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Rational Rules Towards A Theory of Moral Learning Shaun Nichols Full Chapter PDF
Rational Rules Towards A Theory of Moral Learning Shaun Nichols Full Chapter PDF
Rational Rules Towards A Theory of Moral Learning Shaun Nichols Full Chapter PDF
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Rational Rules
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Rational Rules
Towards a Theory of Moral Learning
SHAUN NICHOLS
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1
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Contents
Preface ix
Acknowledgments xiii
List of Figures xv
5. Closure 95
6. Status 109
References 227
Index 245
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Preface
irrelevant details (e.g., Swain et al. 2008). Much less attention has been paid
to historical questions about how we ended up with the representations
implicated in philosophically relevant thought. There are different kinds of
answers to these historical questions. One might offer distal answers that
appeal to the more remote history of the concept. For instance, an evolu-
tionary psychologist might argue that some of our concepts are there
because they are adaptations. Or a cultural theorist might argue that some
of our concepts are there because they played an important role in facilitat-
ing social cohesion. On the more proximal end of things, we can attempt to
determine how the concepts might have been acquired by a learner. Those
proximal issues regarding acquisition will be the focus in this book.¹ I will
argue that we can explain many of the features of moral systems in terms of
¹ Of course proximal and distal issues are not unrelated. For an evolutionary psychologist,
the proposal that a concept is an adaptation will typically be accompanied by the expectation
that the characteristic (proximal) development of the concept is not explicable in terms of
domain-general learning mechanisms (see, e.g., Tooby & Cosmides 1992).
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x
person to save five others from harm. Children are never explicitly taught
the distinctions to which these judgments conform.
The prevailing explanation for how we come to have such subtle distinc-
tions is nativist. Contemporary moral nativists hold that the best explan-
ation for the uniformity and complexity of moral systems is that moral
judgments derive from an innate moral acquisition device (e.g., Harman
1999; Mikhail 2011). Such views hold that the moral systems we have are
partly constrained by human nature. Just as linguistic nativism proposes
constraints on possible human languages, moral nativism implies that there
are constraints on possible human moralities (Dwyer at al. 2010). Although
nativist accounts have been widely criticized (e.g., Nichols 2005; Prinz 2008;
Sterelny 2010), there has been no systematic alternative explanation for how
children acquire such apparently complex moral systems.
My collaborators and I have been developing such an alternative explan-
ation for the acquisition of moral systems. The inspiration comes from an
unlikely source—statistical learning. Recent cognitive science has seen the
ascendance of accounts which draw on statistical learning to explain how we
end up with the representations we have (Perfors et al. 2011; Xu et al. 2012).
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xi
I’ve come to think that statistical learning provides a promising avenue for
answering central questions about how we come to have the moral repre-
sentations we do.
I will argue that a rational learning approach can explain several aspects
of moral systems, including (i) how people learn to draw the act/allow
distinction given limited evidence, (ii) how people come to have a bias in
favor of act-based rules, and (iii) how people use consensus information as
evidence on whether a moral claim is universally true.
The picture that emerges reveals a starkly different side of moral systems
than traditional sentimentalism. The learning processes invoked are, by
standard accounts, rational. This insulates moral judgment from important
charges of irrationality. For instance, if our deontic judgments depend on
rules, and these rules are acquired via rational inference, then we cannot
fault the process by which the judgment is made. This doesn’t insulate the
judgments from every critique. For instance, the rules themselves might be
defective. But that challenge requires a deeper inquiry into the epistemic
credentials of the rules.
The resulting account also contrasts sharply with nativism. The learning
processes that I will draw on are not specific to the moral domain. Indeed,
statistical learning affords the moral psychologist a diverse empiricist tool-
kit. Moreover, the rational learning account suggests that humans are
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Acknowledgments
First, I’d like to thank my collaborators on the empirical studies that form
the center of this book: Alisabeth Ayars, Hoi-Yee Chan, Jerry Gaus, Shikhar
Kumar, Theresa Lopez, and Tyler Millhouse. I owe special debts to Theresa,
Alisabeth, and Jerry. Theresa’s dissertation (Lopez 2013) is the first work that
maintained that Bayesian approaches to cognition might provide an alterna-
tive to Chomskyan accounts of moral cognition. If it hadn’t been for Theresa’s
insightful dissertation, I never would have started a project on moral learning.
Alisabeth worked extensively on the project when she was a graduate student
in psychology at Arizona. She had several key experimental ideas; she was also
incisive on the theoretical issues (as evidenced in Ayars 2016). This project
would have been much worse without her contributions. Finally, Jerry was an
ideal collaborator on the empirical work that we did together. More generally,
Jerry has been an intellectually invigorating colleague and friend. It was my
good fortune to be in the same department with him.
Many friends and colleagues have influenced my thinking on these
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xiv
to Paul Bello, who was the ONR program officer, for supporting the work, as
well as for numerous helpful discussions about it.
Chapter 6 draws substantially on material from Ayars & Nichols (2020),
Rational learners and metaethics, Mind & Language, 35(1), 67–89. I thank
the journal for permission to reprint that material here.
I spent academic year 2017–18 on fellowship at the Center for Human
Values at Princeton. I’m grateful to the Center and to the University of
Arizona for affording me the opportunity to focus on writing the book. In
addition to freeing up time to write, I got excellent feedback from many
people at the Center, including Stephanie Beardman, Mitch Berman, Liz
Harman, Dylan Murray, Drew Schroeder, Amy Sepinwall, Peter Singer,
Michael Smith, Monique Wonderly, and especially Mark van Roojen. Mark
read and commented on much of the book while I was there, and he’s been a
tireless and wonderful correspondent about these issues ever since.
Walter Sinnott-Armstrong arranged to have his research group, Madlab,
read the first draft of the manuscript. This was incredibly helpful. I’m
grateful to all the lab members for taking the time to read and think about
the manuscript. I’d like to single out several people in the group whose
comments led to changes in manuscript: Aaron Ancell, Jana Schaich Borg,
Clara Colombatto, Paul Henne, J. J. Moncus, Sam Murray, Thomas
Nadelhoffer, Gus Skorburg, Rita Svetlova, and Konstantinos Tziafetas.
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Mike Tomasello also participated, which was a delight. And of course I’m
especially indebted to Walter, both for organizing the event and for being
characteristically constructive and indefatigable. Dan Kelly also read and
gave terrific comments on the entire manuscript at a later stage. His careful
attention led to numerous improvements in book.
I had the benefit of three excellent referees for OUP, one of whom was
Hanno Sauer (the other two remained anonymous). Thanks to all of them, and
to Peter Momtchiloff for his characteristically excellent stewardship at OUP.
Victor Kumar first encouraged me to write this book. The book turned
out to be a lot more work than I expected, but I still thank Vic for prompting
me to write it, and for excellent comments along the way. Michael Gill and
I have been discussing issues at the intersection of moral philosophy and
cognitive science for twenty years, and his influence and encouragement has
been central to this work. Finally, I’m lucky to have been able to talk with
Rachana Kamtekar about every sticky philosophical problem in the book,
and everything else besides.
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List of Figures
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PART I
RATIONALITY AND RULES
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1
Rationality and Morality
Setting the Stage
“Moral distinctions are not derived from reason.” Thus does Hume begin his
discussion of morality in the Treatise. Rather, Hume says, moral distinctions
come from the sentiments. Contemporary work in moral psychology has
largely followed Hume in promoting emotions rather than reason as the
basis for moral judgment (e.g., Blair 1995; Greene 2008; Haidt 2001; Nichols
2004c; Prinz 2007; cf. May 2018; Sauer 2017). While I think moral judgment
is tied to emotions in multiple ways, in this book I want to explore the
rational side of moral judgment. I’ll argue that rational processes play a
critical and underappreciated role in how we come to make the moral
judgments we do. In this chapter, I’ll describe the basic phenomena that
I want to illuminate with a rational learning account, and I will explicate the
primary notion of rationality that will be in play.
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1. The Phenomena
Don’t lie. Don’t steal. Keep your promises. These injunctions are familiar
and central features of human moral life. They form part of the core
phenomena to be explained by an adequate psychological account of
moral judgment. Why do we make the judgment that it’s wrong to lie or
steal?
In addition to these specific judgments, an adequate moral psychology
must also explain important distinctions that seem to be registered in lay
moral judgment. For example, people tend to think that producing a bad
consequence is worse than allowing the consequence to occur. Much of the
work attempting to tease out an implicit understanding of these distinctions
is done using trolley cases (Foot 1967; Greene et al. 2001; Harman 1999;
Mikhail 2011; Thomson 1976, 1985). For instance, people tend to say that in
the following case, what the agent does is not permissible.
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By contrast, people tend to say that what the agent does (or rather fails to do)
is permissible:
People also tend to say that what the agent does in the following case is
permissible:
These cases have been taken to suggest that people are sensitive to surpris-
ingly subtle distinctions in their normative evaluations.
If people really are sensitive to these distinctions in their moral judg-
ments, these are relatively high-level psychological phenomena. At an even
higher level, we find that people seem to have systematic judgments about
the nature of morality itself. For instance, people tend to think that moral
claims have a different status than conventional claims. This has been
explored extensively with questions like the following:
For actions like hitting, people, including pre-school children, tend to say
that it’s wrong to hit even if the teacher doesn’t have a rule. But for actions
like talking during story-time, people are more likely to say that if the
teacher doesn’t have a rule on the matter, it’s okay to talk during story
time (e.g., Nucci 2001; Turiel 1983). More recently, people have explored the
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extent to which people think moral claims are universally true, using
questions like the following:
For actions like bank robbery and assault, people tend to say that if two
people make different judgments, one of them has to be wrong, but they do
not tend to say this when it comes to aesthetic claims or matters of taste
(Goodwin & Darley 2008; Nichols 2004a; Wright et al. 2013).
These are the phenomena that I want to investigate. Note that much of
our moral lives is not included here. I won’t try to explain our aversion to
suffering in others, our propensity to guilt and shame, or our use of empathy
and perspective taking in moral assessment. Nor will I try to characterize the
ethical abilities enjoyed by non-human animals. The moral capacities that
I’m targeting are, as far as we can tell, uniquely human. How do we arrive at
these sophisticated judgments, distinctions, and meta-evaluations?
Before setting out my positive story, I want to address briefly the prevailing
skepticism about moral judgment. Moral psychologists often cast lay mor-
ality as critically flawed. There is evidence that moral judgment is com-
promised by incidental emotions, misleading heuristics, and confabulation.
Philosophers have used such evidence to develop debunking arguments
according to which key areas of common-sense ethical judgment are epi-
stemically rotten—they are based on epistemically defective processes (see
Sauer 2017 for discussion of debunking arguments). Debunking arguments
have been developed for both common-sense normative ethics and
common-sense metaethics.
Perhaps the most familiar debunking accounts draw on dual process theories,
according to which there are two broad classes of psychological processes. System
1 processes tend to be fast, effortless, domain specific, inflexible, insensitive to
new information, and generally ill-suited to effective long-term cost–benefit
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6
Julie and Mark: Julie and Mark are brother and sister. They are traveling
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together in France on summer vacation from college. One night they are
staying alone in a cabin near the beach. They decide that it would be
interesting and fun if they tried making love. At the very least it would be
a new experience for each of them. Julie was already taking birth control
pills, but Mark uses a condom too, just to be safe. They both enjoy making
love, but they decide not to do it again. They keep that night as a special
secret, which makes them feel even closer to each other.
What do you think about that? Was it OK for them to make love?
When presented with this vignette, most participants said that it was not
okay for Julie and Mark to make love. When asked to defend their answers,
participants often appealed to the risks of the encounter, but the experi-
menter effectively rebutted the justifications (e.g., by noting the use of
contraceptives). Nonetheless, the participants continued to think that the
act was wrong, even when they couldn’t provide any undefeated justifica-
tions. A typical response was: “I don’t know, I can’t explain it, I just know it’s
wrong” (Haidt 2001: 814). Haidt interprets this pattern as a manifestation of
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Greene maintains that since our deontological judgments derive from emo-
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¹ For direct responses to this argument, see Berker (2009) and Timmons (2008).
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though it would minimize promise breaking overall (Lopez et al. 2009: 310).
So emotion doesn’t seem to be required to make non-utilitarian judgments.
Indeed, the asymmetry between Footbridge and Bystander is found even
when the potential human victims are replaced by teacups (Nichols &
Mallon 2006).²
The fact that people make non-utilitarian judgments in the absence of
significant affect indicates that there must be some further explanation for
these responses. This undercuts debunking arguments that depend on the
view that non-utilitarian judgments are primarily produced by arational
emotional reactions. The fact that we find non-utilitarian judgments without
concomitant affect also exposes the need for a different explanation for the
pattern of non-utilitarian judgment that people exhibit.
As noted above, people tend to think that at least some moral claims are
universally true, and they treat aesthetic claims as only true relative to an
individual or group (Goodwin & Darley 2008, 2012). Why is this? Why do
people believe of some moral claims that they are universally true?
Philosophers have offered several explanations for the belief in universalism,
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was emotionally neutral. Cameron and colleagues found that when the
description was accompanied by a disgusting picture, participants were
more likely to give universalist responses.³ Such an influence is plausibly
epistemically defective. Cameron and colleagues make this clear by drawing
on the distinction between incidental and integral effects of emotions:
If you are more universalist about arranged marriages because you are
seeing a revolting picture of worms, then you’re being swayed by an epi-
stemically defective process.
I focus on the study by Cameron and colleagues because it has a clean
experimental design, and it provides some of the most direct evidence for
the role of an epistemically defective affective process in judgments of
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³ Cameron and colleagues used a slightly different universalism measure than the standard
disagreement measure (Section 1). They asked participants to evaluate whether an activity
practiced in other cultures (e.g., “Marriages are arranged by the children’s parents”) is wrong
regardless of the culture in which it is practiced.
⁴ More generally, it turns out that the impact of occurrent emotion on moral judgment is
quite weak (e.g., Landy & Goodwin 2015; May 2014, 2018).
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I’ve argued that some of the most prominent debunking arguments are
inadequate. Obviously this is a limited selection of the debunking arguments
that have been made. There is a broader lesson here, though. The most
prominent kinds of arguments that purport to debunk lay ethical judgments
appeal to the distorting effects of occurrent emotions. But many of the ethical
judgments that we want to understand do not seem to be explained by
occurrent emotional processes (see also Landy & Goodwin 2015; May 2014,
2018). So I think there is good reason to be skeptical of the attacks on lay moral
judgment. However, skepticism about these accounts hardly constitutes a
positive defense. Even if the extant debunking arguments fail, that doesn’t
mean lay moral judgment is in good repair. The main work of this book is to
promote a detailed positive defense of the rationality of lay moral judgment.
3. Rationality
⁵ Michael Smith distinguishes two versions of this rationalist thesis. The conceptual ration-
alist thesis holds that “our concept of a moral requirement is the concept of a reason for action; a
requirement of rationality or reason.” The substantive rationalist thesis holds that this concep-
tual claim bears out in the world. That is, “there are requirements of rationality or reason
corresponding to the various moral requirements” (1994: 64–5).
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evidence. Similarly, the early moral rationalists (e.g., Clarke, Locke, Balguy)
held there are a priori moral principles that are self-evident, and these self-
evident principles provide the basis for deductive inferences to further moral
claims (see Gill 2007 for discussion). In Chapter 9, I will take up the relation
between this traditional moral rationalism and the more modest moral
rationalism that I’ll promote.
The evidentialist notion of rationality contrasts with all of the above, but
it is the dominant framework in analytic epistemology. According to the
kind of evidentialism that I’ll be using, S’s belief that P is rational or justified
to the extent that S’s belief that P is responsive to her total relevant evidence.
As I want to use the notion, a person’s belief can be responsive to the
evidence even if she lacks conscious access to the reasoning process. Of
course, when subjects do report their reasoning process, if the process they
report is a process that is responsive to the evidence, this gives us good
reason to think that they are in fact making judgments in ways that are—to
some extent—evidentially rational. Still, such conscious access is not
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On this familiar description, one must reason “in accordance” with the
principles of probability theory to be rational.
What exactly is it to reason “in accordance” with the rules of logic and
probability theory? Much of the literature on reasoning is conspicuously
vague about this (for discussion, see Nichols & Samuels 2017). This much is
obvious, though: reasoning is a process. To clarify the nature of processes,
and the nature of reasoning processes in particular, we can draw on David
Marr’s influential account of levels of analysis in cognitive science.
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3.2 Processes
Marr explains levels of analysis in terms of their guiding questions. The first
level is the computational level, and its basic questions are: “What is the goal
of the computation, why is it appropriate, and what is the logic of the
strategy by which it can be carried out?” The second level, representation
and algorithm, asks: “What is the representation for the input and output,
and what is the algorithm for the transformation?” The third level, that of
hardware implementation, won’t occupy us here, but it asks, “How can the
representation and algorithm be realized physically?” (Marr 1982: 25).
⁶ Insofar as evidentialism requires that beliefs are responsive to evidence, the view is typically
taken to be at odds with simple forms of reliabilism (for discussion, see Goldman & Beddor
2016). I won’t try to engage this issue in the book, but reliabilists might maintain that the
inferences that I promote are justified insofar as they are based on reliable processes.
⁷ Research on heuristics and biases has been used to challenge the idea that people are
rational in this evidentialist way (see, e.g., Stich 1990).
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addition (|||| + ||| = |||||||), but obviously this would be a disaster for Arabic
numerals (4 + 3 = 43?). Even if the representations are fixed as, say,
Arabic numerals, different algorithms can be used to carry out addition.
One common algorithm for addition mirrors the “carrying” algorithm
people learn in grade school—add the least significant digits, carry if
necessary, move left, and repeat. Another algorithm for addition uses
“partial sums,” separately adding the 1 place-value column, the 10 place-
value column, the 100 place-value column, and then summing these partial
sums. These are different processes at the algorithmic level but not at the
computational level.
⁸ Although Marr doesn’t mention it, sometimes we might identify what the process is, even if
the purpose is unclear or somehow inapt. Imagine that we observe the cash register receive two
inputs—$2 and $3—and it generates $6 as output; then, when another $2 item is entered, the
output is $12. Eventually it becomes clear that what the machine is doing is multiplication. Why
it’s doing multiplication is not because that’s the right process in this context (based on our
intuitions or evolution). Perhaps the machine was hacked or perhaps there’s a short circuit that
remapped + to *.
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⁹ This discussion is based on joint work with Richard Samuels (Nichols & Samuels 2017).
¹⁰ Richard Samuels and I distinguish strong and weak versions of the thesis that some
cognitive process is in algorithmic accordance with logic and probability theory (Nichols &
Samuels 2017). Strong algorithmic accordance requires that there is an isomorphism between
analytic probability theory and the inferential process being evaluated. The idea is that an
algorithm is only rational if it proceeds as prescribed by the mathematics of probability theory.
Samuels and I suggest that this looks to be an excessively demanding way to characterize
rational psychological processes. Instead, we argue for weak algorithmic accordance, which
allows that a process can be rational when the algorithm implements a good Bayesian approxi-
mation method (2017: 24–5). What makes for a good approximation method might vary by
context. Although I won’t discuss weak algorithmic accordance further in this book, the notion
of weak algorithmic accordance makes it rather easier for a psychological process to count as
rational. By contrast, strong algorithmic rationality imposes severe demands on the requirement
for rationality (2017: 22).
¹¹ Not all processes characterized at the computational level need conform to logic and
probability theory. For instance, part of the visual system of the housefly is described at the
computational-level as having the goal of landing (Marr 1982: 32–3); but it needn’t be the case
that the transition from perceptual stimulus to landing behavior in the housefly conforms to the
laws of probability.
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
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analysis (see, e.g., Xu & Tenenbaum 2007b: 270).¹² Making a case that moral
learning is characterized by a process that is rational at the computational
level is a step toward an algorithmic analysis, and often the most we can
hope for at this point is a computational analysis.¹³ However, for some of
the inferences that I will promote in this book, I will suggest that we do have
the beginnings of an algorithmic account, reflected, for instance, in the
explanations offered by the experimental subjects.
4. Statistical Learning
reflect populations (in this case, the population of license plates). This, together
with the belief that Kansas is the only state with a preponderance of Kansas
plates warrants your new belief that you are in Kansas.
Early work on statistical reasoning in adults indicated that people are
generally bad at statistical inference (e.g., Kahneman & Tversky 1973). For
instance, people seem to neglect prior probabilities when making judgments
about likely outcomes. In a striking experiment, Kahneman and Tversky
(1973) presented one group of participants with the following scenario:
¹² Griffiths and colleagues (2015) suggest that the transition from the computational to the
algorithmic level can be facilitated by an intermediate level which adverts to resource con-
straints.
¹³ Note that we don’t need to qualify that a Marrian rational process is merely pro tanto
rational. This is because computational and algorithmic rationality are defined narrowly in
terms of the function of the process. For example, the algorithm for addition is defined in terms
of a restricted class of inputs and outputs and the dedicated transitions between them.
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16
Another group of participants got the same scenario, but with the base rates
reversed—in this condition there were said to be 30 lawyers and 70 engin-
eers. Participants were then given the five descriptions (allegedly chosen at
random) mentioned in the instructions. One of the descriptions fits with a
stereotype of engineers:
With this description in hand, subjects are supposed to indicate how likely it
is (from 0 to 100) that Jack is an engineer. Kahneman and Tversky found
that participants in both conditions gave the same, high, probability esti-
Copyright © 2021. Oxford University Press USA - OSO. All rights reserved.
mates that Jack is an engineer. The fact that there were 70 engineers in one
condition and 30 in the other had no discernible effect on subjects’ responses
(1973: 241). Another description was designed to be completely neutral
between the lawyer and engineer stereotype:
When given the description that was neutral with respect to the stereotypes,
obviously participants should go with the base rates; instead, in both con-
ditions, they tended to say that there was a 50 percent chance that the person
was an engineer (1973: 242).
This study is representative of the broad pattern of results in the
Heuristics & Biases tradition, which has exposed numerous ways in which
people make mistakes in statistical reasoning. In the wake of this pessimistic
line of research, a new wave of cognitive psychology celebrates people’s basic
abilities in statistical inference. A wide range of cognitive phenomena have been
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
OUP CORRECTED AUTOPAGE PROOFS – FINAL, 15/12/2020, SPi
contents of the box. Xu and Denison found that babies were more inclined
to expect the population of balls to resemble the sample in the blindfolded
condition as compared to when the experimenter could see the balls she was
choosing. It seems that the babies were sensitive to whether or not the
sampling was random. Building on these findings, Kushnir and colleagues
found that children use sampling considerations to draw inferences about
preferences. When a puppet took five toy frogs from a population with few
frogs, the children tended to think the puppet preferred toy frogs; but
children tended not to make this inference when a puppet took five toy
frogs from a population that consisted entirely of frogs (Kushnir et al. 2010).
For a second example, consider another feature of good probabilistic
reasoning: If you have priors (e.g., you know the percentage of the popula-
tion afflicted with a certain disease) then you should use those priors (e.g., in
making inferences from a person’s symptoms to whether they have the
disease); furthermore, if you get new information, you should update the
priors. Girotto and Gonzalez (2008) explored such reasoning in children
using a task with chips of different shapes and colors. Figure 1.1 depicts a
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
OUP CORRECTED AUTOPAGE PROOFS – FINAL, 15/12/2020, SPi
18
the chip that I have in my hand and I feel that it is [a square]” (331). The kids
are allowed to revise their judgment, and they tend to answer correctly that
now it’s more likely that white will win (334). Note that children succeed in
these tasks with no training—they produce the correct response immedi-
ately. Subsequent work found that children and adults in two pre-literate
Mayan groups also succeed in these tasks (Fontanari et al. 2014).
These are just two examples of ways in which even young children seem
to make statistically appropriate inferences. We will see several further
examples in the course of the book. The lesson of this work is that despite
the foibles that have been revealed by the Heuristics and Biases tradition,
people, including very young children, possess a substantial competence at
probabilistic reasoning.
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
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Bayesian probability theory is not simply a set of ad hoc rules useful for
manipulating and evaluating statistical information: it is also the set of
unique, consistent rules for conducting plausible inference . . . . Just as
formal logic describes a deductively correct way of thinking, Bayesian
probability theory describes an inductively correct way of thinking.
(Perfors et al. 2011: 313)
For many experiments, it’s not obvious that the data support the view that
children are engaged in a form of Bayesian updating (see, e.g., Nichols &
Samuels 2017). But there is little doubt that the inferences in the tasks
reviewed in Section 4.1 are plausible candidates for meeting familiar notions
of evidential rationality. Critically, in the above tasks, the child makes
inferences that are appropriate given the evidence to the agent. For instance,
in the ping-pong ball task, the infant is right to infer from a random sample
of mostly red balls that the population is mostly red. All of the evidence
she has supports this conclusion.¹⁴ In addition, these tasks take exactly
zero training. The normatively appropriate pattern appears on the first
(and only) trial. Much prominent work in Bayesian psychology claims
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¹⁴ One potential worry about the rationality of everyday inferences from samples is that the
samples might be unrepresentative. It is plausible that when people have evidence that the
sample is unrepresentative, if they ignore this in their statistical inferences, their inferences are
rationally compromised. However, when a person has no evidence that a sample is unrepre-
sentative, it seems uncharitable to declare their inferences from the sample to be rationally
corrupt. That is, when there is no evidence that a sample is unrepresentative, it’s reasonable for a
learner to make inferences as if it is representative. Indeed, if we were so cautious as to withhold
inferences on the bare possibility that a sample is unrepresentative, we would rarely make
inferences. To suggest such inferential caution borders on recommending skepticism.
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20
happy robin
As an English speaker, you will have heard “PEE” following “HAP” more
frequently than ROB following PEE. This is because “HAPPEE” is a word in
English but “PEEROB” isn’t. This sort of frequency information is ubiqui-
tous in speech. And it could, in principle, be used to help segment a stream
into words. When the transitional probability between one sound and the
next is very low, this is evidence that there is a word boundary between the
¹⁵ Note that empiricists allow that these general-purpose learning mechanisms themselves
might be innate; after all, we are much better at learning than rocks, trees, and dust mites.
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
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These artificial words were strung together into a single sound stream,
varying the order between the words (the three orders are depicted on
separate lines below, but they are seamlessly strung together in the audio):
pabikutibudogolatudaropi
golatutibudodaropipabiku
daropigolatupabikutibudo
By varying the order of the words, the transitional probabilities are varied
too. Transitional probabilities between syllabus pairs within a word (e.g.,
bi-ku) were higher than between words (e.g., pi-go) (p = 1.0 vs. p = 0.33).
After hearing two continuous minutes of this sound stream, infants were
played either a word (e.g., pabiku) or part word (e.g., pigola). Infants listened
longer (i.e., showed more interest) when hearing the part word, which
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indicates that they were tracking the transitional probabilities.¹⁶ This ability
to use statistical learning to segment sequences isn’t specific to the linguistic
domain. It extends to segmenting non-linguistic tones (Saffran et al. 1999)
and even to the visual domain (Kirkham et al. 2002). Perhaps humans have
additional ways to segment words, but at a minimum, there is a proven
empiricist account of one way that we can segment streams of continuous
information into parts using statistical learning.
Nativists can claim victories too, however. Birdsong provides a compel-
ling case. For many songbirds, like the song sparrow and the swamp
sparrow, the song they sing is species specific. It’s not that the bird is born
with the exact song it will produce as an adult, but birds are born with a
“template song” which has important elements of what will emerge as the
adult song. One line of evidence for this comes from studies in which birds
are reared in isolation from other birds. When the song sparrow is raised in
¹⁶ Listening time was measured by how long babies looked towards the source of the sound,
which was either on the left or the right side of the room.
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22
isolation, it will produce a song that shares elements of the normal adult
song sparrow song; the same is true for the swamp sparrow. And critically,
the song produced by the isolate song sparrow differs from the song pro-
duced by the isolate swamp sparrow. This provides a nice illustration of a
nativist capacity. It’s not that experience plays no role whatsoever—the
specific song that the bird produces does depend on the experience. But
there is also an innate contribution that is revealed by the song produced by
isolate birds. The template gives the bird a head start in acquiring the
appropriate song (see, e.g., Marler 2004).
The examples of birdsong and segmentation of acoustic strings show that
it’s misguided to think that there is a general answer to the nativist/empiri-
cist debate. There are numerous nativist/empiricist debates, and it’s import-
ant to evaluate the disputes on a case by case basis. The cases I offer in Part II
of this book are all empiricist learning stories, based on principles of
statistical inference. Importantly, however, the arguments in Part II make
no claim to a thoroughgoing empiricism. The work starts with learners who
already have facility with concepts like agent, intention, and cause. It also
starts with the presumption that learners have the capacity for acquiring
rules. I argue that, given those resources and the evidence available to
children, their inferences are rational. This is all consistent with the nativist
claim that the acquisition of the concept of agent (for example) depends on
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(1) One needs a description of the concept (belief, distinction, etc.) the
acquisition of which is to be explained. We can call the target concept
the acquirendum (Pullum & Scholz 2002). Part of the work here is to
argue that we do in fact have the concept or distinction or belief that
is proposed as the acquirendum (A).
(2) Insofar as statistical learning is a form of hypothesis selection, one
needs to specify the set of hypotheses (S) that the learner considers in
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tion of the concept, one might settle for something a good deal weaker:
(5*) Show that when the learner is given evidence like E, she makes
inferences that would be appropriate if she were deploying the postulated
statistical principles P.
This requirement is of course weaker than (5) in that it doesn’t try to show
the actual transition that occurs when a child acquires the concept. Rather,
the goal is to show that learners are appropriately sensitive to the evidence.¹⁷
In addition, (5*) is intended to make a weak claim about the precision and
accuracy of the probabilistic representations. I don’t argue (I don’t even
believe) that people make precisely accurate probabilistic inferences from
the evidence. Rather, the goal of this book is to argue that, for a range of
important elements in our moral psychology, when people learn those
¹⁷ The term “sensitive” has a technical meaning in analytic epistemology (e.g., Nozick 1981),
but I intend the ordinary notion on which being sensitive roughly means responding appro-
priately under different conditions.
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24
elements, they make inferences that are roughly the kinds of inferences that
they should make, given the evidence.¹⁸
Our next task is to determine the kinds of representations that are
implicated in moral judgment. That will be crucial to characterizing the
acquirenda, and it will be the focus of the next chapter.
¹⁸ This modest defense of human rationality is reflected in some of Tania Lombrozo’s work.
For instance, in her lovely work on simplicity, she shows that people are responsive to evidence
in a Bayesian fashion but they overweight the importance of simplicity (2007).
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2
The Wrong and the Bad
On the Nature of Moral Representations
1. Introduction
It is bad when a puppy falls off of a cliff. It is wrong when a person throws a
puppy off a cliff. There are some obvious differences between these unfor-
tunate events. For instance, the latter involves a person and an action. Any
account of the mental representation of these events would have to register
these differences. But there might also be a more subtle difference in the
corresponding moral representations. The representation of the badness of
the puppy falling is naturally taken to be a representation of the value of the
event. It’s a bad value. The representation in the second case will also involve
a value representation since the puppy is injured in that scenario too. But it’s
possible that the characteristic representation for the second scenario
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26
2. Value Representations
² The value associated with the particular outcome (e.g., of getting a grape) is sometimes
called the “instantaneous utility function” in expected utility theory and the “reward” in
reinforcement learning.
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The system computes this expected utility for each action under consider-
ation, and then selects the action that has the highest expected utility. For
instance, a rat might come to expect that pressing a lever will lead to an
outcome in which the rat gets a grape, and this will motivate the rat to press
the lever. A rat might also take into account the relative probabilities of
certain outcomes given certain actions. Let’s say the rat values the outcome
of getting a grape at 0.7, and values the outcome of getting a cracker at 0.5.
The rat’s past familiarity with a maze has led the rat to have a model of
the maze specifying that if it goes left there is a 0.1 chance of a grape and a
0.9 chance of nothing; if it goes right there is a 0.6 chance of a cracker and
a 0.4 chance of nothing. In that case, even though the rat prefers the grape
to the cracker, it assigns a higher expected value to the action of going right.
In all of these cases, we think of the rat as being guided by a value assigned to
an outcome. Thus, these are dubbed outcome-based value representations
(e.g., Cushman 2013).
Outcome-based value representations are the kinds of value representa-
tions that underlie goal-directed behavior. However, sometimes organisms
represent an action itself as having a positive (or negative) value, without
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28
representing some goal or good consequence that will result from the action.
The basic idea is familiar from habitual actions, like absentmindedly putting
your pen to your mouth. When you do this, you usually don’t have a goal in
mind that is served by putting your pen to your mouth. Rather, the behavior
is produced by a system that places values on actions themselves. Such
representations are action-based value representations.
While outcome-based value representations draw on the organism’s
knowledge of models, action-based value representations are not integrated
with models. They are simply values assigned to particular kinds of actions.
This means that the kinds of procedures by which action-based value
representations are acquired don’t depend on the agent learning a model
of its environment. Accordingly, this kind of learning is sometimes called
“model-free” reinforcement learning. Instead of constructing a model, the
agent simply develops a value for particular actions given a situation. For
instance, after getting food from pushing a lever several times, a rat might
come to assign a positive value to lever-pushing itself. Such action-based
value representations drive habitual behavior, and this behavior can persist
even when the original goal of the behavior is undermined.
For a simple action like pushing a lever to get food, it can be hard to
determine whether the act is driven by an outcome-based value representa-
tion (obtain food) or an action-based value representation (hit the lever).
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rules. Of course we can use the label “value representation” in a way that
would allow us to say that complex rules are associated with values. An
expected utility model can assign a subjective cost for breaking a prohibition
rule. In such a case, we might say that there is a representation that assigns
negative value to actions that violate the rule, and we can call this a “value
representation.” But the interest of the recent work on value representations
and moral judgment has been the attempt to explain moral judgment with
more austere resources that do not incorporate complex rule representa-
tions, and I will accordingly use “value representation” to pick out repre-
sentations of actions or outcomes that are not specified in terms of complex
rule representations. Now I will turn to the task of saying more fully what a
rule representation is.
3. Rule Representations
The structure dependence of rules means that if Xs are different from Ys,
then the rule that it’s impermissible to put Xs on Ys is different from the rule
that it’s impermissible to put Ys on Xs. The claim that the rules are not
hypothetical draws on Kant’s distinction between hypothetical and non-
hypothetical imperatives. Hypothetical imperatives are rules that serve one’s
interests like “Put oil in your car.” This imperative applies to us because we
desire to prevent our engine from seizing up. If for some reason we want our
engine to seize up (say, because we’re conducting an engine test) then the
Nichols, Shaun. Rational Rules : Towards a Theory of Moral Learning, Oxford University Press USA - OSO,
Another random document with
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Gering, rue de Sorbonne, avec son enseigne: au Soleil d’Or; mais, lorsqu’il
se fut associé avec son compatriote Philippe Cruzenach, il porta son
imprimerie, rue Saint-Jacques, à l’enseigne de Sainte Barbe. Jean Lambert,
qui était libraire rue Saint-Séverin, en 1492, ne conserva pas son enseigne de
la Corne de cerf, quand il vint s’établir, comme imprimeur, devant le collège
Coqueret, où il jugea convenable de pendre l’Image de Saint Claude au-
dessus de sa boutique. Jean Trepperel, imprimeur-libraire, qui imprima et
publia un grand nombre de romans de chevalerie, avait d’abord pour
enseigne l’image de Saint Laurent, quand il demeurait sur le pont Notre-
Dame, en 1491; il changea de saint et d’enseigne, en allant demeurer rue
Saint-Jacques, en 1498, à l’Image Saint Yves; il n’y resta pas longtemps et
passa dans la rue de la Tannerie, à l’enseigne du Cheval noir; en 1502, sa
veuve tenait boutique, rue Neuve-Notre-Dame, à l’Écu de France. On
s’explique ces changements d’enseigne par ces changements de domicile.
C’était, d’ailleurs, une habitude presque générale chez les imprimeurs et
les libraires, du moins à la fin du XVᵉ siècle et au commencement du XVIᵉ.
Jean Philippi, imprimeur allemand, établit ses presses, en 1495, rue Saint-
Jacques, à l’Image de Sainte Barbe; puis, il les transporta bientôt, rue Saint-
Marcel, à l’enseigne de la Sainte-Trinité. Un autre imprimeur allemand, Jean
Higman, imprimait d’abord, en 1489, dans la maison de Sorbonne, cet asile
tutélaire de l’imprimerie; il alla demeurer, au Clos-Bruneau, près les Écoles
de Décret, à l’enseigne des Lions; ensuite, il se fixa rue Saint-Jacques, à
l’Image Saint Georges. La rue Saint-Jacques sera désormais, comme au
moyen âge, le grand marché de la librairie. Jean Driart s’y installe, à
l’enseigne des Trois Pucelles, en 1498, pour y imprimer la plus belle édition
du Mystère de la Destruction de Troie la grant. Antoine Nidel, qui était
maître ès arts avant de se faire imprimeur, ne s’éloigne pas du collège
Coqueret et du collège de Montaigu en créant une imprimerie, à l’enseigne
de la Cathédrale, dans le quartier des relieurs, qu’on appelait le Mont Saint-
Hilaire, entre la rue Saint-Hilaire et la rue des Sept-Voies. Deux imprimeurs
s’établissent, la même année, Félix Baligant, sur la montagne Sainte-
Geneviève, près le collège de Reims, à l’Image Saint Étienne, et Geoffroy de
Marnef, rue Saint-Jacques, près l’église Saint-Yves, à l’enseigne du Pélican.
Ce dernier s’était associé à ses deux frères Jean et Enguilbert, en réunissant
leurs trois enseignes dans une marque collective, qui représentait leur
association «par trois symboles, dit La Caille, des grues qui font leur nid en
volant, un perroquet qui parle, un pélican qui donne la vie à ses petits, avec
trois bâtons» où sont les initiales de leur trois prénoms.
Il faut maintenant citer les imprimeurs et les libraires qui ouvrent leurs
ateliers et leurs boutiques, avec enseignes, sous le règne de Louis XII. C’est,
en 1498, le libraire Jean Petit, rue Saint-Jacques, à l’enseigne du Lion
d’Argent, et dans la même rue, près des Mathurins, à la Fleur de lys d’Or. Ce
libraire est un de ceux qui, de son temps, ont fait imprimer le plus de livres,
puisqu’il entretenait, à lui seul, les presses de quinze imprimeurs. Il avait
réuni, dans sa marque de libraire, le lion et la fleur de lis, qui figurèrent l’un
après l’autre dans les deux enseignes de ses boutiques. Thomas du Guernier,
qui exerça pendant plus de vingt-six ans comme imprimeur et comme
libraire, et qui imprima un grand nombre de romans de chevalerie, demeurait
d’abord, rue de la Harpe, à l’Image Saint Yves; il resta dans la même rue, en
transportant son établissement près le Pilier vert, à l’enseigne du Petit
Cheval blanc. Denis Roce, qui ne fut que libraire, demeurait rue Saint-
Jacques, près l’église Saint-Benoît, où la plupart des libraires avaient leur
sépulture; il prit pour enseigne l’Image Saint Martin, et pour marque, par
allusion à son nom de Roce, un rosier portant des roses, avec son écusson
armorié, soutenu par deux griffons.
Les imprimeurs allemands et belges qui venaient s’établir à Paris y
faisaient encore fortune. Jodocus Badius Ascensius, après avoir été
professeur au collège de Lyon, se fit imprimeur à Paris, vers 1502, rue Saint-
Jacques, «au-dessus de l’église Saint-Benoît, près du Gril», à l’enseigne des
Trois Luxes (brochets); il devint libraire, pour vendre les excellentes éditions
de classiques latins, qu’il publiait lui-même. Nicolas Wolff, de Bade, qui
mettait sur ses éditions: Impressi arte et industria ingeniosissimi viri N. W.
Allemani, imprima d’abord dans le cloître Saint-Benoît, aux Trois Tranchoirs
d’Argent; ensuite rue de la Harpe, à l’enseigne des Rats. Thomas Kées, de
Wesel, imprimait à l’enseigne du Miroir, près le collège des Lombards.
Alexandre Aliate, Belge, n’exerça que quelques mois, en 1500, rue Saint-
Jacques, devant le Collège de France, à l’Image Sainte Barbe. Thielman
Kerver, arrivé d’Allemagne en 1500, fonda une des plus importantes
maisons d’imprimerie et de librairie, qui devait durer plus d’un siècle; il
demeurait d’abord sur le pont Saint-Michel, à l’enseigne de la Licorne;
ensuite, rue des Mathurins et rue Saint-Jacques, toujours avec la même
enseigne, qu’il ne changea que vers la fin de sa vie, pour prendre celle du
Gril; mais ses successeurs reprirent celle de la Licorne, qu’ils faisaient
figurer dans leur marque typographique. Berchtold Rembolt, de Strasbourg,
avait adopté l’enseigne d’Ulric Gering, le Soleil d’Or, en créant son
imprimerie rue Saint-Jacques; mais, en allant s’établir près du Collège de
France, il prit pour enseigne l’Image Saint Christophe. Sa veuve, qui épousa
en 1513 Claude Chevallon, rentra, avec le Soleil d’Or, dans la maison que
son premier mari avait habitée rue Saint-Jacques. Claude Chevallon était si
fier de son enseigne, qu’il la mit dans sa marque, au-dessus de son écusson,
soutenu par deux chevaux dressés debout, pour faire allusion par un rébus à
son nom de Chevallon (cheval long).
Les autres imprimeurs et libraires qui parurent du temps de Louis XII
étaient tous Français, mais ils n’exercèrent pas longtemps, à l’exception de
quatre ou cinq. Gaspard Philippe imprimait, en 1502, rue de la Harpe, aux
Trois Pigeons; Nicolas de la Barre, en 1509, rue de la Harpe, devant l’Écu de
France, aux Trois Saumons; puis, rue des Carmes, devant le collège des
Lombards, à l’Image de Saint Jean l’Évangéliste; Antoine Bonnemère, en
1508, rue Saint-Jean-de-Beauvais, devant les grandes Écoles de Décret, à
l’Image Saint Martin; Guillaume le Rouge, en 1512, rue Saint-Jean-de-
Latran, à la Corne de Daim; Nicolas des Prez, en 1508, rue Saint-Étienne-
du-Mont, au Miroir. Il y eut plusieurs imprimeurs célèbres dont les débuts
datent de ce règne-là, mais qui n’acquirent toute leur réputation que sous le
règne suivant. François Grandjon, très habile graveur et fondeur de
caractères, de même que ses deux frères Jean et Robert, demeurait rue Saint-
Jacques, près l’église Saint-Yves, à l’Image Saint Claude, et devant le
couvent des Mathurins, à l’Éléphant; Gilles de Gourmont, le premier qui
imprima du grec à Paris, et qui devint imprimeur du roi, habitait rue Saint-
Jacques, aux Trois Couronnes, mais il remplaça cette enseigne par celle de
l’Écu de Cologne, sans changer de domicile. Ses deux frères, Jean et Robert,
imprimeurs comme lui, demeuraient au Clos-Bruneau, près le collège
Coqueret, à l’enseigne des Deux Boules. Guillaume Anabat, demeurant rue
Saint-Jean-de-Beauvais, depuis 1500 jusqu’en 1505, à l’enseigne des
Connils (lapins), imprimait de superbes livres d’heures, remplis d’images
gravées sur bois, pour Gilles Hardouyn, demeurant au bout du Pont-au-
Change, à l’enseigne de la Rose, et pour Germain Hardouyn, qui avait sa
boutique de libraire devant le Palais, à l’Image Sainte Marguerite. Enfin,
Guillaume Nyverd, successeur de Pierre Le Caron, en 1516, conserva cette
fameuse imprimerie, dans le même local, rue de la Juiverie, à l’enseigne de
la Rose, qui céda la place, on ne sait pourquoi, à l’Image Saint Pierre.
Le nombre des libraires augmentait à mesure que diminuait celui des
imprimeurs. Il y eut un libraire du roi, Guillaume Eustace, qui demeurait, en
1508, rue de la Juiverie, à l’enseigne des Deux Sagittaires, qui furent
reproduits dans toutes les marques de ce libraire, jusqu’à ce que sa boutique
fût transférée, dans la rue Notre-Dame, à l’enseigne de l’Agnus Dei. Il faut
citer, parmi les autres libraires de ces temps-là, Poncet Lepreux, qui fit
imprimer à ses frais une immense quantité de livres en tous genres, depuis
1498 jusqu’en 1552; pendant 55 ans, il n’eut que deux domiciles, rue Saint-
Jacques, devant les Mathurins, à l’enseigne du Loup, et même rue, au
Croissant. Citons encore deux autres libraires de la même époque, Jean
Lefèvre, rue Saint-Jacques, à l’enseigne du Croissant; Jacques Ferraboue, en
1514, sur le Petit-Pont, devant l’Hôtel-Dieu, à l’enseigne du Croissant.
Galiot du Pré, chef d’une nombreuse famille de libraires qui se succédèrent
jusqu’en 1570, ouvrit boutique, sur le nouveau pont Notre-Dame, en 1512, à
l’enseigne de la Galée, par allusion à son prénom de Galiot, qui signifiait
aussi un navire à voiles et à rames. Il avait donc fait poser son enseigne dans
sa marque, avec cette devise de bon augure: Vogue la Galée.
Sous François Iᵉʳ, où le nombre des livres imprimés se multiplie à l’infini,
la place est prise et disputée par les fils et les descendants des anciens
imprimeurs et libraires; nous n’avons donc à mentionner que les nouveaux
venus dans l’imprimerie et la librairie, avec de nouvelles enseignes.
Commençons par les imprimeurs, qui la plupart travaillaient pour les
libraires et ne publiaient plus de livres. On ne peut imaginer combien de
poésies et de vieux romans de chevalerie, d’ouvrages de morale et de
philosophie, furent mis au jour sous le règne de François Iᵉʳ. Guillaume
Lebret imprimait, avec Jean Réal, en 1538, dans le Clos-Bruneau, à la Corne
de Cerf, puis à la Rose rouge. Jean Réal se sépara de son associé en 1548, et
imprima seul, rue du Mûrier, à l’Image Sainte Geneviève; puis, rue
Traversine, au Cheval blanc. Pierre Gromors imprimait, à l’enseigne de la
Cuillère, près l’église Saint-Hilaire, en 1521; au Phénix, près le collège de
Reims, en 1538. Simon de Colines, qui était à la fois imprimeur et libraire,
de 1510 à 1550, changea souvent de demeure et d’enseigne: en 1526, il avait
sa boutique, près le collège de Beauvais, au Soleil d’Or; en 1527, sa marque
de libraire nous fait supposer qu’il avait pris pour enseigne: aux Connils
(lapins); en 1531, son enseigne représentait le Temps, barbu et poilu,
maniant sa faux, avec cette devise: Hanc aciem sola retundit virtus. Jean
Messier, associé d’abord avec Jean du Pré, imprimait en 1517, rue des
Poirées, près le collège de Cluny, à l’Image Saint Sébastien; Nicolas
Savetier, rue des Carmes, à l’Homme sauvage; Guillaume de Bozzozel, rue
Saint-Jacques, près des Mathurins, au Chapeau rouge; Nicolas Prévost, rue
Saint-Jacques,
à l’Image Saint Georges; Pierre Leber, rue des Amandiers, à l’enseigne de la
Vérité; Gilles Couteau, rue Grenier-Saint-Ladre, à l’enseigne du Grand
Couteau; Pierre Regnault, rue Saint-Jacques, aux Trois Couronnes de
Cologne; Pierre Sergent, rue Notre-Dame, à l’Image Saint Nicolas; Denis
Janot, qui fut nommé imprimeur du roi, en 1543, rue Notre-Dame, contre
l’église Sainte-Geneviève-des-Ardents, à l’Image Saint Jean-Baptiste. Enfin,
Michel Vascosan, qui fut libraire et imprimeur, de 1530 à 1576, et qui peut
être considéré comme le plus excellent imprimeur du XVIᵉ siècle, demeurait
rue Saint-Jacques, à l’enseigne de la Fontaine, là où Jodocus Badius avait
établi sa presse, à son arrivée à Paris, en 1502; aussi, Vascosan avait-il
représenté dans sa marque d’imprimeur cette presse avec l’inscription:
Pressum ascensianum.
Voici maintenant les enseignes de quelques-uns des meilleurs libraires de
cette époque: Alain Lotrian, de 1518 à 1539, rue Notre-Dame, à l’Écu de
France; Regnault Chaudière, 1516-1551, rue Saint-Jacques, à l’Homme
sauvage; Pierre Bridoux, rue de la Vieille-Pelleterie, à l’enseigne du
Croissant; Jean Hérouf, rue Notre-Dame, à l’Image de Saint Nicolas;
Nicolas Chrestien, près le collège de Coqueret, à l’Image Saint Sébastien;
Jean Roigny, rue Saint-Jacques, au Basilic, et ensuite aux Quatre Éléments;
Ambroise Girauld, 1526-1546, rue Saint-Jacques, au Lion d’Argent; même
rue, au Roi David; même rue, au Pélican; Jean Macé, 1531-1582, au Mont
Saint-Hilaire, à l’Écu de Bretagne; puis au Clos-Bruneau, à l’Écu de
Guyenne; Vincent Sertenas, 1538-1554, rue Notre-Dame, à l’Image Saint
Jean l’Évangéliste; puis, même rue, à la Corne de Cerf; Étienne Robert, dit
le Faucheur, libraire et relieur du roi, sur le pont Saint-Michel, à la Rose
blanche. Geoffroy Tory, peintre, graveur et libraire, 1512-1550, le premier
qui obtint un privilège du roi pour l’impression d’un nouveau livre d’heures,
demeura successivement sur le Petit-Pont, joignant l’Hôtel-Dieu, rue Saint-
Jacques, devant l’Écu de Bâle et, même rue, devant l’église de la Madeleine,
et conserva toujours sa fameuse enseigne du Pot cassé, qu’il avait dessinée
lui-même sur sa marque de libraire, avec cette touchante devise: Non plus,
qui rappelait sa douleur à la mort de sa fille, etc.
Je m’arrête ici, en me reprochant de m’être laissé entraîner trop loin dans
cette aride et monotone énumération
d’imprimeurs et de libraires, sans autres détails que leurs adresses et leurs
enseignes. J’ai tenu à montrer ainsi que ces enseignes et ces adresses
changeaient souvent, dans l’exercice de leur profession; que leur industrie et
leur commerce étaient concentrés dans un petit nombre de rues du quartier
de l’Université, et que leurs enseignes différaient souvent de leurs marques
typographiques. On nous permettra[137] d’ajouter à ces renseignements un
peu arides, malgré leur intérêt, une nomenclature sommaire des marques ou
enseignes que certains imprimeurs et libraires de Paris ont mises sur des
livres sortis de leurs presses ou de leurs boutiques, quoique ces livres ne
portent pas leurs noms, ni l’indication du lieu d’impression. Ce n’étaient pas
là des éditions clandestines, mais c’étaient bien des éditions anonymes, et
nous avouons ne pas comprendre le but et l’intention des éditeurs, qui se
cachaient ainsi sous leurs enseignes.
L’Abel, de l’Angelier.—L’Abraham, de Pacard.—L’Amitié, de Guillaume
Julien.—Le Basilic et les Quatre Éléments, de Roigny.—Le Bellérophon, de
Perier.—La Bonne Foi, de Billaine.—Le Caducée, de Wechel.—Le
Cavalier, de Pierre Cavalier.—Le Cordon du Soleil, de Drouart.—Le Chêne
vert, de Nicolas Chesneau.—Les Cigognes, de Pâris.—Le Saint-Claude,
d’Ambroise de la Porte.—Le Cœur, de Huré.—Le Compas, d’Adrien Perier.
—La Couronne d’Or, de Mathurin du Puis.—L’Éléphant, de François
Regnault.—Les Épis mûrs, de Du Bray.—L’Espérance, de Gorbin.—
L’Étoile d’Or, de Benoît Prevost.—La Fontaine, de Vascosan.—Autre
Fontaine, des Morel.—La Galère, de Galiot du Pré.—L’Hercule, de Vitré.—
La Licorne, de Chappelet.—Autre Licorne, de Kerver.—Le Loup, de Poncet
le Preux.—Le Lys blanc, de Gilles Beys.—Le Lys d’Or, d’Ouen Petit.—Le
Mercure arrêté, de David Douceur.—Le Mûrier, de Morel.—Le Grand
Navire, de la Société des libraires de Paris, pour les impressions des Pères de
l’Église.—L’Occasion, de Fouet.—L’Olivier, des Estienne.—Autre Olivier,
de Chappelet.—Autre Olivier, de Patisson.—Autre Olivier, de Pierre
l’Huillier.—La Paix, de Jean Heuqueville.—La Palme, de Courbé.—Le
Parnasse, des Ballard.—Le Pégase, de Wechel.—Autre Pégase, de Denis du
Val.—Le Pélican, de Girault.—Le Phénix, de Michel Joly.—La Pique
entortillée d’une branche et d’un serpent, de Frédéric Morel.—Autre, de
Jean Bien-né.—Le Pot cassé, de Geoffroy Tory.—La Presse ou
l’Imprimerie, de Badius Ascencius.—La Rose dans un cœur, de Corrozet.—
La Ruche, de Robert Fouet.—La Salamandre, de Denis Moreau.—La
Samaritaine, de Jacques du Puis.—Le Saturne, ou le Temps, de Colines.—Le
Sauvage, de Buon.—Le Serpent mosaïque, de Martin le Jeune.—Le Soleil,
de Guillard.—La Toison d’Or, de Camusat.—La Trinité, de Meturas.—La
Vérité, de David.—La Vertu, de Laurent Durand.—Les Vertus théologales,
de Savreux.—La Vipère de saint Paul, de Michel Sonnius.
Cette liste aurait pu être aisément doublée, mais, telle qu’elle est, elle doit
suffire pour indiquer des enseignes qui étaient alors tellement bien connues,
qu’elles suppléaient en quelque sorte aux noms des imprimeurs et des
libraires qui les avaient adoptées et mises en honneur.
XII
E N rassemblant les notes qui m’ont servi à préparer mon édition du Livre
commode des Adresses de Paris, publié en 1691 et 1692 par le sieur de
Blegny, sous le pseudonyme d’Abraham du Pradel, je m’étais beaucoup
préoccupé de rechercher quelles étaient les enseignes des lieux publics de
Paris, tels que les étuves, les théâtres, les jeux de paume, car ces enseignes
devaient exister encore, du moins la plupart, à la fin du XVIIᵉ siècle; et il est
certain que, dans le siècle précédent, il n’y avait pas à Paris une seule maison
qui n’eût son enseigne, soit nominale, soit figurée. Ainsi les académies (nous
ne parlons pas des Académies royale des sciences, des inscriptions et belles-
lettres, des beaux-arts ou de sculpture et de peinture, encore moins de
l’Académie française), si nombreuses depuis le règne de Louis XIII, eurent
incontestablement des enseignes, et pourtant nous n’avons pas réussi à les
découvrir, soit pour les académies des jeux ou des brelans publics, soit pour
les académies proprement dites, instituées par des particuliers pour
l’éducation de la noblesse. Ces académies n’étaient que des manèges
d’équitation, des salles d’escrime, des écoles de musique, de danse, etc., et
par conséquent elles s’annonçaient aux passants par des enseignes
permanentes et par des écriteaux indicatifs. Notre édition du Livre
commode[138], où les enseignes des marchands ne sont signalées qu’en très
petit nombre, ne donnera donc pas les enseignes des académies, ni celles des
autres lieux publics, enseignes qu’une enquête plus heureuse que la nôtre
parviendra peut-être à mettre au jour.
Il en est une, cependant, que je viens de découvrir en feuilletant la
Bibliothèque de l’École des Chartes et qui a été commune à toutes les
académies de danse au XVIIᵉ siècle. Quand Louis XIV, qui aimait la danse au
point de la pratiquer en maître, eut créé l’Académie royale de danse, en
1662, le roi des ménétriers, Guillaume du Manoir, joueur de violon du
cabinet du roi et l’un des vingt-cinq de la grande bande, intenta un procès
aux maîtres à danser, et ce, au nom de la communauté et de la confrérie de
Saint-Julien des ménétriers. Ce procès en Parlement ne dura pas moins de
trente ans et fut terminé par une déclaration du roi, du 2 novembre 1692, en
vertu de laquelle la communauté de Saint-Julien fut maintenue dans la
jouissance de son privilège de donner, concurremment avec l’Académie
royale de danse, soit des lettres de maîtrise de joueur d’instruments, soit des
leçons de danse. Voici un curieux extrait du factum pour Guillaume du
Manoir: «De tous temps, la plupart des maîtres à danser ont eu et ont encor
un violon pour enseigne, non pas pour désigner qu’ils montrent à jouer de
cet instrument, mais pour marquer qu’ils montrent la danse et la liaison qu’il
y a entre la danse et le violon; et, de fait, au-dessous du violon qui leur sert
d’enseigne on écrit toujours ces mots: Céans on montre à danser, et, de plus
encor, lorsqu’on veut exprimer qu’un écolier va apprendre cet exercice ou
celui de l’épée, on dit vulgairement qu’il va à la salle[139].»
Cette citation nous permettra de supposer l’existence d’une autre
enseigne pour les académies où l’on apprenait l’escrime. Leur enseigne avait
été une épée tenue par une main gantée, et cette enseigne était placée sans
doute au-dessus de la porte de toutes les maisons où il y avait une salle
d’armes pour l’exercice de l’épée. Nous avions remarqué, en effet, dans les
notes de Berty sur la topographie des quartiers du Louvre et du bourg Saint-
Germain, plusieurs maisons de l’Épée, et même une maison de l’Épée
rompue. Il en devait être de même des enseignes de tous les maîtres joueurs
d’instruments, qui avaient une salle de musique: les joueurs de luth
exposaient pour enseigne un luth; les joueurs de cor de chasse, un cor; les
joueurs de hautbois, un hautbois, etc. D’après ce système, une académie
pour l’équitation prenait pour enseigne un cheval ou une tête de cheval,
sinon une selle, un mors, une bride. Quant aux académies des jeux, comme
elles avaient été défendues, la plupart n’avaient garde de se trahir par
quelque autre signe extérieur qu’une simple lanterne, qui devait être
indispensable en un temps où les rues de Paris n’étaient pas éclairées.
Si l’Académie royale de danse, dont nous venons de parler plus haut,
avait au moins un violon pour enseigne, on peut supposer que l’Académie
royale de musique se donna aussi le luxe d’une enseigne et y mit en montre
tous les instruments de son orchestre, lorsque cette académie, créée par Lully
en vertu des lettres patentes que le roi lui avait accordées au mois de mai
1672, s’établit d’abord dans une salle provisoire, qui n’était qu’un jeu de
paume, «près Luxembourg, vis-à-vis Bel-Air», suivant l’adresse que nous
fournit l’opéra des Fêtes de l’Amour et de Bacchus, représenté et imprimé en
1672. Lully avait attribué certainement une enseigne à son théâtre, puisqu’il
en avait appliqué une à sa maison, qu’il bâtissait simultanément au coin de la
rue Sainte-Anne et de la rue Neuve-des-Petits-Champs. Cette vieille maison
existe encore, avec sa décoration que nous avons appelée une enseigne
lyrique: «Au-dessus de la haute fenêtre qui occupe le milieu de la principale
façade, disons-nous dans un de nos ouvrages[140], se voient comme sculptés
dans la pierre plusieurs des attributs qui rappellent le premier propriétaire.
Ce sont des instruments de musique, une timbale, des trompettes, une
guitare, etc. Des masques de théâtre servent de clefs de voûte aux cintres du
rez-de-chaussée et sont une allusion à l’origine de la fortune de celui qui fit
bâtir cette demeure.»