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Computers & Industrial Engineering 182 (2023) 109366

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Computers & Industrial Engineering


journal homepage: www.elsevier.com/locate/caie

Maritime supply chain resilience: From concept to practice


Jiaguo Liu a, Juanjuan Wu a, Yu Gong b, *
a
School of Maritime Economics and Management, Dalian Maritime University, Dalian, China
b
Southampton Business School, University of Southampton SO17 1BJ, UK

A R T I C L E I N F O A B S T R A C T

Keywords: In the post COVID-19 era, changed freight patterns and trade routes, intensified anti-globalization situation, and
COVID-19 deteriorating geopolitical conflicts exert great pressure on the maritime supply chain. The purpose of this paper is
Maritime supply chain to explore how to extend supply chain resilience from concept to practice in the maritime supply chain. Based on
Supply chain resilience
this development vision, this paper constructs the framework of supply chain resilience through literature re­
AHP-QFD-DEMATEL
view, which is identified according to strategic management procedure to promote the building of supply chain
resilience and deploy enterprise operational resources. The structure of resilience theoretical framework of
maritime industry includes resilience goals, resilience strategies, and resilience practices. We adopt the hybrid
AHP-QFD-DEMATEL method to analyze the most important resilience factors in each layer. It is concluded that
robustness and adaptability are the two most important resilience goals, and the resilience strategy of collabo­
ration and flexibility should be paid more attention in the post COVID-19 era. This study enables SCRES to extend
from a conceptual perspective to a practical perspective and narrows the gap between theory and practices in the
resilience study.

1. Introduction situation has shown a long-term and normalization trend. Freight pat­
terns, global trade routes, and emerging technologies will constantly
In the era of economic globalization, maritime supply chain (MSC) adjust accordingly. Firms that have not adequately recovered from prior
effectively facilitates the transportation and exchange of goods between disruptions need to adjust their operations continually to further adapt
different stakeholders around the world, which increasingly plays a vital to the new normal (Bathke, Münch, Heiko, & Hartmann, 2022; Jiang,
role in global trade transportation (Wan, Yan, Zhang, Qu, & Yang, Lu, Qu, & Yang, 2021). Next, the COVID-19 pandemic has promoted the
2019). MSC connects different stakeholders and multiple transportation further development of anti-globalization. Some developed countries
modes that include sea and land modes (roadways, railways, and inland have increasingly shown serious protectionism, unilateralism, and
waterways, etc.) (Garg & Kashav, 2019). At the same time, considering localism in their foreign economic policies. The epidemic has caused the
the highly capital-intensive and large-scale characteristics of the mari­ deconstruction or reconstruction of the global supply chain to a certain
time industry, any form of disruptions caused by internal or external extent. Therefore, it has made countries pay attention to building a more
factors can adversely affect the normal operation of MSC (Loh, Zhou, resilient supply chain and promote the development of new economic
Thai, Wong, & Yuen, 2017). Since March 2020, the occurrence of regionalism with decentralized, diversified, and short-distance overseas
COVID-19 has driven global economic environment into a new scenario. supplier bases. Besides, geopolitics has undergone structural changes in
The lockdown and shutdown policy implemented in many countries the post COVID-19 era and the epidemic has intensified the geopolitical
during the early COVID-19 era results in enormous labor and order gaps conflicts around the world, which post great challenges to MSC whose
in the maritime supply chain, further leading to enormous disruptions development relies on multidimensional communication between
(Rahman, Paul, Shukla, Agarwal, & Taghikhah, 2022). different areas and countries. To effectively deal with the barriers
In the post COVID-19 era, the impact of coronavirus has not stopped caused by this series of changes, it is urgent to improve the resilience of
yet. First of all, due to the continuous variation of coronavirus and the the MSC.
different manifestations of anti-epidemic policies of countries with Supply chain resilience (SCRES) enables firms to anticipate probable
different political systems and civilized forms, the global epidemic disruptions caused by routine or non-routine events in time and

* Corresponding author.
E-mail address: Y.Gong@soton.ac.uk (Y. Gong).

https://doi.org/10.1016/j.cie.2023.109366

Available online 15 June 2023


0360-8352/© 2023 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

effectively cope with these contingencies, recovering from them and managers to take the most efficient measures to build a resilient MSC, by
achieving further development (Chowdhury & Quaddus, 2017; Lam & overcoming various resilience barriers, giving full play to the advan­
Bai, 2016; Pettit, Fiksel, & Croxton, 2010). Existing studies extensively tages of capital-intensive industries, and reducing unnecessary costs.
researched SCRES in various manufacturing industries, such as food, The rest of this paper is structured as follows. Section 2 gives a brief
chemical materials, electronic parts, and so on (Piya, Shamsuzzoha, & synopsis of the relevant literature, concluding the key points of existing
Khadem, 2022; Zhang et al., 2021; Hosseini, Ivanov, & Dolgui, 2019), research, resilience barriers in the post COVID-19 era, and the research
while fewer discussed resilience in the maritime industry. According to gaps. The hybrid research methodology in this study is elucidated in
previous research, SCRES was the process of the supply chain to expe­ Section 3. In Section 4, the final conceptual framework concluded using
rience disruption events and thereby respond then adapt to them (Ali, the proposed method is presented and discussed here. Section 5 dis­
Mahfouz, & Arisha, 2017; Chowdhury & Quaddus, 2016; Tukamu­ cusses the results of the analysis of the influencing factors. Finally, the
habwa, Stevenson, Busby, & Zorzini, 2015). Researchers explained the last section consists of the summary of this paper, its limitations, and
conception of SCRES from various aspects (Han, Chong, & Li, 2020; future research directions.
Hosseini et al., 2019; Rajesh, 2017), while neglecting to construct a
structural framework that could embed in enterprises’ development 2. Literature review
routines covering long-term, medium-term, and short-term. For the
reason that building SCRES in the firm needs full consideration and 2.1. Supply chain resilience (SCRES)
preparation, thorough SCRES strategic planning means a lot. The issue
has grown in importance in light of recent increasingly tough competi­ Supply chain resilience (SCRES) measures the capacity of resilience
tive environment for maritime enterprises in the post COVID-19 era. In in the supply chain context (Christopher & Peck, 2004). The establish­
terms of research methods, assorted methods were adopted to analyze ment of SCRES involves all members in the upstream and downstream of
SCRES, such as multi criteria decision making (MCDM) methods, system the supply chain and requires the efforts of all stakeholders. SCRES,
simulation methods, modeling methods (mathematical, and Bayesian according to Ponomarav and Holcomb (2009), was the capability of the
network, etc.), and so on (Gu & Liu, 2023; Das, Datta, Kumar, Kazan­ supply chain, which can help it respond to and recover from unforeseen
coglu, & Ram, 2021; Zhang et al., 2021; Hosseini et al., 2019; Pires events and disruptions to keep supply chain operations on track by
Ribeiro & Barbosa-Povoa, 2018). So far, combing the methods above maintaining enough connectedness and controlling its structure and
with firms’ strategic management methods has been rarely applied in function. Kamalahmadi and Parast (2016) thought a resilient supply
prior studies (Rahman et al., 2022). Meanwhile, in the post COVID-19 chain should have the capability to reduce the probability of suffering
era, quite a lot of constraints and changes should be considered for from unexpected disturbances, that was to anticipate the occurrence of
maritime enterprises to effectively recover from disruptions and further disruptions and prepare for them, prevent the spread of disturbances,
develop SCRES. However, to date, there has been little agreement on and recover from and respond to them by timely and effective plans to
which influencing factors are the most significant (Aslam, Khan, Rashid, transcend the disturbances and restore the supply chain operations to a
& Rehman, 2020; Adobor & McMullen, 2018). robust state. As has been mentioned in previous studies, SCRES is the
Considering current circumstances and existing research gaps, two ability to cope with external disturbances and disruptions, which in­
questions need to be addressed. First, for realizing the vision of building cludes preparation before the changes, and recovery and adaptation
a resilient supply chain in different maritime enterprises, how to closely after the changes (Chowdhury & Quaddus, 2017). Earlier literature has
embed SCRES in the strategic management procedure of maritime en­ not only refined the concept of SCRES, but also improved its hierarchical
terprises to guide practitioners, ensuring the pertinence and effective­ framework (Ali et al., 2017; Pimenta et al., 2022). While each of these
ness of maritime supply chain resilience (MSCRES) measures? Second, conceptual frameworks has diverse structures and elements, they share a
what measures are the most significant and effective to overcome common point of view, that considers SCRES multidimensional and
various maritime resilience barriers and improve SCRES in the post hierarchical.
COVID-19 era? Therefore, the major objective of this paper is to explore On the basis of various theories, researchers have conducted exten­
how to fulfill the vision of building SCRES and to identify and evaluate sive research to explore the influencing factors of SCRES. The theories of
the significant influencing factors of MSCRES in the post COVID-19 era. resource-based view (RBV) and dynamic capabilities are most often used
In searching for influencing factors of SCRES, this paper completes the as theoretical foundations. From the perspective of the RBV, various
proposed framework through systematic literature review and focus resources are regarded as the antecedents of building and enhancing
group discussion. To analyze the importance of influencing factors, a organizational capabilities to gain competitive advantages, which quite
hybrid AHP-QFD-DEMATEL method is adopted, extending SCRES from matters in supply chain resilience (Brandon-Jones, Squire, Autry, &
the theoretical level to the practical level. Petersen, 2014). Recent studies have justified the impact of various
The contributions of this paper include three aspects. (i) From the dynamic capabilities on SCRES, such as integration, flexibility, innova­
theoretical perspective, this paper provides an important opportunity to tion, visibility, and so on, which could be divided into low-order capa­
advance the understanding of SCRES in the post COVID-19 era. bilities and high-order capabilities (Brusset & Teller, 2017; Sabahi &
Considering existing resilience barriers of the MSC, this paper constructs Parast, 2020; Gu, Yang, & Huo, 2021). These papers indicated that the
a hierarchical framework of SCRES embedding in firms’ long-term structure of these factors is hierarchical and they are interdependent and
strategic planning to fulfill the development vision of building SCRES, interact with each other in building and enhancing SCRES. Furthermore,
which extends SCRES in the maritime industry from concept to strategic these two theories are important theoretical branches of strategic
practices, and depicts the characteristics and critical influencing factors management, the use of which in SCRES effectively combined enterprise
of SCRES. (ii) From the research methodology perspective, the hybrid strategic management with supply chain management but failed to
AHP-QFD-DEMATEL adopted in analyzing the hierarchical framework embed the framework of SCRES into strategic management. Strategic
of SCRES innovatively combines MCDM methods with strategic management is the management of an organization’s resources to ach­
deployment method. The methodology is applied in the maritime in­ ieve its goals and objectives, the key of which is to ensure that man­
dustry for the first time, which fully considers the features of SCRES agement rolls out the strategies across the organizations. Building
hierarchical framework and analyzes the relationships among factors SCRES should be considered as the strategic objective of an organiza­
within and between different layers. (iii) Besides, the results of this study tion. Therefore, it is very important to take an appropriate theoretical
also offer important management insights into building SCRES in the framework and research methodology.
maritime industry during the post COVID-19 era. The findings of this Accordingly, quite a lot of methods were used to quantify various
paper contribute to providing comprehensive instructions for maritime factors assessing the timeliness and effectiveness of SCRES practices.

2
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Fig. 1. Resilience barriers in the maritime supply chain.

Previous studies are partially quantitative and partially qualitative, and resilience performance in the MSC. Praharsi, Jami In, Suhardjito, and
both of them were implemented based on the hierarchical framework of Wee (2021) integrated the concept of Lean Six Sigma and SCRES in the
SCRES. Chowdhury and Quaddus (2017) developed a SCRES measure­ maritime industry during COVID-19 and provided suggestions for im­
ment scale, in which SCRES was measured by proactive capability, provements to operational inefficiencies. At the same time, the chal­
reactive capability, and supply chain design quality three dimensions, lenges caused by external environmental changes further cause barriers
and they were further specified in 12 sub-dimensions under these three to improving SCRES.
primary dimensions, which they used partial least squares-based struc­ The continuity of the COVID-19 pandemic and the ongoing occur­
tural equation modeling to analyze the data collected in the quantitative rence of global geopolitical conflicts have exposed the MSC to many
survey. Das et al. (2021) adopted Decision Making Trial and Evaluation risks and barriers (Das et al., 2021). Existing studies suggested the
Laboratory (DEMATEL)-Analytic Hierarchy Process method to develop a barriers in the MSC came from several sources, which could be catego­
framework of resilient risk management strategic factors. The SCRES rized into economic barriers, infrastructural barriers, technological
Capability-Performance Metrics Framework proposed by Han et al. barriers, administrative and political barriers, legal barriers, and orga­
(2020) not only consolidated SCRES into the dimensions of three phases: nizational barriers (Kashav, Garg, Kumar, & Sharma, 2022). Further­
readiness, response, and recovery, but also crystallized the performance more, since the outbreak of COVID-19, the challenges faced by the MSC
measurement metrics of SCRES into 11 capabilities. Through a thorough are quite diverse. Uncertainty of demand, inconsistency of supply, delay
review of previous studies, it is found that those frameworks and in delivery, and scarcity of labor are the main challenges caused by
methods could extend SCRES from theoretical perspective to practical COVID-19 disruptions, which will also affect the development of the
perspective, but fail to integrate SCRES into enterprise daily business MSC in the era of post-pandemic (Raj, Mukherjee, de Sousa Jabbour, &
decisions and long-term planning decisions, forming a mature strategic Srivastava, 2022). These barriers and challenges make it more difficult
management routine. Furthermore, the trade-off relationship between to build resilience in the MSC. Referring to all kinds of activities and
various factors or measures in building SCRES is still of inadequate partners involved in the MSC, this paper proposes the main resilience
research. barriers and challenges arising from the uncertainty of pandemic
outbreak and geopolitical conflicts during the post COVID-19 era, which
can be categorized into economic barriers, social barriers, infra­
2.2. Resilience barriers in the maritime supply chain (MSC)
structural and technological barriers, and organizational barriers as
shown in Fig. 1. Then, we interpret those barriers explicitly as below
Maritime supply chain (MSC) is a complex system, involving multi­
according to reviewing existing studies and interviewing firms’ man­
ple operation activities such as handling of freight at seaports, inland
agers, which can be seen in Table 1. The method we used is the focus
transportation, and handling of freight in the hinterland, and partners
group discussion, and the group is mainly composed of experts from
are from different functions even different countries with diverse regu­
academic and industrial fields. Detailed information on the interview
lations and policies (Kashav et al., 2021). Due to the complexity of the
process and participants is shown in the Appendix. And in the research,
MSC composition and the diversity of the MSC network, building a
we set these resilience barriers as different evaluation scenarios.
resilient supply chain is increasingly difficult in a constantly disturbing
society. In recent years, resilience in the MSC has been widely studied in
existing papers. Lam and Bai (2016) employed a quality function 2.3. Research gaps
deployment approach to link customer requirements, MSC risks, and
resilience measures, and proposed resilience solutions to enhance By reviewing papers related to this study, the research gaps were
resilience for shipping lines. Zavitsas, Zis, and Bell (2018) considered the mainly laid in three aspects. Firstly, although existing studies of SCRES
impact of environmental and security regulations on the network have been quite complete, the embedding of the concept of SCRES into

3
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Table 1 Table 1 (continued )


Resilience barriers and their manifestations. Resilience barriers External References
Resilience barriers External References in the MSCs manifestations
in the MSCs manifestations
and handling facilities
Scenario Uncertainty of Irregularity and Nenavani & Jain, used at ports and road
1 transportation backlog in orders 2021; Raj et al., freight transportation.
needs occurred due to the 2022; Okorie et al., Scenario Lack of Poor integration Kashav et al., 2022;
large-scale lockdown 2020 7 organizational among supply chain Nenavani & Jain,
caused by the outbreak integration in the members is manifested 2021; Li, Pedrielli,
of the COVID-19 MSCs in a lack of Lee, & Chew, 2017
pandemic and geo- transparency of
political conflicts, operational
trade disputes, and information, high
maritime security transaction costs, long
problems, which has a coordination time, and
significant impact on slow supply chain
producers in various response.
industries and their Scenario Lack of availability Existing contingency Das et al., 2021;
downstream logistic 8 and quality in plans lack of Remko, 2020
providers. contingency plan applicability to coping
Scenario Higher industry- The increase in railway Kashav et al., 2022; with the COVID-19
2 wide haulage charges, Das et al., 2021; pandemic and the
transportation hinterland Swink & Schoenherr, feasibility to respond
costs transportation costs, 2015 to the emergency,
port tariffs, fuel costs, which leads to frequent
and so on leads to occurrences of large-
higher industry-wide scale disruptions.
transportation costs in
the MSCs, which exerts
great pressure on firms’ strategic management routines in the maritime industry is not
building resilience. sufficient, ignoring constructing a hierarchical framework of SCRES to
Scenario Lack of Unsupportive laws, Kashav et al., 2022;
fully extend it from concept to practice. Secondly, according to the
3 government regulations, and Raj et al., 2022
support government policies, analysis of papers about resilience and SCRES above, it is found that
an imperfect previous research didn’t fully consider the features of disruptions and
supervision system, resilience to specify the characteristics, or in other words, crucial goals
and a strained of building a resilient supply chain under uncertainty. Thirdly, there is
relationship between
the government and
less research on resilience in the MSC, and it does not fully take account
firms make it difficult of the dilemmas of the MSC during the post COVID-19. To fill these gaps,
to avoid the occurrence this paper constructed a comprehensive hierarchical framework of
of corruption and maritime supply chain resilience (MSCRES) to extend resilience goals to
bribery and to
resilience strategies and further to resilience practices, by thoroughly
guarantee activities in
the MSCs. reviewing the previous literature and considering the post COVID-19
Scenario Scarcity of labor Lack of skilled labor, Kashav et al., 2022; and international conflicts dilemmas. Besides, this paper adopted a
4 qualified managerial Raj et al., 2022 hybrid AHP-QFD-DEMATEL to analyze the importance of hierarchical
personnel, and factors, which could effectively transfer resilience goals into enterprise
adequate high-quality
innovative talents
resilience strategies and then to resilience practices of firms and is rarely
result in the ineffective used in existing MSC studies.
organization to deal
with port congestion, 3. Research methodology
inefficient operational
performance, and
digitalization 3.1. The hybrid AHP-QFD-DEMATEL method
dilemma.
Scenario Poor infrastructure Insufficient Kashav, Garg, This paper constructs a hierarchical framework of supply chain
5 along the MSCs infrastructure of port, Kumar, & Sharma, resilience (SCRES) to delineate the concept of SCRES from the strategic
insufficient area of 2022; Kumar,
warehouses, poor Rahman, & Chan,
management perspective, which is designed to be deployable at
freight transportation 2017; Panahi, different operational levels and consists of three layers: resilience goals
infrastructure, and lack Sadeghi Gargari, (RGs), resilience strategies (RSs), and resilience practices (RPs). To
of availability and Lau, & Ng, 2022 identify the most effective factors in each layer of the proposed con­
quality of
ceptual framework for maritime supply chain resilience (MSCRES), this
transshipment
infrastructure for port- study adopts a hybrid decision-making approach to analyze it, that
to-port and port-to- combines Analytical Hierarchy Process (AHP), Quality Function
inland, and obsolete Deployment (QFD), and Decision-Making Trial and Evaluation Labora­
transport and handling tory (DEMATEL). Meanwhile, given the varying challenges and barriers
equipment and
vehicles.
faced by MSC firms, the importance and priority of each resilience factor
Scenario Insufficient and Poor digitalization Kashav et al., 2022; should be correspondingly different so that firms could better focus their
6 outdated system, logistics Raj et al., 2022; efforts and resources on the factors that matter most. Therefore, 8 sce­
technology used in information processing Ensslin, Dezem, narios are set up based on the resilience barriers in the maritime supply
the MSCs technology, and Dutra, Ensslin, &
chain (MSC), and maritime experts including practitioners and aca­
automation transport Somensi, 2018
demics are invited to evaluate the importance of each layer based on
them, respectively.

4
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Fig. 2. The basic structure of the two-phase QFD approach (Ref: Lam & Bai, 2016).

Due to the resilience barriers existing in the post COVID-19 era, the resilience factors is based on the literature and experts’ experience,
interrelationships among resilience factors and their importance show which will be shown in the next Section. The first HoQ is “strategy
differential features. This paper applies AHP and DEMATEL to evaluate transition” that aims at deploying the theory of SCRES to the strategic
the importance of resilience factors in each layer of the framework. AHP, level, in which RGs appear as “whats” and RSs appear as “hows”. In the
a mathematical method to solve multi-dimensional problems through first HoQ, we identify the relative weight of RSs in the hierarchical
pairwise comparison, is applied to calculate the absolute weight (AW) of framework according to RGs with obtained weights and then calculate
each RG based on the assumption that there is less interdependence the comprehensive weight of RSs. According to obtained comprehensive
among various attributes (Das et al., 2021). As both resilience strategies weights of RSs, the relative weight of RPs is obtained in the second HoQ
(RSs) and resilience practices (RPs) are interconnected, this study em­ which is called “practice transition”, where RSs/RPs are defined and
ploys the DEMATEL method to determine the influence of each on the presented as “whats/hows”. The absolute weight of resilience factors in
other, obtaining the AW of RSs and RPs respectively. DEMATEL quan­ the different layers is calculated based on other methods, which will be
titatively expresses the mutual logic relationship between different discussed in the next subsection. Accordingly, the basic structure of the
factors in matrix form to determine the causal relationship between two-phase QFD approach is shown in Fig. 2.
factors and the position of each factor in the system.
Besides, all layers of the framework, including RGs, RSs, and RPs, are
3.3. The decision algorithm of AHP-QFD-DEMATEL
interrelated with each lower layer serving as the supportive factors and
specific deployment measures of its upper layer. Therefore, the QFD
The data is collected from the multi-expert judgement through face-
method is employed to investigate these interrelationships and the two-
to-face interviews based on academics’ knowledge and practitioners’
phase QFD method is used to evaluate the supportive impact of RSs on
experience, which fully considers the development circumstances and
RGs, and RPs on RSs respectively. Initially, Quality Function Deploy­
the resilience barriers in the MSC. The decision algorithm for the hybrid
ment (QFD) is a method used in the field of strategic management for
AHP-QFD-DEMATEL method consists of several steps as below.
product or service development, brand marketing, and product man­
Step 1. According to the hierarchical framework of MSCRES, identify
agement (Celik, Cebi, Kahraman, & Er, 2009). It could transform
each part of the HoQ of two-phase QFD, and the specific structure can be
customer demand information into specific information directly used by
seen in Fig. 2.
the design, production, and sales department. This paper embeds the
Step 2. Conduct pair-wise comparisons of RGs under different sce­
concept of SCRES in strategic management procedures, transforms it
narios of coping with various resilience barriers assuming that there is
into operational practices, and explains the interrelationships within the
no dependence among the RGs, using a ratio scale of 1 to 9 to compare
structural framework.
any two goals, with 9 representing the highest importance of a particular
goal comparing the other. Then calculate the consistency ratio (CR) of
the pair-wise comparison matrix using the equation (1) and (2).
3.2. Two-Phase quality function deployment (QFD)
CI
CR = (1)
The overall research structure is based on a two-phase QFD that RI
consists of two HoQs, the first of which links the first and the second
layer of the hierarchical framework, that is resilience goals (RGs) and λmax − n
CI = (2)
resilience strategies (RSs). The second HoQ relates the third layer of the n− 1
hierarchical framework to its second layer, which is resilience practices Where CI is the consistency index, RI is the random index, and n
(RPs) and resilience strategies (RSs). The identification of all of the represents the size of the matrix. If CR is greater than 0.1, it means the

5
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Fig. 3. The relation between the phases of disruptions, the phases of resilience and resilience goals.

comparison is inconsistent and should revise the pair-wise comparisons. 4. Results


Otherwise, the AW of RGs can be obtained. Then, integrate experts’
evaluation under different scenarios using their arithmetic mean to 4.1. The structure of SCRES hierarchical framework
obtain the final AW of RGs.
Step 3. Use DEMATEL to compare the causal relationships of RSs in With the formation of the new normal of economic development in
pairs, which is measured on a 1 to 5 scale, with 1 signifying no direct the post COVID-19 era, improving maritime supply chain resilience
[ ]i=1,2,...,6
influence, and 5 signifying very high direct influence. A = aij j=1,2,...,6 is (MSCRES) has been determined as the development vision of many
maritime enterprises. How to deploy the concept of supply chain resil­
the direct relation matrix, that is obtained through transforming the
ience (SCRES) in enterprises’ strategic management with full consider­
evaluation of five maritime seasoned experts into crisp values, in which
ation of enterprises’ capabilities and resources is quite important.
aij is the influence degree of RSi on RSj. The matrix A is normalized using
Therefore, based on the results of research network visualization and
equation (3)
literature review, combing with the concept of SCRES, dynamic capa­
[ ]
A ∑6 ∑6 bilities theory, and strategic management procedure, this paper pro­
X = , in which δ = Min Max i=1 aij , Max j=1 aij (3) poses a three-level framework of maritime supply chain resilience
δ
(MSCRES), consisting of resilience goals (RGs), resilience strategies
1 (RSs), and resilience practices (RPs). The factors in the hierarchical
T = X(1 − X)−
framework have been iterated multiply according to the data collected

n ∑
n by the focus group discussion. RGs, which are derived from various
Dj = tij , Ri = tij i, j = 1, 2, …, 6 (4) studies and the concept of SCRES (Cohen & Kouvelis, 2021; Adobor &
i=1 j=1 McMullen, 2018; Ali et al., 2017; Pettit, Croxton, & Fiksel, 2013), are the
Then according to equation (5) to obtain AW of each RS factor. conceptual decomposed objectives of SCRES and denote the specific
characteristics of the resilient supply chain that differentiate a resilient
Di *Ri supply chain from others. They are also the basic required ability cor­
AW i = ∑n , i = 1, 2, ..., 6 (5)
i=1 Di *Ri responding with each phase of resilience and are the first-level mani­
festation of the vision of building SCRES. Differing from RGs, RSs, and
Step 4. Determine the degree of interdependency of the RSs with respect RPs are more concrete manifestations of SCRES in the supply chain
to the RGs under different scenarios of coping with various resilience operation area, which could be considered as the deployment of SCRES
barriers. Then integrate experts’ evaluations under various scenarios to in the level of strategy and practice (Cohen et al., 2022; Cohen & Kou­
[ ]j=1,2,...,6
obtain the interdependency matrix M = mij i=1,2,...,4 , with ratio scale 1 velis, 2021; Sabahi & Parast, 2020; Tukamuhabwa et al., 2015). RSs are
to 7, in which 1 represents there is no relationship between specific RS the long-range coherent set of planning, that cope with resilience bar­
and RG, and 7 represents there is a very strong relationship between riers for building SCRES in the MSC in the post COVID-19 era (Altıok,
specific RS and RG. Then, based on matrix M, considering the impor­ 2011), covering analyses, concepts, policies, arguments, and actions,
tance of RGs and using the absolute weight of RGs, apply QFD to and they are the second layer of the framework. RPs are the most out­
calculate the relative weight (RW) of RSs compared to RGs. ward layer of the framework and are specific actions to build SCRES,
Step 5. Using equation (6) to calculate the comprehensive weight which contribute to the work of RSs and provide practical instructions
(CW) of RSs. for managers.

AW i *RW i 4.1.1. Resilience goals (RGs)


CW i = ∑6 (6)
i=1 AW i *RW i In this paper, through reviewing existing research we propose agility,
Step 6. Use a similar process in step 3 to attain the AW of RPs. robustness, adaptability, and responsiveness are four pivotal goals that
Step 7. Using the CW of RSs obtained from the first-phase QFD in the characterize a resilient supply chain in the post COVID-19 era (Adobor &
second-phase QFD, repeat a similar process in step 4 to calculate the RW McMullen, 2018; Ali et al., 2017; Pettit et al., 2013; Wieland & Wal­
of RPs. lenburg, 2013). According to the Tukamuhabwa et al. (2015) research,
Step 8. Repeat the process in step 5 to obtain the CW of RPs. this paper divides the phases of SCRES as prepare, respond, recover, and
grow, which is proposed based on pre-disruptions, under-disruptions,
and post-disruptions three phases of disruptions. In this paper, we
consider that for each phase, agility, robustness, adaptability, and
responsiveness are the key characteristic that corresponds to it

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J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Table 2 Table 2 (continued )


Resilience strategies and their roles played in the MSCRES. Resilience Roles played in the MSCRES References
Resilience Roles played in the MSCRES References Strategies
Strategies
attacks, such as theft, safety
Visibility Visibility refers to ensuring the Kamalahmadi & Parast, 2016; incidents, delayed process,
transparency and veracity of Pettit et al., 2013; Francis, smuggling, cyber-attacks, and
information about supply chain 2008 crime, but also complex trading
members and changing and financial strikes caused by
situations with the help of uncertain circumstances.
intelligent shipping systems,
information technology, and so
on, contributing to better respectively, and they are the crucial qualities and goals of building
agility and responsiveness and SCRES in each phase. The role they play in the phases of SCRES is shown
further giving rise to a resilient
in Fig. 3.
supply chain.
Collaboration Collaboration includes the Poberschnigg et al., 2020; Agility refers to the ability to sense short-term and temporary
collaborative activities between Williams, Roh, Tokar, & changes, opportunities, and threats in time and rapidly and emphasizes
different maritime entities for Swink, 2013; Schoenherr & adapting to changing states by slightly adjusting tactics and operations
mutual benefits and joint Swink, 2012 without changing the existing structural configuration of the supply
activities between different
functional departments within
chain (Kamalahmadi & Parast, 2016; Eckstein, Goellner, Blome, &
each maritime organization. Henke, 2015; Wieland & Wallenburg, 2013). According to the defini­
Through joint planning, cross- tion, in the “prepare” phase of resilience, agility is quite important,
functional coordination and so which enables firms to detect small signs of disruptions or changes and
on, maritime supply chain
to quickly prepare for them in advance.
members could fully exchange
information, and share Robustness is defined as the ability to withstand disruptions to
resources, ideas, and costs to maintain the initial or planned performance (Simchi-Levi, Wang, & Wei,
collect full strength 2018; Nair & Vidal, 2011) and is considered as a proactive strategy to
withstanding risks and cope with disruptions (Ivanov, 2021; Tan, Zhang, & Cai, 2019; Bode &
disruptions.
Integration Integration involves the Kamal et al., 2021; Siagian
Macdonald, 2017). When disruptions occur, robustness ensures firms
alignment of different business et al., 2021; Chunsheng et al., respond to them steadily, which is the critical point in the “respond”
functions or processes, and the 2019; phase of resilience. Robustness emphasizes resisting the impact of dis­
combination of various systems ruptions and maintaining operations, the characteristic of which plays a
and technology, including
more important role in coping with short-term and low-impact disrup­
various logistics information
platforms, blockchain systems, tions (Brandon-Jones et al., 2014; Wieland & Wallenburg, 2012).
IoT devices, and so on, which Compared with agility, adaptability is the ability to sense funda­
contributes to the seamless flow mental changes and to make profound adjustments to supply chain (e.g.
of information, goods, and adjusting supply chain’s design) in order to cope with structural changes
services, and the effective
orchestration of resources and
in the market and supply chain (Patrucco & Kähkönen, 2021; Dubey
competencies across the supply et al., 2018). The most important goal in the “recover” phase of resil­
chain. ience is to strengthen adaptability. Aiming at various disruptions and
Innovation Innovation is an important Siagian et al., 2021; Sabahi & suspensions caused by the aftermath of COVID-19, it is quite important
capability for maritime supply Parast, 2020; Kwak, Seo, &
for supply chain members to narrow the gap between prior operational
chain members to respond to Mason, 2018
disruptions and adapt to modes and changed circumstances.
changes, including designing Responsiveness, the ability to react purposefully to disruptions and
new service processes, adopting changes in the supply chain within an appropriate time scale (Nenavani
new technology (artificial & Jain, 2021), can be attained through the efforts of the company itself,
intelligence, big data, and
automation, etc.),
its supply chain partners, and their collective actions (Kim & Lee, 2010).
implementing sustainable Responsiveness is used to measure the effectiveness of adaptation ac­
practices (green shipping, tivities and emphasizes ensuring the efficiency of a resilience strategy
circular logistics, and eco- for further growth. Moreover, responding accurately, rapidly, and cost-
design, etc.), and adjusting
effectively is the key to responsiveness, and so it’s the crucial goal in the
operational routines among
maritime stakeholders. “grow” phase of resilience (Qrunfleh & Tarafdar, 2013).
Flexibility Flexibility is defined as the Han et al., 2020; Chunsheng
ability to adjust operational et al., 2019; Dubey et al., 4.1.2. Resilience strategies (RSs)
practices with timely and low- 2019; Hosseini et al., 2019; In previous studies of SCRES, capabilities are a series of collective
cost efforts to withstand Christopher & Holweg, 2011
activities and strategic routines, through which an organization can
changes, which pertains to agile
responses and positively affects achieve sustained competitive advantages, and they also contribute to a
SCRES. It can be achieved by firm building a resilient supply chain (Ali et al., 2017; Brusset & Teller,
creating procurement, and 2017; Teece & Pisano, 1997). Resilience strategies (RSs) are long-range
logistics flexibility through
coherent planning based on capabilities to build a resilient supply chain
multi-model transportation,
capacity management, (Cohen et al., 2022; Han et al., 2020; Altıok, 2011). Differentiating from
inventory management, and so RGs that denote the crucial qualities and characteristics of SCRES in the
on. post COVID-19 era overall, RSs are more operable, which could support
Security Security is considered a crucial Piya et al., 2022; Ali et al., the achievement of RGs and are developed through carrying out a series
part of MSCRES and it is 2017; Urciuoli & Hintsa, 2016
of RPs. In this paper, we consider these RSs as the second hierarchy of
essential to prevent the supply
chain from not only traditional the conceptual framework for building SCRES. Visibility, collaboration,
integration, flexibility, innovation, and security these six strategies are
discussed in this paper, as shown in Table 2.

7
J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Table 3
Resilience practices and their roles played in the MSCRES.
Resilience practices Roles played in the MSCRES Reference

RP1 Supply chain alertness Supply chain alertness enables supply chain members to detect changes in the Queiroz, Fosso Wamba, Chiappetta Jabbour, &
external environment and know more clearly about the circumstances of assets, Machado, 2022
material, and operational activities in the supply chain in time, which can
enhance visibility and produce a better response.
RP2 Supply chain digitalization Supply chain digitalization is the digital transformation of supply chain areas, Ye et al., 2022; Spieske & Birkel, 2021; Zouari, Ruel, &
which covers shipping data, resources, business collaboration, and so on. It can Viale, 2020
enhance visibility, traceability, and forecasting accuracy, contributing to
building SCRES.
RP3 Information sharing Sufficient information sharing among supply chain members facilitates firms in Zouari et al., 2020; Li et al., 2017; Tukamuhabwa
the supply chain to know clearly about the supply–demand situation, supply et al., 2015;
chain capacity, and resource reserves in order to respond to disruptions quickly
and efficiently.
RP4 Leadership support With the support of leaders and top managers, firms in the supply chain can Poberschnigg et al., 2020; Kamalahmadi & Parast,
effectively execute operational strategies, which facilitates supply chain 2016
members’ further integration and quick, adequate response to the changes inside
and outside.
RP5 Cross-functional coordination Cross-functional coordination refers to the process of working collaboratively Poberschnigg et al., 2020; Swink & Schoenherr, 2015
across different maritime functional departments through formal and informal
mechanisms, which is proven that it can break down silos among logistics,
operations, finance, and security, enhance visibility, collaboration, and internal
agility, and further contributes to SCRES.
RP6 Shipping industry Shipping companies and ports expand their services through mergers and Siagian et al., 2021
consolidation acquisitions to include freight forwarding, logistics, and inland transportation,
which effectively aims for greater control over supply chains and greater
resilience.
RP7 Partnership management Adequate partnership management, building and keeping long-term, and Nenavani & Jain, 2021; Liu et al., 2021
strategic relationships with suppliers, manufacturers, and other service
providers, can enhance trust and positively reduce market uncertainty and
facilitate effective adaptation.
RP8 Joint planning Joint planning among supply chain members enables members to get more Liu et al., 2021; Poberschnigg et al., 2020; Rajesh,
accurate information about operations and finances within a dynamic 2017
environment and helps them forecast, and adapt to future changes effectively,
which has been widely discussed in SCRES literature.
RP9 Resource reconfiguration Resource reconfiguration, actions to reconfigure, rearrange, and restructure Queiroz et al., 2022; Parker & Ameen, 2018;
resources over supply chain to respond to the changes, is considered a critical Ambulkar, Blackhurst, & Grawe, 2015
element that plays a supporting role of building resilience in disruptive scenarios.
RP10 Human resource management Effective human resource management not only refers to reasonably developing Das et al., 2021; Ali et al., 2017
human resource structure, but also includes recruitment, education, and training
of a highly qualified, multi-skilled workforce to ensure enough and well-educated
workforce to cope with disruptions, which plays a significant role in enhancing
supply chain adaptability and building resilience.
RP11 Knowledge management Knowledge management refers to the process of acquiring, organizing, recording, Shin & Park, 2019; Scholten, Sharkey Scott, & Fynes,
and updating knowledge existing in technologies, routines, and coping with 2019; Ali et al., 2017; Scholten, Sharkey Scott, &
disruption, which promotes developing better strategies for disruptions and Fynes, 2014
achieving recovery.
RP12 Adoption of emerging Emerging technology, including the Internet of Things, blockchain, robotics, Chatterjee, Chaudhuri, & Vrontis, 2021; Ivanov,
technology artificial intelligence, energy-efficient technologies, and so on, can effectively Dolgui, & Sokolov, 2019
eliminate obstacles to supply chain operations.
RP13 Risk management Risk management consists of systematic routines that enable supply chain El Baz & Ruel, 2021; Um & Han, 2020; Kwak et al.,
members to identify and assess contingency in advance, and then address 2018
circumstances caused by disruptions impacts, which is highly related to building
supply chain robustness and resilience.
RP14 Maritime capacity Maritime capacity redundancy is defined as keeping adequate excess capacity for Ali & Gölgeci, 2019; Ali et al., 2017
redundancy maritime transportation, port handling facilities, overland transshipment, and so
on, to reduce the impact of sudden disruptions and increase adaptability and
responsiveness.
RP15 Maritime network Maritime network diversification refers to supply chain members diversifying Liu, Xi, & Wang, 2023; Lin, Fan, Shi, & Fu, 2021; Tan
diversification choices to enhance its flexibility when facing disruptions through multiple et al., 2019; Hasani & Khosrojerdi, 2016
sourcing, geographical dispersion, outsourcing to external providers, setting
redundant plants, backup transportation, backup transshipment nodes, and so
on.
RP16 Business-government Highly business-government collaboration that includes supportive policies and Ayyildiz, 2021; Das et al., 2021; Kashav et al., 2021
collaboration regulations enacted by governments on trade, and finance, collectively
developing trade facilitation procedures, such as maritime single window, and
establishing a joint committee, could effectively enhance trade facilitation.
RP17 Maritime infrastructure Implementing infrastructure improvement and automation through upgrading Kashav et al., 2022; Hasani & Khosrojerdi, 2016
improvement and automation port infrastructure, developing automated customs, building the port collection
and distribution systems, and so on, can effectively improve supply chain
operation efficiency, ensure MSC security and enhance SCRES.
RP18 Financial stability Financial stability is a decisive factor in building a resilient supply chain. Pimenta et al., 2022; Ayyildiz, 2021
Effective management of costs and operating margins can ensure supply chain
members with enough cash flow and assets to maintain operations without
disruptions.

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Table 4
The pairwise comparison matrix of expert 1 in Scenario1 and the absolute weight of resilience goals (RGs).
Agility Robustness Adaptability Responsiveness Absolute Weight

Agility 1 2 1/5 3 0.2262


Robustness 1/2 1 1/3 2 0.2653
Adaptability 5 3 1 4 0.3198
Responsiveness 1/3 1/2 1/4 1 0.1887

building resilience in the post COVID-19 era.


Table 5 Step 4 is to explore the degree of interdependency between RGs and
The values of D and R and the absolute weight of resilience strategies (RSs). RSs. In this step, the “strategy transition” is constructed to link RGs with
Resilience strategies D R Absolute weight (AW) of resilience RSs, in which the supportive impact of RSS on RGs under eight scenarios
(RSs) strategies (RSs) of coping with resilience barriers is respectively compared. Meanwhile,
Visibility 7.9470 6.5404 0.1795 using the AW of RGs, apply QFD to calculate the relative weight (RW) of
Collaboration 7.4189 7.3189 0.1876 RGs. The integrated “strategy transition” can be seen in Table 6. Then
Integration 7.4082 6.4725 0.1656
following Step 5, finally, the comprehensive weight (CW) of RSs is also
Innovation 7.0472 6.0991 0.1485
Flexibility 6.0536 7.8545 0.1643 computed and listed in Table 6. As listed, collaboration and flexibility
Security 5.9401 7.5294 0.1545 are two of the most important RSs, with similar CW of 0.1952, and
0.1760, followed by integration, visibility, and security, whose CW are
0.1717, 0.1660, and 0.1580, respectively. Compared to other RSs,
4.1.3. Resilience practices (RPs) innovation is less significant compared with a CW of 0.1331.
To enhance SCRES in the maritime industry, the hierarchy of RSs is Similar to Step 3, Step 6 is to determine the AW of resilience practices
further extended to specific operational measures scale. By implement­ (RPs) through DEMATEL. The direct relation matrix of RPs is shown in
ing RPs, it can be more effective to develop various RSs, build a resilient the Appendix and Table 7 shows the values of D and R, and the AW of
supply chain, and cope with challenges caused by changing environment RPs.
in the post COVID-19 era. In this paper, there are 18 corresponding RPs In Step 7 and Step 8, the second-phase QFD is applied to construct the
proposed. The meaning of these measures and their roles played in “practice deployment” linking resilience strategies (RSs) and resilience
MSCRES can be seen in Table 3. practices (RPs). In the “practice deployment”, the RW and CW of RPs are
computed, which can be seen in Table 8. Taking the supportive impact of
4.2. AHP-QFD-DEMATEL analysis RPs on RSs into account, the CW of RPs is attained, showing RP3 in­
formation sharing, RP5 cross-functional coordination, RP13 risk man­
This paper collects data from five experts that have profound agement, RP17 maritime infrastructure improvement and automation,
knowledge and practice experience about maritime in academic and RP8 joint planning, RP7 partnership management, and RP9 resource
industrial fields, whose average years of experience are more than 8. reconfiguration are top 7 crucial RPs, with the total weight of them over
Referring to Section 3, after constructing the first “house of quality”, that 50% comparing to the whole.
is “strategy transition”, proceed to Step 2. In AHP, the pairwise com­
parison matrix of expert 1 to cope with the uncertainty and the absolute 5. Discussion and conclusion
weight (AW) of RGs obtained by the final calculation are shown in
Table 4. To accurately acquire the priority of achieving RGs in the MSC, 5.1. Discussion
experts compare RGs considering two critical circumstances, including
different scenarios of resilience barriers, and the assumption that the Due to the large number of countries involved in the maritime supply
RGs are independent in building MSCRES. It is calculated that adapt­ chain (MSC), as well as the continuous occurrence of COVID-19 in each
ability is the most important within four RGs, with a score of 0.3198, country around the world, the blockade measures and epidemic pre­
followed by robustness, agility, and responsiveness, at 0.2653, 0.2262, vention policies implemented by various countries have an increasingly
and 0.1887, respectively. profound impact on the global MSC. The repeated occurrence of the
In Step 3, DEMATEL is employed to gain the AW of resilience stra­ epidemic has put the finance, material, and human resources of the MSC
tegies (RSs) due to the consideration of the interdependency of RSs. under great pressure, which indicates that building resilience in the MSC
Results of pairwise comparisons of RSs are shown in the Appendix, is imperative (Gu & Liu, 2023; Bathke et al., 2022; Praharsi et al., 2021;
which is the direct relation matrix of RSs. Then, this paper calculates the Lam & Bai, 2016). According to the result of AHP-QFD-DEMATEL
D and R values indicating the degree of influencing and being influ­ analysis, adaptability is the crucial goal in building post COVID-19
enced. According to equation (5), the AW of RSs is listed in Table 5. As maritime supply chain resilience (MSCRES). The COVID-19 pandemic
listed in the table below, in terms of the interrelationship of RSs them­ has caused adjustments in the MSC network structure, increased
selves, collaboration and visibility are the most important ones for

Table 6
The “strategy transition” linking resilience goals (RGs) and resilience strategies (RSs).
RGs AWRA Visibility Collaboration Integration Innovation Flexibility Security

Agility 0.2262 5.3750 4.7500 4.7500 4.2500 4.7500 4.5000


Robustness 0.2653 4.3750 5.3750 5.2500 4.6250 5.2500 5.7500
Adaptability 0.3198 4.7500 5.8750 5.6250 4.8750 6.2500 5.3750
Responsiveness 0.1887 4.7500 5.3750 5.8750 4.7500 5.7500 5.5000
Relative Importance 4.7918 5.3936 5.3748 4.6437 5.5511 5.3002
RWRC 0.1543 0.1737 0.1731 0.1495 0.1787 0.1707
AWRC 0.1795 0.1876 0.1656 0.1485 0.1643 0.1545
CWRC 0.1660 0.1952 0.1717 0.1331 0.1760 0.1580
Rank 4 1 3 6 2 5

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J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Table 7 post COVID-19 era, increased uncertainty urges supply chain members
The values of D and R and the absolute weight (AW) of resilience practices (RPs). to enhance comprehensive strength from the internal and external
Resilience practices (RPs) D R Absolute weight (AW) of through collaboration and integration, and create more agile options to
resilience practices (RPs) withstand abrupt disruptions and sustain normal operations (Junaid,
Supply chain alertness 3.8610 4.7163 0.0508 Xue, Syed, Li, & Ziaullah, 2020; Sawyerr & Harrison, 2019; Rajesh,
Supply chain digitalization 5.4445 3.1003 0.0471 2017; Pettit et al., 2013). Better collaboration could give full play to the
Information sharing 5.2835 5.0325 0.0741 capacity of various functional departments in the supply chain,
Leadership support 4.7750 2.2730 0.0303 enhancing pricing capabilities, providing more options for post­
Cross-functional coordination 5.1923 4.8868 0.0708
Shipping industry consolidation 3.7555 4.6652 0.0489
ponements, and facilitating the quick and effective response of shipping
Partnership management 4.5566 4.8917 0.0622 lines, shippers, and ports to unexpected disruptions (Nenavani & Jain,
Joint planning 4.6394 5.2908 0.0685 2021; Rajesh, 2017). Through enhancing flexibility in the aspects of
Resource reconfiguration 3.6718 5.8119 0.0595 operation, process, and transportation, such as adopting multiple
Human resource management 4.0836 3.4535 0.0393
sourcing, and equipping with multipurpose and universal machinery,
Knowledge management 4.7730 4.0376 0.0537
Adoption of emerging 4.2352 3.1936 0.0377 supply chain members can handle abrupt changes with little damage,
technology less time and low cost, and produce good performance (Chunsheng,
Risk management 4.5627 6.0720 0.0773 Wong, Yang, Shang, & Lirn, 2019; Dubey et al., 2019). Integration builds
Maritime capacity redundancy 3.7823 4.3087 0.0454 functional and decision-making unions by consolidation in processes,
Maritime network 4.2742 5.6590 0.0675
diversification
systems, and industries, which could improve the efficiency of resource
Business-government 4.1972 3.8301 0.0448 allocation and coordination efficiency among supply chain members,
collaboration and further enable greater agility, responsibility, and supply chain
Maritime infrastructure 4.3568 4.8060 0.0584 resilience (Siagian, Tarigan, & Jie, 2021; Poberschnigg, Pimenta, &
improvement and automation
Hilletofth, 2020; Chunsheng et al., 2019).
Financial stability 5.0803 4.4959 0.0637
In building MSCRES, operational practices directly influence the
efficiency of overcoming a series of deficiencies and barriers existing in
uncertainty in sea freight pricing and service plans, and changes in de­ the turbulent environment of post COVID-19 era. This paper discussed
mand patterns and transportation modes. Adaptability enables firms in the supportive impacts of 18 proposed resilience practices (RPs) on
the supply chain to incrementally adjust and modify their operational MSCRES, concluding that information sharing (RP3), cross-functional
measures to effectively cope with these changes in the post COVID-19 coordination (RP5), risk management (RP13), and maritime infrastruc­
era (Patrucco & Kähkönen, 2021; Pettit et al., 2013). It can help ture improvement and automation (RP17), are the top 4 of the most
reduce operational costs of coping with challenges and disruptions, effective resilience practices. Information sharing is the crucial element
enhance SCRES, and further improve supply chain performance (Liu, of building SCRES, which has been widely approved in prior studies
Dou, & Yang, 2021; Dubey et al., 2018). Meanwhile, robustness is (Piya et al., 2022; Dubey et al., 2019; Kamalahmadi & Parast, 2016;
ranked as the second crucial goal for supply chain members to achieve in
building MSCRES. Through enhancing robustness, supply chain mem­
bers could resist sudden disturbance to sustain their function and Table A1
Characteristics of Experts in the Workshop.
cushion external and internal turbulence to return to the planned situ­
ation (Brandon-Jones et al., 2014; Wieland & Wallenburg, 2013), which Experts Position Age Years of working experience in MSC
is quite important for MSC business continuity and SCRES (Piya et al., Expert 1 Professor 43 12
2022; Liu et al., 2021; Stone & Rahimifard, 2018). Expert 2 Professor 46 19
As far as the importance of resilience strategies (RSs), it is found that Expert 3 Associate professor 32 6
Expert 4 Manager 35 6
collaboration, flexibility, and integration are ranked in the top 3. In the
Expert 5 Manager 36 5

Table 8
The “practice deployment” linking resilience strategies (RSs) and resilience practices (RPs).
RS CWRC RP1 RP2 RP3 RP4 RP5 RP6 RP7 RP8 RP9

Visibility 0.1660 4.75 5.5 6.125 3.75 4.5 2.5 4 4.125 2.75
Collaboration 0.1952 3 4.125 5.375 4.625 6.125 4 3.75 3.875 4.125
Integration 0.1717 2.75 4.75 5.5 4.375 4.75 5.25 6.125 6 5.125
Innovation 0.1331 2 3.125 4 3.5 3.375 3.125 2.75 3 3.625
Flexibility 0.1760 3.625 4.75 5.375 3.875 5.125 4.75 4.5 4.375 5.375
Security 0.1580 2.625 4 3.75 2.875 3.75 3.5 3.5 2.875 4.125
Relative Importance 3.1652 4.4177 5.0812 3.8786 4.7019 3.9022 4.1587 4.0949 4.2219
RWRM 0.0421 0.0618 0.0711 0.0543 0.0658 0.0546 0.0582 0.0573 0.0591
AWRM 0.0508 0.0471 0.0741 0.0303 0.0708 0.0489 0.0622 0.0685 0.0595
CWRM 0.0365 0.0497 0.0899 0.0281 0.0795 0.0455 0.0617 0.0670 0.0600
Rank 17 11 1 18 2 13 6 5 7
RS CWRC RP10 RP11 RP12 RP13 RP14 RP15 RP16 RP17 RP18
Visibility 0.1851 2.2 2.8 3.2 3.2 2.8 1.8 2.4 5.6 1.8
Collaboration 0.1849 3.8 2.2 2.2 4 3.8 2.4 2.6 5.4 2.6
Integration 0.1602 3.4 3.4 2.4 4 4 2.6 3.4 6.4 2.6
Innovation 0.1751 6.8 7 5.2 2.4 2.2 1.2 3.4 4.6 5
Flexibility 0.1565 3.8 3 2.6 6.4 6.2 6.8 4.8 6 5.2
Security 0.1382 4 4.2 2.2 6.4 6.6 6.4 6 6.4 6.6
Relative Importance 4.4957 3.9650 4.2650 4.0672 4.3233 3.3736 3.8247 5.2934 3.9417
RWRM 0.0629 0.0555 0.0597 0.0569 0.0605 0.0472 0.0535 0.0741 0.0552
AWRM 0.0393 0.0537 0.0377 0.0773 0.0454 0.0675 0.0448 0.0584 0.0637
CWRM 0.0422 0.0508 0.0384 0.0750 0.0469 0.0544 0.0409 0.0738 0.0599
Rank 14 10 16 3 12 9 15 4 8

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J. Liu et al. Computers & Industrial Engineering 182 (2023) 109366

Fig. A1. The process of identifying resilience barriers and the hierarchical framework using the focus group method.

Fig. B1. The results of literature visualization using the VOS viewer.

Pettit et al., 2013). It not only enables supply chain members to fully situations and emergencies like COVID-19 (El Baz & Ruel, 2021; Dubey
grasp the situations inside and outside the supply chain, but also et al., 2019). Complete and mature risk management (RP13) strategies
smooths the way for firms’ quick and effective response to the changes. help the supply chain act effectively and promptly to any disruptive
Meanwhile, previous studies have already proven that cross-functional event, attaining business stability and continuity (Piya et al., 2022; Liu,
coordination (RP5) could support the achievement of resilience strate­ Shang, Lirn, Lai, & Lun, 2018). Ranking the fourth important resilience
gies (Siagian et al., 2021; Poberschnigg et al., 2020). The coordination measure is maritime infrastructure improvement and automation
between functional departments could synchronize the supply chain (RP17). Since the highly collaborative work process between different
flow, contributing to better collaboration and integration among supply supply chain partners to deal with disturbances places higher demands
chain members, and creating greater flexibility. Comparatively on data collection and work efficiency, digitalized and automated
speaking, risk management (RP13) is equally appropriate for sustaining infrastructure is required to share information efficiently and complete
supply chain security and stability in responding to unexpected work promptly (Piya et al., 2022; Kashav et al., 2022; Remko, 2020).

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Table C1
The direct relation matrix of resilience strategies (RSs).
Visibility Collaboration Integration Innovation Flexibility Security

Visibility 1.0000 3.8000 3.6000 2.4000 3.2000 3.4000


Collaboration 3.6000 1.0000 2.2000 2.6000 3.2000 3.6000
Integration 3.0000 3.0000 1.0000 2.4000 3.6000 3.2000
Innovation 3.0000 3.0000 2.6000 1.0000 3.0000 2.6000
Flexibility 1.8000 2.6000 2.2000 2.8000 1.0000 2.6000
Security 1.8000 2.6000 2.4000 1.8000 3.2000 1.0000

Table C2
The direct relation matrix of resilience practices (RPs).
RP1 RP2 RP3 RP4 RP5 RP6 RP7 RP8 RP9 RM10 RP11 RP12 RP13 RP14 RP15 RP16 RP17 RP18

RP1 1 2 2.6 1 2.6 2 2.8 3 2.4 1.8 2 1.6 3.4 2.4 2.8 2.2 2.4 2.8
RP2 4.6 1 4.8 1.2 3.8 3.6 3.2 3.8 4.2 2.6 3.6 3 4 2.6 3.8 1.6 3.6 3.2
RP3 4.4 1.6 1 1.8 4.4 3.8 4.4 4.4 4.4 2.8 3.2 1.8 4.4 2 4 2.8 2.6 3
RP4 2.6 3 3.6 1 4 4.2 3.6 3.4 2.8 2.2 2.6 2.2 3.4 2.6 2.8 2.4 1.8 2.4
RP5 3.4 2.2 4.4 1 1 3.6 4 4.8 4.4 3 3.2 1.6 4.2 3.6 3.2 2 3.8 2.4
RP6 1.8 1.8 3.4 1 1.8 1 2.8 3 4.2 2 2.4 1.2 2 1.8 2.6 3.4 2 1.8
RP7 3.4 1 3.8 1.2 2.6 3.4 1 4.8 4 1.6 1.4 1.2 4.2 2.2 4.2 2.8 2.4 3.6
RP8 3.2 1.4 4 1 2.8 2.8 2.8 1 4.6 1.4 3 1.6 4 3.4 4.6 2.2 3.2 2.8
RP9 1 1 1.6 1 2.2 2.8 1.4 1.6 1 2 2.4 1.8 4.2 2.4 4.2 2.4 3.4 2.8
RP10 2.4 1.8 2.6 1.8 4.4 2.2 3.2 2.6 1.8 1 3.6 1.4 2.8 3.2 2 2 2 2.2
RP11 2.6 2.2 3.8 1.4 3.4 1.6 3.4 3.8 4 2 1 2.8 3.8 2.4 2.8 2.4 4 3.2
RP12 1.8 3 3 1.6 2.8 1.8 1.6 2.6 3.6 2.2 2 1 3 2.6 3.4 1.8 4 3
RP13 4.6 1.6 2.2 1.8 3.4 1.6 3.4 3.2 3.4 2 2.8 1.6 1 3 3.8 2.8 3 3.6
RP14 2.6 1.4 3.2 1 3.2 1.8 2.8 3.2 2.6 2 1.4 1.2 4 1 3.4 1.2 2.2 1.8
RP15 2.2 1.6 2 1.8 3 2.2 3.6 3.4 3.6 2.4 2.4 1.8 4.4 2.8 1 2.4 2.4 2.6
RP16 2.8 1.4 2.6 2.4 2.4 4.2 2.8 2.6 2.8 1 1.6 1.2 3.6 2 3 1 4 3.4
RP17 3.4 3.4 3.6 1 2.2 3.2 2 2.2 3.6 1.6 1.6 3.8 3.4 2.8 4.2 1.6 1 2
RP18 2.2 2.4 2.6 1.2 3 4.6 3.4 3.2 4.2 3 2.8 3.4 4.8 2.8 3.8 3 3.4 1

5.2. Conclusion improving the adaptability and robustness of the supply chain, pooling
resources in enhancing collaboration, flexibility, integration, and so on
During the post COVID-19 era, the international situation has by adopting a series of most effective resilience practices. For example,
remained extremely volatile, exerting great pressure on the MSC and (i) Establishing shipping alliance, signing long-term cooperation con­
urging firms to build a resilient supply chain. Through a broad literature tracts, and achieving shipping industry consolidation through cross
review and collected experts’ opinions, based on resource-based view, shareholding, and merger and acquisition to maintain the stability of
and dynamic capabilities theory, this paper constructed a conceptual partnership, reduce operation costs, maximize the transportation utili­
framework of MSCRES. The framework explained the MSCRES from the zation rate, and increase competitiveness in the shipping industry; (ii)
perspective of resilience goals, resilience strategies, and resilience Developing digital platforms, equipping with automated mechanical
practices. Then, adopting the AHP-QFD-DEMATEL, the significance of equipment in the transportation process, and adopting single order
resilience factors in each layer of the hierarchical framework was system for maritime transportation to enhance the transparency, trace­
analyzed, as well as taking into account that successfully surmounting ability, and visibility of supply chain, and improve the efficiency of lo­
resilience barriers occurred in the post COVID-19 era. The results gistics and transportation; (iii) Establishing a risk early warning system,
showed that adaptability and robustness were the two most important improving the level of redundancy in transportation facilities and ca­
resilience goals (RGs). In the analysis of resilience strategies (RSs), pacities, and diversifying the sourcing channels and transportation
combing the interrelationships between RSs and the effect of RGs on modes to heighten the awareness of disruptions, and strengthen firm’s
them, it was discovered that the priority relationship among RSs was, flexibility when coping with disturbances.
collaboration (0.1952) > flexibility (0.1760) > integration (0.1717) > Besides, the proposed hybrid method has some limitations that
visibility (0.1660) > security (0.1580) > innovation (0.1331). As far as should be overcome in future studies. Firstly, the proposed framework is
critical resilience practices (RPs), results revealed that information mainly based on literature review and revised according to some expe­
sharing (RP3), cross-functional coordination (RP5), risk management rienced experts’ opinions, while rarely taking firms’ practical operation
(RP13), and maritime infrastructure improvement and automation strategy into account. Therefore, in future studies more data could be
(RP17), were the top 4 most effective RPs. collected in maritime firms to include more considerations, such as
This paper provides abundant theoretical and managerial implica­ technical and financial feasibility, impact on the continuity of the
tions in academia and industry. In terms of theoretical implications, operation of the MSC, and so on. Secondly, the experts’ opinions are
prior studies mostly focus on resilience phases and capabilities, while mainly collected from experts in China, and in future studies, more ex­
few clearly describe the characteristics of a resilient supply chain and perts’ opinions from other countries should also be collected. Thirdly,
extend it from concept to practice in industry, which leads to the diffi­ the construction of the framework has neglected interpreting the sys­
culty of its evaluation. However, this paper concluded the characteristics tematic relationships among various resilience factors to build the hi­
of SCRES in each development phase of resilience, integrated the defi­ erarchical structure using the semi-quantitative method. Future studies
nition of SCRES with dynamic capabilities, and embedded SCRES in could combine experts’ opinions and systematic relationships among
maritime strategic management procedure, which contributed to its resilience factors to construct the hierarchical framework of MSCRES.
quantification and makes SCRES more clear. Meanwhile, the findings Finally, during analyzing the resilience factors, this paper adopts a
also suggest specific courses of action for industrial managers. In the hybrid MCDM method of AHP-QFD-DEMATEL that relies more on ex­
post COVID-19 era, maritime enterprise managers should focus on perts’ evaluation, which could cause experts’ subjective evaluation

12
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