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The Close
Relationship between
Nietzsche’s Two Most
Important Books

T.H. Brobjer
The Close Relationship between Nietzsche’s Two
Most Important Books
T. H. Brobjer

The Close
Relationship
between Nietzsche’s
Two Most Important
Books
T. H. Brobjer
Department of the History of Ideas
Uppsala University
Uppsala, Sweden

ISBN 978-3-031-18730-8    ISBN 978-3-031-18731-5 (eBook)


https://doi.org/10.1007/978-3-031-18731-5

© The Author(s), under exclusive licence to Springer Nature Switzerland AG 2023


This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of
illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and trans-
mission or information storage and retrieval, electronic adaptation, computer software, or by similar or
dissimilar methodology now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication
does not imply, even in the absence of a specific statement, that such names are exempt from the relevant
protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information in this book
are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or
the editors give a warranty, expressed or implied, with respect to the material contained herein or for any
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claims in published maps and institutional affiliations.

This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
To Mattias
Contents

1 Introduction:
 The Close Relation between Thus Spoke
Zarathustra and the Revaluation of All Values  1

2 The
 Common Origin of Thus Spoke Zarathustra and the
Revaluation of All Values 33

3 The
 Role and Nature of Thus Spoke Zarathustra (I–III)
in Nietzsche’s Corpus 49

4 Values
 and Revaluation of Values in Thus Spoke
Zarathustra 87

5 Nietzsche’s
 Philosophical Plans and Work after Having
Finished Zarathustra (I–III)103

6 The
 Relation of the Fourth Part of Thus Spoke
Zarathustra to the Rest of That Work and to the
Revaluation of All Values135

7 The
 Idea of Eternal Recurrence in Zarathustra and
in the Revaluation of All Values147

vii
viii Contents

8 The Relation between Thus Spoke Zarathustra and The


Antichrist177

9 The Relation between Zarathustra and the Planned The


Free Spirit ( Book 2 of the Revaluation)199

10 The Relation between Zarathustra and The Immoralist


(Book 3 of the Revaluation)251

11 Th
 e Relation between Zarathustra and Dionysos
philosophos (Book 4 of the Revaluation of all Values)283

Epilogue321

Bibliography of Nietzsche-Literature325

Selected Bibliography of Nietzsche’s Works in English327

General Bibliography331

Index335
List of Figures

Fig. 7.1 The role of the idea of eternal recurrence as a test of values 172
Fig. 7.2 The consequences of Nietzsche’s idea of eternal recurrence
and revaluation of values 174
Fig. 11.1 Schematic Outline of How Nietzsche Regarded the
Contemporary Value-Crisis and His Solution by Means of
Revaluation of Values and Eternal Recurrence Leading to
Higher Humans with Life-Affirming Values, and with No
Need of Christianity, Morality and Metaphysics 305

ix
List of Tables

Table 1.1 The Evolution of the Planned Title of Nietzsche’s magnum


opus, from the Autumn 1881 to December 1888 7
Table 1.2 Views of Nietzsche’s Late Books 11
Table 1.3 A comparison of the last draft for the Hauptwerk under the
title Der Wille zur Macht, 26 August 1888, with one of the
several almost identical notes for the Hauptwerk under the
title Umwerthung aller Werthe, written in September and
October, but which does not contain any chapter titles 22
Table 1.4 A Constructed Average of Many Late Notes for the
Chapters and Contents of the Three Last Volumes of the
Umwerthung aller Werthe from the period 1886 to 1888 24
Table 1.5 Chapter titles for Umwerthung aller Werthe from earlier in
1888, here classified according to the book divisions from
Sept.–Nov. 1888 25
Table 2.1 The development of both Also sprach Zarathustra and the
Hauptwerk from plans for a work entitled Mittag und
Ewigkeit, which itself was a development from his discovery
of the idea of eternal recurrence. Usually only the first use
of other titles than “Midday and Eternity” is recorded here 37
Table 5.1 The possible sorts of book(s) signified by Nietzsche’s
references to a work entitled “Eternal Recurrence” (as title
or subtitle), from (1881) 1884 to late 1888 125
Table 7.1 The idea of eternal recurrence according to Nietzsche 150

xi
xii List of Tables

Table 9.1 The relation between the main themes of Also sprach
Zarathustra and the main themes of the unfinished
Umwerthung aller Werthe202
Table 9.2 The relation between the last planned chapters of the
unfinished Umwerthung aller Werthe (Volumes 2–4) and
Also sprach Zarathustra204
Table 9.3 Nietzsche’s drafts of tables of contents from Late 1887 and
1888 for volume 3 of the unfinished Umwerthung aller
Werthe, usually with the title The Free Spirit: Critique of
Philosophy as a Nihilistic Movement208
Table 9.4 The planned chapter titles of The Free Spirit in 1887/88
divided into three themes (the chronologically later titles
are at the top and the earlier ones at the bottom of the table) 220
Table 9.5 Table of the development of notes, themes and chapter-
titles for The Free spirit in 1887/88 221
Table 9.6 Continuities and new developments concerning Truth,
Nihilism, etc between Also sprach Zarathustra and the
planned The Free Spirit (Umwerthung aller Werthe: 2) 246
Table 10.1 Nietzsche’s drafts of tables of contents from late 1887 and
1888 for volume 3 of the unfinished Umwerthung aller
Werthe, usually entitled The Immoralist252
Table 10.2 The twelve chapter titles on morality (from four draft table
of contents), divided into three themes, for The Immoralist
in 1887/88 264
Table 10.3 Table of the development of notes, themes and chapter-
titles for The Immoralist in 1887/88 268
Table 10.4 Continuities and new developments concerning morality
and virtue etc between Also sprach Zarathustra and the
planned The Immoralist (Umwerthung aller Werthe: 3) 274
Table 11.1 Nietzsche’s Drafts of Tables of Contents from Late 1887
and 1888 for Volume 4 of the Unfinished Umwerthung
aller Werthe, Dionysos philosophos, with the Tables of
Contents in Reverse Chronological Order, and Organized
According to the Last One 289
Table 11.2 Continuities and New Developments Concerning Eternal
Recurrence, Higher Humans, etc. between Also sprach
Zarathustra and the Planned Dionysos philosophos
(Umwerthung aller Werthe: 4) 309
1
Introduction: The Close Relation
between Thus Spoke Zarathustra
and the Revaluation of All Values

1.1 Introduction
Strangely enough, the two works by Nietzsche which he regarded as by
far his two most important ones, and which he repeatedly emphasized as
such, have received little attention in modern academic scholarship.
Furthermore, the relation between these two works has received almost
none at all although that relation is close and fundamental. The reason
for the limited attention is in part due to that the one work, Also sprach
Zarathustra (1883–84), is poetical and metaphorical, and is difficult to
use academically, the other work, the planned Revaluation of All Values
(Umwerthung aller Werthe), was left unfinished when he collapsed 3
January 1889, having only finished one of its planned four volumes. In
addition, they seem to be separated by almost five years and by Nietzsche
writing four other books.
Nevertheless, much can be gained by studying them and the relation-
ship between them. As I will show in this study, we can know more about
the Revaluation of All Values than is usually believed, and there is a very
close relation between the two works, which distinguish them from his
other books. Treating them together leads to synergetic effects, and in the

© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 1


T. H. Brobjer, The Close Relationship between Nietzsche’s Two Most Important Books,
https://doi.org/10.1007/978-3-031-18731-5_1
2 T. H. Brobjer

end we can say more about each of these works individually than before,
and much about their unexamined relation, as well as about the mature
Nietzsche’s philosophy generally.
It may seem odd to compare the poetical Also sprach Zarathustra (the
first three books, written in 1883 and early 1884) with the incomplete
project of the Umwerthung aller Werthe, the first volume, Der Antichrist,
written five years later in September 1888 (the three further planned vol-
umes were never written due to Nietzsche’s mental collapse).1 However,
perhaps surprisingly, they have much in common and contain many simi-
larities and kinships. This has not been well recognized. Most importantly,
these two works were, according to Nietzsche, his most important, funda-
mental and future-directed works. Compared to them, his other books
were of little importance, mere preparations for these two works, clarifica-
tion of them and/or resting-places from conceiving and writing them.
This makes the study of Also sprach Zarathustra and the Revaluation of All
Values, and, as I will argue here, of the connectedness and relation between
them, all the more important. I will show that they have the same origin,
they are both centered around the idea of eternal recurrence and the reval-
uation of all values, and that they have many, if not most other main
themes in common, in one of them Nietzsche uses Zarathustra as his
spokesman, in the other Dionysos as his ‘teacher’. The two works were not
separated by five years. They almost certainly had a common origin (as we
will examine in Chap. 2), and at least from 1884 onwards Nietzsche
explicitly closely connects them, and regards Also sprach Zarathustra as the
“entrance hall” and the Revaluation of All Values, which he calls his mag-
num opus (Hauptwerk), as “the main building” (as we will see when we
examine Nietzsche’s letters in Chap. 5). The fact that Nietzsche praises
Also sprach Zarathustra so exorbitantly in Ecce homo, as well as quoting
long passages from it, has been understood by almost all commentators as
Nietzsche’s exaggerated view of Also sprach Zarathustra—this may still be

1
Many scholars assume, following Mazzini Montinari, that the three further books of the
Hauptwerk were not written because Nietzsche changed his mind at the end of October 1888 or
later, and decided not to write them. I will show below that this is not correct. Furthermore, even
if it was correct, it does not change the fact that Nietzsche planned and worked hard on a magnum
opus (Hauptwerk) already from 1881, and with more intensity from early 1884 until at least late in
1888. All this time he aimed and worked hard at producing a four volume magnum opus.
1 Introduction: The Close Relation between Thus Spoke… 3

true—but one needs also to realize that Nietzsche does it because he


regards it and the work for which Ecce homo is preparatory, the Revaluation
of All Values, as closely related, with Also sprach Zarathustra as an almost
necessary entrance hall for the comprehension of the meaning and impor-
tance of the Revaluation of All Values. He therefore wants to tempt or
‘force’ readers of Ecce homo to read Zarathustra. In this study, we will use
Also sprach Zarathustra, in line with Nietzsche’s intentions, to better
understand the written and planned contents of Umwerthung aller Werthe,
and the Umwerthung aller Werthe to better understand and bring fourth
the philosophical contents of Also sprach Zarathustra.
Surprisingly, considering that Nietzsche is so explicit about it, an
awareness of the importance and relatedness of these two works has not
been the general view during the past half-century. Since the 1970s,
Nietzsche’s plans for a Hauptwerk have been ignored and denied, and Also
sprach Zarathustra, as a poetical and metaphorical work, has often been
ignored or treated dismissively as highly overwrought and pathetic by
philosophers and in academic research. Others read it, in spite of
Nietzsche’s strong objection, as mere literature and fail to take into
account its philosophical contents. Der Antichrist, his penultimate book,
but meant to be published after the last written one, Ecce homo, is not one
of his most appreciated books, and is frequently regarded as too polemi-
cal and as too narrow in scope, containing essentially merely critique of
Christianity, much of which he already had stated in earlier books.
Nietzsche had far-developed plans to write three further volumes of the
Umwerthung aller Werthe, but due to his mental collapse, they were never
written, and the fairly detailed plans for them have unfortunately largely
been ignored in recent scholarship and research.
Using Also sprach Zarathustra and Nietzsche’s late drafts for the
Umwerthung aller Werthe we are able to get a good picture of where
Nietzsche’s late philosophy was heading. Furthermore, both works, Also
sprach Zarathustra and the Umwerthung aller Werthe were conceived of at
the same general time. It seems that they both began as one project, and
the title of that project seems to have been Midday and Eternity,2 a title

2
KSA 9, 11[195]. This note from August 1881 contains the first reference to Zarathustra, and was
written just weeks after Nietzsche had discovered the idea of eternal recurrence.
4 T. H. Brobjer

and theme that continued to echo in both these book-projects. The great
similarity and kinship of the two works is reflected in that they (or the
original single project) began as an attempt to present the new idea of
eternal recurrence and the consequences of this hypothesis. Eternal recur-
rence—the existential question of how one would respond to the idea
that one would have to re-live one’s life again and again in exactly the
same way (as a test of values, as discussed in Chap. 7 below)—always
remained the principle idea of Also sprach Zarathustra (in Ecce homo,
Nietzsche writes: “The basic conception of the work [Zarathustra]—the
thought of eternal recurrence”), and this idea was all along planned to be
the center-piece of either the whole or the fourth volume of the Hauptwerk
(for a while it had eternal recurrence as a subtitle and later it was used as
the subtitle to the fourth volume). Equally important for both works is
the attempt at revaluating values. A further principle idea of Also sprach
Zarathustra is the concept of the Übermensch. Nietzsche rarely uses this
term after the Zarathustra period, but the role of the closely related
“higher humans”, “exceptions”, “those that have turned out well”, “law-
givers”, etc., was planned to be prominent in volume 4 of the Umwerthung
aller Werthe. Both works also begin with the death of God and its conse-
quences as both a crisis of value (nihilism), but also as opening up the
possibility that humankind, through self-determination, could therefore
enter a new higher phase of human history. Other major common themes
are critique of morality (immoralism), that that which one thinks and
does should come from oneself (existentialism), the importance of striv-
ing, and striving beyond oneself, the importance of being creative, and in
being future-oriented. They also share a large number of other
minor themes.
These two works are also similar in that in both of them, there exist a
spokesman other than Nietzsche himself, Zarathustra and Dionysos
respectively, and that is the case in no other book by Nietzsche. It is true
that in the former work Zarathustra is the supreme and only spokesman
(Nietzsche elsewhere makes very clear that Zarathustra is just another
name for his own),3 while in the latter work Nietzsche mainly planned to

3
Nietzsche frequently refers to Zarathustra as his son, etc., and in Ecce homo he even explicitly says
that the name of Zarathustra can be exchanged for his own.
1 Introduction: The Close Relation between Thus Spoke… 5

speak in his own voice, but emphasizing that Dionysos (as sort of Über-­
Zarathustra) has been his teacher, and he planned to entitle the last vol-
ume Dionysos or Dionysos philosophos.
The most fundamental difference between these two works is foremost
one of style, the poetical and metaphorical in Also sprach Zarathustra as
opposed to the more focused, philosophical and treatise-like in Der
Antichrist and the rest of the planned Umwerthung aller Werthe. Another
possible fundamental difference is one of scope. Also sprach Zarathustra
has an enormously broad scope (and is often difficult to interpret) and
can be regarded as life-philosophy while Der Antichrist is mostly limited
to a fairly narrow and focused scope of criticizing Christianity.4 The
planned second book, mostly entitled The Free Spirit, was meant to criti-
cize theoretical philosophy, i.e. epistemology and metaphysics, as well as
treat nihilism in general. The third book, called The Immoralist, was
meant to criticize morality and human ideals (the essence of so-called
practical philosophy). The fourth book, Dionysos or Dionysos philosophos
was meant to be more affirmative, presenting new alternative values to
those he had criticized, and centered on the idea of eternal recurrence.
See Tables 1.3–1.5.
In the later chapters of this study, we will examine some of the conse-
quences of realizing the close link between these two works. Some of the
questions we will answer in this study are:

What is the place of Also sprach Zarathustra among Nietzsche’s corpus?


Why did Nietzsche regard Also sprach Zarathustra as so profound and
important (in contrast to the view of most commentators today)?
What is the role and place of the fourth book of Also sprach Zarathustra?
What was the origin of Also sprach Zarathustra and of the Hauptwerk?
Can they have a common origin?
What was Nietzsche’s view of the relationship between these book-­
projects, Also sprach Zarathustra and the Umwerthung aller Werthe?
Why did he closely connect them?

4
However, considering the enormous influence of Christianity on European history, culture and
values, and Nietzsche sees this better than most, this is actually far from a limited and narrow theme.
6 T. H. Brobjer

Why was eternal recurrence so important for Nietzsche—and what is its


role in these works?
Why was a revaluation of all values so important for Nietzsche—and
what is its role in these works?
Can we learn from Also sprach Zarathustra and late notes something about
the planned contents of the unwritten volumes of the Umwerthung
aller Werthe?

1.2 Nietzsche’s Plans for a Hauptwerk


Nietzsche had for a long time, close to five years, at least between the
spring of 1884 until late in 1888, planned and worked hard on writing
notes for a Hauptwerk, a magnum opus, in which he was going to present
his philosophy in a more structured way than he had so far done. In fact,
as we will examine in the next chapter, Nietzsche seems already from
immediately after his discovery of the idea of eternal recurrence in August
1881 to have considered writing a main theoretical magnum opus cen-
tered on this idea. Already from the start, the idea of eternal recurrence
constituted its most important theme, supplemented by Nietzsche’s con-
viction that we need to revalue all values. There are a very large number
of drafts of titles for this project in Nietzsche’s notebooks, far more than
for any other projected or realized book. Already this fact alone illustrates
the extent to which Nietzsche for many years planned and worked on this
Hauptwerk. Nietzsche used the German word Hauptwerk (magnum opus
or main work) about half a dozen times when referring to this project,
but most frequently he referred to it by means of the different planned
titles and other more indirect means, including as his “major task” and
the “purpose” of his life. On the whole, there is significant consistency
between the different drafts, and on several instances it is a previous sub-
title that has become the new main title. There are good reasons to regard
these different titles, listed in Table 1.1, as referring to essentially the
same planned Hauptwerk.
This project of writing a magnum opus, and its relevance for Nietzsche’s
thought and for our interpretations of his work and individual books, has
received far too little attention since the 1970s. It is surprising that this
1 Introduction: The Close Relation between Thus Spoke… 7

Table 1.1 The Evolution of the Planned Title of Nietzsche’s magnum opus, from
the Autumn 1881 to December 1888
Autumn 1881-Summer 1885 → Aug. 1885-Aug. 1888 → Sept. -Dec. 1888
3-5 books (but mostly 4) Consisting of 4 books Consisting of 4 books
Many different titles Consistent title Consistent title (earlier subtitle)
Not called Hauptwerk, but Called Hauptwerk Called Hauptwerk
e.g. ’Haupt-Bau’ (from 1884)

Die Wiederkunft des Gleichen


Die ewige Wiederkunft
Mittag und Ewigkeit
Die neue Rangordnung → Der Wille zur Macht → Umwerthung aller Werthe
Philosophie der Zukunft
Die Unschuld des Werdens
Dionysos

The Recurrence of the Same


The Eternal Recurrence
Midday and Eternity
The New Order of Rank → The Will to Power → Revaluation of All Values
Philosophy of the Future
The Innocence of Becoming
Dionysus

project and its consequences has received such little attention in the
scholarly literature, and still more surprising, considering that it coloured
and partly determined much of Nietzsche’s life and work during the last
five years of his active life, that it has received almost no in-depth discus-
sion in the many biographies, including also the recent biographies of
Nietzsche. Nietzsche spent much more time and effort on this project
than on any of his published books after Also sprach Zarathustra as I have
shown and argued in my Nietzsche’s ‘Ecce Homo’ and the Revaluation of All
Values (Bloomsbury, 2021).
However we regard it and its outcome, this project greatly affected
Nietzsche’s writing also of the books that were not part of it, such as
Beyond Good and Evil (Jenseits von Gut und Böse), On the Genealogy of
Morals (Zur Genealogie der Moral), The Case of Wagner (Der Fall Wagner)
and Twilight of the Idols (Götzen-Dämmerung), and we need to take this
plan and this prospective work into account when we read and ana-
lyze them.
8 T. H. Brobjer

Not only did Also sprach Zarathustra and the Hauptwerk arise out of
the same thoughts, notes and drafts of books—and for both of them the
kernel is the idea of eternal recurrence and the consequence of the death
of God (that is, nihilism, and the overcoming of it, or, expressed differ-
ently, that a new foundation of values was needed), including a new con-
ception of man, as well as the revaluation of values. This close kinship of
the two works remains an important fact also in the later 1880s and
explains why he mentions both Also sprach Zarathustra and the
Umwerthung aller Werthe at the end of Götzen-Dämmerung: “I have given
mankind the most profound book it possesses, my Zarathustra: I shall
shortly give it the most independent”, the latter which refers to the
Hauptwerk. It also explains why Also sprach Zarathustra is so prominent
in Ecce homo, written as a preface to the Umwerthung aller Werthe, why he
can write in that work, Ecce homo, that he has said nothing now which
could not have been said by Zarathustra (he regarded both of them, Also
sprach Zarathustra and Ecce homo, as entrance halls of or prefaces to the
Hauptwerk), as well as why he can claim that perhaps the only readers
who can understand the first volume of the Umwerthung aller Werthe, i.e.
Der Antichrist, are “the readers who understand my Zarathustra”.5 I will
argue for an at least in part new interpretation of the meaning of the idea
of eternal recurrence and why it was so important to Nietzsche, by relat-
ing it explicitly to the revaluation of all values, which not only was the
planned title of the Hauptwerk, and earlier its subtitle, and constituted
the essence of the late Nietzsche’s philosophy.
Furthermore, in 1887 and 1888 Nietzsche seems to have regarded the
fourth book of Also sprach Zarathustra as a bridge between the two works
(as we will discuss in Chap. 6).
There are also many parallels between Also sprach Zarathustra and the
Umwerthung aller Werthe. For example, when Nietzsche received the first
review of Also sprach Zarathustra he was highly pleased and wrote in a let-
ter to Peter Gast, 26 August 1883:

5
Der Antichrist, Foreword. The translator, R.J. Hollingdale, selected to have Zarathustra in italics
(and thus referring to Also sprach Zarathustra), but in the original German it is not in italics. The
difference is minor.
1 Introduction: The Close Relation between Thus Spoke… 9

Also the first review of the first [part of ] Zarathustra, which has been sent
to me (by a Christian and antisemite, and, oddly enough, written in jail)
gives me encouragement for also there the public position, the only one of
my positions which can be understood, that is, my relation to Christianity,
is immediately well and distinctly understood. “Aut Christus, aut
Zarathustra!” [Latin for: Either Christ or Zarathustra] Or more clearly, it is
about the old and long promised coming of the antichrist—thus it is
understood by the reader.6

This is basically what Nietzsche examines and argues for, using history,
philosophy and values (including polemics and the revaluation of values)
five years later in the first book of the Umwerthung aller Werthe, Der
Antichrist.

1.3 The Role and Meaning of Nietzsche’s


Later Books
The conventional way to read or study Nietzsche is to regard his about 18
books as separate and individual works (except that some of them are
connected by Nietzsche, followed by later commentators, including the
four Untimely Meditations [Unzeitgemäße Betrachtungen], the three vol-
umes of Human, All Too Human [Menschliches, Allzumenschliches] and the
four Also sprach Zarathustra-books, although Nietzsche primarily con-
nects the first three of them). It is true that Nietzsche’s thought devel-
oped, and sometimes his books are divided into the early (Die Geburt der
Tragödie and the four Unzeitgemäße Betrachtungen), the middle
(Menschliches, Allzumenschliches (three books), Morgenröthe and Die
fröhliche Wissenschaft) and the late books (Also sprach Zarathustra, Jenseits
von Gut und Böse, Zur Genealogie der Moral, Der Fall Wagner, Götzen-­
Dämmerung, Der Antichrist and Ecce homo), but none of them are treated
as much more important than the rest, although almost all commentators
agree that the later books are in general more important than the earlier

6
Nietzsche to Gast, 26 August 1883. Compare also Nietzsche’s letter to Overbeck from the
same date.
10 T. H. Brobjer

ones. Most academic philosophers in the Anglo-Saxon tradition tend to


prefer Zur Genealogie der Moral and lately Jenseits von Gut und Böse before
all the other books. Of the later books, Der Fall Wagner and Der Antichrist
are usually regarded as too focused on themes outside philosophy proper,
on (Wagnerian) aesthetics and Christianity, respectively. Götzen-­
Dämmerung ought to be a contender with Jenseits von Gut und Böse and
Zur Genealogie der Moral for the attention of philosophers, but is fre-
quently regarded as too short and too concentrated to be sufficiently use-
ful to make comprehensible the late Nietzsche’s manner of philosophizing,
while Ecce homo is frequently regarded as a non-philosophical autobiog-
raphy (while it actually is much better and more correctly regarded as
written as a foreword to the Umwerthung aller Werthe, that is, not a
backward-­looking autobiography, but as a forward-looking presentation
of himself and why he is able to revalue values when others seem not even
to see the problem, associated with the death of God, nihilism, life-­
denying values and morality).7 See Table 1.2.
There are good reasons to defend the value, profundity and impor-
tance of the late Nietzsche’s most philosophical books, Jenseits von Gut
und Böse, Zur Genealogie der Moral and Götzen-Dämmerung—but in this
context, and from Nietzsche’s point of view, they were of minor impor-
tance as compared to Also sprach Zarathustra and the Umwerthung
aller Werthe.
Jenseits von Gut und Böse, which many commentators today, with good
reasons, argue is his best, most philosophical and most comprehensive
book, was in fact written as a recuperation from the work on Also sprach
Zarathustra (and the work with the Hauptwerk), using mainly less impor-
tant notes and working material, and concerned with less important and
more timely questions than that which he worked on for his Hauptwerk.
For Nietzsche, Jenseits von Gut und Böse was a less radical and fundamen-
tal work than Also sprach Zarathustra and the planned Umwerthung aller
Werthe (as reflected in that his discussion of Jenseits von Gut und Böse in
Ecce homo is on less than two pages, actually only one page).

7
I have attempted to make such studies of Ecce homo and Götzen-Dämmerung with my Nietzsche’s
‘Ecce Homo’ and the Revaluation of All Values: Dionysian versus Christian Values (2021) and the
forthcoming ‘Twilight of the Idols’ and Nietzsche’s Late Philosophy: Toward a Revaluation of Values.
1 Introduction: The Close Relation between Thus Spoke… 11

Table 1.2 Views of Nietzsche’s Late Books

(i) The conventional view: Each book is regarded as separate and independent

1881 1882 1883-1885 1886 1887 1888 1888 1888 1888


Morgen- Die fröhliche Also sprach Jenseits Zur Der Fall Götzen- Der Ecce
röthe Wissenschaft Zarathustra von Gut Genealogie Wagner Dämmerung Antichrist homo
(I-IV) und Böse der Moral

(ii) Nietzsche’s view: Also sprach Zarathustra and the Umwerthung aller Werthe are regarded
as much more fundamental than the rest (which are regarded as either preliminaryor prefaces
to them or as commentaries to them).We will examine and follow this view in this study.

Also sprach Ecce Umwerthung …


Zarathustra homo aller Werthe
(I-III) I: Der
Antichrist
[with 3 further
planned books]

Götzen-
Dämmerung
Morgen- Die Jenseits Zur Der
röthe fröhliche von Genealogie Fall
Wissenschaft Gut der Moral Wagner
und
Böse

Note that this is in many ways implies the opposite to what many
English-language commentators assume and argue in regard to Nietzsche’s
thought and Nachlass (notes). Nietzsche saved his more important notes,
from the period 1881 to 1888, for use on especially his work on the
Hauptwerk (as we will discuss in Chap. 9), and in 1886 used the less
important notes for writing Jenseits von Gut und Böse. Jing Huang has
recently written an excellent paper on how Nietzsche’s notes have been
viewed in the Anglo-Saxon world, but in truth, her argument should be
further radicalized (Table 1.2).8
The fourth book of Also sprach Zarathustra is not included in (ii) since
it was not published (its role is discussed in Chap. 6).
The most important differences between the two interpretations are
that in the latter (i.e. in Nietzsche’s view):

8
Jing Huang, “Did Nietzsche want his notes burned? Some reflections on the Nachlass problem”,
British Journal of the History of Philosophy 27, 1194–1214 (2019).
12 T. H. Brobjer

1. Two works are regarded as much more important than the rest—and
both of these works have received relatively little attention in modern
Nietzsche scholarship
2. Ecce homo is regarded as foreword to the Umwerthung aller Werthe
(and meant to be published before Der Antichrist). The book is not
merely a backward-looking autobiography, but more preparatory and
forward-pointing to the coming Hauptwerk
3. Nietzsche’s corpus is not completed—further volumes of the
Umwerthung aller Werthe were planned and far developed during
many years
4. Der Antichrist is not separate and self-contained, but the first volume
of four of the Umwerthung aller Werthe
5. Götzen-Dämmerung is not a separate and self-contained work, but
based on excerpts from material related to the Umwerthung aller
Werthe, selected and written to tempt and prepare readers for that
work—he considered as subtitle for it several variants of “My
Philosophy in Extract”
6. Also sprach Zarathustra consists of three books, not four. Nietzsche
regarded this book as his most important published book, and as an
entrance hall to the forthcoming Umwerthung aller Werthe
7. Nietzsche came to regard the fourth book of Zarathustra as a bridge
between Also sprach Zarathustra and the Umwerthung aller Werthe in
1887 and 1888

Nietzsche claims in Ecce homo that he wrote the first three parts of Thus
Spoke Zarathustra in about ten intensive and inspired days each (the first
and second parts were written in January and July 1883, the third part in
January 1884, and the fourth part during January-early February 1885,
and published in May and September 1883, April 1884 and the fourth in
a small private edition of 45 copies in April 1885, respectively). This
claim of having written them in ten days each may in some ways be true,
but it also gives the wrong impression. He had found the fundamental
idea of the work already in August 1881 when he ‘discovered’ the idea of
1 Introduction: The Close Relation between Thus Spoke… 13

eternal recurrence,9 and at least by 1882 he knew that he was going to


write a work like Thus Spoke Zarathustra.10 His notes from 1882 onwards
contain extensive drafts for such a work, and some of his extensive read-
ing at the time shows that he was searching for ideas and impulses for
such a work. The work is also much more consistent and closely related
and argued than one would assume if it had been written in just a few
inspired days. Nietzsche had prepared the first book for over a year, but
the pieces fell together in ten intensive creative days. Reading Nietzsche’s
notebooks from this period often makes the philosophical (i.e. the non-­
literary and non-metaphorical) contents of the work more visible.
What is the place of Also sprach Zarathustra among Nietzsche’s corpus?
Is it correct that Nietzsche regarded it as his best and most important
book? The answer to the second question seems to be that it undoubtedly
was. Nietzsche’s own praise of the work seems to make it inevitable that
he regarded it as his foremost: He calls it “a non plus ultra” and claims that
“it is the most important work that exists” and states that it is “the most
profound book that humankind possesses”.11 Furthermore, following
Nietzsche’s own view of his development we can see that it represented
Nietzsche’s coming to himself, and to his “synthesis”, after the too

9
Compare Ecce homo, ‘Zarathustra’, 1, where Nietzsche claims that this idea constitute the cen-
trepiece of the work.
10
This is visible, among others, in letters to Lou Salomé, in the text on the cover of Die fröhliche
Wissenschaft where he states that this book ends his free spirit phase and most clearly in the last two
sections of the book, 341 and 342, were he introduces the central idea of the book, eternal recur-
rence, and the figure of Zarathustra.
The very first notes which suggest the work are from August 1881, the time when he discovered
the eternal recurrence and the figure of Zarathustra. The title and the expression Also sprach
Zarathustra does not occur until he worked on it in January 1883, but he used the expression “So
sprach Zarathustra” in KSA 9, 12[225] already in the autumn 1881.
Early versions of sections 68, 106, 125, 291 and 332 of The Gay Science contained references to
the name or figure Zarathustra, but these were withdrawn before the final version because he real-
ized that he wanted to save the figure of Zarathustra until his next book. Nietzsche introduces the
name Zarathustra in section 342. That whole section he essentially restates at the beginning of Thus
Spoke Zarathustra, which shows that he already in 1882 knew he was going to write Also sprach
Zarathustra.
11
Letters to Reinhart von Seylitz, 12 February 1888, to Naumann, 25 November 1888 and to Jean
Bourdeau, 17 December 1888. He uses these expressions in several letters, and also several other
expressions. Even as early as 1885 he makes similar claims, e.g. in letters to Marie Köckert, middle
of February 1885 and to Fritzsch, 29 August 1886. Similar statements can be found in his notes
and in his published books.
14 T. H. Brobjer

romantic and idealistic first phase and the too positivistic second phase.
His praise of Also sprach Zarathustra in his last book, Ecce homo, which he
largely wrote in the second half of October and the first part of November
1888, but continued to revise until his mental collapse in early January
1889, was extreme, and he throughout the book quotes long sections
from it, and refers to and praises Also sprach Zarathustra. In letters he
states that the purpose of Ecce homo is to get people to discover and better
understand Also sprach Zarathustra (as well as preparing them for the
Umwerthung aller Werthe)—emphasizing the importance he placed on
this work.
Also sprach Zarathustra was born out of Nietzsche’s thoughts
1880–1882/83, and by Nietzsche regarded as the fruit of this period. Not
only does Nietzsche present the themes of revaluation of values and the
idea of eternal recurrence in Die fröhliche Wissenschaft (1882), as well as
the figure Zarathustra. He was even convinced enough that he was mov-
ing into a new phase of his life to have printed on the back cover of Die
fröhliche Wissenschaft that this book ends his “free spirit” phase.
After having finished Also sprach Zarathustra in three parts, Nietzsche
went back and re-read Morgenröthe (1881) and Die fröhliche Wissenschaft
(1882), and found in them “hardly a single line that could not serve as an
introduction to, preparation for and commentary to” Also sprach
Zarathustra, as he writes in a letter to Overbeck, 7 April 1884. He con-
tinues: “It is a fact that I wrote the commentary before the text—”.12
That he regarded the works written after Also sprach Zarathustra as less
important than Zarathustra is clear. We know that he regarded the two
next books, Jenseits von Gut und Böse and Zur Genealogie der Moral, as
commentaries to Also sprach Zarathustra, and as preparatory for under-
standing it.13 This was also true for the fifth book of Die fröhliche
Wissenschaft, added in 1887: “My purpose with it was to give it [Die
fröhliche Wissenschaft] still more the character of a preparation ‘for Also

12
Nietzsche says the same thing in a letter to Resa von Schirnhofer, early May 1884.
13
In the letter accompanying Jenseits von Gut und Böse to Jacob Burckhardt, 22 Sept. 1886,
Nietzsche wrote: “Please read this book (although it says the same things as my Zarathustra, but
differently, very differently—)”. And to Seydlitz, 26 October 1886 he writes: “Hast Du Dich in
meinem ‘Jenseits’ umgethan? (Es ist eine Art von Commentar zu meinem ‘Zarathustra’. Aber wie
gut müsste man mich verstehn, um zu verstehn, in wie fern es zu ihm ein Commentar ist!)”.
1 Introduction: The Close Relation between Thus Spoke… 15

sprach Zarathustra’”.14 That he regarded the books written after Also


sprach Zarathustra as less important and as in some ways commentaries to
it can, for example, be seen in what was meant to be the last section of
Zur Genealogie der Moral, after having described his desire for the “man
of the future” who will restore “its goal to the earth and his hope to man;
this Antichrist and antinihilist; the victor over God and nothingness—he
must come one day”:

—But what am I saying? Enough! Enough! At this point it behooves me


only to be silent; or I shall usurp that to which only one younger, “heavier
with future“, and stronger than I has a right—that to which only Zarathustra
has a right, Zarathustra the godless…15

The mostly short later books, Der Fall Wagner and Götzen-Dämmerung
he viewed as minor works and he repeatedly referred to both of them as
mere “resting-places” from the difficult task of writing the Umwerthung
aller Werthe, confirming the view that Also sprach Zarathustra was without
doubt his magnum opus among his published books (which, of course,
did not include the Hauptwerk).16
However, this does not give the full truth. Nietzsche already from early
on, from the period 1882–84, wanted to go beyond Also sprach Zarathustra,
in the sense of writing a more theoretical or philosophical account of his

14
See letter to Nietzsche’s publisher Fritzsch, 29 April 1887: “Meine Absicht dabei war, ihm [Die
fröhliche Wissenschaft] noch mehr den Charakter einer Vorbereitung ‘für Also sprach Zarathustra’
zu geben”.
15
Zur Genealogie der Moral, II, 25. This is the whole of the last section of the second essay of Zur
Genealogie der Moral, which originally was meant to end the work (but Nietzsche later wrote and
added the third essay). This was obviously written in order to get the reader to also read his Also
sprach Zarathustra.
See also Nietzsche’s letter to Overbeck, 17 September 1887 where he claims that with Zur
Genealogie der Moral “his preparatory activity has been brought to a finale“, here the preparatory
refers to in regard to his work on the Hauptwerk: “Mit dieser Schrift (drei Abhandlungen enthal-
tend) ist übrigens meine vorbereitende Thätigkeit zum Abschluß gelangt: im Grunde gerade so, wie
es im Programm meines Lebens lag, zur rechten Zeit noch, trotz der entsetzlichsten Hemmnisse und
Gegen-Winde: aber dem Tapferen wird Alles zum Vortheil.”
16
Nietzsche contra Wagner and Dionysos-Dithyramben are short and minor works, consisting largely
of selections of earlier written poems and earlier published texts about Wagner, with much less
philosophical contents than his other books. There is for both of them uncertainty whether he
really intended to publish them. I therefore do not include them in this discussion.
16 T. H. Brobjer

new philosophy and of eternal recurrence. This is the major project


Nietzsche worked on the last four or five years of his life, entitled “Midday
and Eternity”, “The Eternal Recurrence”, “The Will to Power” and finally
“Revaluation of All Values”. It is this project that he repeatedly refers to
as his Hauptwerk, his main work, his task and main task.17 This project
was never completed, but this intention and this project gave direction to
his work and thought the last years of his life. Thus, even the figure
Zarathustra and the book Also sprach Zarathustra was meant to be
preparatory.
In early 1884, after he had finished Also sprach Zarathustra in three
parts (he had no definite plans to continue it until late in 1884) he clearly
had plans to write a greater work in which he planned to elaborate on his
idea of eternal recurrence,18 and on his critique of values and morality—
he certainly wrote down a large number of titles for such a work in 1884
and 1885. It is at this time that his intention to write a Hauptwerk
becomes explicit as can be seen in many letters, including four letters
where Nietzsche speaks explicitly of Also sprach Zarathustra as merely an
‘entrance hall’ to his philosophy, and that he was working on the main
building—as we will discuss in Chap. 5 below.
During 1885, Nietzsche continued to plan and prepare for producing
a Hauptwerk. From the autumn of 1886—after having finished Jenseits
von Gut und Böse—Nietzsche began to refer to the projected major work
explicitly as his magnum opus, his Hauptwerk, and he now has a better
grasp of what it ought to contain after having drafted titles and contents
in his notebooks for several years. He began to call it ‘Der Wille zur
Macht’ in August or September 1885 which it would continue to be
called for the next three years, and which he felt certain enough about to
have published on the back cover of Jenseits von Gut und Böse (1886) as a
work in preparation,19 and it is interesting to see how a contemporary
reviewer of Jenseits von Gut und Böse interprets this:

17
For a longer discussion of this, see in my article, ’Nietzsche’s magnum opus’, History of European
Ideas 32 (2006), 278–294.
18
This is something which Nietzsche all along works on. To mention just one example, see KSA 10,
24[4], which is a draft for a work, almost certainly his Hauptwerk, entitled The Eternal Recurrence,
in four parts.
19
KGW VI.2, page 257.
1 Introduction: The Close Relation between Thus Spoke… 17

Anyway, this book which the author himself has called: ‘Prelude to a
Philosophy of the Future’ is only a free preface; the great question is yet to
come. At least, announced on the cover of the book is as present in
­preparation: ‘The Will to Power. Attempt at a Revaluation of All Values.
(In four books.)’ One will have to wait for this work before one can make
a final judgement of the original, but often only sudden notions written in
aphoristic form of the present book.20

To his sister Nietzsche writes, concerning his plans for a magnum opus:

For the coming 4 years the working out of a four-volume magnum opus
[Hauptwerks] has been announced; already the title is enough to raise
fears: ‘The Will to Power. Attempt at a Revaluation of All Values’. For its
sake I have need of everything, good health, solitude, good spirits, per-
haps a wife.21

Nietzsche continued to work on this project during the following two


years; sometimes feeling that things were going well, at other times being
more dejected and frustrated:

Ah, everything in my life is so uncertain and shaky, and always this horrible
ill health of mine! On the other hand, there is the hundredweight of this
need pressing upon me—to create a coherent structure of thought during the
next few years—and for this I need five or six preconditions, all of which
seem to be missing now or to be unattainable.22

During the autumn of 1888, shortly before his collapse, he mostly felt
that he was moving forward well, as can be seen in several letters, with
claims such as: “My life is now coming to a terrific confrontation, which

20
Joseph Viktor Widmann, Review of Jenseits von Gut und Böse in Der Bund, 16 and 17 September
1886, “Nietzsche’s Dangerous Book”, reprinted in KGB III.7/2, pp. 520–525.
21
Letter to Elisabeth and Bernhard Förster, 2 September 1886.
22
Letter to Overbeck, 24 March 1887.
18 T. H. Brobjer

has been long in preparation: that which I will do in the next two years is
such that it will overthrow our whole present order”.23
For what was Also sprach Zarathustra to be preparatory? For what was
it an entrance hall? The answer is for the project Revaluation of All Values
and the philosophy of Dionysos. Zarathustra was to be overcome and
transcended, just as Nietzsche had planned to have him killed in the con-
tinuation of the book,24 overcome and transcended by Dionysos.
Zarathustra, after all, is just a prophet, Dionysos a god! That is, a still
higher manifestation of Nietzsche himself (which was difficult to achieve
and live up to). In 1888, although Nietzsche praises Also sprach Zarathustra
excessively, Zarathustra only represents how far he has come philosophi-
cally 1883–1887/88 in his published books, while Dionysos represents
where he is going (and to some of his notes during these years). This is
also reflected in that the collection of poems he planned to publish in
1889, which was long intended to be entitled “Songs of Zarathustra” but
was now renamed Dionysos-Dithyramben. This new emphasis on Dionysos
as symbol for his philosophy is visible in Götzen-Dämmerung where
he writes:

A spirit thus emancipated stands in the midst of the universe with a joyful
and trusting fatalism, in the faith that only what is separated and individual
may be rejected, that in the totality everything is redeemed and affirmed—
he no longer denies … But such a faith is the highest of all possible faiths: I
have baptized it with the name Dionysos.25

In the section following the one after this one, which was originally
going to be the last section and sentence of the book, he wrote:

23
Letter to Helen Zimmern, 8 December 1888: “Mein Leben kommt jetzt zu einem lang vorbere-
iteten ungeheuren Eklat: das, was ich in den nächsten zwei Jahren thue, ist der Art, unsere ganze
bestehende Ordnung […] über den Haufen zu werfen.”
24
Nietzsche planned a continuation of Also sprach Zarathustra, a fifth and sixth book, in which
Zarathustra dies, until the autumn of 1885. This is reflected in a number of notes, among others
KSA 11, 35[73–75] and 39[3 and 22]. See also KGW VI.4, pp. 972ff.
25
Götzen-Dämmerung, ‘Streifzüge’, 49.
1 Introduction: The Close Relation between Thus Spoke… 19

I have given mankind the profoundest book it possesses, my Zarathustra: I


shall shortly give it the most independent.26

Meaning the planned Umwerthung aller Werthe, including its fourth


book, entitled Dionysos or Dionysos philosophos.
Nietzsche thereafter adds a chapter to Götzen-Dämmerung, “What I
Owe to the Ancients” in which he discusses both Dionysos and eternal
recurrence. It ends with the words: “I, the last disciple of the philosopher
Dionysos—I, the teacher of the eternal recurrence …”. Nietzsche
regarded Götzen-Dämmerung as preparatory for the Umwerthung aller
Werthe, as he states in the foreword and in several letters,27 and he even
stated, as we saw above, that he will shortly publish the Umwerthung
aller Werthe.
Ecce homo seems to show how highly he regarded Also sprach Zarathustra,
but this is at least in part a mirage. In the conclusion of it he states: “I
have not just now said a word that I could not have said five years ago
through the mouth of Zarathustra”,28 thus implying that he still held fast
to the same philosophical position now as then. It is correct that he val-
ued Also sprach Zarathustra extremely highly, but he felt that he was now
moving into a new stage, and the main purpose of Ecce homo was to be
preparatory for what was to come, by informing the readers who he was
and by bringing attention to his philosophical position before his coming
revaluation of all values in the form of both a philosophical project and a
four volume work. This is visible, for example, in a letter to his publisher
Naumann, 6 November 1888, where Nietzsche refers to Ecce homo as “a
in the highest degree preparatory text” to his Hauptwerk to which it con-
stitutes “in every sense a long preface”.29 Ecce homo also contains contin-
ual references to his future Hauptwerk. In the first sentence of the preface
he states that he is publishing the book because he will “shortly approach
26
Götzen-Dämmerung, ‘Streifzüge’, 51.
27
Letters to H. Taine, 8 December and to Naumann, 20 December 1888.
28
Ecce homo, ‘Why I Am a Destiny’, 8.
29
“Ich habe mich vollkommen davon überzeugt, noch eine Schrift nöthig zu haben, eine im höch-
sten Grade vorbereitende Schrift, um nach Jahresfrist ungefähr mit dem ersten Buche der
Umwerthung hervortreten zu können. […] Nun die Frage der Herstellung. Meine Absicht ist, die-
sem Werke bereits die Form und Ausstattung zu geben, die jenes Hauptwerk haben soll, zu dem es
in jedem Sinne eine lange Vorrede darstellt.”
20 T. H. Brobjer

mankind with the heaviest demand”, that is, with the revaluation of all
values which was to be contained in his work with the same name, the
Umwerthung aller Werthe. In the second section of the preface, he repeats
that he is “a disciple of the philosopher Dionysos”. Both Jenseits von Gut
und Böse and Zur Genealogie der Moral are now described as being prepa-
ratory for the coming revaluation.30 Furthermore, at the end of the review
of Der Fall Wagner he again explicitly refers to his coming Hauptwerk:
“And so, about two years before the shattering thunder of the Revaluation
which will set the earth into convulsions, I sent the ‘Wagner Case’ into
the world.” Der Fall Wagner was published in 1888, and he thus foresaw
the publication of the Umwerthung aller Werthe in or near 1890. In Ecce
homo he reviews all of his books, except Der Antichrist, which he regarded
as part of the coming ‘revaluation’. Ecce homo also ends with the words:
“Dionysos against the Crucified …”. This is almost a direct parallel to what
he had written about Also sprach Zarathustra in 1883: “Aut Christus, aut
Zarathustra!” [Latin for: Either Christ or Zarathustra], as quoted above in
Sect. 1.2 in Chap. 1.
However, as stated above, only the first volume, Der Antichrist, of this
planned magnum opus was finished when he collapsed in early January
1889. There are a number of drafts of the contents of the following two
planned volumes, but relatively few drafts for the fourth volume, called
in several notes: Dionysos: Philosophy of Eternal Recurrence, Dionysos phi-
losophos or just Dionysos.31 On the other hand, the notes for the fourth
volume show most consistency about what it was to contain. In Nietzsche’s
own view Also sprach Zarathustra represented the highest he publicly
achieved before he wrote the Hauptwerk, but we should be aware that he
for several years planned and aimed higher and beyond that, for a posi-
tion that he signified by the name Dionysos.

30
This is most obvious for Zur Genealogie der Moral, which is described as “three decisive prelimi-
nary studies of a psychologist for a revaluation of all values”.
31
See KSA 13, 14[89], 16[32], 19[8], 22[14 and 24] and 23[8 and 13], as well as the note KSA 13,
11[416], which also seems to have been added by Nietzsche after September 1888.
1 Introduction: The Close Relation between Thus Spoke… 21

1.4 The Planned Contents of Volumes 2–4


of the Revaluation of All Values
What can we say about the planned contents of the unfinished volumes
2–4 of the Umwerthung aller Werthe? One way to determine this is simply
to use the last detailed draft for the Hauptwerk under the title Der Wille
zur Macht, from 26 August 1888 (i.e. from before he decided that the
first volume was to be a critique of Christianity), together with one of the
seven very similar final drafts of the Hauptwerk under the title Umwerthung
aller Werthe (or an average of them), from September and October 1888
(i.e. from after he had written Der Antichrist). However, these late seven
listings of the titles contain no chapter titles.32 Doing this gives us an
instant view of his plans during the autumn 1888 (after he had been
working hard on the Umwerthung aller Werthe during much of 1887 and
1888). This is done in Table 1.3. See also Tables 1.4 and 1.5. Although
almost certainly too simplified, it is possible to see that the transfer from
the earlier table of contents to the latter is simple. When this is done, we
see that the two versions are very compatible.
Nietzsche shortly after the writing of the last detailed table of contents
(26 August 1888) combined the introduction to the whole Hauptwerk,
“We Hyperboreans”, with the themes on religion (two chapters titles)
and other material on Christianity to write Der Antichrist, which is the
reason we need to rearrange most of the chapters, as done in Table 1.3.
We do not know the contents of the three further volumes since they
were never written due to Nietzsche’s mental collapse (but especially for
volume 3, much further information can be gained from notes written
after the writing of Der Antichrist). However, their titles are reasonably
consistent with the given contents in the last detailed draft, from 26
August 1888 (after it has been somewhat re-arranged due to the fact that
Der Antichrist, i.e. themes related to Christianity, constitute the first

32
Nietzsche’s very last outline for the last three volumes of Umwerthung aller Werthe is in KSA 13,
23[13], from October 1888. It consists of the following text: [Volume 2] The Free Spirit/ Critique
of Philosophy as a Nihilistic Movement. [Volume 3] The Immoralist/ Critique of Morality as the
Most Dangerous Kind of Lack of Knowledge. [Volume 4] Dionysos philosophos. The note 19[8] is
almost identical to this one.
22 T. H. Brobjer

Table 1.3 A comparison of the last draft for the Hauptwerk under the title Der
Wille zur Macht, 26 August 1888, with one of the several almost identical notes
for the Hauptwerk under the title Umwerthung aller Werthe, written in September
and October, but which does not contain any chapter titles
KSA 13, 18[17] The last draft for the ”Will KSA 13, 19[8], with chapter titles from
to Power”, dated 26 August 1888. KSA 13, 19[8], September 1888 18[17]
Entwurf des
Plans zu:
der Wille zur Macht. Umwerthung aller Werthe. [Constructed Table to Contents by
Versuch Combining the Two Previous Ones]
einer Umwerthung aller Werthe.
— Sils Maria

Wir Hyperboreer. — Grundsteinlegung


des Problems. Erstes Buch. Erstes Buch.
Der Antichrist. Versuch einer Kritik des Der Antichrist. Versuch einer Kritik des
Erstes Buch: „was ist Wahrheit?“ Christenthums. Christenthums.
Erstes Capitel. Psychologie des Irrthums.
Zweites Capitel. Werth von Wahrheit und Wir Hyperboreer
Irrthum. Die homines religiosi.
Drittes Capitel. Der Wille zur Wahrheit Gedanken über das Christenthum.
(erst gerechtfertigt
im Ja-Werth des Lebens Zweites Buch. Zweites Buch.
Der freie Geist. Kritik der Philosophie Der freie Geist. Kritik der Philosophie
Zweites Buch: Herkunft der als einer nihilistischen Bewegung. als einer nihilistischen Bewegung.
Werthe.
Erstes Capitel. Die Metaphysiker. Psychologie des Irrthums.
Zweites Capitel. Die homines religiosi. Werth von Wahrheit und Irrthum.
Drittes Capitel. Die Guten und die Der Wille zur Wahrheit
Verbesserer. Die Metaphysiker.
Zur Geschichte des europäischen
Drittes Buch: Kampf der Werthe Nihilismus.
Erstes Capitel. Gedanken über das Drittes Buch.
Christenthum. Der Immoralist. Kritik der Drittes Buch.
Zweites Capitel. Zur Physiologie der verhängnissvollsten Art von Der Immoralist.
Kunst. Unwissenheit, der Moral.
Drittes Capitel. Zur Geschichte des Die Guten und die Verbesserer.
europäischen Nihilismus. Zur Physiologie der Kunst. [?]

Psychologen-Kurzweil. Viertes Buch. Viertes Buch.


Dionysos. Philosophie der ewigen Dionysos. Philosophie der ewigen
Viertes Buch: Der grosse Mittag. Wiederkunft. Wiederkunft.
Erstes Capitel. Das Princip des Lebens
„Rangordnung“. 1. Das Princip des Lebens
Zweites Capitel. Die zwei Wege. „Rangordnung“.
Drittes Capitel. Die ewige Wiederkunft. 2. Die zwei Wege.
3. Die ewige Wiederkunft.

In the third column chapter titles from the first column have been added to that
of the second. (The chapter titles are translated into English in the last column
of Table 1.5 below.)
1 Introduction: The Close Relation between Thus Spoke… 23

volume, not “What is Truth?” as when the note was written), as well as
consistent with many of the earlier drafts.
An alternative way to summarize the planned contents of the
Umwerthung aller Werthe in 1888, which also shows how the plan for the
Hauptwerk developed, is to look at three actual tables of contents
Nietzsche wrote for this work during 1888, but letting the chapter titles
be organized according to how he planned the four volumes after Der
Antichrist, as volume 1, was written, listed in Table 1.5 below, which thus
includes much of Table 1.3 in the last column.
A simplified ”average” (of not just the last but of many different ver-
sions and drafts among the late notes) of the contents of the three never-
completed volumes of the Umwerthung aller Werthe can look ­something
like in Table 1.4:33
From earlier notes it is possible to acquire much more detail about the
planned contents of the different volumes, although one, of course, must
assume that some development and rearrangements occur as the project
evolves. From early 1888 it is possible to gain much detailed information.
It is sometimes difficult to distinguish among Nietzsche’s extant notes
which were designated to be used for the Umwerthung aller Werthe and
which should be regarded as other sorts of notes. For many of them there
probably was no such clear distinction and demarcation even in
Nietzsche’s own mind. Nonetheless, there exists a fairly large set of notes
that obviously and explicitly were written down with the intention to be
used for the Hauptwerk. Furthermore there are a fairly large number of
individual notes which Nietzsche added titles to, where it is obvious that
they too were meant for the work on the Hauptwerk. This is especially
true for most of the notes listed in three large notebooks, approximately
200 pages each, W II 1, W II 2 and W II 3, published in KSA 12,

33
Note that these three tables of contents are thus not Nietzsche’s own, but created by me from his
many drafts of tables of contents over several years (not just the last months of 1888) for the pur-
pose of giving a more ‘average’ and more representative content than what is found in any indi-
vidual draft written by Nietzsche.
24 T. H. Brobjer

Table 1.4 A Constructed Average of Many Late Notes for the Chapters and
Contents of the Three Last Volumes of the Umwerthung aller Werthe from the
period 1886 to 1888
Book 2: The Free Spirit: Critique of Philosophy as a Nihilistic Movement
(Alternative title: We Affirmative. Alternative subtitle: Salvation from ’the
Truth’.)
Table of Contents:
Truth: The Value of Truth and Falsehood
      The Will to Truth
Nihilism (and Pessimism)
Book 3: The Immoralist: Critique of Morality as the Most Dangerous Kind of
Lack of Knowledge
Table of Contents:
Introduction: What is Morality?
The Errors of Psychology
Critique of ‘the Good [Humans]’
Critique of ’the Improvers’
Critique of the Ideals and human ‘desirables’
Book 4: Dionysos philosophos
(Alternative titles: The Hammar and The Great Midday)
Table of Contents:
Eternal Recurrence (by far the most important planned content of this volume)
The Tragic Worldview
The Grand Style
Grand Politics
Order of Rank
The Higher Human. The Lawgiver

9[1–190], 10[1–206] and KSA 13, 11[1–138] respectively,34 and also for
many notes in the notebook W II 4, KSA 13, 14[1–227], used during
April and May 1888. Note KSA 13, 12[2] arranges twelve chapters into
the four books (as do several other notes). More extensively, note KSA
13, 12[1] summarizes 374 notes (that Nietzsche had worked on over the
past years); each in a few words, and then lists to which of the four books
each belongs. We know that Nietzsche used this collection of summaries
and notes in September 1888 when he wrote Der Antichrist, and it seems
very probable that he also would have used it when writing the three
34
Nietzsche numbered and summarized 374 of these notes, and attributed them (except the last
ones) into the four planned volumes of the Hauptwerk, see KSA 13, 12[1–2], from early 1888. The
contents of these four large notebooks have been published in facsimile and diplomatic text in
KGW IX.6 and IX.7. I discuss these notes in more detail in Sect. 9.2 in Chap. 9.
1 Introduction: The Close Relation between Thus Spoke… 25

Table 1.5 Chapter titles for Umwerthung aller Werthe from earlier in 1888, here
classified according to the book divisions from Sept.–Nov. 1888
Table of contents Table of contents
Umwerthung aller Table of contents from May or June from 26 August
Werthe from early 1888 of 1888 1888
Sept.–Nov. 1888 KSA 13, 12[2] KSA 13, 16[51] KSA 13, 18[17]
Book 1 of
Umwerthung aller
Werthe
The Anti-Christ:
Attempt at a
Critique of
Christianity
Critique of the The religious man The homines
Christian ideals as typical religiosi
décadent
The pagan in Thoughts about
religion Christianity
Book 2 of
Umwerthung aller
Werthe
The Free Spirit:
Critique of
Philosophy as a
Nihilistic
Movement
Nihilism, The true and the The psychology of
considered to apparent world errors
its final
conclusion
The ‘will to The philosopher as The value of truth
truth’ typical décadent and error
Psychology of Science against The will to truth
the ‘will to philosophy
power’
(pleasure, will,
concept etc)
Culture, Nihilism [and its The
Civilization, the opposite] metaphysicians
ambiguity of
‘the modern’
To the history of
European
nihilism
(continued)
26 T. H. Brobjer

Table 1.5 (continued)

Table of contents Table of contents


Umwerthung aller Table of contents from May or June from 26 August
Werthe from early 1888 of 1888 1888
Book 3 of
Umwerthung aller
Werthe
The Immoralist:
Critique of
Morality as the
Most Dangerous
Kind of Lack of
Knowledge
The origin of The good human The good and the
ideals being as typical improvers
décadent
How virtue
becomes
victorious
Herd-instincts
Morality as the
Circe of the
philosophers
Book 4 of
Umwerthung aller
Werthe
Dionysos: The
Philosophy of
Eternal
Recurrence
Eternal recurrence Life-prescriptions The will to power The principle of
for us as life: Peak of life: “Order of
the historical rank”
self-­
consciousness
The type of the The ‘eternal The will to power: The two ways
lawgiver recurrence’ as discipline
The great The eternal
politics recurrence
1 Introduction: The Close Relation between Thus Spoke… 27

further volumes. We will discuss and use this in Chaps. 9, 10, and 11
below, and many of these summaries and notes will be translated into
English and published for the first time.
We can immediately from Table 1.5 see that there is much similarity
between Also sprach Zarathustra and these plans. Zarathustra is the “most
Godless”, the bringer of new truths, the destroyer of morality—and the
teacher of new values and of the idea of eternal recurrence (which we will
discuss in Chaps. 7, 8, 9,10, and 11 below).
When Nietzsche wrote about Der Antichrist to Malwida von
Meysenbug, 4 October 1888, that “the first book of my Revaluation of All
Values is finished—the greatest philosophical event of all time, with
which the history of mankind will break into two halves …”, she responds
in the middle of October with interest and a rhetorical question: “I am
much looking forward to the first part of your great work. It is presum-
ably the complete discussion of that to which Zarathustra was the
introduction”.35

1.5 Zarathustra and Dionysos as Symbols


of Or Spokesmen for the Idea of Eternal
Recurrence and for Nietzsche’s
Philosophy of the Future
One of the similarities between Also sprach Zarathustra and the planned
Hauptwerk, which also makes them different from all of his other books,
is that in both of them Nietzsche makes use of a spokesman or symbol—
that of Zarathustra and Dionysos. This is most obvious for Also sprach
Zarathustra, but is clearly also true for at least the planned fourth volume
of the Umwerthung aller Werthe called Dionysos philosophos.
As symbols, Zarathustra and Dionysos are approximately equally
important to Nietzsche when measured by how frequently he used them.
Throughout his writings, there are approximately an equal number of
references to them, though of course they differ in that Nietzsche’s

35
KGB III.6, p. 331.
28 T. H. Brobjer

interest in Dionysos began early and was at its most intensive during the
early 1870s, with a revival of interest in the later 1880s, while he only
‘discovered’ Zarathustra in 1881 and referred to the figure most fre-
quently during the years 1882–85 and in late 1888. More relevant, at
least for our interest here, is that the late Nietzsche’s use of these symbols,
that is, his use of them after 1885, is almost evenly distributed between
the two.
Zarathustra was a symbol for many things for Nietzsche. More than
anything else, he was the teacher of eternal recurrence; but he also repre-
sents the overcoming of morality, thus immoralism, but also atheism,
skepticism and the like. He is a severe critic of present values and ideals,
and he also suggests new ‘half-written tables of values’. Zarathustra can
easily be taken to constitute Nietzsche’s most important symbol, and that
impression seems confirmed by Nietzsche’s claim that there were no
counter-ideals before Also sprach Zarathustra, and that he has said nothing
in Ecce homo that he could not have said already five years before, through
the mouth of Zarathustra.
Dionysos in Nietzsche’s writings also came to represent many impor-
tant topoi; tragedy, life-affirmation, creativity (and destruction) and real-
ism. He also represents darkness (and the forbidden—which seems
mainly to refer to revalued values—which Nietzsche had referred to both
at the end of Jenseits von Gut und Böse, the beginning of Ecce homo and in
many late notes—probably another allusion to what was to come in the
planned Umwerthung aller Werthe), revolution, the antichrist,36 extasis,
music, immoralism and association with Ariadne (which eventually will
lead Nietzsche to identify with Dionysos). Most of all, however, Dionysos
seems to be not just the teacher of eternal recurrence, but actually repre-
sent the idea of eternal recurrence itself.
However important Zarathustra was to Nietzsche, I think one must
say that both Zarathustra and Nietzsche failed as teachers. Neither in the
book Also sprach Zarathustra, where Nietzsche and Zarathustra more sug-
gest than expound on the idea of eternal recurrence, nor outside of the
book, are people aware of this idea, nor are the few that have that knowl-
edge persuaded by it. A poetic and metaphorical intimation of eternal

36
Die Geburt der Tragödie, Preface, 1.
1 Introduction: The Close Relation between Thus Spoke… 29

recurrence was not sufficient. Nietzsche knew this, and thus also planned
to present it (and other aspects of his thought) in a more philosophical
manner—(while he still playfully wanted to present it as the philosophy
of the god Dionysos)—and that was the main purpose of the Umwerthung
aller Werthe.

1.6 Conclusion and Summary


In this study I will show and argue for that there is a close and important
kinship and direct relation between Also sprach Zarathustra37 and the
Hauptwerk (which I refer to by its final title Umwerthung aller Werthe)
which he worked on from at least 1884 until late in 1888. There has been
almost no recognition or discussion of this significant link in previous
Nietzsche research, although the realization of this has a number of impor-
tant consequences, including that it can lead to a new and better under-
standing of both Also sprach Zarathustra and the plans for the Hauptwerk,
and thus also of Der Antichrist, and Nietzsche’s mature philosophy.
I put forward five main arguments for this thesis, further supported by
a number of minor ones.

1. I argue that the principle content of both Also sprach Zarathustra and
the Hauptwerk were conceived around the idea of eternal recurrence,
and that it was the discovery of this idea in August 1881 that was the
stimulus for the writing of both books.
2. I further show that both these works concretely have their origin in
the draft for a work entitled Midday and Eternity, and that both works
developed out of this projected work.
3. I argue that both works share in expressing a new conception of man.
This is obviously true for Also sprach Zarathustra, in which the
Übermensch-­theme is arguably more prominent than even the idea of
eternal recurrence, but this has not been realized for the case of the
Umwerthung aller Werthe, since although present in the plans for it, see
especially sections three and four of Der Antichrist (where even the

When I refer to Also sprach Zarathustra I usually mean the first three books or parts of it that
37

Nietzsche made public. The fourth part, ZaIV, not published by Nietzsche, I usually treat separately.
30 T. H. Brobjer

word Übermensch is mentioned) it is on the whole not especially


prominent in its first volume, Der Antichrist. However, as is visible in
Nietzsche’s late notes, this theme, although not the word Übermensch,
was planned to be much more prominent in the three further volumes
of the Umwerthung aller Werthe, as free spirit, as immoralist and as
higher humans, respectively.
4. My fourth major argument is that both works express Nietzsche’s pro-
found concern with a revaluation of values. This has been recog-
nized—but less discussed and elaborated on than one could expect—in
regard to the Hauptwerk, where this theme is obvious already in the
title (or subtitle).38 However, it has not been significantly realized in
regard to Also sprach Zarathustra, in part perhaps because he had not
yet, when he wrote this work, coined the expression ‘revaluation of all
values’, but this theme is nonetheless prominent in the work, as I will
show below.
5. I also argue that for Nietzsche the idea of eternal recurrence and the
revaluation of values are closely associated. The idea of eternal recur-
rence, which he discovered in August 1881, was really a response and
answer to his profound concern with values at this time. He later pre-
sented both these ideas in the same published work, Die fröhliche
Wissenschaft (1882), and used almost the same expression when intro-
ducing them: “In what do you believe?—In this, that the weights [die
Gewichte] of all things must be determined anew” (FW, 269) and the
section where he introduces the idea of eternal recurrence is called
“The greatest weight [Das grösste Schwergewicht]” (FW, 341).
Recognizing that the idea of eternal recurrence and revaluation are
closely related helps make the often difficult to comprehend idea of
eternal recurrence more comprehensible, as I show in Chap. 7.

These arguments for the kinship between Also sprach Zarathustra and
the Umwerthung aller Werthe are supplemented by several others, such as
the existence of several other parallel contents in the two works, and the
structural similarity between them. The main problem is identified in

In the subtitle for those who prefer to refer to Nietzsche’s Hauptwerk by its penultimate title, Der
38

Wille zur Macht, with the subtitle: “Attempt at a Revaluation of All Values”.
1 Introduction: The Close Relation between Thus Spoke… 31

both of them as a consequence of the death of God, nihilism and values


which tame and belittle man, the solution is presented in the form of a
new conception of man. Both works lead up to life affirmation, amor fati,
and of the idea of eternal recurrence as the ultimate test and/or solution
that can crush the life-denying and strengthen the life-affirmative—but
this requires new values. Furthermore, Nietzsche on many occasions
refers to Zarathustra and Also sprach Zarathustra explicitly as precursors
and prefaces to, or preparation for, the Hauptwerk. I will also show that
Nietzsche in 1887 and 1888, when he worked most intensively on writ-
ing the Hauptwerk, came to regard the fourth part of Also sprach
Zarathustra as a bridge between the two works, and that it suits well for
such a purpose.
In this study we follow Nietzsche’s work, notes and letters more or less
chronologically, and many of his most important notes and letters are
here translated into English, published and discussed for the first time.
After this introductory chapter, we will in the second chapter show that
both Also sprach Zarathustra and Nietzsche’s Hauptwerk (magnum opus)
have the same origin. Thereafter follow two chapters that deal with Also
sprach Zarathustra (parts I–III), Chap. 3, which discusses its purpose and
its relation to the plans for a Hauptwerk. Chapter 4 examines the role of
values and revaluation in Also sprach Zarathustra (a theme almost ignored
by most earlier studies of Also sprach Zarathustra, in spite of the fact that
it clearly is one of its most prominent themes). In Chap. 5, we examine
Nietzsche’s plans and work in 1884, after he had finished Also sprach
Zarathustra (I–III), and show that he then worked hard and intensively
on the Hauptwerk, and was mostly pleased with his progress. Nonetheless,
occasionally he also avoided it because it was too difficult and started
other more minor projects. One of these ‘minor’ projects at the end of
1884 was writing the fourth part of Also sprach Zarathustra. In Chap. 6,
we discuss the place of this work in relation to Also sprach Zarathustra
(I–III) and to the Revaluation of All Values. Having concluded that the
fourth part of Also sprach Zarathustra should not be part of the published
three parts of Also sprach Zarathustra, we return to that work and examine
the relation between it and the Hauptwerk in 1887 and 1888 in the last
four chapters. Before then, in Chap. 7, we examine the most prominent
philosopheme, the idea of eternal recurrence, in the two works, present a
32 T. H. Brobjer

new interpretation of this idea, as a thought that makes us experience life


more intensively, and show that it is closely related to the revaluation of
all values.
In the short Chap. 8, we discuss the relation between Also sprach
Zarathustra and the first book of the magnum opus, The Antichrist. In the
last three chapters, we examine the relation between Also sprach Zarathustra
and the three planned but not written books of the Revaluation of
All Values.
A prominent theme in this study of Also sprach Zarathustra and the
Umwerthung aller Werthe, and their relation, is also the close relation
between their respective most central ideas, the idea of eternal recurrence
and the revaluation of all values. For Nietzsche, these two philosophemes
developed together and belong together.
One of the advantages of the approach that I use in this study is that it
becomes easier to read Also sprach Zarathustra philosophically rather than
merely poetically. By combining the discussion of these two paramount
but stylistically very different works, the more theoretical and philosophi-
cal themes and the value contents of Also sprach Zarathustra becomes
more apparent. Another advantage is that we follow Nietzsche’s own
views and intentions much closer than when one follows the conven-
tional view.
This work will give much needed new attention to and new informa-
tion about both Also sprach Zarathustra but especially to and about
Nietzsche’s final philosophical project, the unfinished Revaluation of All
Values, with special reference to the revaluation of values, and thus also to
and about the late Nietzsche’s philosophy more generally.
A further advantage of this study is that it makes it easier to think with
and beyond Nietzsche. His philosophizing was not finished and com-
pleted when he collapsed 3 January 1889. I would argue that especially a
concern with values, with examining values and perhaps revaluating
them, remains an important task also today.
2
The Common Origin of Thus Spoke
Zarathustra and the Revaluation of All
Values

2.1 Introduction
The titles Also sprach Zarathustra and Umwerthung aller Werthe both
began as subtitles to Nietzsche’s planned Hauptwerk, and it seems as if
both of these works grew out of a project which began in 1881 and 1882.
Nietzsche made a number of important new philosophical ‘discoveries’ in
the early 1880s (the death of God, nihilism, Übermensch, immoralism),
with the discovery of the idea of eternal recurrence, in August 1881, as
the most important one. Perhaps equally important was that he during
this time became increasingly aware of the themes of the concept of will
to power and of the revaluation of values, but the thought of these took
longer time to develop, from circa 1880 until 1883. The development of
all these philosophical themes would make Nietzsche move into a new
stage, that of the mature (or late) Nietzsche, and these concepts and ideas
would constitute important ingredients in both Also sprach Zarathustra
and the plans for the Hauptwerk.

© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 33


T. H. Brobjer, The Close Relationship between Nietzsche’s Two Most Important Books,
https://doi.org/10.1007/978-3-031-18731-5_2
34 T. H. Brobjer

2.2 The Origin of Thus Spoke Zarathustra


and of the Revaluation of All Values
The expression “Also sprach Zarathustra” occurs for the very first time
among Nietzsche’s notes, not as the main title, but as the subtitle to a
work, Midday and Eternity, which later became Also sprach Zarathustra1—
just like the expression “Umwerthung aller Werthe” occurs for the first
time in the summer/autumn 1884 as subtitle to the more philosophical
work Philosophy of Eternal Recurrence,2 (which seems to have been an
early title for Nietzsche’s planned Hauptwerk) and thereafter it was again
used as a subtitle to the new title The Will to Power3 until, in August/
September 1888, it became the full title of that planned Hauptwerk.
The original draft for the work out of which Also sprach Zarathustra
eventually evolved—Midday and Eternity [Mittag und Ewigkeit]—has a
long and interesting history, as we will discuss below, and both the con-
cept of midday and that of eternity (both related to the idea of eternal
recurrence) continue to echo throughout the whole of Also sprach
Zarathustra as well as in the work on the Hauptwerk.
To discuss the early origin of any work by Nietzsche is, in part, unavoid-
ably speculative. The process before Nietzsche himself (or any author)
had decided to write a specific book, will always be uncertain and only
vaguely discernible. Nonetheless, with the aid of Nietzsche’s extensive
notebooks, including the frequent drafts of titles for planned works in
them, and his statements in letters, some fairly definite knowledge and
conclusions can be reached.
In his notes from the autumn 1881 we see that he soon after the dis-
covery of the idea of eternal recurrence quickly decided to write a book
to elaborate on this theme. Already two to three weeks after the discovery

1
It occurs for the first time as a subtitle to Mittag und Ewigkeit (which we will discuss later in this
chapter), in the note KSA 10, 4[39], from the winter 1882/83, and thereafter in the note 4[186].
Nietzsche had once before used the similar expression “So sprach Zarathustra”, KSA 9, 12[225],
but then not as a title. The notes in this notebook has been dated by Montinari as having been
written during the autumn 1881, but the final notes, to which this one belongs, were probably
added later. The last note, 12[231], was written during the end of March 1882.
2
KSA 11, 26[259]. Philosophie der ewigen Wiederkunft.
3
KSA 12, 2[100], summer 1886. Der Wille zur Macht.
2 The Common Origin of Thus Spoke Zarathustra… 35

of the idea of eternal recurrence he for the first time uses the expression
“Midday and Eternity”, and already then it is used as a title for a work
which obviously was meant to elabortate on this idea.4 Furthermore,
immediately below the title is Nietzsche’s first reference to Zarathustra—
in a sentence which essentially is identical to the first sentence of the
book (and also the first sentence of the last section, 342, of Die fröhliche
Wissenschaft).
Nietzsche found and picked up the figure of Zarathustra as his spokes-
man while reading the cultural historian and anthropologist Friedrich
von Hellwald’s Culturgeschichte in ihrer natürlichen Entstehung bis zur
Gegenwart (Augsburg, 1874, 2. ed. 1875), 839 pages.5 The introduction
of Also sprach Zarathustra is almost a direct quotation from Hellwald, and
this is even truer of Nietzsche’s very first reference to Zarathustra which
is as follows:

Zarathustra, born at the lake Urmi, left his home when he was thirty years
old, and went to the province of Aria and wrote there, during ten years of
solitude in the mountains, the Zend-Avesta.6

The central part of this text is taken from Hellwald, who wrote:

Zarathustra, the great prophet of the Iranians […] was born in the town of
Urmi, by the lake of the same name […] At the age of thirty, he left his
home, went eastwards to the province of Aria and spent there in the moun-
tains ten years in solitude and occupied himself with composing the
Zend-Avesta.7

From the very start, the idea of eternal recurrence seems to have consti-
tuted the centerpiece of a project, that fairly quickly turned into two
projects; a more poetical and prophetic version (which became Also sprach

4
KSA 9, 11[195].
5
‘Beiträge zur Quellenforschung mitgeteilt von Paolo D’Iorio,” Nietzsche-Studien 22 (1993),
395–397.
6
KSA 9, 11[195]. The next note, on the same theme, under the title “Zum ‘Entwurf einer neuen
Art zu leben’“is at the end dated with the words “Sils-Maria 26. August 1881,” i.e. only a few weeks
after his discovery of the idea of eternal recurrence.
7
Hellwald, Culturgeschichte (1874), p. 128. My translation.
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Fig. 3

Now, as you look at this picture of the apple flower (Fig. 3), you
see a circle made up of five pretty leaves. Sometimes these are
white; again they are pink. And in the center what do you see? Why,
there you see a quantity of odd-looking little things whose names
you do not know. They look somewhat like small, rather crooked
pins; for on the tips of most of them are objects which remind you of
the head of a pin.
If you were looking at a real flower, you would see that these pin
heads were little boxes filled with a yellow dust which comes off
upon one’s fingers; and so for the present we will call them “dust
boxes.”
But besides these pins—later we shall learn their real names—
besides these pins with dust boxes, we find some others which are
without any such boxes. The shape of these reminds us a little of the
pegs or pins we use in the game of tenpins. If we looked at them
very closely, we should see that there were five of them, but that
these five were joined below into one piece.
Now suppose we take the apple blossom and pull off all its pretty
white flower leaves, and all the pins with dust boxes, what will be
left?
Fig. 4

This picture (Fig. 4) shows you just what is left. You see what
looks like a little cup or vase. The upper part of this is cut into five
pieces, which are rolled back. In the picture one of these pieces is
almost out of sight. In the real blossom these pieces look like little
green leaves. And set into this cup is the lower, united part of those
pins which have no dust boxes on top.
I fancy that you are better acquainted with the apple blossom than
ever before, never mind how many mornings you may have spent in
the sweet-smelling, pink and white orchard. You know just what goes
to make up each separate flower, for all the many hundreds of
blossoms are made on the one plan.
And only now are you ready to hear what happened to make the
apple take the place of the blossom.
THE STORY OF THE BEE

T HIS is what happened. And it is a true story.


One morning last May a bee set out among the flowers on a
honey hunt.
Perhaps it would be more true to say that the bee set out to hunt
for the sweet stuff of which honey is made; for while this sweet stuff
is still in the flower cup it is not honey, any more than the wheat
growing in the field is bread. The wheat becomes bread later, after it
has been cut and gathered and threshed and ground, and brought
into the kitchen and there changed into bread; and the sweet stuff
becomes honey only after the bees have carried it home and worked
it.
As the bee left home this particular morning, it made up its mind
that it would devote itself to the apple blossoms; for did you know
that when a bee goes flower visiting, usually it gives all its attention
to one kind of flower till it has finished that special round of visits?
So off the bee flew; and in a few moments it saw hundreds of little
pink and white handkerchiefs waving at it from the apple orchard.
What do you suppose these were, these gay little handkerchiefs?
They were the flower leaves of the apple blossoms. I call them
handkerchiefs, because, just as boys and girls sometimes wave their
handkerchiefs when they wish to signal other boys and girls, so the
apple tree uses its gay flower leaves to attract the attention of the
bee, and persuade it to visit the flowers. Of course, really, they are
not handkerchiefs at all. They would hardly be large enough for any
but fairy noses, would they?
When the bee saw so many bright handkerchiefs waving it
welcome, along it hurried; for it knew this was a signal that material
for honey making was at hand. Another minute, and it had settled
upon a freshly opened flower, and was eagerly stealing the precious
sweet.
You children know, that, when you are given permission to go to
the closet for a piece of candy or cake, you are not apt to set about it
very gently. You are in too much of a hurry for that. Often you come
very near knocking everything over, in your haste to get hold of what
you want.
And bees are quite as greedy as any boy or girl could be. So our
friend dived right into the pretty flower, brushing rudely against the
little dust boxes. These, being full to overflowing with golden dust,
spilled their contents, and powdered the bee quite yellow.
Having made sure that nothing more was to be found just there,
off flew the dusty bee to the next blossom. Into this it pushed its way,
and in so doing struck those pins which have no dust boxes; and
upon their broad, flat tips fell some of the yellow dust grains with
which its body was powdered.
Now there began to happen a strange thing.
But before I tell you more, I must stop one moment to remind you
that these pins without dust boxes are joined below into one piece,
and that this piece is set deep into the green cup which holds the
rest of the flower (see Fig. 4); and I must tell you, that, if you should
cut open this cup, you would find a number of little round objects
looking like tiny green eggs.
The strange thing that began to happen was this:—
Soon after the yellow dust from the bee fell upon the flat tips of the
pins without dust boxes, the little green objects deep within the green
cup became full of life, and began to get larger. And not only this: the
green cup also seemed to feel this new life; for it too grew bigger and
bigger, and juicier and juicier, until it became the fine juicy apple we
have before us this morning.
So now you understand a little of what happened to make the
great apple take the place of the delicate blossom.
THE APPLE’S TREASURES

I F we lift our apple by its stem, it hangs in the same position as


when growing on the tree (Fig. 5).
But the blossom whose place in the world is taken by this apple
held its little head proudly in the air. So let us put the apple in the
same position, and see what is left of the flower from which it has
come (Fig. 6).

Fig. 5

We see the apple stem, which last May was the flower stem. This
has grown thick and strong enough to hold the apple fast to the tree
till it ripens and is ready to drop.
The upper part of the stem you cannot see, because the apple has
swelled downwards all about it, or upwards we should say, if it were
still on the tree.

Fig. 6

On the top of the apple, in a little hollow, we see some crumpled


things which look like tiny withered leaves.
You remember that when the bee left the yellow dust in the apple
blossom, the green cup began to grow big and juicy, and to turn into
the apple. And these little crumpled things are all that is left of the
five green leaves into which the upper part of the cup was divided.
These little leaves have been out in all kinds of weather for many
weeks, so no wonder they look rather mussy and forlorn.
It is hard to realize that from the center of this now crumpled
bunch grew the pretty apple blossom.
Now where are those tiny round things that were packed away
inside the green cup?
Well, as that cup is now this apple, the chances are that they are
still hidden safely away within it. So let us take a knife and cut the
apple open.

Fig. 7

What do you find in its very heart? If you cut it through crosswise,
you find five brown seeds packed as neatly as jewels in their case
(Fig. 7); and if you cut it through lengthwise, you discover only two or
three seeds (Fig. 8).
Probably I need not say to you that these seeds were once the
little round things hidden within the green cup.

Fig. 8
Some day I will tell you a great deal more about the wonderful
golden dust which turns flowers into apples as easily as Cinderella’s
fairy godmother turned rats into ponies, and pumpkins into coaches.
But all this will come later. Just now I want to talk about something
else.
WHAT A PLANT LIVES FOR

W HEN you go for a walk in the country, what do you see all
about you?
“Cows and horses, and chickens and birds, and trees and
flowers,” answers some child.
Yes, all of these things you see. But of the trees and plants you
see even more than of the horses and cows and birds. On every side
are plants of one kind or another. The fields are full of grass plants.
The woods are full of tree plants. Along the roadside are plants of
many varieties.
Now, what are all these plants trying to do? “To grow,” comes the
answer. To grow big and strong enough to hold their own in the
world. That is just what they are trying to do.
Then, too, they are trying to flower.
“But they don’t all have flowers,” objects one voice.
You are right. They do not all have flowers; but you would be
surprised to know how many of them do. In fact, all of them except
the ferns and mosses, and a few others, some of which you would
hardly recognize as plants,—all of them, with these exceptions,
flower at some time in their lives.
All the trees have flowers, and all the grasses (Figs. 9, 10); and all
those plants which get so dusty along the roadside, and which you
call “weeds,”—each one of these has its own flower. This may be so
small and dull-looking that you have never noticed it; and unless you
look sharply, perhaps you never will. But all the same, it is a flower.
But there is one especial thing which is really the object of the
plant’s life. Now, who can tell me this: what is this object of a plant’s
life?
Do you know just what I mean by this question? I doubt it; but I will
try to make it clear to you.

Fig. 9

If I see a boy stop his play, get his hat, and start down the street, I
know that he has what we call “an object in view.” There is some
reason for what he is doing. And if I say to him, “What is the object of
your walk?” I mean, “For what are you going down the street?” And if
he answers, “I am going to get a pound of tea for my mother,” I know
that a pound of tea is the object of his walk.
So when I ask what is the object of a plant’s life, I mean why does
a plant send out roots in search of food, and a stem to carry this food
upward, and leaves to drink in air and sunshine? What is the object
of all this?
A great many people seem to think that the object of all plants with
pretty flowers must be to give pleasure. But these people quite forget
that hundreds and thousands of flowers live and die far away in the
lonely forest, where no human eye ever sees them; that they so lived
and died hundreds and thousands of years before there were any
men and women, and boys and girls, upon the earth. And so, if they
stopped long enough quietly to think about it, they would see for
themselves that plants must have some other object in life than to
give people pleasure.

Fig. 10

But now let us go back to the tree from which we took this apple,
and see if we can find out its special object.
“Why, apples!” some of you exclaim. “Surely the object of an apple
tree is to bear apples.”
That is it exactly. An apple tree lives to bear apples.
And now why is an apple such an important thing? Why is it worth
so much time and trouble? What is its use?
“It is good to eat,” chime all the children in chorus.
Yes, so it is; but then, you must remember that once upon a time,
apple trees, like all other plants and trees, grew in lonely places
where there were no boys and girls to eat their fruit. So we must find
some other answer.
Think for a moment, and then tell me what you find inside every
apple.
“Apple seeds,” one of you replies.
And what is the use of these apple seeds?
“Why, they make new apple trees!”
If this be so, if every apple holds some little seeds from which new
apple trees may grow, does it not look as though an apple were
useful and important because it yields seeds?
And what is true of the apple tree is true of other plants and trees.
The plant lives to bear fruit. The fruit is that part of the plant which
holds its seeds; and it is of importance for just this reason, that it
holds the seeds from which come new plants.
THE WORLD WITHOUT PLANTS

W E have just learned that the fruit is important because it holds


the plant’s seeds; and we know that seeds are important
because from them come the new plants for another year. Let us
stop here one moment, and try to think what would happen if plants
should stop having seeds, if there should be no new plants.
We all, and especially those of us who are children, carry about
with us a little picture gallery of our very own. In this gallery are
pictures of things which our real eyes have never seen, yet which we
ourselves see quite as plainly as the objects which our eyes rest
upon in the outside world. Some of these pictures are very beautiful.
They show us things so wonderful and delightful and interesting, that
at times we forget all about the real, outside things. Indeed, these
pictures often seem to us more real than anything else in the world.
And once in a great while we admire them so earnestly that we are
able to make them come true; that is, we turn our backs upon them,
and work so hard to bring them about, that at last what was only a
picture becomes a reality.
Perhaps some of you children can step into this little gallery of
your own, and see a picture of the great world as it would be if there
should be no new plants.
This picture would show the world some hundreds of years from
now; for, although some plants live only a short time, others (and
usually these are trees) live hundreds of years.
But in the picture even the last tree has died away. Upon the earth
there is not one green, growing thing. The sun beats down upon the
bare, brown deserts. It seems to scorch and blister the rocky
mountain sides. There are no cool shadows where one can lie on a
summer afternoon; no dark, ferny nooks, such as children love,
down by the stream. But, after all, that does not matter much, for
there are no children to search out such hidden, secret spots.
“No children! Why, what has happened to them?”
Well, if plants should stop having children (for the little young
plants that come up each year are just the children of the big, grown-
up plants), all other life—the life of all grown people, and of all
children, and of all animals—would also come to an end.
Did you ever stop to think of this,—that your very life depended
upon these plants and trees? You know that they are pretty to look
at, and pleasant to play about; but I doubt if you ever realized before,
that to them you owe your life.
Now let us see how this can be. What did you have this morning
for breakfast?
Bread and milk? Well, of what is the bread made? Flour? Yes, and
the flour is made from the seeds of the wheat. If the wheat stopped
having seeds, you would stop having bread made from wheat seeds.
That is plain enough.
Then the milk,—where does that come from?
“That comes from the cows, and cows are not plants,” you say.
True, cows are not plants, but what would happen to the cows if
there were no plants? Do not cows live in the green meadows,
where all day long they munch the grass plants? And would there be
any green meadows and all-day banquets, in years to come, if the
grass did not first flower, and then seed? So then, no grass, no
cows, and you would be without milk as well as without bread for
breakfast.
And so it is with all the rest of our food. We live on either plants or
animals. If there were no plants, there would be no animals, for
animals cannot live without plants.
It is something like the house that Jack built, isn’t it?
“We are the children that drink the milk, that comes from the cows,
that eat the grass, that grows from the seeds in the meadow.”
“If there were no seeds, there would be no grass to feed the cows
that give us our milk for breakfast.”
And so it is everywhere. Plants give us a kind of food that we must
have, and that only they can give. They could get on well enough
without animals. Indeed, for a long time they did so, many hundreds
of years ago. But animals cannot live without plants.
I think you will now remember why seeds are of such great
importance.
HOW THE APPLE SHIELDS ITS YOUNG

S OME time ago you noticed that apple seeds were packed away
within the apple as neatly as though they were precious jewels
in their case.
When we see something done up very carefully, surrounded with
cotton wool, laid in a beautiful box, and wrapped about with soft
paper, we feel sure that the object of all this care is of value. Even
the outside of such a package tells us that something precious lies
within.

Fig. 11

But what precious jewels could be laid away more carefully than
these apple seeds? And what jewel case could boast a more
beautiful outside than this red-cheeked apple (Fig. 11)?
Pass it around. Note its lovely color, its delicate markings, its satin-
like skin. For myself, I feel sure that I never have seen a jewel case
one half so beautiful.
Then cut it open and see how carefully the soft yet firm apple flesh
is packed about the little seeds, keeping them safe from harm (Fig.
12).
Fig. 12

But perhaps you think that anything so good to eat is not of much
use as a protection. It takes you boys and girls about half a minute to
swallow such a jewel case as this.
But here comes the interesting part of the story.
When you learn how well able this apple is to defend from harm its
precious seeds, I think you will look upon it with new respect, and will
own that it is not only a beautiful jewel case, but a safe one.
All seeds need care and wrapping-up till they are ripe; for if they
fall to the ground before they are well grown, they will not be able to
start new plants.
You know that you can tell whether an apple is ripe by looking at
its seeds, for the fruit and its seeds ripen together. When the apple
seeds are dark brown, then the apple is ready to be eaten.
But if, in order to find out whether an apple was ripe, you were
obliged always to examine its seeds, you might destroy many apples
and waste many young seeds before you found what you wished;
so, in order to protect its young, the apple must tell you when it is
ready to be eaten in some other way than by its seeds.
How does it do this? Why, it puts off its green coat, and instead
wears one of red or yellow; and from being hard to the touch, it
becomes soft and yielding when you press it with your fingers. If not
picked, then it falls upon the ground in order to show you that it is
waiting for you; and when you bite into it, you find it juicy, and
pleasant to the taste.
While eating such an apple as this, you can be sure that when you
come to the inner part, which holds its seeds, you will find these
brown, and ripe, and quite ready to be set free from the case which
has held them so carefully all summer.
But how does the apple still further protect its young till they are
ready to go out into the world?
Well, stop and think what happened one day last summer when
you stole into the orchard and ate a quantity of green apples, the
little seeds of which were far too white and young to be sent off by
themselves.
In the first place, as soon as you began to climb the tree, had you
chosen to stop and listen, you could almost have heard the green
skins of those apples calling out to you, “Don’t eat us, we’re not ripe
yet!”
And when you felt them with your fingers, they were hard to the
touch; and this hardness said to you, “Don’t eat us, we’re not ripe
yet!”
But all the same, you ate them; and the sour taste which puckered
up your mouth said to you, “Stop eating us, we’re not ripe yet!”
But you did not pay any attention to their warnings; and, though
they spared no pains, those apples were not able to save their baby
seeds from being wasted by your greediness.
But there was still one thing they could do to prevent your eating
many more green apples, and wasting more half-ripe seeds. They
could punish you so severely for having disobeyed their warnings,
that you would not be likely very soon to do the same thing again.
And this is just what they did.
When feeling so ill and unhappy that summer night from all the
unripe fruit you had been eating, perhaps you hardly realized that
those apples were crying out to you,—
“You would not listen to us, and so we are punishing you by
making you ill and uncomfortable. When you saw how green we
were, we were begging you not to eat us till our young seeds were
ripe. When you felt how hard we were, we were trying to make you
understand that we were not ready for you yet. And, now that you
have eaten us in spite of all that we did to save ourselves and our
seeds, we are going to make you just as unhappy as we know how.
Perhaps next time you will pay some heed to our warnings, and will
leave us alone till we are ready to let our young ones go out into the
world.”
So after this when I show you an apple, and ask you what you
know about it, I fancy you will have quite a story to tell,—a story that
begins with one May day in the orchard, when a bee went flower
visiting, and ends with the little brown seeds which you let fall upon
the ground, when you had finished eating the rosy cheeks and juicy
pulp of the apple seed case. And the apple’s story is also the story of
many other fruits.
SOME COUSINS OF THE APPLE

T HE pear (Fig. 13) is a near cousin of the apple.


But perhaps you did not know that plants and trees had
cousins.
As you learn more and more about them, you will begin to feel that
in many ways plants are very much like people.
Both the pear and the apple belong to the Rose family. They are
cousins to all the garden roses, as well as to the lovely wild rose that
you meet so often in summer along the roadside.

Fig. 13

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