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The Principle of Political Hope
The Principle
of Political Hope
Progress, Action, and Democracy
in Modern Thought
L O R E N G O L DM A N
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
DOI: 10.1093/oso/9780197675823.001.0001
1 3 5 7 9 8 6 4 2
Printed by Integrated Books International, United States of America
Politics without hope is impossible . . . it is hope that makes involve-
ment in direct forms of political activism enjoyable; the sense that
“gathering together” is about opening up the world . . . . Hope is
crucial to the act of protest: hope is what allows us to feel that what
angers us is not inevitable, even if transformation can sometimes
feel impossible. Indeed, anger without hope can lead to despair or a
sense of tiredness produced by the “inevitability” of the repetition of
that which one is against.
But hope is not simple about the possibilities of the future implicit
in the failure of repetition . . . hope involves a relationship to the pre-
sent, and to the present as affected by its imperfect translation of the
past . . . The moment of hope is when the “not yet” impresses upon
us in the present, such that we must act, politically, to make it our
future.
—Sara Ahmed, The Cultural Politics of Emotion
Look, I don’t have a lot of hope for this world. In the face of the cli-
mate change emergency, the kinds of people that are in the major
power positions in our universe . . . the rise of right-wing forces, the
miserable corruption and deprivation that neoliberalism has con-
tributed to much of the postcolonial world, the massive pile up of
humanity in global slums, and the seeming endurance of capitalism
beyond, beyond, so far beyond when it should have given way to
something else, it’s hard to have hope. I think we need grit, responsi-
bility and determination instead of hope.
—Wendy Brown, “Where the Fires Are”
Contents
Acknowledgments ix
Introduction 1
1. Kant, Practical Belief, and the Regulative Idea of Progress 20
2. Bloch and Latent Utopia 62
3. The Logic and Vitality of Ends in Peirce and James 86
4. Dewey and Democratic Experimentation 119
Conclusion: Hope and the Production of a Transformable World 150
Notes 159
Works Cited 205
Index 227
Acknowledgments
I have racked up many intellectual debts in the course of writing this book.
It began as a dissertation at the University of Chicago, where I had the good
fortune of working under the supervision of Patchen Markell, Bob Gooding-
Williams, John P. McCormick, and Robert Pippin. Early versions of its claims
were vetted in that vigorous intellectual community; I thank Julie Cooper,
Wout Cornelissen, John Dobard, Joe Fischel, Thomas Fossen, Andreas
Glaeser, W. David Hall, Yusuf Has, Gary Herrigel, Hans Joas, Jonathan Lear,
Jennifer London, J.J. McFadden, Chris Meckstroth, Justin Modica, Glenn
Most, Sankar Muthu, Jennifer Pitts, Shalini Satkunanandan, Jade Schiff, Bill
Sewell, Joshua Sellers, Lisa Wedeen, and Linda Zerilli. As a junior fellow at the
Martin Marty Center for the Public Understanding of Religion, I learned the
value of transcending even without heavenly transcendence; special thanks
are due to William Schweiker and Slava Jakelić. Conversations with friends
and colleagues elsewhere further informed my perspective; I thank Philip
Deen, Steve Fishman, Pauline Kleingeld, Michael Lamb, Daniel Lee, Alex
Livingston, Inder Marwah, Lucille McCarthy, and Marc Stears. Even fur-
ther back, at Yale, Frankfurt, and Oxford, where its seeds were first planted,
I thank Erik Butler, Duncan Chesney, Jerry Cohen (RIP), Michael Freeden,
Axel Honneth, Rahel Jaeggi, Boris Kapustin, Owen McLeod, Gillian Peele,
Mark Philp, Michael Rosen, Alan Ryan, Martin Saar, Michael Schmelzle,
Howard Stern, Kirk Wetters, Andrew Williams, and Allen Wood.
The work was significantly revised and expanded during postdoctoral
fellowships at Rutgers University’s Center for Cultural Analysis and the
University of California at Berkeley’s Department of Rhetoric, both sites
of amazingly fruitful interdisciplinarity. At Rutgers, I thank Steve Bronner,
Laura Brown, Richard Dub, Chris D’Addario, Ann Fabian, Jonathan Farina,
Jonathan Kramnik, William Galperin, Andy Murphy, Louis Sass, Derek
Schilling, and Emily Van Buskirk. At Berkeley, I thank Chris Ansell, David
Bates, Mark Bevir, Ari Bryen, Greg Castillo, Marianne Constable, Felipe
Gutterriez, Jake Kosek, Leslie Kurke, Su Lin Lewis, Ramona Martinez,
Paul Rabinow, Mark Sandberg, Jonathan Simon, Michael Wintroub, and
the Townsend Center for the Humanities. At Ohio University, where
x Acknowledgments
The Principle of Political Hope. Loren Goldman, Oxford University Press. © Oxford University Press 2023.
DOI: 10.1093/oso/9780197675823.003.0001
2 The Principle of Political Hope
As Joshua Dienstag explains, pessimism does not necessarily deny the line-
arity of time, but the presumption of an upward trajectory: “Change occurs,
human nature and society may be profoundly altered over time, just not per-
manently for the better.”14 Dienstag’s rich study of the topic draws on Jean-
Jacques Rousseau, Arthur Schopenhauer, Friedrich Nietzsche, Sigmund
Freud, and Miguel de Unamuno, among others, who deny the premise shared
by liberalism, socialism, and pragmatism alike, “that the application of reason
to human social and political conditions will ultimately result in the melio-
ration of these conditions.”15 Using a similar cast of characters along with
Max Weber, Carl Schmitt, Martin Heidegger, and Hannah Arendt, Tracy
Strong writes approvingly of what he calls “politics without vision,” linking
the acknowledgment of human limitation and fragility to relinquishing
hope of creating a better world.16 In an invaluable study of despair in Hegel,
Søren Kierkegaard, Theodor Adorno, Frantz Fanon, and Georges Bataille,
Robyn Marasco explores what happens when we assume that “there is no
end to or exit from the conditions of existence, and no rational hope that
a brighter future will repay patient struggle in the present.”17 Following in
Michel Foucault’s wake, Wendy Brown writes trenchantly of the “ubiquitous,
if unavowed, exhaustion and despair in Western civilization,” in which “most
have ceased to believe in the human capacity to craft and sustain a world
that is humane, free, sustainable, and above all, modestly under human con-
trol.”18 No room remains for those who seek “collaborative and contestatory
human decision making, control over the conditions of existence, planning
for the future . . . deliberate constructions of existence through democratic
discussion, law policy . . . [and] the human knowledge, deliberation, judg-
ment, and action classically associated with homo politicus.”19 Brown closes
her Undoing the Demos with a gesture toward a hope rooted in the prospect
of three distinct types of “work”: combatting neoliberalist ideology, offering
an alternative to capitalist globalization, and countering this civilizational
despair.20 More recently, Brown states in an interview (cited earlier as an
epigraph) that “we need grit, responsibility, and determination instead of
hope.”21
Pessimism and despair are an understandable reactions to the complici-
ties, rationalizations, and apathies of the blithe optimism in much modern
Western thought. To have downcast eyes is not to be blind, however, and
we should not conflate the loss of traditional banisters for thinking with
the loss of vision altogether. As Marasco writes, despair is a “dialectical pas-
sion . . . at odds with itself ”; it is “no simple absence,” but one that “conserves
Introduction 5
and preserves the possibility of what it also denies,”22 defined by what it fails
to achieve—a point clear in its etymology, de-sperare, or down from-hope.
Despair does not necessarily lead to resignation; on the contrary, it can steel
against starry-eyed enthusiasm, hence Brown’s gesture of hope in the con-
cluding pages of Undoing the Demos. The danger, however, is that it may
numb us to the live possibility of the world being other than it is; as Dienstag
confesses, “although pessimism does not issue from black moods, it could
indeed inspire them.”23 In 1931, Walter Benjamin described one result of
this collapse of historical hopes as “left-wing melancholy,” an attitude of rad-
icalism “to which there is no longer in general any corresponding political
action.”24
My concern in writing this book is that the loss of progress and the temp-
tation toward historical melancholy does not rob our political imaginations
of the possibility of a better future, especially insofar as the significance
of any moment in the sweep of passing time changes as it recedes into the
past. Indeed, it need not: events are always subject to reinterpretation—
contemporaries hold the present in wildly different lights, and each schol-
arly generation writes new histories of previous generations.25 Moreover,
as Arthur Danto argued decades ago, if there is any meaning or direction
to history, it could be only be ascertained at the end—everything else, so to
speak, might just be a prelude.26 Until then, we must plod along with the
provisions of narratives we tell ourselves.27 More mundanely, the passing of
time in everyday life recursively shapes the past’s meaning in terms of the
present’s forward trajectory.28 Bloch writes of “the non-synchronicity of the
synchronous” in time, the coexistence of realities from different moments of
history whose interaction and conflict generate novel possibilities and reali-
ties.29 The rejection of grand narratives of progress does not need to foreclose
the possibility of a brighter future.
Pessimism risks lending itself to what historian François Hartog terms
a “presentist” understanding of history, which sees “the extension, ad infi-
nitum, of an automatic present that is emptied of its contents and sheared
from its roots and possibilities.”30 In the presentist frame, a heuristics of
fear dominates: the future is seen with foreboding, ethical life is guided by
an “imperative of responsibility” that upholds the status quo, and political
imagination is stunted by a principle of precaution.31 Presentism and pessi-
mism alike render the world devoid of prognostic structure.32 If history has
no “visible, thinkable, or imaginable future,” historian Enzo Traverso writes,
we are left fixated on memory, with the past as present, for “a world without
6 The Principle of Political Hope
hope’s affective and phenomenological textures fall by the wayside. For the
Christian existentialist Gabriel Marcel, if we approach hope only from an an-
alytical perspective, we “make it unreal and impoverish it.”55 In experience,
hope involves “a fundamental relationship of consciousness to time,”56 and
thus cannot be reduced to desiderative-calculative objectives. Hope keeps
the future open, holding the promise that the world is not yet final: “piercing
through time,” it allows the “weaving of experience now in process . . . in[to]
an adventure now going forward.”57 As a mood of possibility, hope enables
agency, becoming “a vital aspect of the very process by which an act of cre-
ation is accomplished.”58 The philosopher and psychoanalyst Jonathan Lear
describes what he calls “radical hope” similarly. What makes hope radical,
Lear writes, “is that it is directed towards a future goodness that transcends
the current ability to understand what it is. Radical hope anticipates a good
for which those who have the hope as yet lack the appropriate concepts with
which to understand it.”59 As such, Lear presents radical hope as an indis-
pensable tool for sustaining ourselves as moral beings, living with others,
during moments of deep cultural disruption, when traditional frameworks
of meaning no longer hold. While in practice radical hope can admittedly
be difficult to distinguish from resignation, capitulation, and even collabo-
ration, the important thing is that it acts for its bearer as its own pragmatic
justification. In other words, if I believe my radical hope is justified, and it
thereby sustains my ability to ethically persevere in a world with others, it is
justified.
Philosophical accounts often treat hope as a mental phenomenon of indi-
vidual psychology. Scholars in other fields have rendered hope as a common
affair, something anchored in the individual self, but which takes living shape
only through social performance and interaction. Anthropologist Hirokazu
Miyazaki, for example, understands hope as a method of collaborative knowl
edge formation, “an effort to preserve the prospective momentum of the pre-
sent” that is “predicated on the inheritance of past hope and its performative
replication in the present.”60 From fieldwork among the colonially displaced
Suvavou people of Fiji, Miyazaki argues that hope for the recovery of ances-
tral lands both produces and is reproduced through the specific practices of
Suva (Christian) religious ritual, its social power structure, and its political
self-identity, reflected in its repeated appeals to the Fijian government for
redress since soon after expropriation. In Miyazaki’s account, inspired in
part by Bloch, the not-yet is the central category of Suva self-understanding
Introduction 11
The glimpses of utopia Dolan discovers in theater are rends in the fabric of
the present, at once a metaphor for and the prefiguration of a better future,
pointing toward a radical democratic politics. Ahmed describes hope sim-
ilarly, drawing special attention to its visceral and somatic qualities. In the
fuller passage cited earlier as an epigraph, Ahmed writes that hope
For Ahmed, Dolan, and Miyazaki, hope is both a precondition and result of
public performance and collaborative activity. Its desiderative and rational
qualities are nested within multiple shifting layers of affect, temporalities,
political imaginaries, and collective experience.
Although speaking a different conceptual language, Kant, Bloch, and the
pragmatists likewise emphasize hope’s creative, generative, and performa-
tive qualities leading toward moral personality, concrete utopia, or a genu-
inely democratic public. The stage is set by Kant’s description of hope as an
orientation underpinning “practical belief ” in historical progress. A belief
is practical if it is entertained not because of compelling theoretical proof
but because it is essential for normativity: while we have no incontrovertible
evidence that the will is free, for example, Kant holds we may nonetheless
act as if it is for the sake of moral experience. The same goes for teleological
progress in history, albeit, as we shall see, in a typically idiosyncratic manner.
Bloch, Peirce, James, and Dewey follow Kant in presenting hope not as ra-
tionally justifiable on the merits of its content as such, but as an indispensable
condition for sustained practical moral and political commitment. The title
of Bloch’s magnum opus is, after all, The Principle of Hope.
For these thinkers, moreover, hope does not presume an escape from the
conditions of human finitude, a point often obscured by its close associa-
tion with religion. Bloch speaks of “transcending without any heavenly tran-
scendence,”66 of stepping beyond the bounds of what is now understood to
be possible in the world. This aspiration reflects not a pernicious utopianism
but a simple observation about historical change: things once considered im-
possible do in fact become possible. In politics or any other enterprise that
relies on human action and coordination, the adage that “that’s just the way
things are” is invariably false. Put otherwise, although political hope does
not deny human finitude, it nonetheless maintains faith in the possibility of
miracles in Arendt’s idiosyncratic sense of events that “burst into the context
of predictable processes as something unexpected, unpredictable, and ulti-
mately causally inexplicable.”67 For Arendt, human beings are the “miracle
worker[s]” of history, for “whether or not they know it, as long as they can
act, [they] are capable of achieving, and constantly do achieve, the improb-
able and unpredictable.”68
In this regard, it is important to acknowledge the prophetic voice heard
in this study’s subjects, for its peculiarly Kantian cast anticipates Arendt’s
remarks on the miraculous quality of human action in concert. That Bloch
and the pragmatists engage in prophecy is perhaps to be expected; Bloch’s
Introduction 13
initial renown came from his messianic The Spirit of Utopia (1918), and a
number of scholars have documented the powerful and enduring resonance
of prophetic rhetoric in American thought.69 For reasons that will become
clear in exposition, I hear in these thinkers not an appeal to divine errand
but an echo of Kant’s discussion of a prophetic (wahrsagende) history of the
future. In The Conflict of the Faculties (1798), he writes that such a mode of
inquiry is plausible “if [and only if] the prophet himself brings about and
prepares the events that he announces in advance.”70 It is permissible to
prophesy, that is, if one also plays a role in the prophecy’s realization. As a
call to one’s self and others to act toward an animating ideal, prophecy is inti-
mately bound up with performance. Such a pragmatic, prophetic sensibility
is present in all of the authors in this study, manifesting itself in both form
and content. James’s renowned essays on moral life, for example, were orig-
inally public addresses, and their striking mix of first-person memoir and
second-person exhortation unmistakably enacts his substantive theme of the
vitality of philosophical reflection; similarly, I argue that Kant’s celebrated
essay on perpetual peace—written in the form of a treaty between nations—
is itself meant prophetically as an exemplary contribution to the legal foun-
dation of a future pacifist world order.
James, and Dewey, who take Kant’s sketch of hope as a working principle to
heart but reject his metaphysical dualism, the hard line he draws between
subject and object. Each post-Kantian thinker accordingly articulates a dis-
tinctive dynamic one-world metaphysics for an ontology of the not-yet, and
which gives criteria for distinguishing false hopes from those with traction.
To spell out two further, related convictions shared by Bloch and the
pragmatists, the first is that the world can change; as Brecht wrote, “the
contemporary world is describable to contemporary humans only if it is
described as a transformable world.”73 This transformation of the world goes
not simply for the possibility that new possibilities arise in reality, as it were,
but also conceptually, that we may offer new descriptions and vocabularies
by which we render our world intelligible, a possibility of special concern
to Bloch and Dewey. A second shared conviction, hinted at earlier, is that
reality is in process rather than static. With process metaphysics comes the
assumption of ontological continuity between subject and object as well
as between agency and structure: neither human nature nor the nature of
the world is fixed and final. Human action—or better yet, following Dewey,
“trans-action” with and within an environment74—may bring novel possi-
bilities and hence new realities into being. This point deserves emphasis. As
James writes, certain practical beliefs can “create [their] own verification.”
This is particularly the case for social and political action: “Wherever a
desired result is achieved by the co-operation of many independent persons,
its existence as a fact is a pure consequence of the pre-cursive faith.”75 A train
robbery will be foiled only if individuals are willing to believe that others
will join them in overpowering the villains; to invoke Arendt again, miracles
born of human cooperation—like political and social democracy—become
possible only because of the willingness to entertain their possibility and ac-
cordingly enact them.
Reading these thinkers in the light of anticipation, I defend them all from
accusations of optimism and challenge a number of conventional inter-
pretations of each in the process. The contours of the critical system allow
us to see that Kant is not a simple Enlightenment optimist, but a philoso-
pher of action well aware of the tensions between theoretical and practical
reason, not to mention the contingency of history. Bloch is not an abstract
utopian aesthete, but a philosophical polyglot who predicates concrete hope
on an idiosyncratic vital materialism that grounds his ontology of the not-
yet. The case is the same with each of the pragmatists in this study: against
recent appropriators of Peirce for democratic theory, I show that his
Introduction 15
The motion of this study is propelled by the tension between what might be
called “psychological” and “metaphysical” approaches to hope. The psycho-
logical approach, on the one hand, locates the basis for hope in the cognitive
16 The Principle of Political Hope
truth, however much Peirce himself gave reasons not to. Indeed, I show that
Peirce envisioned this convergence temporally rather than spatially—truth
will eventually arise because from probabilistic perspective it logically has
to over the course of millennia of scientific experiments ever refining our
knowledge; this is a far cry from the deliberative conceit of a group of non-
expert citizens discussing political matters. I show, furthermore, that Peirce
later complemented this early idea of a community of inquiry with meta-
physical tales meant to spiritually underwrite the probabilistic hope he vests
in scientific inquiry, the most extravagant of which is an anti-Darwinian
evolutionary philosophy of history in which love increasingly suffuses the
universe. James’s pragmatism could not be more different. Constitutionally
allergic to anything like cosmic mind, James exhorts individuals to lead and
indeed make significant lives. I focus on James’s thoughts on novelty, drawing
from his writings on psychology, history, and ethics, especially essays like
“The Will to Believe” and “Is Life Worth Living?” For James, hope for the
future rests on the human capacity to create new realities through action, in
the psychological satisfaction and moral value of strenuous effort as well as
in the concrete practical effects of collective agency. As we shall see, James
underwrites the emergence of novel realities with a radically anti-monist on-
tology that posits a teeming “pluriverse” of abundant possibilities. Pluralism
notwithstanding, James’s thought is also radically individualist, a convic-
tion that I argue often blinds him to understanding structural accounts of
social power that impact an individual’s ability to lead the sort of strenuous
life he declares worthwhile. While James thus makes the most compelling
statements of our capacity to effectuate historical change by bringing new
realities into being, his experiments are too often expressive shots in the dark
fired for the individual’s sake, even if they do briefly illuminate the world in
the process.
Chapter 4 turns to Dewey as an exemplary thinker of democratic hope.
Dewey’s writings on politics and society are widely known, but they lose
much of their power when separated from the philosophical anthropology,
social psychology, and process metaphysics that inform them. The chapter
accordingly treats Dewey as the systematic philosopher he is, and explicates
his democratic hope against the background offered in works like Human
Nature and Conduct and the magnificent but rarely read Experience and
Nature, the closest he comes to a comprehensive statement of his views.
Chief in this regard is Dewey’s nonsovereign notion of the self: in all activity,
humans are not merely agents but “agent-patients,” acting and acted upon
Introduction 19
at the same time.81 Furthermore, for Dewey, the fact that habits of conduct
are socially constructed means that they are able to be re-constructed; his
emphasis on education and schooling derives from a concern to equip new
generations with the tools to navigate a world both increasingly intercon-
nected and increasingly in flux. As an ideal, democracy offers the promise
of a common recognition of the struggles facing contemporary publics,
and thereby of instantiating habits and reconstructing institutions so as to
adequately address them. Hope resides in laying the groundwork of dem-
ocratic agency, in equipping citizens with the tools to rise to the demands
of public participation; for Dewey, establishing hope’s traditional justifica-
tory ground is less important than seeding the soil in which an intelligent
public grows. An added benefit of taking a broader view of Dewey’s work
is that it explodes the common myth of Dewey as a mere reformist liberal.
The idea of democracy requires much more than even radical experiments
in public policy, but also seismic social transformations, from public ar-
chitecture and education (rather than mere schooling) to material redis-
tribution: he names capitalist private property, for example, as the single
most fundamental aspect of social power in need of reconstruction for a
genuinely democratic world. The chapter closes by detailing Dewey’s own
democratic activism as a reflection of what it means to live in the light of
democratic hope.
The conclusion draws together strands of thought in the preceding
chapters and asks what constitutes hopeful democratic experimentation.
I present three different metaphors of experiment in the history of Western
thought: a laboratory model drawn by analogy with controlled scien-
tific experimentation; an individualist- cum-social performative model
of “experiments in living” drawn from Mill and underlined by James and
Dewey; and a dramaturgical-cum-demiurgical model drawn from analogy
to theater, one highlighted by Bloch and Brecht. I argue that political theory
privileges the first, scientific model over the other two to its detriment, for
concrete utopian aspiration requires a willingness to embrace the perfor-
mative and dramaturgical/demiurgical. In light of this capacious notion of
experimentation, encompassing reconstruction in the institutions, forms
of life, and categories we use to render our world meaningful, I end by
discussing actual methods of democratic hope today. Pragmatism-inspired
institutional reform, political protest, and art simultaneously envision and
call a better world into being—anticipating, demanding, and drawing closer
to utopia in the process.
1
Kant, Practical Belief, and the Regulative
Idea of Progress
Creation itself, that is, that such a brood of corrupt beings ever
should have appeared on the face of the earth, seems impossible to
justify if we assume that the human race never can or will be any
better off.
—Kant, “Toward Perpetual Peace”1
The Principle of Political Hope. Loren Goldman, Oxford University Press. © Oxford University Press 2023.
DOI: 10.1093/oso/9780197675823.003.0002
Kant, Practical Belief 21
and the first question’s “can” (können: “to be able to”) negatively describes
the limits of finite human rationality. Morality’s “should” (sollen: “to ought
to”), by contrast, positively prescribes the laws according to which the good
will operates.3 The question of hope assumes a less determinate scope than
either knowledge or morality insofar as Kant makes its answer a matter of
permissibility (dürfen: “to be legally permitted to, to allow to”), and reflec-
tion on hope concerns objects beyond the ken of experience. Though I can
speculatively hope for a vast array of states of affairs, Kant holds that I may
only reasonably hope for those necessarily bound up with my moral expe-
rience. Second, these grammatical differences are justified by Kant’s further
elucidation of hope’s elusiveness vis-à-vis knowledge and morality. While the
question of knowledge is driven by reason’s theoretical interest of what it can
know and the question of morality is driven by its practical interest in what it
should do, the question of hope is “simultaneously practical and theoretical,
so that the practical only leads like a clue to answering the theoretical, and, in
its highest form, speculative question.”4 Not only does hope therefore occupy
an uncertain terrain between the limits of human rationality and the needs
of moral psychology; the negotiation of these poles places the philosopher
on the primrose path of transcendental illusion, Kant’s term for the misuse
of reason’s principles “entirely beyond the empirical use of the categories” of
the possibility of sense experience.5 The explanation of how to avoid hope
leading us astray is consequently one of Kant’s primary aims in his practical
philosophy.
This chapter works through the difficulties of Kant’s answer to his third
question and explicates the regulative logic of hope. My analysis makes
three broad steps. I first offer an overview of Kant’s critical system, an under-
standing of which is essential for grasping his claims concerning hope. I then
situate hope in Kant’s conception of practical belief (praktische Glaube), a
propositional attitude with an evidentiary basis in the moral needs of hu-
manity rather than in scientific falsifiability; its justification, that is, is prac-
tical rather than theoretical. Finally, I examine the sources and grounds of
political hope in Kant’s work, showing how his moral justification for prac-
tical belief in God translates into a providential history of humanity. This last
step draws extensively from the historical and political writings to show the
variety of institutional means available for creating a world in which hope
for progress has concrete warrant. I demonstrate that despite numerous is-
sues with Kant’s explication of hope as a practical belief, the upshot of his
arguments is that for us to be permitted to hope, we must first act morally.
22 The Principle of Political Hope
While cursory readings can leave the sense that Kant uncritically assumes
the reality of historical progress, I show that the moral vocation of humanity
for which we accept regulative hope is not automatically given, but must be
earned through action.
As regulative, immanent guides to reason’s use, the ideas are, as Lewis White
Beck puts it, “maxims necessary for the conduct of thought.”17 In the pre-
ceding passage, this necessity has two components: unity and extension.
On the one hand, the presumption of the idea of systematicity of natural
laws—Kant’s particular focus in the text just cited—unites the otherwise
empirically contingent manifold of appearances in a coherent, necessary
framework. On the other hand, the same idea extends our experience in-
sofar as it posits that any appearance we encounter will also accord with nat-
ural laws, enabling investigation and discovery of further, as of yet unknown
scientific knowledge.
From an architectonic perspective, this aspect of transcendental ideas
reflects reason’s conative and teleological nature. In Kant’s words,
reason really only has the understanding and its purposive [zweckmäßige]
application as its object, and just as the latter unifies the manifold [of sen-
sible intuition] into an object through concepts, the former unifies on its
side the manifold of concepts through ideas, in which it posits a certain col-
lective unity as the goal [Ziele] of the understanding’s actions.18
Ideas are the principles through which the categories of the understanding
are united. Though Kant calls a number of things “ideas of reason,” including
the immortality of the soul, the cosmopolitan society, the social contract, a
self-rewarding morality, the concept of race, happiness, and the concept of
a final end, most often transcendental ideas “consider all experiential cog-
nition as determined through an absolute totality of conditions.”19 Such an
absolute totality of conditions carries the full weight of this idea of an un-
conditioned totality that defies empirical demonstration, for phenomena are
always conditioned: sense experience could never yield more than elephants
all the way down.20 The very act of thinking beyond experience is therefore
thinking the unconditioned.
Kant, Practical Belief 25
the interest of [reason’s] speculative use consists in the cognition of the ob-
ject up to the highest a priori principles; that of its practical use consists in
the determination of the will with respect to the final and complete end.31
Both interests thus reflect reason’s need for an unconditioned. The theo-
retical or speculative interest of reason drives toward such an object for the
comprehension of phenomena, and reason’s practical interest consists in
26 The Principle of Political Hope
eye’s lens has the purpose (Zweck) of focusing light on the retina one is not
making a factual claim about its intelligent design, but “one says only that
the representation of an end in the causality of nature is conceived in the
production of the eye because such an idea serves as a principle for guiding
[its] investigation.”43 Furthermore, this teleological principle enables the
identification of ways to correct defective vision, “with regard to the means
that one can think up to promote that effect.”44 Stressing the regulative, sub-
jective nature of the ideas of reason, Kant makes a small move from the local
application of teleological principles in investigating organisms to practical
belief in God as the underlying ground for nature as a whole. Though we
are, to be sure, critically restricted from making any positive claims about
things beyond the scope of natural laws, and hence barred from the dog-
matic claim “there is a God,” the assumption of teleology operates according
to the admission that we can only cognize the possibility of many things in
nature “by representing them and the world in general as a product of an
intelligent cause (a God).”45 Robert Butts’s suggestion that the concept of
God in Kant’s theoretical reason is “replaceable by the regulative idea of an
ordered universe in principle always accessible to human comprehension” is
therefore eminently reasonable:46 one heuristically assumes the hypothesis
of God as an intelligent designer for the sake of reason’s theoretical interest,
lest nature appear hopelessly inscrutable.
Kant does not restrict the ambit of teleological assumptions to the study
of natural organisms, however, for the need to satisfy reason’s theoretical
interest also underlies his turn to teleology in history. As he explains in his
“Idea for a Universal History from a Cosmopolitan Perspective,” whose title
itself (“Idea”) is significant in light of this discussion, the assumption of nat-
ural purposiveness in the unfolding of human affairs enables us to fruit-
fully investigate systematic patterns of activity that might otherwise appear
random. In language almost identical to his discussions of natural teleology
in the First and Third Critiques, Kant writes that “although we are too short-
sighted to understand the secret mechanism of nature’s organization, this
idea may nonetheless serve as a guiding thread with which to describe an
otherwise planless aggregate of human activities, at least in the large, as a
system.”47 Like the teleological research program for investigating the eye’s
purposive construction, Kant believes that the regulative assumption of
teleology in history can aid us in promoting its own “natural” ends. Since
these ends are ultimately moral, however, it can be difficult to disaggre-
gate reason’s theoretical and practical interests in teleological history,48 and
28 The Principle of Political Hope
a power of choice which does not add to a contemplated action the thought
of either an objectively or subjectively determined object (which it has
or should have), instructed indeed as to how to operate but not as to the
whither, can itself obtain no satisfaction.55
In morality, this need for an end is met by the concept of the highest good,
which is both the object of moral volition and the necessary object of pure
practical reason. As such, the highest good lends concrete significance to
moral obligation.56 Since Kant holds that “reason cannot command some-
thing the pursuit of an end which is known to be nothing but a phantom of
the mind,” the moral subject has to assume the highest good to be possible.57
Were it not, Kant states in the Critique of Practical Reason, “then the moral
law, which commands us to promote it, must be fantastic and directed to
empty imaginary ends and must therefore in itself be false.”58 Given that we
cannot deny the moral law, the consciousness of which is a “fact of reason,”59
we must be able to achieve the highest good. The postulates are the necessary
background conditions that make this realization possible.
The idea of the highest good is one of the central concepts of Kant’s practical
philosophy,60 and hope functions as the psychological stance appropriate to
its promotion. At a general level, the highest good is described by Kant as a
“moral world” or “the existence of rational beings under moral laws.”61 Thus
the highest good is, at least for human cognition, an ideal universe of moral
subjects acting in perfect conformity with duty and thus in collective har-
mony. That is not all, however, for although the objectively highest good may
be a moral world, the subjective condition under which humans can con-
ceive of the highest good must involve happiness, which Kant conceives to be
a subjective condition for the acceptance of something as a final end. Finite
rational beings can recognize that virtue is the supreme, unconditioned
good, but can only make this end an object of desire through the interpola-
tion of happiness, “the highest physical good that is possible in the world.”62
Only the two together are the “complete” highest good for humans.
Explicating the link between happiness and virtue brings complications.
Kant generally holds that the highest human conception of the good involves
the proportionality of one’s happiness to one’s virtue, one’s worthiness to be
30 The Principle of Political Hope
For what does it help to praise the magnificence and wisdom of creation
in the nonrational realm of nature and to recommend its contemplation,
if there shall remain the constant objection, against that part of the great
scene of the most supreme wisdom which contains the purpose of all of
this—the history of the human species—the sight of which compels us to
reluctantly turn our eyes from it and, as we despair at ever finding it in a
completed rational aim, leads us to hope to find it only in another world?72
If we can only aspire to the highest good in the beyond, disaffection in the
here and now is likely.
Both visions of the morally highest good have a place in Kant’s philos-
ophy, but his political hope is oriented toward the social-immanent ac-
count. Indeed, whenever Kant explicitly links politics and moral teleology,
he invokes the social ideal of the highest good as a guide for human effort.73
Moreover, though Kant mentions the three cardinal postulates of freedom,
immortality and God in all three critiques, his later writings downplay the
second in favor of freedom and (especially) God. For example, the Religion,
where one might expect a thorough treatment of immortality, only glances at
the topic. Kant still maintains that progress toward moral perfection requires
endless duration, yet his new focus on radical evil—the universal human
propensity to choose maxims contrary to morality—reflects the centrality
of God all the more: since the evil in our hearts precludes our achievement
of holiness, even over an endless duration, we must postulate divine grace if
righteousness is to be thought possible.74 In addition, Kant’s Lectures on the
Philosophical Doctrine of Religion name the three articles of moral faith to
be “God, freedom of the human will, and a moral world,” leaving immortality
conspicuously absent.75 Finally, in a suggestive but undeveloped reflection
on religion, Kant writes that although belief in a future life is a “moral need,”
it “is only a belief of the second rank. For it is not necessary that we exist
or exist eternally, but rather that we comport ourselves worthy of life for as
long as we live.”76 The upshot of Kant’s shift in emphasis is a stress on the im-
manent possibilities of progress toward a morally better world rather than
the purely transcendent progress of the immortality postulate. Thus for the
purposes of understanding political hope, immortality is inconsequential,
32 The Principle of Political Hope
»Minä olen nyt niin onnellinen, ja minun on nyt niin hyvä olla…
sillä minä tiedän, että nyt ymmärrät, miksi minä kesäöitä rakastan…
Voi, usein viime kesänä ajattelin: Jospa Martti kerran vielä Pohjolaan
palajaa… silloin hänelle sanon: Kesäyö on ihanin kaikista… Ja
kauas vieraalle maalle rukoilevan rukoukseni lähetin, sinun luoksesi,
että Pohjolaasi muistaisit…»
Ison kuistin ovet olivat auki. Rovasti oli piippuineen tullut kuistille
keinumaan, niinkuin hänen tapansa oli aina ollut. Nouseva
aamuaurinko sopi siihen paistamaan, ja siinä oli hauska keinua, kun
ilmassa oli alkavan kesän lemua, joka kuistinkin täytti, ja huvikseen
katsella pääskysten lentoa halki päiväpaisteisen pihamaan.
Martti ei ollut vielä yhtään kertaa sittenkun kotia saapui ollut niin
pirteällä tuulella, eikä Annasta ollut semmoinen ilo koskaan loistanut
kuin nyt.
»Juuri tämä aika on kaikkein ihanin täällä Pohjolassa», sanoi
Martti. »Mikä ihmeellinen yö oli! Niitä värivivahduksia! Niitä taivaan
selittämättömiä valoja… Nyt minä ymmärrän, miksi isä ei koskaan
ole täältä etelään ikävöinyt… Tämmöisenä yönä ei saisi kukaan
nukkua… eikä yön ihanuutta näkemättä antaa sen livahtaa
menemään…»
— Enkö sitä ole sanonut! Nuo kaksi kuuluvat toisilleen nyt, niinkuin
ennenkin.
9.
Annan päiväkirjasta.
Valoisa kesäyö!
Mutta en voi sitä uskoa. Siitä asti olen sitä epäillyt, kun
kesäkartanolta palasimme. Mikä äärettömän ihana yö se olikaan!
Siitä kirjoitan vielä joskus eri luvun tähän päiväkirjaani. Kuinka
ihmeellistä se olikaan. Pelkäsin ja vapisin! Voi jos hän olisi
aavistanut, kuinka lähellä oli, etten tarttunut hänen kaulaansa…!
*****
*****
Mutta Martti hymyili vain. Jospa hän olisi aavistanut, kuinka hänen
puoltaan pidin! Noin hän oli, valkoisine paidanhihoineen, ihmeen
kodikas ja mieluinen.
Ja Martti itse?
*****
Nyt ei hän enää epäile Martin kykyä, eikä pidä hänen tointansa
joutavana.
*****
Toin hänen terveisensä, ettei hän vielä malttanut tulla, hän tahtoi
nauttia ja imeä kaikki, mitä kesäyö tarjosi.
»Olkoon sitten», virkkoi ruustinna, mutta kun hän näki, että rovasti
hyväksyi Martin hommat, tuli hänkin paremmalle tuulelle ja sanoi:
»Minkävuoksi hänestä nyt on tullut semmoinen kummallinen,
härkäpäinen olento… ja lapsena oli niin herttainen ja kuuliainen…»
Rovasti sanoi:
Voi että näkisin eteenpäin! Ei. Parempi on, etten mitään tiedä.
10.
Anna selitti, missä olet, että maalaat jotakin uutta taulua lähellä
olevassa torpassa. Katoamisestasi erämaahan ei täällä silloin
kukaan tiennyt — ei Annakaan.
-Missä hän täällä kotona maalaa? Hän on kertonut suuresta
taulusta, jonka aihe on keväisestä kiveliöstä?»
Hyvä olikin, että meni. Nyt sain rauhassa katsella tauluasi… Ilo ja
riemu ja ylpeys täytti sydämeni, sillä minä näen nyt vasta, että olet
todellinen taiteilija. Pitkään aikaan en voinut irroittaa katsettani siitä,
niin huikaisevan kaunis se oli suurine valkopäisine kukkuloineen,
jotka kuvastuivat tummansinervää taivasta vastaan…
*****