Professional Documents
Culture Documents
(Download pdf) Principles Of Biology 4Th Edition Robert J Brooker full chapter pdf docx
(Download pdf) Principles Of Biology 4Th Edition Robert J Brooker full chapter pdf docx
(Download pdf) Principles Of Biology 4Th Edition Robert J Brooker full chapter pdf docx
J. Brooker
Visit to download the full and correct content document:
https://ebookmass.com/product/principles-of-biology-4th-edition-robert-j-brooker/
More products digital (pdf, epub, mobi) instant
download maybe you interests ...
https://ebookmass.com/product/principles-of-biology-4th-edition-
robert-j-brooker-2/
https://ebookmass.com/product/ise-principles-of-biology-3rd-
edition-robert-brooker/
https://ebookmass.com/product/genetics-analysis-principles-6th-
edition-robert-j-brooker/
https://ebookmass.com/product/genetics-analysis-and-
principles-7th-edition-brooker/
Principles of Bone Biology (2 Volume Set) 4th Edition
Edition John P. Bilezikian
https://ebookmass.com/product/principles-of-bone-
biology-2-volume-set-4th-edition-edition-john-p-bilezikian/
https://ebookmass.com/product/principles-of-cancer-biology-1st-
edition/
https://ebookmass.com/product/a-dictionary-of-biology-robert-
hine/
https://ebookmass.com/product/principles-of-economics-a-
streamlined-approach-4e-ise-4th-ise-edition-robert-h-frank/
https://ebookmass.com/product/principles-of-microeconomics-a-
streamlined-approach-4e-ise-4th-ise-edition-robert-h-frank/
[f o u r t h e d i t i o n]
Principles of
Biolog y
Robert J. Brooker
University of Minnesota–Minneapolis
Eric P. Widmaier
Boston University
Linda E. Graham
University of Wisconsin–Madison
Peter D. Stiling
University of South Florida
Published by McGraw Hill LLC, 1325 Avenue of the Americas, New York, NY 10019. Copyright ©2024 by McGraw
Hill LLC. All rights reserved. Printed in the United States of America. No part of this publication may be reproduced
or distributed in any form or by any means, or stored in a database or retrieval system, without the prior written
consent of McGraw Hill LLC, including, but not limited to, in any network or other electronic storage or transmission,
or broadcast for distance learning.
Some ancillaries, including electronic and print components, may not be available to customers outside the
United States.
1 2 3 4 5 6 7 8 9 LWI 28 27 26 25 24 23
ISBN 978-1-266-13582-8
MHID 1-266-13582-0
All credits appearing on page or at the end of the book are considered to be an extension of the copyright page.
The Internet addresses listed in the text were accurate at the time of publication. The inclusion of a website does not
indicate an endorsement by the authors or McGraw Hill LLC, and McGraw Hill LLC does not guarantee the accuracy
of the information presented at these sites.
mheducation.com/highered
4 Evolutionary Origin of Cells and Their General UNIT VI Flowering Plants 618
Features 59
5 Membranes: The Interface Between Cells and Their 28 An Introduction to Flowering Plant Form and
Environment 98 Function 619
6 How Cells Utilize Energy 121 29 How Flowering Plants Sense and Interact with Their
Environments 640
7 How Cells Capture Light Energy via Photosynthesis 150
30 How Flowering Plants Obtain and Transport Water,
8 How Cells Communicate with Each Other and with the Mineral Nutrients, and Organic Compounds 658
Environment 169
31 How Flowering Plants Reproduce and Develop 682
UNIT III Genetics 188 UNIT VII Animals 700
9 The Information of Life: DNA and RNA Structure, DNA
32 General Features of Animal Bodies, and Homeostasis as
Replication, and Chromosome Structure 189
a Key Principle of Animal Biology 701
10 The Expression of Genetic Information via Genes I:
33 Neuroscience I: The Structure, Function, and Evolution
Transcription and Translation 211
of Nervous Systems 722
11 The Expression of Genetic Information via Genes II:
34 Neuroscience II: How Sensory Systems Allow Animals
Non-coding RNAs 231
to Interact with the Environment 752
12 The Control of Genetic Information via Gene
35 How Muscles and Skeletons Are Adaptations for
Regulation 250
Movement, Support, and Protection 774
13 Altering the Genetic Material: Mutation, DNA Repair,
36 Circulatory and Respiratory Systems: Transporting
and Cancer 271
Solutes and Exchanging Gases 789
14 How Eukaryotic Cells Sort and Transmit Chromosomes:
37 Digestive and Excretory Systems: Maintaining Nutrient,
Mitosis and Meiosis 289
Water, and Energy Balance and Removing Waste 822
15 Transmission of Genetic Information from Parents to
38 How Endocrine Systems Influence the Activities of All
Offspring I: Patterns That Follow Mendel’s Laws 313
Other Organ Systems 857
16 Transmission of Genetic Information from Parents to
39 The Production of Offspring: Reproduction and
Offspring II: Epigenetics, Linkage, and Extranuclear
Inheritance 331 Development 879
17 The Simpler Genetic Systems of Viruses, Bacteria, and 40 Immune Systems: How Animals Defend Against
Archaea 351 Pathogens and Other Dangers 905
18 Genetic Technologies: How Biologists Study Genes and 41 An Example of a System-Wide Response to a Challenge
Genomes 370 to Homeostasis 927
Robert J. Brooker
Rob Brooker received his Ph.D. in genetics from Yale University in
1983. At Harvard, he studied lactose permease, the product of the lacY
gene of the lac operon. He continued working on transporters at the
University of Minnesota, where he is a professor in the Department
of Genetics, Cell Biology, and Development, and in the Department
of Biology Teaching and Learning. At the University of Minnesota,
Dr. Brooker teaches undergraduate courses in biology and genetics.
In addition to many other publications, he has written two undergrad-
uate genetics texts: Genetics: Analysis & Principles, seventh edition,
copyright 2021, and Concepts of Genetics, fourth edition, copyright
2022; and he is the lead author of Biology, sixth edition, copyright
2023, all published by McGraw Hill Education.
Eric P. Widmaier
Eric Widmaier received his Ph.D. in 1984 in endocrinology from the Left to right: Peter Stiling, Linda Graham, Eric Widmaier, and Rob Brooker
University of California at San Francisco. His research focused on the ©Ian Townsend
control of body mass and metabolism in mammals, the hormonal cor-
relates of obesity, and the effects of high-fat diets on intestinal cell plant biology. She is the lead author of Algae, third edition, copy-
function. Dr. Widmaier is currently professor emeritus of biology at right 2016, a textbook on algal biology, and Plant Biology, third edi-
Boston University, where he has taught undergraduate and graduate tion, copyright 2015, both published by LJLM Press, and coauthor
courses in human physiology, comparative physiology, and endocrinol- of Biology, sixth edition, copyright 2023, published by McGraw Hill
ogy and received the university’s highest honor for excellence in teach- Education.
ing. Among other publications, he is lead author of Vander’s Human
Physiology: The Mechanisms of Body Function, sixteenth edition, Peter D. Stiling
copyright 2023, and coauthor of Biology, sixth edition, copyright 2023, Peter Stiling obtained his Ph.D. from University College, Cardiff,
both published by McGraw Hill Education. United Kingdom. Subsequently, he became a postdoctoral fellow
at Florida State University and later spent two years as a lecturer at
Linda E. Graham the University of the West Indies, Trinidad. Dr. Stiling, Professor of
Linda Graham earned an undergraduate degree from Washington Biology in the Department of Integrative Biology at the University of
University (St. Louis), a master’s degree from the University of South Florida (USF) at Tampa, was formerly Chair of the Department
Texas, and a Ph.D. from the University of Michigan, Ann Arbor, and later Assistant Vice Provost for Strategic Initiatives. His research
where she also did postdoctoral research. She is a past department interests include plant-animal relationships and invasive species.
chair of the Department of Botany at the University of Wisconsin− He also taught biology to students in the summer program USF in
Madison, where her research explores the biology of algae and plants, London, from 2015 to 2019, after establishing the program in 2015.
particularly their evolution and microbial associations. She is an Dr. Stiling was elected an AAAS Fellow in 2012. He is also the author
AAAS Fellow, past President of the Botanical Society of America, of Ecology: Global Insights and Investigations, second edition, copy-
and past President of the Phycological Society of America. She has right 2015, and coauthor of Biology, sixth edition, copyright 2023,
taught undergraduate courses in general biology, microbiology, and both published by McGraw Hill Education.
Skills! Skills! Skills! That’s what instructors want their students to activation energy for a chemical reaction and thereby increases its
develop and that’s what students often find the most challenging. The rate, the author team has developed pedagogical features that should
pedagogical features of Principles of Biology, fourth edition, are aimed lower the barriers that prevent skill development and thereby allow
at achieving this goal. Much like the way that an enzyme lowers the students to develop their critical-thinking skills more quickly.
In the fourth edition of Principles of Biology, the end-of-chapter questions have a category of questions called Critical-Thinking Skills.
These questions are primarily at Bloom’s levels 3 (applying) and 4 (analyzing).
a. the rotation of phospholipids a. The inside of the cell is hypertonic to the outside. Environmental: Environmental:
b. the lateral movement of phospholipids b. The inside of the cell is hypotonic to the outside.
Light
c. the flip-flop of phospholipids to the opposite leaflet c. The membrane contains transporters that allow the rapid Herbivores
Temperature Pathogens
b. the intercellular transport of molecules via gap junctions it is 0.2 M. If we assume that the solutes do not readily cross the
A growing trend is the use of models in biology education. Students are asked to Touch, wind
Gravity
interpret models and to create models based on data or a scenario. Furthermore, Soil water
Organic
chemicals
emitted by
other plants
using models and simulations is one of the core skills that is emphasized by Rocks and
other barriers
“Vision and Change.” The author team has added a new feature called a Modeling Soil
minerals
Soil
microorganisms
Challenge, which asks students to create a model or to interpret a model they are
Figure 29.2 Types of plant stimuli. Plants respond to both physical
given. Possible answers to the Modeling Challenges are provided to the instructor and biological stimuli. Stimuli may be internal to the plant or come
from the environment.
The beginning of each section of every chapter contains a set 5.2 Fluidity of Membranes
of Learning Outcomes that inform students of concepts they Learning Outcomes
should understand. Many sections contain skills-based Learning
1. Describe the fluidity of membranes.
Outcomes, labeled as SCISKILLS. These Learning Outcomes are
2. SCISKILLS ⊲ Predict how fluidity will be affected by
specific to the skills that students will acquire when mastering the changes in lipid composition.
material and provide a specific understanding of how such skills 3. SCISKILLS ⊲ Analyze the results of experiments indicating
may be assessed. SCISKILLS are mental actions such as analyzing that certain membrane proteins can diffuse laterally within
data, forming hypotheses, making predictions, or performing the membrane.
calculations. These are skills that scientists generally rely on and
Let’s now turn our attention to the dynamic properties of membranes.
students should practice. Although a membrane provides a critical interface between a cell
or an organelle and its environment, it is not a solid, rigid structure.
Rather, biological membranes exhibit the property of fluidity, which
Feature Investigations means that individual molecules remain in close association yet have
the ability to readily move within the membrane. In this section, we
The emphasis on skills development continues in the Feature Investigations.will
These provide
examine a complete
the fluid properties ofdescription of experiments,
biological membranes.
including data analysis, so that students can understand how experimentation leads to an understanding of biological concepts.
FEATURE INVESTIGATION
Agre Discovered That Osmosis Occurs More Quickly
in Cells with a Channel That Allows the Facilitated
Diffusion of Water
Figure 5.13 The discovery of water channels (aquaporins) by Agre and colleagues.
As discussed earlier in this chapter, osmosis is the movement of frog oocytes, chosen because these oocytes are large, are easy to
water to balance solute concentrations. Water can cross biological inject, and lack pre-existingCHIP28
HYPOTHESIS proteins
may in their asplasma
function a watermembranes
channel.
membranes slowly by simple diffusion through the phospholipid that allow theKEY rapid movement of water. Following injection,
MATERIALS Prior to this work, a protein called CHIP28 was identified that is abundant in red blood cells and kidney cells. The gene
bilayer. However, in the 1980s, researchers discovered that certain the mRNA was translated to make CHIP28
that encodes this proteins,
protein waswhich
cloned,were
which means that many copies of the gene were made in a test tube.
cell types allow water to move across the plasma membrane at inserted into the plasma membrane of the oocytes. (Note: The pro-
a much faster rate than would be predicted by simple diffusion cess of translation is described in Chapter 10.) After sufficient Experimental level Conceptual level
alone. For example, water moves very quickly across the mem- time had been Add allowed for this
an enzyme (RNAtopolymerase)
occur, theand oocytes were placed CHIP28 mRNA RNA polymerase
1
brane of red blood cells, which causes them to shrink and swell in a hypotonicnucleotides
medium. to Asa test
a control,
tube thatoocytes
contains that had not been
many copies of the CHIP28 gene.exposed
This Enzymes
in response to changes in extracellular solute concentrations (see injected with CHIP28 mRNA were also to a hypotonic
and nucleotides
results in the synthesis of many copies
Figure 5.10a). Likewise, bladder and kidney cells, which play a medium. of CHIP28 mRNA.
key role in regulating water balance in the bodies of vertebrates, As you can see in the data, a striking difference was observed
allow the rapid movement of water across their membranes. Based between oocytes that expressed CHIP28 versus the control oocytes. CHIP28
DNA
on these observations, researchers speculated that certain cell Within minutes, oocytes that contained the CHIP28 protein were
types might have channels in their plasma membranes that enable seen to swell due to the rapid uptake of water. Three to five minutes
the rapid movement of water. after being placed in a hypotonic medium, they actually lysed! By
Inject the CHIP28 mRNA into frog eggs
One approach to characterizing a new protein is to first iden- comparison,2 the controlWait
(oocytes). oocytes
severaldid nottoswell
hours allow as rapidly, and they
tify a protein based on its relative abundance in a particular cell did not rupture,timeeven
for after 1 hour.
the mRNA to beTaken together,
translated into these results are
type and then attempt to determine the protein’s function. This CHIP28 protein at the ER membrane
consistent with the hypothesis that CHIP28 functions and as a channel
then moved via vesicles to the plasma CHIP28 protein is
rationale was applied to the discovery of proteins that allow the that allows themembrane.
facilitated diffusion of water across the membrane. CHIP28 inserted into the
rapid movement of water across membranes. Peter Agre and his Many subsequent studies confirmed this observation. Later, CHIP28 mRNA plasma membrane.
colleagues first identified a protein that was abundant in red blood was renamed aquaporin to indicate its newly identified function of CHIP28 protein
Frog oocyte
cells and kidney cells but not found in high amounts in many other allowing water to diffuse through a channel in the membrane. More
Nucleus Cytosol Ribosome
cell types. Though they initially did not know the function of the recently, the three-dimensional structure of aquaporin was determined
protein, its physical structure was similar to other proteins that (see chapter-opening figure). In 2003, Agre was awarded the Nobel
were already known to function as channels. They named this Prize in Chemistry for this work.
Place oocytes into a hypotonic medium
3
protein CHIP28, which stands for channel-forming integral mem- and observe under a light microscope.
brane protein with a molecular mass of 28,000 daltons. During the As a control, also place oocytes that
Control
have not been injected with CHIP28
course of their studies, they also identified and isolated the gene ExperimentalmRNA
Questions
into a hypotonic medium and
that encodes CHIP28. observe by microscopy.
1. What observations about particular cell types in the human body
In 1992, Agre and his colleagues conducted experiments to
led to the experimental strategy in Figure 5.13?
determine if CHIP28 functions in the transport of water across
membranes (Figure 5.13). Because they had already isolated the 2. What characteristics of CHIP28 made Agre and associates
gene that encodes CHIP28, they could make many copies of speculate that it may transport water? In your own words,
this gene in a test tube (in vitro) using gene cloning techniques briefly explain how they tested the hypothesis that CHIP28 has
4 THE DATA
(see Chapter 18). Starting with many copies of the gene in vitro, this function.
they added an enzyme to transcribe the gene into mRNA that 3. SCISKILLS ⊲ Explain how the results of the experiment in
Oocyte Oocyte rupturing
encodes the CHIP28 protein. This mRNA was then injected into Figure 5.13 support the proposed hypothesis.
3–5 minutes
CHIP28 protein
5 CONCLUSION The CHIP28 protein, now called aquaporin, allows the rapid movement of water across the membrane.
6 SOURCE Preston, G. M., Carroll, T. P., Guggino, W. B., and Agre, P. 1992. Appearance of Water Channels in Xenopus Oocytes Expressing Red Cell
CHIP28 Protein. Science 256: 385–387.
BioTIPS
WAYS TO HELP STUDENTS NAVIGATE AND LEARN THE MATERIAL IN THIS TEXTBOOK
Focus on Core Principles In addition, a question at the end of each chapter is directly aimed at
exploring a particular biology principle related to the content of the
Although it is intended for majors in the biological sciences, chapter. The answers to these questions are provided in Appendix B.
Principles of Biology is a shorter textbook that emphasizes core
principles. Twelve principles of biology are enunciated in Chapter 1 Short Answer
(see Figure 1.3), and those principles are emphasized throughout
1. Explain the functions of the crop and gizzard in birds. Propose a
the textbook. This emphasis is achieved in two ways. First, the reason for why humans did not evolve a crop or gizzard. Smooth,
principles are highlighted in selected figures in which a specific polished stones have been found in the stomach region of fossilized
skeletons of ancient sauropod dinosaurs. What does this suggest
principle is illustrated. about the alimentary canal of such animals?
2. PRINCIPLES: HOMEOSTASIS A principle of biology is that
Biology Principle living organisms maintain homeostasis. The mammalian kidneys
are an excellent example of this principle. Briefly, how many
Genetic Material homeostatic processes can you describe in which the kidneys play
The genetic material provides a blueprint that allows organisms to grow, a role?
develop, and reproduce. The covalent linkage of a sequence of bases
allows DNA (the genetic material) to store and transmit information.
Learning Outcomes
C C
Thymine (T) Formative Assessment
O– H N O
5′ O P O CH2
O–
5′
4′ C H
O
H
C 1′ Many instructors are devoting more class time to active learning
H
and spending less time on directly discussing the textbook
H
C C 2′ NH2
3′
H C
N
O H C
C N
Adenine (A) material. When students are expected to learn more textbook
C C
O P O
5′
CH2
O
N N H
material on their own, it is imperative that they be given regular
O– 4′ C H C 1′
H
C
H
H
C 2′ H
NH2
C
formative assessments so they can gauge whether they are
3′
H
C
C
N
C
Cytosine (C) mastering the material. Formative assessment is a major feature of
Phosphodiester
linkage O
O
P O CH2
H N O
this textbook and is bolstered by McGraw Hill Connect—a state-of-
the-art digital assignment and assessment platform. In Principles of
5′ O
O– 4′ C H C 1′
H Guanine (G)
H H
3′
C
H
C 2′ O
C H
Biology, formative assessment is provided in multiple ways.
N
C N
H C
O
O
P O CH2
N
C
N
C
NH2
1. Each section of every chapter ends with a set of multiple-
Single O
choice questions.
5′
nucleotide O– 4′ C H C 1′
H
Phosphate H C H
3′
OH
C 2′
H
2. Most figures have Concept Check questions so students can
Sugar (deoxyribose)
determine if they understand the key points in the figure.
3′
3. End-of-chapter questions continue to provide students with
feedback regarding their mastery of the material. Note: The
answers to the end-of-section and end-of-chapter questions
Figure 9.5 The structure of a DNA strand. Nucleotides are are provided in Appendix B.
covalently bonded to each other in a linear manner. Notice
the directionality of the strand and that it carries a particular 4. Further assessment tools are available in Connect. Question
sequence of bases. An RNA strand has a very similar structure,
except the sugar is ribose rather than deoxyribose and uracil is banks, test banks, quantitative questions, and graphing
substituted for thymine.
interactive banks can be assigned by the professor. McGraw
Concept Check: What is the difference between a
phosphoester bond and a phosphodiester linkage?
Hill SmartBook provides students with real-time assessment
and feedback of their learning as they are moving through
each chapter, page by page.
EVOLUTIONARY CONNECTIONS
two recurring features are BioConnections and Evolutionary
Mitochondria and Chloroplasts Are Derived from Ancient
Connections. BioConnections questions are placed in key figure Symbiotic Relationships
would be simpler for a eukaryotic cell to have all of its genetic mate-
are currently learning to another topic elsewhere in the textbook, rial in one place—the nucleus. The distinct genomes of mitochon- 1
CAP dimer
CAP site
Promoter Operator
CAP cAMP Transcription
occurs.
Figure 12.8 Positive control of the lac operon by the catabolite activator
protein (CAP). When cAMP is bound to CAP, CAP binds to the
major groove of the DNA and causes the DNA to bend. This bend
facilitates the binding of RNA polymerase.
Image from the RCSB PDB (www.rcsb.org; H.M. Berman, et al. (2000), “The
Protein Data Bank,” Nucleic Acids Research, 28: 235–242) of PDB ID 1CGP
(Schultz, S.C., Shields, G.C., Steitz, T.A.) (1991) Science, 253: 1001–1007.
Unit Openers
Overall, the pedagogy of Principles of Biology has been designed 0.1 µm the DNA is packaged into chromosomes (Chapter 9). We will then consider
how segments of DNA are organized into units called genes and explore how
12 genes are used to make products such as mRNAs, proteins, and noncoding
to foster student learning. Instead of being a collection of “facts 1 mm
RNAs (Chapters 10 and 11). In Chapter 12, we will consider how the expression
of genes is regulated. Gene expression is largely responsible for the
genetic material and heredity. The remaining chapters explore additional top-
ics that are of importance to biologists. In Chapter 17, we will examine some of
16 the unique genetic properties of bacteria and viruses. Chapter 18 describes
genetic technologies that are used by researchers, clinicians, and biotech-
nologists to unlock the mysteries of genes and that provide tools and applica-
tions that benefit humans, and the chapter also explores the entire genomes
17 of bacteria, archaea, and eukaryotes.
McGraw Hill is dedicated to creating products that foster a culture of of carbon atoms to form carbohydrates; it includes a new figure
belonging and are accessible to all the diverse global customers we (see Figure 7.13). The description of the light reactions has been
serve. Within this edition, content has been reviewed to implement modified to clarify the path of the electrons that move from PSII to
inclusive content guidelines around topics including generalizations PSI. A leaf vein has been added to Figure 7.2 for clarity.
and stereotypes, gender, abilities/disabilities, race/ethnicity, sexual
Chapter 8 How Cells Communicate with Each Other and with the
orientation, diversity of names, and age. Similarly, the illustrations
Environment. A new summary table compares the different types
throughout were evaluated and revised for colors, placement of
of cellular receptors (see Table 8.1). A new section describes the
colors, and other contrast issues to meet accessibility standards.
topic of crosstalk among signal transduction pathways; it includes a
The following are the major content changes that have occurred
new figure (see Figure 8.17 in Section 8.7).
in the fourth edition.
Chapter 9 The information of Life: DNA and RNA Structure, DNA
Chapter 1 An Introduction to Biology. This chapter has a new
Replication, and Chromosome Structure. A new figure shows
subsection on tuskless elephants (see Figure 1.7). Section 1.2, Unity
the formation of loop domains in eukaryotic chromosomes (see
and Diversity of Life, has been split into two sections: Biological
Figure 9.21).
Evolution and Classification of Living Things. The concept of organ
systems was inserted into Figure 1.4. Chapter 10 The Expression of Genetic Information via Genes I:
Transcription and Translation. New information has been added
Chapter 2 The Chemical Basis of Life I: Atoms, Molecules, and
about the metalloribozyme in the spliceosome.
Water. A new figure describes the electronegativity differences
among nonpolar covalent, polar covalent, and ionic bonds (see Chapter 11 The Expression of Genetic Information via Genes II:
Figure 2.5). A new illustration in Section 2.2 compares the polarity Non-coding RNAs. The illustration of a non-coding RNA acting as
of water and carbon dioxide. In Section 2.4, the Quantitative blocker has been revised to a two-part figure (see Figure 11.3).
Analysis subsection has been revised to include a question on the
Chapter 12 The Control of Genetic Information via Gene
calculation of insulin levels before and after a meal.
Regulation. A new subsection discusses the similarities of
Chapter 3 The Chemical Basis of Life II: Organic Molecules. transcription in eukaryotes and archaea. Another new subsection
Figure 3.5, the synthesis of sucrose, has been revised for clarity. describes how the formation of facultative heterochromatin is a
Figure 3.6 now shows the overall arrangements of polysaccharides way to regulate genes in a tissue-specific manner; it includes a new
in starch, glycogen, and cellulose. Figure 3.13a has been revised to figure (see Figure 12.17).
more accurately show how peptide bonds are formed.
Chapter 13 Altering the Genetic Material: Mutation, DNA Repair,
Chapter 4 Evolutionary Origin of Cells and Their General and Cancer. A new subsection describes how mutations in the
Features. With regard to the origin of living cells, new information coding sequences of genes can cause human disease; it includes
about alkaline hydrothermal deep sea vents has been added. a new table (see Table 13.2). The figure describing the interaction
With regard to microscopy, the difference between resolution and between E2F and Rb has been moved to Chapter 13 (from
contrast has been clarified. Figure 4.19 has been revised to better Chapter 14). It is now Figure 13.14.
illustrate the structure of nuclear pores. In Table 4.1, the scales of
Chapter 14 How Eukaryotic Cells Sort and Transmit
the drawings of microtubules, intermediate filaments, and actin
Chromosomes: Mitosis and Meiosis. The topic of sexual
filaments were made equivalent so that students can readily
reproduction has now been placed in its own section (now Section
compare their relative sizes.
14.4), which includes a new subsection on how sexual reproduction
Chapter 5 Membranes: The Interface Between Cells and Their can foster genetic diversity and provide disease resistance.
Environment. Figure 5.9 has been revised to better depict the
Chapter 15 Transmission of Genetic Information from Parents to
direction of water movement during osmosis.
Offspring I: Patterns That Follow Mendel’s Laws. The topic of how
Chapter 6 How Cells Utilize Energy. Figure 6.19 has been revised temperature affects sex determination in alligators has been updated.
to reflect structural studies showing that H+ ions move through two
Chapter 16 Transmission of Genetic Information from Parents to
half-channels as they pass through ATP synthase. New information
Offspring II: Epigenetics, Linkage, and Extranuclear Inheritance.
has been added indicating that citric acid intermediates are used
A new subsection describes how a chi square analysis can be
for the biosynthesis of important cellular molecules, such as amino
used to determine if two genes are linked (see Table 16.5). A study
acids. The overview of cellular respiration is now in its own section
by NASA regarding epigenetic changes associated with space
(see Section 6.4).
flight is discussed.
Chapter 7 How Cells Capture Light Energy via Photosynthesis.
A subsection shows how photosynthesis involves the reduction
Chapter 18 Genetic Technologies: How Biologists Study Genes Chapter 29 How Flowering Plants Sense and Interact with Their
and Genomes. This chapter now contains the technique of RNA Environments. An evolutionary connection feature about the
sequencing (see Figure 18.10). A new table describes applications evolutionary history of gibberellin responses has been revised,
of CRISPR-Cas technology (see Table 18.3). A new subsection on based on new research findings, and illustrated by a revised figure.
biotechnology provides examples of transgenic organisms (see New information has been added about the important role of the
Figures 18.12, 18.13). mammalian neurotransmitter glutamate in plant signaling.
Chapter 19 Evolution of Life I: How Populations Change from Chapter 30 How Flowering Plants Obtain and Transport Water,
Generation to Generation. The contributions of Alfred Wallace to Mineral Nutrients, and Organic Compounds. A new image showing
the theory of evolution have been expanded. A new example of a biological soil crust effectively illustrates nitrogen-fixing microbes
convergent evolution, involving hummingbirds and hummingbird and lichens that play key roles in soil fertility, particularly in arid lands.
moths, has been added (see Figure 19.6a).
Chapter 31 How Flowering Plants Reproduce and Develop. This
Chapter 20 Evolution of Life II: The Emergence of New Species. chapter, which covers diverse aspects of flower and fruit structure
A new subsection describes hybrid zones, which includes three and development, has been trimmed for more concise delivery.
new figures (see Figures 20.10–20.12). A new example of sympatric
Chapter 32 General Features of Animal Bodies, and Homeostasis
speciation, namely the formation of the Big Bird lineage on a
as a Key Principle of Animal Biology. The characteristics of
Galápagos Island, has been added (see Figure 20.13).
conformers have been clarified. A new table (Table 32.2) that lists
Chapter 21 How Biologists Classify Species and Study Their and describes common homeostatic variables in animals has been
Evolutionary Relationships. Using giraffes as an example, a new added. A new photo of an animal responding to a homeostatic
subsection describes how new information can result in changes in challenge has been included.
taxonomy (see Figure 21.3). This chapter contains a new figure on
Chapter 33 Neuroscience I: The Structure, Function, and
horizontal gene transfer (see Figure 21.13).
Evolution of Nervous Systems. The quantitative description of the
Chapter 22 The History of Life on Earth and Human Evolution. utility of the Nernst equation has been simplified.
Additional information regarding the effects of the ozone
Chapter 34 Neuroscience II: How Sensory Systems Allow
layer on the history of life has been added. Based on research
Animals to Interact with the Environment. Comparative aspects
in 2019, the possible effects of the K-T event during the
of mechanoreception including hearing and balance in different
Cretaceous period are described. Additional possible reasons
animals have been added. Recent Nobel Prize research by
for bipedalism in humans are discussed. A description of new
David Julius and Ardem Patapoutian on the mechanisms of
evidence that Neanderthals and Denisovans interbred has been
thermoreception has been described. A new micrograph of a
added.
section through a vertebrate retina has been added to Figure 34.17.
Chapter 23 Diversity of Microbial Life: Archaea, Bacteria,
Chapter 35 How Muscles and Skeletons Are Adaptations
Protists, and Fungi. Phylogenetic diagrams were reviewed for
for Movement, Support, and Protection. The text has been
consistency with recent findings, and the fungal relationship
streamlined for clarity by the introduction of numerous bulleted lists
diagram revised accordingly.
and shorter paragraphs. Several figures have been simplified and
Chapter 24 Microbiomes: Microbial Systems on and Around Us. A re-drawn for clarity.
new Feature Investigation illustrates modern efforts to understand
Chapter 36 Circulatory and Respiratory Systems: Transporting
how environment and heredity influence the microbiomes of animal
Solutes and Exchanging Gases. A new light micrograph that
hosts, and how research design, specifically sample sizes, influence
compares the structures of an artery and vein has been included.
research results. A new example of animal microbiome engineering
A new photograph of an animal with external gills has been added.
is explained and accompanied by a new figure.
The values in Table 36.2 have been updated.
Chapter 25 Plant Evolution: How Plant Diversification Changed
Chapter 37 Digestive and Excretory Systems: Maintaining
Planet Earth. A phylogenetic illustration of plant evolution has
Nutrient, Water, and Energy Balance and Removing Waste. The
been updated according to new findings. This update, showing
major dietary categories of animals have been presented as a
bryophyte monophyly, is key to understanding the process by
bulleted list with additional examples of animals. The discussion
which vascular plants arose.
of the importance of salivary digestion of carbohydrates in some
Chapter 26 Invertebrates: The Vast Array of Animal Life Without animals has been expanded. Long segments of text have been
a Backbone. In Section 26.2, Animal Classification, new material carefully edited and broken into manageable segments for
has been added to the discussion of animal phylogeny, illustrated improved readability.
by Figure 26.2.
Critical-Thinking Skills to scaffold learning. Each step models and reinforces the learning
process.
The feedback for each higher-level Bloom’s question (Apply,
Detailed Feedback in Connect®
Analyze, Evaluate) follows a similar process: Clarify Question,
Learning is a process of iterative development, of making mistakes, Gather Content, Choose Answer, Reflect on Process.
reflecting, and adjusting over time. The question and test banks in
Connect® for Principles of Biology, fourth edition, are more than Unpacking the Concept
direct assessments; they are self-contained learning experiences that We’ve taken problem solving a step further. In each chapter, two
systematically build student learning over time. higher-level Bloom’s questions from the question and test banks are
For many students, choosing the right answer is not necessarily broken down according to the steps in the detailed feedback.
based on applying content correctly; it is more a matter of increasing Rather than leaving it up to the student to work through the
their statistical odds of guessing. A major fault with this approach is detailed feedback, we present a second version of the question in
that students don’t learn how to process the questions correctly, mostly a stepwise format. Following the problem-solving steps, in the
because they are repeating and reinforcing their mistakes rather than Unpacking the Concept, students need to answer questions about the
reflecting and learning from them. To help students develop problem- problem-solving process such as “What is the key concept addressed
solving skills, all higher-level Bloom’s questions in Connect® are sup- by the question?” before answering the original question. A professor
ported with hints, to help students focus on important information can choose which version of the question to include in the assignment
for answering the question. After submitting an answer, the student based on the problem-solving skills of the students. The Unpacking
is given detailed feedback that walks through the problem-solving the Concept bank of questions is found under the Coursewide Content
process, using Socratic questions in a decision tree–style framework in Connect®.
Quantitative Reasoning
Question Bank
The Quantitative Reasoning Question Bank, found under the
Coursewide Content, contains more challenging algorithmic ques-
These simulations help each student learn the practical and con-
tions that are intended to help students practice their quantitative rea-
ceptual skills needed, then check for understanding and provide feed-
soning skills. Hints and feedback walk students through the solution
back. With adaptive pre-lab and post-lab assessment available under
to the problem.
Coursewide Content, instructors can customize each assignment.
From the instructor’s perspective, these simulations may be
used in the lecture environment to help students visualize complex
scientific processes, such as DNA technology or Gram staining,
while providing a valuable connection between the lecture and lab
environments.
Coursewide Content
There are book-specific question and test banks in Connect® ReadAnywhere
for Principles of Biology, fourth edition, but there are also additional Read or study when it’s convenient with McGraw Hill’s free
assets in the Coursewide Content section. In addition to Unpacking ReadAnywhere app. Available for iOS or Android smartphones or
the Concepts, Data and Graphing Interactives, and Quantitative tablets, ReadAnywhere gives users access to McGraw Hill tools
Reasoning Questions mentioned earlier, this dropdown menu con- including the eBook and SmartBook 2.0 or Adaptive Learning
tains: Relevancy Modules, Virtual Labs Questions, BioNow Video Assignments in Connect. Take notes, highlight, and complete assign-
Activities, and Biology NewsFlash Exercises. ments offline—all of your work will sync when you open the app
with WiFi access. Log in with your McGraw Hill Connect username
SmartBook 2.0 and password to start learning—anytime, anywhere!
Connect’s SmartBook 2.0 provides an adaptive learning experience
that combines eBook reading for comprehension and assessments that OLC-Aligned Courses
test understanding. Learning resources are also available at key points Implementing High-Quality Online Instruction and Assessment
to further aid understanding. The reading experience and assessments Through Preconfigured Courseware
adapt to individual student learning. This is an environment that
In consultation with the Online Learning Consortium (OLC) and our
develops self-awareness through meaningful, immediate feedback
certified Faculty Consultants, McGraw Hill has created preconfigured
that improves student success.
courseware using OLC’s quality scorecard to align with best practices
Prep for Major Biology in online course delivery. This turnkey courseware contains a combi-
nation of formative assessments, summative assessments, homework,
Connect’s Prep is another adaptive learning experience. It is intended
and application activities, and it can easily be customized to meet an
for use at the start of the majors biology course to get students up
individual’s needs and course outcomes. For more information, visit
to speed on prerequisite material such as basic math skills, graph-
https://www.mheducation.com/highered/olc.
ing, and statistics, as well as introductory biology topics in chemis-
try and cell biology. An additional module, Fundamentals of Student Tegrity: Lectures 24/7
Success, helps students prepare for their college academic experi-
ence. Assessments determine a student’s prerequisite knowledge, and
learning resources help to fill in gaps in knowledge.
Remote Proctoring and Browser-Locking Tegrity in Connect is a tool that makes class time available 24/7 by
Capabilities automatically capturing every lecture. With a simple one-click start-
and-stop process, you capture all computer screens and corresponding
audio in a format that is easy to search, frame by frame. Students can
replay any part of any class with easy-to-use, browser-based viewing
on a PC, Mac, iPod, or other mobile device.
Remote proctoring and browser-locking capabilities, hosted by Proctorio Educators know that the more students can see, hear, and expe-
within Connect, provide control of the assessment environment by rience class resources, the better they learn. In fact, studies confirm
enabling security options and verifying the identity of the student. it. Tegrity’s unique search feature helps students efficiently find
Seamlessly integrated within Connect, these services allow what they need, when they need it, across an entire semester of
instructors to control the assessment experience by verifying identifi- class recordings. Help turn your students’ study time into learning
cation, restricting browser activity, and monitoring student actions. moments immediately supported by your lecture. With Tegrity, you
Instant and detailed reporting gives instructors an at-a-glance also increase intent listening and class participation by easing stu-
view of potential academic integrity concerns, thereby avoiding per- dents’ concerns about note-taking. Using Tegrity in Connect will
sonal bias and supporting evidence-based claims. make it more likely you will see students’ faces, not the tops of
their heads.
Writing Assignments
Available within McGraw Hill Connect®, the Writing Assignment Test Builder in Connect
tool delivers a learning experience to help students improve their Available within Connect, Test Builder is a cloud-based tool that
written communication skills and conceptual understanding. As an enables instructors to format tests that can be printed, administered
instructor you can assign, monitor, grade, and provide feedback on within a Learning Management System, or exported as a Word docu-
writing more efficiently and effectively. ment of the test bank. Test Builder offers a modern, streamlined
xx Acknowledgments
UNIT I Chemistry
CHAPTER 4
xxi
CHAPTER 22
CHAPTER 25
29.4 Plant Responses to Gravity and Touch 651 32.3 General Principles of Homeostasis 708
29.5 Plant Responses to Attack 653 32.4 Homeostatic Regulation of Body Temperature 711
32.5 Homeostasis of Internal Fluids 716
Feature Investigation: Cade and Colleagues Discovered Why
CHAPTER 30 Athletes’ Performances Wane on Hot Days 718
UNIT VII Animals Neuroscience II: How Sensory Systems Allow Animals to
Interact with the Environment 752
34.1 Introduction to Sensation 753
34.2 Mechanoreception 754
34.3 Thermoreception and Nociception 759
34.4 Photoreception 760
Evolutionary Connections: Color Vision Is an Ancient Adaptation
in Animals 763
34.5 Chemoreception 767
Feature Investigation: Buck and Axel Discovered a Family
of Olfactory Receptor Proteins That Bind Specific Odor
anakondasp/Shutterstock Molecules 768
34.6 Impact on Public Health 770
CHAPTER 32 CHAPTER 35
General Features of Animal Bodies, and Homeostasis as a How Muscles and Skeletons Are Adaptations for
Key Principle of Animal Biology 701 Movement, Support, and Protection 774
32.1 Organization of Animal Bodies 702 35.1 Types of Animal Skeletons 775
Evolutionary Connections: Organ Development and Function Are
35.2 Skeletal Muscle Structure and the Mechanism of
Controlled by Hox Genes 707
Force Generation 777
32.2 Relationship Between Structure and Function 707
CHAPTER 37
CHAPTER 40
Digestive and Excretory Systems:
Immune Systems: How Animals Defend Against Pathogens
Maintaining Nutrient, Water, and Energy Balance
and Other Dangers 905
and Removing Waste 822
40.1 Types of Pathogens 906
37.1 Overview of Animal Nutrition 823 40.2 Innate Immunity 907
37.2 General Principles of Digestion and Absorption of Evolutionary Connections: Innate Immune Responses
Nutrients 826 Require Proteins That Recognize Features Common to Many
37.3 Vertebrate Digestive Systems 827 Pathogens 909
Evolutionary Connections: Evolution and Genetics Explain Feature Investigation: Lemaitre and Colleagues Identified an
Lactose Intolerance 833 Immune Function for Toll Protein in Drosophila 910
37.4 Nutrient Use and Storage 837 40.3 Adaptive Immunity in Vertebrates 912
37.5 Regulation of the Absorptive and Postabsorptive States in 40.4 Impact on Public Health 923
Vertebrates 839
37.6 Excretory Systems in Different Animal Groups 842
37.7 Structure and Function of the Mammalian Kidneys 845
CHAPTER 41
37.8 Impact on Public Health 851
Feature Investigation: Marshall, Warren, and Coworkers An Example of a System-Wide Response to a Challenge
Demonstrated a Link Between Bacterial Infection and Ulcers 852 to Homeostasis 927
41.1 Effects of Hemorrhage on Blood Pressure and Organ
Function 928
CHAPTER 45
Chapter Outline
1.1 Principles of Biology and the
Levels of Biological Organization
1.2 Biological Evolution
1.3 Classification of Living Things
1.4 Biology as a Scientific Discipline
Assessing Your Knowledge and Skills
Geoff Sperring/Shutterstock
Biology is the study of life. The diverse an intriguing discipline. The study of
forms of life found on Earth provide life not only reveals the fascinating
biologists with an amazing array of characteristics of living species but
organisms to study. In many cases, the also leads to the development of med-
investigation of living things leads to icines that benefit the lives of people.
discoveries with far-reaching benefits. To make new discoveries, biolo-
Certain ancient civilizations, such as gists view life from many different
the Greeks, Romans, and Egyptians, perspectives. What is the composi-
discovered that the bark of the white tion of living things? How is life orga-
willow tree (Salix alba) could be used nized? How do organisms reproduce?
to fight fever. Chemists determined that Sometimes the questions posed by
willow bark contains a substance called biologists are fundamental and even
salicylic acid, which led to the develop- philosophical in nature. How did liv-
ment of the related compound acetyl- ing organisms originate? Can we live
salicylic acid, more commonly known forever? What is the physical basis for
as aspirin (Figure 1.1). Today, aspirin is memory? Can we save endangered
taken for fever and pain relief. species?
As a more recent example, re- Future biologists will continue to
searchers determined that the venom make important advances. Biologists
from certain poisonous snakes con- are scientific explorers looking for
tains a chemical that lowers blood answers to some of life’s most endur-
pressure in humans. By analyzing ing mysteries. Unraveling these mys-
that chemical, scientists have devel- teries presents exciting challenges
oped drugs called ACE inhibitors for to the best and brightest minds.
the treatment of high blood pressure The rewards of a career in biology
(Figure 1.2). include the excitement of forging into
These are just a couple of the uncharted territory, the thrill of mak-
many discoveries that make biology ing discoveries that can improve the
health and lives of people, and the goal of trying to preserve of all living organisms. We will then take a deeper look at the
the environment and protect endangered species. For these process of evolution and how it explains the unity and diver-
and many other compelling reasons, students seeking chal- sity that we observe among living and extinct species. Finally,
lenging and rewarding careers may wish to choose biology we will explore the general approaches that scientists follow
as a lifelong pursuit. when making new discoveries.
In this chapter, we will begin our survey of biology by
examining the basic principles that underlie the characteristics
O C
N
O O OCH2CH3
OH
CH2COOH
Aspirin
O CH3 Figure 1.2 The Brazilian arrowhead viper and an inhibitor of high
blood pressure. Originally found in the venom of the Brazilian
arrowhead viper (Bothrops jararaca/jararacussa), angiotensin-
Figure 1.1 The white willow (Salix alba) and aspirin. Modern aspirin, converting enzyme (ACE) inhibitors, including benazepril
acetylsalicylic acid, was developed after analysis of a chemical (Lotensin, chemical structure shown here), are commonly used to
found in the bark of the white willow tree. treat high blood pressure.
Blickwinkel/Hartl/Alamy Stock Photo Francois Gohier/Science Source
(d) ( Principle 4) Homeostasis: Male gametes (j) ( Principle 10) Quantitative Analysis:
Living organisms maintain T t Biology is a quantitative science.
Female gametes
homeostasis. Organisms regulate their Biologists analyze data in
cells and bodies, maintaining relatively T TT Tt a quantitative way and use
stable internal conditions, a process mathematical approaches to
called homeostasis. For example, make predictions. For example, a
t Tt tt
this bird maintains its internal body Punnett square is used to predict
temperature on a cold day. the outcome of genetic crosses.
(e) ( Principle 5) Genetic Material: (k) ( Principle 11) Modeling:
The genetic material provides a Biologists use models and
blueprint that allows organisms to grow, simulations to test experimental
develop, and reproduce. To sustain life predictions and convey their
over many generations, organisms must ideas. For example, molecular
reproduce. Due to the transmission biologists propose models
of genetic material, offspring tend to that describe the structures of
have traits like their parents. proteins.
(f) ( Principle 6) Evolution: (l) ( Principle 12) Biology and Society:
Populations of organisms evolve Biology affects our society. Many
from one generation to the next and discoveries in biology have had
are related by an evolutionary history. major effects on our society. For
Populations of organisms change example, biologists developed
over the course of many generations. Bt-corn, which is resistant to
Evolution results in traits that promote insect pests and is widely
survival and reproductive success. planted by farmers.
Evolution results in new species that
are related to each other.
Figure 1.3 Twelve principles of biology. The first eight principles are often used as criteria for defining the basic features of life. Note: The
12 principles described here were modeled after the core concepts and core competencies described in Vision and Change in Undergraduate
Biology, a report that was published in 2009 and organized by the American Association for the Advancement of Science. Vision and Change
proposed several core concepts and core competencies (see http://visionandchange.org). We have slightly modified and expanded them
into 12 principles to make them more accessible to beginning biology students. The five Vision and Change core concepts are related to
our principles in the following manner: (1) evolution (principle 6); (2) structure and function (principle 7); (3) information flow, exchange, and
storage (principle 5); (4) pathways and transformations of energy and matter (principles 2, 3, and 4); and (5) systems (principles 1 and 8). The
last four principles are modeled after four core competencies (that is, core skills) described in Vision and Change: ability to apply the process
of science (principle 9); ability to use quantitative reasoning (principle 10); ability to use models and simulations (principle 11); and ability to
understand the relationship between science and society (principle 12).
(a) Steve Gschmeissner/Science Photo Library/Getty Images; (b) Robert La Salle/Aqua-Photo/Alamy Stock Photo; (c) Martin Shields/Alamy Stock Photo;
(d) Cliff Keeler/Alamy Stock Photo; (e) Frank Krahmer/Getty Images; (f) Luiz Kagiyama/Shutterstock; (g) G.K. & Vikki Hart/Getty Images; (h) Maria Teijeiro/Getty
Images; (i) Corbis/SuperStock; (k) ©Daniel Gage, University of Connecticut; (l) Bill Barksdale/age fotostock
BioConnections: Look ahead to Figure 4.15. Which of these principles is this figure emphasizing?
involved with the breakdown and synthesis of cellular molecules are example, the long snout of an anteater is an adaptation that enhances its
collectively known as metabolism. Plants, algae, and certain bac- ability to obtain food, namely ants, from hard-to-reach places (Figure
teria directly harness light energy to produce their own nutrients in 1.3f). Over the course of many generations, the fossil record indicates
the process of photosynthesis (Figure 1.3b). They are the primary that the long snout occurred via biological evolution in which modern
producers of food on Earth. In contrast, some organisms, such as ani- anteaters evolved from populations of organisms with shorter snouts.
mals and fungi, are consumers—they must use other organisms or the Evidence from a variety of sources, including the fossil record
products of other organisms as food to obtain energy. and DNA sequences, also indicates that all organisms on Earth share
a common ancestry. For example, the different species of mammals
Principle 3: Living organisms interact with their environment.
that currently exist shared a common ancestor in the past, which was
To survive, living organisms must interact with their environment,
also a mammal. We will discuss evolutionary relationships further in
which includes other organisms they may encounter. All organisms
Section 1.2. In many chapters of this textbook, you will find a subsec-
must respond to environmental changes. For example, in the winter,
tion called Evolutionary Connections, which focuses on the evolu-
many species of mammals develop a thicker coat of fur that protects
tionary aspects of the chapter’s material.
them from the cold temperatures. Plants respond to changes in the
angle of the Sun. If you place a plant next to a lamp, it will grow Principle 7: The structural features of living organisms deter-
toward the light (Figure 1.3c). mine their function. In addition to the preceding six characteristics
Principle 4: Living organisms maintain homeostasis. Although of life, biologists have identified other principles that are important in all
life is a dynamic process, living cells and organisms regulate their cells fields of biology. The principle that structure determines function per-
and bodies to maintain relatively stable internal conditions, a process tains to very tiny biological molecules as well as very large biological
called homeostasis (from the Greek, meaning “to stay the same”). structures. For example, at the microscopic level, a cellular protein called
The degree to which homeostasis is achieved varies among different actin naturally assembles into structures that are long filaments. The
organisms. For example, most mammals and birds maintain a relatively function of these filaments is to provide support and shape to cells. At the
stable body temperature in spite of changing environmental tempera- macroscopic level, let’s consider the feet of different birds (Figure 1.3g).
tures (Figure 1.3d), whereas reptiles and amphibians tolerate a wider Aquatic birds have webbed feet that function as paddles for swimming.
fluctuation in body temperature. By comparison, all organisms contin- By comparison, the feet of nonaquatic birds are not webbed and are bet-
ually regulate their cellular metabolism so that nutrient molecules are ter adapted for grasping food, perching on branches, and running along
used at an appropriate rate and new cellular components are synthe- the ground. In this case, the structure of a bird’s feet, webbed versus non-
sized when they are needed. webbed, is a critical feature that affects their function.
Principle 5: The genetic material provides a blueprint that Principle 8: New properties of life emerge from complex inter-
allows organisms to grow, develop, and reproduce. All actions. In biology, when individual components in an organism
living organisms grow and develop specific traits. To sustain life interact with each other or with the external environment to create
from one generation to the next, organisms must also reproduce, novel structures and functions, the resulting characteristics are called
or generate offspring (Figure 1.3e). A key feature of reproduction is emergent properties. For example, the human eye is composed of
that offspring tend to have characteristics that greatly resemble those many different types of cells that are organized to sense incoming light
of their parent(s). How is this possible? All living organisms contain and transmit signals to the brain (Figure 1.3h). Our ability to see is an
genetic material composed of deoxyribonucleic acid (DNA), which emergent property of this complex arrangement of different cell types.
provides a blueprint for the organization, development, and func-
tion of living things. During reproduction, a copy of this blueprint is Principle 9: Biology is an experimental science. We now turn
transmitted from parent to offspring. DNA is heritable, which means to principles that involve skills that are used in the study of life. Biology
that offspring inherit DNA from their parents. is an inquiry process. In other words, biologists are curious about the
As discussed in Unit III, genes, which are segments of DNA, characteristics of living organisms and ask questions about those charac-
govern the characteristics, or traits, of organisms. Most genes are tran- teristics. For example, a cell biologist may wonder why a cell produces a
scribed into a type of ribonucleic acid (RNA) molecule called mes- specific protein when it is confronted with high temperature. An ecolo-
senger RNA (mRNA), which is then translated into a polypeptide gist may ask herself why a particular bird eats insects in the summer and
with a specific amino acid sequence. A protein is composed of one seeds in the winter. To answer such questions, biologists typically gather
or more polypeptides. The structures and functions of proteins are additional information and ultimately form a hypothesis, which is a pro-
largely responsible for the traits of living organisms. posed explanation for a natural phenomenon. The next stage is to design
one or more experiments to test the validity of the hypothesis (Figure
Principle 6: Populations of organisms evolve from one gener- 1.3i). Like evolution, experimentation is such a key aspect of biology that
ation to the next and are related by an evolutionary history. most chapters of this textbook include a Feature Investigation—an actual
The first five characteristics of life, which we have just considered, research study that showcases the experimental approach.
apply to individual organisms over the short run. Over the long run,
another universal characteristic of life is biological evolution, or sim- Principle 10: Biology is a quantitative science. Biologists use
ply evolution, which is a heritable change in a population of organisms quantitative reasoning in a variety of ways, as you will see throughout
from generation to generation. As a result of evolution, populations this textbook. For example, the results of experiments are often ana-
become better adapted to the environment in which they live. For lyzed using statistics. Also, biologists may use mathematical models
to make predictions. In Chapter 15, you will see how a Punnett square 5. Organs. In complex multicellular organisms, an organ is
is used to predict the outcome of crosses (Figure 1.3j). In Chapter 43, composed of two or more types of tissue and carries out a
equations are used to predict different patterns of population growth particular function. For example, the heart is composed of several
over the course of several generations. Many chapters have a sub- types of tissue, including muscle, nervous, and connective tissue.
section that emphasizes quantitative reasoning, an important skill for 6. Organ systems. In multicellular species, organs are typically
careers in science and medicine. In these subsections, the quantitative a part of a larger, interacting system. In animals, such as birds
nature of a given topic is described, and then students are asked to and mammals, the heart is a part of the circulatory system that
solve a problem related to that topic. pumps blood throughout the body.
Principle 11: Biologists use models and simulations to 7. Organism. All living things can be called organisms.
test experimental predictions and convey their ideas. A Biologists classify organisms as belonging to a particular
scientific model, or simply a model, is a conceptual, mathematical, species, which is a related group of organisms that share a
or physical depiction of a real-world phenomenon. Models may con- distinctive form and set of attributes in nature. The members of
vey different aspects of life. For example, Figure 1.3k shows a model the same species are closely related genetically. In Units VI and
for the molecular structure of a protein. Why are models useful? VII, we will examine plants and animals at the levels of cells,
Models are often used as a working hypothesis that helps research- tissues, organs, organ systems, and complete organisms.
ers visualize or explain biological phenomena. Such models form the 8. Population. A group of organisms of the same species that
basis for conducting further experiments. Models are evaluated for occupy the same environment is called a population.
their consistency with experimental data, which enables researchers 9. Community. A biological community is an assemblage of
to accept, reject, or refine them. Another useful aspect of models is populations of different species that live in the same environment.
that they allow biologists to convey their ideas in a relatively simple The types of species found in a community are determined by the
way. Most of the figures in this textbook are models that have been environment and by the interactions of the species with each other.
derived from the interpretation of experimental data. 10. Ecosystem. Researchers may extend their work beyond
Principle 12: Biology affects our society. The influence of biol- living organisms and also study the physical environment.
ogy is not confined to textbooks and classrooms. The work of biol- Ecologists analyze ecosystems, which are formed by the
ogists has far-reaching effects in our society. For example, biologists interactions between a community of organisms and its physical
have discovered drugs that are used to treat many different human dis- environment. Unit VIII considers biological organization from
eases. Likewise, biologists have created technologies that have many populations to ecosystems.
uses. Examples include the use of microorganisms to make medical 11. Biosphere. The biosphere includes all of the places on the
products, such as human insulin, and the genetic engineering of crops Earth where living organisms exist. Life is found in the air, in
to make them resistant to particular types of insect pests (Figure 1.3l). bodies of water, on the land, and in the soil.
3 Cells
4 Tissues
5 Organs
6 Organ
systems
7 Organism
11 Biosphere
8 Population
10 Ecosystem
9 Community
Concept Check: At which level of biological organization would you place a herd of buffalo?
Unity and diversity are two words often used to describe the living
world. As we have seen, all modern forms of life display a common
set of characteristics that distinguish them from nonliving objects. In Dolphin
this section, we will explore how this unity of common traits is rooted Bat wing flipper
in the phenomenon of biological evolution. Life on Earth is united by
an evolutionary past in which modern organisms have evolved from
populations of pre-existing organisms. This unity is a core principle
of biology.
However, evolutionary unity does not mean that organisms are Figure 1.5 An example of a modification that has occurred as a result of
exactly alike. The Earth has many different types of environments, biological evolution. The wing of a bat and the flipper of a dolphin are
ranging from tropical rain forests to salty oceans, from hot, dry des- modifications of a limb that was used for walking in a pre-existing
erts to cold mountaintops. Diverse forms of life have evolved in ways ancestor.
that help them prosper in the different environments the Earth has to
offer. In this and the following section, we will begin to examine the Concept Check: Among mammals, give two examples of
how the tail has been modified and has different purposes.
unity and diversity that exist within the biological world.
Modern Forms of Life Are Connected But why would some mutations accumulate in a population and
by an Evolutionary History eventually change the characteristics of an entire species? One rea-
Life began on Earth as primitive cells about 3.5–4 billion years ago son is that a mutation may alter the traits of organisms in a way that
(bya). Since that time, populations of living organisms have undergone increases their chances of survival and reproduction. When a muta-
evolutionary changes that ultimately gave rise to the species we see tion causes such a beneficial change, the frequency of the mutation
today. Understanding the evolutionary history of species can provide may increase in a population from one generation to the next, a pro-
key insights into an organism’s structure and function because evolu- cess called natural selection. This topic is discussed in Units IV
tionary change involves modifications of characteristics in pre-existing and V. Evolution also involves the accumulation of neutral changes
populations. Over long periods of time, populations may change so that that do not benefit or harm a species, and it sometimes involves rare
structures with a particular function become modified to serve a new changes that may be harmful.
function. For example, the wing of a bat is used for flying, and the flip- With regard to the horses shown in Figure 1.6, the fossil record
per of a dolphin is used for swimming. Evidence from the fossil record has revealed adaptive changes in various traits such as size and
indicates that both structures were modified from a front limb that was tooth morphology. The first horses were the size of dogs, whereas
used for walking in a pre-existing ancestor (Figure 1.5). modern horses typically weigh more than a half ton. The teeth of
Evolutionary change occurs by two mechanisms: vertical descent Hyracotherium were relatively small compared with those of mod-
with mutation and horizontal gene transfer. Let’s take a brief look at ern horses. Over the course of millions of years, horses’ teeth have
each of these mechanisms. increased in size, and a complex pattern of ridges has developed on
the molars.
How do evolutionary biologists explain these changes in horse
Vertical Descent with Mutation Is the Primary characteristics? They can be attributed to natural selection in which
Way That Evolution Occurs changing global climates favored the survival and reproduction of
The traditional way to study evolution is to examine a progression of horses with certain types of traits. Over North America, where much
changes in a series of related ancestral species. Such a series is called of horse evolution occurred, large areas changed from dense forests
a lineage. Biologists depict such evolutionary change in a diagram to grasslands. Horses with genetic variation that made them larger
like the one shown in Figure 1.6, which shows a portion of the line- were more likely to escape predators and be able to travel greater
age that gave rise to modern horses. In this mechanism of evolution, distances in search of food. The changes seen in horses’ teeth are con-
called vertical evolution, new species evolve from pre-existing ones sistent with a dietary shift from eating tender leaves to eating grasses
by the accumulation of mutations, which are heritable changes in and other types of vegetation that are more abrasive and require more
the genetic material of organisms. chewing.
0
Hippidium and
Equus other genera
5
Nannippus
Styohipparion
Hipparion Neohipparion Pliohippus
10
Sinohippus Megahippus
Calippus
Archaeohippus
Merychippus
20 Anchitherium
Hypohippus
Millions of years ago (mya)
Parahippus
Miohippus
40 Mesohippus
Paleotherium
Epihippus
Propalaeotherium
Pachynolophus Orohippus
55
Hyracotherium
Figure 1.6 An example of vertical evolution: the horse lineage. This diagram shows the horse lineage. The highlighted branch gave rise to the
modern horse genus (Equus), which evolved from ancestors that were much smaller. The vertical evolution shown here occurred due to the
accumulation of mutations that altered traits of the species.
Concept Check: What is the relationship between vertical evolution and natural selection?
Elephants are often killed for their tusks, due to the value of ivory,
EVOLUTIONARY CONNECTIONS though such a practice is illegal. However, the tuskless elephants are
undesirable to poachers.
The Frequency of the Tuskless Elephant Appears to Be In a well-protected population, the frequency of tuskless ele-
Increasing in Elephant Populations Due to Poaching phants is typically less than 2%, but that percentage can dramatically
increase due to poaching. For example, civil war and poaching in
Evolution explains the unity and diversity among different spe- Mozambique have led to a greater proportion of tuskless elephants.
cies. Throughout this textbook, subsections entitled Evolutionary During the conflict from 1977 to 1992, fighters on both sides slaugh-
Connections will relate a specific topic to evolution. As described tered elephants for ivory to finance war efforts. In the region that
earlier in Figure 1.3a–f, living organisms have a unifying set of is now Gorongosa National Park, about 90% of the elephants were
features because all species evolved from a common set of ancestors. killed. Among the survivors, about 50% of the females were tuskless,
Evolution via natural selection results in adaptations that favor repro- whereas before the civil war, less than 20% lacked tusks. In 2021,
ductive success, which explains the diversity we see among different mathematical modeling by American evolutionary biologist Shane
species. An adaptation is a characteristic in a species that is the Campbell-Staton and colleagues indicated that this shift is the result
result of natural selection. Some adaptations may affect the ability of of hunting pressure: The selective killing of tusked elephants has led
individuals to survive to reproductive age in their native environment. to the birth of more tuskless offspring.
For example, the warm coat of polar bears allows them to withstand All tuskless elephants are females. How do we explain this
the cold arctic temperatures. Other adaptations, such as internal ges- observation? The gene that determines the tuskless trait is carried
tation in mammals, may directly affect the ability of individuals to on the X chromosome. It is found in two alleles, tuskless, which
successfully reproduce. In our Evolutionary Connections subsections, we will designate as T, and normal tusks, designated t. The T allele
we will often explore the characteristics of species to appreciate how is dominant. Female mammals carry two X chromosomes (XX),
evolution has resulted in various types of adaptations. whereas males carry one X chromosome and one Y chromosome
In addition to natural selection, the activities of humans can also (XY). If a female elephant is Tt, she will be tuskless, because the
alter the frequency of traits in populations of animals, plants, and tuskless allele (T) is dominant. Males, however, inherit only one
microorganisms. As discussed in Chapter 19, selective breeding X chromosome so they cannot be Tt. If a male inherits the t allele,
has altered the traits of domesticated species, including dogs and he will have tusks. However, the T allele in males is lethal during
agricultural crops (look ahead to Figure 19.7). Human activities have embryonic development. Therefore, adult male elephants cannot be
also affected the frequencies of traits in wild species. For example, tuskless.
the widespread use of antibiotics has caused an increase in the fre- Campbell-Staton and colleagues have also attempted to identify
quency of antibiotic-resistant strains of bacteria. Another striking the gene(s) that is/are involved in the tuskless trait. A particularly
example is the increase in frequency of the tuskless elephant in Africa interesting candidate is a gene called AMELX, which is carried on the
(Figure 1.7). As its name suggests, the tuskless elephant lacks the tusks X chromosome in elephants and humans. In humans, a deletion in the
that are usually present in wild elephants. In their native environment, X chromosome that carries the AMELX gene is lethal in males and
a strong pair of tusks is an advantage for elephants, allowing them causes amelogenesis imperfecta in females. Such females, who carry
to dig for water, to strip bark for food, and for males to compete for an X chromosome with the deletion and the other X chromosome
mates. On the other hand, tusks can be a liability due to poaching. without the deletion, display several facial abnormalities, including
the absence of teeth called maxillary lateral incisors. In elephants, the
maxillary lateral incisors become tusks.
vertical descent with mutation, it is an important process in bio- Each Species Is Placed into a Taxonomic Hierarchy
logical evolution, producing a web of life.
Taxonomy involves multiple levels in which particular species are
• Humans have influenced the frequency of traits in domesticated placed into progressively smaller and smaller groups whose mem-
and wild species, including the frequency of the tuskless trait in bers are more closely related to each other evolutionarily. Such an
elephant populations (Figure 1.7) approach emphasizes the unity and diversity of different species.
As an example, let’s consider clownfish, which are found in the
1.2 Testing Your Knowledge Indian and Pacific Oceans and are popular among saltwater aquar-
ium enthusiasts (Figure 1.9). Several species of clownfish have been
1. Which of the following is an example of horizontal gene identified.
transfer? One species of clownfish, which is orange with white stripes, has
a. the transmission of genes from a mother cell to a daughter several common names, including ocellaris clownfish. The broadest
cell during cell division grouping for this clownfish is the domain, Eukarya, followed by pro-
b. the transmission of a mutant gene from a father to his gressively smaller divisions, from supergroup (Opisthokonta) to king-
daughter dom (Animalia) and eventually to species. In the animal kingdom,
c. the transfer of an antibiotic-resistance gene from one clownfish are part of a phylum, Chordata, the chordates, which is sub-
bacterial species to another divided into classes. Clownfish are in a class called Actinopterygii,
d. all of the above which includes all ray-finned fishes. The common ancestor that gave
e. both a and b rise to ray-finned fishes arose about 420 million years ago (mya).
Actinopterygii is subdivided into several smaller orders. The clown-
fish are in the order Perciformes (bony fish). The order is, in turn,
divided into families; the clownfish belong to the family of marine
1.3 Classification of Living Things fish called Pomacentridae, which are often brightly colored. Families
are divided into genera (singular, genus). The genus Amphiprion is
Learning Outcome composed of 28 different species; these are various types of clown-
1. Outline how organisms are classified (taxonomy). fish. Therefore, the genus contains species that are very similar to
each other in form and have evolved from a common (extinct) ances-
As biologists discover new species, they try to place them into groups tor that lived relatively recently on an evolutionary timescale.
based on their evolutionary history. This is a difficult task because Biologists use a two-part description, called binomial
researchers estimate that the Earth has between 5 and 50 million dif- nomenclature, to provide each species with a unique scientific
ferent species! The rationale for categorization is usually based on name. The scientific name of the ocellaris clownfish is Amphiprion
vertical evolution. The field of biology that is concerned with the ocellaris. The first word is the genus, and the second word is the spe-
grouping and classification of species is termed taxonomy. cific epithet, or species descriptor. By convention, the genus name is
Why is taxonomy useful? First, taxonomy allows us to appreci- capitalized, whereas the specific epithet is not. Both names are itali-
ate the amazing diversity of life on Earth. Also, because taxonomy is cized. Scientific names are usually Latinized, which means they are
based on evolution, it provides a view of the evolutionary relation- made similar in appearance to Latin words. The origins of scientific
ships among living species and the relationships between living and names are typically Latin or Greek, but they can come from a variety
extinct species. of sources, including a person’s name.
The Classification of Living Organisms Allows Biologists
to Appreciate the Unity and Diversity of Life 1.3 Reviewing the Concepts
Let’s first consider taxonomy on a broad scale. From an evolution-
• Taxonomy is the grouping of species according to their evolu-
ary perspective, all forms of life can be placed into three large cat-
tionary relatedness to other species. Going from broad to nar-
egories, or domains, called Bacteria, Archaea, and Eukarya
row groups, each species is placed into a domain, a supergroup,
(Figure 1.8). Bacteria and archaea are microorganisms that are also
a kingdom, a phylum, a class, an order, a family, and a genus
termed prokaryotic because their cell structure is relatively simple
(Figures 1.8, 1.9).
(look ahead to Figure 4.8). At the molecular level, bacterial and
archaeal cells show significant differences in their compositions. For
example, the lipids in their cell membranes are biochemically differ- 1.3 Testing Your Knowledge
ent. By comparison, organisms in the domain Eukarya are termed
eukaryotic; they have cells with internal compartments that serve 1. Which of the following is the broadest group?
various functions. A defining distinction between prokaryotic and a. phylum
eukaryotic cells is that eukaryotic cells have a nucleus in which b. kingdom
the genetic material is surrounded by a membrane. The organisms c. class
in domain Eukarya are divided into seven broad categories called d. species
supergroups. e. genus
(a) Domain Bacteria: Mostly unicellular prokaryotes that inhabit (b) Domain Archaea: Unicellular prokaryotes that often live in extreme
many diverse environments on Earth environments, such as hot springs
375 μm
Protists: Mostly unicellular and some multicellular organisms Plants: Multicellular organisms that can carry out
that are now subdivided into seven broad groups based photosynthesis
on their evolutionary relationships
Fungi: Unicellular and multicellular organisms that have a cell Animals: Multicellular organisms that usually have a nervous
wall but cannot carry out photosynthesis; fungi usually survive system and are capable of locomotion; they must eat other
on decaying organic material organisms or the products of other organisms to live
(c) Domain Eukarya: Unicellular and multicellular organisms having cells with internal compartments that serve various functions
Figure 1.8 The three domains of life. (a) Bacteria and (b) Archaea are domains consisting of species with prokaryotic cells. The third domain,
(c) Eukarya, comprises species that are eukaryotes.
(a) BSIP/age fotostock; (b) Eye of Science/Science Source; (c Protists) Dr. Norbert Lange/Shutterstock; (c Plants) Alexander Dunkel/Sieboldianus/E+/Getty Images;
(c Fungi) Ondrej83/Shutterstock; (c Animals) Ingram Publishing/age fotostock
BioConnections: Look ahead to Figure 21.1. Are fungi more closely related to plants or animals?
What is science? Surprisingly, the definition of science is not easy to Ecologists study species in Anatomists and physiologists
state. Most people have an idea of what science is, but actually articu- their native environments. study how the structures of
lating that idea proves difficult. In biology, we can define science as organisms are related to their
the observation, identification, experimental investigation, and theo- functions.
retical explanation of natural phenomena. (a) Ecology—population/community/ (b) Anatomy and physiology—tissue/
Science is conducted in different ways and at different levels. ecosystem levels organ/organism levels
Some biologists study the molecules that compose life, and oth-
ers try to understand how organisms survive in their natural envi-
ronments. Experimentally, they often focus their efforts on model
organisms—organisms studied by many different researchers so
that they can compare their results and determine scientific prin-
ciples that apply more broadly to other species, including humans.
Examples of model organisms include Escherichia coli (a bacterium),
Saccharomyces cerevisiae (a yeast), Drosophila melanogaster (a fruit
fly), Caenorhabditis elegans (a nematode worm), Mus musculus (a
mouse), and Arabidopsis thaliana (a flowering plant). Model organ-
isms offer experimental advantages over other species. For example,
E. coli is a very simple organism that can be easily grown in the lab-
oratory. By limiting their work to a few model organisms, researchers
can gain a deeper understanding of these species, and their results Cell biologists often use Molecular biologists and
may apply broadly to other species, including humans. microscopes to learn how biochemists study the molecules
In this section, we will begin by examining how biologists gener- cells function. and macromolecules that make
up cells.
ally follow an experimental process, called the scientific method,
to test their ideas. We will explore how scientific knowledge makes (c) Cell biology—cellular levels (d) Molecular biology—atomic/
predictions that can be experimentally tested. However, not all dis- molecular levels
coveries are the result of researchers following the scientific method.
Some discoveries are made simply by gathering new information. As
illustrated earlier in Figures 1.1 and 1.2, the characterization of many
living organisms has led to the development of important medicines.
In this section, we will also consider how researchers often set out on
fact-finding missions aimed at uncovering new information that may
eventually lead to important discoveries in biology.
Systems biologists may study
Biologists Investigate Life at Different Levels groups of molecules. The
microarray shown in the inset
of Organization determines the expression of
In Figure 1.4, we examined the various levels of biological organ- many genes simultaneously.
ization. The study of these different levels depends not only on the
scientific interests of biologists but also on the tools available to (e) Systems biology—all levels, shown here at the molecular level
them.
∙∙ The study of organisms in their natural environments is a
Figure 1.10 Biological investigation at different levels of organization.
(a) Thierry Berrod/Mona Lisa Productions/Science Source; (b) Diane Nelson;
branch of biology called ecology, which considers populations, (c) Erik Isakson/Blend Images; (d) Aslysun/Shutterstock; (e) Andrew Brookes/
communities, and ecosystems (Figure 1.10a). Getty Images; (e inset) Alfred Pasieka/Science Source
∙∙ Researchers who examine the structures and functions of plants By comparison, a theory, as the term is used in biology, is a
and animals are working in disciplines called anatomy and broad explanation of some aspect of the natural world that is sub-
physiology, respectively (Figure 1.10b). stantiated by a large body of evidence. Biological theories incorpo-
∙∙ With major advances in microscopy in the 20th century, rate observations, hypothesis testing, and the laws of other disciplines
cell biology, which is the study of cells and their interactions, such as chemistry and physics. Theories are powerful because they
became an important branch of biology and remains so today allow us to make many predictions about the properties of living
(Figure 1.10c). organisms.
∙∙ In the 1970s, genetic tools became available for studying single As an example, let’s consider the theory that DNA is the genetic
material and that it is organized into units called genes. An over-
genes and the proteins they code. This genetic technology
whelming body of evidence has substantiated this theory. Thousands
enabled researchers to study individual molecules, such as
of living species have been analyzed at the molecular level. All of them
proteins, in living cells and thereby gave rise to the field
have been found to use DNA as their genetic material and to express
of molecular biology. Together with biochemists and
genes that produce the proteins that lead to their characteristics. This
biophysicists, molecular biologists focus their efforts on the
theory makes many valid predictions. For example, certain types of
structure and function of the molecules of life (Figure 1.10d).
mutations in genes are expected to affect the traits of organisms. This
Such researchers want to understand how biology works
prediction has been confirmed experimentally. Similarly, this theory
at the molecular and even atomic levels. This approach is
predicts that genetic material is copied and transmitted from parents
called reductionism—reducing complex systems to simpler
to offspring. Through comparisons of the DNA of parents and off-
components as a way to understand how the systems work.
spring, this prediction has also been confirmed. Furthermore, the
∙∙ More recently, scientists have invented tools that allow them to theory explains the observation that offspring resemble their parents.
study groups of genes and groups of proteins. Systems biology Overall, two key attributes of a scientific theory are
is aimed at understanding how emergent properties arise from
complex interactions. At the molecular or cellular level, systems 1. consistency with a vast amount of known data, and
biology may involve the investigation of groups of proteins 2. the ability to make many correct predictions.
with a common purpose (Figure 1.10e). For example, a systems The meaning of the term theory is sometimes muddled because
biologist may conduct experiments that try to characterize an the word is used differently depending on the situation. In everyday
entire cellular process, which is driven by dozens of different language, a theory is often viewed as little more than a guess. For
proteins. example, a person might say, “My theory is that Professor Simpson
missed class on Wednesday because he thought Professor Idossa
A Hypothesis Is a Proposed Idea, Whereas a Theory Is a was supposed to teach class that day.” However, in biology, a theory
Broad Explanation Backed by Extensive Evidence is much more than a mere guess. A theory is an established set of
ideas that explains a vast amount of data and offers valid predictions
Let’s now consider the process of science. In biology, a hypothesis
that can be tested. Theories are viewed as knowledge, which is the
is a proposed explanation for a natural phenomenon. It is a propo-
awareness and understanding of information.
sition based on previous observations or experimental studies. For
example, with knowledge of seasonal changes, you might hypothe- Discovery-Based Science and Hypothesis Testing Are
size that maple trees drop their leaves in the autumn because of the Scientific Approaches That Help Us Understand Biology
shortened amount of daylight. An alternative hypothesis might be
The path that leads to an important discovery is rarely a straight
that the trees drop their leaves because of lower temperatures. In
line. Rather, scientists ask questions, make observations, ask modi-
biology, a hypothesis requires more work by researchers to evaluate
fied questions, and may eventually conduct experiments to test their
its validity.
hypotheses. The first attempts at experimentation may fail, and new
A useful hypothesis must make predictions—expected out-
experimental approaches may be needed. To suggest that scientists
comes that can be shown to be correct or incorrect. It should also
follow a rigid scientific method is an oversimplification of the process
be testable, which means that the hypothesis can be shown to be
of science. Scientific advances often occur as scientists dig deeper
consistent or inconsistent with data that are obtained via experimenta-
and deeper into a topic that interests them. Curiosity is the key phe-
tion. If a hypothesis is incorrect, it should be falsifiable—it can be
nomenon that sparks scientific inquiry. How is biology actually con-
shown to be incorrect by additional observations or experimentation.
ducted? As discussed next, researchers typically follow two general
Alternatively, a hypothesis may be correct, so further experiments will
types of approaches: discovery-based science and hypothesis testing.
not disprove it. In such cases, we say that the researchers have failed
to reject the hypothesis. Even so, in science, a hypothesis is never Discovery-Based Science The collection and analysis of data
really proven but rather always remains provisional. Researchers without having a preconceived hypothesis is called discovery-based
accept the possibility that perhaps they have not yet conceived of the science, or simply discovery science. Why is discovery-based sci-
correct hypothesis. After many experiments, biologists may conclude ence carried out? The information gained from discovery-based
that a hypothesis is consistent with known data, but they should never science may lead to the formation of new hypotheses and, in the
say the hypothesis is proven. In such cases, researchers may say that long run, may have practical applications that benefit people.
their data support their hypothesis. Researchers, for example, have identified and begun to investigate
previously unknown genes within humans without already know- The scientific method is intended to be an objective way to
ing the function of those genes. The goal is to gather additional gather knowledge. As an example, let’s return to the question of why
clues that may eventually allow them to propose a hypothesis that maple trees drop their leaves in autumn. By observing the length of
explains a gene’s function. Discovery-based science often leads to daylight throughout the year and comparing those data with the time
hypothesis testing. of the year when leaves fall, one hypothesis might be that leaves fall
in response to shorter periods of daylight (Figure 1.11). This hypoth-
Hypothesis Testing In biological science, the scientific method— esis makes a prediction—exposure of maple trees to shorter amounts
also known as hypothesis testing—is a process that is usually fol- of daylight will cause their leaves to fall. To test this prediction,
lowed to formulate and test the validity of a hypothesis. This strategy researchers would design and conduct an experiment.
may be described as a five-step process: How is hypothesis testing conducted? Although hypothesis test-
1. Observations are made regarding natural phenomena. ing may follow many paths, certain experimental features are com-
mon to this approach. First, data are often collected in two parallel
2. These observations lead to a hypothesis that tries to explain the
ways. One set of experiments is done on the control group, whereas
phenomena. A useful hypothesis is one that is testable because it
another set is conducted on the experimental group. In an ideal
makes specific predictions.
experiment, the control and experimental groups differ by only one
3. Experimentation is conducted to determine if the predictions are factor. For example, an experiment can be conducted in which two
correct. groups of trees are observed, and the only difference between their
4. The data from the experiment are analyzed. environments is the length of time they receive light each day.
5. The hypothesis is considered to be consistent with the data, or it To conduct such an experiment, researchers would grow small
is rejected. trees in a greenhouse, where they could keep other factors such as
1 OBSERVATIONS The leaves on maple trees fall in autumn when the days get colder and shorter.
3 EXPERIMENTATION
Small maple trees are grown in
two greenhouses where the only
variable is the length of light.
200
A statistical analysis
per tree after 180 days
can determine if
the control and the
100 experimental data
are significantly
different. In this
case, they are.
Control Experimental
group group
Figure 1.11 The steps of the scientific method, also known as hypothesis testing. In this example, the goal is to test the hypothesis that maple trees
drop their leaves in the autumn due to the shorter amount of daylight.
temperature, water, and nutrients the same between the control and disease may lead to improved treatment options and perhaps even a
experimental groups while providing the two groups with differ- cure. As described next, discovery-based science and hypothesis test-
ing amounts of light via artificial lighting. In the control group, the ing have been critical to gaining a better understanding of CF.
number of hours of light provided would be kept constant each day,
The CFTR Gene and Discovery-Based Science In 1935,
whereas in the experimental group, the amount of light provided
American physician Dorothy Andersen determined that cystic
each day would become progressively shorter to mimic seasonal light
fibrosis is a genetic disorder. Persons with CF have inherited two
changes. The researchers would then record the number of leaves
faulty CFTR genes, one from each parent. (We now know this gene
dropped by the two groups of trees over a certain period of time.
codes a protein named the cystic fibrosis transmembrane regulator,
The result of experimentation is a set of data from which a biolo-
abbreviated CFTR.) In the 1980s, researchers used discovery-based
gist tries to draw conclusions. Biology is a quantitative science. When
science to identify this gene. Their search for the CFTR gene did not
experimentation involves control and experimental groups, a com-
require any preconceived hypothesis regarding the function of the
mon form of analysis is to determine if the data collected from the
gene. Rather, they used genetic strategies similar to those described
two groups are truly different. Biologists apply statistical analyses to
in Chapter 18. Research groups headed by Lap-Chee Tsui, Francis
their data to determine if outcomes from the control and experimental
Collins, and John Riordan identified the CFTR gene in 1989.
groups are likely to differ because of the single variable that differs
The discovery of the CFTR gene made it possible to devise diag-
between the two groups. A statistics primer is provided at the web-
nostic testing methods to determine if a person carries a faulty ver-
site for this textbook, and several problems throughout the textbook
sion of the gene. In addition, the characterization of the CFTR gene
will ask you to apply them to a biological problem. When differences
provided important clues about its function. Researchers observed
between the control and experimental data are statistically significant,
striking similarities between the CFTR gene and other genes that
they are not likely to have occurred as a matter of random chance.
were already known to code proteins called transport proteins, which
In our example in Figure 1.11, the trees in the control group
function in the transport of substances across membranes. Based on
dropped far fewer leaves than did those in the experimental group.
this observation, as well as other kinds of data, the scientists hypothe-
Statistical analysis can determine if the data collected from the two
sized that the function of the normal CFTR gene is to code a transport
greenhouses are significantly different from each other. If the two
protein. In this way, the identification of the CFTR gene led them to
sets of data are found not to be significantly different, the hypothesis
conduct experiments aimed at testing a hypothesis about its function.
will be rejected. Alternatively, if the differences between the two sets
of data are significant, as shown in Figure 1.11, biologists can con- The CFTR Gene and Hypothesis Testing Researchers inter-
clude that the hypothesis is consistent with the data and, therefore, ested in the CFTR gene also considered studies showing that
cannot be rejected. A hallmark of science is that valid experiments patients with CF have an abnormal regulation of salt balance across
are repeatable, which means that similar results are obtained when their plasma membranes. They hypothesized that the normal CFTR
an experiment is conducted on multiple occasions. For our example gene codes a transport protein that functions in the transport of
in Figure 1.11, the data would be valid only if the experiment were chloride ions (Cl−) across the membranes of cells (Figure 1.12). This
repeatable. hypothesis led to experimentation that tested normal cells and cells
As described next, discovery-based science and hypothesis test- from CF patients for their ability to transport Cl−. The CF cells
ing are often used together to learn more about a particular scientific were found to be defective in chloride transport. In 1990, scientists
topic. As an example, let’s look at how both approaches led to suc- successfully transferred the normal CFTR gene into cells from CF
cesses in the study of the disease called cystic fibrosis. patients in the laboratory. The introduction of the normal gene cor-
rected the cells’ defect in chloride transport.
The Study of Cystic Fibrosis Provides Examples of Overall, the results showed that the CFTR gene codes a protein
Discovery-Based Science and Hypothesis Testing that transports Cl− across the plasma membrane. A mutation in this
gene causes it to code a defective transporter, leading to a salt imbal-
Let’s consider how biologists made discoveries related to the disease ance that affects water levels outside the cell, which explains the thick
cystic fibrosis (CF), which affects about 1 in every 3,500 Americans. and sticky mucus in CF patients. In this example, hypothesis testing
Persons with CF produce abnormally thick and sticky mucus that provided a way to evaluate a hypothesis about how a disease is caused
obstructs the lungs and leads to life-threatening lung infections. The by a genetic change.
thick mucus also blocks ducts in the pancreas, which prevents the
digestive enzymes this organ produces from reaching the intestine.
Without these enzymes, the intestine cannot fully absorb amino acids
Observation and Experimentation
and fats, which can cause malnutrition. Persons with this disease may Form the Core of Biology
also experience liver damage because the thick mucus can obstruct Biology is largely about the process of discovery. Therefore, a recur-
the liver. On average, people with CF in the United States currently ring theme of this textbook is how scientists design experiments,
live into their mid 40s. Fortunately, as more advances have been made analyze data, and draw conclusions. Although each chapter contains
in treatment, their life expectancy has steadily increased. many examples of data collection and experiments, a consistent ele-
Because of this disease’s medical significance, many scientists ment is a Feature Investigation—an actual study by current or past
are conducting studies aimed at gaining greater information about the researchers. Some of these involve discovery-based science, in which
underlying cause of CF. The hope is that knowing more about the biologists collect and interpret data in an attempt to make discoveries
Language: French
N U I T S
C H A M P Ê T R E S.
L E S
N U I T S
C H A M P Ê T R E S,
Par M. DE LA VEAUX.
H O R A T.
A L A U S A N N E,
M. D C C. L X X X I V.
A S O N
ALTESSE SÉRÉNISSIME
MONSEIGNEUR
L E L A N D G R AV E
R É G N A N T
DE HESSE-CASSEL.
M O N S E I G N E U R,
P R E M I E R E N U I T.
L a C a m pa g n e .
Soit que le laboureur recueille l'herbe fleurie de ses prés, soit qu'il
trace lentement un pénible sillon, ou qu'il coupe les épis courbés
pour en former de lourdes gerbes, soit qu'il soulage les branches
affaissées de ses arbres fruitiers, soit enfin qu'il remplisse ses
celliers de la dépouille vermeille de la vigne; la joie, l'espérance ou le
plaisir charment toujours ses travaux.