous organizational learning through d. Measure and monitor quality measures and
practices such as feedback systems, monitor- nurse-­sensitive indicators
ing, and analysis 4. Efficiency/timeliness
(4) Care and concern for hazards shared across a. Provide timely interventions, reports, and
the workforce communication
b. Utilize checklists, standardized protocols, and
II. ASPAN Safety Goal, Culture technical process
c. Appreciate cues and initiate appropriate
of Safety Characteristic, and interventions
Safety-­Related Position d. Proactive approach to planned and unplanned
Statements events
5. Teamwork
A. Goals a. Collaborate among health care providers and
1. To promote a safe perianesthesia care setting by other disciplines
providing guidelines for the best practices (1) Team huddles
2. Support a culture of safety by an environment of (2) Transfer of care
caring and guided by principles of research and (3) Safety rounds
evidence-­based practices (4) Briefing/debriefing
B. Characteristics of a safety culture (not inclusive): (5) Shared governance/shared leadership meetings
1. Communication (6) Patient care conference
a. Adopt respectful and effective communication b. Promote staff leadership and empowerment
techniques c. Promote staff engagement, involvement, and
b. Develop and use effective listening skills commitment
c. Complete and systematic approach to hands-­off d. Adherence to comprehensive organizational cul-
processes and transfer of care, such as Situation, ture of safety
Background, Assessment, and C. ASPAN safety-­related position statements
Recommendations (SBAR) 1. Do not resuscitate (DNR), Do not attempt to resus-
d. Reporting errors/safe practices citate (DNAR), Do not intubate (DNI), and
e. Legible documentation Advance Directives
f. Respect civility among all health care teams for 2. On call/call back work schedule
open two-­way communication 3. Intensive care unit (ICU) overflow
g. Prevent workplace violence 4. Safe medical administration
(1) Listen and pay attention 5. Care of older adult, geriatric, pediatric, and perina-
(2) Acknowledge and respect others tal patients
(3) Be inclusive 6. Substance abuse
(4) Be assertive, not aggressive 7. Workflow interruptions
(5) Praise more than complain 8. Alarm management
(6) Be honest 9. Acuity-­based staffing
(7) Build mutual trust among all health care 10. Quality and occupational hazards
providers
2. Advocacy
a. Protect patient from harm
III. Advocacy Organizational and
b. Maintain healthy environment of care Regulatory Patient Safety
c. Uphold ethics of care and patients’ rights Resources
d. Seek and implement best practices
e. Promote culture of accountability and A. American Nurses Association (ANA) Safety Culture
transparency 1. Addressing nurse fatigue to promote safety and
f. Adherence to institutional and organizational health: Joint responsibilities of the registered nurses
standards and practice (RNs) and employers to reduce risks from nurse
28 SECTION ONE • Professional Competencies

fatigue and sustain a culture of safety, a healthy 7. Standardization and interoperability of Health
work environment, and a work-­life balance. Information Technology (HIT)
Section

2. Patient safety: Rights of RNs when considering a a. Promote the adoption and implementation of
One

patient assignment: standardized nursing data capture within all


a. The nurse based on their professional and ethi- vendor products
cal responsibilities have the professional right to b. Advocate for standardized nursing data capture
accept, reject, or object in writing to any patient throughout the nursing process and across all
assignment that puts patients or themselves at settings of care
serious risks for harm. c. Promote standardization of installed vendor
3. Professional role competence products as a strategic imperative to support
a. The public has a right to expect RNs to demon- interoperability
strate professional competence throughout their d. Advocate for a feedback loop to inform direct
nursing careers. care interventions
b. ANA believes the RN is individually responsible B. ANA: Healthy work environment
and accountable for maintaining professional 1. The Nurses’ Bill of Rights
competence. a. Nurses have the right to practice in a manner
c. The ANA further believes that it is the nursing that fulfills their obligations to society and to
profession’s responsibility to shape and guide those who receive nursing care.
any process for assuring nurse competence. b. Nurses have the right to practice in environ-
d. Regulatory agencies define minimal standards ments that allow them to act in accordance with
for regulation of practice to protect the public. professional standards and legally authorized
e. The employer is responsible and accountable to scopes of practice.
provide an environment conducive to competent c. Nurses have the right to a work environment
practice. Assurance of competence is the shared that supports and facilitates ethical practice in
responsibility of the profession, individual accordance with the Code of Ethics for nurses
nurses, professional organizations, credentialing with interpretive statements.
and certification entities, regulatory agencies, d. Nurses have the right to freely and openly advo-
employers, and other key stakeholders. cate for themselves and their patients without
4. Promoting safe medication use in the older adult/ fear of retribution.
geriatric patients e. Nurses have the right to fair compensation for
a. Ongoing evaluation the work consistent with their knowledge, expe-
b. Clear communication of medication rience, and professional responsibilities.
c. Medication reconciliation f. Nurses have the right to a work environment
d. Research on pharmacodynamics, pharmaceutics, that is safe for themselves and for their patients.
and pharmacotherapeutics g. Nurses have the right to negotiate the conditions
e. Research on clinical interventions to test the of their employment, either as individuals or
effects of specific interventions collectively, in all practice settings.
5. Safe practices for needle and syringe use: C. ANA: Healthy nurse
a. Take precautions to minimize the risk of infec- 1. Healthy sleep
tion to the patient. 2. Healthy weight
b. The ANA Code of Ethics states that every mem- 3. Men’s health
ber has a personal responsibility to uphold and 4. Healthy work environment
adhere to the ethical standards contained within 5. Tobacco cessation
the Code of Ethics document. 6. More healthy nurse resources
6. Safety issues related to tubing and catheter 7. Healthy risk appraisal
misconnections: 8. Help for nurses and nursing students with sub-
a. The ANA supports the inclusion of policies and stance use disorder
processes that address tubing and catheter con- D. Professional Regulations
nections as part of the health care delivery sys- 1. National Council of State Board of Nursing
tem and the prevention of tubing and catheter a. Regulate professional nursing practice and licensing
misconnections as a Joint Commission National b. Identify scope of practice
Patient Safety Goal. c. Practice autonomy of the professional nurse
b. The ANA also advocates collaborative investiga- d. Protect public health
tion with nurses, manufacturers, and product e. Require the ethical and professional conduct
engineers to eliminate tubing and catheter mis- standards to be met
conceptions by creating a universal design spe- f. Disciplinary actions for unsafe practice
cific to the function of the tube. g. Regulations vary by state
CHAPTER 3 • Safety, Quality Improvement, and Regulatory and Accrediting Agencies 29

h. Some reciprocity of requirements from state to 3. Emphasis on integrated system rather than inde-
state but separate licensing pendent units

Section
i. Military nursing licenses cross state borders 4. Emphasis on consistent performance standards

One
2. Certification Boards (nursing specialty-­specific). 5. National performance measurement system for
Example: patient outcomes and care processes
a. Certified Post Anesthesia Nurses (CPAN) 6. Continual data collection, risk adjustment, and
b. Certified Ambulatory PeriAnesthesia Nurses analysis
(CAPA) 7. Use of comparative data for performance
c. Certified Nurse, Operating Room (CNOR) improvement
d. Certified Registered Nurse Anesthetist (CRNA) 8. Annual National Patient Safety Goals (NPSG)
E. Council on Surgical and Perioperative Safety (CSPS) updates. The 2019 goals:
1. CSPS promotes excellence in patient safety in sur- a. Improve the accuracy of patient identification
gical and perioperative safety. (1) Use at least two patient identifiers when
2. Multidisciplinary coalition of professional organi- providing care, treatment, and services
zations related to safe perioperative care. The Board (2) Eliminate transfusion errors related to
of Directors consists of representatives from: patient misidentification
a. American Association of Nurse Anesthetists b. Improve the effectiveness of communication
(AANA) among caregivers
b. American Association of Surgical Physician (1) Report critical results of tests and diagnostic
Assistants (AASPA) procedures on a timely basis
c. American College of Surgeons (ACS) c. Improve the safety of using medications
d. American Society of Anesthesiologists (ASA) (1) Label all medications, medication containers,
e. American Society of PeriAnesthesia Nurses and other solutions on and off the sterile field
(ASPAN) in perioperative and other procedure settings
f. Association of periOperative Registered Nurses (2) Reduce the likelihood of patient harm asso-
(AORN) ciated with the use of anticoagulant therapy
g. Association of Surgical Technologists (AST) (3) Maintain and communicate accurate patient
3. Safe surgery resources: medication information
a. Universal nomenclature d. Reduce the harm associated with clinical alarm
b. Patient monitoring systems
c. Transfer of care (1) Improve the safety of clinical alarm systems
d. Safe surgery checklist e. Reduce the risk of health care associated
e. Sharp safety infection
f. Foreign body retention (1) Comply with either the current Centers for
g. Fire safety Disease Control and Prevention (CDC)
h. Perioperative prophylaxis hand hygiene guidelines or the current
i. Prevention of ventilator-­associated pneumonia World Health Organization (WHO) hand
j. Violence in the workplace hygiene guidelines
k. Evidence-­based standards of practice (2) Implement evidence-­based practice to pre-
l. Perioperative medication error vent health care associated infections due to
m. Operative specimens multidrug-­resistant organisms in acute care
n. Maintenance of perioperative normothermia hospitals
o. Resuscitation plan (3) Implement evidence-­based practices to pre-
p. Adequate rest period vent central line–associated bloodstream
q. Team education and training infections
r. Smoke evacuation (4) Implement evidence-­based practices for pre-
s. Disaster relief response venting surgical site infections
t. Prevention of indwelling catheter infection (5) Implement evidence-­based practices to pre-
u. Noise and distraction vent indwelling catheter-­associated urinary
v. Cognitive aid for emergency management tract infections (CAUTI)
w. Burn out f. The hospital identifies safety risks inherent in its
x. DNR, DNI, and DNAR patient population
F. The Joint Commission (JC) (1) Identify patients at risk for suicide
1. Continuous improvement of patient care outcomes g. Universal protocol for preventing wrong site,
2. Identification of functions and processes with the wrong procedure, and wrong person surgery:
most significant impact on outcomes (1) Conduct a pre-­procedure verification process
30 SECTION ONE • Professional Competencies

(2) Mark the procedure site 4. Life safety


(3) A timeout is performed before the a. Appropriate storage of boxes and patient care
Section

procedure items:
One

G. JC safety culture checklist (1) Not directly on floor


1. Environment of care: (2) 18 inch clearance from sprinkler head
a. No items stored under the sinks (3) Boxes stored in shelves close to floor must
b. Equipment/furniture: No broken equipment or have solid bottom and high enough to not
furniture stored on the patient care units. incur water damage from mopping.
Coverings are intact—no rips or repairs needed (4) Volume of combustible materials is not
c. Potential safety hazards: Housekeeping and stored in large quantity as to create a fire
maintenance carts and buckets are attended and hazard.
locked. All fluids are labeled. b. Oxygen or other combustible compressed gas
d. Laundry and trash chute accesses are locked. cylinders are stored properly:
e. Hazardous rooms are locked: EVS closets, supply (1) Secured in floor stand, carrier, or secured to
closets, mechanical rooms, and electrical panels the wall (not lying on the floor or against
f. Hazardous chemicals and flammable agents are the wall)
labeled and stored properly. (2) Limited for 12 E-­cylinders per smoke
g. Eyewash stations: Inspection tags are present compartment
and up to date. (3) Greater than 12 stored in a secured room
h. Refrigerators: Contain only those items designed c. Fire exits and hallways are cleared:
for that refrigerator (specimen, medication, or (1) Egress corridors must have 8 ft clearance
patient food). (2) Equipment in corridors must be actively
i. Refrigerator: If manually monitored, logs are accessed to be in use
complete. Both manual and temperature track d. Fire alarm pull stations, fire extinguishers, medi-
documentation are present for actions taken to cal gas shutoff valves are not blocked.
correct out-­of-­range temperatures. e. Fire extinguishers have been inspected monthly.
j. Blanket, item warmers: Set to maintain tempera- f. Maximum of two 32 gallon trash cans in a 10
ture of 130°F. Necessary logs completed includ- ×10 room (unless fire rated).
ing actions taken to out-­of-­range temperature g. Fire doors are not blocked or propped and when
readings. closed there is a positive latching.
k. Electrical safety: Use of hospital-­grade power h. Exit signs are illuminated.
strips and maintain plugs and receptacles in i. Evacuation route posted and current.
good condition. j. Everyone (staff and visitors) has identification
l. No outer shipping carton boxes in patient care (ID) badges and are worn appropriately.
areas. k. Ceiling tiles are in place, no cracks, holes, mis-
m. No expired items. aligned, or visible stains.
n. Preventive maintenance: Equipment checked l. Floors, ceiling, walls, and other surfaces intact
with up-­to-­date bio-­med sticker. and free from holes.
o. Central alarm monitor: Logs accurate and m. Nurse/patient call lights working.
complete. 5. Patient Safety National Safety Goals should be
2. Emergency preparedness posted in the unit
a. Can staff locate medical gas zone shutoff valves? 6. Standard performance improvement or continuous
3. Information management quality improvement (CQI) projects and dash-
a. Confidential patient information. Cannot be boards posted on the unit
overheard or seen by unauthorized person: 7. Provision of care: Treatment and services: Patient
(1) Computer terminals signed off when not in alarms should be set accordingly and attended to
use immediately when sounded
(2) Patient information is not discussed in pub- 8. Infection Prevention
lic areas a. Food and drink in designated areas:
(3) Labels and protected health information (1) No evidence of it in patient rooms/area,
(PHI) are obliterated before discarding in perches, hazardous chemical storage area,
the trash and laboratory specimen area
b. No clipboard displayed as sign-­in sheets when b. Hand hygiene products:
multiple patient names on the list. (1) No empty alcohol gel bottles
c. If fax machine is in public area, patient informa- (2) No empty soap or paper towels
tion is quickly removed. (3) No unapproved lotions
CHAPTER 3 • Safety, Quality Improvement, and Regulatory and Accrediting Agencies 31

c. Personal protective equipment (PPE) i. Medications, formula, and solutions not expired
(1) Readily available beyond expiration date

Section
(2) Clearly marked j. Opened multi-­dose vials are initialed. Not expired

One
(3) Worn correctly k. Code carts:
d. Patient food and drinks (1) Locked and marked with first drug to expire
(1) No expired items (2) Checked per policy
e. Biohazard waste: (3) Include defibrillator checks
(1) Discard in red bags with a biohazard symbol (4) Extra locks kept secured
(2) Not overfilled (5) All supplies and drugs that are on the inven-
(3) Covered when transported tory list are on the cart
f. Soiled linens (6) Cart is clean
(1) Properly stored and not overfilled (7) O2 tank is greater than ½ full
g. Separation of clean versus dirty supplies and l. Syringes are labeled when in use
equipment: m. Medication refrigerators: Only contain milk for
(1) Clearly marked current patients
(2) Clean items if stored in soiled utility are n. Patient bedside:
covered and clearly marked (1) Intravenous tubing labeled per policy
h. Patient care supplies (2) Medication secured and labeled
(1) Not expired, damaged, or soiled (3) All solutions labeled at the bedside
i. Linen and linen carts: (4) Medication carts: Doors and drawers locked
(1) Covered and carts have solid bottoms 10. Rights and responsibilities of the individual
j. Sharp waste: a. Patients and families properly informed of their
(1) Placed in puncture-­resistant sharps rights
container (1) Rights and responsibilities statement
(2) Disposed when three-­quarters full or “full” b. Family guides provided to all families on
indicator admissions
(3) Mounted appropriately 11. Waived testing/point of care testing
k. General cleanliness: a. Point of care testing lab controls documented
(1) Observe surfaces for high dust and residue, and control solution labeled and dated
floors, stairwells, nutritional area, med prep (1) Reagents, iStat analyzers, and glucometers
areas, and patient room and bathrooms b. Point of care testing quality control:
(2) No blood or bodily fluids (1) Consistently and correctly documented
l. Air vents clean (2) Dates missing initials
m. All items in patient care area that are not dispos- (3) Performed by qualified person
able to be wiped down (4) Out-­of-­range is followed
n. Curtains, drapes, or blinds clean (5) Logged numbers match bottle ID numbers
o. Negative and positive pressure air flow rooms 12. Describe the unit’s response to your arrival
function appropriately a. Greet the team with smiles and introductions
p. Ice machine clean (no slime) b. Have a space designated for the team to conduct
q. Water fountains clean and functioning interviews and file reviews
9. Medication management c. Promptly deliver materials required for review
a. Medication rooms are clean and uncluttered to the tracer team
b. Laminar flow hood is used for intravenous d. Any additional comments regarding positive or
admixture when appropriate suboptimal issues observed
c. Visual inspection of medication containers: No H. Joint Commission Five Components of Safety Culture
issues Leadership Requirements
d. Are free of distractions 1. Assessment: Leaders regularly evaluate the culture
e. Medication is appropriately labeled: Expiration of safety and quality using valid and reliable tools.
dates, directions, etc. 2. Strengthening Systems:
f. All medications, needles, and syringes are a. Leaders prioritize and implement changes iden-
secured in locked cabinet or locked room or tified by the evaluation of safety culture.
under constant surveillance b. Leaders create and implement a process for man-
g. Controlled substances stored to prevent aging behaviors that undermine a culture of safety.
diversion 3. Trust/intimidating behavior: Leaders develop a
h. Medications stored appropriately to maintain code of conduct that defines acceptable behavior
stability and behaviors that undermine a culture of safety.
32 SECTION ONE • Professional Competencies

4. Identifying unsafe conditions: The scope of the i. A planned, systematic approach organized
safety program includes the full range of safety around the flow of patient care
Section

issues from potential or no harm errors sometimes K. LeapFrog


One

referred to as “near miss” to hazard conditions. 1. LeapFrog releases the safety grades every fall and
5. Accountability/just culture: The leaders provide spring. The ratings are based on more than two
and encourage the use of systems for blame-­free dozen quality measures compiled by the Leapfrog
internal reporting of a system or process failure or Group, Centers for Medicare and Medicare (CMS),
the results of a proactive risk assessment. AHRQ, CDC, and the American Hospital
I. Joint Commission Tenets of Safety Culture: Association (AHA)
1. Transparent and non-­punitive approach 2. Outcome measures:
2. Clear, just, and transparent risk-­based process a. Dangerous object left in patient’s body
3. Chief Executive Officer (CEO) and leaders are role b. Air or gas bubbles in the blood
models of appropriate behaviors and eradicate c. Patient falls
intimidating behaviors d. Infection in the blood
4. Policies support safety culture and reporting e. Infection in the urinary tract
5. Recognize care team members who report adverse f. Surgical site infection after colon surgery
events and close calls g. Methicillin-­resistant Staphylococcus aureus
6. Use valid tools to determine baseline organizational (MRSA) infection
culture h.  Clostridium difficile infection
7. Analyze safety culture results and find opportuni- i. Dangerous bed sores
ties for improvement j. Death from treatable serious complications
8. Use information from safety assessment to develop k. Collapsed lungs
and implement unit-­based quality and safety l. Serious breathing problem
improvements m. Dangerous blood clot
9. Embed safety culture training into quality improve- n. Surgical wound splits open
ment (QI) projects 3. Process measures
10. Proactively assess strengths and vulnerabilities a. Doctors order medication through a computer
J. Agency for Health Care Research and Quality b. Safe medication administration
(AHRQ) (definition of quality in healthcare) c. Specialty trained doctors care for ICU patients
1. Providers deliver the right care to the right patient d. Effective leadership to prevent errors
at the right time in the right way e. Staff work together to prevent errors
2. Patients can: f. Track and reduce risks for patients
a. Access timely care g. Enough qualified nurses
b. Have understandable and accurate information h. Handwashing
about benefits and risks i. Communication with nurses
c. Be protected from unsafe care services and j. Communication with doctors
products k. Responsiveness of hospital staff
d. Have understandable and reliable information l. Communication about medicines
on their care m. Communication about discharge
3. Clinicians and patients have their rights respected L. Institute for Safe Medication Practices (ISMP)
a. Highlights for nurses: Doing the right things 1. Revised guidelines for safe use of automated dis-
right the first time pensing cabinet
4. Requirements for a culture of CQI 2. Targeted medication safety best practice for
a. Team approach hospitals
b. Corporate and organizational commitment to a. Guidelines for optimizing safe subcutaneous
mission, money, management, and material insulin use in adults
c. Non-­punitive, organization-­wide culture that b. Guidelines for safe preparation of compounded
talks and acts like quality sterile preparations
d. Identification and understanding of customers c. Draft guidelines for safe communication of elec-
and their needs and expectations tronic medication information
e. Ongoing pursuit of customer satisfaction d. Guidelines for timely administration of sched-
f. Team emphasis on perfecting systems in deliv- uled medications (acute)
ery of patient care to affect good outcomes e. Guidelines for standard order sets
g. Constant learning and improving f. Guidelines for safe implementation and use of
h. Interdisciplinary and cross-­functional smart pumps
collaboration M. National Patient Safety Foundation (NPSF)
Another random document with
no related content on Scribd:
“Just this, Captain Margaret. When a growler. A pug, you
understand; one of the hands forward there. When a seaman comes
aboard a new ship, he always blows at the rate of knots about his
last. You’ll never hear of the ship he’s in. No, sir. She’s hungry. Or
wet. Or her old man’s a bad one. But so soon as he leaves her. Oh,
my love, what a ship she was, my love. Bacon for breakfast; fires to
dry your clothes at; prayers and rum of a Sunday forenoon.
Everything. That’s what I mean by a last ship. So when I says we’d
great times on the lagoon, why, it’s only a way of speaking. I mean
as it seems just beautiful, now it’s over. I’ll just trouble you, Mr.
Perrin, if there’s any more beer in the jug.”
“So that’s the last ship, Captain Cammock,” said Margaret. “Well,
and now tell us what seems great to you, when you think of—of your
last ship, in the lagoon, as you call it.”
Captain Cammock looked at Perrin, who seldom spoke at meals,
perhaps because his intellect was too feeble to allow him to do more
than one thing at a time. Perrin, who hated to be looked at when he
was eating, from some shy belief that no one looked at him save with
a desire to laugh, gulped what he had in his mouth at the moment,
choked, and hid his confusion in his tankard. Captain Cammock did
the same, lest he should appear rude.
“Now that’s no easy question, Captain Margaret,” he said. “It
wasn’t great, now I come to think of it. It was hard work. As hard as
shovelling coal. And hot. Oh, it’s hot in them lagoons. Sometimes our
shirts would be wringing wet with perspiration. And often we were up
to our knees in mud, where we worked, and little red devils biting us,
besides mosquitoes. And there were thorns on the logwood; spikes
as sharp as stings.”
“What were your amusements?” said Margaret.
“Oh, as to them,” replied the captain. “We’d go hunt a wild cow on
Saturdays. Or perhaps fish. Or sometimes we’d go a lot of us among
the Indians, to a paw-waw. And then ships come. We’d great times
when ships come. In the moonlight. We’d sing and drink rum. And
firing off pistols and cheering. Oh, we’d great times.”
“Why don’t you go back to it?” asked Captain Margaret. “You don’t
go back to it. Why not?”
“It wouldn’t be the same,” said Cammock, as he prepared his
morning’s pipe. “The men I knowed are gone. They’d have new
ways, the new lot. Besides, that sort of thing only goes when you’re
young. When you get the salt in your bones, you find the young
devils don’t like having you around. And the girls get particular. You
can’t get a wife no longer for a yard of blue baize and a stick of
sealing-wax. Excuse me, captain. I’m a sailor. I sometimes talk
rough. But there it is. All a sailor has at the end is just what he can
remember. What I can mind of logwood-cutting is the same as a
trader’s money-bags is to him. I must be off forward, to have my
morning draw.” He spun his chair round, and rose, pressing the
tobacco into his clay pipe. “Give me my hat, stooard.” He bowed to
the two friends, walking slowly to the cabin door. “By the way, sir,” he
called back. “I forgot to ask. I suppose you’ll be going ashore this
fine morning?”
“Yes,” said Margaret, “I am going ashore. I shall want the boat,
captain.”
“Very good, sir,” said Cammock. “Will you want to fill our water,
sir?”
“No,” said Margaret. “I shall sail before sunset, if the wind holds.
We shall fill no more water till we make Virginia.”
“Very good, Captain Margaret,” said Cammock. “If you don’t want
the hands, I’ll try them at the guns. It’s time they got into the way of
doing things.”
He spun upon his heel, leaving the two friends together. The
steward, gathering up the gear, retired to the pantry to wash up.
Captain Charles Margaret, the owner of the Broken Heart, sitting
there in his chair, in the quiet cabin, was not yet forty; but his brown
hair was grizzled, and his handsome face, so grave, so full of dignity,
was marked austerely with lines. He gave one, at first, the
impression of a man who had lived fully, grandly, upon many sides of
life; with a nobility inherent, not to be imitated. It was only after long
months of friendship that the observer could learn the man’s real
nature. He would see then that the real nature, ripened, as it was, on
so many sides, ready, as it was, to blossom wonderfully, had never
come to flower, still less to fruit. It was a great nature, checked by
some hunger of the soul, which (this is the sorrow of all beautiful
desire) would perhaps have destroyed the soul, had it been satisfied.
He was one who had loved for many years. He had paid away all the
gold of his life, for a sorrow and a few copper memories. He had
loved nobly, like a man of the heroic time, letting life go by him with a
smile, so long as the woman whom he loved might be spared one
little moment’s annoyance, one little wrinkling of the beautiful brow.
He had said to himself that he had worn this woman’s glove, and that
he would wear no other woman’s petticoat. And from long brooding
on this wayward beauty who had spoiled his life, he had learned
much of women. He understood them emotionally with a clearness
which sometimes frightened him. He felt that he took a base
advantage of them in allowing them to talk to him. Their hearts were
open books to him. Though the woman said, “Look on this page, or
on this,” his instinct, never wrong, revealed to him the page she tried
to hide; and his indulgence of this sense made him, at times, of little
use in conversation; for the revealed truth amused him more than its
polite screen. At times its possession saddened him, for he knew
that he would never exercise that sense in the tenderness of the
accepted lover, reading the unspoken thought in the beloved eyes. In
his person he was tall and finely built, but a certain clumsiness in his
walk made his appearance ungraceful when he left his chair. His
hands were singularly beautiful. His eyes were grey and deep-set.
His face was pale, inclining to sallow, but bronzed by the wind and
sun. He was careful, but quiet in his dress. He wore a black suit,
precisely cut, like the clothes of a Puritan, but for its fine lace collar
and elaborately carved buttons of scarlet ivory.
He had, as he felt, failed in life, because he had failed in love; a
point of view common among women, in a man a confession of self-
praise, selfishness, almost of vanity. He had allowed his passion to
keep him from action; by which, alone, growth or worth can be
determined. He, as a lover, having, as he thought, created a life for
himself, more beautiful, because intenser, than the lives of others,
even of artists, had lived retired, judging, as all retired men will, all
actions, all life, all things, by an arbitrary standard, his own standard,
the value of which he was incapable of judging. He had been certain,
led away, as he had been, by wild love, that his way was the way of
self-perfection, to which all ways assisted, rightly used. In so far as
his passion had fitted him for the affairs of the world, by adding
graces, or accomplishments to a nature rich already, he had profited.
He had studied arts, some half a dozen different kinds, so that his
mind might have the more facets to twinkle agreeably for his
mistress’s pleasure. But with the confidence of various skill had
come, also, intellectual pride; for to the man who knew a little of
many things, many things seemed little, since none, save a hopeless
passion, seemed great. With this had come a shrinking from the
world, a tolerance of it that was half contempt, a distrust of it that
was half sorrow for it. He lived away from the world, in a fanciful
chamber, where the kings of his imagination offered precious balms
for ever to the aloof lady, queen and saint. It was his fancy, in the
latter years of his passion, to sublime all human experience, to
reduce all action to intellectual essence, as an offering to her. This
had begun from a desire to amuse her in conversation. Later, as his
aloofness from the world drove him still more upon his folly, he had
one day trembled lest she should ask him something that he did not
know, or could not resolve. It had given to him a new interest in the
world; but a fantastic interest; he saw it only for her, to some extent
through her. He searched the measure of his friends’ experience,
trying to find, as he had tried that morning with Captain Cammock,
some purpose or delight, some glory or dignity in the various tale,
which might, in his own hands, become beauteous to her, and to
himself sweet, being, as he never doubted it would prove, less
glorious, less grand, than his daily experience of high emotion.
Now that the two friends were together in the cabin, there was a
silence. Throughout the meal Margaret had kept the old pirate
talking, in order to divert Perrin from the protests which he knew
would come. Now that they were alone, the protests were long in
coming. Perrin fidgeted between the table and the book-case, biting
his thumbs, evidently waiting for his friend to speak. At last, feeling
that he could wait no longer, and speaking crudely because he
spoke from his own initiative, he began—
“Look here, Charles, you ought not to go ashore to-day.”
“Why not?” said his friend. “It’s the end of everything.”
“Her marriage was the end of everything,” said Perrin. “Look here,
man, you’re coming this cruise to get rid of your sorrow. Don’t go
ashore and begin it all over again. You’ll only upset yourself, and
very likely give her pain.”
“You don’t understand, Edward,” said Margaret. “She has been my
whole life for four years. If I could. I don’t know. If I could, it might be
wiser to go away without a word. Ah, no, no. I can’t. You can’t cut off
a part of your life like that. I must go.”
“Well, then,” said Perrin, “I insist on coming with you. You’ll just
see her, and come away. I’m weak, I know, and all that; but I will
save you from making ducks and drakes of your life. If you see her,
you’ll see her with me. But I think you’re very unwise, Charles. If you
weren’t owner, I’d clap you in irons and put to sea. I know one thing.
If you see her, no good’ll come of it. Look here, man; do drop her,
and let’s get away while the wind holds.”
“No. I must see her,” said Margaret stubbornly. “And I couldn’t
have you with me. That’s impossible.”
“Why impossible?”
“Because. Well, we won’t talk of that. My mind is made up. By the
way, Edward, you were up very early, weren’t you?”
“I couldn’t sleep. I wanted to see the sunrise. I’ve heard so much
about sunrise at sea. And I got into talk with the captain. I told him a
little about our plans. I hope you don’t mind.”
“No. I’m glad. We shall have to go into that to-night. By the way,
Edward, I want you, after this, to stand two watches a day. I shall do
the same. We must learn what stuff our men are made of before we
reach Virginia; for in Virginia we shall have to weed out our crew. We
can have no skulkers where we are going.”
“All right, Charles. I’m going on deck now. I think you’re very
foolish. Your going to see her will do no good. So I tell you.
Remember me to her.” He picked up his hat, and walked out of the
cabin to the deck.
Captain Margaret rose from his chair, glanced through the stern-
port at the harbour, and sighed a little.
“Well,” he said abruptly, shrugging his shoulders, “what must be,
must be. Perhaps they’ll be out when I get there. Perhaps she’ll
refuse to see me.”
His mind, which now made none save romantic images, imaged
for him the Broken Heart at sea, under her colours, going over the
water, her owner looking astern at land he would never again tread.
It imaged for him a garden ashore, full of roses and tall white
campanulas. A lady walked there, looking seaward, regretting that
she had not seen him, that she had not bidden him good-bye. Oh,
very sweet, very tender, were the images which rose up in him, for
the ten thousandth time, as he stared out over Salcombe harbour.
And each image, each romantic symbol imagined or created, was a
heavy nail, a heavy copper bolt, nailing him within the coffin of his
past, among the skeletons of starved hopes and strangled passions.
II.
A FAREWELL

“Farewell, thou art too dear for my possessing.”


Sonnet lxxxvii.

“Here take my picture; though I bid farewell,


Thine, in my heart, where my soul dwells, shall dwell.”
John Donne.

In a little room ashore, in a private suite of a big inn near the church,
Tom Stukeley sat alone at breakfast, staring down the garden,
across the sea, to the moored ships. He was a tall, powerful, well-
made man, of a physical type more common in Ireland than in
England, but not rare here. He was, above all things, a creature of
the body. One had but to look at him to realize that when he died
there would be little for Rhadamanthus. One could not like the man;
for though his body had a kind of large splendour, it was the
splendour of the prize cabbage, of the prize pig, a splendour really
horrible. It is horrible to see any large thing without intelligence. The
sight is an acquiescence in an offence against nature. Tom Stukeley
was designed by nature for the position of publican. He had the
vulgarity and the insolence of a choice English bagman, in the liquor
line, together with this handsome body, red face, and thick black hair.
By the accident of birth he was a gentleman. In seeing him one
realized the tragedy of life’s apportionments. One realized that to
build up this, this mass of mucous membrane, boorishly informed, lit
only by the marsh-lights of indulged sense, the many toiled in
poverty, in enforced though hated ignorance, in life without ease,
without joy.
His coarsely coloured face passed for beauty, his insolence for
strength of character, even for wit, among those men and women
with whom he consorted. His outward manner had something of the
off-handed ease of the inferior actor, who drinks, and tells tales, and
remarks upon the passing women. But he had little of the actor’s
good humour. He had, instead, that air of insolent superiority which
makes the inferior soul, arrogant always, like the dunghill cock,
clamorous of the glory of dung. In company he was rude to all whom
he did not fear. He was more rude to women than to men, partly
because he feared them less; but partly because his physical tastes
were gross, so that he found pleasure in all horse-play—such as the
snatching of handkerchiefs or trinkets, or even of kisses—in gaining
which he had to touch or maul his victims, whether protesting or
acquiescent. Women were attracted by him, perhaps because he
frightened them physically. His love affairs were not unlike the love
affairs of python and gazelle. “They like it,” he would say. “They like
it.”
To men whom he did not fear, to those of them, that is, who had no
advantage of fortune or position from which he could hope to profit,
he acted with studied rudeness, with the unintellectual unvaried
rudeness of a school bully, particularly if they displayed any little
sally of wit, any fondness for art, any fineness of intelligence beyond
him. It is possible to think of him with pity, as of one born out of his
due time and out of his right circle. He was a cad, born a gentleman.
He sat alone at breakfast, with the breakfast dishes pushed far
away from him; for he had risen late, and had sat late at wine the
night before. The thought of food was nauseous to him; he drank
small beer thirstily; and damned his wife under his breath for being
risen from table, as he would, perhaps, have damned her aloud had
she been present. He had been married for some three months and
had begun to find the simulation of virtue tedious. His head ached;
and he was very angry with his wife. He had married her for her
money, and he now found that the money was so tied that her
husband had no power over it; but that the trustees of her father’s
estate, who viewed him with no favour, had powers which he had not
suspected. Much as he had ever hated the law, he had never——
He rose up from his seat with an oath, believing for a wild moment
that the marriage might be set aside. She had misled him; she must
have known that all he wanted was her money. The marriage had
been a secret one. But that belief only lasted for a moment; he was
“married and done for,” and here was the lawyer’s letter refusing
supplies. He had run through their ready money at cards the night
before. All that remained to him was a handful of small change, and
a handful of tradesmen’s bills. All through breakfast the bills had
been arriving, for the word had spread abroad that the Stukeleys
were leaving Salcombe at the end of their third week’s stay. He had
been in awkward corners before; but never in the country, and never
before had he been involved with a wife. He could not think what to
do, for his head ached furiously. He had made too free with the
common purse in the certainty of receiving money that morning.
“Your obedient servants,” ran the letter. He stamped up and down
the room, swearing and biting his nails. He could not return to
London without money; nor did he dare to return; for he had many
debts, and feared arrest. He wondered whether Olivia had any
friends in those parts from whom he or she might borrow money. “It’s
time Olivia got broken in,” he thought.
A servant entered with a letter. He took it from her, staring at her
with the hard insolence of his class. The girl dropped her eyes,
looked confused, and then smiled at him.
“Aha,” he said lightly. He caught her hand and pressed it, still
looking into her eyes.
“No,” said the girl hurriedly. “There’s some one coming.”
“You’re my little duckling, aren’t you?” he said softly, catching her
round the waist.
“Be quiet,” she answered, frightened. “I’m sure I hear some one
coming.”
He listened for a second, maintaining his hold. “Nonsense,” he
said. “Nonsense, Amy.”
“My name’s Jessie,” she said pertly.
He bent and kissed her lips; the girl made some show of virtue by
calling him a bad man.
“Oh law,” said Jessie, breaking from him hastily. “There’s some
one——” She seized two plates upon the table, and made a bustling
pretence at clearing away. On learning that it was a false alarm, she
looked at him with a sort of slinking grace.
“You’ve made my hair untidy,” she said reproachfully.
He walked up to her, laughing. She backed from him with a grin.
“Jess-ie,” came a cry from without.
“It’s missus,” she said, terrified, going to the door.
“Yes, mum.”
“The man wants an answer for that letter he brought.”
“Yes, mum,” she cried. “In a minute, mum. There’s an answer, sir.
What’s the answer, sir?”
Stukeley tore the paper open. A bill fell out.
“Oh damn,” he exclaimed. “Tell him I’ll look in in the morning.”
Jessie carried the message to the bearer; and returned with
another.
“Please, sir, the man says he won’t go unless he has his money,
sir.”
“Won’t he?” said Stukeley angrily. “I’ll see whether he won’t.”
He picked up his cane and walked out swiftly. The servant listened
at the door for the details of the quarrel.
“Hark-ee,” came Stukeley’s voice. “Here’s your bill. D’ye see it?
There!”—there came a sound of tearing paper—“Now take that back
to your master. Next time you disturb me at breakfast I’ll break your
head. Get out of this.”
The haberdasher’s clerk withdrew. The landlady aided his retreat
with a few words about not having her guests disturbed.
Stukeley returned to his breakfast-room. Jessie looked at him
admiringly.
“Aha, Jessie,” he said. “What nice arms you’ve got. Eh? Haven’t
you? Eh? Beautiful arms.” He pinched them, following her about as
she backed to avoid him.
“You’ve got a wife,” said Jessie. “What do you want with arms?
Don’t! Don’t! You’ll make me scream out.”
Again came the voice of the mistress.
“Jessie! Jessie! Drat the girl.”
The amorous by-play ceased; Jessie went swiftly.
She soon returned, bringing a visitor, a coarse fair-haired man,
with a face not unlike a horse’s face, but without the beauty. His
cheeks were rather puffy; his eyelids drooped down over his eyes,
so that he gave one the impression of extreme short sight, or of
some eye-disease. He peered out under his eyelids. One felt that the
house so lit was a dark, narrow, mean little thieves’ house.
“Mr. Haly to see you, sir,” said Jessie.
Mr. Haly entered, to find his friend Stukeley retiring through the
other door. He turned back in the doorway on hearing the name.
“Oh, it’s you, Monty,” he said. “What brings you to Salcombe?”
“You took me for a dun,” said Mr. Haly, with a jocular whine
peculiar to him. “You took me for a dun. I’ll sit down, if this pretty
charmer here”—he ogled Jenny, with a look which would have made
a wanton chaste—“will give me a chair. Thank you, my dear.” He sat
down; Jessie left the room.
“I’ve come down with young Killigrew,” he said. “He offered to pay
my expenses. So I thought I’d look you up, to see how married bliss
looks. Hey, Tom? How’s the wife? Hey, Tom? How’s Cupid’s dove?
Hey? I suppose she’s making little clothes already? Hey?”
He laughed pursily; helped himself, unbidden, to the beer, cut
himself a snack from his friend’s untasted breakfast, buttered it
thickly, and began to eat. His friendships were selfish always. “Give
nothing, but take all you can get,” would have been his motto, had he
had sufficient intellect to think it out. It had helped him in the world;
but his greed, never sated, had perhaps helped him less than his
power of flattering those who were richer, but no more intelligent
than himself. Stukeley ignored his friend’s questions, not because he
objected to them, but because he expected something more from Mr.
Haly.
“There was another reason why I called,” said Haly, after a pause.
“I travelled down from town with old Bent, your landlord that was.”
“With old Bent?” said Stukeley, becoming more attentive.
“Yes,” continued Haly. “He’d heard you were in Salcombe. I
believe he wants to see you.”
“Damn it. He does,” said Stukeley.
“Well,” said Haly, “then I hope it’s not a large sum. But still, now
you’re married to an heiress, you lucky dog, why, you can laugh at
old Bent, I should think.”
“Yes,” said Stukeley quietly. “What time is old Bent coming here?”
Haly shrugged his shoulders. “We’re not in town now,” he said.
“He might come any time.”
Stukeley offered his friend some more beer.
“By the way, Tom,” said Haly, “I don’t want to rob you, but could
you lend me a fiver, just to go on with?”
“I’m sorry, Monty,” said his friend; “I never lend money.”
“Oh, come, Tom,” said Haly. “Don’t be a swine, man. I’d lend it to
you fast enough. I’d not see a friend in want.”
“I know you wouldn’t,” said Tom. “But I never lend money.”
“Damn it,” said Haly, lowering his voice to a whining reproachful
tone. “Well, I wouldn’t be a mean swine. Lord, man! I gave you the
office about Bent. You might have a little gratitude. What’s a fiver to
you? Don’t be a swine, man. I wouldn’t refuse you, I know.”
Stukeley stared insolently at Haly’s blinking eyes. He seemed to
relish the man’s disappointment.
“No! Can’t be done, Monty,” he said. “Have some more buttered
toast, instead—with sugar on it.”
Haly had already eaten plenteously of this dainty; he was not to be
comforted with flagons.
“You are a swine,” he said angrily. “Now you’re married, I suppose
you’re going back on your pals. You dirty swine. My God! I wouldn’t
be mean like that. Well, keep your fiver. But old Bent shall hear
something. Yes, and my new wife shall hear something. My wife
Olivia, Olivia.”
Stukeley watched his friend with careless tolerance, ringing the
bell meanwhile, with a hand stretched idly behind him. He laughed
lightly, bidding Haly to be of good cheer. When Jessie came, in
answer to the bell, he bade his friend good morning, and bowed him
out. Haly disappeared, cursing.
When he had gone, Stukeley wondered if he had done wisely in
choking off Haly so soon. He had made up his mind, during the
months of his honeymoon, to break with his old circle; for his wife’s
friends were rich and powerful, and his own friends, being men about
town, had never been more to him than flash companions. Besides,
he realized that a man like Haly was hardly likely to bring him credit
with his new acquaintances. And anyhow his headache made him
devilish, and he had had pleasure in seeing the horse-face flush, and
the little mean eyes blink with anger. He did not set much store by
the man’s threats. If old Bent had come to Salcombe after him, he
would see his victim, whether Haly helped or refused to help. He did
not rightly know what he could say to old Bent, and his head was
throbbing and in pain; he could not think. Jessie returned to clear
away; but even Jessie would not comfort him, for missus was in the
next room and could hear every word.
“Perhaps after dinner,” said Jessie.
Something in the girl’s coyness stirred his lust. He caught hold of
her, shutting the door with his disengaged hand.
“You are a naughty man,” said Jessie reprovingly.
He drew her head back and kissed her lips and throat. Something
in the girl amused him and excited him. He was conscious of a
sudden anger against Olivia. She needed some devil of wantonness,
he thought. She never moved him as this tavern trollop moved him.
“Do you love me?” said Jessie.
“Yes,” he said passionately.
“I seen you look at me,” said Jessie.
It had been love at first sight. While they kissed, Olivia’s voice
sounded clearly in the passage. “I’ll see him in the breakfast-room,
with Mr. Stukeley.”
“Oh law!” said Jessie, wrenching herself free. “Go inside, Mr.
Stukeley. Don’t let’s be seen together.”
“Bent already,” said Stukeley, slipping into the inner room.
He went so quickly that Jessie’s question, “Is my hair tidy?” was
unanswered. As Jessie dabbed at her hair before the mirror, Olivia
entered. She thought that Jessie’s heightened colour and nervous
manner were signs that she was ashamed of being caught at a
glass. She smiled at the girl, who smiled back at her as she hurried
to remove her tray. Had Olivia looked at Jessie as she left the room
with the table-cloth, the trollop’s gaze of confident contempt would
have puzzled her; she might, perhaps, have found it disquieting.
She had only been married a few weeks; and she loved her
husband so dearly that to speak of him to any one, to an inn-servant,
for example, seemed sacrilegious to her. She felt this very strongly at
this moment, though she longed to ask Jessie where her husband
might be found. She felt some slight displeasure at her husband’s
absence, for he had never before left her for so long. This breakfast
had been the first meal eaten apart since the day of their marriage.
When Jessie had left the room, she looked at her image in the
mirror, straightening the laces at her throat and smoothing the heavy
hair, one of her chief beauties. She loved her husband. All other men
were mere creatures to her—creatures with no splendour of circling
memory, creatures of dust. But the announcement that Captain
Margaret was even then without, waiting to be admitted, was
somehow affecting. She felt touched, perhaps a little piqued. He had
loved her, still loved her, she felt. She had never much cared for him,
though she had found a sort of dreadful pleasure in the
contemplation of her power over him. At the moment, she felt a little
pity for him, and then a little pity for herself. Now that she was
married, she thought, she would be unattractive to him; her power
would be gone; and as that was the first time the thought had come
to her, it made her almost sad, as though she were parting with a
beautiful memory, with a part of her youth, with a part of her youthful
beauty. Her look into the glass was anxious. She was eager to look
her best, to make the most of her pale beauty; for (like less intelligent
women) she believed that it was her beauty which most appealed to
him. As a matter of fact it was the refinement of her voice which
swayed him, her low voice, full of music, full of intensity, of which
each note told of an inner grace, of some beauty of mind
unattainable by men, but sometimes worshipped by them. She was
not a clever talker. Her power lay in sympathy, in creating talk in
others, for when she was of a company it was as though music were
being played; the talk showed fine feeling; at least, the talkers went
away delighted. She had a little beauty. Her eyes were beautiful; her
hair was beautiful; but beautiful beyond all physical beauty was the
beauty of her earnest voice, so unspeakably refined and pure,
coming holy from the inner shrine.
She had not waited a minute, before Captain Margaret entered.
She had expected to see him troubled, and to hear the ring of
emotion in his voice as he greeted her. She had half expected to be
surprised by some rush of frantic passion. But he entered smiling,
greeting her with a laugh. She felt at once, from his manner, from his
obvious dislike for her hand, which he scarcely touched and then
dropped, an implied shrinking from her husband. It gave her
firmness. He looked at her eyes a moment, wondering with what love
they had looked at Stukeley during the night-watches. The thought
came to him that she was a beautiful soiled thing, to be pitied and
tenderly reproved. The image of Stukeley cast too dark a shadow for
any brighter thought of her. When she began to speak she had him
bound and helpless.
“Well, Olivia,” he said gaily, “I’m glad I came in time to catch you.”
“Yes,” she answered, “we were just going. We have been—— And
how did you come here?” She found it harder to talk to him than she
had expected.
“I came here in my ship,” he answered. “I wanted to see you, to
wish you, to hope—to wish you all happiness. Before I leave
England.”
She smiled.
“Thank you very much,” she said. “Are you leaving England for
long?”
“It may be a long time. If all goes well, it will be a very long time.”
“I had not heard that you were going abroad. To what part are you
going? Italy again?”
“No. I’m going to Darien.” It seemed to him to be almost tragical
that she really did not know where Darien lay. “The Spanish Main,”
he added.
“Ah, yes,” she said.
He covered her retreat by saying that he was going to Virginia first.
She looked at him with quickened interest.
“Going in your ship,” she said. “That sounds very grand. Is she in
Salcombe here? Which is she among all those schooners?”
“That one,” he answered, pointing through the window. “The ship
with the flag.”
“And you’re leaving England at once?”
“Yes. This afternoon’s tide.”
“But what are you going to do when you get there?”
“Oh, don’t let’s talk about that,” he answered. “Tell me about
yourself, and your plans. What are you going to do, now you’re
leaving Salcombe? Will you go home to Flaxley?”
“No,” she answered, colouring slightly. “Uncle Nestor was rather
rude to Tom, to my husband.”
The captain bit his lip, and gazed out absently over the sea. He
had heard why Uncle Nestor had been rude. The knowledge made
him doubtful of Olivia’s future happiness.
“So I suppose you’ll go back to town,” he answered, “and settle
down. What do married people do, when they settle down?”
“Oh,” she said, “I’ve great schemes for Tom. He’s going to stand
for Parliament. But I want to know what you’re going to do in Darien.
What is your scheme?”
“Just to help the Indians,” he answered. “The Spaniards have
robbed them and ill-treated them, and I thought that if some
Englishmen settled on the Isthmus, and opened up a trade with
them. For you see, we could trade with both Jamaica and Virginia.
And if we opened up a trade there, we could check the Spanish
power there, making the Indians our allies.”
“And what would you trade for, or with? It sounds very romantic.”
“The country is very rich in gold. Gold is found in all the rivers. But
of course the gold is not to be our aim. I want, really, to found an
English colony; or a colony of workers, at any rate. The Spanish
colony is just a press, which squeezes the land. Now the land ought,
in a sense, to squeeze the colonists. It ought to bring out all their
virtues. That is what I want. The country will have to be cleared. And
then we shall plant cacao, or whatever the land is fit for, and—— The
scheme is thought out, in detail. I’m confident; but I won’t talk about
it.”
“And the Indians will be your allies?” repeated Olivia; “and the
Spaniards will probably fight you?”
“Yes,” he answered. “And you will be in a townhouse in London,
going to the play, or dancing at a ball, in grey silk.”
“Blue, or grey.”
“And you will give sprigs of verbena to those who see over your
garden in the country.”
“And when will you come for some?”
“Ah! I shan’t see that garden again, for a long, long time.”
“We’re going to plant all sorts of things, when we get home. You
must send some roots from Darien.”
“I should like to do that. We have been such—such friends.”
“In the old days.”
“Yes,” he said, rising. “Now I must be off.”
“Oh, but you ought not to go yet.”
“I only just came ashore to see you.”
“Oh, you must stay to see my husband. He wants to see you. He’ll
be so disappointed if you don’t stay to see him.”
“You must make my apologies. Good-bye, Olivia.”
She held out her hand without emotion of any kind. She would
have shaken hands with any other acquaintance with just so little
feeling. Margaret wondered what it was that would get within her
guard. He took her hand. He tried hard to say no more, but failed,
being sorely tempted.
“God bless you,” he said. “I hope you will be very, very happy. God
bless you, dear. I wonder if I shall hear of you ever. Or see you
again.”
“If you want to, you will,” she said simply, glad that it had gone no
further.
“Yes, I shall see you again,” he said.
“Of course you will,” she answered. “I hope your colony will be a
success.”
Something in her voice made the conventional words beautiful.
Captain Stukeley, on the other side of the door, hearing that quality
in his wife’s voice, wished that the keyhole were bigger. With an
effort, Captain Margaret rewarded that moving tone.
“When I come back,” he said, “I hope that I shall get to know your
husband. Make my apologies to him.”
“Good-bye again,” she said.
Her voice seemed to come from her whole nature. All that her
lover could remember afterwards was the timbre of the voice; he had
no memory of her face. Her eyes he remembered, and her heavy
antique ear-rings. “Eyes, ear-rings, and a voice,” he repeated,
walking down to the jetty. He wondered what she was. “What is she?
What is she? Oh Lord, what is she?” He could not answer it. She
was beautiful. Most beautiful. Beautiful enough to drive him mad. Her
beauty was not a bodily accident; but a quality of soul, the quality of
her nature, her soul made visible. But what was she? She had talked
commonly, conventionally. She had said no wise thing, no moving
thing. Never once had she revealed herself; she was only kind, fond
of flowers, fond of music, a lover of little children. But oh, she was
beyond all beauty, that dark, graceful lady with the antique ear-rings.
It was her voice. Any conventional, common word her voice made
beautiful. He wondered if she were, after all, divine; for if she were
not divine, how came it that her voice had that effect, that power? He
felt that human beings were all manifestations of a divine purpose.
Perhaps that lovely woman was an idea, an idea of refinement, of
delicate, exquisite, right grace, clothed in fitting flesh, walking the
world with heavenly intention. But if that were so, how the devil came
Stukeley there, that was the puzzle? The blood came into that pale
face sometimes; and oh, the way she turned, the way she looked,
the way of that voice, so thrilling, so infinitely beautiful. Ah well; he
had played and lost, and there was his ship with her flag flying; he
was bound down and away

Along the coast of New Barbary.

But he had loved her, he had seen her, he had been filled with her
beauty as a cup with wine. He would carry her memory into the
waste places of the world. Perhaps in the new Athens, over yonder,
among the magnolia bloom, and the smell of logwood blossom, he
would make her memory immortal in some poem, some tragedy,
something to be chanted by many voices, amid the burning of
precious gums, and the hush of the theatre. On the way, he stopped,
thinking of her personal tastes. He, too, would have those tastes.
Little things for which she cared should come with him to the Main.
He gave the merchant the impression that he was dealing with one
melancholy mad.
Drums sounded in the street, for troops were marching west, to a
rousing quick-step. They marched well, with their heads held firm in
their stocks. The sergeants strutted by them, handling their halberds.
Captain Margaret paused to watch them, just as a sailor will stop to
watch a ship. “They are like the world,” he thought. “The men drop
out, but the regiment remains. It still follows the rags on the
broomstick, and a fool commands it, and a halberd drills it, and
women and children think it a marvellous fine thing. Well, so be it.
I’ve bought my discharge.” The fifes and drums passed out of
hearing. “They’ll never come back,” he said to himself. “Perhaps
twenty years hence I shall meet one of those men, and be friends
with him. Why not now? And why should I see that regiment now?
What does it mean? It is a symbol. All events are symbols. What
does it mean? What is it a symbol of? Why should that regiment
pass to-day, now, after I’ve bidden my love good-bye? And what
ought I to learn from it? What message has it for me?” He was
convinced that it had a message. He stood still, looking down the
road, vacant as a British statue.
He woke up with a start, remembering that he had to buy some
materials for the practice of one of his amusing handicrafts. A little
gold, some silver, and a few stones of small value, together with
glass beads, were all that he needed. He was planning to make
jewels for the Indian princesses. “Beads is what they goes for,” so
Cammock had said. He bought large stores of beads. He also
bought materials for a jewel for Olivia, thinking, as he examined the
gems, of the letter he would send with the gift. “It will be written
under palm-thatch,” he thought, “in the rains.” He was able to plan
the jewel in all its detail. People stared at him with curiosity. He was
speaking aloud as he walked. “Nothing matters very much to me,” he
said. “I know the meaning of life. Life and death are the same to me.”
So saying he arrived upon the jetty, and hailed his boat, which lay at
a little distance, her oarsmen playing dice in the stern-sheets. His
purchases were stowed between the thwarts, a few grocer’s boxes
made an obelisk in the bows. As they shoved off, there came a flash
of fire from the side of the Broken Heart. White smoke-rings floated
up and away, over her topgallant-masts. Grey smoke clung and
drifted along the sea. The roar of the cannon made the Salcombe
windows rattle. The boat’s crew grinned. Being boatmen, they had
escaped the gun-drill. They knew what all hands were getting from
the stalwart Cammock.
He stepped quickly up the side, acknowledging Cammock’s salute
and the pipe of the boatswain. Perrin met him at the break of the
poop. He noticed that Perrin stared rather hard at him. He grinned at
Perrin cheerfully.
“Yes, I saw her,” he said gaily.
It seemed to Perrin that his gaiety was natural, and that, perhaps,
the sight of Mrs. Stukeley, with her husband, had proved an effective
cure. A gun’s crew swayed the gear out of the boat. The other guns’
crews, heaving the heavy trucks, training the guns forward, wished
that they might help. Captain Cammock resumed his drill.
“Starboard battery, on the bow!” he exclaimed. “Port battery, upon
the beam. Imagine them hulks. Them’s the enemy. Bring aft your
train tackles. No. No. Oh, what are you playing at? Drop them
blocks. What in hell are you thinking of there, number three? I’m not
talking to you, port battery. Now. Wait for the word of command. Take
heed. Silence. Silence there. Now. Cast off the tackles and
breechings. Carry on.”
The figures by the guns became active. Though they carried on “in
silence,” there was a good deal of noise, many muttered oaths,
much angry dropping of rammers. Captain Margaret stood by
Cammock, waiting till the guns were fired. He had learned the
practical part of naval gunnery from a book in Cammock’s cabin, The
Mariner’s Friend, or Compleat Sea Gunner’s Vade Mecum. He
watched the drill wearily, knowing how hard and dull a thing it was to
the men who swayed the tackles, and hove the trucks along with
crows. In the moment of peace after the broadsides, he felt a pity for
his men, a pity for humanity. He had hired these men at four shillings
a week apiece. He gave them their food, worth, perhaps, tenpence a
day, with their rum worth twopence more, bought wholesale, out of
bond. “For eleven shillings a week,” he thought, “a man will clog his
heavenly soul with gun-drill, which his soul loathes; and refrain from
drabs and drams, which his soul hungers and thirsts for.” He felt
ashamed that he had not thought more of his men’s comfort.
“You’ve got them into shape already, captain,” he said.
“I’ll get them into trim in time,” answered Cammock. “It takes time.”
“Yes,” said Margaret, “it takes time.” He paused a moment,
remembered his kindly feeling, and continued. “I want to ask you
about fresh meat, captain. Shall I get some fresh meat here, to see
us well into the Western Ocean? Or flour, now? I want the hands
kept in good trim. I don’t want to lose any by sickness.”
“Fresh meat is always good at sea,” said Cammock. “But there’s
better things than meat. For keeping a crew in good shape, you can’t
beat sugar and flour. It takes the salt out of their bones.”
Perrin had joined them. “I’ve ordered fresh meat and sugar,” he
said. “And three dozen fowls. They’ll be off in about an hour’s time.”

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