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The Cambridge Handbook of Experimental Syntax Cambridge Handbooks in Language and Linguistics Grant Goodall Full Chapter PDF
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The Cambridge Handbook of Experimental Syntax
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The Cambridge
Handbook of
Experimental Syntax
Edited by
Grant Goodall
University of California, San Diego
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© Cambridge University Press 2021
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no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2021
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Library of Congress Cataloging-in-Publication Data
Names: Goodall, Grant, editor.
Title: The Cambridge handbook of experimental syntax / edited by Grant Goodall.
Description: Cambridge ; New York, NY : Cambridge University Press, 2021. |
Includes bibliographical references and index.
Identifiers: LCCN 2021001515 (print) | LCCN 2021001516 (ebook) | ISBN
9781108474801 (hardback) | ISBN 9781108465496 (paperback) | ISBN
9781108569620 (ebook)
Subjects: LCSH: Grammar, Comparative and general – Syntax. | Acceptability
(Linguistics) | Linguistics – Methodology.
Classification: LCC P291 .C325 2021 (print) | LCC P291 (ebook) | DDC 415–dc23
LC record available at https://lccn.loc.gov/2021001515
LC ebook record available at https://lccn.loc.gov/2021001516
ISBN 978-1-108-47480-1 Hardback
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The Cambridge Handbook of Experimental Syntax
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The Cambridge
Handbook of
Experimental Syntax
Edited by
Grant Goodall
University of California, San Diego
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University Printing House, Cambridge CB2 8BS, United Kingdom
One Liberty Plaza, 20th Floor, New York, NY 10006, USA
477 Williamstown Road, Port Melbourne, VIC 3207, Australia
314–321, 3rd Floor, Plot 3, Splendor Forum, Jasola District Centre,
New Delhi – 110025, India
103 Penang Road, #05–06/07, Visioncrest Commercial, Singapore 238467
www.cambridge.org
Information on this title: www.cambridge.org/9781108474801
DOI: 10.1017/9781108569620
© Cambridge University Press 2021
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2021
Printed in the United Kingdom by TJ Books Limited, Padstow, Cornwall
A catalogue record for this publication is available from the British Library.
Library of Congress Cataloging-in-Publication Data
Names: Goodall, Grant, editor.
Title: The Cambridge handbook of experimental syntax / edited by Grant Goodall.
Description: Cambridge ; New York, NY : Cambridge University Press, 2021. |
Includes bibliographical references and index.
Identifiers: LCCN 2021001515 (print) | LCCN 2021001516 (ebook) | ISBN
9781108474801 (hardback) | ISBN 9781108465496 (paperback) | ISBN
9781108569620 (ebook)
Subjects: LCSH: Grammar, Comparative and general – Syntax. | Acceptability
(Linguistics) | Linguistics – Methodology.
Classification: LCC P291 .C325 2021 (print) | LCC P291 (ebook) | DDC 415–dc23
LC record available at https://lccn.loc.gov/2021001515
LC ebook record available at https://lccn.loc.gov/2021001516
ISBN 978-1-108-47480-1 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy of
URLs for external or third-party internet websites referred to in this publication
and does not guarantee that any content on such websites is, or will remain,
accurate or appropriate.
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The Cambridge Handbook of Experimental Syntax
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The Cambridge
Handbook of
Experimental Syntax
Edited by
Grant Goodall
University of California, San Diego
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University Printing House, Cambridge CB2 8BS, United Kingdom
One Liberty Plaza, 20th Floor, New York, NY 10006, USA
477 Williamstown Road, Port Melbourne, VIC 3207, Australia
314–321, 3rd Floor, Plot 3, Splendor Forum, Jasola District Centre,
New Delhi – 110025, India
103 Penang Road, #05–06/07, Visioncrest Commercial, Singapore 238467
www.cambridge.org
Information on this title: www.cambridge.org/9781108474801
DOI: 10.1017/9781108569620
© Cambridge University Press 2021
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2021
Printed in the United Kingdom by TJ Books Limited, Padstow, Cornwall
A catalogue record for this publication is available from the British Library.
Library of Congress Cataloging-in-Publication Data
Names: Goodall, Grant, editor.
Title: The Cambridge handbook of experimental syntax / edited by Grant Goodall.
Description: Cambridge ; New York, NY : Cambridge University Press, 2021. |
Includes bibliographical references and index.
Identifiers: LCCN 2021001515 (print) | LCCN 2021001516 (ebook) | ISBN
9781108474801 (hardback) | ISBN 9781108465496 (paperback) | ISBN
9781108569620 (ebook)
Subjects: LCSH: Grammar, Comparative and general – Syntax. | Acceptability
(Linguistics) | Linguistics – Methodology.
Classification: LCC P291 .C325 2021 (print) | LCC P291 (ebook) | DDC 415–dc23
LC record available at https://lccn.loc.gov/2021001515
LC ebook record available at https://lccn.loc.gov/2021001516
ISBN 978-1-108-47480-1 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy of
URLs for external or third-party internet websites referred to in this publication
and does not guarantee that any content on such websites is, or will remain,
accurate or appropriate.
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Contents
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vi Contents
Index 770
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Figures
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Tables
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List of Tables ix
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Contributors
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List of Contributors xi
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Introduction
Grant Goodall
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2 GRANT GOODALL
The goal of the handbook is to review what we have learned in the area
of experimental syntax, but also to make sense of what this new body of
knowledge is telling us, understand how experimental studies relate to the
study of syntax more broadly, and explore what type of work we should be
doing as the field moves forward. Experimental syntax has exploded in
popularity over the last several years, so a pause to reflect on what we have
done and where we are going is sorely needed.
The handbook consists of 27 chapters, organized into four parts. Part I is
devoted to sentence acceptability experiments as such: how to do them,
how to interpret the results, and how they can be of use to syntacticians.
This type of experiment presents many methodological challenges in
terms of designing the stimuli, choosing participants, creating an appro-
priate response method for the participants, and making sense of the
gradience in their responses, but it also leads to deep questions about the
nature of acceptability and grammaticality, and the varying results that
one can get across time and across languages.
Part II explores particular syntactic phenomena that have been studied
in depth using acceptability experiments and related methods. For some of
these phenomena, such as resumptive pronouns and the that-trace effect,
to mention only two, experimental work has had such an impact that even
“traditional” syntacticians now pay close attention, while for some other
phenomena, the broader influence of experimental studies has been more
limited. In all cases, though, a thorough review of what has been found so
far and what remains to be investigated, as is provided in these chapters,
should provide a necessary foundation for new work.
In Part III, the focus is on using techniques of experimental syntax to
study specific populations of speakers and specific groups of languages.
For studying the first language of young children and the second lan-
guage of speakers of all ages, for instance, formal experiments have long
been a mainstay, but these populations present special challenges that
mean that the techniques used for adult native speakers cannot always
be utilized as is. For better or worse, the fields of child language
acquisition, second language acquisition, and experimental syntax have
each developed their own experimental traditions relatively indepen-
dently, but we are now in a position to reflect on this and look for the
most productive path forward. With regard to experimental work on
different languages, the situation is similar in the sense that each lan-
guage (or language family) may present its own challenges, such as
a need to use non-written stimuli or a lack of clarity as to who counts
as a native speaker or signer of the language. In addition, specific sen-
tence types in individual languages may be difficult to study experimen-
tally for a variety of reasons. All of the chapters in Part III attempt to
survey what experimental work has shown us for particular populations
and language families, and to recommend areas for further research that
could be fruitful.
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Introduction 3
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Part I
General Issues
in Acceptability
Experiments
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1
Sentence Acceptability
Experiments: What, How,
and Why
Grant Goodall
1.1 Acceptability
I am grateful to the members of the Experimental Syntax Lab at UC San Diego and to research assistants Chengrui Zheng
and Noah Hermansen for their valuable comments, discussion, and assistance in the preparation of this chapter.
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8 GRANT GOODALL
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Sentence Acceptability Experiments 9
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10 GRANT GOODALL
Without anything else to compare it to, we won’t know whether this level
of unacceptability is a lot or a little, and in any event, we won’t know what
to attribute the unacceptability to. To remedy this, we can compare accept-
ability in (1) and (2).
(2) is exactly like (1) except that in (2), there is no overt complementizer.
This is the well-known that-trace phenomenon (see Chapter 10, as well as
Perlmutter (1971) and Pesetsky (2017)), so we expect that (2) will be of
much higher acceptability than (1). Given these two data points, we can
conclude that omission of that ameliorates extraction of an embedded
subject, but we don’t know how much of this effect might be due to the
omission of that alone, which might affect acceptability even without
extraction of the subject. To test for this, we can include control conditions
to give us a baseline indication of the effect of that on acceptability. For
example, we could consider the counterparts to (1) and (2) but with extrac-
tion of the object, as in (3) and (4).
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Sentence Acceptability Experiments 11
In our example so far, then, we are manipulating two factors, each with
two levels: that (presence vs. absence) and extraction site (subject vs.
object). This gives us the four conditions (1)–(4), as in Table 1.1.
This “factorial design” of our stimuli (Fisher 1935) allows us to measure
each of the two factors on their own, but more importantly, it allows us to
detect any interactions between them, i.e. cases where the effect of one
factor differs depending on the level of the other factor. In cases like this,
for example, researchers have generally found that the effect of that is
much larger when the extraction site is the embedded subject than when it
is the embedded object, and the effect of the extraction site is much larger
when that is present than when it is not (see Chapter 10 for more details).
A factorial design bears many important similarities to minimal pairs/
sets as they are traditionally used in linguistics, and the use of the full set of
four conditions in (1)–(4) to demonstrate the existence of an effect will be
familiar even to syntacticians without backgrounds in experimentation.
As with a minimal pair/set, the conditions in a factorial design are lexically
matched to the extent possible, so that any differences found can be
attributed to the factors being tested, rather than to random lexical differ-
ences across conditions. More so than with a traditional minimal pair/set,
though, a factorial design allows one to examine the interaction of two
factors with great care and precision. The robustness of the that-trace effect
may obscure this point here, but it is not hard to imagine how in principle
(and often in practice), the differences among conditions could be small
enough that only a factorial experiment would be able to detect an
interaction.
The example in Table 1.1 is known as a “2 × 2” design, because each of
the two factors has two levels. It is of course possible to have more levels
(e.g. 2 × 3) or more factors (e.g. 2 × 2 × 2), resulting in more conditions. This
is sometimes justified, but it must be weighed against the disadvantages
that come with a more complex design. Going beyond 2 × 2 can make
lexically matched stimuli more difficult to construct, the statistical
analysis more cumbersome, and the results more difficult to interpret.
In addition, the more conditions in the design, the more stimuli in
the experiment, so the amount of time that people can participate in the
experiment without undue fatigue also sets an upper limit on the
that
+ −
Extraction Site subject (1) Who do you think that _ will (2) Who do you think _ will
hire Mary? hire Mary?
object (3) Who do you think that Mary (4) Who do you think Mary
will hire _? will hire _?
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12 GRANT GOODALL
1.2.2 Lexicalizations
Having lexically matched stimuli as in Table 1.1 is an important first step
in designing an experiment, since as we have seen, only true minimal sets
like these allow us to know that differences in acceptability are due to
differences in the factors. Running an experiment with only these four
stimuli would not be a good idea, however. First, we would not know
whether the results obtained were specific to these particular lexical
items or were due to something more general about the structure. Since
we are typically interested in the latter, it is advisable to abstract away
from the effects of individual items by testing many different lexical
versions of a set like Table 1.1, thus allowing any deeper structural effect
to emerge. Second, presenting experiment participants with four such
similar sentences could cause a number of problems. It could mean, for
instance, that their experience of reading the first sentence, in which
every word is new, will be different from their experience of reading
the other sentences, in which the words are already familiar, that the
ratings for one sentence could affect the ratings of the other, and that
the monotony of the sentences could result in declining levels of attention
among the participants as the experiment proceeds. Any of these
consequences would be undesirable, since they could affect the results in
unpredictable ways.
Given these considerations, we would ideally want each participant to
see the four conditions of Table 1.1 in such a way that each condition is
lexicalized differently. To make this possible, we need to construct four
separate “lexicalization sets” of our factorial design; Table 1.1 already
constitutes one such set. At a minimum, there must be as many lexicaliza-
tion sets as there are conditions in the design. These sets need to be
constructed by hand, so the potential for error is great (with potentially
very bad consequences for the experiment). To avoid such errors, it is best
to take one of the conditions from the factorial design and break the
sample sentence into components in a table or spreadsheet (Cowart
(1997)). Additional stimuli can then be created either by copying the
component into the entire column, in cases where the component will
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Sentence Acceptability Experiments 13
1.2.3 Counterbalancing
Let us suppose that at this point, for each of the conditions in Table 1.1, we
have a set of four lexicalizations as in Table 1.2. For the reasons given
earlier, we do not want any participant to see a given lexicalization in
more than one condition. We also do not want different lexicalizations of
a given condition to be seen by different numbers of participants, since we
don’t want certain stimuli to be overrepresented in the results. These
considerations are aspects of “counterbalancing,” and the usual way to
ensure counterbalancing of the stimuli is to perform a “Latin square”
procedure (using either a spreadsheet or a script). This refers to distribut-
ing the stimuli into lists such that each list contains only one representa-
tive of each lexicalization and the same number of stimuli for each
condition, as illustrated in Table 1.3, without any repetition of stimuli
across lists.
Each list in Table 1.3 corresponds to what an individual participant
would see in the experiment. In this example, each participant will see
one example of each condition. If we want participants to see more than
that, as we often do (see Section 1.2.6 below), the same principles and
procedures apply, but we will need to create additional stimuli in order to
achieve our counterbalancing goals. For example, if we want each partici-
pant to see 5 examples of each condition, then we need to create 20
lexicalization sets (5 examples × 4 conditions), or put differently, 20 rows
in the equivalent of Table 1.2.
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14 GRANT GOODALL
Who do you think Who do they suppose Who did he decide Who did she imagine
that will hire Mary? that might con- that should that could
tact Tom? interview Sophia? photograph Ryan?
Who did she imagine Who do you think will Who do they Who did he decide
could photograph hire Mary? suppose might should interview
Ryan? contact Tom? Sophia?
Who did he decide Who did she imagine Who do you think Who do they suppose
that Sophia should that Ryan could that Mary will hire? that Tom might
interview? photograph? contact?
Who do they Who did he decide Who did she imagine Who do you think
suppose Tom Sophia should Ryan could Mary will hire?
might contact? interview? photograph?
1.2.4 Order
Presenting the lists in Table 1.3 as they are introduces a confound: Condition
1 is always first, Condition 2 is always second, etc. This could influence the
results in undesirable ways, so the obvious solution is to randomize the order
in each list so that each participant sees the conditions in different orders.
The lists in Table 1.3 are short enough that this could easily be done manu-
ally, but in most experiments, this is not practical. A common solution using
a spreadsheet is to insert a column to the left of each list, insert a random
number in each cell (using the RAND function in Excel, for instance), and
then sort each list by the random number column. If there are multiple
tokens of each condition in a list, then randomization will sometimes result
in two such tokens being adjacent. Some researchers prefer to avoid this by
performing “pseudo-randomization,” in which such cases are manually sepa-
rated after the regular randomization process is complete.
Counterbalancing for order is also advisable. This can be done by re-
randomizing the lists in Table 1.3 or by reversing the randomized order
already obtained. Either method will produce a new set of four lists.
1.2.5 Fillers
Even with experimental stimuli fully counterbalanced and randomized (or
pseudo-randomized), participants will still see lists of sentences that are all
structurally very similar. This could result in participants becoming desen-
sitized to the distinctions we are interested in or beginning to speculate as
to the structure being investigated, all of which could affect their judg-
ments in unknown ways. “Filler” items (i.e. stimuli that are not part of the
factorial design of the experiment) help avoid this outcome, in that they
“cleanse the palate” between experimental items, while also disguising
the purpose of the experiment.
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Sentence Acceptability Experiments 15
High 18 6 24
Intermediate 0 24 24
Low 6 18 24
Total 24 48 72
For filler items to serve their purpose, there should be at least a 1:1
ratio of fillers to experimental items. Having more fillers is better, though
this has to be balanced against the need for the overall list to be of
reasonable length. The filler–experimental ratio that we choose will tell
us how many fillers need to be constructed, but knowing what type they
should be requires doing an inventory of the anticipated acceptability
levels of the experimental items. The reason for this is that the fillers
should help create a list of stimuli that is roughly balanced in terms of
acceptability, so that participants will use the full range of the response
scale provided. Table 1.4 provides an example of such an inventory for an
experiment with a factorial design as in Table 1.1. In that design, we can
anticipate that Condition 1 will be of relatively low acceptability, but the
other three will be relatively high. Table 1.4 assumes that we have chosen
to have participants see 6 tokens of each condition, with a 2:1 filler–
experimental ratio.
As Table 1.4 shows, fillers can be used to correct the imbalance in
acceptability among the experimentals, so that the overall list of stimuli
is distributed well across the full range of acceptability.
It would be counterproductive for participants to become aware of the
filler–experimental distinction, so to the extent possible, most of the fillers
should be superficially similar to the experimental items. Table 1.5 gives
examples of possible fillers at three rough levels of acceptability for an
experiment as in Table 1.1.
Having fillers of extremely high or extremely low acceptability can serve
another purpose: They can guard against ceiling or floor effects with the
experimental stimuli. Both of the “high” examples in Table 1.5, for exam-
ple, would probably be of higher acceptability than the high-acceptability
experimentals in Table 1.1, and conversely for the “low” examples in
relation to the low-acceptability experimental. In addition, these fillers at
the extremes of acceptability can be used to detect participants who are
not attending to the task (see Section 1.2.8).
Another function of fillers is to act as practice items at the beginning of
the experiment. These need not (and should not) be explicitly marked as
such, but having the first 3–5 stimuli be fillers allows participants to
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16 GRANT GOODALL
become familiar with the task and the response scale before they start
reacting to experimental items.
It is sometimes convenient to join two or more small experiments as
sub-experiments of a larger experiment. In this instance, the experimen-
tals from one sub-experiment can act as fillers for another, but because of
counterbalancing in each sub-experiment, the fillers will not be uniform
for all participants. Even in this case, though, an analysis as in Table 1.4
should be done and some true fillers created so that gross imbalances in
acceptability across the stimuli are avoided.
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Sentence Acceptability Experiments 17
seem preferable, but the amount of work required to record stimuli uni-
formly across all levels of acceptability discourages most researchers from
doing this. Nonetheless, recorded stimuli have been used in some cases
where oral presentation was particularly crucial (see Polinsky et al. 2013;
Ritchart, Goodall, & Garellek 2016; Sedarous & Namboodiripad 2020).
In addition to the experiment itself, a consent form and a language back-
ground questionnaire are often also presented to participants. When possi-
ble, it is preferable to present the questionnaire after the experiment, to
avoid the possibility that it might affect participant responses.
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18 GRANT GOODALL
The initial filler items give participants a better idea of what is being asked
of them and should allow them to feel comfortable with the task by the
time they get to any experimental items.
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Sentence Acceptability Experiments 19
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20 GRANT GOODALL
1.3.1 Grammaticality
Not surprisingly, acceptability experiments are sensitive to grammatical-
ity, in that sentences that are generable by the postulated grammatical
model are generally more acceptable than those that are not. Studies such
as Sprouse and Almeida (2012) and Sprouse, Schütze, and Almeida (2013)
have found that where linguists have traditionally claimed a difference in
grammaticality, experimental work finds a difference in acceptability in
over 90 percent of the cases. There are exceptions to this, and these are
worth investigating, but as a general rule of thumb, one can expect that if
there is a well-founded claim of a difference in grammaticality between
two conditions, this difference will be detectable in an acceptability
experiment.
Cowart (1997) shows this convincingly across an interesting range of
phenomena. In terms of wh-extraction out of NPs, for instance, he finds
(6b) to be significantly less acceptable than (6a), an effect that has been
claimed to stem from grammatical constraints on extraction (Chomsky
1977; Fiengo & Higginbotham 1981). (6c) does not show this degradation,
again in line with what grammatical accounts predict.
For the four conditions in our earlier discussion of the that-trace effect as in
(7) (repeated from (1)–(4) above), Cowart found that the contrasts predicted
by grammatical accounts of the effect are easily detected in acceptability
experiments.
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Sentence Acceptability Experiments 21
(9) a. Cathy’s parents require that Paul support himself and the child.
b. Paul requires that Cathy’s parents support himself and the child.
(10) a. Cathy’s parents require that Paul support both himself and the
child.
b. Paul requires that Cathy’s parents support both himself and the
child.
This is a striking finding because of the sentences in (6), (a) and (c) seem
unobjectionable when presented in isolation and are standardly taken to
be fully grammatical, on a par with (11). The difference, though, is that (6a)
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22 GRANT GOODALL
and (c) involve a clear dependency between a wh-filler and a gap, whereas
(11) does not (either because there is no dependency or because there is no
subcategorized gap).3
Similar results are seen in Sprouse, Wagers, and Phillips (2012) and
much subsequent work, where sentences with a wh-dependency are sig-
nificantly less acceptable than matched controls where there is only
a vacuous wh-dependency. (12a) is an example of such a control, in that
there is only a vacuous dependency, while (12b) is the type of sentence that
shows significant degradation, apparently because of the non-vacuous
dependency in this case.
3
Hofmeister, Culicover, and Winkler (2015) provide another very clear example of how the simple presence of a wh-
dependency results in significant degradation, as do Omaki et al. (2020) with regard to the presence of a scrambling
dependency in Japanese. See also Namboodiripad (2017).
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Sentence Acceptability Experiments 23
(14) a. Who did the Duchess sell [a portrait [of __]] ? (= (6a))
b. Who did the Duchess sell [a portrait] [to __] ?
(15c) and (15d) represent island violations (a wh-island and a relative clause
island, respectively), so their low level of acceptability is expected, but the
long extraction in (15b) occupies an intermediate position: less acceptable
than a simple case of extraction as in (15a), but more acceptable than
island violations as in (15c) and (15d). The degradation in (15b) could also
be related to the fact that it simply has more words than (15a), but given
the size of the effect, it seems likely that the length of the dependency is
also playing a major role. Alexopoulou and Keller (2007) present similar
results based on wh-questions, rather than relative clauses.
Mean acceptability (raw scores)
9
8
7
Object Gap
6
5
4
3
simple clause that-clause wh-clause relative clause
(15a) (15b) (15c) (15d)
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24 GRANT GOODALL
1.3.4 Frequency
There are two types of frequency that might be relevant to acceptability:
the relative frequency of the lexical items used and the relative frequency
of the syntactic structure (see also Chapter 25). With regard to the first, it
seems intuitively likely that sentences with high-frequency words, as in
(17a), would be more acceptable than matched sentences with one or more
low-frequency words, as in (17b).
It also seems intuitively likely that such effects would only emerge with
very extreme contrasts in frequency, as in the examples in (17). To my
knowledge, however, intuitions like these have not been tested experi-
mentally in a systematic way (but see Sag, Hofmeister, & Snider 2007).
Since most acceptability experiments in syntax use lexically matched
sets of stimuli, the issue of differences in lexical frequency does not
typically arise.
Experimental studies of the effects of particular lexical items on the
acceptability of syntactic structures do exist, of course (see, e.g., Fukuda
2012, 2017), though they are often based on the semantic properties of the
lexical items in question, rather than their frequency. Frequency-based
analyses also exist, however, such as in Bresnan and Ford (2010), where it is
shown that speakers’ acceptance of a given verb in one or another of
the two patterns in the dative alternation (e.g. gave the book to the girl vs.
gave the girl the book) correlates with the relative frequency of that pattern
with the verb. With regard to the effect of the frequency of the structure,
abstracting away from particular lexical items, and how this might affect
acceptability, much less is known. On the face of it, however, it seems
unlikely that frequency and acceptability will always correlate. Active
clauses, for instance, are much more frequent than passive clauses in
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Sentence Acceptability Experiments 25
corpora, but it is not obvious that active clauses are more acceptable than
passive clauses. Indeed, as discussed above for (13), there seems to be no
significant difference between the two when this is tested experimentally.
Frequency and acceptability thus seem to be largely independent mea-
sures. Some generalizations about the relationship between the two can
be made, however, as Bermel and Knittl (2012) point out that if a structure
is of high frequency, it will also be of high acceptability (but not vice versa),
and that if a structure is of low acceptability, it will also be of low
frequency (but not vice versa). Crucially, the reverse of each of these
conditional statements is clearly not true. That is, if a structure is of high
acceptability, we cannot conclude that it will also be of high frequency,
and if a structure is of low frequency, we cannot conclude that it will also
be of low acceptability.
In the previous sections, we have seen the many steps involved in creating
a well-designed acceptability experiment and the reasons why the researcher
should carry these steps out with appropriate care. We have also seen that
sentence acceptability experiments are very sensitive not only to the gram-
maticality of the stimuli, as one would naturally assume, but also to factors
that a syntactician might not initially feel the need to measure experimen-
tally, such as the presence/absence of a dependency or the length of that
dependency. Given all of this, one might reasonably conclude that doing
acceptability experiments is a lot of trouble and that the payoff is not that
great, in that the results are hard to interpret because of the uncertainty as to
what is causing the level of acceptability that is measured.
In this section, we will see that this discouraging view of acceptability
experiments, though based on fact, is not the whole story, and that there
are a number of ways that researchers can use acceptability experiments to
address important syntactic questions with a level of precision and insight
that is not possible with other methods.
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"Only one Robert Saunders intervened," interjected Trafford with an
envious glance at his companion.
"Providence upheld the ruling dynasty with a firm hand," Saunders went
on to explain, "and the rebellious family, the Schattenbergs, were pretty
well wiped out in the process. Two alone survived:—Prince Stephan,—who
was too young to participate in the trouble, and who subsequently died of
diphtheria at Weissheim,—and the Princess Gloria,—a girl of one-and-
twenty, who escaped over the Austrian frontier."
"No one exactly knows. Unless she has altered in three years, she is a
beautiful young woman. She lives in the public imagination partly because
she is a possible alternative to King Karl, who has the demerit of being a
respectable middle-aged man. If,—as is rumoured,—she is in alliance with
Father Bernhardt, there will certainly be trouble, for the ex-priest is a man
of energy and resource. Moreover, he was once a religious man, and
believed himself damned when he ran away with King Karl's fickle consort;
and a man who is looking forward to eternal damnation is as dangerous in
his way as a Moslem fanatic seeking Paradise."
Trafford said nothing, but breathed a silent prayer that the renegade
priest might indeed be in Grimland. For Trafford was one of those curiously
constituted people—rarer now than they used to be—who value excitement
without counting the cost. At Oxford he had always regarded Saunders with
a deep, if unmalicious envy. The Englishman had captured the highest
honours, had won his cricket blue, performing prodigies at Lord's before
enthusiastic men and women; and, later, had played a conspicuous, almost
heroic, part in the Grimland troubles of 1904. On the other hand, he,
Trafford—Nervy Trafford—had to be content both at Harvard and Oxford
with only limited athletic successes, these being achieved by sheer pluck
and infectious energy. But men had always loved him, for he could sing a
rousing song, dance a spirited war-dance, and kindle bonfires in unexpected
places with the most expensive furniture. In a word, his was an ardent,
effervescent nature, and now that the tragedy of a tumultuous but misplaced
passion had robbed life of its normal interest and savour, his ideas of a
diverting holiday were of a distinctly reckless nature.
"So I have," returned the other. "But there are two styles of skating, the
English and the continental; and I am one of those rarely gifted Americans
who can skate both styles equally well,—a fact I intend to take advantage of
at this competition. But I need a different pair of skates for each style."
"Do you think you're really any good?" asked Saunders, smiling. He
was accustomed to refer to his own abilities in eulogistic terms, but was not
used to his companion doing so.
"If you were to ask that question in Onondaga, New York, U.S.A.,—
where I was born and bred,—they'd laugh at you," was Trafford's serious
reply.
"All right, let's go in and buy something from Frau Krabb," said
Saunders, leading the way into the shop.
The Captain passed his finger critically along the edge of the newly-
ground blades, and expressed himself satisfied.
"And you will win the King's Cup, Herr Captain, of course?" continued
Frau Krabb, smiling a fat smile into her customer's face.
"I'm going to have a good try at it," was the guarded reply. "I'd sooner
win the King's Cup than the Colonelcy of the Guides. No one has practised
his 'rocking turns' and 'counters' so assiduously as I, and I'm feeling as fit as
a fiddle—which counts for more than a little in a skating competition."
"Herr Schmolder has a strained knee," said the woman, "and Captain
Einstein's nerve is not so good as it was. He is too fond of Rhine wine and
Kirschwasser, and though he has a big frame it is not full of the best
stuffing."
"I'd like to win better than anything in the world," said the young officer
in tones of the deepest earnestness, his eyes lighting up wonderfully at the
golden prospect.
"You will win," said Frau Krabb simply; "I have two kronen with my
man on you, and you have my prayers."
"Herr Saunders!" he cried, "I am charmed to meet you again. You are
his Majesty's guest, I presume."
Trafford laughed.
"You are indeed a dangerous rival," he said.
"I wish to succeed," said the soldier simply. "Perhaps success means
more to me than to you; but I don't think I am a bad sportsman."
"I will not tempt your probity," said Trafford. "I will select my own
wares."
"Trafford and I are dining in an hour's time," he said, "but we will walk
part of the way with you. I wish to show my friend a bit of the town."
Turning to the left, they entered one of the numerous lanes which
proclaim the city's antiquity with gabled front and mullioned window. Ill-lit,
ill-paved under the trampled snow, and smelling noticeably of garlic,
bouillon, and worse, the thoroughfare—the Schugasse—led to the spacious
Soldatenplatz, wherein was situated the fine barracks of the King's Guides.
They had been walking but a few minutes, when a tall figure, heavily
muffled in a black coat, strode rapidly past them. Trafford had a brief vision
of piercing eyes shifting furtively under a woollen cap, as the man cast a
lightning glance behind him. Then as the figure vanished abruptly into a
mean doorway, Saunders and Von Hügelweiler exchanged glances.
CHAPTER THREE
A PROPOSITION
When the two friends left him, Captain von Hügelweiler fell into
something of a reverie. He had told Frau Krabb that he desired to win the
King's Cup more than anything on earth. That was not, strictly speaking, the
case, for there was one thing that he desired even more than the coveted
trophy of the skating rink. Yet that thing was so remote from reach that it
was more of a regret now than a desire. Years ago,—when he was a sub-
lieutenant stationed at Weissheim,—he had fallen desperately in love with
the youthful Princess Gloria von Schattenberg. Her high spirits and ever-
ready laughter had captivated his poetic but somewhat gloomy
temperament, and he had paid her a devotion which had been by no means
unreciprocated by the romantic young Princess. And the courtship was not
so impossible as might appear, for Ulrich von Hügelweiler belonged to the
old aristocracy of Grimland, and his father owned an ancient Schloss of
considerable pretensions, and a goodly slice of valley, vineyards, and pine
forests fifty miles northwest of Weidenbruck. But the Princess's father,—the
Grand Duke Fritz,—was an ambitious man, already seeing himself on the
throne of Grimland, and poor Hügelweiler had been sent about his business
with great celerity and little tact. To the young officer the blow had been a
crushing one, for his whole heart had been given, his whole soul pledged, to
the vivacious Princess, and,—though years had rolled by,—time had done
little to soften the bitterness of his deprivation. To his credit, be it said, that
he had never sought consolation elsewhere; to his discredit, that he regarded
his misfortune as a personal slight on the part of a malicious and ill-natured
fate. For his was a self-centred nature that brooded over trouble, never
suffering a bruise to fade or a healthy scar to form over an old wound. Even
now his excitement at the glorious prospect of winning success and fame on
the skating rink was marred and clouded by the hideous possibility of
defeat. He desired,—with the intense desire of an egotistical mind,—to win
the Cup, but he feared to lose almost more than he hoped to win.
"You are competing for the King's prize on the Rundsee to-morrow?"
"Yes, General."
"Ah! I happen to be judge of the competition."
"You draw, I presume, certain inferences from the incident I have just
mentioned?" the Commander-in-Chief went on.
"No, General."
"None whatever?"
"I am a rich man," he said insinuatingly, "and my cellars are the best
stocked in Weidenbruck—not excepting his Majesty's. You cannot help me
that way."
Again there was silence, and slowly it was borne in on Von Hügelweiler
that he was being tempted. The situation horrified him. However much he
desired to win the King's Cup, he desired to win it fairly. On the other hand,
he neither wished to offend his Commander-in-Chief nor ruin his prospects
of success in the competition. He began to be angry with Fate for placing
him in a dilemma, before he knew exactly what the dilemma was.
Von Hügelweiler's dark eyes flamed at the words, and his handsome,
sombre face glowed involuntarily at the other's suggestion.
Slowly the Captain's face hardened to a mask, and his eyes became
points of steel.
"You are a shade dense, my young friend," said Meyer, leaning forward
and tapping the other's knee. "You want the King's prize; I want the King's
enemy."
"You wish me to effect his arrest, General? You have but to command."
"I do not desire his arrest in the least," said General Meyer, sighing
wearily at the other's non-comprehension, and reclining again in the depths
of his arm-chair. "If I wished his arrest I should go to Sergeant Kummer of
our estimable police force. Father Bernhardt is a dangerous man, and a
more dangerous man arrested than at large. He has the fatal gift of touching
the popular imagination. The ex-Queen is a woman of no strength, the
exiled Princess Gloria is but a figure-head, a very charming figure-head it is
true, but still only a figure-head. Father Bernhardt is a soldier, statesman,
and priest in one inflammatory whole. He has a tongue of fire, a genius for
organisation, the reckless devotion of an âme damnée. His existence is a
menace to my royal master and the peace of Grimland. He had the
misfortune to cause me a sleepless night last night. Captain von
Hügelweiler, I must sleep sound to-night."
"If you give your orders, General, they shall be obeyed," he said, in a
voice that bespoke suppressed emotion.
"My dear young man," he remarked blandly, "for the moment I'm not a
general, and I am giving no orders. I am the judge of the skating
competition which is to be held to-morrow, and in order that I shall be able
to do full justice to your merits it is necessary that I should sleep well to-
night. Do I make my meaning clear?"
"Very well, Captain," he said at length. "Then I must take other means.
Only do me the justice of confessing that I asked a favour when I might
have commanded a service. Remember that all Grimlanders are not so
dainty as yourself, and remember that murder is an ugly word and hardly
applicable to the destruction of vermin. If this cursed priest is brought to
trial there will be trouble in the city, street-fighting perhaps, in the narrow
lanes round the cattle-market; any way, more bloodshed and misery than
would be caused by an infantry sword through a renegade's breast-bone."
"Well," he said, rising to his feet, "if you will not do what is required,
someone else must. No, don't salute me. I'm only an old Jew. Permit me to
honour myself by shaking the hand of an honest man."
Von Hügelweiler stood gazing at the closed door in silence. Then his
face grew dark, and he shook his fist after his departed visitor with a gesture
of uncontrolled rage. His lips twitched, his features worked, and then
covering his face dramatically with his hands, he sank into a chair. For a
bitterness, totally disproportionate to his worst fears, had entered his
childish heart.
CHAPTER FOUR
THE THIERGARTEN
The competition for the King's Cup had no terror for Nervy Trafford,
nor did the fact that he was lamentably short of practice affect his peace of
mind. When a man has lost his heart's desire, has faced the barrel of his own
revolver, the prospect of gyrating on skates before a critical audience
becomes a matter of casual importance. When he left Harvard—to the vast
regret of his fellow-undergraduates and the infinite relief of the much-
enduring dean—he had not known in what direction to bend his
superabundant energies. To one who had an innate craving for an
electrically-charged atmosphere and the employment of explosives, and
who was not of the dollar-hunting kind, office work was out of the question.
So he had gone to Oxford. But sport there—the sport of the English shires
—was too stereotyped and too little dangerous to appeal to his ardent spirit.
Back again in the United States, he had commenced a military career, but it
is a platitude that a soldier must learn to obey before he can command; and
Trafford had stumbled badly on the lowest rung of the military ladder. After
that he had wandered. He had seen men and cities, and had come to the
conclusion that there was only one city, and in that city but one person.
Whither that conclusion had led him we have already seen. Briefly, he was
an unsettled and rather a dangerous person in such an inflammatory country
as he was now visiting. It is little wonder, therefore, that the competition on
the Rundsee caused him little anxiety, either as a trial of nerves or as a
matter of vital importance in his cosmic outlook.
The Rundsee, where the contest was to take place, was an artificial
piece of water, circular of shape, situated in the Thiergarten, the public park
on the outskirts of Weidenbruck. At half-past two in the afternoon its frozen
surface was crowded with a vast number of human beings, who had come
to see the great annual competition for the King's prize. On one side a big
pavilion, garnished with small flags and red cloth, had been erected for the
benefit of the King and the favoured few. The majority of the throng were
crowded behind ropes, leaving a sufficient area for the evolutions of the
competitors. There was no question of the ice bearing so great a crowd, for
the ice of the Rundsee was as hard as a London pavement, and many times
as thick. A battery of elephant guns would have traversed it without
inflicting a crack on its adamantine surface.
The scene was a gay one, for the winter sun had sucked up the morning
mist and turned the dull grey sky to turquoise, and the snowy covering of
the great trees into a bejewelled mantle of sparkling purity. A feeling of
pent expectancy held the well-wrapped throng, a feeling which found outlet
in rousing cheers when, with a cracking of whips and jingling of bells, a
sleigh and four horses came rapidly down a broad avenue and halted at the
back of the wooden pavilion.
"By the way," asked the King of General Meyer, when they had found
their way to the royal enclosure overlooking the Rundsee, "did you secure
our friend Bernhardt last night?"
The King received the news without any outward sign of displeasure.
Only one who knew him well would have read the deep disappointment of
his placid silence.
"I had discovered the fox's earth," said Meyer, "but my hounds had not
strong enough teeth to inconvenience him. I approached a certain Captain
of the Guides, a young man of good family and approved courage. I offered
substantial rewards, but the work was too dirty for his aristocratic fingers."
"I was forced to that conclusion myself," sneered the General, "and I
requisitioned the services of two of the biggest scoundrels who enjoy the
privilege of being your Majesty's subjects. Their consciences were un-
tender, but they failed, as canaille will, when they come to hand-grips with
a brave man."
"In other words," said the King, "two armed ruffians are incapable of
tackling one priest. Next time I should try four."
"Yes, and an open trial," affirmed Saunders. "After all, simplicity has its
charms, and Father Bernhardt's popularity is so great that it can hardly be
enhanced by a visit to the picturesque prison in the Cathedral Square."
"The Strafeburg!" said Meyer, naming the prison in question. "I fear the
good citizens might essay a rescue."
"They certainly would," conceded Saunders, "but the Strafeburg was not
erected by a speculative builder. It is made of stone, not papier-maché, and
the gentlemen who keep guard over it are not armed with pea-shooters."
"You are right," said the King with some bitterness; "the woman who
was once my wife and who hates me more than anything on earth, is seen at
large unmolested in my capital. The Princess Gloria,—a charming young
lady, who would like to see me guillotined in order that she may sit more
comfortably in my seat,—is waiting her opportunity to cross the frontier
and take up her quarters here, if she has not done so already. The music-
halls resound with incendiary ditties! There is one in particular, the
Rothlied,—a catchy melody with a most inspiriting refrain,—which frankly
and courageously advocates my removal to a better world. I am a patient
man, God knows, and I desire peace at almost any price; but there are limits
to my forbearance. Yet, when I put in a plea for action, I am told that a rash
step would precipitate a revolution. I am beginning to think that my friend
Saunders here is my best counsellor, and that simplicity is the best policy."
"The best policy is generally simple," he said, "and so is the worst. But
with your Majesty's permission I will withdraw. My services are required
below."
Hardly had Meyer left when Mrs. Saunders was ushered into the royal
enclosure. She was a tall, fair woman with a cold, correct profile and
unemotional grey eyes. Her manner was usually reserved, and her speech
mocking. She possessed, however, a keen, if caustic, sense of humour, and
those few people who were privileged to know her well were wisely proud
of the privilege. The King rose from his chair, his gaze resting admirably on
the tall, athletic figure in its neat Chinchilla coat and smart fur toque.
"Enter the Ice Queen!" said his Majesty, offering her the chair vacated
by the Commander-in-Chief.
"Has the skating begun?" the lady thus addressed inquired animatedly.
"Not yet," her husband answered, "the competitors are having a little
preliminary exercise while Meyer is putting on his skates. But you come at
an opportune moment, my dear. We were indulging in a political discussion.
I was advocating bold measures; Meyer, masterly inactivity. I desire your
support for my arguments."
"Of course you can't trust the army," said Mrs. Saunders; "for it is not
commanded by a soldier. General Meyer is an excellent judge of skating
and champagne, but he is more of a policeman than a warrior. I should send
him on a diplomatic mission to a remote country."
Saunders laughed loudly, while the King's sunburned face beamed with
genuine amusement.
"I have to thank Mrs. Saunders for a cheerful moment," he said, "a rare
thing these troublous times. I'm forty-five years of age, my dear lady," he
went on, "and I've been on the throne fifteen years. Sometimes I feel as if I
had reigned as long as Rameses II., and sometimes I feel every bit as old
and dried-up as that mummied old gentleman in the British Museum. At the
same time, as you see, I have my cheerful moments, and in those cheerful
moments I see Father Bernhardt in one cell of the Strafeburg and the ex-
Queen in another—the latter in a particularly damp cell, by the way."
"Is too young and pretty for a cell," replied the King with a smile. "She
is popular and dangerous, but I have a soft corner in my heart for her. I must
fight her, of course, if she persists, but I've certain sunny memories of a
little girl at Weissheim, all fun and laughter and enthusiasm for winter
games, and I find it hard to take her seriously or wish her harm. But for the
others," he went on, hardening his voice, "I'd have no mercy. They are
playing with fire, and they are old enough to know that fire burns. Arrest
them openly, I say, try them openly, I say, and if the proletariat objects—
shoot them openly."
"Hear, hear," said Mrs. Saunders impassively, putting up her glasses and
studying the faces of the different competitors on the Rundsee.
"He shall have it," said the King; "and I hope and pray he will succeed.
That priest's the heart and soul of the whole trouble. Once he is safe under
lock and key, where can the Princess Gloria find another with such cunning,
such resource, such heedless daring, to fight her battles and build her up a
throne? Hullo, more cheering! What's that for? Ah, one of the competitors
doing a bit of fancy skating to keep himself warm. A fine skater, too, by St.
Liedwi,* a powerful skater, but a shade reckless, eh?"
"That is our friend, George Trafford," said Saunders; "a fine skater, a
powerful skater, but, as you say, distinctly reckless."
CHAPTER FIVE
As the cheers which greeted the American's essay on the Rundsee died
down, General Meyer, shod with a pair of high-laced boots fitted with fine
steel blades, sallied forth to the ice, and shook each of the competitors in
turn by the hand. Von Hügelweiler fancied he read malice in the
Commander-in-Chief's eye, but his spirits had sunk too low to be further
depressed by such omens of his imagination. He had determined to go
through with the contest, trusting dimly that his merits might so far exceed
those of his rivals that it would be morally impossible to withhold the prize
from him. But he was anything but sanguine, for though he believed
himself the best skater present, he felt sure that both his countrymen would
run him close, and that Meyer would award the prize to anyone but himself,
if he could reasonably do so.
The first competitor to attempt the set figures was Herr Franz
Schmolder,—a lithe little athlete, who skated with great power and
elegance. On one or two occasions, however, he failed to hold his edge
firmly after a difficult turn, and it was obvious to Von Hügelweiler that the
strained knee which Frau Krabb had made mention of was bothering him
more than a little.
Captain Einstein was the second of the four aspirants, and if,—as Frau
Krabb had insinuated,—his big frame was filled with an undue proportion
of alcoholic nourishment, it did not seem to have impaired his "back
brackets" or spoiled his "rocking turns."