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Social Justification
and Political Legitimacy
How Voters Rationalize
Direct Democratic Economic
Policy in America
Luis Antonio Vila-Henninger
Social Justification and Political Legitimacy
Luis Antonio Vila-Henninger
Social Justification
and Political
Legitimacy
How Voters Rationalize Direct Democratic
Economic Policy in America
Luis Antonio Vila-Henninger
UCLouvain
Louvain-la-Neuve, Belgium
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2020
Portions of this book have been reproduced from my dissertation, as well as Vila-
Henninger 2017, 2018, 2019a, and 2019b.
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and
retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc.
in this publication does not imply, even in the absence of a specific statement, that such
names are exempt from the relevant protective laws and regulations and therefore free for
general use.
The publisher, the authors and the editors are safe to assume that the advice and informa-
tion in this book are believed to be true and accurate at the date of publication. Neither
the publisher nor the authors or the editors give a warranty, expressed or implied, with
respect to the material contained herein or for any errors or omissions that may have been
made. The publisher remains neutral with regard to jurisdictional claims in published maps
and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
I would like to dedicate this book to those who supported and encouraged
me throughout this entire process. To name a few: Loretta Vila-Henninger,
Luis R. Vila-Henninger, Miguel Vila-Henninger, Rosario Rizzo Lara,
Terrence Hill, Harvey, Nazir Harb, Maitham Naeemi, Omar Harb,
Patrick Gahr, Chris Miller, Shanda Romans, Justin Knoll, the Qualidem
team, UCLouvain ISPOLE, the University of Arizona Graduate and
Professional Student Council, and the University of Arizona School of
Sociology—especially Heather Bremenstuhl, Jessie K. Finch, Kate Gunby,
and Sosuke Okada.
Acknowledgments
vii
Contents
1 Introduction 1
Part I
2 Theory 27
Part II
ix
x CONTENTS
Index 327
List of Tables
xi
xii LIST OF TABLES
Introduction
Empirical Puzzles
Investigating voters’ legitimations of their positions on DDEPs allows
us to investigate two important corresponding empirical puzzles. First,
while voter reasoning and rationalization are seen as primarily driven by
partisanship (e.g., Achen and Bartles 2016), American citizens appear
to vote for parties that they are economically incentivized to support
(e.g., McCarty et al. 2006). This raises the question: How do partisan-
ship and self -interest interact to shape partisan voters’ rationalizations of
their position on direct democratic economic policy (DDEP)?
Second, the voter reasoning literature sees actors’ rationalization of
their policy positions as based on discourses supplied by political parties
(for a summary see Achen and Bartels 2016). Such a perspective overlooks
the role that non-partisan discourses play (Taylor-Gooby et al. 2019), as
well as how party-transmitted discourses extend beyond any given party
(Vila-Henninger 2019b). This raises a subsequent question: What are
the discourses that voters draw upon to rationalize their direct democratic
economic policy (DDEP) positions?
4 L. A. VILA-HENNINGER
Empirical Agenda
Thus, this book empirically addresses two research questions. First, I
investigate how partisanship and self-interest interact to shape partisan
voters’ legitimations of their position on DDEPs. Answering this question
is important because it helps us to understand political legitimation. Polit-
ical legitimation is theorized to affect actors’ compliance or cooperation
with political power and personal belief in the legitimacy of policy and
the American political system more broadly (Weber 1978 [1922]: 212–6
(esp. 213), 953–5; Lipset 1959, 1963, 1990; Beetham 1991; Beetham
and Lord 1998; for qualitative analysis see Van Ingelgom 2014: 5–6).
The first question then investigates the motives that affect how people
(de)legitimate DDEPs.
Second, I investigate the widely accepted political and economic
beliefs, norms, and values that voters draw upon to rationalize their
DDEP positions. The second question helps us to understand the norma-
tive basis of the political legitimacy of DDEPs. In particular, I investigate
the values (Lipset 1963), standards of governance (Beetham 1991;
Beetham and Lord 1998), and normative ends (Spillman 2012; Spillman
and Strand 2013) that actors use to (de)legitimate DDEPs.
These values, ends, and standards of governance are thus part of the
normative basis upon which respondents socially accept (legitimate) or
reject (delegitimate) of the political power of DDEPs. Subsequently, these
values, normative ends, and standards are then theorized to constitute
part of the basis of actors’ compliance or cooperation with political power
and personal belief in the legitimacy of DDEPs and the American political
system more broadly (Weber 1978 [1922]: 212–6 (esp. 213), 953–5;
Lipset 1959, 1963, 1990; Beetham 1991; Beetham and Lord 1998; for
qualitative analysis see Van Ingelgom 2014: 5–6).
how voters make decisions about voting for partisan candidates. This
scholarship utilizes recent iterations of rational choice models to focus
on bounded rationality (Simon 1997) and the biases (Kahneman and
Tversky 1972) and heuristics (Tversky and Kahneman 1974) that shape
information processing in political reasoning. Voter decision-making and
public opinion is then either enhanced (in the case of heuristics) or
hampered (in the case of biases) by political norms and partisan identity
(e.g., Gigerenzer and Todd 1999; Bartels 2002; Lau and Redlawsk 2006;
Westen et al. 2006; Martin and Desmond 2010; Baldassarri 2012; Brooks
and Manza 2013; Lodge and Taber 2013; Baldassarri and Goldberg
2014; Achen and Bartels 2006, 2016; Baldassarri and Park 2020).
In the process of transforming the rational choice model, research on
political reasoning has transformed our outlook on voter motives. Instead
of assuming a materialist approach to politics, in which voters often seek
to maximize utility through voting (e.g., Downs 1957), scholars have
demonstrated that voters only pursue self-interest in circumstances where
the stakes are high and the issues are clear (Sears and Funk 1991; Bartels
2005). Scholars have also argued that policy preferences (e.g., Brooks and
Brady 1999; Ansolabehere et al. 2006; McCarty et al. 2006) shape voter
decision-making.
Furthermore, American citizens have historically tended to vote for
parties that they are economically incentivized to support (e.g., McCarty
et al. 2006; Widestrom et al. 2018). Researchers have found that measures
of household income distribution correspond with actors’ political views
and policy positions (Weeden and Grusky 2012; Dodson 2017).
This extends to the literature on American presidential voting, which
suggests that a citizen will tend to vote for the candidate from the party
that supports policy that shifts household income distribution in favor of
the voter (Stonecash 2000; Brewer and Stonecash 2001; Bartels 2006;
McCarty et al. 2006; Volscho and Kelly 2012; Franko et al. 2013; Wide-
strom et al. 2018). By some estimates, this trend extended from 1976
through 2004 for presidential voting among white Americans (Bartels
2006).
The trend in American presidential voting was that as a citizen’s house-
hold income increased, so did the probability that (s)he would vote for a
Republican presidential candidate (Gelman 2008; Baldassarri and Gelman
2008). This relationship held even after controlling for variables such as
sex, age, education, and gender (Gelman 2008). Moreover, scholars have
found a persistent relationship between American partisan control at the
6 L. A. VILA-HENNINGER
federal level and “share of income gains” for the top 1% of income earners
(Volscho and Kelly 2012; Widestrom et al. 2018: 6). Taken together, this
literature suggests a potential alignment between American voter parti-
sanship and economic incentives stemming from federal economic and
tax policies that influence household income distribution.
This then raises the question of if and how self-interest and partisan-
ship interact to affect voter reasoning and demonstrates the potential to
expand theories in which self-interest and partisanship compete (Jenke
and Huettel 2016). While quantitative work has investigated this process
as it is associated with voter decision-making, scholars have yet to
investigate the role it plays in structuring voter political rationalization.
Furthermore, the broader literature on political rationalization over-
looks the role of self-interest in shaping rationalization. This litera-
ture has established that actors rationalize for a variety of reasons: to
comply with social pressure (e.g., Haidt 2001; Vaisey 2009), in response
to group loyalties—including partisan allegiances—to reaffirm “prior
beliefs” (e.g., Achen and Bartles 2006, 2016), to perform information
transfer (Cushman 2019), to respond to moral intuitions (e.g., Haidt
2012), for consonance of behaviors and attitudes (Heider 1958), to
“sound rational” and avoid cognitive dissonance (e.g., Festinger 1962),
and/or to avoid social or existential threat—thereby defending the status
quo (e.g., Jost et al. 2009). However, while some have begun to theorize
the role of self-interest in rationalization (Jost et al. 2017), the literature is
in its infancy and has yet to investigate how partisanship and self-interest
interact to structure political rationalization.
A further gap is that these perspectives do not recognize political ratio-
nalizations as legitimations. Lipset (1994: 10) highlights the importance
of the electorate in understanding the legitimation of democratic govern-
ments. However, in the sociological literature on legitimation, there is
a gap concerning motives. For example, Weber (1978 [1922]) theorizes
the factors that shape how actors ascribe legitimacy, as well as compli-
ance with legitimate power, but does not theorize the factors that affect
legitimation itself.
Thus, in this analysis I address these gaps by responding empirically the
first research question. Furthermore, research demonstrates that the bases
for legitimacy and illegitimacy are asymmetrical (Schoon 2014). Thus, I
investigate the motives as legitimation and delegitimation as potentially
separate.
1 INTRODUCTION 7
Beetham and Lord 1998; Zelditch 2001, 2006). I also seek to extend
theories of voter rationalization (Achen and Bartels 2006, 2016) and
justification (Mills 1940; Scott and Lyman 1968; Boltanski and Thévenot
2006: 131; Barnard 2016; Hansen 2019). Specifically, I use my findings
to bridge the justification, rationalization, and legitimacy literatures in
order to develop a theory of voter DDEP position rationalization.
My analytical approach employs Michael Burawoy’s “Extended Case
Method” (ECM) (Burawoy 1998, 2009; Sallaz 2009) to interpret my
findings and engage in theory building (Vila-Henninger 2017, 2018,
2019a, 2019b). Specifically, I use Burawoy’s principle of “reconstruc-
tion” in the coding and analysis of my data. Reconstruction uses a core
theory to identify anomalous cases in the data in order to build theory.
In particular, my analysis consists of identifying policy-specific iterations,
or “rationales,” of widely accepted beliefs that are available in public
discourse. The process that results from this strategy of “reconstruction”
is a mode of analysis that is similar to abduction in its theory-building
logic based on identifying anomalous cases (Timmermans and Tavory
2012: 171; Tavory and Timmermans 2014), but is distinct to the extent
that it starts with two core theories in order to identify theoretically
anomalous cases.
The important point of distinction here is that I seek to contribute
by expanding extant theory rather than generalizing to a population. By
elaborating extant theory, this book can help facilitate future scholarship
by contributing to the analytical framework that researchers can use in
their research design and analysis—as well as in formulating hypotheses
(Shadish et al. 2001). In this sense, my findings will be generalizable to
the extent that any theory is generalizable.
Case Selection
In studying voter DDEP position rationalizations, I wanted to select
ballot measures that were not simply a result of partisan politics but rather
incorporated economic policy incentives and cues about partisan affilia-
tion. In contrast to ballot measures written by state legislatures, Citizen
Initiated State Statutes (CISS) are written by citizens and appear on the
ballot because the proponents of the measure succeeded in collecting
a state-determined number of signatures. This type of process requires
some financing and organization, but produces statutes that are more
organic to the state’s population.
12 L. A. VILA-HENNINGER
Research Design
In order to employ my analytical approach to build theory in response to
the book’s two research questions, I use data from respondents who were
recruited based on two quasi-independent variables that correspond to
voter partisanship and self-interest: partisan affiliation and economic posi-
tion—respectively. It is crucial to note that in my research design, instead
of standard quantitative “variables,” partisan affiliation and economic
position are each instances of a “quasi-independent variable.” As defined
by the American Psychological Association Dictionary of Psychology, a
quasi-independent variable is “in experimental design, any of the personal
attributes, traits, or behaviors that are inseparable from an individual
and cannot reasonably be manipulated. These include gender, age, and
ethnicity. Such attributes may be modeled and treated as statistically inde-
pendent but are not subject to random assignment, as are independent
variables.”2
I operationalized each quasi-independent variable—partisan affiliation
and economic position—as dichotomous: Democrat vs. Republican and
High vs. Low-Income—respectively. Because I address the empirical
puzzle of how partisanship and self-interest interact to shape voter ratio-
nalization, each quasi-independent variable is categorical and cannot be
operationalized in terms of “treatment” versus “pre-treatment.” Thus,
rather than comparing a pre-treatment group to a treatment group, I
compared four different comparison groups that constituted the four
different possible combinations of each of my two dichotomous cate-
gorical quasi-independent variables (Shadish et al. 2001). This means
14 L. A. VILA-HENNINGER
Chapter Overview
In order to conduct this analysis and theory building process, I proceed
in Chapter 2 by providing an overview of theory and empirical work rele-
vant for understanding this research puzzle and conducting an empirical
analysis of voter DDEP rationalizations. As previously mentioned, I then
outline my analytical approach and theory building strategy in Chapter 3.
Next, I provide an overview of my data and methods in Chapter 4.
Subsequently, I conduct empirical analysis for each of the afore-
mentioned DDEPs (Chapters 5–7). Each of the empirical chapters
about individual DDEPs analyzes legitimations according to the inter-
action of self-interest and partisan affiliation. In a final empirical chapter
(Chapter 8), and in order to extend theory, I investigate legitimations in
each of the three ballot measures that extend across partisan affiliation
and economic position. I then conclude with a chapter in which I use my
findings to build theory (Chapter 9).
16 L. A. VILA-HENNINGER
Notes
1. Ballot measures available on NCLS.org.
2. https://dictionary.apa.org/quasi-independent-variable.
3. The text each measure is available in the corresponding empirical chapter
and at the Arizona Secretary of State’s website.
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Part I
CHAPTER 2
Theory
Introduction
This book empirically addresses two research questions. First, I investigate
how partisanship and self-interest interact to shape partisan voters’ legiti-
mations of their position on direct democratic economic policy (DDEP).
Answering this question is important because it helps us to understand
political legitimation. Subsequently, legitimation is theorized to affect
actors’ compliance or cooperation with political power and personal belief
in the legitimacy of DDEPs and the American political system more
broadly (Weber [1922] 1978: 212–6 (esp. 213), 953–5; Lipset 1959,
1963, 1990; Beetham 1991; Beetham and Lord 1998; for qualitative
analysis see Van Ingelgom 2014: 5–6). The first question then investi-
gates the motives that affect how people legitimate DDEPs. My empirical
response helps to fill a key gap in the literature concerning voter legitima-
tion—which has been recognized as an important element of the political
legitimacy of liberal democracies (Lipset 1994: 10).
Second, I investigate the widely accepted political and economic
beliefs, norms, and values that voters draw upon to rationalize their
DDEP positions. The second question helps us to understand the norma-
tive basis of the political legitimacy—or lack thereof—of DDEPs. In
particular, I investigate the values (Lipset 1963), standards of governance
(Beetham 1991; Beetham and Lord 1998), and normative ends (Spillman
2012; Spillman and Strand 2013) that actors use to (de)legitimate
DDEPs. These values, normative ends, and standards of governance are
thus part of the normative basis upon which respondents socially justify
supporting (legitimating) or opposing (delegitimating) the political power
of DDEPs.
Subsequently, these values, normative end, and standards are then
theorized to constitute part of the basis of actors’ compliance or cooper-
ation with political power and personal belief in the legitimacy of DDEPs
and the American political system more broadly (Weber [1922] 1978:
212–6 (esp. 213), 953–5; Lipset 1959, 1963, 1990; Beetham 1991;
Beetham and Lord 1998; for qualitative analysis see Van Ingelgom 2014:
5–6). My analysis then synthesizes overlapping models of reasoning from
the voting literature and the morality literature—thereby addressing a gap
in the literature noted by political sociologists (Brooks and Manza 2013:
745).
Claims to Legitimacy Theory Legitimacy Theory Legitimacy Theory Legitimacy Theory Legitimacy Theory
legitimacy (for summaries see (for summaries see (for summaries see (for summaries see (for summaries see
Zelditch 2001, Zelditch 2001, Zelditch 2001, Zelditch 2001, Zelditch 2001, 2006;
2006; Zelditch and 2006; Zelditch and 2006; Zelditch and 2006; Zelditch and Zelditch and Walker
Walker 2003; Walker 2003; Walker Walker 2003; Walker 2003; 2003; Walker 2014;
Walker 2014; 2014) Walker 2014; Walker 2014; Gordon 2020)
Gordon 2020) Gordon 2020) Gordon 2020)
Broader Weber [1922] This Book When applied to Lipset (1959, Weber ([1922]
justification 1978: 953–55); political 1963); This Book 1978); Lipset (1959,
Berger and justifications: 1963)
Luckmann (1966); Sociology of
Homans (1974); Accounts (Mills
Beetham (1991); 1940; Scott and
Beetham and Lord Lyman 1968;
(1998); Duchesne Polletta et al. 2011;
et al. (2013); Van Kiviat 2017)
Ingelgom (2014) French Sociology of
Justification
Tradition (Boltanski
2
Legitimacy
Much of the work in American and European sociology and political
science on political legitimacy is based on the theory of Max Weber. For
Weber, legitimate power establishes both obligations and standards for
desirable conduct (Weber [1922] 1978: 31). Action driven by legitimacy
is thus normative rather than the result of strategic calculation (Weber
[1922] 1978; for a summary see Dornbusch and Scott 1977; Walker
2014). According to Weber, authority then gained or maintained legit-
imacy by appeal to (1) tradition, (2) legality, and/or (3) charisma (Weber
[1922] 1978: 215–6, 952–5; Lipset 1963; Walker 2014).
From the Weberian tradition, understanding legitimacy begins with
power. Power is unstable if it must continually be enforced or relies upon
actors’ interests for compliance. Thus, for Weber, power is legitimate if
those subject to power accept and/or comply with the demands of power
upon normative grounds—meaning that power is seen as obligatory or
exemplary. The idea here is that power is much more stable if those who
are subject to power accept it as normative.
Most importantly from the Weberian perspective is the idea that legit-
imacy needed to be analyzed as actors’ “belief in legitimacy”—which
enabled sociologists to study legitimacy as a social phenomenon rather
than a philosophical issue (for empirical analysis see Van Ingelgom 2014).
Furthermore, power is legitimate to the degree that it is widely perceived
as legitimate (Weber [1922] 1978; Johnson et al. 2006; Van Ingelgom
2014). This means that individuals do not need to agree with the exercise
of power or the collective beliefs, norms, and values with which power is
aligned. Rather, individuals need to perceive both power and the collec-
tive elements it is justified in terms of as being widely accepted (Johnson
et al. 2006: 55–6; Van Ingelgom 2014: 5–6).
This means that legitimacy exists regardless of individuals’ opinions of
power. Instead, the key is that power is accepted, acknowledged, and/or
complied with. An integral part of this process is then the perception
that others accept and comply with power—which reinforces the percep-
tion of power as legitimate. Action that is purely driven by legitimacy
is thus normative rather than the result of strategic calculation (Weber
[1922] 1978: 31–3, 212–5; Lipset 1959, 1963; Dornbusch and Scott
2 THEORY 31
1977; Beetham 1991; Beetham and Lord 1998; Zelditch 2001, 2006;
Zelditch and Walker 2003; Johnson et al. 2006; Van Ingelgom 2014;
Walker 2014; Gordon 2020).
Thus, in the Weberian tradition, political power is “legitimate” to the
extent that it is acknowledged (Walker 2014) as constituting an obligation
or an exemplary form of conduct. Power can be explicitly acknowledged
through discourse or acknowledgement can be shown through behavioral
compliance.
A major figure in this tradition is Seymour Lipset (1959, 1963, 1990).
Lipset defines legitimacy as a normative “title to rule” (1963: 17, 290).
Lipset builds on Weber’s characterization of political legitimacy as stem-
ming from tradition, legality, and charisma (1963). For Lipset, the central
element of legitimacy for legal systems was that they share the “values”
of the citizens. Thus, institutions were formed and legitimated based
on shared beliefs (e.g., Lipset 1963: 16) and values in particular (ibid.:
245, Lipset 1990). However, Lipset saw the role of values as a legiti-
mating force extending beyond legal systems to, for example, charismatic
authority. For Lipset, charismatic leaders could gain and legitimate their
authority by appealing to values shared by their audience (Lipset 1963:
18).
Besides values, the other key source of legitimacy for Lipset was a
government’s efficacy in achieving commonly held goals for governance
(Lipset 1963: 90). However, this source of legitimacy was ultimately
unstable. Thus, it was advantageous for governments to establish legit-
imacy by rooting themselves in widely held values—as values serve as a
normative rather than performative basis of legitimacy (ibid.: 245).
A key element of Lipset’s political analysis, then, was to understand
a country’s shared values (e.g., ibid. 1990). By analyzing these shared
values, scholars could then investigate the development of a nation’s insti-
tutions and their legitimacy (ibid. 1963: 2). Importantly, Lipset shared
the Weberian perspectives that values were historically determined (ibid.:
7).
Another strand of literature in American sociology comes from “Legit-
imacy Theory” (for summaries see Zelditch 2001, 2006; Zelditch and
Walker 2003; Walker 2014; Gordon 2020). This work in Legitimacy
Theory by social psychologists is based on Dornbusch and Scott’s (1977)
distinction between two types of legitimacy they claim Weber conflated:
“propriety” and “validity.” Propriety is an individual’s evaluation of a
social system, or element of a social system, as exemplary (Homans 1974;
32 L. A. VILA-HENNINGER
Zelditch 2001, 2006; Walker 2014). On the other hand, power is “valid”
when compliance is widely accepted as obligatory (Zelditch 2001, 2006;
Walker 2014). Actors “acknowledge” validity through their compliance
(Walker 2014). Validity is then justified in terms of tradition, rational or
natural law, or charisma (Weber [1922] 1978: 215; Walker 2014), and
science (Stryker 1994).
Validity involves two self-reinforcing mechanisms: support by authority
figures (authorization) and popular support (endorsement) (Dornbusch
and Scott 1977; Zelditch 2001, 2006: 335; Walker 2014; Walker and
Willer 2014; Gordon 2020). An important nuance here is that endorse-
ment can then be understood as collective propriety (Walker 2014: 368).
Both of these mechanisms serve to reproduce the perception that valid
orders are widely accepted and thus reinforce the obligation for compli-
ance (for summaries see Zelditch 2001, 2006; Zelditch and Walker 2003;
Walker 2014).
European qualitative political science and political sociology have long
utilized political theorists such as David Easton and David Beetham. For
example, for Easton, legitimacy is the belief “[t]hat it is right and prop-
er…to accept and obey the authorities and to abide by the requirements
of the regime. It reflects the fact that in some vague or explicit way [a
person] sees these objects as conforming to his own moral principles, his
own sense of what is right and proper in the political sphere” (Easton
1965: 278; 1975: 451). This seems to echo Weber’s argument that legit-
imacy is the sense that something is “obligatory” or “exemplary.” Easton
then decomposes legitimacy into different types that vary according to
“objects of legitimacy” (Regime vs Authorities) and “Sources of Legiti-
macy” (Ideology vs. Structure vs. Personal Qualities) (see Easton 1975:
452).
For Beetham (Beetham 1991; Beetham and Lord 1998), political
power is legitimate if it satisfies three conditions. First, power must be
established and exercised within the bounds of widely accepted rules.
This principle is referred to as “legality.” Second, the rules by which
power is bounded must be justifiable according to broadly accepted beliefs
about the source of authority, as well as widely accepted beliefs about
the standards for, and ends of, governance. This principle is referred to
as “normative justifiability.” Third, positions of power must be expressly
affirmed by both subordinates as well as others in legitimate positions of
power. This principle is referred to by Beetham as “legitimation.” This
2 THEORY 33
Legitimation
A political legitimation, then, is an actor’s rationalization (or justification
or validation) of a political system, or an element of a political system,
in terms of widely accepted beliefs, norms, or values (for summaries
see Weber [1922] 1978: 954; Lipset 1959: 86–7; Zelditch 2001, 2006;
Zelditch and Walker 2003; Walker 2014; Johnson et al. 2006).
Weber emphasizes that organizational power requires self-
justification—or “legitimation”—in order for such power to continue to
be exercised. In this sense, for Weber ([1922] 1978: 952–4) legitimation
is the justification of power. This was then appropriated by Seymour
Lipset. Along the lines of Weber’s conception of legitimation as the
justification of power, Lipset framed legitimation as “morally accepting”
(ibid. 1963: 232) a political system—or an element of a political system.
Legitimacy Theory restricts its definition of “legitimation” to justifica-
tions that explicitly address claims to legitimacy. We see this in Legitimacy
Theory’s work on “justification”—which builds on the conceptualiza-
tion of justification from the “Sociology of Accounts” (Mills 1940; Scott
and Lyman 1968; Polletta et al. 2011; Kiviat 2017) as an attempt to
legitimate unexpected or deviant acts (Mills 1940; Zelditch 2001: 7).
Legitimacy Theory is referred to by some as the “cognitive orientation”
approach to legitimacy (Stryker 1994) and complements similar work in
social psychology (Berger and Luckmann 1966; Cook 1975; Ridgeway
and Berger 1986).
Beetham’s definition of “legitimation” is analogous to Legitimacy
Theory’s concept of “propriety.” By contrast, this book uses “legit-
imation” to connote Beetham’s concept of “normative justifiability.”
Empirical work over the past decade (e.g., Duchesne et al. 2013; Van
Ingelgom 2014) in Europe investigates legitimation as normative justifia-
bility by building on Juan Díez Medrano’s (2003) analysis of “frames”
34 L. A. VILA-HENNINGER
terms of widely accepted beliefs and values” (for summaries see Weber
[1922] 1978: 954; Lipset 1959: 86–7; Beetham 1991; Zelditch 2001,
2006; Zelditch and Walker 2003; Walker 2014; Johnson et al. 2006; Van
Ingelgom 2014; for morally specific legitimation see Abulof 2016).
Political legitimation then spreads, re-establishes, or maintains the
legitimacy of social systems whose legitimacy is directly contested (for
a summery see Zelditch and Walker 2003, Zelditch 2006; Walker 2014).
However, the justification of power is crucial even when the legitimacy
of a social system is not directly contested or even if justifications do not
make explicit claims about legitimacy. For example, Max Weber theorizes
that the continuation of organizational authority relies upon ongoing
processes of self-justification in terms of the basis of said authority (Weber
[1922] 1978: 953–5). From this perspective, the justification of power
facilitates continual compliance with authority (ibid.: 953).
Furthermore, for Weber ([1922] 1978), we can see an important
gap concerning the motives that drive legitimation. According to Weber,
compliance with legitimacy may be based on interest or maybe be subjec-
tive (ibid.: 33, 213). Individuals’ ascription of legitimacy as a “belief in
legitimacy” (ibid.: 213) is then based on normative factors (ibid.: 36).
Subsequently, there are then three ideal types of legitimacy beliefs that
have three corresponding normative bases: rational grounds with a corre-
sponding belief in legality of rule and right of authority figures to rule,
traditional beliefs and corresponding belief in sanctity of tradition and
legitimacy of traditional authority figures, and charismatic grounds and
corresponding devotion to a charismatic leader (ibid.: 215). Each of
these normative bases of legitimacy beliefs then constitutes a grounds for
legitimation (ibid.: 954).
However, for Weber ([1922] 1978), legitimation is broader than these
three ideal types and is fundamentally normative (ibid.: 31, 213, 764–5).
Thus, there are different normative grounds upon which authority may be
legitimated: natural law (ibid.: 867), utilitarian (ibid.: 870), status (ibid.:
766), and knowledge (ibid.: 766). For example, legal authority is estab-
lished through reference to legal norms, which are established through
reference to value rationality and expedience (ibid.: 217).
The gap in Weber’s work then concerns factors that motivate legitima-
tion. Turning to the rationalization literature, scholars have established
that actors rationalize for a variety of reasons: to comply with social pres-
sure (e.g., Haidt 2001; Vaisey 2009), group loyalties—including partisan
allegiances—to reaffirm “prior beliefs” (e.g., Achen and Bartles 2006,
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in cattle kept on distillery and brewery dregs. Lead taken in small
quantities in soft water that has run through lead pipes or stood in
leaden cisterns produces in cows and other animals chronic
affections of the kidney. Ellenberger and Hofmeister have produced
the disease experimentally with lead and copper respectively.
Microbian invasions of the kidney that advance slowly like
glanders and tubercle are further causes of chronic nephritis. Other
secondary microbian infections of the kidney are complications of
infectious diseases in other parts, including abscess, pyæmia,
septicæmia, ulcerative endocarditis of the left heart, bronchitis,
pneumonia (Fröhner), and of others less directly in the line of the
circulation, as omphalitis, uterine phlebitis (Lustig), abscess of the
nasal sinuses, bones, and fistulæ (Trasbot).
In other cases the nephritis is evidently a result of the irritation
caused by toxins in process of elimination by the kidneys, as there is
no evidence of a nephritic infection.
In some instances minute emboli originating in the lungs or heart,
become the starting point of the nephritis, which slowly extends by
reason of infection or low condition and special susceptibility.
Disease of the aorta or renal artery may lead to this condition as
noticed by Cadeac and Lustig. Cadeac has also noticed its association
with aneurism of the mesenteric arteries so that the strongylus
(sclerostoma) armatus may be considered as a factor. Again in old
horses and dogs it has been associated with atheroma of the aorta
and renal vessels (Trasbot).
Overfeeding is not without its influence, especially when on animal
food, which charges the kidneys with excreting an excess of the
irritating urea and uric acid, and this is one reason why it is far more
frequent in house dogs than in other domestic animals. When the
meat is already decomposing and putrid there is the added evil of a
quantity of toxins and even of microbes to be eliminated from the
system by the much abused kidneys. Add to these that the dog’s
urine is even in the normal condition more dense and contains more
irritating ingredients than that of herbivora, and that owing to the
slight activity of his perspiratory apparatus he can obtain less relief
from the skin, and we find a substantial ground for the prevalence of
chronic nephritis in this animal.
Disease of the valves of the right heart or dilatation with
insufficiency of the auriculo-ventricular valves is a potent cause of
nephritis, the reflux of blood into the veins and the increased venous
tension, speedily producing passive congestion and a slow type of
inflammation in the kidney. This factor is especially liable to operate
in dogs, which are particularly obnoxious to rheumatism and
valvular ulceration, and are very subject to nervous cardiac
disorders; in horses that have contracted heaves; and in beef breeds
of cattle which suffer from fatty degeneration of the heart with
dilatation.
The influence of calculi must not be overlooked, whether they are
lodged in the pelvis, the chalices, or the uriniferous tubules. Their
tendency is to induce local irritation and exudation, with fibroid
degeneration and thickening of the walls of the tubules or pelvis and
of the adjacent tissue.
When to one or more of the above conditions there are added
overfeeding or what is worse a low condition from starvation or
unwholesome food (permeated by bacteria or cryptogams or
containing vegetable acids), and when to crown all there are frequent
exposures to cold or wet, we have a vicious combination especially
conducive to kidney trouble.
Habitual retention of urine in mares in harness, in house dogs, or
in horses in railway cars, and violent exertion, or sprains of the back
are among the remaining accessory causes.
Symptoms. These are often slight or obscure, so that not only
owners and attendants but even veterinarians are liable to overlook
them. Loss of flesh, flabbiness of the muscles and a lack of spirit and
energy are among the first symptoms. The horse appears stiff,
especially in his loins and hind limbs, and fails to advance the hind
feet as far under the belly as formerly, and straddles more. When put
to work he is early fatigued and appears unfit for sustained exertion.
His movements are slow and if urged to a trot he may even groan
with every step and quickly settles back to his sluggish pace. If
turned sharply round on himself he does so with difficulty and often
groans. When he is mounted or when the loins are pinched he may
droop to excess. If you come on him lying down, and urge him to rise
he may rise on his fore limbs and sit on his haunches until urged
before he makes any attempt to raise himself on his hind. The dog
may spend most of his time in the kennel, and show little disposition
to run, play or hunt. On the contrary the owner may have to call him
several times before he will come out and then he moves listlessly,
wearily and even weakly.
In all animals the appetite is poor or capricious, and the patient
gradually loses condition, at first slowly and later, after a few weeks
or months, more rapidly. The advance of anæmia is also steadily
progressive.
Dropsical effusion is not uncommon. It is often prominent in the
horse as stocked limbs, but may be absent for a length of time. In
other animals it is more likely to appear later in the disease and
under the chest or abdomen or in one of the internal serous cavities.
Trasbot has found it absent for months in the nephritic dog.
The exploration of the kidney through the flaccid abdominal walls
in small animals, and through the rectum in small horses and cattle,
may reveal renal tenderness and even swelling. If there is a tendency
to frequent passage of urine in small quantities, or to straining
without micturition, the indication is of value.
There may be little or no fever, and, when left at rest, little
evidence of discomfort.
Any indication of urinary trouble, and especially with dropsy,
weakness, flabbiness and anæmia and a subnormal temperature,
should lead to examination of the urine, as a crucial test. A high
density is good ground for suspicion. But this is not constant. In
advanced cases (chronic interstitial nephritis, small white kidney,
atrophic nephritis) it may be 1015 to 1025, in exceptional advanced
cases with polyuria, it may be 1010, 1005, or even 1001. With such a
condition, however, there is great anæmia, pallor of the mucosæ, and
prostration. Tested with nitric acid and heat, the urine throws down
an abundant precipitate of albumen. Under the microscope it shows
a profusion of granular, degenerating epithelial cells, and casts of the
uriniferous tubes.
Progress. The course of the disease is usually slow, extending over
several months, but with a tendency to constant advance. The thirst
increases and the urine increases in amount, clearness and levity.
There may supervene extreme sluggishness, dropsies, anæmia, and
weakness, irritability of the heart, and palpitations on slight exertion.
So long as the heart’s action is strong, elimination may be
maintained and life prolonged for months (in cow, Dickinson), or
years (Friedberger and Fröhner). When the heart’s action becomes
weak, elimination is rendered imperfect and the animal shows
catarrh of the lungs or bowels (common in dogs), local inflammation
of the lungs, pleura or pericardium, or œdemas, or hæmorrhages.
The toxic effect on the nerve centres is shown by stupor or lethargy,
or vertigo. When an abscess forms it is associated with a temporary
rise of temperature (Trasbot). The patient may die in convulsions, in
a state of coma, or by gradually advancing debility and failure of the
heart.
Lesions. In cases of comparatively short standing the kidney is
usually of full size, or somewhat enlarged, with firmly adherent
capsule and rough or even nodular surface. The surface of the cortex
may be red or grayish or parti-colored, pink and gray. The cortical
portion is firm and it may even be attenuated somewhat, while the
medullary portion, naturally lighter, has often grayish streaks
converging toward the hilus. When the gray streaks are scraped with
the knife a serous fluid, mixed with fatty granules or globules, is
obtained. The glomeruli may be still about the normal size with some
increase of the epithelial tuft cells. The tubules contain casts (colloid,
hyaline, granular), and their epithelium normally columnar, are
flattened down to cubes and are swollen, granular or fatty.
In cases of older standing the connective tissue has usually
undergone a marked increase. The capsule is thick, dense and
adherent. The cortical substance is shrunken with a great increase of
the fibrous elements, and the same holds true of the medullary
portion. In consequence of this, even in the cortical substance the
white or gray color predominates. The parenchymatous tissue
(glomeruli, tubules) have greatly shrunken. In connection with the
contraction of the forming fibrous hyperplasia, there is a general
shrinkage of the kidney in size, it may be to one-half its original
volume. Trasbot reports a case of nephritis, of 8 months standing, in
the dog, with a kidney half the normal size. In the end the
parenchyma may have practically disappeared, and the kidney may
have shrunken to a small, firm, white, fibrous mass. Abscess of the
kidney is exceptionally met with (Laurent, Lafosse).
Lesions of distant organs are not uncommon. Bronchitis,
pneumonia, pleurisy, insufficiency of the tricuspid or mitral valves,
dilated heart, hypertrophied or fatty heart, congested or fibroid liver,
arteritis, and dropsies are among such morbid conditions.
Prognosis. This is almost always unfavorable. Death may be
delayed for months or years, and partial transient recoveries may
take place but a restoration to normal structure and function is not to
be looked for.
Treatment. This cannot be expected to be much more than
palliative. The avoidance of overwork, and of the exposure to cold
and wet, and the securing of a free action of the skin by warm
buildings and clothing, are essential. The diet should be easily
digested and non-stimulating, for herbivora green food, carrots,
roots, apples, silage, with a moderate allowance of oats to counteract
weakness and anæmia; and for carnivora, milk, buttermilk, mush
made of oat, wheat or barley meal, with, if necessary, a slight
allowance of tender raw meat. Tonics fill a similar need. Iron and
bitters may be combined. Or hydrochloric acid or nitromuriatic acid
with bitters (nux, calumba, salicin, quassia) may be tried. These
acids are especially valuable when the case has originated in or is
maintained by calculi, indigestion or hepatic disorder. When the
heart is defective in tone, it may be stimulated by small doses of
digitalis, strophanthus, sparteine, caffein, or nitro-glycerine, or to a
certain extent by strychnia or nux. These, however, must be used
with judgment, if it is found that they aggravate the case by
increasing the arterial tension. In those cases in which there is an
excessive secretion of watery urine, the possible source of this in
musty aliment should be avoided, and the flow checked by nux
vomica, in moderate doses, and bromide or iodide of potassium in
full doses. When, on the other hand, the urine becomes scanty and
dense, the great danger of a toxic action must be met by agents that
favor excretion. Pure water at will is perhaps the least objectionable
of such agents, but potassium or sodium acetate or citrate, or even
sodium chloride, in weak solution, may be given. In some cases
benefit will come from a moderate use of the balsam of copiaba, or
the leaves of buchu, which may improve the tone of the secretory
elements. The most promptly effective of these agents is pilocarpin
(Friedberger and Fröhner), but it has the serious drawback of
inducing profuse and dangerous depletion and debility. Yet in careful
hands, and with good cardiac tone, it may often be used to
advantage.
Fomentations over the loins, warm baths and mustard
embrocations, may at times be beneficial. Attempts have been made
to check the hyperplasia by the use of arsenic, mercury or the
compounds of iodine, but their use in such cases is based on theory
rather than accomplished results.
HYPERTROPHY OF THE KIDNEY.
1. Non-malignant: Fibroma.
Lipoma.
Angioma.
Adenoma.
Papilloma.
2. Malignant: Sarcoma.
Carcinoma.
RENAL PARASITES.
Echinococcus: Herbivora, Omnivora.
Bilharzia Crassa: Egyptian cattle.
Strongylus Gigas: Horse, ox, dog, man.
(Cysticercus Tenuicollis: Ruminants: Pig).
Tænia serrata: Dog. Pelvis.
Sclerostoma equinum: (renal arteries, kidney pelvis), soliped.
Stephanurus dentatus: Pig, (pus cavities).
Trichosoma plicata: (Urinary bladder), dog.
T. felis: (Cat), bladder.
Indetermined embryos: Kidneys, dog; small tumors.
Cytodites nudus: Kidneys; hens.
Œstrus, (Gast. Hemorrhoidalis): Bladder walls: horse.
Mucorimyces: Kidneys; dog.
Coccidia: Kidney, Horse, dog, goose.
INJURIES OF THE URETERS.